HADDOCK v. PRUDENTIAL FINANCIAL, INC. et al
Plaintiff: NOAH HADDOCK
Defendant: PRUDENTIAL FINANCIAL, INC., ARTHUR F. RYAN, RICHARD J. CARBONE, PETER B. SAYRE, DENNIS G. SULLIVAN, FREDERIC K. BECKER, GORDON M. BETHUNE, W. GASTON CAPERTON, III, GILBERT F. CASELLAS, JAMES G. CULLEN, WILLIAM H. GRAY, III, JON F. HANSON, CONSTANCE J. HORNER, KARL L. KRAPEK, JAMES A. UNRUH, CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. INCORPORATED, UBS SECURITIES LLC, WACHOVIA CAPITAL MARKETS, LLC., BANC OF AMERICA SECURITIES LLC, RBC CAPITAL MARKETS CORPORATION, J.P. MORGAN SECURITIES INC. and PRICEWATERHOUSECOOPERS, LLP
Case Number: 2:2009cv01771
Filed: April 14, 2009
Court: US District Court for the District of New Jersey
Office: Securities/Commodities Office
County: Essex
Presiding Judge: Claire C. Cecchi
Presiding Judge: Jose L. Linares
Nature of Suit: Plaintiff
Cause of Action: Federal Question
Jury Demanded By: 15:77 Securities Fraud

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 29, 2010 Opinion or Order Filing 18 OPINION fld. Signed by Judge Jose L. Linares on 6/29/10. (sr, )
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Search for this case: HADDOCK v. PRUDENTIAL FINANCIAL, INC. et al
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Plaintiff: NOAH HADDOCK
Represented By: JOSEPH J. DEPALMA
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Defendant: PRUDENTIAL FINANCIAL, INC.
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Defendant: ARTHUR F. RYAN
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Defendant: RICHARD J. CARBONE
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Defendant: PETER B. SAYRE
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Defendant: DENNIS G. SULLIVAN
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Defendant: FREDERIC K. BECKER
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Defendant: GORDON M. BETHUNE
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Defendant: W. GASTON CAPERTON, III
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Defendant: GILBERT F. CASELLAS
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Defendant: JAMES G. CULLEN
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Defendant: WILLIAM H. GRAY, III
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Defendant: JON F. HANSON
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Defendant: CONSTANCE J. HORNER
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Defendant: KARL L. KRAPEK
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Defendant: JAMES A. UNRUH
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Defendant: CITIGROUP GLOBAL MARKETS INC.
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Defendant: MERRILL LYNCH
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Defendant: PIERCE, FENNER & SMITH INCORPORATED
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Defendant: MORGAN STANLEY & CO. INCORPORATED
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Defendant: UBS SECURITIES LLC
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Defendant: WACHOVIA CAPITAL MARKETS, LLC.
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Defendant: BANC OF AMERICA SECURITIES LLC
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Defendant: RBC CAPITAL MARKETS CORPORATION
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Defendant: J.P. MORGAN SECURITIES INC.
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Defendant: PRICEWATERHOUSECOOPERS, LLP
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