Securities America, Inc. v. Smith
| Securities America, Inc. |
| Matthew Smith |
| 1:2024cv00126 |
| January 26, 2024 |
| US District Court for the Northern District of New York |
| Anne M Nardacci |
| Other Statutes: Arbitration |
| 09 U.S.C. ยง 0010 Petition to Vacate Arbitration Award |
| None |
Docket Report
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This docket was last retrieved on March 21, 2024. A more recent docket listing may be available from PACER.
| Document Text |
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| Filing 12 NOTICE OF ADMISSION REQUIREMENT as to Proposed additional parties.; Attorney Chad D. Cooper, email ccooper@ubglaw.com and phone number (216)583-7000, Javier I. Gomez-Jacome, email jgomezjacome@ubglaw.com, and phone number (216) 583-7000, and Alan Wolper, awolper@ubglaw.com. Phone number is (312) 658-6500. Served Via Email on 3/21/24. Admissions due by 4/4/2024. (Attachments: #1 Notice of Admission Requirement as to Alan Wolper)(mmg). |
| Filing 11 MOTION for Joinder of Additional Petitioners filed by Securities America, Inc.. Response to Motion due by 4/10/2024 (Attachments: #1 Memorandum of Law) (Cooper, Chad) |
| Filing 10 CERTIFICATE OF SERVICE by Matthew Smith re #8 Answer to Complaint, #7 Answer to Complaint,,,,,,, (McCardle, Jonathan) |
| Filing 9 REPLY to Response to Motion re #2 MOTION to Vacate Arbitration Award filed by Securities America, Inc.. (Attachments: #1 Memorandum of Law Reply Memorandum of Law, #2 Declaration Supplemental Declaration of Gregory Curley, #3 Exhibit(s) Exhibit 1 to Declaration of Gregory Curley)(Grannum, Sandra) |
| CLERK'S CORRECTION OF DOCKET ENTRY re #7 Answer to Complaint: Redacted copies of # 14 Exhibit M, # 15 Exhibit N, # 17 Exhibit P, # 21 Exhibit T, # 29 Exhibit BB, # 31 Exhibit DD, and # 43 Exhibit PP have been uploaded and attached to Docket #7 . The unredacted copies of Exhibits M, N, P, T, BB, DD, and PP are now permanently restricted pursuant to Fed. R. Civ. P. Rule 5.2 and NYND Local Rule 5.2. (mmg) |
| Filing 8 VERIFIED ANSWER to #1 Complaint filed by Respondent Matthew Smith.(lmw) |
| Filing 7 Respondent Matthew Smith's Response in Opposition to #2 Motion to Vacate Arbitration Award. (Attachments: #1 Memorandum of Law Respondent's Memorandum of Law in Opposition of the Petition to Vacate an Arbitration Award, #2 Declaration Declaration of Jonathan S. McCardle in Support of Respondent's Memorandum of Law in Opposition to Petition to Vacate an Arbitration Award, #3 Exhibit(s) Ex. A, #4 Exhibit(s) Ex. B, #5 Exhibit(s) Ex. C, #6 Exhibit(s) Ex. D, #7 Exhibit(s) Ex. E, #8 Exhibit(s) Ex. F, #9 Exhibit(s) Ex. H, #10 Exhibit(s) Ex. I, #11 Exhibit(s) Ex. J, #12 Exhibit(s) Ex. K, #13 Exhibit(s) Ex. L, #14 Exhibit(s) Ex. M, #15 Exhibit(s) Ex. N, #16 Exhibit(s) Ex. O, #17 Exhibit(s) Ex. P, #18 Exhibit(s) Ex. Q, #19 Exhibit(s) Ex. R, #20 Exhibit(s) Ex. S, #21 Exhibit(s) Ex. T, #22 Exhibit(s) Ex. U, #23 Exhibit(s) Ex. V, #24 Exhibit(s) Ex. W, #25 Exhibit(s) Ex. X, #26 Exhibit(s) Ex. Y, #27 Exhibit(s) Ex. Z, #28 Exhibit(s) Ex. AA, #29 Exhibit(s) Ex. BB, #30 Exhibit(s) Ex. CC, #31 Exhibit(s) Ex. DD, #32 Exhibit(s) Ex. EE, #33 Exhibit(s) Ex. FF, #34 Exhibit(s) Ex. GG, #35 Exhibit(s) Ex. HH, #36 Exhibit(s) Ex. II, #37 Exhibit(s) Ex. JJ, #38 Exhibit(s) Ex. KK, #39 Exhibit(s) Ex. LL, #40 Exhibit(s) Ex. MM, #41 Exhibit(s) Ex. NN, #42 Exhibit(s) Ex. OO, #43 Exhibit(s) Ex. PP, #44 Exhibit(s) Ex. QQ, #45 Exhibit(s) Ex. RR)(McCardle, Jonathan) Modified on 2/16/2024 to remove answer and redocket as separate docket entry (lmw ). (Additional attachment(s) added on 2/23/2024: #47 Redacted Exhibit: M, #48 Redacted Exhibit N, #49 Redacted Exhibit P, #50 Redacted Exhibit T, #51 Redacted Exhibit: BB, #52 Redacted Exhibit: DD, #53 Redacted Exhibit: PP) (mmg, ). |
| Docket Annotation: Docket #7 Response in Opposition includes medical records as exhibits. Exhibits A, B, C, D, E, and F have been restricted. (mmg). |
| CLERK'S CORRECTION OF DOCKET ENTRY : Respondent's Answer filed at Docket #7 has been removed and redocketed as Docket #8 as a separate docket entry in answer to Petitioner's #1 Complaint. Docket #7 has been renamed as Respondent Matthew Smith's Response in Opposition to the #2 Motion to Vacate Arbitration Award. (lmw) |
| TEXT NOTICE OF FILING DEFICIENCY regarding the #7 Answer to Complaint,,,,,, NOTICE IS HEREBY GIVEN of the following Filing Deficiency: Counsel has submitted documents that are not in compliance with redaction requirements pursuant to Federal and NYND Local Rules 5.2 Personal Privacy Protection and General Order 22, Section 11.2. This document has been TEMPORARILY RESTRICTED. Counsel is directed to make the appropriate redactions to the above referenced document and electronically file the redacted document within 3 days of this notice using the event CORRECTED DOCUMENT(S) found under Other Filings and reference this case number. Do NOT use any other event to file your corrected document. Failure to file a redacted document by the deadline will result in the unredacted document referenced above being unrestricted. Counsel and the parties are cautioned that failure to redact these personal identifiers may subject them to the Courts full disciplinary power pursuant to NYND Local Rule 5.2. Exhibit M-Document 14, has home addresses on page 5. Exhibit N-Document 15 has home addresses on page 5. Exhibit P-Document 17 has date of birth on page 10. Exhibit T-Document 21 Has a date of birth on page 1. Exhibit BB-Document 29 has home address on page 1. Exhibit DD-Exhibit 31 has home address on page 36. Exhibit PP-Document 43-all instances of home address throughout. Notice of Filing Deficiency Deadline 2/23/2024 (mmg, ) |
| Filing 6 Summons Issued as to Matthew Smith. (mmg). |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS(ES): Securities America, Inc. is requesting summons(es) be issued as to Matthew Smith re: #1 Complaint. (Grannum, Sandra) |
| TEXT NOTICE OF FILING DEFICIENCY as to Securities America, Inc. NOTICE IS HEREBY GIVEN of the following Filing Deficiency: Proposed Summons were not included with the Verified Petition to Vacate an Arbitration Award. Counsel is directed to file proposed summons(es) on the docket using the REQUEST FOR ISSUANCE OF SUMMONS(ES) event within 3 days of this notice. Notice of Filing Deficiency Deadline 2/1/2024 (mmg). |
| Filing 4 CERTIFICATE OF SERVICE by Securities America, Inc. re #1 Complaint, #2 MOTION to Confirm Arbitration Award, #3 FRCP 7.1 Corporate Disclosure Statement. (mmg). |
| Filing 3 FRCP 7.1 CORPORATE DISCLOSURE STATEMENT by Securities America, Inc. identifying Corporate Parent Securities America Financial Corporation, Corporate Parent Osaic Holdings, Inc., Corporate Parent AG Artemis Holdings, L.P. for Securities America, Inc.. (mmg). |
| Filing 2 MOTION to Vacate an Arbitration Award. Response to Motion due by 2/27/2024 (Attachments: #1 Memorandum of Law, #2 Declaration of Sandra D. Grannum, #3 Exhibit: A, #4 Exhibit: B, #5 Exhibit: C, #6 Exhibit: D, #7 Exhibit: E, #8 Exhibit: F, #9 Exhibit: G, #10 Exhibit: H, #11 Exhibi: I, #12 Exhibit: J, #13 Exhibit: K, #14 Exhibit: L, #15 Exhibit: M, #16 Exhibit: N, #17 Exhibit: O, #18 Exhibit: P, #19 Exhibit: Q, #20 Exhibit: R, #21 Exhibit: S, #22 Exhibit: T, #23 Exhibit: U, #24 Exhibit: V, #25 Exhibit: W, #26 Exhibit: X, #27 Exhibit: Y). (mmg). |
| Filing 1 Verified Petition to Vacate an Arbitration Award against Matthew Smith (Filing fee $405 receipt number ANYNDC-6595587) filed by Securities America, Inc.. (Attachments: #1 Civil Cover Sheet)(mmg). |
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| Petitioner: Securities America, Inc. | |
| Represented By: | Sandra D. Grannum |
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| Respondent: Matthew Smith | |
| Represented By: | Jonathan S. McCardle |
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