Securities and Exchange Commission v. Pinnacle Advisors, LLC et al
| Securities and Exchange Commission |
| Pinnacle Advisors, LLC, Robert F. Cuculich, Benjamin R. Quilty, Mark E. Wadach and Lawton A. Williamson |
| 5:2023cv00547 |
| May 5, 2023 |
| US District Court for the Northern District of New York |
| Andrew T Baxter |
| Frederick J Scullin |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on June 29, 2023. A more recent docket listing may be available from PACER.
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Filing 21
TEXT ORDER: Granting defendant's #20 letter request for an extension of the page limit for their memorandum of law in their upcoming Motion to Dismiss to 37 pages. If necessary, Plaintiff may also file an over-sized memorandum of law in opposition to Defendants' motion to dismiss not to exceed 37 pages. IT IS SO ORDERED by Senior Judge Frederick J. Scullin, Jr on June 29, 2023. (rep)
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| Filing 20 STATUS REPORT Request to Extend Page Limit by Mark E. Wadach, Lawton A. Williamson. (Folena, Jan) |
| Filing 19 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Pinnacle Advisors, LLC waiver sent on 5/12/2023, answer due 7/11/2023. (Brody, Todd) |
| Filing 18 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Benjamin R. Quilty waiver sent on 5/12/2023, answer due 7/11/2023. (Brody, Todd) |
| Filing 17 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Robert F. Cuculich waiver sent on 5/12/2023, answer due 7/11/2023. (Brody, Todd) |
| Filing 16 NOTICE OF APPEARANCE by Jan Folena on behalf of Mark E. Wadach, Lawton A. Williamson (Folena, Jan) |
| Filing 15 NOTICE by Securities and Exchange Commission re #2 Notice of Admission Requirement, (Brody, Todd) |
| Filing 14 TEXT ORDER: Granting #11 Motion for Limited Admission Pro Hac Vice for Jan M. Folena. Counsel is hereby advised that as of January 16, 2018, the NYND has converted to NextGen. Due to this conversion, you must now register for Pro Hac Vice access through your PACER account. This is the only notice you will receive concerning this requirement. You will not have access to electronically file in this case until your Pro Hac Vice request has been processed through the PACER system. Step-by-step instructions on how to complete this process are available at http://www.nynd.uscourts.gov/attorney-admissions-nextgen. Attorney Folena is hereby admitted to practice in this action on behalf of Mark E. Wadach and Lawton A. Williamson. Counsel is reminded that, once the above is accomplished, a NOTICE OF APPEARANCE MUST FILED IN THIS ACTION or you will not receive electronic notifications in the case. SO ORDERED by U.S. Magistrate Judge Andrew T. Baxter on 5/19/2023. (kmc) |
| Filing 13 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Lawton A. Williamson waiver sent on 5/12/2023, answer due 7/11/2023. (Brody, Todd) |
| Filing 12 WAIVER OF SERVICE Returned Executed by Securities and Exchange Commission. Mark E. Wadach waiver sent on 5/12/2023, answer due 7/11/2023. (Brody, Todd) |
| Filing 11 MOTION for Limited Admission Pro Hac Vice of Jan M. Folena Filing fee $100, receipt number ANYNDC-6297363. (Attachments: #1 Declaration Declaration of Sponsor, #2 Exhibit(s) A, #3 Exhibit(s) B, #4 Exhibit(s) C, #5 Proposed Order/Judgment) Motions referred to Andrew T. Baxter. (Porter, Eric) |
| Filing 10 NOTICE OF APPEARANCE by Eric B. Porter on behalf of Mark E. Wadach, Lawton A. Williamson (Porter, Eric) |
| Filing 9 Summons Issued as to Benjamin R. Quilty. (Attachments: #1 Summons issued as to Lawton Williamson, #2 Summons issued as to Mark Wadach, #3 Summons issued as to Pinnacle Advisors, #4 Summons issued as to Robert Cuculich)(khr) |
| Filing 8 REQUEST FOR ISSUANCE OF SUMMONS(ES): Securities and Exchange Commission is requesting summons(es) be issued as to Lawton A. Williamson re: #1 Complaint. (Brody, Todd) |
| Filing 7 REQUEST FOR ISSUANCE OF SUMMONS(ES): Securities and Exchange Commission is requesting summons(es) be issued as to Mark E. Wadach re: #1 Complaint. (Brody, Todd) |
| Filing 6 REQUEST FOR ISSUANCE OF SUMMONS(ES): Securities and Exchange Commission is requesting summons(es) be issued as to Benjamin R. Quilty re: #1 Complaint. (Brody, Todd) |
| Filing 5 REQUEST FOR ISSUANCE OF SUMMONS(ES): Securities and Exchange Commission is requesting summons(es) be issued as to Robert F. Cuculich re: #1 Complaint. (Brody, Todd) |
| Filing 4 REQUEST FOR ISSUANCE OF SUMMONS(ES): Securities and Exchange Commission is requesting summons(es) be issued as to Pinnacle Advisors, LLC re: #1 Complaint. (Brody, Todd) |
| Filing 3 G.O. 25 FILING ORDER ISSUED: Initial Conference set for 8/21/2023 11:30 AM before US Magistrate Judge Andrew T. Baxter. Civil Case Management Plan must be filed and Mandatory Disclosures are to be exchanged by the parties on or before 8/14/2023. (Pursuant to Local Rule 26.2, mandatory disclosures are to be exchanged among the parties but are NOT to be filed with the Court.) (khr) |
| Filing 2 NOTICE OF ADMISSION REQUIREMENT as to Party Plaintiff; Attorneys Antonia M. Apps, Sheldon L. Pollock, Hane L. Kim, Danielle R. Srour, Gwen A. Licardo, Andrew Sporkin, Securities and Exchange Commission, 100 Pearl Street, Suite 20-100, New York, NY 10004-2616 Admissions due by 5/19/2023. (khr)(Mailed a copy of the Notice along with the GO#25 to each attorney on 5/5/2023) |
| Filing 1 COMPLAINT WITH JURY DEMAND against Robert F. Cuculich, Pinnacle Advisors, LLC, Benjamin R. Quilty, Mark E. Wadach, Lawton A. Williamson filed by Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(khr) |
| TEXT NOTICE OF FILING DEFICIENCY as to Securities and Exchange Commission regarding the #1 Complaint NOTICE IS HEREBY GIVEN of the following Filing Deficiency: Proposed Summons(es) were not included with the Complaint. Counsel is directed to file proposed summons(es) on the docket using the REQUEST FOR ISSUANCE OF SUMMONS(ES) event within 3 days of this notice. PLEASE PROVIDE A SEPARATE SUMMONS FOR EACH DEFENDANT Notice of Filing Deficiency Deadline 5/10/2023 (khr) |
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