Striplin v. Stifel Financial Corp. et al
| Amber Striplin |
| Stifel Financial Corp., The Board of Directors of Stifel Financial Corp., Stifel Financial Profit Sharing Plan 401(k) Investment Committee, Does 1-20 and Does 21-40 |
| 4:2026cv00255 |
| February 20, 2026 |
| U.S. District Court for the Eastern District of Missouri |
| Matthew T Schelp |
| Labor: E.R.I.S.A. |
| 29 U.S.C. § 1132 E.R.I.S.A.-Employee Benefits |
| Plaintiff |
Docket Report
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This docket was last retrieved on April 10, 2026. A more recent docket listing may be available from PACER.
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| Filing 25 CJRA ORDER (NMG). Magistrate Judge Rodney H. Holmes termed. Case reassigned to District Judge Matthew T. Schelp for all further proceedings. (JEB) |
| Notice from Clerk instructing Defendants Does 1-20, Does 21-40, Stifel Financial Corp., Stifel Financial Profit Sharing Plan 401(k) Investment Committee, The Board of Directors of Stifel Financial Corp. to submit Notice regarding Magistrate Judge Jurisdiction. Click #here for the instructions. Notice re: Magistrate Judge Jurisdiction due by 4/16/2026. (CLH) |
| Filing 24 DISCLOSURE STATEMENT by Stifel Financial Corp., BlackRock, Inc.. (Reed, Winthrop) Modified on 3/18/2026 (ANR). |
| Filing 23 ENTRY of Appearance by Winthrop B. Reed, III for Defendants Does 1-20, Does 21-40, Stifel Financial Corp., Stifel Financial Profit Sharing Plan 401(k) Investment Committee, The Board of Directors of Stifel Financial Corp.. (Reed, Winthrop) |
Filing 22
Docket Text ORDER: RE: #21 MOTION for Leave to Appear Pro Hac Vice Charles Field; ORDERED GRANTED. Signed by Magistrate Judge Rodney H. Holmes on 03/17/2026. (JRZ)
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| Filing 21 MOTION for Leave to Appear Pro Hac Vice Charles Field. The Certificate of Good Standing was attached.(Filing fee $150 receipt number AMOEDC-11765821) by Plaintiff Amber Striplin. (Attachments: #1 Certificate of Good Standing)(Field, Charles) |
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Filing 20
Docket Text ORDER Re: #18 MOTION for Leave to Appear Pro Hac Vice Elias Schultz by Plaintiff Amber Striplin; ORDERED GRANTED. Signed by Magistrate Judge Rodney H. Holmes on 3/3/2026. (HMA)
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Filing 19
Docket Text ORDER Re: #17 MOTION for Leave to Appear Pro Hac Vice Sharon Kim. by Plaintiff Amber Striplin; ORDERED GRANTED. Signed by Magistrate Judge Rodney H. Holmes on 3/3/2026. (HMA)
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| Filing 18 MOTION for Leave to Appear Pro Hac Vice Elias Schultz. The Certificate of Good Standing was attached.(Filing fee $150 receipt number AMOEDC-11749247) by Plaintiff Amber Striplin. (Attachments: #1 Exhibit Certificate of Good Standing (NY))(Schultz, Elias) |
| Filing 17 MOTION for Leave to Appear Pro Hac Vice Sharon Kim. The Certificate of Good Standing was attached.(Filing fee $150 receipt number AMOEDC-11748116) by Plaintiff Amber Striplin. (Attachments: #1 Exhibit Certificate of Good Standing (NY))(Kim, Sharon) |
| Filing 16 WAIVER OF SERVICE Returned Executed filed by Amber Striplin Does 21-40 waiver signed on 2/24/2026, answer due 4/27/2026. (Keenan, Edward) |
| Filing 15 WAIVER OF SERVICE Returned Executed filed by Amber Striplin Does 1-20 waiver signed on 2/24/2026, answer due 4/27/2026. (Keenan, Edward) |
| Filing 14 WAIVER OF SERVICE Returned Executed filed by Amber Striplin Stifel Financial Profit Sharing Plan 401(k) Investment Committee waiver signed on 2/24/2026, answer due 4/27/2026. (Keenan, Edward) |
| Filing 13 WAIVER OF SERVICE Returned Executed filed by Amber Striplin The Board of Directors of Stifel Financial Corp. waiver signed on 2/24/2026, answer due 4/27/2026. (Keenan, Edward) |
| Filing 12 WAIVER OF SERVICE Returned Executed filed by Amber Striplin Stifel Financial Corp. waiver signed on 2/24/2026, answer due 4/27/2026. (Keenan, Edward) |
| Filing 11 WAIVER of Service issued as to defendant Stifel Financial Corp., filed by Amber Striplin. Request for Waiver sent to Stifel Financial Corp. on 2/24/2026. Waiver of Service due by 3/26/2026. (Keenan, Edward) Modified on 2/24/2026 (JWD). [Attorney filing error: waiver of service incorrectly signed by plaintiff's counsel. Proper waivers as to each defendant to be filed per counsel.] |
| Filing 10 FINAL NOTICE of Filing Deficiency re 9 Electronic Notice of Filing Deficiency, #1 Complaint. Plaintiff's counsel advised the Clerk's Office that the defendant has agreed to waive service. Waivers of Service not filed. Case to proceed to judge assignment and further review by the Clerks Office Exec. Team. (JWD) |
| Case Opening Notification. Judge Assigned: U.S. Magistrate Judge Rodney H. Holmes. All parties must file the Notice Regarding Magistrate Judge Jurisdiction Form consenting to or opting out of the Magistrate Judge jurisdiction. Click #here for the instructions. Pursuant to Local Rule 2.09, every nongovernmental corporate party or nongovernmental corporation that seeks to intervene in any case, and every party or intervenor in an action in which jurisdiction is based upon diversity, must file a Disclosure Statement immediately upon entering its appearance in the case. Please complete and file the certificate as soon as possible. # (moed-0001.pdf). (JWD) |
| Filing 9 NOTICE of Filing Deficiency re #1 Complaint. In accordance with Eastern District of Missouri Local Rules and the Case Management/Electronic Case Filing (CM/ECF) Procedures Manual, a filing deficiency has been identified as follows: Notice of Process Server form not filed. This deficiency must be filed in the case record immediately. (JWD) |
| Filing 8 SUPPLEMENTAL re #1 Complaint (Proposed Summons to Does 21-40) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 7 SUPPLEMENTAL re #1 Complaint (Proposed Summons to Does 1-20) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 6 SUPPLEMENTAL re #1 Complaint (Proposed Summons to Stifel Financial Profit Sharing Plan 401(k) Investment Committee) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 5 SUPPLEMENTAL re #1 Complaint (Proposed Summons to The Board of Directors of Stifel Financial Corp.) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 4 SUPPLEMENTAL re #1 Complaint (Proposed Summons to Stifel Financial Corp.) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 3 SUPPLEMENTAL re #1 Complaint (Original Filing Form) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 2 SUPPLEMENTAL re #1 Complaint (Civil Cover Sheet) by Plaintiff Amber Striplin. (Keenan, Edward) |
| Filing 1 COMPLAINT against defendant All Defendants with receipt number AMOEDC-11733196, in the amount of $405 Jury Demand,, filed by Amber Striplin.(Keenan, Edward) |
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