Securities and Exchange Commission v. Herman et al
| Securities and Exchange Commission |
| Justin Wallace Herman, Anthony Michael Baker, Ian Horn and Island Capital Inc. |
| 7:2022cv00027 |
| April 7, 2022 |
| US District Court for the Eastern District of Kentucky |
| Edward B Atkins |
| David L Bunning |
| Robert E Wier |
| Securities/Commodities |
| 15 U.S.C. § 77 Securities Fraud |
| None |
Docket Report
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This docket was last retrieved on December 21, 2022. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 12 NOTICE by Securities and Exchange Commission of Substitution of Counsel (Combs, Tracy) |
| Attorney Update. Attorney Michael Edward Welsh, SEC added for Securities and Exchange Commission; Attorney Tracy Schloss Combs, SEC terminated; per DE #12. (TDA) |
Filing 11
FINAL JUDGMENT as to Dft Ian Horn: I. Dft permanently restrained and enjoined in offer or sale of any security. II. Dft pay $11,218.20 to Commission w/in 30 days. III. Any debt for disgorgement, prejudgment interest, civil penalty or other amounts due is a debt for violation by Dft of federal securities laws or any regulation or order issued. IV. The Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Judgment. V. Clerk enter this Final Judgment without further notice. Signed by Judge David L. Bunning on 8/3/2022. (TDA) cc: COR
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Filing 9
ORDER: Upon consultation between Chambers, the undersigned TRANSFERS this case to District Judge David L. Bunning for all further proceedings. Signed by Judge Robert E. Wier on 8/1/2022. (RCB)cc: COR
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| ***MOTION SUBMITTED TO CHAMBERS of Judge Wier for review: re #7 MOTION to Approve Consent Judgment by Securities and Exchange Commission (RCB) |
| ***MOTION SUBMITTED TO CHAMBERS of Judge Atkins for review: re #8 MOTION for Extension of Time by Securities and Exchange Commission (and For Alternative Service) (RCB) |
| Filing 8 MOTION for Extension of Time by Securities and Exchange Commission (and For Alternative Service) Motions referred to Edward B. Atkins. (Attachments: #1 Exhibit A - Affidavit of Casey R. Fronk, #2 Exhibit B - Declaration of TJ Cahill, #3 Proposed Order)(Fronk, Casey) |
| Filing 7 MOTION to Approve Consent Judgment by Securities and Exchange Commission (Attachments: #1 Exhibit 1 - Consent of Defendant Ian Horn, #2 Proposed Order (of Final Judgment) as to Defendant Ian Horn)(Fronk, Casey) |
| ***FILE SUBMITTED TO CHAMBERS of Judge Wier for review: #1 Complaint. (TDA) |
| Filing 6 SUMMONS Returned Executed by Securities and Exchange Commission via personal service on registered agent, Ira Branham to Island Capital Inc. served on 5/9/2022, answer due 5/31/2022. (Fronk, Casey) |
| Filing 5 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Justin Wallace Herman waiver sent on 4/8/2022, answer due 6/7/2022. (Fronk, Casey) |
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Filing 4
STANDING CASE MANAGEMENT AND REFERRAL ORDER: 1. At the outset, the Court reminds the parties that, under Rule 1, they share with the Court the duty to construe, administer, and employ the Federal Rules of Civil Procedure to secure the just, speedy, and inexpensive determination of this action; 2. Pursuant to 28:636(b)(1) and Fed. R. Civ. P. 72, the Court refers this case to the appropriate United States Magistrate Judge for this Division; 3. Unless otherwise ordered, the Court retains for decision any motion dispositive of a claim or defense (as well as motions regulating the trial proof, including Daubert and motions in limine); 4. Concurrent with the filing of any Rule 12 motion, the moving party may file, as a separate motion, any request for a discovery stay pending resolution. The Court refers consideration of any such motion to the assigned Magistrate Judge; 5. Discovery Disputes shall be resolved as defined within this order; The Court DIRECTS the Clerk to enter this Standing Order in the undersigned's civil cases excepting Social Security, pro se, and prisoner post-conviction matters at case opening (or as the Court otherwise directs). Signed by Judge Robert E. Wier. (TDA)cc: COR
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| Filing 3 SUMMONS ISSUED as to Anthony Michael Baker, Justin Wallace Herman, Island Capital Inc.; Summons issued and returned to counsel electronically. (TDA) |
| Filing 1 COMPLAINT, filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Summons Justin Wallace Herman, #3 Summons Anthony Michael Baker, #4 Summons Island Capital Inc.) (TDA) |
| Conflict Check run. (TDA) |
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