MORGAN STANLEY SMITH BARNEY LLC v. ARMSTRONG et al
| MORGAN STANLEY SMITH BARNEY LLC |
| CHRISTOPHER R. ARMSTRONG, CHARLES SCHWAB & CO., INC. and RANDALL B. KIEFNER |
| 3:2023cv01688 |
| March 24, 2023 |
| US District Court for the District of New Jersey |
| Tonianne J Bongiovanni |
| Robert Kirsch |
| Other Statutes: Arbitration |
| 9 U.S.C. § 9 Motion to Confirm Arbitration Loan |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on October 31, 2023. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 21
TEXT ORDER REASSIGNING CASE. Case reassigned to Judge Robert Kirsch for all further proceedings. Judge Zahid N. Quraishi no longer assigned to case. So Ordered by Chief Judge Renee Marie Bumb on 5/15/2023. (jjc, )
|
|
Pro Hac Vice fee received as to Michael Greco $ 150, receipt number TRE132386 (kht)
|
|
Filing 20
Letter from Erik L. Coccia, Esq. re #19 Response in Support of Motion. (COCCIA, ERIK)
|
|
Filing 19
RESPONSE in Support filed by MORGAN STANLEY SMITH BARNEY LLC re #1 MOTION to Arbitration award --- Petitioner's Reply in Support of its Motion for Confirmation of the Arbitration Award (COCCIA, ERIK)
|
|
Filing 18
ORDER granting #9 Motion for Leave to Appear Pro Hac Vice admission as to Michael R. Greco. Signed by Magistrate Judge Tonianne J. Bongiovanni on 4/14/2023. (kht)
|
|
Filing 17
Corporate Disclosure Statement by CHARLES SCHWAB & CO., INC. identifying Charles Schwab & Co., Inc. as Corporate Parent.. (AVILES, ALBA)
|
|
Filing 16
ANSWER to Complaint /Response to Petition to Confirm Arbitration Award by CHARLES SCHWAB & CO., INC..(AVILES, ALBA)
|
|
Filing 15
RESPONSE to Motion filed by CHARLES SCHWAB & CO., INC. re #1 MOTION to Arbitration award (Attachments: #1 Declaration Declaration of Michael R. Greco)(AVILES, ALBA)
|
|
Filing 14
ORDER denying as moot #3 Motion for TRO; denying as moot #3 Motion for Preliminary Injunction; Morgan Stanley shall deliver to Dilworth Paxson LLP the Claimed Amount of $2,880,510.60. Signed by Judge Zahid N. Quraishi on 4/12/2023. (Attachments: #1 Exhibit) (jal, )
|
|
Filing 13
Letter from Erik L. Coccia. (Attachments: #1 Stipulated Preliminary Injunction, #2 Exhibit)(COCCIA, ERIK)
|
|
Filing 12
TEXT ORDER that the Court has reviewed the parties' letter responses #8 , #10 to the Order 6 . Respondent Charles Schwab's request to file a response to the Petition and Motion is hereby GRANTED; any response shall be filed by 04/17/2023. So Ordered by Judge Zahid N. Quraishi on 04/10/2023. (kas)
|
|
Filing 11
Exhibit to #10 Letter by MORGAN STANLEY SMITH BARNEY LLC. (Attachments: #1 Proposed Order and Judgment)(COCCIA, ERIK)
|
|
Filing 10
Letter from Erik L. Coccia. (COCCIA, ERIK)
|
|
Set Deadlines as to #9 MOTION for Leave to Appear Pro Hac Vice For Michael R. Greco. Motion set for 5/1/2023 before Magistrate Judge Tonianne J. Bongiovanni. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (jal, )
|
|
Filing 9
MOTION for Leave to Appear Pro Hac Vice For Michael R. Greco by CHARLES SCHWAB & CO., INC.. (Attachments: #1 Certification, #2 Certification, #3 Text of Proposed Order)(AVILES, ALBA)
|
|
Filing 8
Letter from Alba V. Aviles re 6 Order on Oral Motion,. (AVILES, ALBA)
|
|
Filing 7
NOTICE of Appearance by ALBA V. AVILES on behalf of CHARLES SCHWAB & CO., INC. (AVILES, ALBA)
|
|
Magistrate Judge Tonianne J. Bongiovanni added. Magistrate Judge Lois H. Goodman no longer assigned to case. (jjc, )
|
|
Filing 6
TEXT ORDER that the parties are to meet and confer and submit a joint proposed consent order confirming the arbitration award by no later than 04/07/2023. Counsel for Plaintiff is to immediately serve a copy of this Order on counsel for Defendant Charles Schwab & Co., Inc. So Ordered by Judge Zahid N. Quraishi on 03/29/2023. (Gonzalez, P)
|
|
Filing 5
Counter PETITION to Confirm Arbitration Award ( Filing and Admin fee $ 402 receipt number ANJDC-14203155.), filed by RANDALL B. KIEFNER, CHRISTOPHER R. ARMSTRONG.(FORRESTER, MICHAEL)
|
|
Filing 4
NOTICE of Appearance by ERIK L. COCCIA on behalf of MORGAN STANLEY SMITH BARNEY LLC (COCCIA, ERIK)
|
|
CLERK'S QUALITY CONTROL MESSAGE - The PETITION #1 submitted by Yonit Caplow on 3/24/2023 appears to have address information that does not match the court's records for this case. Please refer to the court's website at www.njd.uscourts.gov for information and instructions on maintaining your account. (kht)
|
|
Judge Zahid N. Quraishi and Magistrate Judge Lois H. Goodman added. (kht)
|
|
Filing 3
MOTION to Confirm Arbitration award , MOTION for Temporary Restraining Order and, MOTION for Preliminary Injunction Enjoining Respondents Armstrong and Kiefner from Dissipating Assets by MORGAN STANLEY SMITH BARNEY LLC. (Attachments: #1 Memorandum of Law in Support of Petition to Confirm Award, for a Temporary Restraining Order, and for a Preliminary Injunction, #2 Declaration of Christopher C. Coss, #3 Exhibit A - FINRA Award, #4 Exhibit B - March 3, 2023 Letter, #5 Exhibit C - March 10, 2023 Letter, #6 Exhibit D - Statement of Claim filed March 24, 2023, #7 Text of Proposed Order to Show Cause, #8 Text of Proposed Order Confirming Arbitration Award)(CAPLOW, YONIT)
|
|
Filing 2
Corporate Disclosure Statement by MORGAN STANLEY SMITH BARNEY LLC identifying Morgan Stanley as a publicly held corporation that has no parent corporation. as Corporate Parent.. (CAPLOW, YONIT)
|
|
Filing 1
PETITION to Confirm Arbitration Award (Verified) ( Filing and Admin fee $ 402 receipt number ANJDC-14195932.), filed by MORGAN STANLEY SMITH BARNEY LLC. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Civil Cover Sheet)(CAPLOW, YONIT) Modified on 4/12/2023 (jal, ).
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New Jersey District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
