TURNOFSKY v. ELECTROCORE, INC. et al
Plaintiff: ALLYN TURNOFSKY
Defendant: BTIG, LLC, ELECTROCORE, INC., FRANCIS R. AMATO, DAVID M. RUBIN, JAMES L.L. TULLIS, NICHOLAS COLUCCI, BRIAN POSNER, CANTOR FITZGERALD & CO., MICHAEL G. ATIEH, THOMAS J. ERRICO, JMP SECURITIES LLC, TREVOR J. MOODY, JOSEPH P. ERRICO, CARRIE S. COX, EVERCORE GROUP L.L.C., GLENN S. VRANIAK, MICHAEL W. ROSS, Stephen L Ondra, Core Ventures II, LLC and Core Ventures IV, LLC
Petitioner: Brian R. Garcia, Erwin Yuson, JAMES PRIEWE, JUSTIN PRIEWE, Carole Tibbs and Shirley Stone
Case Number: 3:2019cv18400
Filed: September 26, 2019
Court: US District Court for the District of New Jersey
Presiding Judge: Tonianne J Bongiovanni
Referring Judge: Zahid N Quraishi
2 Judge: Anne E Thompson
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on August 24, 2023. A more recent docket listing may be available from PACER.

Date Filed Document Text
August 24, 2023 Opinion or Order Filing 72 FINAL JUDGMENT OF DISMISSAL and this action is hereby dismissed. Signed by Judge Zahid N. Quraishi on 8/24/2023. (jdg)
August 23, 2023 Opinion or Order Filing 71 Letter from Lawrence P. Eagel. (Attachments: #1 Text of Proposed Order Proposed Dismissal Order)(EAGEL, LAWRENCE)
August 11, 2023 Opinion or Order Filing 70 Letter from Lawrence P. Eagel. (EAGEL, LAWRENCE)
July 13, 2023 Opinion or Order Filing 69 ORDER granting #63 Motion to Dismiss; #60 Second Amended Complaint is dismissed without prejudice; Plaintiff is granted leave to file a third amended complaint within 30 days of this Order; The Clerks Office is directed to Administratively terminate this matter. Signed by Judge Zahid N. Quraishi on 7/13/2023. (jal, )
July 13, 2023 Opinion or Order Filing 68 OPINION Filed. Signed by Judge Zahid N. Quraishi on 7/13/2023. (jal, )
July 5, 2022 Opinion or Order Filing 67 TEXT ORDER that in light of the timely filed Second Amended Complaint #60 this case is hereby reopened. The Court will consider the pending Motion to Dismiss #63 in due course. So Ordered by Judge Zahid N. Quraishi on 7/5/2022. (kas)
July 5, 2022 Opinion or Order Filing 66 TEXT ORDER REASSIGNING CASE. Case reassigned to Judge Zahid N. Quraishi for all further proceedings. Judge Anne E. Thompson no longer assigned to case. So Ordered by Chief Judge Freda L. Wolfson on 7/5/2022. (gxh)
January 7, 2022 Opinion or Order Filing 65 RESPONSE in Support filed by All Defendants re #63 MOTION to Dismiss Second Amended Complaint (JEMISON, JONATHAN)
December 17, 2021 Opinion or Order Filing 64 MEMORANDUM in Opposition filed by Carole Tibbs re #63 MOTION to Dismiss Second Amended Complaint (EAGEL, LAWRENCE)
November 18, 2021 Opinion or Order Set Deadlines as to #63 MOTION to Dismiss Second Amended Complaint. Motion set for 12/20/2021 before Judge Anne E. Thompson. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mg)
November 18, 2021 Opinion or Order Reset Deadlines as to #63 MOTION to Dismiss Second Amended Complaint. Motion set for 1/18/2022 before Judge Anne E. Thompson. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (jem)
November 17, 2021 Opinion or Order Filing 63 MOTION to Dismiss Second Amended Complaint by All Defendants. Responses due by 1/10/2022 (Attachments: #1 Brief Memo of Law in Support of Motion to Dismiss Second Amended Complaint, #2 Declaration Declaration of Jonathan S. Jemison, Esq. in Support of Motion to Dismiss Second Amended Complaint, #3 Exhibit -1 to Declaration of Jonathan S. Jemison, Esq., #4 Exhibit 2- to Declaration of Jonathan S. Jemison, Esq., #5 Text of Proposed Order, #6 Certificate of Service)(JEMISON, JONATHAN)
October 27, 2021 Opinion or Order Filing 62 STIPULATION AND CONSENT ORDER granting extension of time to file Motion to Dismiss on or before 1/7/2022. Signed by Judge Anne E. Thompson on 10/27/2021. (mg)
October 26, 2021 Opinion or Order Filing 61 STIPULATION re #60 Amended Complaint,, Stipulation and Consent Order for Extension of Time for Defendants to file Motion to Dismiss the Second Amended Complaint and setting Briefing Schedule by All Defendants. (JEMISON, JONATHAN)
October 4, 2021 Opinion or Order Filing 60 AMENDED COMPLAINT SECOND AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, Core Ventures II, LLC, Core Ventures IV, LLC, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, Stephen L Ondra, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK, filed by Carole Tibbs.(EAGEL, LAWRENCE)
September 8, 2021 Opinion or Order Filing 59 STIPULATION AND CONSENT ORDER for Extension of Time for Lead Plaintiff to file Second Amended Complaint and Setting Briefing Schedule. Signed by Judge Anne E. Thompson on 9/8/2021. (mg)
September 7, 2021 Opinion or Order Filing 58 STIPULATION AND CONSENT ORDER FOR EXTENSION OF TIME FOR LEAD PLAINTIFF TO FILE SECOND AMENDED COMPLAINT AND SETTING BRIEFING SCHEDULE by Carole Tibbs. (EAGEL, LAWRENCE)
August 13, 2021 Opinion or Order Filing 57 ORDER granting #42 Motion to Dismiss and granting in part and denying in part #48 Motion to Strike Certain Documents Attached to and Referenced in Defendants' Motion to Dismiss. Plaintiff is granted leave to amend the Amended Complaint to cure the deficiencies identified in the Court's accompanying Opinion within thirty (30) days of the entry of this Order. Signed by Judge Anne E. Thompson on 08/13/2021. (jdb)
August 13, 2021 Opinion or Order Filing 56 OPINION filed. Signed by Judge Anne E. Thompson on 08/13/2021. (jdb) (Main Document 56 replaced on 8/13/2021) (jdb).
June 28, 2021 Opinion or Order Filing 55 Transcript of Oral Argument held via Zoom re #42 MOTION to Dismiss held on 6/18/2021, before Judge Anne E. Thompson. Transcription Agency J&J COURT TRANSCRIBERS, INC. (609-586-2311). NOTICE REGARDING (1) REDACTION OF PERSONAL IDENTIFIERS IN TRANSCRIPTS AND (2) MOTION TO REDACT AND SEAL: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript to comply with Fed.R.Civ.P.5.2(a) (personal identifiers). Parties seeking to redact and seal this Transcript, or portions thereof, pursuant to L.Civ.R. 5.3(g) must e-file a Motion to Redact and Seal utilizing the event `Redact and Seal Transcript/Digital Recording`. Redaction Request to Transcription Agency due, but not filed, by 7/19/2021. Redacted Transcript Deadline set for 7/29/2021. Release of Transcript Restriction set for 9/27/2021. (km, )
June 18, 2021 Opinion or Order Filing 54 Minute Entry for proceedings held before Judge Anne E. Thompson: Oral argument held via video on 6/18/2021 re #42 MOTION to Dismiss. Ordered decision reserved.(Court Recorder K. MCCGONIGLE.) (adi, )
June 18, 2021 Opinion or Order Set/Reset Hearings: Please be advised that the 6/18/2021 10:00 A.M. hearing has been transformed to a ZOOM hearing. (adi, )
June 1, 2021 Opinion or Order Set/Reset Hearings: Oral Argument re: #42 MOTION to Dismiss set for 6/18/2021 at 10:00 a.m. before Judge Anne E. Thompson in Courtroom 4W, Trenton. (adi, )
December 14, 2020 Opinion or Order Filing 53 REPLY BRIEF to Opposition to Motion filed by Carole Tibbs re #48 MOTION to Strike Certain Documents Attached to and Referenced in Defendants' Motion to Dismiss (EAGEL, LAWRENCE)
December 7, 2020 Opinion or Order Filing 52 BRIEF in Opposition filed by FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, Core Ventures II, LLC, Core Ventures IV, LLC, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, Stephen L Ondra, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK re #48 MOTION to Strike Certain Documents Attached to and Referenced in Defendants' Motion to Dismiss (Attachments: #1 Certificate of Service)(JEMISON, JONATHAN)
December 7, 2020 Opinion or Order Filing 51 REPLY BRIEF to Opposition to Motion filed by FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, Core Ventures II, LLC, Core Ventures IV, LLC, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, Stephen L Ondra, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK re #42 MOTION to Dismiss / Defendants Notice of Motion to Dismiss Amended Complaint (Attachments: #1 Certificate of Service)(JEMISON, JONATHAN)
December 1, 2020 Opinion or Order Pro Hac Vice Received as to Marion C. Passmore: $ 150, receipt number TRE115833 (jmh)
November 20, 2020 Opinion or Order Filing 50 CONSENT ORDER that Defendants' time to respond to the Motion be and hereby is extended through and including 12/7/2020. Signed by Magistrate Judge Tonianne J. Bongiovanni on 11/20/2020. (abr)
November 18, 2020 Opinion or Order Filing 49 ORDER granting #44 Motion for Leave to Appear Pro Hac Vice as to Marion C. Passmore. Signed by Magistrate Judge Tonianne J. Bongiovanni on 11/18/2020. (abr, )
November 6, 2020 Opinion or Order Set Deadlines as to #48 MOTION to Strike Certain Documents Attached to and Referenced in Defendants' Motion to Dismiss. Motion set for 12/7/2020 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mg)
November 6, 2020 Opinion or Order Filing 48 MOTION to Strike Certain Documents Attached to and Referenced in Defendants' Motion to Dismiss by Carole Tibbs. (Attachments: #1 Brief, #2 Text of Proposed Order)(EAGEL, LAWRENCE)
November 6, 2020 Opinion or Order Filing 47 MEMORANDUM in Opposition filed by Carole Tibbs re #42 MOTION to Dismiss / Defendants Notice of Motion to Dismiss Amended Complaint (EAGEL, LAWRENCE)
October 30, 2020 Opinion or Order Filing 46 STIPULATION AND CONSENT ORDER granting one week extension of time for lead Plaintiff to respond to Defendants' motion to dismiss. Signed by Judge Anne E. Thompson on 10/30/2020. (mg)
October 29, 2020 Opinion or Order Filing 45 STIPULATION AND CONSENT ORDER FOR ONE WEEK EXTENSION OF TIME FOR LEAD PLAINTIFF TO RESPOND TO DEFENDANTS MOTION TO DISMISS by Carole Tibbs. (EAGEL, LAWRENCE)
October 23, 2020 Opinion or Order Filing 44 MOTION for Leave to Appear Pro Hac Vice by Carole Tibbs. (Attachments: #1 Declaration of Larry P. Eagel, #2 Certification of Marion C. Passmore, #3 Text of Proposed Order)(EAGEL, LAWRENCE)
October 23, 2020 Opinion or Order Set Deadlines as to #44 MOTION for Leave to Appear Pro Hac Vice . Motion set for 11/16/2020 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mg)
October 19, 2020 Opinion or Order Filing 43 NOTICE of Change of Address by LAWRENCE P. EAGEL (EAGEL, LAWRENCE)
September 16, 2020 Opinion or Order #42 Motion to Dismiss filed by Defendants reopened for corrected docket text. (jmh)
September 16, 2020 Opinion or Order Set Deadlines as to #42 MOTION to Dismiss / Defendants Notice of Motion to Dismiss Amended Complaint. Motion set for 10/19/2020 before Judge Anne E. Thompson. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (jmh)
September 15, 2020 Opinion or Order CLERK'S QUALITY CONTROL MESSAGE - The Motions to Dismiss documents #41 and #42 submitted by FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, Core Ventures II, LLC, Core Ventures IV, LLC, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, Stephen L Ondra, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK on 9/15/2020 appear to be duplicates. These submissions will remain on the docket unless otherwise ordered by the court. This message is for informational purposes only. (mg)
September 15, 2020 Opinion or Order Set Deadlines as to #41 MOTION to Dismiss / Notice of Motion to Dismiss Amended Complaint, #42 MOTION to Dismiss / Defendants Notice of Motion to Dismiss Amended Complaint. Motion set for 10/19/2020 before Judge Anne E. Thompson. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mg)
September 15, 2020 Opinion or Order Filing 42 ECF No. 42-5 and ECF No. 42-6 are STRICKEN MOTION to Dismiss / Defendants Notice of Motion to Dismiss Amended Complaint by FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, Core Ventures II, LLC, Core Ventures IV, LLC, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, Stephen L Ondra, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK. (Attachments: #1 Brief of Defendants in Support of Motion to Dismiss, #2 Declaration of Jonathan Jemison, #3 Exhibit 1 to the Declaration of Jonathan Jemison, #4 Exhibit 2 to the Declaration of Jonathan Jemison, #5 Exhibit 3 to the Declaration of Jonathan Jemison, #6 Exhibit 4 to the Declaration of Jonathan Jemison, #7 Exhibit 5 to the Declaration of Jonathan Jemison, #8 Exhibit 6 to the Declaration of Jonathan Jemison, #9 Exhibit 7 to the Declaration of Jonathan Jemison, #10 Exhibit 8 to the Declaration of Jonathan Jemison, #11 Exhibit 9 to the Declaration of Jonathan Jemison, #12 Exhibit 10 to the Declaration of Jonathan Jemison, #13 Exhibit 11 to the Declaration of Jonathan Jemison, #14 Exhibit 12 to the Declaration of Jonathan Jemison, #15 Exhibit 13 to the Declaration of Jonathan Jemison, #16 Exhibit 14 to the Declaration of Jonathan Jemison, #17 Exhibit 15 to the Declaration of Jonathan Jemison, #18 Exhibit 16 to the Declaration of Jonathan Jemison, #19 Text of Proposed Order, #20 Certificate of Service)(JEMISON, JONATHAN) Modified on 8/13/2021 (jdb).
September 15, 2020 Opinion or Order Filing 41 MOTION to Dismiss / Notice of Motion to Dismiss Amended Complaint by FRANCIS R. AMATO, MICHAEL G. ATIEH, NICHOLAS COLUCCI, CARRIE S. COX, Core Ventures II, LLC, Core Ventures IV, LLC, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, TREVOR J. MOODY, Stephen L Ondra, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK. (Attachments: #1 Brief of defendants in support of motion to dismiss, #2 Declaration of Jonathan Jemison, #3 Exhibit 1 to the Declaration of Jonathan Jemison, #4 Exhibit 2 to the Declaration of Jonathan Jemison, #5 Exhibit 3 to the Declaration of Jonathan Jemison, #6 Exhibit 4 to the Declaration of Jonathan Jemison, #7 Exhibit 5 to the Declaration of Jonathan Jemison, #8 Exhibit 6 to the Declaration of Jonathan Jemison, #9 Exhibit 7 to the Declaration of Jonathan Jemison, #10 Exhibit 8 to the Declaration of Jonathan Jemison, #11 Exhibit 9 to the Declaration of Jonathan Jemison, #12 Exhibit 10 to the Declaration of Jonathan Jemison, #13 Exhibit 11 to the Declaration of Jonathan Jemison, #14 Exhibit 12 to the Declaration of Jonathan Jemison, #15 Exhibit 13 to the Declaration of Jonathan Jemison, #16 Exhibit 14 to the Declaration of Jonathan Jemison, #17 Exhibit 15 to the Declaration of Jonathan Jemison, #18 Exhibit 16 to the Declaration of Jonathan Jemison, #19 Text of Proposed Order, #20 Certificate of Service)(JEMISON, JONATHAN)
September 10, 2020 Opinion or Order Filing 40 LETTER ORDER requesting parties to abide by page limits set forth in Local Civil Rule. Signed by Judge Anne E. Thompson on 9/10/2020. (mg)
September 10, 2020 Opinion or Order Pro Hac Vice counsel, DANIEL KAHN, ADAM S. HAKKI and JEFFREY D. HOSCHANDER, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (mg)
September 9, 2020 Opinion or Order Filing 39 Letter from Jonathan S. Jemison, requesting extension of page limits. (JEMISON, JONATHAN)
September 2, 2020 Opinion or Order CLERK'S QUALITY CONTROL MESSAGE - Please be advised that the Requests for Electronic Notification of Pro Hac Vice Counsel submitted by KERRY DUFFY on 9/1/2020 cannot be processed until pro hac counsel has been admitted and the application fee paid. Please review the Electronic Notification for Pro Hac Vice instructions on our website. Counsel is advised to resubmit the Request for Electronic Notification of Pro Hac Vice Counsel once payment has been recorded. This message is for informational purposes only. (mg)
September 1, 2020 Opinion or Order Filing 38 Notice of Request by Pro Hac Vice Daniel Kahn to receive Notices of Electronic Filings. (DUFFY, KERRY)
September 1, 2020 Opinion or Order Filing 37 Notice of Request by Pro Hac Vice Jeffrey D. Hoschander to receive Notices of Electronic Filings. (DUFFY, KERRY)
September 1, 2020 Opinion or Order Filing 36 Notice of Request by Pro Hac Vice Adam S. Hakki to receive Notices of Electronic Filings. (DUFFY, KERRY)
August 24, 2020 Opinion or Order Filing 35 CONSENT ORDER granting leave to appear pro hac vice as to Adam S. Hakki, Jeffrey D. Hoschander, and Daniel Kahn.. Signed by Magistrate Judge Tonianne J. Bongiovanni on 8/24/2020. (jmh)
August 20, 2020 Opinion or Order Pro Hac Vice fee received as to Drew W. Morrocco and Kenneth J. Pfaehler: $ 300, receipt number TRE113466 (jmh)
July 20, 2020 Opinion or Order Filing 34 SUMMONS ISSUED as to Core Ventures IV, LLC, Stephen L Ondra. Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. (abr)
July 17, 2020 Opinion or Order Filing 33 Request for Summons to be Issued by Carole Tibbs as to Core Ventures II, LLC, Core Ventures IV, LLC. (EAGEL, LAWRENCE)
July 17, 2020 Opinion or Order Filing 32 Request for Summons to be Issued by Carole Tibbs as to Stephen L Ondra. (EAGEL, LAWRENCE)
July 17, 2020 Opinion or Order Filing 31 AMENDED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK, Stephen L Ondra, Core Ventures II, LLC, Core Ventures IV, LLC, filed by Carole Tibbs.(EAGEL, LAWRENCE)
June 29, 2020 Opinion or Order Filing 30 ORDER granting #21 Motion for Leave to Appear Pro Hac Vice as to Drew W. Morrocco, Esquire. Signed by Magistrate Judge Tonianne J. Bongiovanni on 6/29/2020. (abr)
June 29, 2020 Opinion or Order Filing 29 ORDER granting #20 Motion for Leave to Appear Pro Hac Vice as to Kenneth J. Pfaehler, Esquire. Signed by Magistrate Judge Tonianne J. Bongiovanni on 6/29/2020. (abr )
June 12, 2020 Opinion or Order Filing 28 Corporate Disclosure Statement by BTIG, LLC identifying Condor Trading, LP as Corporate Parent.. (Attachments: #1 Declaration of Service)(ROSEN, PHILIP)
June 12, 2020 Opinion or Order Filing 27 Corporate Disclosure Statement by EVERCORE GROUP L.L.C. identifying Evercore Inc. as Corporate Parent.. (Attachments: #1 Declaration of Service)(ROSEN, PHILIP)
June 12, 2020 Opinion or Order Filing 26 Corporate Disclosure Statement by CANTOR FITZGERALD & CO. identifying none as Corporate Parent.. (Attachments: #1 Declaration of service)(ROSEN, PHILIP)
June 12, 2020 Opinion or Order Filing 25 Corporate Disclosure Statement by JMP SECURITIES LLC. (Attachments: #1 Declaration of Service)(ROSEN, PHILIP)
June 12, 2020 Opinion or Order Filing 24 NOTICE of Appearance by PHILIP S. ROSEN on behalf of BTIG, LLC, CANTOR FITZGERALD & CO., EVERCORE GROUP L.L.C., JMP SECURITIES LLC (ROSEN, PHILIP)
June 11, 2020 Opinion or Order Filing 23 STIPULATION AND ORDER between lead Plaintiff and Defendants; Defendants are not required to answer or respond to Initial Complaint; Lead Plaintiff shall file an amended complaint by 7/17/2020; Defendants shall answer, move against, or otherwise respond to the amended complaint by 9/15/2020; In the event that Defendants move to dismiss the amended complaint, Lead Plaintiff shall file an opposition to the motion to dismiss by 10/30/2020; Defendants shall file any reply in support of motion to dismiss by 11/30/2020. Signed by Magistrate Judge Tonianne J. Bongiovanni on 6/11/2020. (abr) Modified on 6/14/2020 (eaj, ).
June 10, 2020 Opinion or Order Filing 22 STIPULATION AND [PROPOSED] ORDER REGARDING THE FILING OF AN AMENDED COMPLAINT AND MOTION TO DISMISS BRIEFING SCHEDULE by Carole Tibbs. (EAGEL, LAWRENCE)
June 3, 2020 Opinion or Order Set Deadlines as to #21 MOTION for Leave to Appear Pro Hac Vice , #20 MOTION for Leave to Appear Pro Hac Vice . Motion set for 7/6/2020 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (abr)
June 2, 2020 Opinion or Order Filing 21 MOTION for Leave to Appear Pro Hac Vice by FRANCIS R. AMATO, MICHAEL G. ATIEH, NICHOLAS COLUCCI, CARRIE S. COX, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK. (Attachments: #1 Declaration of Drew W. Marrocco, #2 Certification of Jonathan Jemison, #3 Text of Proposed Order)(JEMISON, JONATHAN)
June 2, 2020 Opinion or Order Filing 20 MOTION for Leave to Appear Pro Hac Vice by FRANCIS R. AMATO, MICHAEL G. ATIEH, NICHOLAS COLUCCI, CARRIE S. COX, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK. (Attachments: #1 Declaration Kenneth J. Pfaehler, #2 Certification of Jonathan Jemison, #3 Text of Proposed Order)(JEMISON, JONATHAN)
April 24, 2020 Opinion or Order Filing 19 ORDER that Plaintiffs' Motions to Consolidate are MOOT; Plaintiff Brian R. Garcia's Motions to Appoint Lead Plaintiff and Approve Counsel are DENIED; Plaintiff Erwin Yuson's Motions to Appoint Lead Plaintiff and Approve Counsel are MOOT; Plaintiffs James and Justin Priewe's Motions to Appoint Lead Plaintiff and Approve Counsel are DENIED; Plaintiff Carole Tibbs' Motion to Appoint Lead Plaintiff is GRANTED IN PART and DENIED IN PART; and Plaintiff Carole Tibbs' Motion to Approve Counsel is GRANTED. Signed by Judge Anne E. Thompson on 4/24/2020. (abr)
April 24, 2020 Opinion or Order Filing 18 OPINION filed. Signed by Judge Anne E. Thompson on 4/24/2020. (abr)
February 21, 2020 Opinion or Order Filing 17 NOTICE of Appearance by JONATHAN SCOTT JEMISON on behalf of FRANCIS R. AMATO, MICHAEL G. ATIEH, NICHOLAS COLUCCI, CARRIE S. COX, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK (JEMISON, JONATHAN)
February 21, 2020 Opinion or Order Filing 16 CERTIFICATE OF SERVICE by FRANCIS R. AMATO, NICHOLAS COLUCCI, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK (HENRY, JONATHAN)
February 21, 2020 Opinion or Order Filing 15 NOTICE of Appearance by JONATHAN DAVID HENRY on behalf of FRANCIS R. AMATO, MICHAEL G. ATIEH, NICHOLAS COLUCCI, CARRIE S. COX, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK (HENRY, JONATHAN)
December 30, 2019 Opinion or Order Filing 14 REPLY BRIEF to Opposition to Motion filed by Carole Tibbs re #5 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL, #3 MOTION to Appoint Lead Plaintiff , FOR CONSOLIDATION OF RELATED ACTIONS, AND APPROVAL OF COUNSEL, #4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653 MOTION to Appoint Lead Plaintiff Erwin Yuson MOTION to Appoint Counsel The Rosen Law Firm, P.A. (Attachments: #1 Declaration, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit)(EAGEL, LAWRENCE)
December 30, 2019 Opinion or Order Filing 13 REPLY BRIEF to Opposition to Motion filed by Brian R. Garcia re #5 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL, #4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653 MOTION to Appoint Lead Plaintiff Erwin Yuson MOTION to Appoint Counsel The Rosen Law Firm, P.A., #6 MOTION to Consolidate Cases Motion to Appoint Lead Plaintiff and Approval of counsel (ECKLUND, DONALD)
December 26, 2019 Opinion or Order Filing 12 Letter from Donald A. Ecklund to the Hon. Anne E. Thompson, U.S.D.J.. (Attachments: #1 Text of Proposed Order)(ECKLUND, DONALD)
December 23, 2019 Opinion or Order Filing 11 MEMORANDUM in Opposition filed by Carole Tibbs re #5 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL, #3 MOTION to Appoint Lead Plaintiff , FOR CONSOLIDATION OF RELATED ACTIONS, AND APPROVAL OF COUNSEL, #4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653 MOTION to Appoint Lead Plaintiff Erwin Yuson MOTION to Appoint Counsel The Rosen Law Firm, P.A. (Attachments: #1 Declaration Lawrence Eagel, #2 Exhibit 1 Tibb's Declaration)(EAGEL, LAWRENCE)
December 23, 2019 Opinion or Order Filing 10 MEMORANDUM in Opposition filed by Brian R. Garcia re #5 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL, #4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653 MOTION to Appoint Lead Plaintiff Erwin Yuson MOTION to Appoint Counsel The Rosen Law Firm, P.A., #6 MOTION to Consolidate Cases Motion to Appoint Lead Plaintiff and Approval of counsel (Attachments: #1 Declaration of Donald A. Ecklund)(ECKLUND, DONALD)
December 23, 2019 Opinion or Order Filing 9 NOTICE by JAMES PRIEWE, JUSTIN PRIEWE re #5 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL NOTICE OF NON-OPPOSITION OF MOTION OF JAMES PRIEWE AND JUSTIN PRIEWE TO COMPETING MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF COUNSEL (LINDENFELD, JONATHAN)
December 9, 2019 Opinion or Order Filing 8 NOTICE by Erwin Yuson re #4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653 MOTION to Appoint Lead Plaintiff Erwin Yuson MOTION to Appoint Counsel The Rosen Law Firm, P.A. (Notice of Withdrawal) (ROSEN, LAURENCE)
December 3, 2019 Opinion or Order Filing 7 NOTICE by Shirley Stone Notice of Withdrawal of Request of Shirley Stone For Appointment as Lead Plaintiff (EAGEL, LAWRENCE)
November 26, 2019 Opinion or Order Set Deadlines as to #4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653 MOTION to Appoint Lead Plaintiff Erwin Yuson MOTION to Appoint Counsel The Rosen Law Firm, P.A., #3 MOTION to Appoint Lead Plaintiff , FOR CONSOLIDATION OF RELATED ACTIONS, AND APPROVAL OF COUNSEL, #5 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL, #6 MOTION to Consolidate Cases Motion to Appoint Lead Plaintiff and Approval of counsel. Motion set for 1/6/2020 before Judge Anne E. Thompson. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (abr)
November 25, 2019 Opinion or Order Filing 6 MOTION to Consolidate Cases Motion to Appoint Lead Plaintiff and Approval of counsel by Carole Tibbs, Shirley Stone. (Attachments: #1 Text of Proposed Order, #2 Brief, #3 Declaration of Lawrence P. Eagel, #4 Certifications, #5 Loss Charts, #6 Joint Declaration, #7 Press Release, #8 Firm Resume)(EAGEL, LAWRENCE)
November 25, 2019 Opinion or Order Filing 5 MOTION to Consolidate Cases , MOTION to Appoint Lead Plaintiff AND APPROVAL OF COUNSEL by JAMES PRIEWE, JUSTIN PRIEWE. (Attachments: #1 Text of Proposed Order, #2 Brief, #3 Declaration with Exhibits A-D)(LINDENFELD, JONATHAN)
November 25, 2019 Opinion or Order Filing 4 MOTION to Consolidate Cases 3:19-cv-18400 and 3:19-cv-19653, MOTION to Appoint Lead Plaintiff Erwin Yuson, MOTION to Appoint Counsel The Rosen Law Firm, P.A. by Erwin Yuson. (Attachments: #1 Text of Proposed Order, #2 Brief, #3 Declaration of Laurence M. Rosen, #4 Exhibit 1 - PSLRA Early Notice, #5 Exhibit 2 - PSLRA Certification, #6 Exhibit 3 - Loss Charts, #7 Exhibit 4 - Firm Resume)(ROSEN, LAURENCE)
November 25, 2019 Opinion or Order Filing 3 MOTION to Appoint Lead Plaintiff , FOR CONSOLIDATION OF RELATED ACTIONS, AND APPROVAL OF COUNSEL by Brian R. Garcia. (Attachments: #1 Brief, #2 Declaration of Donald A. Ecklund, #3 Text of Proposed Order)(ECKLUND, DONALD)
September 27, 2019 Opinion or Order Filing 2 SUMMONS ISSUED as to FRANCIS R. AMATO, MICHAEL G. ATIEH, BTIG, LLC, CANTOR FITZGERALD & CO., NICHOLAS COLUCCI, CARRIE S. COX, ELECTROCORE, INC., JOSEPH P. ERRICO, THOMAS J. ERRICO, EVERCORE GROUP L.L.C., JMP SECURITIES LLC, TREVOR J. MOODY, BRIAN POSNER, MICHAEL W. ROSS, DAVID M. RUBIN, JAMES L.L. TULLIS, GLENN S. VRANIAK. Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. (km)
September 27, 2019 Opinion or Order CLERK'S QUALITY CONTROL MESSAGE - The case you electronically filed has been processed, however, the following deficiencies were found: In the future when choosing parties please choose each party individually. Do NOT select the ALL PLAINTIFFS or ALL DEFENDANTS button. The Clerk's Office has made the appropriate changes. Please refer to the Attorney Case Opening Guide for processing electronically filed cases. (jjc, )
September 27, 2019 Opinion or Order Judge Anne E. Thompson and Magistrate Judge Tonianne J. Bongiovanni added. (km)
September 26, 2019 Opinion or Order Filing 1 COMPLAINT against All Defendants ( Filing and Admin fee $ 400 receipt number 0312-9992597) with JURY DEMAND, filed by ALLYN TURNOFSKY. (Attachments: #1 Civil Cover Sheet, #2 Schedule A, #3 Certification)(ECKLUND, DONALD)

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Search for this case: TURNOFSKY v. ELECTROCORE, INC. et al
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Defendant: BTIG, LLC
Represented By: JONATHAN SCOTT JEMISON
Represented By: PHILIP S. ROSEN
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Defendant: ELECTROCORE, INC.
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: FRANCIS R. AMATO
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: DAVID M. RUBIN
Represented By: JONATHAN SCOTT JEMISON
Represented By: JONATHAN DAVID HENRY
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Defendant: JAMES L.L. TULLIS
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: NICHOLAS COLUCCI
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: BRIAN POSNER
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: CANTOR FITZGERALD & CO.
Represented By: JONATHAN SCOTT JEMISON
Represented By: PHILIP S. ROSEN
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Defendant: MICHAEL G. ATIEH
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: THOMAS J. ERRICO
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: JMP SECURITIES LLC
Represented By: JONATHAN SCOTT JEMISON
Represented By: PHILIP S. ROSEN
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Defendant: TREVOR J. MOODY
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: JOSEPH P. ERRICO
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: CARRIE S. COX
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: EVERCORE GROUP L.L.C.
Represented By: JONATHAN SCOTT JEMISON
Represented By: PHILIP S. ROSEN
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Defendant: GLENN S. VRANIAK
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: MICHAEL W. ROSS
Represented By: JONATHAN DAVID HENRY
Represented By: JONATHAN SCOTT JEMISON
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Defendant: Stephen L Ondra
Represented By: JONATHAN SCOTT JEMISON
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Defendant: Core Ventures II, LLC
Represented By: JONATHAN SCOTT JEMISON
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Defendant: Core Ventures IV, LLC
Represented By: JONATHAN SCOTT JEMISON
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Plaintiff: ALLYN TURNOFSKY
Represented By: DONALD A. ECKLUND
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Petitioner: Brian R. Garcia
Represented By: DONALD A. ECKLUND
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Petitioner: Erwin Yuson
Represented By: LAURENCE M. ROSEN
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Petitioner: JAMES PRIEWE
Represented By: JONATHAN DAVID LINDENFELD
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Petitioner: JUSTIN PRIEWE
Represented By: JONATHAN DAVID LINDENFELD
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Petitioner: Carole Tibbs
Represented By: LAWRENCE P. EAGEL
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Petitioner: Shirley Stone
Represented By: LAWRENCE P. EAGEL
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