In Re: WorldCom, Inc. Securities Litigation
Plaintiff: Plumbers & Steamfitters Local 577 Pension Fund, Wayne L. Matthews, George T. Flyny, Janah H. Clark, Breck W. Tyler, IBEW Local 683 Pension Fund Pension Plan, Ruth Brinson, Trusco Capital Management, Inc., Courtney C. Franck, Kimberly A. McBride, Bernard W. Hill, Ralph Arnold Smith, Jr., Samuel McLaurin, Hallisey & Johnson Profit Sharing Plan, Nathan L. Clark, Sheet Metal Workers Local Pension Fund, Alexandra Motoko Smith, Cathy G. Franck, Marcus B. McBride, Kristi McLaurn, Arin Clark Hewes, Pacific Life Insurance Company, Sylvia Carraway, Melinda M. McBride, Walker Franck, Steve M., McMorgan & Company, Alaska Teamster-Employer Pension Trust, Plaintiffs, Victoria Jane Smith, PERS of Mississippi and Health Care Trust Fund, Plumbers and Pipefitters Local 219 Pension Fund, Hallisey & Johnson Money Purchase Pension Trust, Mercedes Randolph Smith, Operative Plasterers and Cement Masons Local 109 Pension Fund, Donna R. Flynt, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area, Daryl W. Abrams, Sun Trust Bank, Bruce A. Fadem, IBEW Local 246 Pension Fund, Harold R. Gary, Walter David Smith, The Regents of the University of California, Betty L. Magee, Wayne Magee, Dallas Little, IQ Holdings, Inc., Sonoma County Employees Retirement Association, Maintenance Employee Teamsters Local 416 Pension Fund, The Albert Fadem Trust, IBEW Local 683 Profit Sharing Annuity Plan, Pension Fund of Local 277, Ruth C.G. Trull, Paxton Ray Trull, Kimmie Tommay Smith, Jetty P. Gary and Pacific Financial Products Corporation
Defendant: Goldman Sachs Group, Inc., Worldcom, Inc., ABN Amro Incorporated, Arthur Anderson, LLP, J.P. Morgan Chase & Co., Deutsche Bank Securities, Inc., Gordon S. Macklin, Buford Yates, Jr., Betty L. Vinson, David F. Myers, James C. Allen, Max E. Bobbitt, Francesco Galesi, KPMG LLP, Bernard J. Ebbers, Sanford I. Weill, Stiles A. Kelett, Troy M. Normand and Arthur Andersen, LLP
Petitioner: Locals 302 and 612 of the International Union of operating Engineers-Employers Construction Retirement Trust, The National Asbestos Workers Pension Fund, State of Alaska Department of Revenue, GS SLS Portfolio, LLC, Melvin Dick, Golden Gate Transit Amalgamated Retirement Plan, Howard Gimbel, Alaska State Pension Investment Board, Mizuho International, HGK Asset Management, Inc., Attorney General of the State of Alabama, SLS Investores, L.P., Brew Dog, LLC, District No. 9, I.A. of M. & A.W. Pension Trust, UFCW International Union-Industry Pension Fund, Richard B. Schwartz, SLS Offshore Fund, Ltd., Fresno County Employees Retirement Association, Howard B. Prossnitz, Andersen UK, Roger Bernstein, Saud Alkulalbi, Katherine H. Castle, the Bond Market Association, Alaska Electrical Pension Fund, Carpenters Pension Trust for Southern California, Holmes Capital, LLC, The Northwestern Mutual Life Insurance Company, Anderson Worldwide Societe Cooperative, EBH Investments Co., LLC, Mark Landau, Metropolitan Government of Nashville and Davidson County, Tennessee, the Securities Industry Association, William K. Holmes, Anthony Fabbri, Byron B. Mathews, Jr., Steven Case, Timothy F. Price, William M. Castle, The County of Fresno, California, Gerald H. Taylor, Marvin Davis, Public and Private Pension Funds and Bimini Star, LLC
Respondent: Roslyn Berger
Consolidated Plaintiff: Sam P. Seay, State Teachers Retirement System of Ohio, Jere L. Beasley, Northwestern Mutual Life Insurance Company, Christopher Garcia, Ernie Hopper, Ventura County Employees Retirement Association, Motion Picture Industry Pension & Health Plans, The Los Angeles County Employees Retirement Association, Philip J. Berg, Alameda County Employees Retirement Association, Donna R. Lubus, Richard F. Reynolds, Cincinnati Retirement System, David Crum, United Food and Commercial Workers Union Local 880-Retail Food Employers Joint Pension Fund, Above Paradise Investments Ltd., Joel D Davis, Air Conditioning & Refrigeration Industry Retirement Trust Funds, San Diego City Employees' Retirement System, Producer-Writers Guild of America Pension Plan, Daniel P. Sauls, City of South San Francisco, Shriners Hospital For Children, Daniel C. Hughes, Jr., San Diego County, Jean Colarik, Thomas Steven Richardson, John Halkias, Montana Board of Investments, Oakland Fire and Police Retirement System, Writers' Guild-Industry Health Fund, Public Employees Retirement System of Ohio, Alaska Permanent Capital Management Company, Standard Life Investments, Limited, Michael W. Arney, The State of Idaho, Ohio State Highway Patrol Retirement System, Robert W. Grauvogl, Contra Costa County Employees' Retirement Board, Forrest Stephens, State of Wisconsin Investment Board, United Food & Commercial Wokers Union Local 880-Mercantile Employers Joint Pension Fund, and its trustees, Trustee Gary Ginsburg, Dolores Hoff, Directors Guild of America-Producers Pension and Health Plans, Steven P. Mohr, Minnesota State Board of Investments, Richard E. Patterson, Rogelio Lopez, Jake Floyd, David Kramer, Norman S. Lubus, Shereen Beydoun, Gregg T. Hahn, Fred Wyly, Aldace Hoff, Dennis M. Wosick, Richard Ryland, Grace Weinstein, Robin Hodes Jacobs, Municipal Police Employees Retirement System of Louisiana, Amy A. Methvin, Denver Area Meat Cutters & Employers Pension Plan, Robert Weiss, Ina Rosenblum, Eric Edwards, Dallas M. Patterson, Teamsters Local 408 Pension Guaranteed Fund, Jeffrey R. Appelbaum, Robert C. Pickens, Riste Gusterov, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Brian Barry, Rocky Mountain UFCW Unions & Employers Pension Plan, Thomas H. Robertson, Roger Larson, Ohio Bureau of Workers' Compensation, Imperial County Board of Retirement, Fred J. Witkoff, John Iaderosa, Michael Bamdis, California State Teachers' Retirement System, J. Craig Jones, Sara B. Beasley, Seymour Schreck, Steven Brakl, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds, Health Care Trust Fund, United Food and Commercial Workers Union-Employer Pension Fund, Joseph J. Argentine, Thomas Luke, Sacramento County Employees Retirement System, Paul T. Benton, American International Group, Roscoe Wallace, Thomas L. Cousins, Louis J. Maholic, The Maryland-National Capital Park & Planning Commission Employee's Retirement System, Theodore H. Hoffman, Barry W. Blank, Robert A. Nickell, Ana Maria Lopez, Denise Dorosh, Bryan Polak, California Public Employees' Retirement System, Alameda-Contra Costa Transit Employees' Retirement Plan, San Francisco City and County Employees' Retirement System, Ohio Police & Fire Pension Fund, Reza Chini, William P. Huszar, School Employees Retirement System of Ohio, Davon Group, LTD., Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada, Ron G. Crane, Iatse Local #33 Pension Trust, David L. Merideth, Maurice Brodsky, Steve Albrecht, Beverly Schreck, Ronnie Ribnick, San Bernardino County Employees Retirement Association, Screen Actors Guild Producers Pension & Health Plans, James B. Jerele, The Robert D. Jaffee Revocable Trust, Tulare County Employees Retirement Association, United Food & Commercial Workers Union-Employer Pension Fund, and its Trustees, Railways Pension Trustee Company Ltd., Wanda M. Huszar, Beatrice Tuttleman, Joseph J. Kirsch, Hall Financial Group, Ltd., John Hannon, Vivian Witkoff, Sacramento Regional Transit District Salaried Employees Retirement Plan, Perry Johnston, Mendocino County Employees Retirement Association, Richmon Sharbrough, Chester J. Capinski, Utah State Retirement Board, Victor M. Lim, Edward Castellani, Reza Azadegan, Washington State Investment Board, Frank J. Sinton, Michael A. Krzys, Sacremento Regional Transit District Contract Employees Retirement Plan, Motion Picture Industry Individual Account Plan, West Virginia Investment Management Board, Edward Kalaigian, Kenneth P. Callison, Natalie Bert Nickell and Linda Cousins
Consolidated Defendant: Bank of America Securities LLC, Banc of America Securities LLC, Credit Suisse Group, Lehman Brothers Holding Inc., Smith Barney & Co., Inc., CitiGroup Inc., Blaylock and Partners LP, Scott D. Sullivan, Nationsbanc Montgomery Securities LLC, J.P. Securities, Inc, Robertson Stephens International Limited, Lehman Brothers, Alex.Brown Inc., Mary Roe, Westdeutsche Landesbank Girozentrale, Clifford L. Alexander, Jr., Deutsche Bank Securities, Fleet Securities, Inc., Credit Suisse First Boston Corp., Deutsche Banc, Judith Areen, Judith C. Allen, Caboto Holding Sim S.P.A., Bank of America Corp., Pacific Income Advisors, Inc., Lehman Brothers Inc., BNP Paribas Securities Corp., Bert C. Roberts, Jr., Chase Securities, Inc., Mizuho International PLC, John W. Sidgmore, JP Morgan Securities, Ltd., Deutsche Bank AG, J.P. Morgan Securities Inc., Salomon Smith Barney Inc., Utendahl Capital Partners, L.P., UBS Warburg LLC, Stiles A. Kellett, Jr., John A. Porter, Philip L. Spartis, Salomon Brothers International, Inc., Goldman Sachs & Co., Gordon S. Maclin, Caboto-Gruppo Intesabei, Carl J. Aycock, Juan Villalonga, Tokyo-Mitsubishi International, PLC, Lawrence C. Tucker, Amy J. Elias and John Doe
Intervenor Defendant: Jack Grubman, Citigroup Global Markets, Inc. and Citigroup Global Markets Limited
Claimant: Paul G. Rochmis, UBS Financial Services Inc., Holly M. Haik, Shan C. Sun, Hilliard M. Haik, Clara Kozol, Richard Entenmann, Seannie Haik, Shari Galitzer, H. Michael Haik, Steven A. Haik, Paul G. Rochmis, M.D. Ltd. employee Profit Sharing Plan, Charlene Haik, Colette C. Sun, Daniel V. Smith and W. Caffey Norman, III
Appellant: Terry Neal, Teresa O. Moxley, Retirement Systems of Alabama, Circuit Court, Mongomery County, Alabama, Abraham Morris and William C. Moxley
Lead Plaintiff: New York State Common Retirement Fund, HGK Asset Management, H. Carl McCall, Thomas P. DiNapoli and Alan G. Hevesi
Not Classified By Court: Jane B. Selfe, James J. Savage, Cynthia R. Levin Moulton, Rinis Travel Service, Inc. Profit Sharing Trust, John Marshall Lusk, Jr. and Steven F. Helfand
Case Number: 1:2002cv03288
Filed: April 30, 2002
Court: US District Court for the Southern District of New York
Office: Securities/Commodities Office
Presiding Judge: Denise L Cote
Nature of Suit: Securities/Commodities
Cause of Action: Federal Question
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on June 10, 2016. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 10, 2016 Opinion or Order Filing 3366 ORDER On June 6, 2016, the Court received a letter dated May 30, from Betty Hicks regarding a possible claim in the above-captioned matter. The Court has sent a copy of this correspondence to class counsel. The Court requests that class counsel respond to Ms. Hicks letter of May 30 with a copy to the Court. (Signed by Judge Denise Cote on 6/10/2016) (gf)
December 14, 2012 Filing 3363 JUDGMENT approving settlement with Arthur Andersen LLP of Contingent Payment claim. (Signed by Judge Denise L. Cote on 12/14/12) (Attachments: #1 Notice of Right to Appeal)Filed In Associated Cases: 1:02-cv-03288-DLC et al.(ml)
December 14, 2012 Opinion or Order Filing 3362 ORDER REGARDING REISSUANCE OF UNCASHED CHECKS: The Court hereby authorizes the Notice and Claims Administrator, The Garden City Group, Inc. to reissue uncashed checks from the third distribution of the settlement proceeds in this Litigation for claim no. 2500756 in the amount of $9.30, claim no. 6216023 in the amount of $32.22, and claim no. 6202423 in the amount of $45.75. SO ORDERED. (Signed by Judge Denise L. Cote on 12/14/2012) (ama)
December 14, 2012 Opinion or Order Filing 3361 ORDER AWARDING ATTORNEYS' FEES AND EXPENSES: NOW, THEREFORE, IT IS HEREBY ORDERED THAT: This Order incorporates by reference the definitions in the Agreement Between Lead Plaintiff and Arthur Andersen LLP Concerning Contingent Payment Claim, dated September 27, 2012 (the "Agreement") and the Stipulation of Settlement between Lead Plaintiff and Andersen dated April 22, 2005 (the "WorldCom Stipulation of Settlement") and all terms not otherwise defined herein shall have the same meanings as set forth in the Agreement or the WorldCom Stipulation of Settlement. And as set forth herein. SO ORDERED. (Signed by Judge Denise L. Cote on 12/14/2012) (ama)
December 14, 2012 Minute Entry for proceedings held before Judge Denise L. Cote: Settlement Approval Conference held on 12/14/2012. (Court Reporter Denise Richards) Associated Cases: 1:02-cv-03288-DLC et al.(gr)
December 7, 2012 Filing 3365 AFFIDAVIT OF JASON ZUENA REGARDING DISSEMINATION OF THE ANDERSEN NOTICE AND SUMMARY NOTICE. (djc)
December 7, 2012 Filing 3364 LEAD PLAINTIFF'S REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF FINAL APPROVAL OF SETTLEMENT WITH ARTHUR ANDERSEN LLP OF CONTINGENT PAYMENT CLAIM AND IN FURTHER SUPPORT OF LEAD COUNSEL'S APPLICATION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES re: (25 in 1:02-cv-04973-DLC, 25 in 1:02-cv-04973-DLC, 25 in 1:02-cv-04973-DLC, 26 in 1:02-cv-09516-DLC, 26 in 1:02-cv-09516-DLC, 26 in 1:02-cv-09516-DLC, 41 in 1:03-cv-02841-DLC, 41 in 1:03-cv-02841-DLC, 41 in 1:03-cv-02841-DLC, 31 in 1:02-cv-05224-DLC, 31 in 1:02-cv-05224-DLC, 31 in 1:02-cv-05224-DLC, 40 in 1:02-cv-03647-DLC, 40 in 1:02-cv-03647-DLC, 40 in 1:02-cv-03647-DLC, 26 in 1:02-cv-08229-DLC, 26 in 1:02-cv-08229-DLC, 26 in 1:02-cv-08229-DLC, 27 in 1:02-cv-08228-DLC, 27 in 1:02-cv-08228-DLC, 27 in 1:02-cv-08228-DLC, 26 in 1:02-cv-09514-DLC, 26 in 1:02-cv-09514-DLC, 26 in 1:02-cv-09514-DLC, 32 in 1:02-cv-03537-DLC, 32 in 1:02-cv-03537-DLC, 32 in 1:02-cv-03537-DLC, 26 in 1:02-cv-09519-DLC, 26 in 1:02-cv-09519-DLC, 26 in 1:02-cv-09519-DLC, 30 in 1:02-cv-04946-DLC, 30 in 1:02-cv-04946-DLC, 30 in 1:02-cv-04946-DLC, 30 in 1:02-cv-05057-DLC, 30 in 1:02-cv-05057-DLC, 30 in 1:02-cv-05057-DLC, 21 in 1:03-cv-06229-DLC, 21 in 1:03-cv-06229-DLC, 21 in 1:03-cv-06229-DLC, 26 in 1:02-cv-08234-DLC, 26 in 1:02-cv-08234-DLC, 26 in 1:02-cv-08234-DLC, 31 in 1:02-cv-03416-DLC, 31 in 1:02-cv-03416-DLC, 31 in 1:02-cv-03416-DLC, 27 in 1:02-cv-09521-DLC, 27 in 1:02-cv-09521-DLC, 27 in 1:02-cv-09521-DLC, 25 in 1:03-cv-03592-DLC, 25 in 1:03-cv-03592-DLC, 25 in 1:03-cv-03592-DLC, 26 in 1:02-cv-08226-DLC, 26 in 1:02-cv-08226-DLC, 26 in 1:02-cv-08226-DLC, 29 in 1:02-cv-03771-DLC, 29 in 1:02-cv-03771-DLC, 29 in 1:02-cv-03771-DLC, 27 in 1:02-cv-05108-DLC, 27 in 1:02-cv-05108-DLC, 27 in 1:02-cv-05108-DLC, 29 in 1:02-cv-04958-DLC, 29 in 1:02-cv-04958-DLC, 29 in 1:02-cv-04958-DLC, 36 in 1:02-cv-04990-DLC, 36 in 1:02-cv-04990-DLC, 36 in 1:02-cv-04990-DLC, 26 in 1:02-cv-09513-DLC, 26 in 1:02-cv-09513-DLC, 26 in 1:02-cv-09513-DLC, 26 in 1:02-cv-09515-DLC, 26 in 1:02-cv-09515-DLC, 26 in 1:02-cv-09515-DLC, 30 in 1:02-cv-05087-DLC, 30 in 1:02-cv-05087-DLC, 30 in 1:02-cv-05087-DLC, 28 in 1:02-cv-08230-DLC, 28 in 1:02-cv-08230-DLC, 28 in 1:02-cv-08230-DLC, 34 in 1:02-cv-03508-DLC, 34 in 1:02-cv-03508-DLC, 34 in 1:02-cv-03508-DLC, 29 in 1:02-cv-08227-DLC, 29 in 1:02-cv-08227-DLC, 29 in 1:02-cv-08227-DLC, 34 in 1:02-cv-05285-DLC, 34 in 1:02-cv-05285-DLC, 34 in 1:02-cv-05285-DLC, 32 in 1:02-cv-04719-DLC, 32 in 1:02-cv-04719-DLC, 32 in 1:02-cv-04719-DLC) MOTION to Approve llll. MOTION for Attorney Fees. MOTION llll. Document filed by Thomas P. DiNapoli.Filed In Associated Cases: 1:02-cv-03288-DLC et al.(djc)
November 9, 2012 Filing 3360 MEMORANDUM OF LAW IN Support OF FINAL APPROVAL OF SETTLEMENT WITH ARTHUR ANDERSEN LLP OF CONTINGENT PAYMENT CLAIM AND IN SUPPORT OF LEAD COUNSEL'S APPLICATION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES. re: (21 in 1:03-cv-06229-DLC, 21 in 1:03-cv-06229-DLC, 21 in 1:03-cv-06229-DLC, 25 in 1:03-cv-03592-DLC, 25 in 1:03-cv-03592-DLC, 25 in 1:03-cv-03592-DLC). MOTION to Approve. MOTION for Attorney Fees. filed In Associated Cases: 1:02-cv-03288-DLC et al.(djc)
November 9, 2012 Filing 3359 NOTICE OF LEAD PLAINTIFF'S MOTION for final approval of settlement with Arthur Andersen LLP of Contingent Payment Claim and Lead Counsel's MOTION for Attorney Fees and MOTION for Reimbursement of Expenses. Filed In Associated Cases: 1:02-cv-03288-DLC et al. with Memorandum of Law in Support.(djc)
October 2, 2012 Opinion or Order Filing 3358 ORDER PRELIMINARILY APPROVING SETTLEMENT WITH ARTHUR ANDERSEN LLP OF CONTINGENT PAYMENT CLAIM AND PROVIDING FOR NOTICE: It is hereby ordered 1. For purposes of this Order, the Court adopts all defined terms as set forth in the Agreement or in the World Com Stipulation of Settlement. 2. The Court preliminarily approves the Settlement, as reflected in the Agreement,as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. 3. Institution or prosecution of any action or claim that is subject to the release or dismissal provisions contemplated by the Settlement is hereby enjoined pending further order of the Court. 4. The Court approves the continued retention of The Garden City Group, Inc. as the Notice and Claims Administrator (the "Administrator") to supervise and administer the notice procedure and the distribution of the Net WorldCom Settlement Amount to Authorized Claimants. 5. Lead Plaintiff, through the Administrator, shall disseminate notice of the Settlement, including notice of the hearing on the proposed Settlement and Lead Counsel's motion for an award of attorneys' fees and reimbursement of expenses, as follows: not later than 14 days after entry of this order (the "Notice Date"), the Lead Counsel and Administrator shall cause the Notice, substantially in the form attached hereto as Exhibit 2, to be published on www.worldcomlitigation.com and on Lead Counsel's websites www.blbglaw.com and www.barrack.com, and the Summary Notice, substantially in the form attached hereto as Exhibit 3, to be published through PR Newswire and mailed directly to all World Com Class Members who cashed all of their prior distributions from the proceeds of the WorldCom Settlements and thus, pursuant to prior Order of this Court, are eligible to receive additional distributions, subject to the limitation that they would receive at least $5.00 in the next distribution (which shall be determined on the assumption that the proposed Settlement and the application for an award of attorneys' fees and reimbursement of expenses are approved and the Effective Date occurs).as provided in the Summary Notice, the Administrator shall mail or email a printed copy of the Notice to any WorldCom Class Member who requests such a copy by mail, email or telephone prior to the Settlement Hearing; and not later than 7 days prior to the Settlement Hearing, Lead Counsel shall serve on Andersen and file with the Court proof, by affidavit or declaration, of such public action and dissemination of the Notice and the Summary Notice. The Court approves, as to form and content, the Notice and the Summary Notice and finds that the procedures established for the publication and dissemination of the Notice and the Summary Notice substantially in the manner and form set forth in paragraph 5 of this Order meet the requirements of Rules 23(e)(l) and 23(h)(l) of the Federal Rules of Civil Procedure,and due process, and constitute notice that is reasonable, under the circumstances, to apprise WorldCom Class Members of the effect of the proposed Settlement and of their right to appear at the Settlement Hearing and object to the proposed Settlement and/or the motion for an award of attorneys' fees and reimbursement of expenses. The costs of providing notice shall be paid from the World Com Settlement Amount as provided in the Agreement without further order of the Court. The Court will hold a settlement hearing (the "Settlement Hearing") on December 14, 2012 at 2:00 p.m. in Courtroom 15B of the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY, at which time the Court shall (a) determine whether the proposed Settlement on the terms and conditions provided for in the Agreement is fair, reasonable, and adequate and should be approved; (b) determine whether a Judgment substantially in the form attached as Exhibit B to the Agreement should be entered; (c) determine whether the motion by Lead Counsel for an award of attorneys' fees and reimbursement of expenses should be approved; and (d) consider any other matters that may properly be brought before the Court in connection with the Settlement. Lead Counsel shall file and serve papers in support of the Settlement and Lead Counsel's motion for an award of attorneys' fees and reimbursement of expenses no later than_ 35 days prior to the Settlement Hearing; if reply papers are necessary, they are to be filed and served no later than 7 days prior to the Settlement Hearing. Any WorldCom Class Member may appear at the Settlement Hearing to show cause, if he, she or it has any cause, why the proposed Settlement and/or Lead Counsel's motion for an award of attorneys' fees and reimbursement of expenses should or should not be approved; provided, however, that no WorldCom Class Member shall be heard or entitled to contest the approval of the terms and conditions of the proposed Settlement and/or the motion for an award of attorneys' fees and reimbursement of expenses unless that person or entity has filed a written objection with the Court and served copies of such objection in the manner provided in the Notice such that it is received no later than 21 days prior to the Settlement Hearing on each of the following attorneys set forth below. All other provisions as set forth in this order (Signed by Judge Denise L. Cote on 10/2/2012) (js) Modified on 10/2/2012 (js).
August 23, 2010 Opinion or Order Filing 3357 ORDER: Accordingly, it is hereby ORDERED that unless Metcalf provides appropriate documentation of Davis' transactions in WorldCom stock sufficient to permit GCG to determine whether she is entitled to any payment from the WorldCom Settlement Fund, Metcalf's claim must be denied. IT IS FURTHER ORDERED that in the event Metcalf supplies GCG with sufficient documentation, it will be necessary to address whether Metcalf made a timely claim or has otherwise shown that she should be paid from the WorldCom Settlement Fund. IT IS FURTHER ORDERED that lead plaintiffs' counsel shall promptly serve a copy of this Order on Metcalf. (Signed by Judge Denise L. Cote on 8/23/2010) Copies Sent By Chambers. (tro)
August 11, 2010 Filing 3356 MANDATE of USCA (Certified Copy) as to Notice of Appeal, filed by William K. Holmes, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, (3251 in 1:02-cv-03288-DLC) Notice of Appeal, filed by William K. Holmes, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC USCA Case Number 06-5246-cv. Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 08/11/2010. (nd)
August 11, 2010 Transmission of USCA Mandate/Order to the District Judge re: (3356 in 1:02-cv-03288-DLC, 7 in 1:04-cv-08308-DLC) USCA Mandate,. (nd)
May 13, 2010 Filing 3355 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeffrey W. Golan dated 5/12/2010 re: Given the circumstances presented by Ms. Meiresonne's request for the re-issuance of the second distribution checks and issuance of third distribution checks for her children's accounts, we respectfully seek the Court's ruling on whether GCG is authorized to issue the checks at this time. ENDORSEMENT: The request to re-issue the checks to Ms. Meiresonne is granted. (Signed by Judge Denise L. Cote on 5/13/2010) (tve)
May 13, 2010 Filing 3354 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeffrey W. Golan dated 5/12/2010 re: Given the circumstances presented by AMP Capital's request for a second re-issuance of the checks, we respectfully seek the Court's ruling on whether GCG is authorized to re-issue the checks at this time. ENDORSEMENT: AMP Capital's request to re-issue the checks a second time is denied. (Signed by Judge Denise L. Cote on 5/13/2010) (tve)
March 18, 2010 Opinion or Order Filing 3353 ENDORSED LETTER addressed to Judge Denise L. Cote from Rochelle Feder Hansen dated 3/18/2010 re: Counsel writes to bring to the Court's attention a request that we have received from BlackRock Financial ("BlackRock") on behalf of its client class member AXA Premier Funds ("AXA"). ENDORSEMENT: Understanding that the check was sent to BlackRock, which forwarded it to J.P. Morgan. The request to reissue is denied. So Ordered. (Signed by Judge Denise L. Cote on 3/18/2010) (jfe)
March 5, 2010 Opinion or Order Filing 3352 ORDER: that lead plaintiff's counsel shall coordinate with The Garden City Group ("GCG") to reissue a settlement distribution check in the amount of $1,429.24 to Mr. Berch. SO ORDERED. (Signed by Judge Denise L. Cote on 3/5/2010) (tve)
November 30, 2009 Opinion or Order Filing 3351 ORDER EXTENDING CHECK REISSUE BAR DATE, that this Order incorporates by reference the definitions in the Stipulations and all terms used herein shall have the same meanings as set forth in the Stipulations. Check reissue requests will be accepted as long as they are actually received by GCG by its close of business on December 14, 2009. (Signed by Judge Denise L. Cote on 11/30/09) (pl)
September 30, 2009 Opinion or Order Filing 3350 ORDER: Accordingly, it is hereby ORDERED that the objection raised by E. Bruce Barber and Louise J. Barber to the rejection of their claim is denied. IT IS FURTHER ORDERED that GCG shall serve a copy of this Order on the Barbers. (Signed by Judge Denise L. Cote on 9/30/2009) Copies Mailed By Chambers.(jpo)
September 18, 2009 Opinion or Order Filing 3349 ORDER APPROVING FINAL DISTRIBUTION PLAN: Lead Plaintiff's plan for final distribution of the Net Settlement Fund toAuthorized Claimants is APPROVED, as set forth herein. (Signed by Judge Denise L. Cote on 9/18/2009) Filed In Associated Cases: 1:02-cv-03288-DLC et al. Copies Mailed By Chambers.(jpo) (Additional attachment(s) added on 9/23/2009: # 1 Main Document) (ae). (Signed by Judge Denise L. Cote on 9/18/2009) Filed In Associated Cases: 1:02-cv-03288-DLC et al.
September 14, 2009 Opinion or Order Filing 3346 ORDER that the 25 claims are denied in whole, and 1 claim is denied in part, as recommended by GCG. IT IS FURTHER ORDERED that GCG shall send a copy of this Order to all claimants affected by it. SO ORDERED (Signed by Judge Denise L. Cote on 9/14/2009) (jmi)
September 14, 2009 Opinion or Order Filing 3345 ORDER that the 43 claims, representing purchases or acquisitions that were made in whole outside the class period, are denied. IT IS FURTHER ORDERED that the 2 claims where purchases or acquisitions were made in part outside the class period are accepted only as to those purchases and acquisitions that occurred within the class period. IT IS FURTHER ORDERED that GCG shall send a copy of this Opinion and Order to all claimants affected by it. SO ORDERED (Signed by Judge Denise L. Cote on 9/14/2009) (jmi)
September 14, 2009 Opinion or Order Filing 3344 ORDER that those of the 37 claims that have not been resolved are denied, in whole or in part, as recommended by GCG. IT IS FURTHER ORDERED that GCG shall send a copy of this Order to all claimants affected by it. SO ORDERED (Signed by Judge Denise L. Cote on 9/14/2009) (jmi)
September 14, 2009 Opinion or Order Filing 3343 ORDER granting 3334 Motion for Disbursement of Funds. That, having considered all of the objections to GCG's calculations of payments due, Lead Plaintiff's April 23, 2009 motion for approval of final distribution plan is granted to the extent that it applies to the 518 objections to GCG's calculation of claims. IT IS FURTHER ORDERED that GCG shall send a copy of this Opinion and Order to all claimants affected by it. SO ORDERED(Signed by Judge Denise L. Cote on 9/14/2009) (jmi)
September 14, 2009 Opinion or Order Filing 3342 OPINION AND ORDER #98023 that GCG's recommendation to reject the claims of those who submitted requests for exclusion and who did not revoke those requests on or before February 19, 2005, is accepted with one reservation. A separate Order issued on July 29, 2009 with respect to E. Bruce and Louise Barber requesting further information. IT IS FURTHER ORDERED that GCG shall send a copy of this Opinion and Order to all claimants affected by it. SO ORDERED. (Signed by Judge Denise L. Cote on 9/14/2009) (jmi) Modified on 9/16/2009 (eef).
September 11, 2009 Filing 3348 NOTICE of Lead Plaintiff's Notice of Filing of Response Submitted by Claimant Patrick Dominick. (djc)
September 11, 2009 Filing 3347 Lead Plaintiff's Report Pursuant to Order Entered July 29, 2009. (djc)
August 28, 2009 Filing 3341 DECLARATION of Shandarese Garr for The Garden City Group, Inc. concerning certain payment Objectors. (sac)
August 13, 2009 Opinion or Order Filing 3340 ORDER: It is hereby ordered that by August 28, 2009, GCG respond to the following three objections, as set forth herein. It is further ordered that GCG shall send a copy of this Order to all claimants affected by it. (Signed by Judge Denise L. Cote on 8/13/2009) Copies Mailed By Chambers.(jpo)
July 29, 2009 Opinion or Order Filing 3339 ORDER: It is hereby ORDERED that Lead Counsel for the class shall contact the Barbers to determine whether they contend that they did not authorize Sandor Grossman to opt-out of the class on their behalf. If the Barbers deny giving such authorization, Lead Counsel shall request an explanation from Mr. Grossman for the submission of the exclusion request on behalf of the Barbers. IT IS FURTHER ORDERED that Lead Counsel shall file a report on this matter by September 11, 2009, with copies to the Barbers, Mr. Grossman, and GCG. IT IS FURTHER ORDERED that the Barbers may respond in writing to the September 11, 2009 report by writing to this Court no later than September 25, 2009. (Signed by Judge Denise L. Cote on 7/28/2009) Copies Mailed By Chambers.(jpo)
July 15, 2009 Filing 3338 SUPPLEMENTAL REPLY DECLARATION of Shandarese Garr in Further Support re: 3334 MOTION for Disbursement of Funds. Certificate of Service attached. (sac)
June 24, 2009 Filing 3337 COMPENDIUM OF RESPONSES from Disputed Rejected Claimants and Payment Objectors. Filed In Associated Cases: 1:02-cv-03288-DLC et al.(sac)
June 24, 2009 Filing 3336 REPLY DECLARATION of Shandarese Garr in Support re: 3334 LEAD PLAINTIFF'S NOTICE OF MOTION FOR APPROVAL OF FINAL DISTRIBUTION PLAN; for an order, approving Lead Plaintiff's final distrubution plan for the Net Settlement Fund in this action. (sac)
April 23, 2009 Filing 3335 DECLARATION of Shandarese Garr in Support re: 3334 LEAD PLAINTIFF'S NOTICE OF MOTION FOR APPROVAL OF FINAL DISTRIBUTION PLAN; for an order, approving Lead Plaintiff's final distrubution plan for the Net Settlement Fund in this action. Document filed by Thomas P. DiNapoli. (sac)
April 23, 2009 Filing 3334 LEAD PLAINTIFF'S NOTICE OF MOTION FOR APPROVAL OF FINAL DISTRIBUTION PLAN; for an order, approving Lead Plaintiff's final distrubution plan for the Net Settlement Fund in this action. Document filed by Thomas P. DiNapoli.Filed In Associated Cases: 1:02-cv-03288-DLC et al.(sac)
March 25, 2009 Filing 3333 MANDATE of USCA (Certified Copy) as to #3309 Notice of Appeal, filed by Marvin Davis, Howard Gimbel USCA Case Number 07-5149-cv. Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED. Catherine O'Hagan Wolfe, Clerk USCA. Issued As Mandate: 3/24/2009. (nd)
March 25, 2009 Transmission of USCA Mandate/Order to the District Judge re: #3333 USCA Mandate,. (nd)
December 10, 2008 Filing 3332 MANDATE of USCA (Certified Copy) USCA Case Number 03-9350. Pending before the court is the appeal of Citigroup Inc., Citigroup Global Markets Inc. and Jack Grubman from the October 24, 2003 order of the United States District Court for the Southern District of New York (Denise Cote, Judge) certifying a plaintiff class. The parties to the appeal have advised us that they have agreed on the terms of a settlement which will be submitted to the District Court for approval. Accordingly: (1) Our consideration of this appeal is suspended until such time as the parties proposed settlement has been approved or disapproving by the District Court and all appeals from any orders approving or disapproving such settlement have been resolved, or the time for any such appeals has expired. The parties shall advise this court promptly upon such resolution or expiration. (2) Though this appeal will remain pending before us, the issue of class certification is returned to the docket of the District Court for purposes of determining whether the parties class settlement should be approved. Catherine O'Hagan Wolfe, Clerk USCA. Certified: 12/9/2008. (nd)
December 10, 2008 Transmission of USCA Mandate/Order to the District Judge re: #3332 USCA Mandate. (nd)
October 6, 2008 Filing 3331 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 3125 Notice of Appeal, filed by Terry Neal USCA Case Number 06-2036-cv. The undersigned counsel for the parties hereby stipulate that the above captioned appeal is hereby withdrawn from active consideration from the Court, such withdrawal to be without prejudice to a reactivation of the appeal by appellant's counsel so notifying the Clerk of this Court in writing by April 30, 2007. If not thus reactivated the appeal shall be subject to dismissal with prejudice. Withdrawal of the appeal from active consideration shall NOT operate as a dismissal of the appeal under FRAP 42(b). Catherine O'Hagan Wolfe, Clerk USCA. Certified: 10/2/2008. (nd)
October 6, 2008 Transmission of USCA Mandate/Order to the District Judge re: #3331 USCA Mandate Withdrawing Appeal. (nd)
August 11, 2008 Opinion or Order Filing 3330 ORDER For the reasons set forth in this order, the decision rendered by the court on March 21, 2006 is reinstated. The arbitration panels award of damages to the Riches, including the award of interest and attorneys fees, is vacated. The decision to dismiss the cross-claims against Salomon is again confirmed. (Signed by Judge Denise L. Cote on 8/11/08) Copies Mailed By Chambers.(mme)
August 4, 2008 Opinion or Order Filing 3329 ORDER It is hereby ordered that the clerk of court shall close the master case file: 02 Civ. 3288. (Signed by Judge Denise L. Cote on 8/4/08) Filed In Associated Cases: 1:02-cv-03288-DLC et al.(mme)
July 3, 2008 Opinion or Order Filing 3328 ORDER: that the arbitrators shall comply with the 3/12 Order by 7/31/2008. Plaintiffs shall promptly serve the individual arbitrators with this Court's decision of 3/21/2006, the 3/12 Order, this Order, and the Second Circuit Opinion of 2/8. FINRA shall promptly provide the plaintiffs with all contact information in its possession for the individual arbitrators, or advise plaintiffs that the individual arbitrators have agreed that FINRA may accept service on their behalf. In the event that the arbitrators do not comply by 7/31/2008, that any party to this litigation may bring by 8/8/2008 an order to show cause why the individual arbitrators should not be held in contempt. The order to show cause shall make opposition due on 8/22, and shall be returnable on 9/5/2008 at Noon. SO ORDERED. (Signed by Judge Denise L. Cote on 7/3/2008) Copies Mailed By Chambers.(tve)
June 5, 2008 Filing 3327 Costs Taxed as to #3303 USCA Mandate. USCA Case Number 05-6979-cv. in the amount of $1891.80. Docketed as Judgment #08,0984 on 6/5/2008 in favor of Plaintiffs-Appellants Alaska State Pension Investment Bd et al. against Defendants-Appellees (Caboto Gruppo Intesa Bci and Caboto Holdings SIM s.p.A.). (nd)
June 3, 2008 Filing 3326 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for #3309 Notice of Appeal, filed by Marvin Davis, Howard Gimbel USCA Case Number 07-5149-cv, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (tp)
May 2, 2008 Filing 3325 TRUE COPY ORDER of USCA as to #3309 Notice of Appeal, filed by Marvin Davis, Howard Gimbel USCA Case Number 07-5149-cv. PLEASE TAKE NOTICE that pursuant to the March 17, 2008 Stipulation Withdrawing Appeal from Active Consideration withleave to Reactivate. Howard Gimbel and Marvin Davis give notice to the Clerk of the Second Circuit to reactivate the above caption appeal. Catherine O'Hagan Wolfe, Clerk USCA. Certified: 05/01/08. (dt)
May 2, 2008 Transmission of Notice of Appeal to the District Judge re: #3309 Notice of Appeal. (dt)
May 2, 2008 Transmission of USCA Mandate/Order to the District Judge re: #3325 USCA Order,. (dt)
March 24, 2008 Opinion or Order Filing 3324 ORDER AUTHORIZING REMAINDER DISTRIBUTION AND OTHER ADMINISTRATIVE ACTS, in case 1:03-cv-09490-DLC; granting (3322) Motion to Authorize in case 1:02-cv-03288-DLC. The remaining balance of the settlement fund ($1,000.14 plus any accrued interest to date) shall be distributed to the Benjamin N. Cardozo School of Law, and as further set forth in this document.. (Signed by Judge Denise L. Cote on 3/21/08) Filed In Associated Cases: 1:02-cv-03288-DLC, 1:03-cv-09490-DLC(cd)
March 20, 2008 Filing 3323 TRUE COPY ORDER of USCA as to #3309 Notice of Appeal, filed by Marvin Davis, Howard Gimbel USCA Case Number 07-5149-cv. The undersigned counsel for the parties hereby stipulate that the above-captioned appeal is hereby withdrawn without costs and without attorneys' fees and without prejudice, subject to reactivation of the appeal by appellant's counsel by written notice to the Clerk of the Court by 30 days after the arbitration panel in Gimbel v. UBS Financial Services et al. rules, or bu April 30, 2008, whichever comes first. If not thus timely reactivated, the appeal shall be subject to dismissal. Withdrawal of the appeal from active consideration shall not operate as a dismissal of the appeal under FRAP 42(b). Catherine O'Hagan Wolfe, Clerk USCA. Certified: 3/19/2008. (nd)
March 18, 2008 Filing 3322 MOTION for an order Authorizing remainder distribution and other administrative acts. Attached is Declaration of Nicole M. Zeiss. Document filed by Ina Rosenblum.(djc)
March 12, 2008 Opinion or Order Filing 3321 ORDER; that the arbitration panel that granted the 1/20/05 award to Elizabeth H. Rich and Donald Rich specify whether the WorldCom trading losses suffered by the Riches are represented in all, part, or none of the lump-sum Award and, if part, the amount thereof. Rich, Slip op. at 20. That counsel for Elizabeth H. Rich and Donald Rich shall promptly serve this Order on the arbitration panel. The parties shall submit a status letter no alter than 7/1/08. (Signed by Judge Denise L. Cote on 3/12/08) (pl)
March 7, 2008 Filing 3320 AFFIRMATION of David I. Greenberger in Support re: 3319 RESPONSE re: 3317 ORDER that the parties to this action show cause by 3/7/08, why the following order should not issue: On February 8, the Second Circuit vacated this Court's March 21, 2006 decision vacating the January 20, 2005 decision of a n arbitration panel a warding damages to Elizabeth H. Rich and Donal Rich, and dismissing indemnity cross-claims made by defendants Philip L. Spartis and Amy Jean Elias against defendant Salomon Smith Barney, Inc. The action was remanded to this Cour t with directions to remand action to the arbitration panel for clarification. It is hereby ORDERED that the arbitration panel that granted the January 20, 2005 award to Elizabeth H. Rich and Donal Rich "specify whether the WorldCom trading loss es suffered by the Riches are represented in all, part, or none of the lump-sum Award and, if part, the amount thereof." Rich v. Spartis, No. 06-1723-cv, slip op. at 20 (2d Cir. Feb. 8, 2008). Document filed by Amy J. Elias, Philip L. Spartis. This Document Relates to: 05cv3913. (sac)
March 7, 2008 Filing 3319 RESPONSE re: #3317 ORDER that the parties to this action show cause by 3/7/08, why the following order should not issue: On February 8, the Second Circuit vacated this Court's March 21, 2006 decision vacating the January 20, 2005 decision of an arbitration panel a warding damages to Elizabeth H. Rich and Donal Rich, and dismissing indemnity cross-claims made by defendants Philip L. Spartis and Amy Jean Elias against defendant Salomon Smith Barney, Inc. The action was remanded to this Court with directions to remand action to the arbitration panel for clarification. It is hereby ORDERED that the arbitration panel that granted the January 20, 2005 award to Elizabeth H. Rich and Donal Rich "specify whether the WorldCom trading losses suffered by the Riches are represented in all, part, or none of the lump-sum Award and, if part, the amount thereof." Rich v. Spartis, No. 06-1723-cv, slip op. at 20 (2d Cir. Feb. 8, 2008). Document filed by Amy J. Elias, Philip L. Spartis. This Document Relates to: 05cv3913.(sac)
February 26, 2008 Filing 3318 STIPULATION OF DISMISSAL WITH PREJUDICE: This action as against defendants Anderson UK; Anderson Worldwide SC; Judith Areen; Arthur Anderson, L.L.P.; Bank of America Corp.; Bank of America Securities, L.L.C.; Max E. Bobbitt; Citigroup, Inc.; Deutsche Bank AG; Deutsche Bank Alex. Brown, Inc.; Melvin Dick; John Does; Bernard J. Ebbers; Francesco Galesi; Jack Grubman; J.P. Morgan Chase & Co.; J.P. Morgan Securities, Inc.; Stiles A. Kellett, Jr; David F. Myers; John A. Porter; Salomaon Smith Barney, Inc.; Mark Schoppet; John Sidgmore; Scott D. Sullivan; Sanford Weill; ABN AMRO, Inc. and James C. Allen is dismissed with prejudice and without costs. Filed in Associated case: 05cv7432(DLC). (Signed by Judge Denise L. Cote on 2/26/08) (db)
February 13, 2008 Opinion or Order Filing 3317 ORDER that the parties to this action show cause by 3/7/08, why the following order should not issue: On February 8, the Second Circuit vacated this Court's March 21, 2006 decision vacating the January 20, 2005 decision of an arbitration panel awarding damages to Elizabeth H. Rich and Donal Rich, and dismissing indemnity cross-claims made by defendants Philip L. Spartis and Amy Jean Elias against defendant Salomon Smith Barney, Inc. The action was remanded to this Court with directions to remand action to the arbitration panel for clarification. It is hereby ORDERED that the arbitration panel that granted the January 20, 2005 award to Elizabeth H. Rich and Donal Rich "specify whether the WorldCom trading losses suffered by the Riches are represented in all, part, or none of the lump-sum Award and, if part, the amount thereof." Rich v. Spartis, No. 06-1723-cv, slip op. at 20 (2d Cir. Feb. 8, 2008). (Signed by Judge Denise L. Cote on 2/13/08) Copies sent by chambers.(dle)
February 5, 2008 Opinion or Order Filing 3316 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeffrey Golan dated 2/5/08 re: counsel for lead plaintiff requests the Court's approval of their proposal for a mechanism through which the Court may wish to resolve issues presented by persons who have disputed either the partial or toal rejection of their claims or the payment they received from the Net Settlement Fund in this matter. ENDORSEMENT: Approved with the following amendments: 1.) The time for a response should be 30 not 20 days; 2.) The motion should be organized in a manner that allows an individual claimant to find his /her information easily; 3.) The proposed order should advise Claimant that they will be entitled to rely on this written objection and response, but will also be heard orally should the desire, have the opportunity to appear at a date that will be announced later. (Signed by Judge Denise L. Cote on 2/5/08) (dle)
January 23, 2008 Opinion or Order Filing 3315 ORDER that Lead Plaintiff's 12/21/07 motion to conduct a second distribution of the net settlement fund is granted. (Signed by Judge Denise L. Cote on 1/23/08) (dle)
January 18, 2008 Filing 3314 TRUE COPY ORDER of USCA as to #3309 Notice of Appeal, filed by Marvin Davis, Howard Gimbel USCA Case Number 07-5149-cv. Stipulation withdrawing appeal from active consideration, without prejudice, with leave to reactivate. It not thus timely reactivated, the appeal shall be subject to dismissal. Withdrawal of the appeal from active consideration shall not operate as a dismissal of the appeal under F.R.A.P. 42(b). Catherine O'Hagan Wolfe, Clerk USCA. Certified: 1/16/2008. (nd)
January 18, 2008 Transmission of USCA Mandate/Order to the District Judge re: #3314 USCA Order,. (nd)
January 2, 2008 Opinion or Order Filing 3313 ORDER re: any opposition to 3310 MOTION for Disbursement of Funds is due by 1/18/2008; that Lead Plaintiff's reply is due by 1/25/2008. (Signed by Judge Denise L. Cote on 1/2/08) (sac)
December 21, 2007 Filing 3312 AFFIDAVIT of Shandarese Garr in Support re: 3310 MOTION for Disbursement of Funds. Document filed by Shandarese Garr, Vice President of Operations for The Garden City Group, Inc. (sac)
December 21, 2007 Filing 3311 JOINT DECLARATION of Jeffrey N. Leibell and Jeffrey W. Golan in Support of Lead Plaintiff's Motion to conduct a second distribution of the Net Settlement Fund re: 3310 MOTION for Disbursement of Funds.. Document filed by Thomas P. DiNapoli. Document also filed in related cases. (sac)
December 21, 2007 Filing 3310 LEAD PLAINTIFF'S NOTICE OF MOTION for an order, approving a second distribution of the Net Settlement Fund to an additional $1.4 Billion of the approximately $1.6 Billion currently in the Net Settlement Fund. Document filed by Thomas P. DiNapoli.(sac)
November 15, 2007 Filing 3309 NOTICE OF APPEAL from #3298 Permanent Injunction, 3288 Memorandum & Opinion, #3308 Memorandum & Opinion, 3301 Order. Document filed by Howard Gimbel, Marvin Davis. Filing fee $ 455.00, receipt number E 633018. Copies of Notice of Appeal mailed to attorney(s) of record: Katten Muchin Rosenman LLP. (nd) (dt).
November 15, 2007 Transmission of Notice of Appeal to the District Judge re: #3309 Notice of Appeal,. (nd)
November 15, 2007 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: #3309 Notice of Appeal,. (nd)
October 16, 2007 Opinion or Order Filing 3308 OPINION AND ORDER re: (3299 in 1:02-cv-03288-DLC) MOTION for Reconsideration filed by Marvin Davis, Howard Gimbel. Davis and Gimbel's motion for reconsideration is denied, and their Rule 65(d) challenge to the July 20 Order is rejected. (Signed by Judge Denise L. Cote on 10/16/07) Filed In Associated Cases: 1:02-cv-03288-DLC et al.(tro)
September 24, 2007 Filing 3307 NOTICE of Firm Name Change: that the law firm of Lerach Coughlin Stoia Geller Rudman & Robbins LLP has changed its name to Coughlin Stoia Geller Rudman & Robbins LLP. (This Document Relates to: All Actions) (sac)
August 31, 2007 Transmission to Attorney Admissions Clerk. Transmitted re: #3304 Memo Endorsement, to the Attorney Admissions Clerk for updating of Attorney Information. (kco)
August 28, 2007 Opinion or Order Filing 3306 ORDER ON MOTION ADMITTING ATTORNEY PRO HAC VICE. Attorney Arthur W. Hahn for UBS Financial Services Inc., Christian T. Kemnitz for UBS Financial Services Inc., Christopher J. Stetler for UBS Financial Services Inc. admitted Pro Hac Vice. (Signed by Judge Denise L. Cote on 8/28/07) (sac)
August 28, 2007 Transmission to Attorney Admissions Clerk. Transmitted re: 3306 Order Admitting Attorney Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (sac)
August 28, 2007 Filing 3304 MEMO ENDORSEMENT granting Motion to admit counsel Arthur W. Hahn, Christian T. Kemnitz, and Christopher J. Stetler pro hac vice. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 8/28/07) (kco)
August 23, 2007 Transmission of USCA Mandate/Order to the District Judge re: #3303 USCA Mandate. (nd)
August 21, 2007 Filing 3305 CLAIMANTS' REPLY re: 3302 MEMORANDUM OF LAW in Opposition re: 3299 MOTION for Reconsideration filed by UBS Financial Services Inc. Document filed by Howard Gimbel, Marvin Davis. (sac)
August 21, 2007 Filing 3303 MANDATE of USCA (Certified Copy) as to 3010 Notice of Appeal,,,,,,,, filed by Minnesota State Board of Investments, California Public Employees' Retirement System, Sacramento Regional Transit District Salaried Employees Retirement Plan, State of Alaska Department of Revenue, California State Teachers' Retirement System, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds, Sacramento County Employees Retirement System, Ventura County Employees Retirement Association, Sonoma County Employees Retirement Association, The Maryland-National Capital Park & Planning Commission Employee's Retirement System, Washington State Investment Board, Carpenters Pension Trust for Southern California, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Sacremento Regional Transit District Contract Employees Retirement Plan, Tulare County Employees Retirement Association, Contra Costa County Employees' Retirement Board, West Virginia Investment Management Board, Oakland Fire and Police Retirement System, San Bernardino County Employees Retirement Association, The Los Angeles County Employees Retirement Association USCA Case Number 05-6979-cv. Ordered, Adjudged and Decreed that the judgment of the District Court is VACATED and REMANDED for further proceedings in accordance with the opinion of this court. Catherine O'Hagan Wolfe, Clerk USCA. Issued As Mandate: 8/20/2007. (nd)
August 13, 2007 Filing 3302 MEMORANDUM OF LAW in Opposition re: 3299 MOTION for Reconsideration. Document filed by UBS Financial Services Inc. (cd)
July 25, 2007 Filing 3300 MEMORANDUM OF LAW in Support re: 3299 MOTION for Reconsideration. Document filed by Howard Gimbel, Marvin Davis. (cd)
July 25, 2007 Filing 3299 MOTION for Reconsideration re the Opinion and Order enterd 7/11/07 and withdrawing the Injunction Order signed on 7/20/07. Document filed by Howard Gimbel, Marvin Davis.(cd)
July 24, 2007 Opinion or Order Filing 3301 PERMANENT INJUNCTION ORDER that Howard Gimbel and Marvin Davis including any trust, corporation etc are permanently enjoined re WorldCom proceedings, as further set forth in this document. This Court retains jurisdiction over enforcement of this injunction. (Signed by Judge Denise L. Cote on 7/20/07) (cd)
July 20, 2007 Opinion or Order Filing 3298 PERMANENT INJUNCTION: This court has jurisdiction over all of the parties and over the subject matter of this action; Howard Gimbel and Marvin Davis, including any trust, corporation, partnership, or other entity on whose behalf they could, can or will bring any legal claim, including those on whose behalf they filed Chicago Board Options Exchange Arbitration Number 06 NM 001 and each of their heirs, executors, administrators, trustees, guardians, successors and assigns are hereby permanently enjoined, from now until forever as further set forth in this order; this court retains jurisdiction over enforcement of this injunction. (Signed by Judge Denise L. Cote on 7/20/07) (dle)
July 16, 2007 Filing 3297 LETTER addressed to Judge Denise L Cote from Harold Hirschman dated 6/28/07 re: the UBS filing of 6/25/07 (doc #3296) and that the court reconsider the oral statement that Gimbel and Davis are enjoined from proceeding to collect WorldCom damages in the arbitration. Document filed by Howard Gimbel, Marvin Davis.(cd)
July 16, 2007 Filing 3296 LETTER addressed to Judge Denise L Cote from Christian Kemnitz dated 6/25/07 re: hearing held on 6/22/07. Document filed by UBS Financial Services Inc.(cd)
July 16, 2007 Filing 3295 LETTER addressed to Judge Denise L Cote from Harold Hirschman dated 6/19/07 re: request that the court decline to issue the requested order enjoining their claims. Document filed by Howard Gimbel, Marvin Davis.(cd)
July 16, 2007 Filing 3294 LETTER addressed to Judge Denise L Cote from Jay Shapiro dated 6/15/07 re: UBS Financial requests that the Court enjoin the claims of Mr. Davis and Mr. Gimbel for losses related to investments in WorldCom. Document filed by UBS Financial Services Inc.(cd)
July 16, 2007 Filing 3293 LETTER addressed to Judge Denise L Cote from Harold Hirschman dated 6/13/07 re: executed declarations of respondents Howard Gimbel and Marvin Davis in opposition to the injunction sought by UBS Financial. Document filed by Howard Gimbel, Marvin Davis.(cd)
July 16, 2007 Filing 3292 LETTER addressed to Judge Denise L Cote from Harold Hirschman dated 6/1/07 re: in opposition to the injunction sought by UBS Financial Services. Document filed by Howard Gimbel, Marvin Davis.(cd)
July 16, 2007 Filing 3291 LETTER addressed to Judge Denise L Cote from Jay Shapiro dated 5/11/07 re: Letter Application purs to the procedures outlined in this Court's 3/14/07 order and that the Court issue an order enjoining Mr. Gimbel and Mr. Davis from pursuing in arbitration any claims resulting from the losses in WorldCom securities. Document filed by UBS Financial Services Inc..(cd)
July 16, 2007 Filing 3290 LETTER addressed to Judge Denise L. Cote from Brian Poronsky dated 7/13/07 re: conversation with counsel for respondents Howard Gimbel and Marvin Davis on 7/6/07, enclosed are the letter briefs submitted by UBS Financial and respondents Howard Gimbel and Marvin Davis. Document filed by UBS Warburg LLC. (the next 7 entries)(cd)
July 9, 2007 Filing 3289 LETTER addressed to Judge Denise L. Cote from Christian T. Kemnitz dated 6/26/07 re: on 6/25/07, UBS Financial Services submitted a letter to this court explaining the relationship between UBS Warburg LLC and UBS Americas Inc. Attached to that letter was a copy of a declaration from Jane Nutson, Assistant Secretary for UBS Americas, Inc. Enclosed Declaration of Jane E. Nutson.. (sac)
July 9, 2007 CASHIERS OFFICE REMARK on 3285 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 06/13/2007, Receipt Number 618093. (jd)
July 6, 2007 Opinion or Order Filing 3288 OPINION AND ORDER #94874; UBSFS shall submit a proposed injunction upon notice to the Claimants no later than 7/13/07. (Signed by Judge Denise L. Cote on 7/5/07) This Document Relates to: All Actions.(sac)
June 25, 2007 Filing 3287 LETTER addressed to Judge Denise L. Cote from Harold C. Hirshman dated 6/13/07 re: attached is Declaration of Respondents Howard Gimbel and Marvin Davis submitted in connection with their opposition to the injuction sought by UBS Fiancial Services, Inc.. (sac)
June 18, 2007 CASHIERS OFFICE REMARK in the amount of $75.00, paid on 06/06/2007, Receipt Number 617390. Pro Hac Vice payment for: Arthur W. Hahn, Christian T. Kennitz and Christopher J. Stetler. (jd)
June 15, 2007 Filing 3286 LETTER addressed to Judge Denise L. Cote from Jay Shapiro dated 6/15/07 re: UBSFS request that the Court enjoin the claims of Mr. Davis and Mr. Gimbel for losses related to investments in WorldCom. Received in the night deposit box on 6/15/07 at 5:23 p.m..(sac)
June 13, 2007 Filing 3285 MOTION for an order, admitting Harold C. Hirshman to Appear Pro Hac Vice. Document filed by Howard Gimbel, Marvin Davis.(sac)
June 13, 2007 CASHIERS OFFICE REMARK on 3285 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 6/13/07, Receipt Number 618093. (sac)
June 1, 2007 Filing 3284 LETTER addressed to Judge Denise L. Cote from Harold C. Hirshman dated 6/1/07; Re: This letter constitutes Howard Gimbel and Marvin Davis's response to the Order to Show Cause issued by this Court on 5/17/07 in response to the 5/11/07 letter application of UBS Financial Services, Inc.. Copy Received in the night deposit box on 6/1/07 at 5:06 p.m.. (sac)
May 21, 2007 Opinion or Order Filing 3283 ORDER TO SHOW CAUSE; Having considered a 5/11/07 letter application on behalf of UBS Financial Services, Inc.. Claimants, Howard Gimbel and Marvin Davis are to show cause before this Court on 6/22/07 at 4:00 p.m. in Courtroom 11B, why Respondent should not be enjoined from pursuing arbitration before the Chicago Board Options Exchange against UBSFS to the extent they relate to investments in securities issued by WorldCom. (Signed by Judge Denise L. Cote on 5/17/07) (sac)
March 29, 2007 Opinion or Order Filing 3281 ORDER of USCA (Certified Copy) as to 3125 Notice of Appeal, filed by Terry Neal USCA Case Number 06-2036. Stipulation withdrawing appeal from active consideration, without prejudice, and with leave to reactivate. Thomas Asreen, Acting Clerk USCA. Certified: 3/28/2007. (nd)
March 16, 2007 Opinion or Order Filing 3280 ORDER OF DISMISSAL; the Court, having carefully considered Plaintiff's Motion for dismissal with prejudice, filed by IQ Holdings, Inc., the plaintiff in this case, finds that the Motion should be granted. It is accordingly Ordered that: the Motion is granted. IQ's claims in this case against (i) David F. Myers; (ii) Troy M. Normand; (iii) Betty L. Vinson; and (iv) Buford Yates, Jr., and each of them, are dismissed with prejudice and without costs. (Signed by Judge Denise L. Cote on 3/16/07) This Document Relates to: 03-cv-1785.(sac)
March 16, 2007 Opinion or Order Filing 3279 STIPULATION OF DISMISSAL; that all claims asserted by or which could have been asserted by IQ Holdings, Inc. in this action against Citigroup, Inc., Citigroup Global Markets Inc., Jack B. Grubman, the Estate of John W. Sidgmore, Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, the Estate of Gordon S. Macklin, John A. Porter, Bert C. Roberts, Jr., Lawrence C. Tucker, and Arthur Andersen LLP are dismsised with prejudice and without costs. The Clerk of Court shall close the case. So Ordered... (Signed by Judge Denise L. Cote on 3/16/07) This Document Relates to: 03-cv-1785.(sac)
March 9, 2007 Filing 3278 ENDORSED LETTER addressed to Judge Denise L. Cote from Kenneth M. Morris dated 3/6/07 re: granting IQ Holdings, Inc. request for an additional 29 days extension for "restoring the action to this Court Calendar". (Signed by Judge Denise L. Cote on 3/8/07) This Document Relates to: 03cv1785.(sac)
February 7, 2007 Opinion or Order Filing 3277 ORDER OF DISCONTINUANCE; 03civ1785 has been settled with respect to all parties. This action is discontinued without costs to any party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made within 30 days. That all outstanding motions are denied as moot. In the event that this action is reopened within 30 days, the motions may be reinstated through a letter application. (Signed by Judge Denise L. Cote on 2/6/07) (sac)
February 6, 2007 Filing 3276 MEMO ENDORSEMENT ON MOTION, Doc#3210; Dismissed as moot by settlment, 3210 MOTION to Dismiss for Lack of Jurisdiction. MOTION to Transfer Case. filed by Gordon S. Macklin, Lawrence C. Tucker, John W. Sidgmore, James C. Allen, Judith Areen, Stiles A. Kelett, Bert C. Roberts, Jr., Clifford L. Alexander, Jr., Max E. Bobbitt, Carl J. Aycock (Signed by Judge Denise L. Cote on 2/6/07) This Document Relates to: 03-cv-1785.(sac) Modified on 2/9/2007 (Coretto, Salvatore).
February 6, 2007 Opinion or Order MEMO ENDORSEMENT on Motion to withdraw as counsel; Granted nunc pro tunc, 3219 MOTION for an order, withdrawing Kimberly R. Ward as counsel for the Plaintiffs. This Document Relates to: 06cv1299; 05cv10258; 05cv10252; 05cv10257; 06cv1298; 05cv10251; and 0510260. (Signed by Judge Denise L. Cote on 2/6/07) (sac)
February 6, 2007 Filing 3275 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 3126 Notice of Appeal, filed by Teresa O. Moxley, William C. Moxley USCA Case Number 06-2034-cv....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Thomas Asreen, Acting Clerk USCA. Certified: 2/5/2007. (nd)
January 31, 2007 Filing 3274 ENDORSED LETTER addressed to Judge Denise Cote from John P. Coffey dated 1/30/07 re: Lead Plaintiff New York State Common Retirement Fund and Co-Lead Counsel Barrack, Rodos & Bacine requests the Court's approval for the disposition of the Joshua Management Notes as set forth in this letter; Granted. (Signed by Judge Denise L. Cote on 1/30/07) (ae)
January 25, 2007 Filing 3273 RESPONSE IN OPPOSITION to Motion re: 3266 MOTION for Sanctions. Document filed by IQ Holdings, Inc.. This Document Relates to: 03civ1785. (sac)
January 12, 2007 Filing 3272 LETTER addressed by U.S. Mail and Fax to Honorable Bill Brant, Ebbers Truestee; Honorable: Leonard Barrack, Gerald J. Rodos, Jeffrey W. Golan, co-lead counsel for Lead-Plaintiff; Honorable David Wertheimer, Hogan & Hartson, atty for Mr. Bernie Ebbers; Honorable: Max Berger, John P. Coffey, Jeffrey N. Leibell, Bernstein Litowitz Berger & Grossman, co-lead counsel for Plaintiff; Clerk, U.S. District Court, S.D.N.Y., from David L. Merideth dated 12/21/06 re: enclosed for record and for filing copy of the final executed Agreement between Bernard J. Ebbers and David L. Merideth. Document filed by David L. Merideth.(sac)
January 8, 2007 Filing 3271 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 3239 Notice of Appeal, filed by Hallisey & Johnson Profit Sharing Plan,, Hallisey & Johnson Money Purchase Pension Trust, USCA Case Number 06-4857-cv....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Thomas Asreen, Acting, Clerk USCA. Certified: 1/5/2007. (nd, )
January 8, 2007 Transmission of USCA Mandate/Order to the District Judge re: #3271 USCA Mandate Withdrawing Appeal,. (nd, )
December 21, 2006 Opinion or Order Filing 3270 ENDORSED LETTER addressed to Judge Denise L. Cote from W. Mark Cotham dated 12/18/06 re: I write concerning proposed modifications to the revised schedulingorder dated July 7, 2006. All parties in this case have agreed to these proposed modifications. IQ shall file any response to the motion of the WorldCom Directors for Sanctions (the motion) by January 26, 2007. WorldCom Directors shall file any reply to IQ's response to the motion by 2/9/07. Expert discovery shall close on 2/28/07. Opening briefs in support of any motion for summary judgment shall be filed by 3/28/07. Opposition briefs to a motion for summary judgment shall be filed by 4/18/07, and Reply briefs in support of a motion for summary judgment shall be filed by 5/16/07. ENDORSEMENT: So Ordered. (Signed by Judge Denise L. Cote on 12/20/06) (js, )
December 15, 2006 Filing 3269 DECLARATION of Pamela Rogers Chepiga in Support re: 3266 MOTION for an order, imposing sanctions on Plaintiff IQ Holdings, Inc. pursuant to the Court's inherent powers and Federal Rule of Civil Procedure 26(g). Document filed by Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, Bert C. Roberts, Jr., the Estate of John W. Sidgmore, and Lawrence C. Tucker. Original Document filed in 03-cv-1785. (sac, )
December 15, 2006 Filing 3268 DECLARATION of William Odom. This Document Related to: 03-cv-1785 (sac, )
December 15, 2006 Filing 3267 MEMORANDUM OF LAW in Support re: 3266 MOTION for an order, imposing sanctions on Plaintiff IQ Holdings, Inc. pursuant to the Court's inherent powers and Federal Rule of Civil Procedure 26(g). Document filed by Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, Bert C. Roberts, Jr., the Estate of John W. Sidgmore, and Lawrence C. Tucker. This Document Relates to: 03cv1785. (sac, )
December 15, 2006 Filing 3266 MOTION for an order, imposing sanctions on Plaintiff IQ Holdings, Inc. pursuant to the Court's inherent powers and Federal Rule of Civil Procedure 26(g). Document filed by Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, Bert C. Roberts, Jr., the Estate of John W. Sidgmore, and Lawrence C. Tucker. This Document Relates to: 03cv1785. (sac, )
December 11, 2006 Opinion or Order Filing 3265 SCHEDULING ORDER: the following briefing schedule shall govern this motion: Plaitniff's opposition brief shall be due 12/22/06. Defendant's reply shall be due 12/29/06. At the time any reply is served, the moving party shall supply two courtesy copies of all motion papers to Chambers by delivering them to the Courthouse Mailroom. (Signed by Judge Denise L. Cote on 12/11/06) This Document Relates to: 06-cv-13274.(sac, )
December 8, 2006 Opinion or Order Filing 3264 ORDER APPROVING DISTRIBUTION OF NET SETTLEMENT FUND AND OTHER ADMINISTRATIVE MATTERS; the balance remaining in the settlement fund, including the interest earned thereon, following the payment to CCS be distributed to the memebers of the class who submitted properly completed proofs of claim in the percentages and approximate amounts reflected on the schedule prepared by CCS and annexed as Exhibit C to the affidavit of Louis Gottlieb, sworn to 10/16/06 including any additional amounts that may be distributable as a result of additional interest earned on the settlement fund prior to such distribution. That otherwise eligible claims filed with CCS after applicable postmark deadline date of 6/22/05 and before 11/4/05 be deemed timely and those claimants be allowed to participate in the benefits of the settlement. That CCS be paid $61,617.71 from the Net Settlement Fund in payment of its services and disbursements to date and for future expenses in the making of the distribution, including the cost of the preparation of tax returns required by the IRS in connection with the interest earned on the settlement fund. That CCS establish a $1,000 reserve from the Net Settlement Fund to satisfy tax obligations. (Signed by Judge Denise L. Cote on 12/7/06) This Document Relates to: 03-cv-9490(sac, )
December 5, 2006 Filing 3263 ENDORSED LETTER addressed to Judge Denise L. Cote from Pamela Rogers Chepiga dated 12/1/06 re: the defendants may file their motion on the proposed schedule: Motion 12/15/06, Opposition 1/12/07 and Replies by 1/26/07. (Signed by Judge Denise L. Cote on 12/4/06) This Document Relates to: 03-cv-1785.(sac, )
November 30, 2006 Opinion or Order Filing 3262 ORDER granting 3258 Motion for Disbursement of Funds. (Signed by Judge Denise L. Cote on 11/29/06) This Document Relates to: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05119-DLC, 1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC, 1:02-cv-08222-DLC,1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC, 1:02-cv-08232-DLC,1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC, 1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC, 1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC, 1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC, 1:03-cv-00892-DLC,1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC, 1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC, 1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC, 1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC,1:05-cv-00055-DLC, 2:03-cv-07927-DLC(sac, )
November 29, 2006 Filing 3261 LETTER addressed to Judge Denise Cote from Jeffrey N. Leibell and Jeffrey W. Golan dated 11/29/06 re: counsels' for Lead Plaintiff the New York State Common Retirement Fund request certain issues raised during the telephonic hearings on 11/27 and 11/18/06. Document filed by New York State Common Retirement Fund.(sac, )
November 21, 2006 Filing 3260 AFFIDAVIT of Shandarese Garr in Support re: 3258 MOTION for Disbursement of Funds. Document filed by Alan G. Hevesi.
November 21, 2006 Filing 3259 JOINT DECLARATION of John P. Coffey and Jeffrey W. Golan in Support re: 3258 MOTION for Disbursement of Funds. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05119-DLC, 1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC, 1:02-cv-08222-DLC,1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC, 1:02-cv-08232-DLC,1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC, 1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC, 1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC, 1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC, 1:03-cv-00892-DLC,1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC, 1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC, 1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC, 1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC,1:05-cv-00055-DLC, 2:03-cv-07927-DLC(sac, )
November 21, 2006 Filing 3258 MOTION for an order, approving an initial Disbursement of the Net Settlement Fund of $4.52 billion to the Authozied Claimants set forth therein in proportion to the Recognized Claim amounts, with the remaining balance in the Net Settlement Fund to remain on deposit in an interest bearing account. Document filed by Alan G. Hevesi. This Document Relates to: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229 (sac, )
November 20, 2006 Opinion or Order Filing 3253 STIPULATION AND ORDER OF JUDGMENT as against Bernard J. Ebbers by certain plaintiffs dismissing all claims with prejudice and without costs. (Signed by Judge Denise L. Cote on 11/15/06) (ml, )
November 17, 2006 Opinion or Order Filing 3257 STIPULATION AND ORDER; between Plaintiff David L. Merideth and Defendant Bernard J. Ebbers, that all claims in this action are hereby dismissed in their entirety with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 11/15/06) This Document Relates to: 04cv9711.(sac, )
November 16, 2006 Filing 3256 STIPULATION OF DISMISSAL WITH PREJUDICE; all claims asserted in 06cv1299, 05cv10249, 05cv10253, 05cv10255, 06cv1311, 05cv10258, 05cv10252, 06cv1297, 05cv10250, 05cv10257, 05cv5747, 06cv1298, 05cv10251, 05cv10260, 06cv1307, 06cv1296, 06cv1308 by Plaintiffs are dismissed with prejudice and without costs against defendant Scott Sullivan. (Signed by Judge Denise L. Cote on 11/15/06) (sac, )
November 16, 2006 Filing 3255 STIPULATION OF DISMISSAL WITH PREJUDICE; all claims asserted in 05-10249, 06-1297, 05-10250, 05-5747, 06-1296 by Plaintiffs against Arthur Andersen LLP are dismissed with prejudice and without costs. (Signed by Judge Denise L. Cote on 11/15/06) (sac, )
November 16, 2006 Filing 3254 STIPULATION OF DISMISSAL WITH PREJUDICE; that all claims asserted in 06cv1299, 05cv10253, 05cv10255, 06cv1311, 05cv10258, 05cv10252, 05cv10257, 06cv1298, 05cv10251, 05cv10260, 06cv1307, 06cv1296, 06cv1308 by Plaintiffs against Arthur Andersen LLP and Stiles A. Kellett, Jr. are dismissed with prejudice and without costs. (Signed by Judge Denise L. Cote on 11/15/06) (sac, )
November 16, 2006 Filing 3252 STIPULATION OF DISMISSAL WITH PREJUDICE; pursuant to Rule 54(b), that all claims asserted in 06cv1299, 05cv10249, 05cv10253, 05cv10255, 06cv1311, 05cv10258, 05cv10252, 06cv1297, 05cv10250, 05cv10257, 05cv5747, 06cv1298, 05cv10251, 05cv10260, 06cv1307, 06cv1296, 06cv1308 by Plaintiffs against Citigroup Inc., Citigroup Global Markets Inc. and Jack B. Grubman are dismissed with prejudice and without costs, except that that claims asserted by Plaintiffs Cedrick Watkins, Shirley Brumfield, Henry Dorsey, Robert and Rebecca McManus etc., are dismissed without prejudice and without costs. The Clerk of Court shall close the cases. (Signed by Judge Denise L. Cote on 11/15/06) Filed In Associated Cases: (sac, )
November 13, 2006 Filing 3251 NOTICE OF APPEAL from #3094 Memorandum & Opinion,, 3238 Memorandum & Opinion,. Document filed by Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, William K. Holmes. Filing fee $ 455.00, receipt number E 596442. Copies of Notice of Appeal mailed to Attorney(s) of Record: Paul, Weiss, Rifkind, Wharton & Garrison, LLP, Wilmer, Cutler, Pickering, Hale & Dorr, LLP and David L. McGee. This document also relates to: 04cv8308. (nd, )
November 13, 2006 Filing 3250 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 2661 Notice of Interlocutory Appeal, filed by Abraham Morris, USCA Case Number 05-2189-cv....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Thomas Asreen, Acting Clerk USCA. Certified: 11/9/2006. (nd, )
November 13, 2006 Transmission of Notice of Appeal to the District Judge re: 3251 Notice of Appeal,. (nd, )
November 13, 2006 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 3251 Notice of Appeal,. (nd, )
November 7, 2006 Filing 3247 USCA ORDER WITHDRAWING APPEAL (Certified Copy) as to 3126 Notice of Appeal, filed by William C. Moxley,, Teresa O. Moxley, USCA Case Number 06-2034-cv. Stipulation withdrawing appeal from active consideration, without prejudice, and with leave to reactivate. Thomas Asreen, Acting Clerk USCA. Certified: 11/6/2006. (nd, )
October 30, 2006 Opinion or Order Filing 3249 BAR ORDER AND ORDER OF DISMISSAL WITH PREJUDICE, the parties have reached a mutually agreeable settlement of this action and have entered into a joint Stipulation of Dismissal with prejudice. The Complaint dated 11/17/03 is hereby dismsised with prejudice and without costs in its entirety. The Additional Underwriters and their respective persons and entities are hereby permanently barred, enjoined and restrained from commencing, prosecuting or asserting any claim for indemnity or contribution, however styled, against any other Settling Releasee, with respect to, relating to, or arising from the claims, liabilities and injuries alleged, or the claims, liabilities or injuries relating to Worldcom securities that were or could have been alleged by Shriners in the Complaint dated 11/17/03. (Signed by Judge Denise L. Cote on 10/27/06)... This Document Relates to: 04cv233.(sac, )
October 30, 2006 Opinion or Order Filing 3248 STIPULATION AND ORDER OF DISMISSAL WITH PREJUDICE, 04-cv-233 is hereby dismissed in their entirety with prejudice and without costs. All claims in this action asserted by Shriners against defendants Troy M. Normand, Betty L. Vinson, David F. Myers, and Buford Yates, Jr., are hereby dismissed in their entirety with prejudice and without costs pursuant to Federal Rules of Civil Procedure 41(a).. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 10/27/06)... This Document Relates to: 04cv233.(sac, )
October 24, 2006 Opinion or Order Filing 3246 ENDORSED LETTER addressed to Judge Denise L. Cote from David Merideth dated 10/20/06 re: counsel requests consent to postpone the court's order as it relates to the thirty day deadline in which to restore this case. The 10/6/06 order's deadline is extended to 12/8/06. (Signed by Judge Denise L. Cote on 10/24/06) (dle, )
October 23, 2006 Filing 3245 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 2971 Notice of Appeal, filed by Hilliard M. Haik, Charlene Haik, Steven A. Haik, H. Michael Haik, Seannie Haik, Holly M. Haik, USCA Case Number 05-6040-cv. It is Hereby Stipulated that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Each party will bear their own attorneys' fees and costs. Roseann B. MacKechnie, Clerk USCA. Certified: 10/17/06. (tp, )
October 23, 2006 Transmission of USCA Mandate/Order to the District Judge re: #3245 USCA Mandate Withdrawing Appeal. (tp, )
October 18, 2006 Filing 3239 NOTICE OF APPEAL from #3231 Memorandum & Opinion. Document filed by Hallisey & Johnson Money Purchase Pension Trust, Hallisey & Johnson Profit Sharing Plan. Filing fee $ 455.00, receipt number E 593873. Copies of Notice of Appeal mailed to Attorney(s) of Record: Bernstein, Litowitz, Berger & Grossmann LLP and Paul Weiss Rifkind Wharton & Garrison LLP. (This document Relates to: 02cv5119). (nd, )
October 18, 2006 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 3239 Notice of Appeal,. (nd, )
October 18, 2006 Transmission of Notice of Appeal to the District Judge re: 3239 Notice of Appeal,. (nd, )
October 17, 2006 Filing 3244 AFFIDAVIT of Louis Gottlieb in Support re: 3243 MOTION for an order, approving distribution of Settlement Fund, inclusion of late claims administrator and establishment of reserve for potential tax liabilities: 1) authorizing distribution of the Net Settlement Fund to eligible claimants; 2) including and deeming timely those otherwise eligible claims that were mailed after the applicable postmark deadline date of 6/22/05 and before 11/4/05; and 3) authorizing payment of the fees and expenses incurred by the settlement claims administrator in the amount of $47,483.71. Document filed by Ina Rosenblum. This Document Relates to: 03-cv-9490. (sac, )
October 17, 2006 Filing 3243 MOTION for an order, approving distribution of Settlement Fund, inclusion of late claims administrator and establishment of reserve for potential tax liabilities: 1) authorizing distribution of the Net Settlement Fund to eligible claimants; 2) including and deeming timely those otherwise eligible claims that were mailed after the applicable postmark deadline date of 6/22/05 and before 11/4/05; and 3) authorizing payment of the fees and expenses incurred by the settlement claims administrator in the amount of $47,483.71. Document filed by Ina Rosenblum. This Document relates to: 03-cv-9490. (sac, )
October 13, 2006 Filing 3242 MEMORANDUM OF LAW in Support re: 3241 MOTION for an order, to extend discovery deadlines; for an order, to allow case specific Discovery; or, in the alternative; for an order, remanding this case to the United States District Court for the Middle District of Georgia. Document filed by Bimini Star, LLC, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, William K. Holmes. This Document Relates to: 04-cv-8308. (sac, )
October 13, 2006 Filing 3241 MOTION for an order, to extend discovery deadlines; for an order, to allow case specific Discovery; or, in the alternative; for an order, remanding this case to the United States District Court for the Middle District of Georgia. Document filed by Bimini Star, LLC, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, William K. Holmes. This Document Relates to: 04-cv-8308. (sac, )
October 13, 2006 Opinion or Order Filing 3238 OPINION AND ORDER #93828; re: The motion to dismiss Holmes' third amended complaint is granted. The motion to enlarge is granted in part. The motion for remand is denied. The Clerk of Court shall close 04cv8308.Terminated: 3159 MOTION to Dismiss. filed by Citigroup Global Markets, Inc., Jack Grubman. (Signed by Judge Denise L. Cote on 10/13/06) This Document Relates to: 04cv8308.(sac, )
October 11, 2006 Opinion or Order Filing 3240 ORDER; the termination date of the Third Party Claims Fund, as defined in paragraph 10(b)(vii) of the Stipulation of Settlement with Bernard J. Ebbers, dated 7/6/05, is extended until the date of termination of the agreement entered into among the Class, MCI, LLC and the liquidating agent for the purpose of liquidating certain assets as designated in the Ebbers Stipulation, as such date may be extended pursuant to the terms of the Trust Agreement. (Signed by Judge Denise L. Cote on 10/10/06) (sac, )
October 10, 2006 Opinion or Order Filing 3237 ORDER OF DISCONTINUANCE; 04-9711 is discontinued without costs to either party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made within 30 days. (Signed by Judge Denise L. Cote on 10/6/06) This Document Relates to: 04cv9711.(sac, )
October 2, 2006 Filing 3236 NOTICE OF SERVICE OF DISCOVERY of Response to defendant Citigroup's First Set of Interrogatories; and Response for defendant's First Request for Production of Documents. Document filed by David L. Merideth. This Document Relates to: 04cv9711. (sac, )
September 29, 2006 Filing 3234 MOTION for Extension of of the Termination Date of the Third Party Claims Fund Established pursuant to the Class's Settlement as defined in paragraph 10(b)(vii) of the Stipulation of Settlement with Bernard J. Ebbers, dated 7/6/2006. Document filed by Alan G. Hevesi. (jar, )
September 29, 2006 Opinion or Order Filing 3233 ORDER; 03cv7298 and 03cv7299 are consolidated with Master File No. 02cv3288. The Clerk of Court shall close these actions. (Signed by Judge Denise L. Cote on 9/29/06) This Document Relates to: 03cv7298, 03cv7299.(sac, )
September 28, 2006 Filing 3235 DECLARATION of Alan P. Lebowitz in Support re: 3234 MOTION for Extension of the Termination Date of the Third Party Claims Fund Established pursuant to the Class's Settlement as defined in paragraph 10(b)(vii) of the Stipulation of Settlement with Bernard J. Ebbers, dated 7/6/2006. Document filed by Alan G. Hevesi. (jar, )
September 22, 2006 Opinion or Order Filing 3231 OPINION AND ORDER; Hallisey's Rule 60(b) motion for relief from the 7/26/2006 order is denied as untimely. (This relates to 02cv5119) (Signed by Judge Denise L. Cote on 9/22/06) (kco, )
September 18, 2006 Filing 3230 LETTER addressed to Judge Denise L. Cote from Jeffrey W. Golan dated 9/12/06 re: Counsel writes to respond to the Court Order entered 9/6/06. Document filed by New York State Common Retirement Fund.(jco, )
September 15, 2006 Opinion or Order Filing 3232 OPINION AND ORDER # 93686: GSC's application to revoke its exclusion from the class is DENIED. (Signed by Judge Denise L. Cote on 9/15/06) This Document Relates to: ALL ACTIONS.(db, )
September 11, 2006 Opinion or Order Filing 3229 STIPULATION AND ORDER; STIPULATION AND ORDER; Plaintiffs' hereby dismissed against defendant Bernard J. Ebbers in its entirety with prejudice and without costs. (Signed by Judge Denise L. Cote on 9/11/06) This Document Relates to: 04-cv9711. (sac, )
September 7, 2006 Opinion or Order Filing 3228 ORDER; that Lead Plaintiff shall identify by 9/13/05 the postmark dates for the 67 class members' revocations. (Signed by Judge Denise L. Cote on 9/06/06) (sac, )
September 5, 2006 Filing 3227 PLAINTIFF'S SURREPLY to the Worldcom Directors' Reply Memorandum regarding the Worldcom Directors' Motion to dismiss the first amended complaint for lack of personal jurisdiction and improper. Document filed by IQ Holdings, Inc..This Document Relates to: 03cv1785. (sac, )
August 31, 2006 Filing 3225 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 2971 Notice of Appeal, filed by Hilliard M. Haik,, Charlene Haik,, Steven A. Haik,, H. Michael Haik,, Seannie Haik,, Holly M. Haik, USCA Case Number 05-6040-cv. The undersigned counsel for the parties hereby stipulate that the above-captioned appeal is hereby withdrawn from active consideration from the court, such withdrawal to be without prejudice to a reactivation of the appeal by appellee's counsel so notifying the clerk of this Court in writing by Nov. 10, 2006. If not thus reactived the appellee shall be subject to possible default. Withdrawal of the appeal from active consideration shall NOT opearate as a dismissal of the appeal under FRAP 42(b). Roseann B. MacKechnie, Clerk USCA. Certified: 8/30/2006. (nd, )
August 31, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3225 USCA Mandate Withdrawing Appeal,,,. (nd, )
August 28, 2006 Filing 3224 REPLY MEMORANDUM OF LAW in Further Support re: 3210 MOTION to Dismiss for Lack of Jurisdiction. MOTION to Transfer Case. Document filed by Worldcom, Inc. (jar, )
August 24, 2006 Filing 3226 ENDORSED LETTER addressed to Judge Denise L. Cote from Pamela Rogers Chepiga dated 8/24/06 re: The WorldCom Directors request an extension of its normal page limitation on reply brief, and permit them to file a reply of up to 16 pages. The defendants may file a 16 page reply. This Document relates to: 03cv1785. (Signed by Judge Denise L. Cote on 8/23/06) (sac, )
August 18, 2006 Filing 3223 STIPULATION OF DISMISSAL WITH PREJUDICE; this document relates to 03cv4498, the Clerk of Court shall close the case, with prejudice and without costs. (Signed by Judge Denise L. Cote on 8/17/06) (sac, )
August 15, 2006 Opinion or Order Filing 3222 ORDER; the Court will address any disputes about the rejection of claims including the Claims Administrator's decision not to process claims during the process set forth in the June 14 Order. That until that time, class members wishing to inquire about or protest the Claims Administrator's processing of their claims must write Lead Counsel. (Signed by Judge Denise L. Cote on 8/14/06) (sac, )
August 7, 2006 Filing 3221 PLAINTIFF'S RESPONSE in opposition to the Worldcom Directors' Motion to dismiss the First Amended Complaint for lack of personal jurisdiction and improper venue. This Document Relates to: 03cv1785.. (sac, )
August 4, 2006 Opinion or Order Filing 3220 ORDER; the Court will address any disputes about the rejection of claims during the process set forth in the June 14 Order. That until that time, class members wishing to inquire about or protest the Cliams Administrator's processing of their claims must write Lead Counsel. (Signed by Judge Denise L. Cote on 8/3/06) (sac, )
August 1, 2006 Filing 3219 MOTION for an order, withdrawing Kimberly R. Ward as counsel for the Plaintiffs. This Document Relates to: 06cv1299; 05cv10258; 05cv10252; 05cv10257; 06cv1298; 05cv10251; and 0510260. (sac, )
July 18, 2006 Filing 3218 STIPULATION OF DISMISSAL; that all claims asserted by or on behalf of, Jeffrey C. Barbakow in this action against Citigroup Inc., Citigroup Global Markets Inc., Jack B. Grubman, Arthur Andersen LLP and AWSC Societe Cooperative, en liquidation are dismissed with prejudice in their entirety and without costs. The claims against Does 1-200 are dismissed. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 7/17/06) This Document Relates to: 04cv9388.(sac, )
July 7, 2006 Opinion or Order Filing 3216 REVISED SCHEDULING ORDER: The following schedule shall govern further proceedings in case no. 03 cv 1785. Fact discovery shall end on 9/22/06. The party bearing the burden of proof on an issue shall serve its expert reports, conforming to the requirements of Rule 26(a)(2)(B), FRCP, by 10/16; rebuttal reports shall be served by 11/20; and revised expert reports shall be served by 12/6. Expert discovery shall end on 1/15/07. Summary Judgment Motions due by 2/15/2007. Responses due by 3/6/2007 and any Replies due by 3/27/2007. The parties shall supply two courtesy copies of all motion papers to Chambers by delivering them to the Courthouse Mailroom, 8th Floor, U.S. Courthouse, 500 Pearl Street, New York, NY. (Signed by Judge Denise L. Cote on 7/7/06) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(ae, )
July 7, 2006 Opinion or Order Filing 3215 ORDER granting in part 3130 Motion for Reconsideration, but the rulings set forth in the Opinion dated 4/21/06, remain unchanged; Plaintiff's response to the Director Defendants' motion to dismiss filed on 6/30, shall be due 8/4; any reply shall be due 8/25. Plaintiff's opposition need not address any accompanying motion for transfer. Plaintiff may file a sur-reply brief addressed solely to the issue of waiver on 9/1. The parties shall supply two courtesy copies of all motion papers to Chambers by delivering them to the Courthouse Mailroom, 8th Floor, U.S. Courthouse, 500 Pearl Street, New York, NY. . (Signed by Judge Denise L. Cote on 7/7/06) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(ae, )
July 7, 2006 Set/Reset Deadlines as to 3210 MOTION to Dismiss for Lack of Jurisdiction. MOTION to Transfer Case. Plaintiffs' Responses due by 8/4/2006 Replies due by 8/25/2006. (ae, )
July 6, 2006 Opinion or Order Filing 3217 ORDER: that 05cv7432 (DLC) has been settled and is hereby discontinued without prejudice and without costs to any party. The 7/7/06 conference is hereby cancelled. (Signed by Judge Denise L. Cote on 7/5/06) Filed In Associated Cases: 1:05-cv-07432-DLC(db, )
June 30, 2006 Filing 3213 DECLARATION of Autumn Hwang in Support re: 3212 Joinder. Document filed by Francesco Galesi. This Document Relates to: 03cv1785. (sac, )
June 30, 2006 Filing 3212 JOINDER to join re: 3210 MOTION to Dismiss for Lack of Jurisdiction. MOTION to Transfer Case. MOTION to Dismiss for Lack of Jurisdiction. MOTION to Transfer Case. Document filed by Francesco Galesi. This Document Relates to: 03cv1875.(sac, )
June 30, 2006 Filing 3211 MEMORANDUM OF LAW in Support re: 3210 MOTION for an order, to Dismiss for Lack of Jurisdiction; or, in the alternative, MOTION to Transfer Case. Document filed by Gordon S. Macklin, Lawrence C. Tucker, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, Bert C. Roberts, Jr, John W. Sidgmore, Stiles A. Kelett, James C. Allen, Max E. Bobbitt. This Document Relates to: 03cv1785. (received in the night deposit box on 6/30/06 at 7:18 p.m.)(sac, )
June 30, 2006 Filing 3210 MOTION for an order, to Dismiss for Lack of Jurisdiction; or, in the alternative, MOTION to Transfer Case. Document filed by Gordon S. Macklin, Lawrence C. Tucker, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, Bert C. Roberts, Jr, John W. Sidgmore, Stiles A. Kelett, James C. Allen, Max E. Bobbitt. This Document Relates to: 03cv1785. (received in the night deposit box on 6/30/06 at 7:18 p.m.)(sac, )
June 30, 2006 Filing 3209 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for 3126 Notice of Appeal, filed by William C. Moxley,, Teresa O. Moxley, USCA Case Number 06-2034-cv, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (nd, )
June 30, 2006 Filing 3208 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for 3125 Notice of Appeal, filed by Terry Neal, USCA Case Number 06-2036-cv, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (nd, )
June 30, 2006 Opinion or Order Filing 3207 ORDER; that a conference will be held to address the issues raised in the plaintiff's 6/28 letter on 7/6/06 at 3 p.m. in Courtroom 11B. (Signed by Judge Denise L. Cote on 6/29/06) This Document Relates to: 03cv1785.(sac, )
June 29, 2006 Filing 3206 STIPULATION OF DISMISSAL... that all claims in this action by the Regents of the University of California against (i) Citigroup Global Market Inc., (ii) Citigroup Inc., (iii) Arthur Andersen LLP, (iv) Andersen Worldwide Organization, (v) AWSC Societe Cooperative, en liquidation, are hereby dismissed in their entirety with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 6/27/06) This Document Relates to: 03cv6219.(sac, )
June 29, 2006 Opinion or Order Filing 3205 BAR ORDER AND ORDER OF DISMISSAL WITH PREJUDICE.... The Amended Complaint is hereby dismissed with prejudice and without costs in its entirety. Each Settling Defendant is hereby permanently Barred, Enjoined and Restrained from commencing, prosecuting or asserting any claim for indemnity or contribution, however styled, against any other Settling Defendant, with respect to, relating to, or arising from the claims, liabilities and injuries alleged, or the claims, liabilities or injuries relating to WorldCom securities that could have been alleged by the Regents of the University of California in the Amended Complaint. (Signed by Judge Denise L. Cote on 6/27/06) This Document Relates to: 03cv6219.(sac, )
June 27, 2006 Opinion or Order Filing 3214 STIPULATION AND ORDER; The claims by TRSL against defendants Myers, Normand Vinson and Yates are also dismissed with prejudice. (Signed by Judge Denise L. Cote on 6/26/06) This Document Relates to: 03cv4498.(sac, )
June 27, 2006 Filing 3204 ENDORSED LETTER addressed to Judge Denise L. Cote from Pamela Roger Chepiga dated 6/26/06; re: Allen & Overy LLP, counsel for WorldCom Directors request the Court's permission to file a motion. Granted. Opposition is due 7/21; Reply is due 7/28. (Signed by Judge Denise L. Cote on 6/27/06) This Document Relates to: 03cv1785.(sac, )
June 26, 2006 Opinion or Order Filing 3201 ORDER; the Clerk of Court shall close 03cv1897. (Signed by Judge Denise L. Cote on 6/23/06) (sac, )
June 24, 2006 Filing 3203 REPLY MEMORANDUM OF LAW in Further Support of their Motion to dismiss Plaintiffs' third amended complaint. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04cv8308. Received in the night deposit box on 6/24/06 at 11:01 a.m.. (sac, )
June 24, 2006 Filing 3202 MEMORANDUM OF LAW in Opposition to Plaintiffs' Motion to enlarge. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04cv8308. (sac, )
June 21, 2006 Opinion or Order Filing 3200 ORDER; that claims by class members for distributions from the settlements in the WorldCom securities class action will be deemed timely if submitted to the Administrator by 6/15/06. (Signed by Judge Denise L. Cote on 6/20/06) (sac, )
June 21, 2006 Opinion or Order Filing 3199 ORDER; the motion for an award of attorney's fees by counsel for objector John Marshall Lusk, Jr. is denied. (Signed by Judge Denise L. Cote on 6/20/06) (sac, )
June 21, 2006 Opinion or Order Filing 3198 ORDER; the Conference scheduled for 6/21/06 is cancelled. (Signed by Judge Denise L. Cote on 6/20/06) This Document Relates to: 03cv4498.(sac, )
June 19, 2006 Filing 3197 NOTICE OF CHANGE OF ADDRESS by Jeffrey W. Golan on behalf of Alan G. Hevesi. New Address: Barrack, Rodos & Bacine, 127 E. 26th Street, New York, New York, 10010, (212) 688-0782. (sac, )
June 19, 2006 Filing 3196 STIPULATION OF DISMISSAL; that all claims asserted in this Stipulation are hereby dismissed with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 6/19/06) This Document Relates to: 03cv6225 & 05cv3944.(sac, )
June 19, 2006 Filing 3195 ENDORSED LETTER addressed to Judge Denise L. Cote from Timothy R. Balducci dated 6/14/06 re: counsel representing the individual plaintiffs, the Mississippi Public Employees' Retirement System and the Mississippi Health Care Trust request that they may be relieved to appear in New York on 6/21. Attendance is excused. (Signed by Judge Denise L. Cote on 6/16/06) This Document Relates to: 03cv4498.(sac, )
June 19, 2006 Filing 3194 ENDORSED LETTER addressed to Judge Denise L. Cote from Dewitt T. Hicks, Jr. dated 6/15/06 re: Granting both Alan Purdie of Purdie & Metz and Dewitt T. Hicks, Jr of Gholson, Hicks & Nichols request for appearing in the 6/21/06 Conference. (Signed by Judge Denise L. Cote on 6/16/06) This Document Relates to: 03cv4498.(sac, )
June 14, 2006 Filing 3193 STIPULATION OF DISMISSAL WITH PREJUDICE as to 04cv6813, 04cv7483, 04cv7482, 04cv6996, 04cv8473, and 04cv6995; the parties herewith, agree that all claims in these actions are hereby dismissed in their entirety with prejudice and without costs. (Signed by Judge Denise L. Cote on 6/13/06) (sac, )
June 14, 2006 Filing 3192 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 6/13/06 re: Reply is due 6/23 and may be 20 pages. The Court shall advise plaintiff if it will be permitted a further submission on this motion practice.. (Signed by Judge Denise L. Cote on 6/13/06) This Document relates to: 04cv8308(sac, )
June 14, 2006 Opinion or Order Filing 3191 ORDER; that all parties shall appear appear for a conference on 6/21/06 at 11:00 a.m., in Courtroom 11B. (Signed by Judge Denise L. Cote on 6/13/06) This Document Relates to: 03cv4498.(sac, )
June 14, 2006 Filing 3190 First Supplemental ROA Sent to USCA (Index). Notice that the Supplemental Index to the record on Appeal for 3010 Notice of Appeal,,,,,,,, filed by California Public Employees' Retirement System,, Board of Trustees of the Teacher's Retirement System of the State of Illinois,, Washington State Investment Board,, Minnesota State Board of Investments,, Sacramento County Employees Retirement System,, Sacremento Regional Transit District Contract Employees Retirement Plan,, Sacramento Regional Transit District Salaried Employees Retirement Plan,, San Bernardino County Employees Retirement Association,, Sonoma County Employees Retirement Association,, Tulare County Employees Retirement Association,, Ventura County Employees Retirement Association,, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds,, The Maryland-National Capital Park & Planning Commission Employee's Retirement System,, Contra Costa County Employees' Retirement Board,, Oakland Fire and Police Retirement System,, West Virginia Investment Management Board,, California State Teachers' Retirement System,, The Los Angeles County Employees Retirement Association,, State of Alaska Department of Revenue,, Carpenters Pension Trust for Southern California, USCA Case Number 05-6979, 3 Copies of the index, Certified Supplemental Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (nd, ) Additional attachment(s) added on 6/19/2006 (tp, ).
June 14, 2006 Filing 3189 TRANSCRIPT of proceedings held on 5/24/2006 at 3:30 p.m. before Judge Denise L. Cote. (aba, )
June 12, 2006 Opinion or Order Filing 3188 ORDER, there having been no timely application to reinstate a claim by any plaintiff in the Verhine Actions. The Verhine Actions remain discontinued as to all parties. (Signed by Judge Denise L. Cote on 6/9/06) This Document Relates to: 04cv8473, 04cv6996, 04cv6813, 04cv7483, 04cv7482, 04cv6995.(sac, )
June 9, 2006 Filing 3187 STIPULATION OF DISMISSAL; pursuant to Rule 54(b), all claims asserted herein by defendants attached to Exhibit C are dismissed with prejudice and without costs. In addition, all claims asserted by John Hannon and Lolita Hannon, and Bhupinder Singh and Kathryn Singh in this action against Citigroup Inc., Citigroup Global Markets Inc., Sanford Weill, and Jack B. Grubman are dismissed without prejudice and without costs. The claims asserted by Mary E. Williams in case number 04cv6996 are not dismissed pursuant to this Stipulation. (Signed by Judge Denise L. Cote on 6/8/06) This Document Relates to: 04cv8473, 04cv7482, 04cv6813, 04cv7483, 04cv6996 and 04cv6995.(sac, )
June 9, 2006 Opinion or Order Filing 3186 ORDER AND JUDGMENT stipulating pursuant to FRCP 41(a)that the action by the plaintiffs against Scott D. Sullivan and Bernard J. Ebbers are dismissed with prejudice and without costs in 04 Civ. 2828(DLC). (Signed by Judge Denise L. Cote on 6/8/06) (ml, )
June 9, 2006 Opinion or Order Filing 3185 STIPULATION AND ORDER OF DISMISSAL; that pursuant to Rule 41(a)(1) of the Federal Rules of Civil Procedure, this action is hereby dismissed. Each party shall bear its own costs. This dismissal shall be with prejudice as to any claim, action, or proceeding against CGMHI, but shall be without prejudice, shall not constitute an adjudication on the merits, and shall not have any preclusive effect in any claim, action or proceeding brought by plaintiffs Robert A. Nickell and Natalie Bert Nickell against any defendant other than CGMHI. The Clerk of Court shall close the case. This Document Relates to: 04cv8474. (Signed by Judge Denise L. Cote on 6/8/06) (sac, )
June 9, 2006 Opinion or Order Filing 3184 ORDER AND JUDGMENT stipulating pursuant to FRCP 41(a)thatthe action by the settling plaintiffs against Bernard J. Ebbers are dismissed with prejudice and without costs in 03 Civ. 1052. (Signed by Judge Denise L. Cote on 6/8/06) (ml, )
June 9, 2006 Opinion or Order Filing 3183 ORDER AND JUDGMENT stipulating pursuant to FRCP 41(a)thatthe action by the settling plaintiffs against Scott D. Sullivan are dismissed with prejudice and without costs in 03 Civ. 1052 (DLC). (Signed by Judge Denise L. Cote on 6/8/06) (ml, ) Modified on 6/9/2006 (ml, ).
June 9, 2006 Opinion or Order Filing 3182 STIPULATION AND ORDER OF DISMISSAL; that all claims asserted by or which could have been asserted by Christopher Garcia in this action against Gitigroup Global Markets Inc. are dismissed with prejudice and without costs. The Clerk of Court shall close the case... (Signed by Judge Denise L. Cote on 6/8/06) This Document Relates to: 05cv55.(sac, )
June 9, 2006 Filing 3181 NOTICE of Voluntary Dismissal pursuant to Rule 41(a)(1) of the F.R.C.P., with prejudice as against David F. Myers and Buford Yates, Jr.. (Signed by Judge Denise L. Cote on 6/8/06) This Document Relates to: 03cv1052.(sac, )
June 9, 2006 Filing 3180 RESPONSE/MEMORANDUM OF LAW in Support re: 3179 MOTION to enlarge the Court's 3/24/06 Order granting leave to amend the Second Amended Complaint and Incorporated Memorandum of Law. Document filed by Bimini Star, LLC, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, William K. Holmes. (sac, )
June 9, 2006 Filing 3179 MOTION for an order, to enlarge the Court's 3/24/06 Order granting leave to amend the Second Amended Complaint and Incorporated Memorandum of Law. Document filed by Bimini Star, LLC, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, William K. Holmes. This Document Relates to: U.S. Bankruptcy Court, Middle-District of Georgia.... (sac, )
June 6, 2006 Filing 3178 ENDORSED LETTER addressed to Judge Denise L. Cote from Amos B. Elberg dated 6/5/06 re: Granting, nun pro tunc Citigroup Defendants' request to submit a reply memorandum of up to thirteen pages in length. (Signed by Judge Denise L. Cote on 6/6/06) This Document Relates to: 04cv9388.(sac, )
June 6, 2006 Filing 3177 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 6/5/06 re: The 6/6 conference is adjourned to 7/7/06 at 3:00 p.m.. As status letter from defense counsel is due 6/29.. (Signed by Judge Denise L. Cote on 6/5/06) This Document Relates to: 05cv7432.(sac, )
June 5, 2006 Filing 3176 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 6/2/06 re: granting Citigroup Defendants extension until 6/5/06 to file their Reply Memo in support.. (Signed by Judge Denise L. Cote on 6/5/06) This Document Relates to: 04cv9388(sac, )
June 5, 2006 Filing 3175 REPLY MEMORANDUM OF LAW in Further Support of their motion to dismiss plaintiff's second amended complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04cv9388.(sac, )
June 2, 2006 Filing 3174 REPLY MEMORANDUM OF LAW in Support of Motion to dismiss Plaintiff's Second Amended Complaint. Document filed by Arthur Anderson, LLP. This Document Relates to: 04cv9388. (sac, )
June 2, 2006 MEMORANDUM TO THE DOCKET CLERK: conference held and concluded (djc, )
May 30, 2006 Minute Entry for proceedings held before Judge Robert W. Sweet : Pretrial Conference held on 5/30/2006. (cd, )
May 30, 2006 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Regina Calcaterra to MANUALLY RE-FILE Document Notice of Change of Address, Document No. 3170. This case is not ECF. (gf, )
May 26, 2006 Filing 3173 MEMORANDUM OF LAW in Opposition to the motion of defendant Arthur Andersen LLP to dismiss the Second Amended Complaint. This Document Relates to: 04cv9388. (sac, )
May 26, 2006 Filing 3172 MEMORANDUM OF LAW in Opposition to the Motion of the Citigroup Defendants to dismiss plaintiff's second amended complaint. This Document Relates to: 04cv9388. (sac, )
May 26, 2006 Filing 3171 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated 5/22/06 re: There is no need for a conference, given this explanation. Plaintiff's counsel shall submit a status letter as to all remaining defendants by 6/9. The obligation to submit motion papers is vacated. (Signed by Judge Denise L. Cote on 5/26/06) This Document Relates to: 03cv1052. (sac, )
May 26, 2006 Filing 3170 FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - NOTICE OF CHANGE OF ADDRESS by Regina Marie Calcaterra on behalf of New York State Common Retirement Fund. New Address: Barrack, Rodos & Bacine, 127 E. 26th Street, New York, New York, 10010, (212) 688-0783. (Calcaterra, Regina) Modified on 5/30/2006 (gf, ).
May 25, 2006 Filing 3169 REPLY re: 3158 MEMORANDUM OF LAW in Opposition re: 3130 MOTION for Reconsideration re; #3124 Memorandum & Opinion. Document filed by Gordon S. Macklin, Clifford L. Alexander, Jr, Judith Areen, John A. Porter, Bert C. Roberts, Jr, James C. Allen, Max E. Bobbitt, Francesco Galesi, document Relates to: 03cv1785. Document filed by IQ Holdings, Inc.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(sac, )
May 25, 2006 Filing 3168 REPLY re: 3162 MEMORANDUM OF LAW in Opposition re: 3130 MOTION for Reconsideration re; #3124 Memorandum & Opinion, filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Document filed by IQ Holdings, Inc.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(sac, )
May 25, 2006 Filing 3167 REPLY to re: 3157 MEMORANDUM OF LAW in Opposition re: 3130 MOTION for an order, for Reconsideration re; #3124 Memorandum & Opinion. Document filed by Arthur Anderson, LLP. Document filed by IQ Holdings, Inc.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(sac, )
May 25, 2006 Opinion or Order Filing 3166 ORDER; plaintiffs shall respond to all interrogatories and document requests by 6/2/06. That unless defendants' counsel informs the Court by 6/5/06 that plaintiffs have responded to all interrogatories and document requests, all parties shall appear for a conference on 6/6/06 at 2 p.m. in Courtroom 11B. That any motion to dismiss shall be due 7/21/06; any opposition be due 8/11/06; any reply shall be due 8/18/06. That at the time any reply is filed, 2 courtesy copies of all motion papers shall be sent directly to Chambers by delivering them to the Courthouse Mailroom. (Signed by Judge Denise L. Cote on 5/24/06) This Document Relates to: 05cv7432.(sac, )
May 24, 2006 Filing 3165 STIPULATION OF DISMISSAL; pursuant to Federal Rule of Civil Procedure 54(b), that all claims in this action asserted by Ronald D. Aubert, Justin Tuttelman, and Beatrice Tuttleman against Arthur Andersen LLP, David Myers, Buford Yates, Jr., James C. Allen, Judith Areen, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellet, Jr., and John Sidgmore are hereby dismissed in their entirety by the Settling Plaintiffs, in their individual capacities, with prejudice and without costs, pursuant to Federal Rule of Civil Procedure 54(b). (Signed by Judge Denise L. Cote on 5/23/06) This Document Relates to: 03cv1052. (sac, )
May 24, 2006 Filing 3164 STIPULATION OF DISMISSAL; that all claims asserted by or which could hae been asserted by the Donald R. Lee in this action against Citigroup Global Marktes Inc. are dismissed with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 5/23/06) This Document Relates to: 05cv2724.(sac, )
May 23, 2006 Opinion or Order Filing 3163 ORDER; that any answer is due 6/30/06. (Signed by Judge Denise L. Cote on 5/22/06) This Document Relates to: 03cv1785.(sac, )
May 19, 2006 Filing 3162 MEMORANDUM OF LAW in Opposition re: 3130 MOTION for Reconsideration re; #3124 Memorandum & Opinion,,.. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 03cv1785.(sac, )
May 19, 2006 Filing 3161 JOINDER to join re: 3157 Memorandum of Law in Oppisition to Motion, 3158 Memorandum of Law in Oppisition to Motion,. Document filed by Stiles A. Kellett, Jr. This Document Relates to: 02cv3288, Doc#3161. (sac, )
May 19, 2006 Filing 3160 MEMORANDUM OF LAW in Support re: 3159 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04cv8308. Received in the night deposit box on 5/19/06 at 8:54 p.m. (sac, )
May 19, 2006 Filing 3159 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing the Third Amended Complaint with prejudice in its entirety. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04cv8308... (Received in the night deposit box on 5/19/06 at 8:54 p.m.) (sac, )
May 18, 2006 Filing 3158 MEMORANDUM OF LAW in Opposition re: 3130 MOTION for Reconsideration re; #3124 Memorandum & Opinion. Document filed by Gordon S. Macklin, Clifford L. Alexander, Jr, Judith Areen, John A. Porter, Bert C. Roberts, Jr, James C. Allen, Max E. Bobbitt, Francesco Galesi. This document Relates to: 03cv1785. (sac, )
May 18, 2006 Filing 3157 MEMORANDUM OF LAW in Opposition re: 3130 MOTION for an order, for Reconsideration re; #3124 Memorandum & Opinion. Document filed by Arthur Anderson, LLP. This Document Relates to: 03cv1785. (sac, )
May 18, 2006 Opinion or Order Filing 3156 STIPULATION AND ORDER; plaintiffs against Defendant Scott D. Sullivan, pursuant to Fed. R. Civ. P. 41, are dismissed with prejudice with each side to bear its own costs. The Clerk of the Court shall close the case. (Signed by Judge Denise L. Cote on 5/17/06) This Document Relates to: 04cv5252.(sac, )
May 18, 2006 Opinion or Order Filing 3155 ORDER; all parties in this action shall participate in a Telephone Conference set for 5/24/2006 at 3:30 PM before Judge Denise L. Cote. Plaintiffs' counsel Gerald Braddock and J. Dewayne Thomas shall participate in the 5/24 telephone conference. The Citigroup defendants shall serve a copy of this Order on plaintiffs' counsel by 5/22/06. (Signed by Judge Denise L. Cote on 5/17/06) This Document Relates to: 05cv7432.(sac, )
May 17, 2006 Opinion or Order Filing 3154 ORDER; that any motion to dismiss shall be filed by 6/2/06; any opposition shall be due 6/23; any reply shall be due 6/30. That defendant shall serve on plaintiffs by 5/19, interrogatories and document requests addressed to plaintiffs' damages calculations. Plaintiffs' responses are due 5/26. That counsel for the defendant shall schedule settlement discussions for this action to occur between 5/20 and 6/9, with one of the settlement Judges. (Signed by Judge Denise L. Cote on 5/16/06) This Document Relates to: 04cv8474.(sac, )
May 17, 2006 Opinion or Order Filing 3153 ORDER; that counsel for plaintiffs shall inform the Court in writing by 6/2/06 of its intentions with respect to the continued prosecution of this action against the sole remaining defendant. The Scheduling Order of 3/6/06 continues to apply to the action. (Signed by Judge Denise L. Cote on 5/16/06) This Document Relates to: 04cv7980.(sac, )
May 17, 2006 Opinion or Order Filing 3135 FINAL ORDER AND JUDGMENT dismissing the action (04 Civ. 3841 (DLC))without costs and on the merits and with prejudice in full and final discharge of any and all claims and obligations whch were or could have been asserted by the Settling Plaintiff against Sullivan. (Signed by Judge Denise L. Cote on 5/17/06) (ml, )
May 17, 2006 Opinion or Order Filing 3134 FINAL ORDER AND JUDGMENT dismissing the action (04 Civ. 3841 (DLC))without costs and on the merits and with prejudice in full and final discharge of any and all claims and obligations whch were or could have been asserted by the Settling Plaintiff against Ebbers. (Signed by Judge Denise L. Cote on 5/15/06) (ml, )
May 16, 2006 Filing 3152 ENDORSED LETTER addressed to Judge Denise L. Cote from Stewart m. Weltman dated 5/12/06 re: the date by which an application to restore the actions must be made is extended to 6/16/06. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 03cv6225 and 05cv3944.(sac, )
May 16, 2006 Filing 3151 ENDORSED LETTER addressed to Judge Denise L. Cote from Chance C. White dated 5/11/06; re: granting 14 days extension to submit time records and Marshall Lusk's proof of claim. (Signed by Judge Denise L. Cote on 5/15/06) (sac, )
May 16, 2006 MEMO ENDORSED ON MOTION; granting 3118 MOTION to Dismiss all claims against defendant Scott Sullivan. Document filed by Plaintiffs. Filed In Associated Cases: 1:04-cv-09711-DLC (Signed by Judge Denise L. Cote on 5/15/06) (sac, )
May 16, 2006 Filing 3150 JOINT STIPULATION OF DISMISSAL; All Plaintiffs in this action and Defendant Troy Normand pursuant to Fed. R. Civ. P. 41(a)(1)(ii), dismiss this action with prejudice. (Signed by Judge Denise L. Cote on 5/15/06) (sac, )
May 16, 2006 Filing 3149 JOINT STIPULATION OF DISMISSAL; All Plaintiffs in this action and defendant Betty Vinson, pursuant to Fed. R. Civ. P. 41(a)(1)(ii), dismiss this action with prejudice. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 04cv9711.(sac, )
May 16, 2006 Filing 3148 STIPULATION OF DISMISSAL; that all claims asserted herein, but not any claims asserted by David L. Meredith or any claims asserted against any non-settling defendants, are dismissed with prejudice and without costs. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 04cv9711.(sac, )
May 16, 2006 Filing 3147 STIPULATION OF DISMISSAL; that all claims in this action asserted by Janice Kemp, individually and as administratrix of the Estate of William B. Kemp, Jr., and as representative of the heirs of William B. Kemp, Jr., (collectively the "Settling Plaintiff") against the "Settling Defendants", are hereby dismissed in their entirety with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 05cv9066.(sac, )
May 16, 2006 Filing 3146 STIPULATION OF DISMISSAL; that all claims in this action asserted by Mark C. Escude (the "Settling Plaintiff") against the "Settling Defendants", are hereby dismissed in their entirety with prejudice and without costs. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 05cv9067.(sac, )
May 16, 2006 Filing 3145 STIPULATION OF DISMISSAL; that all claims asserted by or which could have been asserted by Mark C. Escude in this action against Citigroup Inc., Citigroup Global Markets Inc., Jack B. Grubman and Sanford Weill are dismissed with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to 05cv9067. (sac, )
May 16, 2006 Filing 3144 STIPULATION OF DISMISSAL; that all claims asserted by or which could have been asserted by Janice Kemp, Individually and as Administrator of the Estate of William B. Kemp, Jr., and as Representative of the Heirs of William B. Kemp, Jr., in this action against Citgroup Inc., Citigroup Global Markets Inc., Jack B. Grubman and Sanford Weill are dismissed with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 5/15/06) This document Relates to: 05cv9066.(sac, )
May 16, 2006 Filing 3143 STIPULATION OF DISMISSAL; that all claims in this action asserted by the Utah State Retirement Board against defendants (but not any claims against any non-settling defendants) are hereby dismissed in their entirety with prejudice and without costs. This Document Relates to: 04cv3841. (Signed by Judge Denise L. Cote on 5/15/06) (sac, )
May 16, 2006 Filing 3142 STIPULATION OF DISMISSAL; that all asserted by or which have been asserted by Perry Johnston in this action against Citigroup, Inc., Citigroup Global Markets Inc., Citigroup Global Market Ltd., Jack B. Grubman, the Estate of John W. Sidgmore, Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A. Porter, Bert C. Roberts, Jr., Lawrence C. Tucker, and Arthur Andersen LLP are dismissed with prejudice and without costs. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 04cv7980.(sac, )
May 16, 2006 Filing 3141 NOTICE of Voluntary Dismissal pursuant to Rule 41(a)(1) of the F.R.C.P., by the Utah State Retirement Board against David F. Myers and Burford Yates, Jr. are dismissed in their entirety with prejudice and without costs. The Clerk of Court shall close the case. This Document Relates to: 04cv3841. (Signed by Judge Denise L. Cote on 5/15/06) (sac, )
May 16, 2006 Opinion or Order Filing 3140 ORDER; that the 4/7/06, Order is vacated. Plaintiffs' counsel shall submit motion papers in support of any proposed settlement and the dismissal claims as to certain defendants, as well as a proposed notice to the class, by 6/2/06. This Document Relates to: 03civ1052. (Signed by Judge Denise L. Cote on 5/16/06) (sac, )
May 16, 2006 MEMO ENDORSED ON MOTION #3117; mooted by stipulation of 5/3/06 : 3117 Motion to Dismiss. (Signed by Judge Denise L. Cote on 5/15/06) This Document Relates to: 04cv9711.(sac, )
May 12, 2006 Filing 3139 MEMORANDUM OF LAW IN REPLY to Lead Plaintiff's Opposition to the motion of GSC Partners for an order including as a member of the class and a participation in the class action settlement.. (sac, )
May 12, 2006 Filing 3138 MEMORANDUM OF LAW in Support re: 3137 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Second Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04cv9388. (Received in the night deposit box on 5/12/06 at 9:18 p.m.) (sac, )
May 12, 2006 Filing 3137 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Second Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04cv9388. (Received in the night deposit box on 5/12/06 at 9:18 p.m.) (sac, )
May 12, 2006 Filing 3136 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing Plaintiff's Complaint. Document filed by Arthur Anderson, LLP. Memorandum of Law attached. This Document Relates to: 04cv9388. (Received in the night deposit box on 5/12/06 at 5:14 p.m.) (sac, )
May 5, 2006 Filing 3133 LETTER addressed to U.S. District Court - S.D.N.Y. from Larry W. Blake dated 4/28/06 re: Mr. Blake submit this letter regarding status of this case. (sac, )
May 5, 2006 Filing 3132 OPPOSITION to Motion of GSC Partners for an order, including it as a member of the Class and a Participant in the Class Action Settlements. Document filed by HGK Asset Management. (sac, )
May 5, 2006 Filing 3131 MEMORANDUM OF LAW in Support re: 3130 MOTION for Reconsideration re; #3124 Memorandum & Opinion. Document filed by IQ Holdings, Inc.. This Document Relates to: 03civ1785. (sac, )
May 5, 2006 Filing 3130 MOTION for an order, for Reconsideration re; #3124 Memorandum & Opinion. Document filed by IQ Holdings, Inc.. This Document Relates to: 03cv1785. (sac, )
April 28, 2006 Filing 3129 OBJECTIONS AND RESPONSES OF HEALTH CARE TRUST FUND TO ARTHUR ANDERSEN LLP'S FIRST REQUEST TO PLAINTIFFS IN CERTAIN OF THE INDIVIDUAL ACTIONS FOR THE PRODUCTION OF DOCUMENTS RELATING TO PLAITNIFFS' ALLEGED DAMAGES. Document filed by Health Care Trust Fund. (sac, )
April 28, 2006 Filing 3128 OBJECTIONS AND RESPONSES OF SHRINERS HOSPITALS FOR CHILDREN TO ARTHUR ANDERSEN LLP'S FIRST SET OF INTERROGATORIES TO PLAINTIFFS IN CERTAIN OF THE INDIVIDUAL ACTION RELATED TO PLAINTIFFS' ALLEGED DAMAGES. Document filed by Shriners Hospital For Children. (sac, )
April 25, 2006 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 3125 Notice of Appeal. (tp, )
April 25, 2006 Transmission of Notice of Appeal to the District Judge re: 3125 Notice of Appeal. (tp, )
April 25, 2006 Transmission of Notice of Appeal to the District Judge re: 3126 Notice of Appeal,. (nd, )
April 25, 2006 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 3126 Notice of Appeal,. (nd, )
April 24, 2006 Filing 3127 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from Jill S. Abrams dated 4/20/06 re: Lead Counsel requests two weeks to submit settlement papers. Application granting, additional two weeks to submit settlement papers for 03-cv-1052. (Signed by Magistrate Judge Michael H. Dolinger on 4/21/06) This Document Relates to: 03cv1052.(sac, )
April 21, 2006 Filing 3126 NOTICE OF APPEAL from #3093 Memorandum & Opinion. Document filed by Teresa O. Moxley, William C. Moxley. Filing fee $ 455.00, receipt number E 577470. Copies of Notice of Appeal mailed to Attorney(s) of Record: Paul, Weiss, Rifkind, Wharton & Garrison, LLP and Wilmer, Cutler, Pickering, Hale & Dorr, LLP. (nd, ) Modified on 4/25/2006 (nd, ). (This Document Relates to: 04-cv-232.)
April 21, 2006 Filing 3125 NOTICE OF APPEAL (This Document Relates to: 04-cv-234) from #3096 Memorandum & Opinion. Document filed by Terry Neal. Filing fee $ 455.00, receipt number E 577469. Copies of Notice of Appeal mailed to Attorney(s) of Record: Paul Weiss Rifkind Wharton & Garrison, LLP; Wilmer Cutler Pickering Hale & Dorr, LLP. (tp, ) Modified on 4/25/2006 (tp, ).
April 21, 2006 Opinion or Order Filing 3124 OPINION AND ORDER #93038; re: The Citigroup Defendants' motion to dismiss the Section 10(b) claim is denied without prejudice to renewal as a motion for summary judgment following discovery of the plaintiff. The motion by Director Defendants Bobbitt, Allen, Areen, Galesi, and the Estate of John Sidgmore to dismiss the Section 10(b) claim is granted. The defendants' motions to dismiss the three state law claims are granted; those claims are dismissed in their entirety and with prejudice. Discovery shall proceed as scheduled in the Order of 3/6/06. (Signed by Judge Denise L. Cote on 4/21/06) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(sac, ) Modified on 4/25/2006 (sac, ).
April 18, 2006 Opinion or Order Filing 3121 ORDER: the motion for entry of a Rule 54(b) Judgment is DENIED. In the event Holmes wishes to file a third amended complaint, it must be filed by 4/21/06. In the event such an amended pleading is file and the defendants wish to renew a motion to dismiss, the motion is due 5/19/06; opposition by 6/9/06; and reply is due 6/16/06. (Signed by Judge Denise L. Cote on 4/17/06) Filed In Associated Cases: 1:04-cv-08308-DLC(db, )
April 17, 2006 Opinion or Order Filing 3120 ORDER : any opposition to GSC's motion shall be due 5/5/06; reply due 5/12/06. Two (2) courtesy copies of all motion papers shall be sent directly to Chambers by delivering them to the Courthouse mailroom, 8th floor, USDC-SDNY, 500 Pearl Street, New York, New York. (Signed by Judge Denise L. Cote on 4/14/06) This document relates to ALL ACTIONS(db, )
April 17, 2006 Filing 3119 MOTION to Dismiss all claims against defendant Betty Vinson. Document filed by Plaintiffs. Filed In Associated Cases: 1:04-cv-09711-DLC(db, )
April 17, 2006 Filing 3118 MOTION to Dismiss all claims against defendant Scott Sullivan. Document filed by Plaintiffs. Filed In Associated Cases: 1:04-cv-09711-DLC(db, )
April 17, 2006 Filing 3117 MOTION to Dismiss all claims against defendant Troy Normand. Document filed by Plaintiffs. Filed In Associated Case: 1:04-cv-09711-DLC(db, )
April 17, 2006 Filing 3116 ENDORSED LETTER addressed to Judge Denise L. Cote from Pamela Rogers Chepiga dated 4/13/06 re: in the event a settlement in principle is not reached on or before 6/2/06, the defendants who have not yet settled with the plaintiff may advise the Court in writing by 6/9/06 and this motion to dismiss shall be reinstated. (Signed by Judge Denise L. Cote on 4/14/06) Filed In Associated Cases: 1:03-cv-04498-DLC(db, )
April 14, 2006 Filing 3123 AMENDED COMPLAINT against Salomon Smith Barney Inc., Arthur Andersen, LLP, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Filed by Jeffrey C. Barbakow. Received in night deposit box on 4/14/06 at 6:49 p.m.(db, )
April 14, 2006 Filing 3122 MOTION for Entry of Final Judgment and for Stay of Proceedings. Document filed by Bimini Star, LLC, Brew Dog, LLC, EBH Investments Co., LLC, Holmes Capital, LLC, William K. Holmes. (db, )
April 14, 2006 Filing 3115 AFFIDAVIT OF SERVICE of Notice of Motion and supporting documents served on WorldCom Onc. Securities Litigation c/o The Garden City Group, Inc., Jack DiGiovanni on 4/13/06. Service was made by first class mail. Document filed by GS SLS Portfolio, LLC. (db, )
April 14, 2006 Opinion or Order Filing 3112 ORDER of USCA (Certified Copy) as to 2661 Notice of Interlocutory Appeal, filed by Abraham Morris, USCA Case Number 05-2189-cv. IT IS HEREBY stipulated and agreed by and between the undersigned counsel from Morris and the Citigroup Defendants-Appellees that Morris' appeal, docket number 05-2189-cv, is hereby reinstated, and should be returned to the docket of this court for disposition. Roseann B. MacKechnie, Clerk USCA. Certified: 4/10/2006. (nd, )
April 13, 2006 Filing 3114 MEMORANDUM OF LAW in Support re: 3113 MOTION. Document filed by GS SLS Portfolio, LLC. (jco, )
April 13, 2006 Filing 3113 MOTION for an Order (i) recognizing and validating GSC's 3/25/05 revocation of its prior exclusion from the plaintiff class; (ii) including GSC as a member of the class; (iii) directing the Claims Administrator to process GSC's 3/25/05 proofs of claim so that GSC may participate in the class action settlements previously approved by the Court. Document filed by GS SLS Portfolio, LLC. Return Date set for 5/19/2006 09:30 AM. (jco, )
April 11, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3111 USCA Mandate Withdrawing Appeal,. (nd, )
April 10, 2006 Opinion or Order Filing 3110 ORDER; this action is discontinued without costs to any party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is within thirty days. (Signed by Judge Denise L. Cote on 4/7/06) This Document Relates to: 04civ7980.(sac, )
April 10, 2006 Opinion or Order Filing 3109 ORDER; this action is discontinued without costs to any party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is within thirty days. (Signed by Judge Denise L. Cote on 4/7/06) (sac, )
April 7, 2006 Filing 3111 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 2955 Notice of Appeal, filed by W. Caffey Norman, III USCA Case Number 05-5806-cv....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Roseann B. MacKechnie, Clerk USCA. Certified: 4/5/2006. (nd, )
April 7, 2006 Filing 3108 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from Jill S. Abrams dated 4/6/06 re: Lead counsel for plaintiff is pleased to report that settlement has been reached and appropriate papers will be filed with the Court within two weeks. The parties request that they be excused from the settlement conference previously set for 2:00 p.m.. Application granted.. (Signed by Judge Michael H. Dolinger on 4/6/06) This Doucment Relates to: 03civ1052.(sac, )
April 5, 2006 Filing 3107 NOTICE OF CHANGE OF ADDRESS by Arthur N. Abbey on behalf of Beatrice Tuttleman. New Address: Abbey Spanier Rodd Abrams & Paradis, LLP. This Document Relates to: 03civ1052.(sac, )
April 4, 2006 Filing 3106 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 3/30/06 re: requesting a 30 day adjournment of the date on which defendants' motions to dismiss the First Amended Complaint are due. Granting the new schedule: defendants' opening papers are due 5/8/06, plaintiffs' opposition papers due by 5/29/06, and defendants' reply papers would be due by 6/5/06.. (Signed by Judge Denise L. Cote on 3/31/06) This Document Relates to: 05cv7432.(sac, )
April 4, 2006 Filing 3105 PLAINTIFFS' AND DEFENDANTS' JOINT STIPULATION OF DISMISSAL OF ALL CLAIMS AGAINST DEFENDANT BUFORD YATES; pursuant to Fed. R. Civ. P. 41(a)(1)(ii), all claims are dismissed as against Buford Yates with prejudice. (Signed by Judge Denise L. Cote on 3/30/06) This Document Relates to: 04civ9711.(sac, )
April 4, 2006 Opinion or Order Filing 3104 ORDER; pursuant to the Order of 9/30/05 dismissing In Re Salomon Analyst WorldCom Litigation, 02civ3687, the Clerk of Court shall close Spangler v. Salomon Smith Barney, et al., 02civ4087. (Signed by Judge Denise L. Cote on 3/31/06) (sac, )
March 29, 2006 Opinion or Order Filing 3103 MEMORANDUM OPINION AND ORDER #92925; re: the motion for an award of attorney's fees by counsel for objector Savage is denied. Counsel for objector Lusk may submit his time records and Lusk's proof of claim by 5/12/06.. (Signed by Judge Denise L. Cote on 3/28/06) (sac, )
March 29, 2006 Filing 3102 LETTER addressed to Judge Denise Cote from Chance C. White dated 3/23/06 re: this correspondence is in response to Lead Plaintiff the New York State Common Retirement Fund and Co-Lead Counsel Bernstein Liftowitz Berger 7 Grossmann LLP letter directed to your attention dated 3/17/06.. (sac, )
March 28, 2006 Opinion or Order Filing 3098 MEMORANDUM OPINION AND ORDER re: 2304 MOTION for Attorney Fees filed by John Marshall Lusk, Jr., James J. Savage. The motion for an awrd of attorney's fees by counsel for objector Savage is denied. Counsel for objector Lusk may submit his time records and Lusk's proof of claim by 5/12/2006. (Signed by Judge Denise L. Cote on 3/28/06) (kco, )
March 27, 2006 Filing 3101 STIPULATION OF DISMISSAL; dismissing Count II of the Consolidated Amended Class Action Complaint as against Defendants James C. Allen, Judith Areen, Max E. Bobbitt and Francesco Galesi without costs. (Signed by Judge Denise L. Cote on 3/24/06) This Document Relates to: 03civ1052.(sac, )
March 27, 2006 MEMO ENDORSEMENT ON MOTION; re: Granted, #1921 Motion dismissing Count II, as per Stipulation signed by parties on 3/27/06. (Signed by Judge Denise L. Cote on 3/24/06) This Document Relates to: 03cv1052.(sac, )
March 24, 2006 Filing 3100 NOTICE OF SERVICE of David L. Merideth's Response to Arthur Andersen LLP's First Set of Interrogatories to Plaintiffs in Certain of the Individual Actions Relating to Plaintiffs' Alleged Damages; and David L. Merideth's Response to Arthur Andersen LLP's First Request to Plaintiffs in Certain of the Individual Actions for the Production of Documents Relating to Plaintiffs' Alleged Damages. Document served via hand delivery to: Hon. Brad Karp, Eric S. Goldstein, Susanna M. Buergel, and Sandra Sheldon of: Paul, Weiss, Rifkind, Wharton & Garrison, LLP, aslo serving Hon. Eliot Lauer, Michael Moscato & Peter Behmke of: Curtis, Mallett-Prevost, Colt & Mosle, LLP on 3/24/06. Document filed by David L. Merideth. View for related cases.(sac, )
March 24, 2006 Filing 3099 NOTICE OF SERVICE of David L. Merideth's Response to Defendant Citigroup's Document Requests Related to Damages; and David L. Merideth's Response to Defendant Citigroup's Interrogatories Related to Damages. Document served via hand delivery to: Hon. Brad Karp, Eric S. Goldstein, Susanna M. Buergel, and Sandra Sheldon of: Paul, Weiss, Rifkind, Wharton & Garrison, LLP, aslo serving Hon. Eliot Lauer, Michael Moscato & Peter Behmke of: Curtis, Mallett-Prevost, Colt & Mosle, LLP on 3/24/06. Document filed by David L. Merideth. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC,1:03-cv-04498-DLC,1:03-cv-06225-DLC,1:04-cv-00232-DLC, 1:04-cv-00233-DLC,1:04-cv-00234-DLC 1:04-cv-7980-DLC, 1:04-cv-8308-DLC, 1:04-cv-9388-DLC, 1:04-cv-9711-DLC, 1:05-cv-55-DLC, 1:05-cv-3944-DLC, 1:05-cv-7432-DLC, 1:05-cv-9001-DLC, 1:05-cv-9066-DLC. (sac, )
March 24, 2006 Opinion or Order Filing 3097 ORDER; the pending motions to dismiss are denied with leave to renew in opposition to any pending pleading. That any amended complaint must be filed by 4/21/06. The plaintiff may not add new defendants or assert causes of action not already identified in either his complaint or brief in opposition to the motions to dismiss. The plaintiff will be given no further leave to amend... Motions terminated: 2931 MOTION for Extension of Time filed by Perry Johnston. This Document Relates to: 04civ7980. (Signed by Judge Denise L. Cote on 3/23/06) (sac, )
March 24, 2006 Opinion or Order Filing 3096 MEMORANDUM OPINION AND ORDER #92914; re: The motion to dismiss the complaint is granted. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 3/24/06) Filed In Associated Cases: 1:02-cv-03288-DLC,1:04-cv-00234-DLC(sac, ) Modified on 3/27/2006 (sac, ).
March 24, 2006 Opinion or Order Filing 3095 MEMORANDUM OPINION AND ORDER #92913; re: Barbokow may file a second amended complaint confroms to the requirements of this Memorandum Opinion and Order if he does so by 4/14/06. Any motion to dismiss is due 5/12; any opposition is due 5/26/06; any reply is due 6/2. Two courtesy copies of all motion papers and pleading shall be sent directly to Chambers by delivering them to the Courthouse Mailroom, 8th Floor. (Signed by Judge Denise L. Cote on 3/24/06) This Document Relates to: 04cv9388.(sac, ) Modified on 3/27/2006 (sac, ).
March 24, 2006 Opinion or Order Filing 3094 MEMORANDUM OPINION AND ORDER #92915; re: The breach of contract claim against Grubman is dismissed with prejudice. The remaining claims are dismissed without prejudice to repleading in a third amended complaint filed by 4/21/06. (Signed by Judge Denise L. Cote on 3/24/06) This Document Relates to: 04civ8308.(sac, ) Modified on 3/27/2006 (sac, ).
March 22, 2006 Opinion or Order Filing 3093 OPINION AND ORDER #92899; re: the defendant's motion to dismiss is granted. The Clerk of the Court shall close the case. (Signed by Judge Denise L. Cote on 3/22/2006) (jmi, ) Modified on 3/23/2006 (sac, ).
March 22, 2006 Opinion or Order Filing 3092 ORDER; the motions to dismiss filed by the Underwriter Defendants and the Citigroup Defendants in 03civ6225 and the motion to remand filed by plaintiff in 05civ3944 are dismissed as moot. These action are discontinued without costs to any party and without prejudice to restoring the actions to this Court's calendar if the application to restore the action is made before 5/19/06. (Signed by Judge Denise L. Cote on 3/21/06) This Document Relates to: 03civ6225 & 05civ3944.(sac, )
March 21, 2006 Filing 3091 ENDORSED LETTER addressed to Mag. Dolinger from R. Jay Short dated 3/17/06 re: This letter contains... false repesentations about the purported lack of contact from the court to counsel's office concerning scheduling (and in this case re-scheduling of the complaint). This court did review the proposed date with counsel's office and received no objection issues concerning plaintiff's deference to the medical issues concerning plaintiff's wife, the conference will be postponed to April 6 at 2 p.m.. (Signed by Judge Michael H. Dolinger on 3/17/06) (djc)
March 21, 2006 Opinion or Order Filing 3089 MEMORANDUM OPINION AND ORDER #92892; re: that for the reasons set forth herein, the arbitration panel's decision to award damages to the Riches is vacated and the panel's decision to dismiss the cross claims against Salomon is confirmed. (Signed by Judge Denise L. Cote on 3/21/06) (dle, ) Modified on 3/23/2006 (sac, ).
March 21, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3088 USCA Mandate. (tp, )
March 20, 2006 Filing 3090 TRANSCRIPT of proceedings held on 3/3/06 before Judge Denise L. Cote. (ja, )
March 20, 2006 Filing 3088 MANDATE of USCA (Certified Copy) as to 2943 Notice of Appeal, USCA Case Number 05-5554-cv. It is Ordered that the appeal is VOLUNTARILY DISMISSED with prejudice, with each side to bear its own costs. Roseann B. MacKechnie, Clerk USCA. Certified: 3/10/06. (tp, )
March 17, 2006 Opinion or Order Filing 3086 ORDER a pre-trial conference has been scheduled in this action on 3/24/06 at 2:00 p.m. in courtroom 17D, 500 Pearl Street. (Signed by Judge Michael H. Dolinger on 3/15/06) (jco, )
March 17, 2006 Set Deadlines/Hearings: Pretrial Conference set for 3/24/2006 02:00 PM before Magistrate Judge Michael H. Dolinger. (jco, )
March 16, 2006 Filing 3087 RESPONSE in Opposition to Plaintiffs' Notice of Supplemental Filing. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04civ8303. (received in the night deposit box on 3/16/06 at 6:43 p.m.) (sac, )
March 16, 2006 Opinion or Order Filing 3084 ORDER; that the Amended Complaint in 05civ7432, is dismissed as to defendants Gordon S. Macklin, Lawrence C. Tucker, Clifford L. Alexander, Jr., Carl J. Aycock, John A. Porter, and Bert C. Roberts. (Signed by Judge Denise L. Cote on 3/15/06) This Document Relates to: 05civ7432(sac, )
March 15, 2006 Filing 3085 SECOND AMENDED COMPLAINT against Citigroup Global Markets, Inc.Document filed by Christopher Garcia. (05-55)(cd, )
March 15, 2006 Filing 3083 NOTICE of Voluntary Dismissal pursuant to Rule 41(a)(1) of the F.R.C.P., against Defendants Myers and Yates without prejudice. (Signed by Judge Denise L. Cote on 3/14/06) This Document Relates to: 03civ338. (sac, )
March 15, 2006 Opinion or Order Filing 3082 CORRECTED ORDER; the motion to dismiss filed by the Citigroup Defendants and the Underwriter Defendants are dismissed as moot. The motions to dismiss filed by the Director Defendants, Bert C. Roberts, Stiles A. Kellet, and Arthur Andersen are dismissed as moot without prejudice to renewal in the event a settlement is not reached by 5/12/06. The parties may restore these motions to the docket by writing a letter on or before 5/12/06. A status letter from plaintiff is due by 5/12/06. (Signed by Judge Denise L. Cote on 3/14/06) This Document Relates to: 04civ233.(sac, )
March 15, 2006 Opinion or Order Filing 3081 CORRECTED ORDER; the motion to dismiss filed by the Citigroup Defendants is dismissed as moot. The motions to dismiss filed by the Director Defendants, Bert C. Roberts, and Arthur Andersen are dismissed as moot without prejudice to renewal in the event a settlement is not reached by 5/12/06. The parties may restore these motions to the docket by writing a letter on or before 5/12/06. That a status letter from plaintiff is due 5/12/06. (Signed by Judge Denise L. Cote on 3/14/06) This Document Relates to: 03cv4498. (sac, )
March 14, 2006 Opinion or Order Filing 3080 JOINT STIPULATION AND ORDER OF DISMISSAL; pursuant to Fed. R. Civ. P. 41(a)(1)(ii), all claims against Defendant David Myers are dismissed with prejudice. (Signed by Judge Denise L. Cote on 3/13/06) This Document Relates to: 04civ9711(sac, )
March 14, 2006 Opinion or Order Filing 3079 ORDER; the Court having been advised that 04cv233, has been settled. The motions to dismiss filed by the Director Defendants, Bert C. Roberts, Stiles A. Kellett, the Underwriter Defendants, the Citigroup Defendants and Arthur Andersen are dismissed as moot. That 04cv233, is dismissed without costs to either party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made before 5/12/06. (Signed by Judge Denise L. Cote on 3/14/06) This Document Relates to: 04civ233.(sac, )
March 14, 2006 Opinion or Order Filing 3078 ORDER; the Court having been advised that 03civ4498, has been settled. The motions to dismiss filed by the Director Defendants, Bert C. Roberts, the Citigroup Defendants and Arthur Andersen are dismissed as moot. That 03civ4498, is dismissed without costs to either party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made before 5/12/06. (Signed by Judge Denise L. Cote on 3/14/06) This Document Relates to: 03civ4498.(sac, )
March 8, 2006 Filing 3077 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from R. Jay Short, Jr. dated 3/6/06 re: regarding Mr. Johnston's request that the Court schedule the settlement conference on a date in the first couple of weeks of May with available dates of May 2-4, 9-11, 16-18. Application denied. (Signed by Judge Michael H. Dolinger on 3/6/06) This Document Relates to: 04civ7980(sac, )
March 8, 2006 Opinion or Order Filing 3076 ORDER; the Scheduling Order of 3/6/06 shall apply to further proceedings in this action. The parties shall promptly arrange to attend a settlement conference before one of the Settlement Judges. (Signed by Judge Denise L. Cote on 3/7/06) This Document Relates to: 05civ55(sac, )
March 8, 2006 Opinion or Order Filing 3075 OPINION AND ORDER #92826; re: Garcia's claims addressed to his April 2002 purchase of WorldCom securities are dismissed with prejudice. In connection with Garcia's claims addressed to his February 2002 purchase of WorldCom stock, the motion to dismiss the federal securities law claims is denied. If Garcia wishes to pursue his Colorado law claim, he may file an amended pleading by 4/7/06, to replead actual reliance on the Grubman analyst reports. (Signed by Judge Denise L. Cote on 3/7/06) Filed In Associated Cases: 1:02-cv-03288-DLC,1:05-cv-00055-DLC(sac, )
March 8, 2006 Transmission to Attorney Admissions Clerk. Transmitted re: Memo Endorsement, to the Attorney Admissions Clerk for updating of Attorney Information. (sac, )
March 8, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: granting 2814 MOTION for an order, admitting Jeffrey D. Meyer to Appear Pro Hac Vice, filed by Cynthia R. Levin Moulton. (Signed by Judge Denise L. Cote on 3/8/06) (sac, )
March 7, 2006 Opinion or Order Filing 3074 CORRECTED ORDER; plaintiffs' motion for leave to file an amended complaint is denied as moot without prejudice to its reinstatement as described below. The application of Lundy & Davis to withdraw as counsel for Meridith is granted. That Meridith must appear in person for a settlement conference before Magistrate Judge Michael Dolinger on 3/17/06 at 10:00 a.m. in Courtroom 17D. That in the event a settlement agreement is not reached between all plaintiffs and the defendants by 5/19/06, the defendants shall so advise the Court in writing on that date, and the motion for leave to file an amended complaint will be reinstated and addressed by the Court. (Signed by Judge Denise L. Cote on 3/6/06) This Document Relates to: 04civ9711.(sac, )
March 7, 2006 Opinion or Order Filing 3073 CORRECTED ORDER; this action is discontinued without costs to either party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made before 5/5/06. (Signed by Judge Denise L. Cote on 3/6/06) This Document Relates to: 04civ8474.(sac, )
March 7, 2006 Opinion or Order Filing 3072 ORDER; accordingly, it is hereby ordered, that the motion to dismiss filed by the Citigroup Defendants is dismissed as moot. The motion to dismiss filed by Andersen and the cross-motion for leave to file a second amended complaint are dismissed as moot without prejudice to renewal in the event a settlement is not reached by 5/5/06. The parteis may restore these motions to the docket by writing a letter on or before 5/5/06. A status letter from plaintiff is due 5/5/06. (Signed by Judge Denise L. Cote on 3/6/06) This Document Relates to: 03civ6219. (sac, )
March 7, 2006 Opinion or Order Filing 3071 ORDER; the Court having been advised that 04civ3841, has been settled in principle. That the motions to dismiss filed by the Director Defendants, Bert C. Roberts, Stiles A. Kellett, the Underwriter Defendants, Arthur Andersen and the Citigroup Defendants are dismissed as moot. That this action is discontinued without costs to either party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made before 5/5/06. (Signed by Judge Denise L. Cote on 3/6/06) (sac, )
March 7, 2006 Opinion or Order Filing 3070 ORDER; that defendants shall serve on all plaintiffs by 3/10/06, interrogatories and document requests addressed to plaintiffs' damages calculations. Plaintiffs' responses are due 4/7/06. All parties shall immediately engage in settlement discussions with each other. To the extent that an agreement in principle among all parties has not been reached in an Individual Action by the end of April, counsel for the Citigroup Defendants shall schedule settlement discussions for the action to occur between 5/22 and 6/9/06, with one of the Settlement Judges. That in those cases in which a motion to dismiss has been filed, fact discovery by the defendants of the plaintiffs shall begin on 7/10 and end on 11/3/06. The party bearing the burden of proof on an issue shall serve its expert reports, conforming to the requirements of Rule 26(a)(2)(B), Fed. R. Civ. P., by 11/17; rebuttal reports shall be served by 12/15; and revised expert reports shall be served by 1/5/07. Any summary judgment motion is due 3/30/07; opposition is due 4/20,and reply is due 5/10. At the time any Reply is served the moving party shall supply two courtesy copies of all motion papers to Chambers by delivering them to the Courthouse Mailroom, 8th Floor. In those cases in which no motion to dismiss has been filed, that an answer or motion to dismiss be filed by 4/7/06 or within 30 days of the case arriving on this Court's docket, whichever is later. Any opposition to a motion is due within 21-days; a reply is due within seven days. At the time any Reply is served the moving party shall supply two courtesy copies of all motion papers to Chambers by delivering them to the Courthouse Mailroom, 8th Floor. (Signed by Judge Denise L. Cote on 3/6/06) (sac, )
March 6, 2006 Filing 3069 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated 3/2/06 re: requesting that the expert report submission be extended by two weeks. On 1/20, the parties were advised that there would be no adjournment of the expert report dates. This request should have acknowledged that endorsement. Due to the representation regarding settlement discussions, this request is granted. (Signed by Judge Denise L. Cote on 3/6/06) This Document Relates to: 03civ1052.(sac, )
March 6, 2006 Opinion or Order Filing 3068 ORDER OF DISCONTINUANCE; this action is discontinued without costs to either party and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made before 5/5/06. (Signed by Judge Denise L. Cote on 3/3/06) This Document Relates to: 04-cv-8474.(sac, )
March 6, 2006 Opinion or Order Filing 3067 ORDER; Granted, 3065 NOTICE OF JOINT MOTION for an order, granting the Applicants (Lundy & Davis LLP, The Colom Law Firm, Wayne E. Ferrell Jr. and Aylstock, Witkin & Sasser PLC and Plaitniff David Merideth, leave to withdraw as counsel of record and substituting Plaintiff David Meredith (Pro Se) as his own counsel. Document filed by Plaintiff David L. Meredith. This Document Relates to: 04civ9711... Settlement Conference set for 3/17/2006 at 10:00 AM before Judge Denise L. Cote.... That in the event a settlement agreement is not reached between all plaintiffs and the defendants by 5/19/06, the defendants shall so advise the Court in writing on that date, and the motion to dismiss will be reinstated and addressed by the Court. (Signed by Judge Denise L. Cote on 3/3/06) (sac, )
March 6, 2006 Filing 3066 MEMORANDUM OF LAW in Support re: 3065 NOTICE OF JOINT MOTION for an order, granting the Applicants (Lundy & Davis LLP, The Colom Law Firm, Wayne E. Ferrell Jr. and Aylstock, Witkin & Sasser PLC and Plaitniff David Merideth, leave to withdraw as counsel of record and substituting Plaintiff David Meredith (Pro Se) as his own counsel. Document filed by Plaintiff David L. Meredith. This Document Relates to: 04cv9711(sac, )
March 6, 2006 Filing 3065 NOTICE OF JOINT MOTION for an order, granting the Applicants (Lundy & Davis LLP, The Colom Law Firm, Wayne E. Ferrell Jr. and Aylstock, Witkin & Sasser PLC and Plaitniff David Merideth, leave to withdraw as counsel of record and substituting Plaintiff David Meredith (Pro Se) as his own counsel. Document filed by Plaintiff David L. Meredith. This Document Relates to: 04civ9711.(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSED ON MOTION; granting through prior Order : 2804 MOTION for an order, for entry of a Bar Order and Order of Dismissal with prejudice; and, for an order, for entry of a Confidentiality Order. Document filed by J.P. Morgan Securities Inc., Bank of America Corp., Bank of America Securities LLC, ABN Amro Incorporated, Public Employees Retirement System of Ohio, State Teachers Retirement System of Ohio, School Employees Retirement System of Ohio, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation, Cincinnati Retirement System, Lehman Brothers Holding Inc., Robertson Stephens International Limited, Citigroup Global Markets, Inc., JP Morgan Securities, Ltd., Chase Securities, Inc., Blaylock and Partners LP, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Securities, Inc., J.P. Morgan Chase & Co., BNP Paribas Securities Corp., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman, Deutsche Bank AG, Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale, Caboto Holding Sim S.P.A., Mizuho International PLC, Fleet Securities, Inc.. This Document Relates to: 03civ338... Received in the night deposit box on 8/09/05 at 9:33 p.m.. (Signed by Judge Denise L. Cote on 3/2/06) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00338-DLC(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: denied as moot, due to settlement; 2407 MOTION for an order, for an allottment of time at trial sufficient to satisfy due process. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (Signed by Judge Denise L. Cote on 3/2/06) Original Document filed in 02civ3288, Doc#2407 (sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: denied as moot, due to settlement; 2248 THE UNDERWRITER DEFENDANTS' NOTICE OF MOTION for an order, the Fourth, Fifth, Sixth, Seventh, Ninth, Tenth, Elventh and Twelfth claims for relief in the Amended Complaint. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 02civ9520. (Signed by Judge Denise L. Cote on 3/2/06) (sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION; re: denied as moot, due to settlement; 2238 THE CITIGROUP DEFENDANTS' MOTION for an order, dismissing with prejudice all claims against defendant SSB. Document filed by Citigroup Global Markets, Inc., Chase Securities, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on1/28/05 at 11:15 p.m.. This Document Relates to: 02civ9520 (Signed by Judge Denise L. Cote on 3/2/06) (sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: denied as moot, due to settlement; 2433 CERTAIN UNDERWRITER-RELATED DEFENDANTS' MOTION for an order, for reconsideration of this Court's 2/22/05 Order concerning Lead Plaintiff's Motion in Limine No. 1.. (Signed by Judge Denise L. Cote on 3/2/06) Original Document filed in 02civ3288, Doc#2433... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: denied as moot, due to settlement; 2244 WORLDCOM DIRECTOR DEFENDANTS MOTION for an order, dismissing the annexed Amended Complaint dated 3/24/04 in its entirety. Document filed by Judith Areen, Carl J. Aycock, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 1/28/05 at 6:01 p.m.. This Document Relates to: 02civ9520. (Signed by Judge Denise L. Cote on 3/2/06) (sac, )
March 6, 2006 Opinion or Order MEMO ENDORSED ON MOTION; dismissing as moot, due to settlement : 2210 MOTION for an order, dismissing the Complaint; and, in the alternative, for an order, pursuant to Rule 12(f), striking the Section 11 claim in Count III to the extent that it is based on the 1997 an 1998 bond offerings. Document filed by Arthur Anderson, LLP.. This Document Relates to: 02civ9520.(Signed by Judge Denise L. Cote on 3/2/06) (sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: denied as moot, due to settlement; 2453 MOTION for an order, to Sever CLAIMS AGAINST HIM PURSUANT TO FRCP 21. AND DECLARATION OF LYNDON M. TRETTER IN SUPPORT. Document filed by Bernard J. Ebbers, Bernard J. Ebbers. (Signed by Judge Denise L. Cote on 3/2/06) Original Document filed in 02civ3288, Doc#2453... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: granted through prior Order : 2790 MOTION for an order, for final approval of Settlements with the Settling Defendants and Lead Plaintiff's proposed Plans of Allocation. Document filed by Alan G. Hevesi. (Signed by Judge Denise L. Cote on 3/2/06) Original Document filed in 02civ3288, Doc#2790...Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: granted through prior Order : 2789 MOTION for an order, for final approval of Lead Plaintiff's Proposed Supplemental Plan of Allocation. Document filed by Alan G. Hevesi. (Signed by Judge Denise L. Cote on 3/2/06) Original Document filed in 02civ3288, Doc#2789...Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSEMENT ON MOTION re: granted through prior Opinion and Order: 2788 MOTION for an order, granting Lead Counsel's Motion for an Award of Attorney's Fees Relating to the Settlements with the Settling Underwriter Defendants; for an order, granting Lead Counsel's Motion for an Award of Attorneys' Fees Relating to the Settlements with the Settling Director Defendants and Arthur Andersen LLP; and for an order, granting lead Counsel's Motion for Reimbursement of Expenses. Document filed by Alan G. Hevesi. (Signed by Judge Denise L. Cote on 3/2/06) Original Document filed in 02civ3288, Doc#2788...Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 6, 2006 Opinion or Order MEMO ENDORSED ON MOTION; denied in Opinion and Order of 10/1/05 : 2690 MOTION AND MEMORANDUM to confirm Richard Ungar's Opt-Out Status, or in the alternative, Rule 6(b)(2) Motion and Memorandum for enlargement of time. (Signed by Judge Denise L. Cote on 3/6/06) (sac, )
March 3, 2006 Opinion or Order Filing 3064 ORDER; through a letter of 2/28/06, Plaintiffs' counsel in six actions: 04civ8473; 04civ6996; 04civ6813; 04civ7483; 04civ7482 and 04civ6995 ("Verhine Actions"), advised the Court that the plaintiffs in the Verhine Actions had reached an agreement in principle with the Citigroup Defendants to settle each of the action as to all defendants. That the request by plaintiffs' counsel to be excused from attending the 3/2/06 conference is granted. The motions to dismiss in the verhine Actions are denied as moot without prejudice to their reinstatement in the event the settlements are not finalized by 5/5/06. The Verhine actions be, and hereby are, discontinued without costs to either party and without prejudice to restoring any of the actions to this Court's calendar if the application to restore the action is made before 5/5/06. (Signed by Judge Denise L. Cote on 3/3/06) This Document Relates to: 04civ8473; 04civ6996; 04civ6813; 04civ7483; 04civ7482 and 04civ6995.(sac, )
March 3, 2006 MEMO ENDORSEMENT on re: Granting 3054 MOTION for Wallace A. Showman to Withdraw as Attorney, filed by Hilliard M. Haik,, Charlene Haik,, Steven A. Haik,, H. Michael Haik,, Seannie Haik,, Holly M. Haik. (Signed by Judge Denise L. Cote on 3/2/06) (sac, )
March 2, 2006 Filing 3063 NOTICE OF APPEARANCE by Timothy R. Balducci, Joseph C. Langston on behalf of PERS of Mississippi and Health Care Trust Fund. This Document Relates to: 03civ4498. (sac, )
March 2, 2006 Filing 3062 NOTICE OF APPEARANCE by Timothy R. Balducci, Joseph C. Langston on behalf of Shriners Hospital For Children. This Document Relates to: 04civ233. (sac, )
March 1, 2006 Opinion or Order Filing 3061 STIPULATION AND ORDER OF DISMISSAL of action no. 03 cv 338, with prejudice. (Signed by Judge Denise L. Cote on 2/16/06) (jf, ) Modified on 3/8/2006 (ae, ).
March 1, 2006 Opinion or Order Filing 3060 BAR ORDER AND ORDER OF DISMISSAL of civil action no. 03 cv 338, with prejudice. (Signed by Judge Denise L. Cote on 2/16/06) (jf, ) Modified on 3/8/2006 (ae, ).
March 1, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3057 USCA Mandate Withdrawing Appeal. (tp, )
February 28, 2006 Filing 3057 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 2749 Notice of Interlocutory Appeal, filed by Paul G. Rochmis, Paul G. Rochmis, M.D. Ltd. employee Profit Sharing Plan, USCA Case Number 05-3817-cv. It is hereby stipulated between undersigned counsel that the appeal is hereby WITHDRAWN with prejudice, pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Each party will bear their own attornes' fees and costs. Roseann B. MacKechnie, Clerk USCA. Certified: 2/23/06. (tp, )
February 24, 2006 Filing 3056 DECLARATION of Walter Rieman re: MEMORANDUM OF LAW in Opposition to Plaintiffs' Motion for an order suggesting to the judicial panel on Multi-District Litigation that the action be remanded to the United States District Court for the Middle District of Georgia. Document filed by Citigroup Global Markets, Inc., Jack Grubman. Received in the night deposit box on 2/24/06 at 10:13 p.m.. This document Relates to: 04civ8303. (sac, )
February 24, 2006 Filing 3055 MEMORANDUM OF LAW in Opposition to Plaintiffs' Motion for an order suggesting to the judicial panel on Multi-District Litigation that the action be remanded to the United States District Court for the Middle District of Georgia. Document filed by Citigroup Global Markets, Inc., Jack Grubman. Received in the night deposit box on 2/24/06 at 10:13 p.m.. (sac, )
February 24, 2006 Filing 3054 MOTION for an order, granting leave to withdraw Wallace A. Showman as attorney for Claimants. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. Declaration in support attached. (sac, )
February 23, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3053 USCA Mandate Withdrawing Appeal,. (nd, )
February 22, 2006 Filing 3053 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 2952 Notice of Appeal,,, filed by Cynthia R. Levin Moulton, USCA Case Number 05-5598-cv. that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Roseann B. MacKechnie, Clerk USCA. Issued As Mandate: 2/9/2006. (nd, )
February 21, 2006 Filing 3052 AFFIDAVIT of Jill S. Abrams in Support re: 3051 LEAD PLAINTIFFS' REPLY to Defendants' Opposition and in further support of Lead Plaintiffs' Motion for Class Certification. Document filed Justin Tuttelman and Ronald D. Aubert. This Document Relate to: 03civ1052. (sac, )
February 21, 2006 Filing 3051 LEAD PLAINTIFFS' REPLY to Defendants' Opposition and in further support of Lead Plaintiffs' Motion for Class Certification. Document filed by Lead Plaintiffs Justin Tuttelman and Ronald D. Aubert. This Document Relate to: 03civ1052. (sac, )
February 17, 2006 Opinion or Order Filing 3050 ORDER; that class counel and any other party shall submit any opposition to the Haiks' 2/10 motion by 2/24/06. That the Haiks shall submit any reply by 3/3/06. (Signed by Judge Denise L. Cote on 2/16/06) (sac, )
February 16, 2006 Filing 3049 AFFIDAVIT of John A. Porter re: based on personal knowledge of this action. Document filed by John A. Porter. This Document Relates to: 05civ7432.(sac, )
February 16, 2006 Filing 3048 AFFIDAVIT of Lawrence C. Tucker re: based on personal knowledge of this action. Document filed by Lawrence C. Tucker. This Document Relates to: 05civ7432.(sac, )
February 16, 2006 Filing 3047 AFFIDAVIT of Bert C. Roberts, Jr. re: based on personal knowledge of this action. Document filed by Bert C. Roberts, Jr. This Document Relates to: 05civ7432. ( sac, )
February 16, 2006 Filing 3046 AFFIDAVIT of Gordon S. Macklin re: based on personal knowledge of this action. Document filed by Gordon S. Macklin. This Document Relates to: 05civ7432. (sac, )
February 16, 2006 Filing 3045 AFFIDAVIT of Clifford L. Alexander, Jr. re: based on personal knowledge of this action. Document filed by Clifford L. Alexander, Jr. This Document relates to: 05civ7432. (sac, )
February 16, 2006 Filing 3044 AFFIDAVIT of Carl J. Aycock re: based on personal knowledge of this action. Document filed by Carl J. Aycock. This Document Relates to: 05civ7432.(sac, )
February 16, 2006 Filing 3043 AFFIDAVIT of David G. Januszewski in Support re: 3041 MOTION for an order, dismissing all claims asserted against them, pursuant to Rules 4(m) and 12(b)(5) of the Federal Rules of Civil Procedure. Document filed by Gordon S. Macklin, Lawrence C. Tucker. This Document Relates to: 05civ7432. (sac, )
February 16, 2006 Filing 3042 MEMORANDUM OF LAW in Support re: 3041 MOTION for an order, dismissing all claims asserted against them, pursuant to Rules 4(m) and 12(b)(5) of the Federal Rules of Civil Procedure. Document filed by Clifford L. Alexander, Jr, Carl J. Aycock, Gordon S. Macklin, John A. Porter, Bert C. Roberts, Lawrence C. Tucker. This Document Relates to: 05civ7432. (sac, )
February 16, 2006 Filing 3041 MOTION for an order, dismissing all claims asserted against them, pursuant to Rules 4(m) and 12(b)(5) of the Federal Rules of Civil Procedure. Document filed by Gordon S. Macklin, Lawrence C. Tucker, Clifford L. Alexander, Jr, Carl J. Aycock, John A. Porter, Bert C. Roberts, Jr. This Document Relates to: 05cv7432. (sac, )
February 15, 2006 Filing 3040 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for 2943 Notice of Appeal, USCA Case Number 05-5554-cv, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (nd, )
February 10, 2006 Opinion or Order Filing 3039 ORDER; A Scheduling Conference set for 3/3/2006 at 11:30 AM before Judge Denise L. Cote, in Courtroom 11B, for each individual actions pending before this Court in the WorldCom Securities Litigation. Among the topics to be addressed are: 1) a schedule for plaintiffs to provide defendants with damages' calculations, with supporting documentation, in response to defendants' interrogatories; 2) the scheduling of settlement discussions before the Settlement Judges; and 3) the scheduling of discovery of plaintiffs by the defendants. (Signed by Judge Denise L. Cote on 2/9/06) Filed In Associated Cases:1:02-cv-03288-DLC,1:02-cv-05018-DLC,1:03-cv-01785-DLC, 1:03-cv-04498-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:04-cv-8308-DLC,1:03-cv-09822-DLC, 1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-02828-DLC,1:04-cv-03841-DLC, 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC, 1:04-cv-08473-DLC,1:05-cv-00055-DLC,1:04-cv-5252-DLC,1:05-cv-2724,1:04-cv-9711-DLC, 1:04-cv-7980-DLC, 1:04-cv-9388-DLC,1:04-cv-8474-DLC,1:05-cv-5747-DLC,1:05-cv-10253-DLC,1:05-cv-3944-DLC, 1:05-cv-10253-DLC,1:05-cv-3944-DLC,1:05-cv-10258-DLC,1:05-cv-9067-DLC,1:05-cv-9066-DLC, 1:05-cv-10251-DLC, 1:05-cv-7432-DLC,1:05-cv-10260-DLC,1:05-cv-10252-DLC,1:05-cv-10255-DLC,1:05-cv-10249-DLC, 1:05-cv-10250-DLC,1:05-cv-10257-DLC. (Signed by Judge Denise L. Cote on 2/9/06) (sac, )
February 9, 2006 Opinion or Order Filing 3038 ORDER; that Munves' proofs of claim shall be processed in accordance with the procedures established by class counsel for late-filed proofs of claim filed directly with the Claims Administrator. The treatment of all late-filed proofs of claim shall be determined at a future date, in consultation with class counsel. Class counsel shall, at the time it determines to be appropriate, provide class members with its recommendations for the treatment of their late-filed claims and an opportunity to be heard. It shall bring any unresolved issues to the attention of the Court, where all affected parties will be given a further opportunity to be heard. (Signed by Judge Denise L. Cote on 2/7/05) (sac, )
February 8, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3035 USCA Mandate Withdrawing Appeal,,. (nd, )
February 8, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3036 USCA Mandate Withdrawing Appeal,. (nd, )
February 8, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3037 USCA Mandate Withdrawing Appeal,. (nd, )
February 7, 2006 Filing 3037 MANDATE of USCA STIPULATION OF DISMISSAL OF APPEAL UNDER RULE 42(B)(Certified Copy) as to 1882 Notice of Interlocutory Appeal,,, filed by Steven F. Helfand, USCA Case Number 04-6576-cv....that the appeal is hereby STIPULATED and AGREED by all undersigned parties that the Appeal is voluntarily dismissed with prejudice, with each side to beat its own costs. Roseann B. MacKechnie, Clerk USCA. Certified: 2/3/2006. (nd, )
February 7, 2006 Filing 3036 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 1881 Notice of Interlocutory Appeal, filed by W. Caffey Norman, III USCA Case Number 04-6608-cv. that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Roseann B. MacKechnie, Clerk USCA. Certified: 2/3/2006. (nd, )
February 7, 2006 Filing 3035 MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 1881 Notice of Interlocutory Appeal,,,, filed by W. Caffey Norman, III, 1880 Notice of Interlocutory Appeal, filed by Richard Entenmann,, Shari Galitzer,, 1882 Notice of Interlocutory Appeal,,, filed by Steven F. Helfand,, 1998 Notice of Interlocutory Appeal, filed by John Marshall Lusk, Jr., James J. Savage,, 2497 Notice of Interlocutory Appeal, filed by Richard Entenmann,, Shari Galitzer, USCA Case Number 04-6566-cv(L), 04-6576-cv(CON), 04-6608(CON), 05-0296-cv(CON), 05-1444-cv....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Roseann B. MacKechnie, Clerk USCA. Certified: 2/3/2006. (nd, )
February 7, 2006 Opinion or Order Filing 3034 ORDER; that any opposition to the Plaintiffs' Motion shall be due 2/24/06; any reply shall be due 3/3. That 2 courtesy copies of all motion papers shall be sent directly to Chambers by delivering them to the Courthouse Mailroom. (Signed by Judge Denise L. Cote on 2/6/06) This Document Relates to: 04civ8308.(sac, )
February 6, 2006 Opinion or Order Filing 3033 FINAL JUDGMENT AND ORDER in favor of settling plaintiffs against Scott D. Sullivan. (This document relates to 02 CV 9520 (DLC)). (Signed by Judge Denise L. Cote on 1/31/06) (ml, )
February 6, 2006 Opinion or Order Filing 3032 FINAL JUDGMENT AND ORDER in favor of settling plaintiffs against Bernard J. Ebbers. (This document relates to 02 CV 9520 (DLC)). (Signed by Judge Denise L. Cote on 1/31/06) (ml, )
February 2, 2006 Opinion or Order Filing 3282 STIPULATION AND ORDER OF DISMISSAL; pursuant to Fed. R. Civ. P. 41, the claims against Defendant Bernard J. Ebbers in this action is hereby dismissed with prejudice with each side to bear its own costs. (Signed by Judge Denise L. Cote on 1/31/06) This Document Relates to: 05cv9091.(sac)
February 2, 2006 Filing 3031 STIPULATION OF DISMISSAL; that all claims in 02civ9520 & 05civ9091, as set forth in this Document, are hereby dismissed in their entirety with prejudice and without costs. The Clerk of Court shall close the case. (Signed by Judge Denise L. Cote on 1/31/06) This Document Relates to: 02civ9520 & 05civ9091.(sac, )
February 2, 2006 Opinion or Order Filing 3030 STIPULATION AND ORDER; pursuant to Fed. R. Civ. P. 41, the claims against Defendant Scott D. Sullivan are hereby dismissed with prejudice with each party to bear its own costs. (Signed by Judge Denise L. Cote on 1/31/06) This Document Relates to: 05civ9091.(sac, )
February 2, 2006 Opinion or Order Filing 3029 ORDER; that any objection to the Order presented on 1/26/06 shall be filed by 2/7/06, with 2 courtesy copies sent directly to chambers by delivering them to the Courthouse Mailroom. (Signed by Judge Denise L. Cote on 1/31/06) (sac, )
January 31, 2006 Filing 3028 TRANSCRIPT of proceedings held on 1/20/06 before Judge Denise L. Cote. (sac, )
January 31, 2006 Filing 3027 ENDORSED LETTER addressed to Judge Denise L. Cote from Richard B. Margolies dated 1/30/06 re: granting plaintiffs an additional two-week extension until 2/20/06 to file out class certification reply. (Signed by Judge Denise L. Cote on 1/30/06) This Document Relates to: 03civ1052.(sac, )
January 31, 2006 Opinion or Order Filing 3026 ORDER; the requests of Hilliard M. Haik, Charlene Haik, H. Michael Haik, Holly M. Haik, Seannie Haik, Stephen A. Haik, George Roeser and Lana Roeser for an extension of time to file proofs of claims are granted until 2/13/06. (Signed by Judge Denise L. Cote on 1/30/06) (sac, )
January 24, 2006 Opinion or Order Filing 3025 ORDER; that Daniel V. Smith is enjoined from arbitrating any claims relating to investments in securities issued by WorldCom. That Smith is permanently barred and enjoined from instituting, commencing or prosecuting, either directly or in any other capacity, all claims of every nature and description as stated in this document. (Signed by Judge Denise L. Cote on 1/23/06) (sac, )
January 24, 2006 Filing 3024 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated 1/20/06 re: The reply is due 2/6. There shall be no adjustment of the expert report dates.. (Signed by Judge Denise L. Cote on 1/20/06) This Document Relates to: 03civ1052(sac, )
January 23, 2006 Filing 3023 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 1/20/06; re: CGMHI's Brief due by 3/17/2006. Reply to Response to Brief due by 4/28/2006. Responses to Brief due by 4/14/2006 (Signed by Judge Denise L. Cote on 1/20/06) This Document Relates to: 04cv8474.(sac, )
January 20, 2006 Opinion or Order Filing 3022 ORDER; that Roesers are enjoined from arbitrating any claims relating to investments in securities issued by WorldCom. That Roesers are permanently barred and enjoined from instituting, commencing or prosecuting, etc. all claims of every nature and description as stated in this document. That class counsel shall submit a response to the Roesers' request to file a late claim in the class action settlement by 1/27/06. That the Roesers shall submit any reply by 2/3. (Signed by Judge Denise L. Cote on 1/18/06) (sac, )
January 18, 2006 USCA SCHEDULING ORDER as to 2952 Notice of Appeal,,, filed by Cynthia R. Levin Moulton, USCA Case Number 05-5598-cv. Roseann B. MacKechnie, Clerk USCA. Appeal Record due by 2/3/2006. Appellant Brief due by 2/10/2006. Appellee Brief due by 3/13/2006. (nd, )
January 18, 2006 USCA SCHEDULING ORDER as to 2943 Notice of Appeal, USCA Case Number 05-5554-cv. Roseann B. MacKechnie, Clerk USCA. Appeal Record due by 2/3/2006. Appellant Brief due by 2/10/2006. Appellee Brief due by 4/24/2006. (nd, )
January 17, 2006 Filing 3021 SUPPLEMENTAL AFFIDAVIT of T. Michael Kennedy in Support of Opposition to Defendant Citigroup's Motion to enforce judgment approving settlement and dismissing claims against Citigroup Defendants. Document filed by Daniel V. Smith. This Document Relates to: 04-6332. (sac, )
January 17, 2006 Filing 3020 REPLY to Petitioners' Memorandum of law in support of Application for enforcement of judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Daniel V. Smith. This Document Relates to: 04-6332. (sac, )
January 13, 2006 Opinion or Order Filing 3019 MEMORANDUM OPINION AND ORDER #92621 re: Denying 3002 MOTION for Extension of Time. (Signed by Judge Denise L. Cote on 1/12/06) This Document Relates to: 05civ7432.(sac, )
January 11, 2006 Opinion or Order Filing 3018 ORDER; that class counsel shall submit any opposition to the Haiks' 11/2 Motion by 1/27/06; the Haiks shall submit any reply by 2/3. (Signed by Judge Denise L. Cote on 1/10/06) (sac, )
January 9, 2006 Transmission of USCA Mandate/Order to the District Judge re: 3017 USCA Mandate. (tp, )
January 6, 2006 Opinion or Order Filing 3059 ORDER of USCA (Certified Copy) USCA Case Number 05-5598-cv. Order recalling the 3058 Mandate. Roseann B. MacKechnie, Clerk USCA. Certified: 1/3/06. Mandate sent to the USCA on 3/3/06 to the attention of Julius D. Crockwell. (tp, )
January 6, 2006 Filing 3017 MANDATE of USCA (Certified Copy) as to 2971 Notice of Appeal, filed by Hilliard M. Haik, Charlene Haik, Steven A. Haik, H. Michael Haik, Seannie Haik, Holly M. Haik, USCA Case Number 05-6040-cv. It is Ordered that the appeal from rhe order of USDC-SDNY be, and it hereby is DISMISSED. Any motions pending prior to the entry of this order of dismissal are deemed MOOT. Roseann B. MacKechnie, Clerk USCA. Certified: 12/22/05. (tp, )
January 6, 2006 Filing 3016 DECLARATION of Mark L. Parmelee in Support re: 3013 MEMORANDUM OF LAW in Support of CitiGroup Defendants' application for enforcement, as against the Smith and Roeser claimants, of thie Court's 11/12/04 Judgment approving settlement and dismissing claims against the CitiGroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/6/05 at 9:25 p.m.. (sac, )
January 6, 2006 Filing 3015 DECLARATION of Eric S. Goldstein in Support re: 3013 MEMORANDUM OF LAW in Support of CitiGroup Defendants' application for enforcement, as against the Smith and Roeser claimants, of thie Court's 11/12/04 Judgment approving settlement and dismissing claims against the CitiGroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/6/05 at 9:25 p.m.. (sac, )
January 6, 2006 Filing 3014 DECLARATION of Jack R. DiGiovanni in Support re: 3013 MEMORANDUM OF LAW in Support of CitiGroup Defendants' application for enforcement, as against the Smith and Roeser claimants, of thie Court's 11/12/04 Judgment approving settlement and dismissing claims against the CitiGroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/6/05 at 9:25 p.m.. (sac, )
January 6, 2006 Filing 3013 MEMORANDUM OF LAW in Support of CitiGroup Defendants' application for enforcement, as against the Smith and Roeser claimants, of thie Court's 11/12/04 Judgment approving settlement and dismissing claims against the CitiGroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/6/05 at 9:25 p.m.. (sac, )
January 6, 2006 Opinion or Order Filing 3012 STIPULATION AND ORDER; Expert reports conforming to Fed. R. Civ. P. 26(a)(2)(B) from the parties bearing the burden of proof on any area in which they seek to introduce expert testimony are due on 3/7/06. Rebuttal expert reports confroming to Fed. R. Civ. P. 26(a)(2)(B) are due on 4/6/06. Revised expert reports are due on 4/26/06. Expert discovery will conclude on 5/17/06. Summary Judgment motion are due on 5/17/06, opposition due by 6/7/06, and replies are due 6/14/06. (Signed by Judge Denise L. Cote on 1/5/06) This Document Relates to: 03civ1052.(sac, )
January 4, 2006 Filing 3058 MANDATE RECALLED BY USCA - (SENT TO USCA AS PER ORDER DOC. #3059) - MANDATE of USCA (Certified Copy) as to 2952 Notice of Appeal, filed by Cynthia R. Levin Moulton, USCA Case Number 05-5598-cv. It is Ordered that the appeal from the order of 12/21/05 USDC-SDNY be, and it hereby is DISMISSED. Any motions pending prior to the entry of this order of dismissal are deemed MOOT. Roseann B. MacKechnie, Clerk USCA. Issued As Mandate: 12/23/05. (tp, ) Modified on 3/1/2006 (tp, ).
December 30, 2005 Opinion or Order Filing 3011 MEMORANDUM OPINION AND ORDER #92563 re: Denying 2916 MOTION to Alter Judgment, filed by Cynthia R. Levin Moulton. (Signed by Judge Denise L. Cote on 12/30/05) (sac, )
December 29, 2005 Transmission of Notice of Appeal to the District Judge re: 3010 Notice of Appeal. (tp, )
December 29, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 3010 Notice of Appeal.(tp, )
December 28, 2005 Filing 3010 NOTICE OF APPEAL from 2991 Judgment, 2992 Judgment. Document filed by Oakland Fire and Police Retirement System, Sacramento County Employees Retirement System, Sacremento Regional Transit District Contract Employees Retirement Plan, Sacramento Regional Transit District Salaried Employees Retirement Plan, San Bernardino County Employees Retirement Association, Sonoma County Employees Retirement Association, Tulare County Employees Retirement Association, Ventura County Employees Retirement Association, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds, West Virginia Investment Management Board, Washington State Investment Board, California Public Employees' Retirement System, California State Teachers' Retirement System, The Los Angeles County Employees Retirement Association, State of Alaska Department of Revenue and Alaska State Pension Investment Board, Carpenters Pension Trust for Southern California, Minnesota State Board of Investments, The Maryland-National Capital Park & Planning Commission Employee's Retirement System, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Contra Costa County Employees' Retirement Board, Monroe County Employees Retirement System, Municipal Employees' Retirement System of Michigan, Maine State Retirement System, Milwaukee Employees' Retirement System, Board of Administration of the Los Angeles City employees' Retirement System, Los Angeles Board of Fire & Police Pension Commissioners, Illinois State Board of Investment, State Universities Retirement System of Illinois. Filing fee $ 255.00, receipt number E 565232. Copies of Notice of Appeal mailed to Attorney(s) of Record: Skadden Arps Slate Meagher & Flom, LLP (NY); Skadden Arps Slate Meagher & Flom, LLP (CA). (This Document Relates to 03cv0167, 03cv0168, 03cv0169, 03cv0170, 03cv0171, 03cv0890, 03cv0892, 03cv1283, 03cv2839, 03cv3859, 03cv3860, 03cv4499, 03cv6226, 03cv6227, 03cv6592, 03cv7806) (tp, ) Modified on 12/29/2005 (tp, ).
December 22, 2005 Transmission of USCA Mandate/Order to the District Judge re: 3008 USCA Mandate,. (nd, )
December 21, 2005 Filing 3008 MANDATE of USCA (Certified Copy) as to 1240 Notice of Interlocutory Appeal,,, filed by Retirement Systems of Alabama,, Circuit Court, Mongomery County, Alabama, USCA Case Number 04-2275. Ordered, Adjudged and Decreed that the judgment of the District Court is REVERSED, its injunction is VACATED. The case is REMANDED to the District Court for further proceedings in accordance with the opinion of this court. Roseann B. MacKechnie, Clerk USCA. Issued As Mandate: 11/30/2005. (nd, )
December 20, 2005 Opinion or Order Filing 3009 ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred to Magistrate Judge Michael H. Dolinger. (Signed by Judge Denise L. Cote on 12/20/05) This Document Relates to: 03civ1053(sac, )
December 16, 2005 Filing 3007 RESPONDENT DANIEL V. SMITH'S MEMORANDUM OF LAW in Opposition to Petitioners' Application for enforcement of Judgment approving settlement and dismissing claims against the Citigroup Defendants. (sac, )
December 16, 2005 Filing 3006 REPLY DECLARATION of Steven N. Williams in Support of Motion to return matter to civil active calendar. Document filed by Hallisey & Johnson Money Purchase Pension Trust, Hallisey & Johnson Profit Sharing Plan. This Document Relates to: 02civ5119. (sac, )
December 16, 2005 Filing 3005 REPLY TO THE CITIGROUP DEFENDANTS' OPPOSITION TO MOTION TO RETURN MATTER TO CIVIL ACTIVE CALENDAR. Document filed by Hallisey & Johnson Money Purchase Pension Trust, Hallisey & Johnson Profit Sharing Plan. This Document Relates to: 02civ5119. (sac, )
December 16, 2005 Filing 3004 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 12/15/05 re: granting CGMHI request for an additional adjournment of the filing deadline for its Phase IV motion to dismiss in Nickell II. Under the proposed new schedule, CGMHI's brief would be due on 1/20/06; plaintiffs' opposition papers due on 2/16/06 and CGMHI's reply due 3/3/06. (Signed by Judge Denise L. Cote on 12/15/05) This Document Relates to: 04civ8474.(sac )
December 16, 2005 Opinion or Order Filing 3003 ORDER; the parties must contact the chambers of Magistrate Judge Dolinger by 12/30/05, to arrange settlement discussions. (Signed by Judge Denise L. Cote on 12/15/05) This Document Relates to: 03civ1052.(sac, )
December 15, 2005 Filing 3002 PLAINTIFFS' MOTION for an order, for extension of time limit for service of process. This Document Relates to: 05civ7432. (sac, )
December 15, 2005 Filing 3001 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from R. Jay Short, Jr. dated 11/18/2005 re: to inquire about additional dates for settlement conference and also about the possiblity of conducting the initial conference via telephone.ENDORSEMENT: The settlement conference will be in person. If the parties cann't agree on dates, we will place one. (Signed by Judge Michael H. Dolinger on 11/18/2005) (jmi, )
December 13, 2005 Opinion or Order Filing 2999 CORRECTED ORDER; counsel for plaintiff must contact the chambers of Magistrate Judge Dolinger by 12/23/05, to arrange settlement conferences with the remaining defendants. (Signed by Judge Denise L. Cote on 12/12/05) This Document Relates to: 03civ338.(sac, )
December 12, 2005 Opinion or Order Filing 2998 BAR ORDER AND ORDER OF DISMISSAL WITH PREJUDICE; this Court finds there is no just reason for delay and directs that final judgment be entered pursuant to F.R.C.P. 54(b). (Signed by Judge Denise L. Cote on 12/12/05) This Document Relates to: 03civ338.(sac, )
December 12, 2005 Opinion or Order Filing 2997 ORDER; that counsel for plaintiff must contact the chambers of Magistrate Judge Dolinger by 12/23/05, to arrange settlement conferences with the remaining defendants. (Signed by Judge Denise L. Cote on 12/9/05) This Document Relates to: 03civ338.(sac, )
December 12, 2005 Filing 2996 TRANSCRIPT of proceedings held on 12/7/05 before Judge Denise L. Cote. (jbe, )
December 12, 2005 Minute Entry for proceedings held before Judge Robert W. Sweet : Pretrial Conference held on 12/8/2005. (cd, )
December 9, 2005 Filing 3000 LETTER addressed to Judge Cote from Peter Behmke dated 12/8/05: signing of the settlement agreement. Document filed by Arthur Andersen, LLP.(cd, )
December 9, 2005 Minute Entry for proceedings held before Judge Robert W. Sweet : Pretrial Conference held on 12/9/2005. (cd, )
December 7, 2005 Minute Entry for proceedings held before Judge Robert W. Sweet : Pretrial Conference held on 12/7/2005. (cd, )
December 6, 2005 Filing 2995 DECLARATION of Charles N. Rose in Support of re: 2994 Memorandum of Law in Oppisition to MOTION for an order, returning matter to civil active calendar; and, for an order, modifying the Court's 9/30/05 Order dismissing Hallisey and other cases to vacate that portion thereof that dismisses Hallisey. Document filed by Hallisey & Johnson Profit Sharing Plan, Hallisey & Johnson Money Purchase Pension Trust. Document filed by Citigroup Global Markets, Inc., Jack Grubman.Received in the night deposit box on 12/6/05 at 11:06 p.m.. (sac, )
December 6, 2005 Filing 2994 MEMORANDUM OF LAW in Opposition re: 2976 MOTION returning matter to civil active calendar. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 02civ5119(DLC). Received in the night deposit box on 12/6/05 at 11:06 p.m.. (sac, )
December 6, 2005 Mailed notice of Right to Appeal re: 2992 Judgment and to Attorney(s) of Record: Williams S. Lerach and Michael Werthheimer. (lma, )
December 6, 2005 Mailed notice of Right to Appeal re: 2991 Judgment and to Attorney(s) of Record: Williams S. Lerach. (lma, )
December 2, 2005 Received returned mail re: 2955 Notice of Appeal,. Mail was addressed to David L Wagner at 757 Park Avenue, NY, NY 10017 and was returned for the following reason(s): NO SUCH NUMBER. (nd, )
December 2, 2005 Opinion or Order Filing 2992 FINAL ORDER AND JUDGMENT pursuant to Fed. R. Civ. 54(b) in favor of the settling plaintiffs and against Bernard J. Ebbers. (Signed by Judge Denise L. Cote on 11/28/05) (ml, )
December 2, 2005 Opinion or Order Filing 2991 FINAL ORDER AND JUDGMENT pursuant to Fed. R. Civ. 54(b) in favor of the settling plaintiffs and against Scott D. Sullivan. (Signed by Judge Denise L. Cote on 11/28/05) (ml, )
November 30, 2005 Opinion or Order Filing 2993 STIPULATION AND ORDER OF DISMISSAL; pursuant to Federal Rule of Civil Procedure 54(b), that all claims in these actions: 03cv167; 03cv168; 03cv169; 03cv170; 03cv171; 03cv890; 03cv892; 03cv1283; 03cv2839; 03cv3859; 03cv3860; 03cv4499; 03cv6226; 03cv6227; 03cv6592; 03cv7806; 03cv9823; 03cv9824; 03cv1521; 03cv4963; 04cv9942; 04cv8309; 04cv8307; 04cv9307; 04cv9390; 05cv54; 04cv9391; 04cv9389, asserted by the Plaintiffs against Defendants (but not any claims against any non-settling defendants) are hereby dismissed in their entirety with prejudice. The Clerk of Court shall close these cases. (Signed by Judge Denise L. Cote on 11/30/05) (sac, )
November 30, 2005 Filing 2990 LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 11/28/05 re: regarding Stipulation of Dismissal. (sac, )
November 30, 2005 Opinion or Order Filing 2989 ORDER; plaintiffs' time to serve is extended only to 12/16/05. (Signed by Judge Denise L. Cote on 11/29/05) This Document Relates to: 05civ7432. (sac, )
November 29, 2005 Opinion or Order Filing 2988 ORDER: Show Cause Hearing set for 12/7/2005 at 12:45 PM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 11/28/05) (sac, )
November 21, 2005 Filing 2986 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 11/17/05; re: granting the Citigroup Defendants extension to file their opposition papers to 12/6/05; plaintiffs' reply brief in further support due 12/16/05. (Signed by Judge Denise L. Cote on 11/18/05) This Document Relates to: 02civ5119.(sac, )
November 18, 2005 Filing 2987 JOINDER AND ADOPTION OF ARTHUR ANDERSEN'S OPPOSITION TO PLAINTIFF'S MOTION FOR CLASS CERTIFICATION. Document filed by Stiles A. Kellett, Jr, Judith Areen, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 03civ1052(DLC)... Received in the night deposit box on 11/18/05 at 6:11 p.m.(sac, )
November 18, 2005 Mailed notice of Right to Appeal re: 2978 Judgment, 2979 Judgment, and to Attorney(s) of Record: Robert M. Buschmann, Pamela Rogers Chepiga, Paul C. Curnin, Jay W. Eisenhofer, David Elbaum, William J. Keating Jr., Sidney Stephen Liebesman, Quintin M. Lindsmith, Megan D. McIntyre, George E. Ridge, George Michael Utter, Kevin Walsh, Steven J. Young. (tve, )
November 18, 2005 Mailed notice of Right to Appeal re: 2982 Judgment, 2983 Judgment, and to Attorney(s) of Record: Dewitt T. Hicks, Alana M. Purdy, R. Davis Kaufman, David W. Clark, George E. Ridge, Kevin Walsh, Steven J. Young, Robert M. Buschmann, Pamela Rogers Chepiga. (tve, )
November 18, 2005 Mailed notice of Right to Appeal re: 2985 Judgment 2984 Judgment,to Attorney(s) of Record: George E. Ridge, Alan M. Purdie, Dewitt T. Hicks, Kevin Walsh, and Steven J. Young. (tve, )
November 17, 2005 Opinion or Order Filing 2985 FINAL ORDER AND JUDGMENT against Scott Sullivan, that the complaint and action are dismissed in full and final discharge of any and all obnligations; Sullivan and his successors are permanently enjoined from commencing in this or any other action against any of the Settling Plaintiffs; the Settling Defendants are permanently enjoined from commencing an actoin against the Sullivan Releases etc.....(Copy filed in 04 cv 233). (Signed by Judge Denise L. Cote on 11/14/05) (jf, ). Modified on 11/17/2005 (jf, ).
November 17, 2005 Opinion or Order Filing 2984 FINAL ORDER AND JUDGMENT against Bernard Ebbers, FINAL ORDER AND JUDGMENT against Bernard Ebbers, thatthe complaint and action are dismissed in full and final discharge of any and all obnligations; Ebbers and his successors are permanently enjoined from commencing in this or any other action against any of the Settling Plaintiffs; the Settling Defendants are permanently enjoined from commencing an actoin against the Ebbers Releases etc.....(Copy filed in 04 Cv 0233). (Signed by Judge Denise L. Cote on 11/14/05) (jf, ). (Signed by Judge Denise L. Cote on 11/14/05) (jf, )
November 17, 2005 Opinion or Order Filing 2983 FINAL ORDER AND JUDGMENT against Bernard Ebbers, thatthe complaint and action are dismissed in full and final discharge of any and all obnligations; Ebbers and his successors are permanently enjoined from commencing in this or any other action against any of the Settling Plaintiffs; the Settling Defendants are permanently enjoined from commencing an actoin against the Ebbers Releases etc.....(Copy filed in 03 Cv 4498). (Signed by Judge Denise L. Cote on 11/14/05) (jf, )
November 17, 2005 Opinion or Order Filing 2982 FINAL ORDER AND JUDGMENT as to deft. Sullivan, that the complaint and action are dismissed with prejudice and without costs; the settling plaintiffs and their successors are permanently enjoined from commencing an action against any of the Sullivan Releases, etc.....(Copy filed in 03 Cv 4498) (Signed by Judge Denise L. Cote on 11/14/05) (jf, )
November 17, 2005 Opinion or Order Filing 2979 FINAL ORDER AND JUDGMENT as to deft.Ebbers, that the complaint is dismissed as to defendant Ebbers without costs and with prejudice; Ebbers and successors are permanently enjoined from commencing or prosecuting any Released Claims against any of the settling plaintiffs etc...(Copy filed in 03 Cv 0338) (Signed by Judge Denise L. Cote on 11/9/05) (jf, )
November 16, 2005 Opinion or Order Filing 2978 FINAL ORDER AND JUDGMENT AS TO PUBLIC EMPLOYEES' RETIREMENT(Scott Sullivan), that the complaint is dismissed with prejudice and without costs; Sullivan are permanently restrained from commencing any other litigation etc..... (Signed by Judge Denise L. Cote on 11/9/05) (jf, ) Modified on 11/16/2005 (jf, ).
November 14, 2005 Filing 2981 DECLARATION of Susanna M. Buergel in Support of their application for enforcement, as against the Smith and Roeser Claimants, of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. (sac, )
November 14, 2005 Filing 2980 MEMORANDUM OF LAW in Support of their application for enforcement, as against the Smith and Roeser Claimants, of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
November 8, 2005 Transmission of Notice of Appeal to the District Judge re: 2971 Notice of Appeal. (tp, )
November 8, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2971 Notice of Appeal. (tp, )
November 7, 2005 Filing 2977 DECLARATION of Steven N. Williams in Support re: 2976 MOTION returning matter to civil active calendar. Document filed by Hallisey & Johnson Money Purchase Pension Trust, Hallisey & Johnson Profit Sharing Plan. (sac, )
November 7, 2005 Filing 2976 MOTION for an order, returning matter to civil active calendar; and, for an order, modifying the Court's 9/30/05 Order dismissing Hallisey and other cases to vacate that portion thereof that dismisses Hallisey. Document filed by Hallisey & Johnson Money Purchase Pension Trust, Hallisey & Johnson Profit Sharing Plan. This Document Relates to: 02civ5119.(sac, )
November 4, 2005 Opinion or Order Filing 2970 FINAL ORDER AND JUDGMENT in favor of IQ Holdings as against Sullivan. (Signed by Judge Denise L. Cote on 11/3/05) (ml, )
November 4, 2005 Opinion or Order Filing 2969 FINAL ORDER AND JUDGMENT in favor of IQ Holdings as against Ebbers. (Signed by Judge Denise L. Cote on 11/3/05) (ml, )
November 4, 2005 Opinion or Order Filing 2968 FINAL ORDER AND JUDGMENT as to Sullivan. (Signed by Judge Denise L. Cote on 11/3/05) (ml, )
November 4, 2005 Opinion or Order Filing 2967 FINAL ORDER AND JUDGMENT as to Ebbers. (Signed by Judge Denise L. Cote on 11/3/05) (ml, )
November 3, 2005 Filing 2975 MOTION for an order, for an Extension of Time; or alternatively, for an order, staying their obligations to file their Proofs of Claim in this matter pending the entry of a final non-appealable order by the United States Court of Appeals for the Second Circuit on the Haiks' Interlocutory Appeal of this Court's 10/11/05 Judgment granting a permanent injunction in favor of Defendant Citigroup Global Markets, Inc., permanently restraining the Haiks from bringing any claims in NASD arbitration or otherwise based on the purchase of WorldCom securities. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. (sac, )
November 3, 2005 Filing 2974 ENDORSED LETTER addressed to Judge Denise L. Cote from Neil L. Selinger dated 11/1/05 re: Should counsel wish to be relieved as Liaison Counsel, he shall confer with plaintiff's counsel in all remaining Individual Actions and present a proposal for his replacement. (Signed by Judge Denise L. Cote on 11/2/05) This Document Relates to: 02civ8981.(sac, )
November 3, 2005 Opinion or Order Filing 2973 ORDER; Smith's Show Cause Hearing set for 12/9/2005 at 4:30 PM before Judge Denise L. Cote, in Courtroom 11B. (Signed by Judge Denise L. Cote on 11/2/05) (sac, )
November 3, 2005 Opinion or Order Filing 2972 ORDER; counsel for plaintiff must contact the chambers of Magistrate Judge Dolinger by 11/18/05, to arrange settlement conferences with the remaining defendants. (Signed by Judge Denise L. Cote on 11/2/05) This Document Relates to: 04civ7980.(sac, )
November 3, 2005 Filing 2971 NOTICE OF APPEAL from 2926 Memorandum & Opinion. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. Filing fee $ 255.00, receipt number E 560168. Copies of Notice of Appeal mailed to Attorney(s) of Record: Paul, Weiss, Rifkind, Wharton & Garrison, L.L.P.; Wilmer, Cutler, Piskering, Hale & Dorr, L.L.P. (THIS DOCUMENT RELATES TO: ALL ACTIONS) (tp, ) Modified on 11/8/2005 (tp, ).
November 3, 2005 Received returned mail re: 2952 Notice of Appeal. Mail was addressed to Edward S. Feig at 1675 Broadway, New York, NY 10019 and was returned for the following reason(s): Insufficient Address. (tp, )
November 1, 2005 Filing 2966 2nd Supplemental ROA Sent to USCA (Index). Notice that the Supplemental Index to the record on Appeal for 2955 Notice of Appeal, filed by W. Caffey Norman, III, 2749 Notice of Interlocutory Appeal, filed by Paul G. Rochmis,, Paul G. Rochmis, M.D. Ltd. employee Profit Sharing Plan,, 2661 Notice of Interlocutory Appeal, filed by Abraham Morris,, 2952 Notice of Appeal,,, filed by Cynthia R. Levin Moulton,, 2943 Notice of Appeal,, 2497 Notice of Interlocutory Appeal, filed by Richard Entenmann,, Shari Galitzer, USCA Case Number 05-3817-cv, 3 Copies of the index, Certified Supplemental Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (nd, )
October 31, 2005 Received returned mail re: 2952 Notice of Appeal. Mail was addressed to Beth G. Jaynes and Raymond R. Castello of Fish & Richardson, P.C. at 45 Rockefeller Plaza, Suite 2800, New York, NY 10111 and was returned for the following reason(s): Forward Time Expired, Return To Sender. (tp, )
October 31, 2005 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF CASE ERROR. Note to Attorney Wallace Showman to MANUALLY RE-FILE Document Notice of Interlocutory, Document No. 2959. This case is not ECF. (gf, )
October 28, 2005 Filing 2965 REPLY MEMORANDUM OF LAW in Support of Motion to dismiss. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ7980. (sac, )
October 28, 2005 Filing 2964 ENDORSED LETTER addressed to Judge Denise L. Cote from Peter J. Behmke dated 10/26/05 re: granting Arthur Andersen LLP permission to file a 15 page Reply Brief. (Signed by Judge Denise L. Cote on 10/27/05) This Document Relates to: 04civ7980.(sac, )
October 28, 2005 Opinion or Order Filing 2963 STIPULATION AND ORDER; pursuant to Fed. R. Civ. P. 41, that claims against the Underwriter-Related Defendants in this action are hereby dismissed with prejudice with each side to bear their own costs. (Signed by Judge Denise L. Cote on 10/27/05) This Document Relates to: 04civ7980.(sac, )
October 28, 2005 ENDORSED LETTER addressed to Judge Denise L. Cote from Peter J. Behmke dated 10/26/05 re: granting Arthur Andersen LLP permission to file a 15 page Reply Brief. (Signed by Judge Denise L. Cote on 10/27/05) Original Document filed in 02civ3288, Doc#2964.(sac, )
October 28, 2005 Filing 2959 FILING ERROR - ELECTRONIC FILING FOR NON-ECF CASE - NOTICE of Interlocutory Appeal re: 2926 Memorandum & Opinion,. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. (Attachments: #1 Exhibit Order of Oct. 11, 2005#2 Exhibit Opinion of Oct. 11, 2005)(Showman, Wallace) Modified on 10/31/2005 (gf, ).
October 27, 2005 Filing 2962 DIRECTOR DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their Motion to dismiss the complaint. This Document Relates to: 03civ7980. (sac, )
October 27, 2005 Filing 2961 REPLY MEMORANDUM OF LAW in Support re: 2838 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ7980. (sac, )
October 27, 2005 Filing 2960 REPLY MEMORANDUM OF LAW in Further Support of "Phase Four" Motion to Dismiss the Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ7980. Received in the night deposit box on 10/27/05 at 11:12 p.m..(sac, )
October 21, 2005 Opinion or Order Filing 2958 NOTICE OF ORDER TO SHOW CAUSE (signed by Judge Cote on 10/21/05); served by FedEx and Fax or electronic email to respondents counsel on 10/21/05. Received in the night deposit box on 10/21/05 at 7:16 p.m.. (sac, )
October 21, 2005 Opinion or Order Filing 2957 ORDER; that claimaints Rosalin Rogers, George Roeser, Lana Roeser, and Daniel V. Smith show cause before this Court at noon on 11/18/05, enjoined from pursuing NASD arbitration claims against the Citigroup Defendants to the extent they relate to investments in securities issued by WorldCom. Respondents, opposition papers, if any, by 11/4 at 5 p.m.. The Respondents may, with the consent of Petitioners, satisy this Order without the need to attend the show cause hearing. Petitioners shall submit their reply by 11/14 at 5 p.m.. Counsel for the Citigroup Defendants shall serve this Order on Respondents or their counsel via fax, e-mail or other means by 10/24 at 5 p.m.. (Signed by Judge Denise L. Cote on 10/21/05) (sac, )
October 21, 2005 Filing 2956 PLAINTIFFS' MOTION for an order, for an extension of time limit for service of process. (sac, ) This Document Relates to: 05civ7432.
October 21, 2005 Filing 2955 NOTICE OF APPEAL from 2901 Memorandum & Opinion,, 2902 Order,,,. Document filed by W. Caffey Norman, III. Filing fee $ 255.00, receipt number E 559220. Copies of Notice of Appeal mailed to Attorney(s) of Record: ALL 33 PARTIES/FIRMS LISTED ON THE ATTACHED SERVICE LIST. (nd, )
October 21, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2952 Notice of Appeal. (tp, )
October 21, 2005 Transmission of Notice of Appeal to the District Judge re: 2955 Notice of Appeal,. (nd, )
October 21, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2955 Notice of Appeal,. (nd, )
October 20, 2005 Filing 2954 REPLY in Support re: 2916 MOTION to Alter or Amend the Judgment. Document filed by Cynthia R. Levin Moulton. (sac, )
October 20, 2005 Filing 2953 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 10/18/05; re: Granting, CGMHI Motion ito dismiss Nickell II due by 12/16/2005. Replies due by 2/3/2006. Responses due by 1/13/2006. (Signed by Judge Denise L. Cote on 10/19/05) This Document Relates to: 04civ8474.(sac, )
October 20, 2005 Filing 2952 NOTICE OF APPEAL (This Document Relates To: 02cv3416, 02cv3419, 02cv3508, 02cv3537, 02cv3647, 02cv3750, 02cv3771, 02cv4719, 02cv4945, 02cv4946, 02cv4958, 02cv4973, 02cv4990, 02cv5057, 02cv5071, 02cv5087, 02cv5108, 02cv5224, 02cv5285, 02cv8226, 02cv8227, 02cv8228, 02cv8229, 02cv8230, 02cv8234, 02cv9513, 02cv9514, 02cv9515, 02cv9516, 02cv9519, 02cv9521, 02cv2841, 02cv3592, 02cv6229) from 2895 Order, 2897 Order, 2898 Order, 2899 Order, 2889 Judgment, 2890 Judgment, 2900 Order, 2891 Judgment, 2892 Judgment, 2901 Memorandum & Opinion, 2893 Judgment, 2902 Order, 2894 Judgment. Document filed by Cynthia R. Levin Moulton. Filing fee $ 255.00, receipt number E 559182. Copies of Notice of Appeal mailed to Attorney(s) of Record: to the 42 parties/firms listed on the attached service list. (tp, ) Modified on 10/21/2005 (tp, ).
October 20, 2005 Returned Stamped Copy, dated 10/20/05, of Notice of Appeal; Reply in Support of Motion to Alter or Amended the Judgment, and Appeal Receipt to Jeffrey D. Meyer, Law firm: Moulton & Meyer, L.L.P., 600 Travis Street, Suite 6700, Houston, TX 77002 on 10/21/05. (sac, )
October 19, 2005 Opinion or Order Filing 2951 STIPULATION AND ORDER; the Underwriter-Related Defendants, the Citigroup Defendants, the Director Defendants and Defendant Andersen that the motion to dismiss briefing shall be modified as follows: Motions to dismiss shall be adjourned until and including 10/31/05; Oppositions shall be adjourned until and including 11/21/05; and Replies shall be adjourned until and including 12/12/05. (Signed by Judge Denise L. Cote on 10/18/05) This Document Relates to: 02civ8981; 04civ9942 and 04civ8309.(sac, )
October 18, 2005 Filing 2950 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 10/14/05 re: counsel to Citigroup Defendants request authorization that Arthur Andersen LLP and the Director Defendants join this letter requesting an extension of time to file his briefs in opposition to defendants' pending motion to dismiss. The defendants may reply on 10/27. The Court will consider the plaintiff's motion for an extension which it addresses the merits of the motion to dismiss. (Signed by Judge Denise L. Cote on 10/17/05) This Document Relates to: 04civ7980.(sac, )
October 18, 2005 Opinion or Order Filing 2949 BAR ORDER AND ORDER OF DISMISSAL WITH PREJUDICE; Defendants J.P. Morgan Chase & Co.; J.P. Morgan Securities Inc.; Chase Securities Inc. (n/k/a J.P. Morgan Securities Inc.); Bank of America Corp.; Banc of America Securities LLC; Deutsche Bank AG; Deutsche Bank Securities, Inc. (f/k/a Deutsche Bank Alex. Brown Inc.); ABN AMRO Incorporated; Lehman Brothers Holdings, Inc.; Lehman Brothers, Inc.; Citigroup Inc.; Citigroup Global Markets Inc. (f/k/a Salomon Smith Barney Inc.); Jack B. Grubman, Clifford L. Alexander, Jr.; the Estate of John W. Sidgmore; James C. Allen; Judith Areen; Carl J. Aycock; Max E. Bobbit; Francesco Galesi; Stile A. Kellett, Jr.; Gordon S. Macklin; John A. Porter; Bert C. Roberts, Jr.; Lawrence C. Tucker; Juan Villalonga and Arthur Andersen LLP (collectively, the "SETTLING DEFENDANTS")(together with the New York City Retirement Systems, the "SETTLING PARTIES")... The Amended Complaint dated 7/11/03 is hereby dismissed with prejudice and without costs as against the SETTLING DEFENDANTS ONLY. That Bernard J. Ebbers and Scott D. Sullivan and any other person or entity later named as a defendant in this action, are hereby permanently Barred, Enjoined and Restrained from commencing, prosecuting, or asserting any claim for indemnity or contribution, however styled, against the Settling Defendants as stated in this Order. The Non-Settling Entities/Individuals shall receive a judgment credit in an amount that is the greater of the amounts allocated to claims for which a Non-Settling Entity/Individual may be found liable for common damages as reflected on the attached confidential schedule, or, for each such claim, state or federal, on which contribution or indemnity is available, the proportionate share of the Settling Defendants' fault as proven at trial. The attached confidential schedule shall be filed under seal by the Clerk of the Court. This Court finds there is no just reason for delay and directs that final judgment be entered pursuant to Federal Rule of Civil Procedure 54(b). (Signed by Judge Denise L. Cote on 10/17/05) This Document Relates to: 02Civ8981.(sac, )
October 18, 2005 Opinion or Order Filing 2948 MEMO ENDORSED on Copy Motion; re: granting 2944 Motion for Confidentiality Order, granting 2944 Motion to Dismiss with prejudice. (Signed by Judge Denise L. Cote on 10/17/05) This Document Relates to: 02civ8981. (sac, )
October 18, 2005 Transmission to Judgments and Orders Clerk. Transmitted re: 2949 Order of Dismissal, to the Judgments and Orders Clerk. (sac, )
October 18, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2943 Notice of Appeal. (tp, )
October 18, 2005 Transmission of Notice of Appeal to the District Judge re: 2943 Notice of Appeal. (tp, )
October 17, 2005 Filing 2943 NOTICE OF APPEAL from 2901 Memorandum & Opinion. Filed by Kenneth D. Laub, class member/objector. Filing fee $ 255.00, receipt number E 558802. Copies of Notice of Appeal mailed to Attorney(s) of Record: Bernstein Litowitz Berger & Grossmann, LLP; Barrack, Rodos & Bacine; Paul Weiss Rifkind Wharton & Garrison, LLP; Wilmer, Cutler, Pickering, Hale and Dorr, LLP. (tp, )
October 15, 2005 Filing 2942 AFFIDAVIT of Scott M. Schreiber in Support re: 2941 MEMORANDUM OF LAW in Opposition re: 2931 MOTION for Extension of Time. Document filed by Stiles A. Kellett, Jr, Gordon S. Macklin, Salomon Smith Barney Inc., Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, Bert C. Roberts, Jr, John W. Sidgmore, Lawrence C. Tucker, Salomon Brothers International, Inc., Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, James C. Allen, Max E. Bobbitt, Francesco Galesi, Arthur Anderson, LLP... This Document Relates to: 04civ7980... Received in the night deposit box on 10/15/05 at 11:59 a.m.. (sac, )
October 14, 2005 Filing 2946 DECLARATION of Eric S. Goldstein in Support re: 2944 MOTION for Confidentiality. MOTION to Dismiss. This Document Relates to: 02civ8981. (sac, )
October 14, 2005 Filing 2945 MEMORANDUM OF LAW in Support re: 2944 MOTION for Confidentiality. MOTION to Dismiss. This Document Relates to: 02civ8981. (sac, )
October 14, 2005 Filing 2944 MOTION for an order, for entry of (i) Bar Order and Order of Dismissal with prejudice and (ii) confidentiality order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 10/14/05 at 11:37 p.m..(sac, )
October 14, 2005 Filing 2941 MEMORANDUM OF LAW in Opposition re: 2931 MOTION for Extension of Time. Document filed by Stiles A. Kellett, Jr, Gordon S. Macklin, Salomon Smith Barney Inc., Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, Bert C. Roberts, Jr, John W. Sidgmore, Lawrence C. Tucker, Salomon Brothers International, Inc., Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, James C. Allen, Max E. Bobbitt, Francesco Galesi, Arthur Anderson, LLP... This Document Relates to: 04civ7980... Received in the night deposit box on 10/15/05 at 12:00 a.m.. (sac, )
October 14, 2005 Filing 2940 DECLARATION of Audra J. Soloway in Support re: 2939 Reply Memorandum of Law in Support of MOTION for an order, pursuant to the Securities Litigation Uniform Standards Act of 1998, and Rules 8(a), 9(b), and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Complaints. Document filed by Sanford I. Weill, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ8473; 04civ7482; 04civ6813; 04civ7483; 04civ6996 and 04civ6995... Received in the night deposit box on 10/14/05 at 11:59 p.m..(sac, )
October 14, 2005 Filing 2939 REPLY MEMORANDUM OF LAW in Further Support re: 2836 MOTION for an order, pursuant to the Securities Litigation Uniform Standards Act of 1998, and Rules 8(a), 9(b), and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Complaints. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ8473; 04civ7482; 04civ6813; 04civ7483; 04civ6996 and 04civ6995... Received in the night deposit box on 10/15/05 at 12:00 a.m..(sac, )
October 13, 2005 Opinion or Order Filing 2938 ORDER; that anyone wishing to address this issue at a conference shall advise the Court in writing by 10/24/05. (Signed by Judge Denise L. Cote on 10/12/05) This Document Relates to: ALL ACTIONS.(sac, )
October 12, 2005 Opinion or Order Filing 2930 MEMORANDUM OPINION AND ORDER # 92259: Ungar's 2770 Motion to confirm his status as having excluded himself from the class action is DENIED. This document relates to ALL ACTIONS. (Signed by Judge Denise L. Cote on 10/11/05) (db, )
October 12, 2005 Filing 2929 NOTICE of Voluntary Dismissal pursuant to Rule 41(a)(1) of the F.R.C.P. filed by plaintiff Perry Johnston is DENIED. Associated Case: 04cv7980 (DLC). (Signed by Judge Denise L. Cote on 10/11/05) (db, )
October 12, 2005 Opinion or Order Filing 2928 ORDER: plaintiff may submit a stipulation or make a formal motion requesting dismissal by 11/4/05. In any such submission, plaintiff must specify the names of all of the defendants against whom his action is to be terminated. This document relates to ALL ACTIONS. (Signed by Judge Denise L. Cote on 10/11/05) (db, )
October 11, 2005 Filing 2937 ENDORSED LETTER addressed to Judge Denise L. Cote from Peter J. Behmke dated 10/5/05 re: counsel for Arthur Andersen LLP, Mark Schoppet and Melvin Dick request that they be allowed to file a 20 page Reply brief to Plaintiffs' Opposition to Defendants' Motion to dismiss next friday, 10/14/05. Granted. (Signed by Judge Denise L. Cote on 10/7/05) This Document Relates to: 04civ6813; 04civ7483; 04civ7482; 04civ6996; 04civ8473; 04civ6995.(sac, )
October 11, 2005 Opinion or Order Filing 2936 ORDER; Class member Kenneth Willard Shannon (Claimant), is enjoined from arbitrating any claims relating to investments in securities issued by WorldCom. That Claimant is permanently barred and enjoined from instituting, commencing or prosecuting, either directly or in any other capacity, all claims of every nature and description, known and unknown, arising out of or relating to investments as set forth in this Document. (Signed by Judge Denise L. Cote on 10/7/05) This Document Relates to: ALL ACTIONS.(sac, )
October 11, 2005 Opinion or Order Filing 2927 ORDER granting 2761 Motion for Leave to File Document, granting 2762 Motion for Leave to File Document, granting 2853 Motion for Extension of Time. Claimants must submit all proofs of claim by 10/28/05. (Signed by Judge Denise L. Cote on 10/11/05) (db, ) Modified on 10/12/2005 (db, ). This document relates to ALL ACTIONS.
October 11, 2005 Opinion or Order Filing 2926 OPINION AND ORDER # 92255: the Citigroup defendants' application for enforcement of the judgment approving the Citigroup Settlement is GRANTED. The Haik respondents' claims against SSB arising from their investments in WorldCom securities are enjoined as set forth in the accompanying Order. This document relates to ALL ACTIONS. (Signed by Judge Denise L. Cote on 10/11/05) (db, )
October 7, 2005 Filing 2935 MEMORANDUM OF LAW in Opposition re: 2834 MOTION to Dismiss. Document filed by Perry Johnston. This Document Relates to: 04civ7980. (sac, )
October 7, 2005 Filing 2934 MEMORANDUM OF LAW in Opposition re: 2838 MOTION to Dismiss. Document filed by Perry Johnston. This Document Relates to: 04civ7980. (sac, )
October 7, 2005 Filing 2933 MEMORANDUM OF LAW in Opposition to Bert C. Roberts, Jr.'s Motion to dismiss. Document filed by Perry Johnston. This Document Relates to: 04civ7980. (sac, )
October 7, 2005 Filing 2932 MEMORANDUM OF LAW in Opposition re: 2845 MOTION to Dismiss. Document filed by Perry Johnston. This Document Relates to: 04civ7980. (sac, )
October 7, 2005 Filing 2931 MOTION for an order, for Extension of Time through 10/6/05, to respond to Defendants' Motions to dismiss served in this action, and an additional ten days thereafter for Defendants to reply. Document filed by Perry Johnston. This Document Relates to: 04civ7980. (sac, )
October 7, 2005 Filing 2925 STIPULATION: the deposition of plaintiff Justin Tuttleman shall be conducted by 10/14/05. The time within which defendants James C. Allen, Judith Areen, Max E. Bobbitt, Francesco Galesi, and Stiles Kellett are to respond to the motion for class certification shall be extended to 11/18/05. Plaintiff's reply due 12/16/05. (Signed by Judge Denise L. Cote on 10/6/05) Associated Case: 1:03-cv-01052-DLC(db, )
October 5, 2005 Filing 2924 SUGGESTION OF BANKRUPTCY Upon the Record as to John A. Porter. Document filed by John A. Porter. This Document Relates to: 05civ7432, 04civ9711, 03civ1785, 04civ7980, 04civ233, 03civ4498 & 04civ3841.(sac, )
October 4, 2005 Filing 2923 RESPONSE to Motion re: 2916 MOTION to Alter Judgment Document filed by Alan G. Hevesi. (sac, )
October 4, 2005 Opinion or Order Filing 2922 STIPULATION AND ORDER; the Underwriter-Related Defendants, the Citigroup Defendants, and the Director Defendants that the expert discovery and summary judgment briefing schedules are modified as follows: Parties with the burden of proof on a particular issue must submit expert reports no later than 10/28/05; Rebuttal expert reports shall be submitted no later than 11/7/05; Revised expert reports shall be submitted no later than 11/14/05; the close of expert discovery shall be 12/2/05; Opening briefs in support of summary judgment shall be filed no later than 11/18/05; opposition briefs shall be filed no later than 12/2/05; reply briefs shall be filed no later than 12/9/05. (Signed by Judge Denise L. Cote on 10/3/05) This Document Relates to: 02civ8981.(sac, )
October 4, 2005 Filing 2921 ENDORSED LETTER addressed to Judge Denise L. Cote from Pamela Rogers Chepiga dated 9/30/05 re: the request to stay the conference is granted. The burden is an the parties to raise any discovery issues that need to be addressed in Unsettled Individual Actions on a timely basis, which would presumably be after a decision on a pending motion to dismiss in the action.. (Signed by Judge Denise L. Cote on 10/3/05) (sac, )
September 30, 2005 Opinion or Order Filing 2920 ORDER; on 8/10/04, Jude Lynch granted a motion to transfer the actions consolidated under #02civ3687, to this Court and dismissed the actions with prejudice and without costs to any party. Such dismissal was only to become effective, however, upon final approval of the settlement between the parties to the WorldCom Securities Litigation. The dismissal of In re Salomom Analyst WorldCom Litigation is effective. The Clerk of Court shall close the following actions: 02civ3687; 02civ3817; 02civ3819; 02civ3914; 02civ3983; 02civ4038; 02civ4197; 02civ4277; 02civ4508; 02civ5119; 02civ5122; 02civ5127; 02civ5337; 02civ5636; 02civ7018; 02civ8607. (Signed by Judge Denise L. Cote on 9/30/05) (sac, )
September 30, 2005 Filing 2919 REPLY MEMORANDUM OF LAW in Further Support re: 2831 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Jack Grubman. Received in the night deposit box on 9/30/05 at 8:24 p.m.. (sac, )
September 30, 2005 Opinion or Order Filing 2918 OPINION & ORDER #92205; Plaintiffs Public Employees Retirement System of Mississippi and Health Care Trust Fund of Mississippi in Teachers Retirement System of Louisiana et al. v. Ebbers et al., No. 03civ4498 and Plaintiff in Shriners Hospitals for Children v. Alexander, et al., No 04civ233 have filed Motions to remand these action back to their transferor court, the U.S. District Court for the Southern District of Mississippi. These remand motions in Individual Actions are Denied. (Signed by Judge Denise L. Cote on 9/30/05) This Document Relates to: 03civ4498 and 04civ233.(sac, )
September 29, 2005 Opinion or Order Filing 2917 ORDER; the pending motions to dismiss in the following Individual Actions are deemed withdrawn subject to being refiled immediately upon receipt of a letter from a party to an action indicating that settlement discussions have failed: Northwestern Mutual Life Insurance Company v. Citigroup Inc. et al., No. 03civ9824, and Washington State Investment Board v. Ebbers et al., No. 04civ2033. A status letter is due on 12/16/05. (Signed by Judge Denise L. Cote on 9/28/05) This Document Relates to; 03civ9824 and 04civ2033.(sac, ) Modified on 10/5/2005 (sac, ).
September 29, 2005 Filing 2916 MOTION for an order, to Alter or Amend the Opinions, Orders and Judgment bearing the following docket numbers: 2898, 2899, 2901, 2902, 2889, 2890, 2891, 2892, 2893 and 2894. Document filed by Cynthia R. Levin Moulton. (sac, )
September 28, 2005 Filing 2915 ENDORSED LETTER addressed to Judge Denise L. Cote from Stuart F. Pierson dated 9/23/05 re: Counsel for Mr. Kellett shall indicate by 10/3/05, which actions are being prosecuted to which this evidence is relevant and the status of those actions. A conference will be held on 10/14 at 4:00 p.m.. (Signed by Judge Denise L. Cote on 9/26/05) (sac, )
September 28, 2005 Opinion or Order Filing 2914 ORDER; the following motions in the class action litigation are denied as moot and shall be closed on the docket: 2274 the 2/4/05 Motion of Arthur Andersen LLP for a continuance of the trial; 2285 the 2/4/05 Motion of the Underwriter Defendants for a continuance of the trial; The following motion is deemed withdrawn, and, in the event the Directors' Settlement does not become final, may be reinstated by the submission of a letter to the Court: 1871 the 12/8/04 Motion of Bert C. Roberts to reopen discovery for a limited purpose; 2230 the following Motion was granted in a conference of 2/15/05 and shall be closed on the docket: Francesco Galesi's 2/3/05 Motion to advance defense costs. (Signed by Judge Denise L. Cote on 9/27/05) (sac, )
September 27, 2005 USCA SCHEDULING ORDER as to 2749 Notice of Interlocutory Appeal, filed by Paul G. Rochmis,, Paul G. Rochmis, M.D. Ltd. employee Profit Sharing Plan, USCA Case Number 05-3817-cv. Roseann B. MacKechnie, Clerk USCA. Certified: 9/22/05. Appeal Record due by 10/31/2005. Appellant Brief due by 11/7/2005. Appellee Brief due by 12/7/2005. (tp, )
September 26, 2005 Opinion or Order Filing 2910 ORDER; the following actions are placed on this Court's suspense docket: Nos. 03civ652, 03civ758, 03civ.7927, 03civ9460, 04civ4089, 04civ4546 and 04civ4567. The following motions were granted at a conference on 2/15/05 and shall be closed on the docket: Francesco Galesi's 2/3/05 motion to compel Continental Casualty Co. to advance defense costs, 04civ4567. The following motion was denied in the 2/15 conference and shall likewise be closed on the docket: Continental Casualty Company's 2/7/05 motion to stay preliminary injunction pending appeal in No. 04civ4089. That Bert C. Roberts' 11/23/04 motion for reconsideration in 04civ4089, the only motion in these cases that remains unaddressed, is deemed withdrawn and, in the event the settlement does not become final, may be reinstated by the submission of a letter to the Court. (Signed by Judge Denise L. Cote on 9/23/05) (sac, )
September 26, 2005 Filing 2909 PLAINTIFFS' REPLY to Citigroup Defendants' "Phase Four" Motion to dismiss the state Law Claims in the Mississippi Complaint. Filed In Associated Cases: 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC, 1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC (sac, )
September 26, 2005 Filing 2908 PLAINTIFFS' MEMORANDUM OF LAW in Opposition to CitiGroup Defendants' "Phase Four" Motion to Dismiss the State Law Claims in the Mississippi Complaint. Filed In Associated Cases: 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC, 1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC (sac, )
September 26, 2005 Filing 2907 PLAINTIFFS' MEMORANDUM OF LAW in Opposition to Motion to Dismiss filed by Defendant Arthur Andersen LLP.. Filed In Associated Cases: 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC, 1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC (sac, )
September 26, 2005 Filing 2906 PLAINTIFFS' REPLY TO ANDERSEN'S MOTION TO DISMISS. This Document Relates to: 04civ8473, 04civ7482, 04civ6813, 04civ7483, 04civ6996, and 04civ6995. (sac, )
September 23, 2005 Opinion or Order Filing 2904 STIPULATION OF DISCONTINUANCE AND PROPOSED ORDER; pursuant to Fed. R. Civ. P. 41, the claims against Mr. Allen in these actions: 04civ6813; 04civ6995; 04civ6996; 04civ7482; 04civ7483 & 04civ8473 are hereby dismissed with prejudice, with each side to bear its own costs. (Signed by Judge Denise L. Cote on 9/22/05) This Document Relates to: 04civ6813; 04civ6995; 04civ6996; 04civ7482; 04civ7483 & 04civ8473.(sac, )
September 23, 2005 Filing 2903 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated 9/19/05 re: Both Plaintiffs and Andersen believe that this is an appropriate way to address the situation. Because the response to the class certification motion is currently due on 9/26/05. Given the prior extension adjourment, this application is denied. Mr. Tuttleman's deposition shall occur by 10/14/05. Opposition to the class certification motion is 11/18; reply is due 12/16/05. (Signed by Judge Denise L. Cote on 9/22/05) This Document Relates to: 03civ1052. (sac, ) Modified on 9/26/2005 (sac, ).
September 23, 2005 Opinion or Order Filing 2902 ORDER APPROVING THE MODIFIED SUPPLEMENTAL PLAN OF ALLOCATION; the proposed Supplemental Plan of Allocation, with the modifications proposed by Lead Plaintiff for the Court's consideration, is Approved. As such, the Supplemental Plan is approved with the following modifications stated in this Document. The Court hereby finds and concludes that the Approved Plan is fair and reasonable to Members of the Class. Upon satisfaction of all conditions to the Settlements and subject to the provisions of the Plans of Allocation, as approved by the Court. The finality of the Judgments entered with respect to the Settlements between Lead Plaintiff and the Settling Defendants shall not be affected in any manner by this Order, or any appeal from this Order approving the Approved Plan. (Signed by Judge Denise L. Cote on 9/22/05) (sac, )
September 23, 2005 Filing 2896 TRANSCRIPT of proceedings held on 9/9/05 before Judge Denise L. Cote. (jbe, )
September 22, 2005 Filing 2894 JUDGMENT approving settlement and dismissing action against James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Clifford L. Alexander, Jr., Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A. Porter, Bert C. Roberts, Jr., The Estate of John W. Sidgmore, and Lawrence C. Tucker. (Signed by Judge Denise L. Cote on 9/21/05) (ml, )
September 22, 2005 Filing 2893 JUDGMENT approving settlement and dismissing action against Arthur Andersen LLP. (Signed by Judge Denise L. Cote on 9/21/05) (ml, )
September 22, 2005 Filing 2892 JUDGMENT approving settlement and dismissing action against Bernard Ebbers. (Signed by Judge Denise L. Cote on 9/21/05) (ml, )
September 22, 2005 Filing 2891 JUDGMENT approving settlement and dismissing action against Scott D. Sullivan. (Signed by Judge Denise L. Cote on 9/21/05) (ml, )
September 22, 2005 Filing 2890 JUDGMENT approving settlement and dismissing action against Buford Yates and David Myers. (Signed by Judge Denise L. Cote on 9/21/05) (ml, )
September 22, 2005 Filing 2889 JUDGMENT approving the Underwriter Settlements and dismissing the action against the settling underwriter defendants. (Signed by Judge Denise L. Cote on 9/21/05) (ml, )
September 21, 2005 Opinion or Order Filing 2901 OPINION AND ORDER #92165; These settlements include the series of settlement between the Lead Plaintiff and the seventeen Underwriter Defendants, and those between the Lead Plaintiff and the twelve Director Defendants. Lead Plaintiff's petition for approval of the 2005 Settlements is granted, with the three alternations to the Supplemental Plan, as noted above. Lead Counsel's application for attorneys' fees and expenses for the 2005 Settlements is also granted. (Signed by Judge Denise L. Cote on 9/21/05) This Document Relates to: 1:02-cv-5140-DLC,1:02-cv-8220-DLC,1:02-cv-8221-DLC,1:02-cv-8222-DLC, 1:02-cv-8223-DLC,1:02-cv-8224-DLC,1:02-cv-8225-DLC,1:02-cv-8231-DLC, 1:02-cv-8232-DLC,1:02-cv-8233-DLC,1:02-cv-9512-DLC,1:02-cv-9517-DLC, 1:03-cv-335-DLC,1:03-cv-336-DLC,1:03-cv-339-DLC,1:03-cv-1052-DLC. (sac, )
September 21, 2005 Opinion or Order Filing 2900 ORDER GRANTING LEAD COUNSEL'S MOTION FOR AN AWARD OF ATTONEYS' FEES RELATING TO SETTLEMENTS WITH THE UNDERWRITER DEFENDANTS; the Motion with respect to the fee request sought in connection with the Settlements with the Underwriter Defendants is hereby Approved. The Court hereby finds and concludes that the fee request is fair and reasonable to Members of the Class. The Court hereby awards the sum of $187,720,000 to Lead Counsel as attorneys' fees, which amount shall be allocated by Lead Counsel between and among Lead Counsel and the Assisting Firms, as identified in the Motion, based on Lead Counsel's determination of the relative contributions of the firms of to the prosecution of the litigation and the Settlements with the Underwiter Defendants. The finality of the Judgments entered with respect to the Settlements between Lead Plaintiff and the Underwriter Defendants, or the Judgments entered with respect to the Settlements between Lead Plaintiff and each of the following: the Director Defendants, Arthur Andersen LLP, Bernard Ebbers, Scott Sullivan, David Myers and Buford Yates, shall not be affected in any manner by this Order, or any appeal from this Order approving the fee request. (Signed by Judge Denise L. Cote on 9/21/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
September 21, 2005 Opinion or Order Filing 2899 ORDER APPROVING LEAD PLAINTIFF'S PLAN OF ALLOCATION WITH RESPECT TO SETTLEMENTS WITH THE UNDERWRITER DEFENDANTS; the proposed Plans of Allocation are Approved. Lead Plaintiff is authorized and directed to utilize the Plans as the basis for calculating the Proofs of Claim submitted by Class Members in connection with the Settlements in this Litigation in accordance with the Plans and the Supplemental Plan of Allocation, as approved by the Court. The Court hereby finds and concludes that the Plans are fair and reasonable to Members of the Class. Subject to the provisions of the Supplemental Plan of Allocation, as approved by the Court, the net proceeds of the settlements with the Underwriter Defendants shall be distributed only to Class Members who purchased WorldCom bonds issued in the May 2000 and May 2001 bond offerings, as stated in this Document. (Signed by Judge Denise L. Cote on 9/21/05) (sac, )
September 21, 2005 Opinion or Order Filing 2898 ORDER APPROVING LEAD PLAINTIFF'S PLANS OF ALLOCATION WITH RESPECT TO SETTLEMENTS WITH THE DIRECTOR DEFENDANTS, ARTHUR ANDERSEN LLP, BERNARD EBBERS AND SCOTT SULLIVAN; the proposed Plans of Allocation are Approved. Lead Plaintiff is authorized and directed to utilize the Plans as the basis for calculating the Proofs of Claim submitted by Class Members in connection with the Settlements in this Litigation in accordance with the Plans and the Supplemental Plan of Allocation, as approved by the Court. The Court hereby finds and concludes that the Plans are fair and reasonable to Members of the Class of persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom during the Class Period, and who were damaged thereby. Subject to the provisions of the Supplemental Plan of Allocation, as approved by the Court, the Net Settlement Funds shall be allocated to members of the Class, as set forth in this document. (Signed by Judge Denise L. Cote on 9/21/05) (sac, )
September 21, 2005 Opinion or Order Filing 2897 ORDER GRANTING LEAD COUNSEL'S MOTION FOR AN AWARD OF ATTORNEYS' FEES RELATING TO SETTLEMENTS WITH THE DIRECTOR DEFENDANTS AND ARUTHUR ANDERSEN LLP; The Motion with respect to the fee request sought in connection with the Settlements with the Director Defendants and Arthur Andersen LLP is hereby Approved. The Court hereby finds and concludes that the fee request is fair and reasonable to Members of the Class. The Court hereby awards the sum of $6,880,000 to Lead Counsel as attorneys' fees, which amount shall be allocated by Lead Counsel between and among Lead Counsel and the Assisting Firms, as identified in the Motion, based on Lead Counsel's determination of the relative contributions of the firms to the prosecution of the litigation and the Settlements with the Director Defendants and Andersen. The finality of the Judgments entered with respect to the Settlements between Lead Plaintiff and the Director Defendants and Arthur Andersen LLP, or the Judgments entered with respect to the Settlements between Lead Plaintiff and each of the following: the Underwriter Defendants, Bernard Ebbers, Scott Sullivan, David Myers and Buford Yates, shall not be affected in any manner by this Order, or any appeal from this Order approving the fee request. There is no just reason for delay in the entry of this order granting lead Counsel's Motion for an Award of Attorneys' Fees Relating to Settlements with the Director Defendants and Arthur Andersen LLP, and immediate entry of this Order by the Clerk of Court is expressly directed pursuant to Rule 54(b) of the Federal Rules of Civil Procedure. (Signed by Judge Denise L. Cote on 9/21/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
September 21, 2005 Opinion or Order Filing 2895 ORDER GRANTING LEAD COUNSEL'S MOTION FOR REIMBURSEMENT OF EXPENSES; Approved... Lead Counsel's Motion for Awards of Attorneys' Fees and Reimbursement of Expenses and the fairness and reasonableness of the request for reimbursement of expenses to the Class Members. The Court hereby finds and concludes that the request for reimbursement of expenses is fair and reasonable to Members of the Class of persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom during the Class Period, and who were damaged thereby, and that such expenses were reasonable and necessary for prosecution of the case on behalf of the Class. The Court hereby directs that the sum of $10,736,948.25 may be distributed to Lead Counsel from the Settlement Fund, as reimbursement of litigation expenses, which amounts shall be allocated by Lead Counsel as follows: Lead Counsel may distribute the sum of $7,755,295.54 to themselves and the Assisting Firms for the expenses they paid or may be obligated to pay in connection with the prosecution of this Litigation, as identified in the Joint Declaration and Supplemental Declaration filed by Lead Counsel and as approved by Lad Plaintiff; and, Lead Counsel shall direct the payment of $2,970,589.17 to The Garden City Group for the Services it rendered as Notice Administrator and Notice and Claims Administrator; and, Lead Counsel shall direct the payment of $11,063.54 for payment to Lead Plaintiff as reimbursement of expenses incurred in serving as Lead Plaintiff. The finality of the Judgment entered with respect to the Settlements between Lead Plaintiff and the Settling Defendants shall not be affected in any manner by this Order, or any appeal from the Order approving the request for reimbursement of expenses. The notice described herein provided the best notice practicable under the circumstances. Said notice provided due and adequate notice of these proceedings and the matters set forth therein, including the request for reimbursement of expenses, to all persons entitled to such notice, and said notice fully satified the requirements of Rule 23 of the Federal Rules of Civil Procedure and the requirements of due process. There is not just reason for delay in the entry of this Order granting Lead Counsel's Motion for Reimbursement of Expenses, and immediate entry of this Order by the Court is expressly directed pursuant to Rule 54(b) of the Federal Rules of Civil Procedure. (Signed by Judge Denise L. Cote on 9/21/05) (sac, ) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC Modified on 9/23/2005 (sac, ).
September 21, 2005 Filing 2888 RESPONSE to Reply Memorandum of Law in support of Lead Plantiff's Motions for Final Approval of Settlements. Document filed by Jane B. Selfe. (sac, )
September 21, 2005 Transmission of USCA Mandate/Order to the District Judge re: 2887 USCA Order,. (nd, )
September 20, 2005 Filing 2887 TRUE COPY ORDER of USCA as to 2661 Notice of Interlocutory Appeal, filed by Abraham Morris, USCA Case Number 05-2189-cv. IT IS HEREBY STIPULATED AND AGREED by and between the counsel for Morris and the Citigroup Defendants-Appelles that Morris's appeal, is hereby stayed pending disposition by this court on appeal to the judgment. Roseann B. MacKechnie, Clerk USCA. Certified: 9/16/2005. (nd, )
September 20, 2005 Filing 2886 NOTICE OF CHANGE OF FIRM ADDRESS; effective 9/26/05, Lerach Coughlin Stoia Geller Rudman & Robbins LLP is relocated to 655 West Broadway, Suite 1900; San Diego, CA 92101.. (sac, )
September 19, 2005 Filing 2885 RESPONSE OF THE REGENTS OF THE UNIVERSITY OF CALIFORNIA TO THE COURT'S 9/15/05 ORDER. Document filed by The Regents of the University of California. This document relates to: 03civ6219. (sac, )
September 19, 2005 Filing 2884 NOTICE REGARDING THE COURT'S INQUIRY REGARDING STANDING. Document filed by Cynthia R. Levin Moulton. (sac, )
September 19, 2005 Filing 2877 TRANSCRIPT of proceedings held on 8/26/2005 before Judge Denise L. Cote. (jar, )
September 16, 2005 Filing 2883 LEAD PLAINTIFF'S RESPONSE TO OBJECTION OF KENNETH D. LAUB TO THE PROPOSED ORDER APPROVING THE MODIFIED SUPPLEMENTAL PLAN OF ALLOCATION. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
September 16, 2005 Filing 2882 NOTICE OF FILING; the following listed correspondence from Co-Lead Counsel for Lead Plaintiff, addressed to and previously submitted to the Hon. Judge Cote and previously served on all Trial Counsel of Record in this litigation has today been lodged with the Clerk of Court. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
September 16, 2005 Opinion or Order Filing 2881 ORDER; the transcript of the 9/22/03 proceedings in the WorldCom class action in unsealed. (Signed by Judge Denise L. Cote on 9/14/05) (sac, )
September 16, 2005 Opinion or Order Filing 2880 ORDER; by 9/19/05, counsel in any Individual Action in which a motion to dismiss is pending and (1) in which there is no agreement in principle to resolve the Individual Action, or (2) in which the parties are not actively engaged in settlement discussions, shall so advise the Court. The parties providing such notification will also indicate whether they desire the intervention of the Settlement Judges to initiate and supervise settlement discussions in their Individual Action. (Signed by Judge Denise L. Cote on 9/15/05) (sac, )
September 16, 2005 Opinion or Order MEMO ENDORSED ON MOTION; granting 1371 Motion for an order, admitting Anne Marie Whittemore to Appear Pro Hac Vice as counsel for KPMG LLP.. (Signed by Judge Denise L. Cote on 9/15/05) (sac, )
September 16, 2005 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (sac, )
September 16, 2005 Opinion or Order MEMO ENDORSED ON MOTION; granting 2199 Motion for an order, admitting Steven M. Phillips to Appear Pro Hac Vice as counsel for Wendy Jean Roberts Trust, and Margot B.J. Roberts. (Signed by Judge Denise L. Cote on 9/15/05) (sac, )
September 15, 2005 Filing 2879 KENNETH D. LAUB'S OBJECTION to the Proposed Order approving the modified Supplemental Plan of Allocation. (sac, )
September 14, 2005 Opinion or Order Filing 2878 MEMORANDUM OPINION & ORDER #92136; re: on 2/25/05, the Director Defendants in the securities class action submitted four motions in limine. The final motion of the Director Defendants is granted to the extent that they seek to exclude from trial the reports of investigations and public statements by Government officials about the investigations of WorldCom.. (Signed by Judge Denise L. Cote on 3/16/05) (sac, )
September 13, 2005 Filing 2876 NOTICE REGARDING THE COURT'S INQUIRY REGARDING STANDING. Document filed by Cynthia R. Levin Moulton. (sac, )
September 12, 2005 Filing 2875 ENDORSED LETTER addressed to Judge Denise L. Cote from E. Scott Verhine dated 9/8/05 re: individual plaintiffs in these referenced action submitted courtesy copies of Unopposed Motion for extension of time. Opposition is due 9/23/05 & reply is due 10/14/05.. (Signed by Judge Denise L. Cote on 9/12/05) (sac, )
September 12, 2005 Filing 2874 ENDORSED LETTER addressed to Judge Denise L. Cote from R. Jay Short, Jr. dated 9/9/05 re: counsel for Mr. Perry Johnston request an additional ten days to respond to various Motions to dismiss with corresponding ten day from Defendants to reply. Opposition is due 9/23 & Reply is due 10/14/05. (Signed by Judge Denise L. Cote on 9/12/05) This Document Relates to: 02civ7980.(sac, )
September 9, 2005 Filing 2873 UNOPPSED MOTION for an order, for an Extension of Time until 9/26/05, in which to file their response. Counsel for Plaintiffs in these related actions: 04civ8473; 04civ7482; 04civ6813; 04civ7483; 04civ6696; 04civ6995.. (sac, )
September 9, 2005 Filing 2870 PLAINTIFFS' RESPONSE TO DEFENDANT'S MEMORANDUM OF LAW IN SUPPORT OF ITS "PHASE FOUR" MOTION TO DISMISS PLAINTIFF'S SECOND AMDNED COMPLAINT. (sac, )
September 9, 2005 Filing 2869 MOTION for an order, admitting Michael J. Maimone and Edmund D. Lyons, Jr. to Appear Pro Hac Vice as counsel for Class Member Richard F. Reynolds. Document filed by Richard F. Reynolds. Declaration of Edward S. Feig; Michael J. Maimone and Edmond D. Lyons, Jr. attached (sac, )
September 8, 2005 Filing 2872 ENDORSED LETTER addressed to Judge Denise L. Cote from Irvin B. Nathan dated 9/6/05; re: granting defendant Scott D. Sullivan, permission to be excused from the Final Approval Hearing. (Signed by Judge Denise L. Cote on 9/7/05) This Document Relates to: 02civ4816.(sac, )
September 8, 2005 Filing 2871 KENNETH D. LAUB'S REPLY AND OBJECTION to proposed modified supplemental plan of allocation. (sac, )
September 7, 2005 Opinion or Order Filing 2867 ORDER; that Lead Counsel need not prepare a written response to that document request. Moulton's request to receive or inspect such documents will be discussed at the 9/9/05 Fairness Hearing in the Securities Litigation. (Signed by Judge Denise L. Cote on 9/6/05) (sac, )
September 6, 2005 Filing 2868 MEMORANDUM OF SETTLING DIRECTOR DEFENDANTS submitted in response to the Objection of Class Member Richard F. Reynolds to final approval of settlement and class action determination. (sac, )
September 2, 2005 Filing 2863 DECLARATION of Eric S. Goldstein in Support of RESPONSES TO THE OBJECTIONS TO THE SUPPLEMENTAL PLAN OF ALLOCATION AND TO THE ADDITIONAL SETTLEMENTS. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 9/2/05 at 7:11 p.m.. (sac, )
September 2, 2005 Filing 2862 RESPONSES TO THE OBJECTIONS TO THE SUPPLEMENTAL PLAN OF ALLOCATION AND TO THE ADDITIONAL SETTLEMENTS. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 9/2/05 at 7:11 p.m.. (sac, )
September 2, 2005 Filing 2861 RESPONSE to certain Objections to Final Approval of the Class Settlement with the remaining Defendants. Document filed by J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., J.P. Morgan Chase & Co.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC Received in the night deposit box on 9/2/05 at 5:16 p.m..(sac, )
September 2, 2005 Filing 2860 SUPPLEMENTAL DECLARATION of Beverly A. Farrell in Support re: 2828 MOTION to Dismiss. This Document Relates to: 04civ7980. (sac, )
September 2, 2005 Filing 2859 NOTICE OF FILING; following Settlement Papers from Co-Lead Counsel for Lead Plaintiff stated in this document and served on all Counsel of Record in this litigation. This Document Relates to: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04945-DLC,1:02-cv-04946-DLC, 1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC; 1:03civ7298; 1:03civ7299 (sac, )
September 2, 2005 Filing 2858 SUPPLEMENTAL JOINT DECLARATION of Jeffrey W. Golan and John P. Coffey in Further Support of Final Approval of Settlements with the remaining Defendants, Lead Plaintiff's Plan of Allocation, Lead Plaintiff's Supplemental Plan of ALlocation, and awards of Attorney's Fees and Reimbursement of Expenses. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04945-DLC,1:02-cv-04946-DLC, 1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
September 2, 2005 Filing 2857 REPLY MEMORANDUM OF LAW in Further Support of Final Approval of Settlements with the remaining Defendants, Lead Plaintiff's Plan of Allocation, Lead Plaintiff's Supplemental Plan of ALlocation, and awards of Attorney's Fees and Reimbursement of Expenses. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, (sac, )
August 31, 2005 Opinion or Order Filing 2866 CONSENT ORDER ON SUBSTITUTION OF COUNSEL; substituting the law firm of Schulte Roth & Zabel LLP as counsel of record for Class Members Cerberus Partners, LP., Cerberus International Ltd., Cerberus Institutional Partners, L.P. - Series Two, and Cerberus Institutional Partners America L.P. in place of Lowenstein Sandler PC. (Signed by Judge Denise L. Cote on 8/30/05) (sac, )
August 31, 2005 Filing 2852 TRANSCRIPT of proceedings held on 8/26/05 before Judge Denise L. Cote. (jbe, )
August 29, 2005 Opinion or Order Filing 2865 ORDER; that Claimant is enjoined from arbitrating any claims relating to investments in securities issued by WorldCom. (Signed by Judge Denise L. Cote on 8/26/05) (sac, )
August 29, 2005 Filing 2864 RICHARD UNGAR'S REPLY to Defendant's Opposition to Plaintiff's Motion and Memorandum to confirm Richard Ungar's Opt-Out Status or in the alternative, Rule 6(b)(2) Motion and Memorandum for enlargement of time.. (sac, )
August 28, 2005 Filing 2851 CLERK'S ORDER AND JUDGMENT that the settling releasees are permanently enjoined from commencing any case against the non-settling entities, the amended complaint is dismissed with prejudice and without costs and this Court finds no reason why final judgment should not be entered pursuant to FRCP 54(b). (Signed by J. Michael McMahon, Clerk on 8/28/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00338-DLC(jf, )
August 26, 2005 Filing 2855 ENDORSED LETTER addressed to Hon. Denise L. Cote from Eric S. Goldstein dated 8/23/05 re: Hearing on O.S.C. presently scheduled for 8/26/05. Granted. Hearing is cancelled as to Chu Claimants. (Signed by Judge Denise L. Cote on 8/25/05) (rag, )
August 26, 2005 Filing 2854 Objection. Document filed by Jane B. Selfe. Objection of Class Member, Jane B. Selfe, to the Notice of Proposed Settlements and the Fee Application of Lead Counsel. (rag, )
August 26, 2005 Filing 2853 MOTION for Extension of Time. The Haik Claimants' Motion and Incorporated Memorandum for Extension of Time to File Proofs of Claim Pending Ruling on CGMI's Request for Injunction and the Haiks' Cross-Motion and Motions for Leave to Grant a Late Opt-Out of the Class Settlement and Objections Thereto. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. (rag, )
August 26, 2005 Filing 2850 MANDATE of USCA (Certified Copy) as to 1998 Notice of Interlocutory Appeal, filed by John Marshall Lusk, Jr., James J. Savage, USCA Case Number 05-0296-cv. Upon consideration of the appeal herein it is ORDERED that the appeal is DISMISSED. Any motion pending prior to the entry of this dismissal are deemed MOOT. Roseann B. MacKechnie, Clerk USCA. Certified:8/22/2005. (nd, )
August 26, 2005 Transmission of USCA Mandate/Order to the District Judge re: 2850 USCA Mandate,. (nd, )
August 24, 2005 Filing 2849 ENDORSED LETTER addressed to Judge Denise L. Cote from Stuart F. Pierson dated 8/22/05 re: On behalf of Stiles A. Kellett, Jr., a former WorldCom director and defendant, request an extension of the 25-page limit for a memorandum of law in support of a motion that we anticipate filing later this month. No motion regarding a discovery dispute may be filed. If there is a dispute, counsel should arrange to have a conference with the Court following the failure of the meet and confer process. (Signed by Judge Denise L. Cote on 8/23/05) (sac, )
August 23, 2005 Opinion or Order Filing 2848 BAR ORDER AND ORDER OF DISMISSAL WITH PREJUDICE; that Bernard J. Ebbers; John W. Sidgmore; Scott D. Sullivan; Buford Yates; David F. Myers; Clifford L. Alexander, Jr.; James C. Allen; Judith Areen; Carl J. Aycock; Max E. Bobbitt; Steven M. Case; Francesco Galesi; Stile A. Kellett, Jr.; Gordon S. Macklin; John A. Porter; Timothy F. Price; Bert C. Roberts, Jr.; Gerald H. Taylor; Lawrence C. Tucker; Juan Villalonga; Andersen Worldwide S.C.; and Arthur Andersen LLP, and any other person or entity later named as a defendant in the action are hereby permanently BARRED, ENJOINED AND RESTRAINED from commencing, prosecuting, or asserting any claim for indemnity or contribution, however styled, against any of the Settling Defendants and any of their affiliated persons and entities, with respet to, relating to or arisin from the claims, liabilities and injuries alleged or the claims, liabilities or injuries relating to WorldCom securities that could have been alleged by the Ohio Retirement Systems in the Amended Complaint dated 7/11/03. That each Settling Releasee are hereby permanently barred, enjoined and restrained as set forth in this document. The Non-Settling Entities/Individuals shall receive a judgment credit in an amount that is the greater of the amounts allocated to claims for which a Non-Settling Entity/Individual may be found liable for common damages reflected on the attached confidential schedule, or, for each such claim, state or federal, on which contribution or indemnity is available, the proportionate share of the Settling Defendants' fault as proven at trial. The attached confidential schedule shall be filed under seal by the Clerk of the Court. The Amended Complaint dated 7/11/03 is hereby dismissed with prejudice and without costs as against the Settling Defendants only. This Court finds there is not just reason for delay and directs that final judgment be entered pursuant to Federal Rule of Civil Procedure 56(b). (Signed by Judge Denise L. Cote on 8/23/05) (sac, )
August 23, 2005 Opinion or Order Filing 2847 ORDER; regarding procedures that will govern the handling of "Confidential Information". (Signed by Judge Denise L. Cote on 8/23/05) This Document Relates to: 03civ338.(sac, )
August 23, 2005 Transmission to Judgments and Orders Clerk. Transmitted re: 2848 Order of Dismissal, to the Judgments and Orders Clerk for preparation of Judgment. (sac, )
August 23, 2005 Filing 2844 TRANSCRIPT of proceedings held on 12/3/03 before Judge Denise L. Cote. (lma, )
August 22, 2005 Filing 2846 MEMORANDUM OF LAW in Support re: 2845 NOTICE OF DIRECTOR DEFENDANTS' MOTION for an order, pursuant to Federal Rules of Civil Procedure 8(a),9(b) and 12(b)(6), dismissing with prejudice the Complaint dated 7/15/04 in its entirety. This Document Relates to: 04civ7980. (sac, )
August 22, 2005 Filing 2845 NOTICE OF DIRECTOR DEFENDANTS' MOTION for an order, pursuant to Federal Rules of Civil Procedure 8(a),9(b) and 12(b)(6), dismissing with prejudice the Complaint dated 7/15/04 in its entirety. This Document Relates to: 04civ7980. (sac, )
August 22, 2005 Filing 2843 ENDORSED LETTER addressed to Judge Denise L. Cote from Daniel R. Marcus dated 8/16/05 re: granting Arthur Andersen LLP permission to file one combined memorandum of law not to exceed 30 pages. (Signed by Judge Denise L. Cote on 4/19/05) This Document Relates to: 04civ6813; 04civ7483; 04civ7482; 04civ6996; 04civ8473 and 04civ6995.(sac, )
August 22, 2005 Filing 2842 ENDORSED LETTER addressed to Judge Denise L. Cote from Beverly A. Farrell dated 8/16/05 re: granting the Underwriter-Related Defendants an enlargement of the Court's 25 page limit for memoranda of law to no more than 30 pages. (Signed by Judge Denise L. Cote on 8/19/05) (sac, )
August 22, 2005 Filing 2841 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 8/17/05 re: Plaintiffs' opposition papers are due 11/9/05; CGMHI's reply papers are due 11/30/05.. (Signed by Judge Denise L. Cote on 8/19/05) This Document Relates to: 04civ8474.(sac, )
August 22, 2005 Filing 2840 UNOPPOSED MOTION for an order, for extension of time of two weeks, to prepare briefing and arguments for the Show Cause hearing. Document filed by Roslyn Berger. (sac, )
August 19, 2005 Filing 2839 MEMORANDUM OF LAW in Support re: 2838 MOTION for an order, pursuant to Rules 8(a), 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing Plaintiff's Complaint. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ7980. (sac, )
August 19, 2005 Filing 2838 MOTION for an order, pursuant to Rules 8(a), 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing Plaintiff's Complaint. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ7980. (sac, )
August 19, 2005 Filing 2837 MEMORANDUM OF LAW in Support re: 2836 MOTION for an order, pursuant to the Securities Litigation Uniform Standards Act of 1998, and Rules 8(a), 9(b), and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Complaints. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman., Sanford Weill. This Document Relates to: 04civ8473; 04civ7482; 04civ6813; 04civ7483; 04civ6996 and 04civ6995. (sac, )
August 19, 2005 Filing 2836 MOTION for an order, pursuant to the Securities Litigation Uniform Standards Act of 1998, and Rules 8(a), 9(b), and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Complaints. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ8473; 04civ7482; 04civ6813; 04civ7483; 04civ6996 and 04civ6995.(sac, )
August 19, 2005 Filing 2835 MEMORANDUM OF LAW in Support re: 2834 MOTION for an order, pursuant to Rules 8(a), 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiff's Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ7980.(sac, ) ? (sac, )
August 19, 2005 Filing 2834 MOTION for an order, pursuant to Rules 8(a), 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiff's Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ7980.(sac, )
August 19, 2005 Filing 2833 DECLARATION of Sandra Sheldon re: 2831 MOTION for an order, pursuant to Rule 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Second Amended Complaint. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04civ8308.(sac, )
August 19, 2005 Filing 2832 MEMORANDUM OF LAW in Support re: 2831 MOTION for an order, pursuant to Rule 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Second Amended Complaint. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04civ8308. (sac, )
August 19, 2005 Filing 2831 MOTION for an order, pursuant to Rule 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Second Amended Complaint. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04civ8308. (sac, )
August 19, 2005 Filing 2830 DECLARATION of Beverly A. Farrell in Support re: 2828 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, pursuant to Rules 8(a), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiff's Complaint in its entirety. This Document Relates to: 04civ7980. (sac, )
August 19, 2005 Filing 2829 MEMORANDUM OF LAW in Support re: 2828 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, pursuant to Rules 8(a), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiff's Complaint in its entirety. This Document Relates to: 04civ7980. (sac, )
August 19, 2005 Filing 2828 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, pursuant to Rules 8(a), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiff's Complaint in its entirety. This Document Relates to: 04civ7980. (sac, )
August 15, 2005 Filing 2827 Objection of Class Member to Claim Form. (sac, )
August 15, 2005 Filing 2826 DECLARATION of Susanna M. Buergel in Support of 2825 Memorandum. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 8/15/05 at 8:53 p.m.. (sac, )
August 15, 2005 Filing 2825 MEMORANDUM OF LAW in Opposition re: 2770 MOTION. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Recieved in the night deposit box on 8/15/05 at 8:53 p.m.. (sac, )
August 15, 2005 Filing 2824 STIPULATION; defendant Arthur Andersen LLP will depose plaintiff Ronald D. Aubert on 6/14/05 at 10:00 a.m. in the office of Curtis, Mallet-Prevost, Colt & Mosle LLP. Plaintiffs withdraw the motion to certify as a class representative plaintiff Beatrice Tuttleman. The deposition of plaintiff Justin Tuttelman shall be adjourned and rescheduled. The time within which the Director Defendants are required to respond to the motion for class certification shall be extended to and including 9/26/05. The time for plaintiffs to reply on the motion for class certification shall be extended to and including 10/26/05. (Signed by Judge Denise L. Cote on 8/12/05) This Document Relates to: 03Civ1052(sac, )
August 15, 2005 Opinion or Order Filing 2823 ORDER; that any objections to these requests must be made in writing, served and filed by Tuesday, 8/16/05. That in the event there are objections, any reply in support of this application is due Friday, 8/19/05, at noon. That a conference will be held on 8/23/05 at 3:00 p.m., in Courtroom 11B, 500 Pearl Street, to address this application. (Signed by Judge Denise L. Cote on 8/12/05) This Document Relates to: 03Civ.338 (sac, )
August 12, 2005 Filing 2822 Objection of Class Member Richard F. Reynolds to final approval of settlement and class action determination. Document filed by Richard F. Reynolds. Received in the night deposit box on 8/12/05 at 5:05 p.m..(sac, )
August 12, 2005 Filing 2821 DECLARATION of Scott Cohen in Support of OBJECTIONS AND MEMORANDUM in Support of Objections of Class Members Cerberus Partners, L.P., Cerberus International Ltd., Cerberus Institutional Partners, L.P. - Series Two, and Cerberus Institutional Partners America, L.P. to the Proposed Supplemental Plan of Allocation. Recieved in the night deposit box on 8/12/05 at 7:29 p.m... (sac, )
August 12, 2005 Filing 2820 OBJECTIONS AND MEMORANDUM in Support of Objections of Class Members Cerberus Partners, L.P., Cerberus International Ltd., Cerberus Institutional Partners, L.P. - Series Two, and Cerberus Institutional Partners America, L.P. to the Proposed Supplemental Plan of Allocation. Recieved in the night deposit box on 8/12/05 at 7:28 p.m.. (sac, )
August 12, 2005 Filing 2819 LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 5/17/05 re: the Citigroup Defendants submit that the claims asserted by the plaintiff Class members described below are enjoined by the Judgment. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc..(sac, )
August 12, 2005 Filing 2818 LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 3/15/05 re: counsel for the Citigroup Defendants write in accordance with the Court's 3/14/05 Order regarding procedures to govern the management of issues arising with respect to the enforcement of the Court's Judgment approving Settlement and Dismissing Action against the Citigroup Defendants, dated 11/12/04. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc..(sac, )
August 12, 2005 Filing 2817 BRIEF in Support of her Objection to the Worldcom Settlement. Document filed by Roslyn Berger. (sac, )
August 12, 2005 Filing 2816 CLASS MEMBER'S OBJECTION TO THE WORLDCOM CLASS ACTION SETTLEMENT. Document filed by Roslyn Berger. (sac, )
August 12, 2005 Filing 2815 OBJECTOR CYNTHIA R. LEVIN MOULTON'S FIRST SET OF REQUESTS FOR PRODUCTION TO PLAINTIFFS' COUNSEL. Document filed by Cynthia R. Levin Moulton. (sac, )
August 12, 2005 Filing 2814 MOTION for an order, admitting Jeffrey D. Meyer to Appear Pro Hac Vice. Document filed by Cynthia R. Levin Moulton. (sac, )
August 12, 2005 Filing 2813 Objection to the Supplemental Plan of Allocation. Document filed by W. Caffey Norman, III. (rag, )
August 12, 2005 Filing 2812 NOTICE OF APPEARANCE, OBJECTION to Class Settlement and Application for Attorneys' Fees and Expenses and Motion to require production of itemized time and expense records. Document filed by Cynthia R. Levin Moulton. (sac, )
August 12, 2005 Opinion or Order Filing 2811 STIPULATION AND ORDER; between Liaison Counsel and Plaintiffs in the Individual Actions that the 11/10/04 Set-Aside Order shall be vacated. (Signed by Judge Denise L. Cote on 8/11/05) .Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-08981-DLC,1:02-cv-09520-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC, 1:03-cv-00892-DLC,1:03-cv-01283-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC, 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC, 1:04-cv-08473-DLC (sac, )
August 12, 2005 Opinion or Order Filing 2810 STIPULATION AND ORDER; Motions to dismiss shall be adjourned until and including 10/19/2005. Replies due by 11/30/2005. Responses due by 11/9/2005. (Signed by Judge Denise L. Cote on 8/11/05) This Document Relates to: 04civ9942 & 04civ8309.(sac, )
August 11, 2005 Filing 2809 KENNETH D. LAUB'S OBJECTION TO PROPOSED SETTLEMENT AND PLAN OF ALLOCATION AND TO FAILURE TO PERMIT HIM AND OTHER CLASS MEMBERS AN ADDITIONAL OPPORTUNITY TO OPT OUT FROM THE CLASS. (sac, )
August 10, 2005 Filing 2808 DECLARATION of Susanna M. Buergel in Support re: 2807 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in Support of their Application for Enforcement, as against Claimant Roslyn Berger, of the Court's Judgment approving settlement and dismissing claims against The CitiGroup Defendants. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 8/10/05 at 5:59 p.m.. (sac, )
August 10, 2005 Filing 2807 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in Support of their Application for Enforcement, as against Claimant Roslyn Berger, of the Court's Judgment approving settlement and dismissing claims against The CitiGroup Defendants. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 8/10/05 at 5:59 p.m.. (sac, )
August 9, 2005 Filing 2806 DECLARATION of Susanna M. Buergel in Support of the Settling Parties' re: 2804 MOTION for an order, for entry of a Bar Order and Order of Dismissal with prejudice; and, for an order, for entry of a Confidentiality Order. Document filed by J.P. Morgan Securities Inc., Bank of America Corp., Bank of America Securities LLC, ABN Amro Incorporated, Public Employees Retirement System of Ohio, State Teachers Retirement System of Ohio, School Employees Retirement System of Ohio, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation, Cincinnati Retirement System, Lehman Brothers Holding Inc., Robertson Stephens International Limited, Citigroup Global Markets, Inc., JP Morgan Securities, Ltd., Chase Securities, Inc., Blaylock and Partners LP, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Securities, Inc., J.P. Morgan Chase & Co., BNP Paribas Securities Corp., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman, Deutsche Bank AG, Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale, Caboto Holding Sim S.P.A., Mizuho International PLC, Fleet Securities, Inc.. This Document Relates to: 03civ338... Received in the night deposit box on 8/09/05 at 9:33 p.m.. (sac, )
August 9, 2005 Filing 2805 MEMORANDUM OF LAW in Support of Settling Parties' re: 2804 MOTION for an order, for entry of a Bar Order and Order of Dismissal with prejudice; and, for an order, for entry of a Confidentiality Order. Document filed by J.P. Morgan Securities Inc., Bank of America Corp., Bank of America Securities LLC, ABN Amro Incorporated, Public Employees Retirement System of Ohio, State Teachers Retirement System of Ohio, School Employees Retirement System of Ohio, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation, Cincinnati Retirement System, Lehman Brothers Holding Inc., Robertson Stephens International Limited, Citigroup Global Markets, Inc., JP Morgan Securities, Ltd., Chase Securities, Inc., Blaylock and Partners LP, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Securities, Inc., J.P. Morgan Chase & Co., BNP Paribas Securities Corp., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman, Deutsche Bank AG, Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale, Caboto Holding Sim S.P.A., Mizuho International PLC, Fleet Securities, Inc.. This Document Relates to: 03civ338... Received in the night deposit box on 8/09/05 at 9:33 p.m.. (sac, )
August 9, 2005 Filing 2804 MOTION for an order, for entry of a Bar Order and Order of Dismissal with prejudice; and, for an order, for entry of a Confidentiality Order. Document filed by J.P. Morgan Securities Inc., Bank of America Corp., Bank of America Securities LLC, ABN Amro Incorporated, Public Employees Retirement System of Ohio, State Teachers Retirement System of Ohio, School Employees Retirement System of Ohio, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation, Cincinnati Retirement System, Lehman Brothers Holding Inc., Robertson Stephens International Limited, Citigroup Global Markets, Inc., JP Morgan Securities, Ltd., Chase Securities, Inc., Blaylock and Partners LP, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Securities, Inc., J.P. Morgan Chase & Co., BNP Paribas Securities Corp., Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman, Deutsche Bank AG, Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale, Caboto Holding Sim S.P.A., Mizuho International PLC, Fleet Securities, Inc.. This Document Relates to: 03civ338... Received in the night deposit box on 8/09/05 at 9:33 p.m.. (sac, )
August 5, 2005 Filing 2803 REPLY MEMORANDUM OF LAW in Further Support re: 2732 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9388. (sac, )
August 5, 2005 Filing 2802 REPLY MEMORANDUM OF LAW in Support re: 2735 "PHASE FOUR" MOTION for an order, dismissing with prejudice plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 05civ55.(sac, )
August 5, 2005 Filing 2801 MEMORANDUM OF LAW in Support re: 2729 MOTION to Dismiss. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. This Document Relates to: 05civ54. (sac, )
August 5, 2005 Filing 2800 REPLY MEMORANDUM OF LAW in Further Support of Motion to dismiss the First Amended Complaint for Fraud and Deceit; Negligent Misrepresentation; and Aiding and Abetting Breach of Fiduciary Deputy as against Andersen. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ9388. (sac, )
August 5, 2005 Filing 2799 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 8/4/05 re: granting the Citigroup Defendants permission to submit a reply brief of up to 15 pages in length. (Signed by Judge Denise L. Cote on 8/4/05) This Document Relates to: 04civ9388.(sac, )
August 5, 2005 Opinion or Order Filing 2798 ORDER; that Karoussos and Gale are enjoined from arbitrating any claims relating to investments in securities issued by WorldCom. That Karoussos and Gale are permanently barred and enjoined as set forth in this document. The show cause hearing scheduled for 10 a.m. on 8/4/05, is adjourned until 8/26/05 at 9 a.m., in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 8/4/05) (sac, )
August 4, 2005 Opinion or Order Filing 2797 ORDER; on 7/26, the Courtreceived a motion to confirm Richard Ungar's status as having opted out of the class action. Any opposition must be served and filed by 8/15 & any reply must be served and filed by 8/22/05. (Signed by Judge Denise L. Cote on 8/2/05) (sac, )
August 4, 2005 Filing 2796 ENDORSED LETTER addressed to Judge Denise L. Cote from Daniel R. Marcus dated 8/1/05 re: granting Arthur Andersen LLP 2-page extension of the Court's usual 10 page limitation. (Signed by Judge Denise L. Cote on 8/2/05) This Document Relates to: 04civ9488. (sac, )
August 4, 2005 Filing 2795 ENDORSED LETTER addressed to Judge Denise L. Cote from Beverly A. Farrell dated 8/2/05 re: granting J.P. Morgan Defendants an enlargement of the Court's 10 page limit for reply memoranda. (Signed by Judge Denise L. Cote on 8/3/05) This Document Relates to: 05civ54.(sac, )
August 3, 2005 Filing 2794 BRIEF SHOWING CAUSE WHY CERTAIN CLAIMS AGAINST THE CITIGROUP DEFENDANTS SHOULD NOT BE ENJOINED. Document filed by Roslyn Berger.(sac, )
August 2, 2005 Filing 2793 DECLARATION of Jeffrey W. Golan and John P. Coffey in Support re: 2789 MOTION. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC (sac, )
August 2, 2005 Filing 2792 MEMORANDUM OF LAW in Support re: 2789 MOTION. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC,1:05-cv-00055-DLC(sac, )
August 2, 2005 Filing 2791 MEMORANDUM OF LAW in Support re: 2788 Motion for an order, for awards to Lead Counsel of Attorney's Fees and Reimbursement of Expenses. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
August 2, 2005 Filing 2790 MOTION for an order, for final approval of Settlements with the Settling Defendants and Lead Plaintiff's proposed Plans of Allocation. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC (sac, )
August 2, 2005 Filing 2789 MOTION for an order, for final approval of Lead Plaintiff's Proposed Supplemental Plan of Allocation. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC (sac, )
August 2, 2005 Filing 2788 MOTION for an order, granting Lead Counsel's Motion for an Award of Attorney's Fees Relating to the Settlements with the Settling Underwriter Defendants; for an order, granting Lead Counsel's Motion for an Award of Attorneys' Fees Relating to the Settlements with the Settling Director Defendants and Arthur Andersen LLP; and for an order, granting lead Counsel's Motion for Reimbursement of Expenses. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
August 1, 2005 Filing 2787 NOTICE OF PROPOSED SETTLEMENTS OF CLASS ACTION WITH FORMER WORLDCOM EXECUTIVE DEFENDANTS; This Notice describes the settlements reached in the WorldCom securities class action litigation with four former WorldCom executives. Any objection must be made in writing and received by 8/26/05. A hearing will be held on 9/9/05 at 2:30 p.m., before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 7/29/05) (sac, )
August 1, 2005 Opinion or Order Filing 2786 STIPULATION AND ORDER; Brief due by 11/18/2005. Discovery due by 12/16/2005. Reply to Response to Brief due by 12/23/2005. Responses to Brief due by 12/16/2005. See Document for further Scheduling Deadlines. (Signed by Judge Denise L. Cote on 7/29/05) This Document Relates to: 02civ8981. (sac, )
July 28, 2005 Opinion or Order Filing 2785 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH SCOTT D. SULLIVAN; Lead Plaintiff and Sullivan have moved, pursuant to Rule 23(e), for an Order preliminary approving the Settlement. The Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation, as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. The hearing to address the fairness and adequacy of the Settlement shall occur on 9/9/05 at 2:30 p.m., and the procedures for objecting to the Settlement shall be as set forth in the Hearing Order dated 6/14/05. (Signed by Judge Denise L. Cote on 7/28/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
July 28, 2005 Opinion or Order Filing 2784 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH BUFORD YATES AND DAVID MYERS; Lead Plaintiff and the Settling Defendants have moved, pursuant to Rule 23(e), for an order, preliminarily approving the Settlement. The Court adopts all defined terms set forth in the Stipulation. The hearing to address the fairness and adequacy of the Settlement shall occur on 9/9/05 at 2:30 p.m., and the procedures for objecting to the Settlement shall be as set forth in the Hearing Order dated 6/14/05. (Signed by Judge Denise L. Cote on 7/28/05) (sac, )
July 28, 2005 Opinion or Order Filing 2783 ORDER; the attached pages constitute proposed revisions of the Class Notice that is to be issued pursuant to the class action settlements with Bernard Ebbers, Scott Sullivan, Buford Yates, and David Myers. A transcript of the 7/27/05 conference call in which the Court announced the proposed revisions to counsel for the Lead Plaintiff is available. (Signed by Judge Denise L. Cote on 7/27/05) (sac, )
July 27, 2005 Opinion or Order Filing 2782 ORDER; the preliminary approval hearing will proceed as scheduled on 7/28/05 at 11 a.m., in Courtroom 11B, 500 Pearl Street. Yates should attend in person if possible; Myers' absence is excused. That if issues arise that require participation by Myers, another hearing shall be scheduled accordingly. (Signed by Judge Denise L. Cote on 7/26/05) (sac, )
July 27, 2005 Opinion or Order Filing 2781 ORDER: Show Cause Hearing set for 8/4/2005 at 10:00 AM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 7/26/05) (sac, )
July 26, 2005 Filing 2780 TRANSCRIPT of Proposed Settlement of proceedings held on 7/11/05 at 2:00 p.m. before Judge Denise L. Cote. (sac, )
July 26, 2005 Filing 2779 DECLARATION of Eric S. Goldstein in Support re: 2778 Memorandum of Law in Support. Document filed by Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. (sac, )
July 26, 2005 Filing 2778 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in Support of their Application for enforcement, as against The Chu, Karoussos and Gale Claimants, of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Citigroup Global Markets Limited, CitiGroup Inc., Jack Grubman. (sac, )
July 26, 2005 Opinion or Order Filing 2776 ORDER; that a hearing regarding preliminary approval of the settlements with Myers, Yates and Sullivan will be held on 7/28/05 at 11:00 a.m., in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 7/25/05) (sac, )
July 25, 2005 Filing 2775 NOTICE OF FILING EXHBITS TO PLAINTIFF'S MOTION AND MEMORANDUM TO CONFIRM RICHARD UNGAR'S OPT-OUT STATUS. (sac, )
July 21, 2005 Filing 2774 AFFIDAVIT of Joshua D. Rievman. Document filed by Pearl Chu and Jim W.T. Chu. (sac, )
July 21, 2005 Filing 2773 MEMORANDUM OF LAW in Opposition of Respondents Pearl Chu and Jim W.T. Chu in opposition to the Citicorp Defendants' Motion for an injunction. (sac, )
July 21, 2005 Filing 2772 DECLARATION of Steven G. Sklaver in Support of Opposition to the Motion to dismiss filed by Defendant Arthur Andersen LLP. Document filed by Jeffrey C. Barbakow.. This Document Relates to: 04civ9388 (sac, )
July 21, 2005 Filing 2771 MEMORANDUM OF LAW in Opposition to the Motion to dismiss filed by Defendant Arthur Andersen LLP. Document filed by Jeffrey C. Barbakow. Document Relates to: 04civ9388. (sac, )
July 21, 2005 Filing 2770 MOTION AND MEMORANDUM to confirm Richard Ungar's Opt-Out Status or in the alternative, Rule 6(b)(2) Motion and Memorandum for enlargement of time. Document filed by Richard Ungar. (sac, )
July 21, 2005 Filing 2769 NOTICE of Re-Service of Motion and Memorandum to confirm Richard Ungar's Opt-Out Status. (sac, )
July 21, 2005 Opinion or Order Filing 2768 ORDER; the following schedule shall supersede the schedule set forth in the July 13 Order. Show Cause Hearing set for 8/26/2005 at 9:00 AM before Judge Denise L. Cote. Berger shall submit any papers in opposition to such an injunction by 8/3/05. Petitioners shall submit their reply by 8/10/05. (Signed by Judge Denise L. Cote on 7/20/05) (sac, )
July 21, 2005 Filing 2766 USCA SCHEDULING ORDER as to 2661 Notice of Interlocutory Appeal, filed by Abraham Morris, USCA Case Number 05-2189-cv. Roseann B. MacKechnie, Clerk USCA. Appeal Record due by 8/18/2005. Appellant Brief due by 8/25/2005. Appellee Brief due by 9/26/2005. (nd, )
July 20, 2005 Filing 2767 MOTION for an order, of Jager Smith P.C. to withdraw as counsel to State of California, ex rel. Alan M. Grayson. (sac, )
July 20, 2005 Opinion or Order Filing 2765 ENDORSED LETTER addressed to Honorable Denise L. Cote from Walter Rieman dated 7/18/05 re: granting defendants Citigroup Inc., Citigroup Global Markets Inc., and Jack Grubman 30 days after the date on which the Court's order deciding plaintiffs' motion is entered to file motions to dismiss. (Signed by Judge Denise L. Cote on 7/19/05) This Document Relates to: 04civ9711.(sac, )
July 19, 2005 Filing 2777 APPALLANT'S ASSENTED-TO-MOTION for an order, for Second Order enlargement time to file brief. (Bankruptcy Appeal NO. 05-5704-RPP). (sac, )
July 19, 2005 Opinion or Order Filing 2764 ORDER; the Citigroup Defendants may produce the requested materials on the condition that counsel for the Holtsberg Plaintiffs first execute a certification agreeing to be bound by the terms of the 10/28/03 Confidentiality Order and serve that certification on all signatories to the Order. (Signed by Judge Denise L. Cote on 7/19/05) (sac, )
July 18, 2005 Opinion or Order Filing 2763 ORDER; the show cause hearing scheduled for 7/15 is cancelled. (Signed by Judge Denise L. Cote on 7/15/05) (sac, )
July 15, 2005 Filing 2762 MOTION for an order, for Leave to File Reply Memorandum. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. (sac, )
July 15, 2005 Filing 2761 MOTION for an order, for Leave to File Substitute Signed Declaration. Document filed by Charlene Haik. (sac, )
July 15, 2005 Filing 2760 DECLARATION of Benny C. Goodman in Support re: 2759 Memorandum of Law in Oppisition to Motion. Document filed by State of Alaska Department of Revenue, Alaska State Pension Investment Board. This Document Relates to: 05civ54. (sac, )
July 15, 2005 Filing 2759 MEMORANDUM OF LAW in Opposition re: 2729 MOTION to Dismiss. Document filed by State of Alaska Department of Revenue, Alaska State Pension Investment Board. This Document Relates to: 05civ54. (sac, )
July 15, 2005 Filing 2758 DECLARATION of Steven G. Sklaver in Support re: 2757 Memorandum of Law in Oppisition to Motion. Document filed by Jeffrey C. Barbakow. This Document Relates to: 04civ9388. (sac, )
July 15, 2005 Filing 2757 MEMORANDUM OF LAW in Opposition re: 2732 MOTION to Dismiss. Document filed by Jeffrey C. Barbakow. This Document Relates to: 04civ9388. (sac, )
July 14, 2005 Filing 2756 MEMORANDUM OF LAW in Opposition re: 2735 MOTION to Dismiss. Document filed by Christopher Garcia. This Document Relates to: 05civ55. (sac, )
July 13, 2005 Filing 2755 NOTICE of 2754 Order, Set Hearings. (sac, )
July 13, 2005 Opinion or Order Filing 2754 ORDER; that claimants Roslyn Berger, John P. Karoussos, Pearl Chu, Jim Chu, Tom Dawkins, and Marilyn Gale Show Cause Hearing set for 7/29/2005 at 11:00 AM before Judge Denise L. Cote, pursuant to arbitration claim against the Citigroup Defendants to the extent the claim relates to investments in securities issued by WorldCom. (Signed by Judge Denise L. Cote on 7/13/05) (sac, )
July 13, 2005 Filing 2751 TRANSCRIPT of proceedings held on 7/11/05 before Judge Denise L. Cote. (lma, )
July 12, 2005 Opinion or Order Filing 2753 ORDER; granting 1614 Motion for Settlement. The hearing to address the fairness and adequacy of the Settlement shall occur on 9/9/05 at 2:30 p.m.. (Signed by Judge Denise L. Cote on 7/11/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:04-cv-08473-DLC,1:05-cv-00055-DLC(sac, )
July 12, 2005 Opinion or Order Filing 2752 ORDER; that any objection to this request by a party to the Securities Litigation should be filed and served by 7/15/05. That, in the event a party to the Securities Litigation makes an objection, it should also indicate whether it objects to the parties in the Holtsberg Actions having access to the materials on the condition that they execute the agreements governed by the Confidentiality Orders on 3/24/03 and 10/28/03 entered in the Securities Litigation, modified as necessary to permit use of the materials in the Holtsberg Actions. (Signed by Judge Denise L. Cote on 7/11/05) (sac, )
July 11, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2749 Notice of Interlocutory Appeal. (tp, )
July 11, 2005 Transmission of Notice of Appeal to the District Judge re: 2749 Notice of Interlocutory Appeal. (tp, )
July 8, 2005 Filing 2750 NOTICE of of Consolidation Order and Discovery Order, dated 2/19/04. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc.. (cd, )
July 8, 2005 Filing 2749 NOTICE OF INTERLOCUTORY APPEAL from an order of the USDC-SDNY, enforcing the District Court's judgment approving the settlement and dismissing claims against the Citigroup defendants entered in this action on 7/10/05. Document filed by Paul G. Rochmis, M.D. Ltd. employee Profit Sharing Plan, Paul G. Rochmis. Filing fee $ 255.00, receipt number E 548536. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: James Richard Hooper and Eric S. Goldstein. (tp, )
July 8, 2005 Filing 2748 DECLARATION of Eric S. Goldstein in Support their Application for enforcement, as against the Haik and Shannon Claimants, of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants.. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
July 8, 2005 Filing 2747 MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Haik and Shannon Claimants, of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
July 8, 2005 Filing 2746 REPLY in Support of its Response to this Court's 6/11/03 Order to Show Cause. Document filed by Ron G. Crane, The State of Idaho. This Document Relates to: 04civ9942. (sac, )
July 7, 2005 Opinion or Order Filing 2745 ORDER; that a conferene regarding preliminary approval of the settlement will be held on 7/11/05 at 2 p.m., in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 7/6/05) (sac, )
July 7, 2005 Filing 2744 First Supplemental ROA Sent to USCA (Index). Notice that the Supplemental Index to the record on Appeal for 1527 Notice of Appeal,,,,,, 1998 Notice of Interlocutory Appeal, filed by John Marshall Lusk, Jr., James J. Savage,, 1882 Notice of Interlocutory Appeal,,, filed by Steven F. Helfand,, 1881 Notice of Interlocutory Appeal,,,, filed by W. Caffey Norman, III, 2661 Notice of Interlocutory Appeal, filed by Abraham Morris,, 1526 Notice of Appeal,,,,, filed by Denver Area Meat Cutters & Employers Pension Plan,, Rocky Mountain UFCW Unions & Employers Pension Plan,, 1880 Notice of Interlocutory Appeal, filed by Richard Entenmann,, Shari Galitzer,, 1676 Notice of Interlocutory Appeal,,,, filed by Grace Weinstein,, Sylvia Carraway,, 2497 Notice of Interlocutory Appeal, filed by Richard Entenmann,, Shari Galitzer, USCA Case Number 04-6566-cv(L); 04-6576-cv(CON); 04-6608-cv(CON); 04-6637-cv(CON); 05-0296-cv(CON), 3 Copies of the index, Certified Supplemental Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (tp, )
July 5, 2005 Filing 2743 OPPOSITION to CGMI'S Request for Injunction of NASD Arbitration Claims, and Cross-Motion for stay of injunction hearing, or alternatively, Motion pursuant F.R.C.P. 60(b)(2), and/or 6(b) for leave to grant late Opt-Out of Class Settlement, and Objection to Settlement on the basis of inadequate representation and deprivation of due process. Document filed by Charlene Haik, H. Michael Haik, Hilliard M. Haik, Holly M. Haik, Seannie Haik, Steven A. Haik. (sac, )
July 1, 2005 Filing 2742 DECLARATION of Beverly A. Farrell in Support of MEMORANDUM OF LAW in Opposition to Plaintiff Ron G. Crane, State Treasuer and the State of Idaho to this Court's 6/11/03 Order to show cause re: denial of remand. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. This Document Relates to 04civ9942. Received in the night deposit box on 02civ3288.. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. (sac, )
June 27, 2005 Filing 2741 MEMORANDUM OF LAW in Opposition to Plaintiff Ron G. Crane, State Treasuer and the State of Idaho to this Court's 6/11/03 Order to show cause re: denial of remand. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. This Document Relates to 04civ9942. Received in the night deposit box on 02civ3288. (sac, ) Modified on 7/5/2005 (sac, ).
June 27, 2005 Filing 2740 TRANSCRIPT of proceedings held on June 8, 2005 at 2:15 p.m. before Judge Denise L. Cote. (sac, )
June 27, 2005 Filing 2739 TRANSCRIPT of proceedings held on June 3, 2005 at 9:00 a.m. before Judge Denise L. Cote. (sac, )
June 27, 2005 Filing 2738 TRANSCRIPT of (Telephone Conference) proceedings held on 6/2/05 at 3:15 p.m., before Judge Denise L. Cote. (sac, )
June 27, 2005 MEMORANDUM OF LAW in Opposition to Plaintiff Ron G. Crane, State Treasuer and the State of Idaho to this Court's 6/11/03 Order to show cause re: denial of remand. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. ORIGINAL DOCUMENT FILED IN 02CIV3288, DOC#2741. Received in the night deposit box on 02civ3288. (sac, )
June 22, 2005 Filing 2737 ENDORSED LETTER addressed to Judge Denise L. Cote from Beverly A. Farrell dated 6/16/05 re: granting J.P. Morgan Defendants permission to file 25 page limit for memoranda of law. (Signed by Judge Denise L. Cote on 6/21/05) Original Document filed in: 05civ54.(sac, )
June 17, 2005 Filing 2736 MEMORANDUM OF LAW in Support re: 2735 "PHASE FOUR" MOTION for an order, dismissing with prejudice plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc.. This Document Relates to: 05civ55. Received in the night deposit box on 6/17/05 at 9:54 p.m.. (sac, )
June 17, 2005 Filing 2735 "PHASE FOUR" MOTION for an order, dismissing with prejudice plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 05civ55. Received in the night deposit box on 6/17/05 at 9:54 p.m.. (sac, )
June 17, 2005 Filing 2734 DECLARATION of Jason H. Wilson in Support re: 2732 "PHASE FOUR" MOTION for an order, dismissing with prejudice plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9388. Received in the night deposit box on 6/17/05 at 9:53 p.m..(sac, )
June 17, 2005 Filing 2733 MEMORANDUM OF LAW in Support re: 2732 "PHASE FOUR" MOTION for an order, dismissing with prejudice plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9388.(sac, )
June 17, 2005 Filing 2732 "PHASE FOUR" MOTION for an order, dismissing with prejudice plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9388. (sac, )
June 17, 2005 Filing 2731 DECLARATION of Beverly A. Farrell in Support re: 2729 MOTION to Dismiss. Document filed by J.P. Morgan Securities Inc., J.P. Securities, Inc, JP Morgan Securities, Ltd., J.P. Morgan Chase & Co.. This Document Relates to: 05civ54. (sac, )
June 17, 2005 Filing 2730 MEMORANDUM OF LAW in Support re: 2729 MOTION to Dismiss. Document filed by J.P. Morgan Securities Inc., J.P. Securities, Inc, JP Morgan Securities, Ltd., J.P. Morgan Chase & Co.. This Document Relates to: 05civ54. (sac, )
June 17, 2005 Filing 2729 MOTION for an order, dismissing with prejudice Plaintiffs' Complaint in its entirety. Document filed by J.P. Morgan Securities Inc., J.P. Securities, Inc, JP Morgan Securities, Ltd., J.P. Morgan Chase & Co.. This Document Relates to: 05civ54. (sac, )
June 17, 2005 Filing 2728 NOTICE OF ORDER TO SHOW CAUSE. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
June 17, 2005 Filing 2727 MEMORANDUM OF LAW in Support re: 2726 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ9388. (sac, )
June 17, 2005 Filing 2726 MOTION for an order, dismissing the First Amended Complaint. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ9388. (sac, )
June 16, 2005 Opinion or Order Filing 2725 OPINION & ORDER #91749 re: The Citigroup Defendants' application for enforcement of the judgment approving the Citigroup Settlement is granted. The Suns' claims against SSB arising from their investments in WorldCom Securities are enjoined as set forth in the accompanying Order: 2520 MOTION for Attorney Fees. MOTION to Certify Class. MOTION to Certify Class. MOTION to Dismiss. MOTION to Dismiss. MOTION for Settlement. MOTION for Settlement. filed by Ina Rosenblum. (Signed by Judge Denise L. Cote on 6/15/05) (sac, )
June 16, 2005 Opinion or Order Filing 2724 STIPULATION AND ORDER; for Plaintiffs in these actions (the "Mississippi Plaintiffs") and counsel for ABN AMRO Incorporated, Banc of America Securities LLC, Bank of America Corp., Deutsche Banc Alex. Brown, Inc. (n/k/a Deutsche Bank Securities, Inc.), Deutsche Bank AG, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc. (f/k/a Chase Securities Inc.) (the "Underwriter-Related Defendants") that, pursuant to Fed. R. Civ. 41, the claims against the Underwriter-Related Defendants in these action are hereby dismissed with prejudice with each side to bear their own costs. (Signed by Judge Denise L. Cote on 6/14/05) This Document Relates to: 04cv6813; 04cv6995; 04cv6996; 04cv7482; 04cv7483; and, 04cv8473.(sac, )
June 16, 2005 Opinion or Order Filing 2723 ORDER; that Claimants are enjoined from arbitrating any claims relating to investments in securities issued by WordCom as set forth in this document. (Signed by Judge Denise L. Cote on 6/15/05) (sac, )
June 16, 2005 Opinion or Order Filing 2722 ORDER; Show Cause Hearing set for 7/15/2005 at 2:30 PM before Judge Denise L. Cote, in Courtroom 11B; for an order, from pursuing a NASD arbitration claim against the Citigroup Defendants to the extent it relates to investments in securities issued by WorldCom. Respondents shall submit any papers in opposition to such an injunction by 7/1/05 at 5 p.m.. Petitioners shall submit their reply 7/8/05 at 5 p.m.. The Citigroup Defendants shall serve this Order on Respondents or their counsel via fax, e-mail, or other means by 6/17/05 at 5 p.m.. (Signed by Judge Denise L. Cote on 6/15/05) (sac, )
June 16, 2005 Filing 2721 TRANSCRIPT of proceedings held on June 10th, 2005 at 9:15 a.m. before Judge Denise L. Cote. (sac, )
June 16, 2005 Filing 2720 TRANSCRIPT of proceedings held on June 8th, 2005 at 2:15 p.m. before Judge Denise L. Cote. (sac, )
June 15, 2005 Opinion or Order Filing 2719 OPINION & ORDER #; re: The Citigroup Defendants' application for enforcement of the judgment approving the Citigroup Settlement is granted. The Suns' claims against SSB arising from their investments in WorldCom Securities are enjoined as set forth in the accompanying Order. (Signed by Judge Denise L. Cote on 6/15/05) (sac, )
June 15, 2005 Opinion or Order Filing 2718 HEARING ORDER; Lead Plaintiff(s), Alan G. Hevesi, Comptroller of the State of New York, as Administrative Head of the New York State and Local Retirement Systems and as Trustee of the New York State Common Retirement Fund, and the Additional Named Plaintiffs, Fresno County Employees Retirement Association, the County of Fresno California, and HGK Asset Management, Inc. and the Class. Lead Plaintiff(s) shall cause notice of the proposed Settlements, the hearing on the proposed Settlements, the request for approval of the Plans of Allocation contained with the Stipulation of Settlement. Seven days before the date fixed by this Court for the Settlement Hearing, that is, by 9/2/05, Lead Counsel shall cause to be filed with the Clerk of this Court affidavits or declarations of the person or persons under whose general direction the mailing of the Notice and the publication of the Summary Notice shall have been made, showing that such mailing and publication have been made in accordance with this Order. There shall be a hearing on Friday, 9/9/05 at 2:30 p.m.. The Court hereby directs that the deadline for submitting a Proof of Claim is extended to 8/26/05. (Signed by Judge Denise L. Cote on 6/14/05) (sac, ) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
June 13, 2005 Opinion or Order Filing 2717 STIPULATION AND ORDER; parties with the burden of proof on a particular issue must submit expert reports no later than 7/29/05; rebuttal expert reports shall be submitted no later than 8/26/05; revised expert reports shall be submitted no later than 9/9/05; the close of expert discovery shall be 10/20/05; Opening briefs in support of summary judgment shall be filed no later than 9/23/05; opposition briefs shall be filed no later than 10/21/05; reply briefs shall be filed no later than 10/28/05. (Signed by Judge Denise L. Cote on 6/10/05) This Document Relates to: 02civ8981. (sac, )
June 13, 2005 Opinion or Order Filing 2716 ORDER; counsel for the Lead Plaintiff shall serve the revised documents on counsel for all parties via electronic mail by 6/13 at 9:00 a.m.. All comments must be submitted to Jeffrey Golan of Barrack, Rodos & Bacine on 6/13 at 1:00 p.m.. Counsel for the Lead Plaintiff shall serve the final drafts of the documents, incorporating the comments of counsel where it deems it appropriate to do so, during the afternoon of 6/13. (Signed by Judge Denise L. Cote on 6/13/05) (sac, )
June 13, 2005 Opinion or Order Filing 2715 ORDER; on 6/10/05, at 2:00 p.m., a telephone conference was hled with counsel for the Lead Plaintiff to address further revisions to the Supplemental Plan of Allocation. A transcript of the telephone conference is available. (Signed by Judge Denise L. Cote on 6/10/05) (sac, )
June 10, 2005 Filing 2714 AMENDED COMPLAINT against Bernard J. Ebbers, Scott D. Sullivan, Gordon S. Macklin, Juan Villalonga, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, Bert C. Roberts, Jr, Lawrence C. Tucker, Worldcom, Inc., Stiles A. Kelett, James C. Allen, Max E. Bobbitt, Francesco Galesi.Document filed by Ron G. Crane, The State of Idaho. This Document Relates to: 04civ9942.(sac, )
June 10, 2005 Filing 2713 RESPONSE to 6/11/03 Order to Show Cause. Document filed by Ron G. Crane, State Treasurer and the State of Idaho. This document relates to: 04cv9942. (sac, )
June 10, 2005 Opinion or Order Filing 2712 ORDER; attached is a draft of proposed revisions to paragraphs 11 through 16 of the 6/7/05 draft of the Supplemental Plan of Allocation. This draft will be discussed at today's 9:30 a.m. conference call. (Signed by Judge Denise L. Cote on 6/9/05) (sac, )
June 10, 2005 Opinion or Order Filing 2711 ORDER; that a telephone conference will be held on 6/9/05 at 9:30 a.m., to discuss revisions to the proposed Supplemental Plan of Allocation for the class action settlements. (Signed by Judge Denise L. Cote on 6/8/05) (sac, )
June 10, 2005 Opinion or Order Filing 2710 ENDORSED LETTER addressed to Judge Denise L. Cote from Deborah Salzberg dated 6/8/05 re: on behalf of James C. Allen requesting a clarification of Your Honor's Order dated 10/27/04, a copy of which is annexed hereto as Exhibit A..Counsel should submit stipulation of dismissal. (Signed by Judge Denise L. Cote on 6/9/05) This Document Relates to: 04civ6995; 04civ6996; 04civ6813; 04civ7482; 04civ7483 and 04civ8473.(sac, )
June 10, 2005 Opinion or Order Filing 2709 ORDER; that Claimants are enjoined from arbitrating any claims relating to investments in securities issued by WorldCom. Claimants are permanently barred and enjoined from instituting, commencing or prosecuting, either directly or in any other capacity, all claims of every nature and description, known and unknown arising out of or relating to investments as set forth in this order. (Signed by Judge Denise L. Cote on 6/10/05) (sac, )
June 10, 2005 Opinion or Order Filing 2708 ORDER; on 6/9/05, the counsel for the Lead Plaintiff submitted to the Court revised drafts of the Notice of Proposed Settlements, Summary Notice of Proposed Settlements, Supplemental Plan of Allocation, and Hearing Order, as well as a Summary Supplmental Plan of Allocation. On 6/10/05 at 9:15 a.m., a telephone conference was held with counsel for the Lead Plaintiff to address further revisions to those documents. A transcript of the June 10 telephone conference is available. (Signed by Judge Denise L. Cote on 6/10/05) (sac, )
June 7, 2005 Opinion or Order Filing 2707 ORDER; that a conference will be held to discuss production of the documents at issue on 6/7/05 at 3 p.m., in Courtroom 11B. (Signed by Judge Denise L. Cote on 6/3/05) (sac, )
June 3, 2005 Opinion or Order Filing 2706 ORDER; the Citigroup Defendants are granted leave to provide Judge Hoy with the materials specified in the May 27 Letter. (Signed by Judge Denise L. Cote on 6/2/05) (sac, )
June 2, 2005 Opinion or Order Filing 2705 ORDER; that the revised schedule shall be as follows: Motion to dismiss in Nos. 04civ9388, 05civ54, and 05civ.55 and are due on 6/17/05. Opposition is due on 7/15/05. Replies are due on 8/5/05. Motions to dismiss in Nos. 04civ.6813, 04civ.6995, 04civ.6996, 04civ.7482, 04civ.7483, 04civ.7980, 04civ.8308, 04civ.8309, 04civ.8473, 04civ.8474, 04civ.9711, and 04civ.9942 are due on 8/19/05. Opposition is due on 9/9/05. Replies are due on 9/30/05. (Signed by Judge Denise L. Cote on 6/1/05) (sac, )
June 2, 2005 Opinion or Order Filing 2704 ORDER: Telephone Conference set for 6/2/2005 at 3:00 PM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 6/2/05) (sac, )
May 31, 2005 Opinion or Order Filing 2703 ORDER; in a letter of 5/23/05, counsel for the Citigroup Defendants requested that a schedule be issued for June and July 2005 as set forth in this document. (Signed by Judge Denise L. Cote on 5/27/05) (sac, )
May 31, 2005 Opinion or Order Filing 2702 STIPULATION AND ORDER; Defendant Arthur Andersen LLP will depose plaintiff Ronald D. Aubert on 6/14/05 at 10:00 a.m. in the office of Curtis, Mallet-Prevost, Colt & Mosle LLP at 101 Park Avenue. Plaintiffs withdraw the motion to certify as a class representative plaintiff Beatrice Tuttleman. The deposition of plaintiff Justin Tuttelman shall be adjourned and rescheduled. The time within which Andersen is required to respond to the motion for class certification shall be extended to and including 9/26/05. The time for plaintiffs to reply on the motion for class certification shall be extended to and including 10/26/05. (Signed by Judge Denise L. Cote on 5/27/05) This Document Relates to: 03-cv-1052.(sac, )
May 31, 2005 Filing 2701 DECLARATION of Eric S. Goldstein in Support re: 2700 Memorandum of Law in Support,. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
May 31, 2005 Filing 2700 MEMORANDUM OF LAW IN SUPPORT of their Application for Enforcement, as against the Rochmis Claimants, of the Court's Judgment approving settlement and dismissing claims. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
May 31, 2005 Filing 2699 REPLY TO DEFENDANTS' OPPOSITION TO PLAINTIFFS' RESPONSE TO THIS COURT'S 6/11/03 ORDER TO SHOW CAUSE. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. This Document Relates to: 05-3944. (sac, )
May 31, 2005 Filing 2698 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 5/27/05 re: Any opposition to the Citigroup-related defendants request set forth in said letter should be submitted to this Court by 6/2/05 at 12:00 noon. (Signed by Judge Denise L. Cote on 5/31/05) (db, )
May 25, 2005 Filing 2697 MEMORANDUM OF LAW in Opposition to the Motions of Citigroup Petitioners' Letter Application for an injunction regarding Respondents' pending arbitration claims related to Worldcom Securities before the NASD. Document filed by Paul G. Rochmis, and the Paul G. Rochmis, M.D., Ltd. Employees Profit Sharing Plan.. (rec'd in the night deposit box on 5/25/05 at 8:07 p.m.) (sac, )
May 25, 2005 Filing 2696 LETTER addressed to Judge Denise L. Cote from Raymond A. Levites dated 5/25/05 re: enclosed on behalf of Paul G. Rochmis, and Paul G. Rochmis, M.D. Ltd., Employees Profit Sharing Plan is Respondents' Memorandum of Law in opposition to Citigroup's letter application for an injunction.(sac, )
May 25, 2005 Opinion or Order Filing 2695 ORDER granting 2682 Motion to Withdraw as Attorney. Attorney N. Richard Janis and S. Robert Sutton terminated . (Signed by Judge Denise L. Cote on 5/24/05) (jco, )
May 23, 2005 Filing 2694 NOTICE of Appearance of Additional Counsel of Class Member. Document filed by Plaintiff Class Member Walter Kaufmann, Trustee. (sac, )
May 23, 2005 Filing 2693 JOINDER to join re: 2691 Memorandum of Law in Oppisition. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 05civ3944. Received in the night deposit box on 5/23/05 at 8:54 p.m..(sac, )
May 23, 2005 Filing 2692 DECLARATION of Beverly A. Farrell in Support re: 2691 Memorandum of Law in Oppisition. This Document Relates to: 05civ3944. Received in the night deposit box on 5/23/05 at 8:51 p.m.. (sac, )
May 23, 2005 Filing 2691 THE UNDERWRITER DEFENDANTS' OPPOSITION to Plaintiffs' Response to this Court's 6/11/03 Order to Show Cause. This Document Relates to: 05civ3944. Received in the night deposit box on 5/23/05 at 8:52 p.m.. (sac, )
May 20, 2005 Filing 2690 MOTION AND MEMORANDUM to confirm Richard Ungar's Opt-Out Status, or in the alternative, Rule 6(b)(2) Motion and Memorandum for enlargement of time. (sac, )
May 20, 2005 Opinion or Order Filing 2689 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 5/18/05 re: granting defendants permission to extend time to submit their opposition to Plaintiffs' response to this Court's Order to Show Cause dated 6/11/03. The Court permits defendants to file their opposition on 5/23. (Signed by Judge Denise L. Cote on 5/19/05). This Document Relates to: 05cv3944. (sac, )
May 20, 2005 Opinion or Order Filing 2688 ORDER; the schedule shall be as follows: Motions to dismiss in Nos. 04civ9942, 05civ54, 05civ55, 04civ9388 are due on 6/17/05. Opposition is due on 7/15/05. Replies are due on 8/5/05. Motions to dismiss in Nos. 04civ8309, 04civ7980, 04civ9711, 04civ8474, 04civ8308, 04civ6813, 04civ6995, 04civ8473, 04civ7483, 04civ6996, and 04civ7482 are due on 8/19/05. Opposition is due on 9/9/05. Replies are due on 9/30/05. That two courtesy copies of all motion papers, marked as much, should be submitted for chambers by the movant at the time the reply is served. (Signed by Judge Denise L. Cote on 5/19/05) (sac, )
May 19, 2005 Filing 2687 AFFIDAVIT of Elizabeth H. Miller. Document filed by Arthur Anderson, LLP. This Document Relates to: 02cv1052. (sac, )
May 19, 2005 Opinion or Order Filing 2686 ORDER; Oral Argument set for 6/3/2005 at 9:00 AM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 5/18/05) (sac, )
May 18, 2005 Filing 2685 NOTICE OF ORDER TO SHOW CAUSE. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 5/18/05 at 7:33 p.m.. (sac, )
May 18, 2005 Opinion or Order Filing 2684 ORDER; that a conference shall be held on 6/8/05 at 2:00 p.m., in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 5/17/05) (sac, )
May 17, 2005 Opinion or Order Filing 2683 STIPULATION AND ORDER; Motions due by 3/17/2006. Responses due by 4/7/2005 Replies due by 4/14/2005. Discovery due by 3/17/2006. See Document for further Scheduling Deadlines. (Signed by Judge Denise L. Cote on 5/10/05) Document Relates to: 03civ1052. (sac, )
May 12, 2005 Filing 2682 MOTION for S. Robert Sutton to Withdraw as Attorney. Document filed by David F. Myers.
May 10, 2005 Filing 2681 TRANSCRIPT of proceedings held on April 18, 19, 20, 21, 26, 2005 before Judge Denise L. Cote. (sac, )
May 10, 2005 Filing 2680 TRANSCRIPT of proceedings held on April 12, 13, 14, 18, 19, 20, 2005 before Judge Denise L. Cote. (sac, )
May 10, 2005 Filing 2679 TRANSCRIPT of proceedings held on April 5, 6, 7, 11, 12, 13, 2005 before Judge Denise L. Cote. (sac, )
May 10, 2005 Filing 2678 TRANSCRIPT of proceedings held on March 28, 29, 30, 31 and April 4, 5, 6, 7, 2005 before Judge Denise L. Cote. (sac, )
May 10, 2005 Filing 2677 TRANSCRIPT of proceedings held on March 28, 2005 before Judge Denise L. Cote. (sac, )
May 10, 2005 Filing 2676 FIRST AMENDED COMPLAINT against all defendants.Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. This Document Relates to: 05-cv-3944.(sac, )
May 10, 2005 Opinion or Order Filing 2675 STIPULATION AND ORDER; the Citigroup Defendants, and the Director Defendants that the expert discovery and summary judgment briefing schedules are modified as stated in this order. (Signed by Judge Denise L. Cote on 5/9/05); This Document Relates to: 02civ8981. (sac, )
May 6, 2005 Filing 2674 NOTICE OF FILING: the following listed correspondence dating from 4/19/05 through 4/25/05 from Arthur Andersen LLP addressed to aned previously submitted to the Honorable Denise L. Cote and previously served on all Counsel in this litigation has today been filed with the Clerk of the Court. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
May 6, 2005 Opinion or Order Filing 2671 ORDER; that Claimants are enjoined from arbirating any claims relating to investments in securities issued by Worldcom. That Claimants are permanently barred and enjoined from instituting, commencing or prsecuting, either directly or in any other capacity, all claims of every nature and description, known and unknown as stated in this document. (Signed by Judge Denise L. Cote on 5/5/05) (sac, )
May 6, 2005 Opinion or Order Filing 2670 ORDER; that the 5/6/05 hearing announced in the 4/20/05 Order to Show Cause is cancelled. (Signed by Judge Denise L. Cote on 5/5/05) (sac, )
May 6, 2005 Opinion or Order Filing 2669 OPINION AND ORDER #91584; The Dolatas' motion for an order affirming their request forexclusion from the class or, in the alternative, for an orderextending their time to request exclusion from the class is denied. The cross-motion of the Citigroup Defendants to enjoin the Dolatas from prosecuting their arbitration claims is granted. (Signed by Judge Denise L. Cote on 5/5/05) (sac, )
May 5, 2005 Filing 2668 DECLARATION of Elizabeth Berney in Support RESPONSE to this Court's 6/11/03 Order to Show Cause. Document filed by Pacific Life Insurance Co.. This Document Relates to: 05civ3944. (sac, )
May 5, 2005 Filing 2667 RESPONSE to this Court's 6/11/03 Order to Show Cause. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. This Document Relates to: 05civ3944. (sac, )
May 3, 2005 Filing 2666 DECLARATION of Eric S. Goldstein in Support MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Sun, Mayer, Reindl and MacGoey Claimants of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
May 3, 2005 Filing 2665 MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Sun, Mayer, Reindl and MacGoey Claimants of the Court's Judgment approving settlement and dismissing claims against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
May 3, 2005 Filing 2661 NOTICE OF INTERLOCUTORY APPEAL from 2593 Order,,,,. Document filed by Abraham Morris. Filing fee $ 255.00, receipt number E 542193. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Eric Golbstein, Audra Soloway. (pr, )
May 3, 2005 Transmission of Notice of Appeal to the District Judge re: 2661 Notice of Interlocutory Appeal,. (pr, )
May 3, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2661 Notice of Interlocutory Appeal,. (pr, )
May 2, 2005 Filing 2660 TRANSCRIPT of proceedings held on 4/8/05 before Judge Denise L. Cote. (mo, )
April 29, 2005 Filing 2664 REPLY MEMORANDUM OF LAW in Support re: 2203 THE WORLDCOM DIRECTOR DEFENDANTS' MOTION for an order, dismissing Counts One, Six, Seven & Eight of Plaintiffs First Amended Complaint dated 7/10/03 agains the WorldCom Director Defendants. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 03cv1785. (sac, )
April 29, 2005 Filing 2663 JOINDER in the WorldCom Director Defendants' Reply Memoradum of Law in Further support of their Motion to dismiss the first Amended Complaint. Document filed by Stiles A. Kellett, Jr.. This Document Relates to: 03civ1785.(sac, )
April 29, 2005 Filing 2662 REPLY MEMORANDUM OF LAW in Support re: 2212 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. This Document Relates to: 03civ1785. (sac, )
April 29, 2005 Filing 2659 REPLY MEMORANDUM OF LAW in Further Support of their "Phase Three" Motion to dismiss Plaintiff's First Amended Complaint. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 4/29/05 at 11:44 p.m.. This Document Relates to: 03civ1785.(sac, )
April 29, 2005 Filing 2658 TRANSCRIPT of proceedings held on April 15, 2005 at 11:10 a.m. before Judge Denise L. Cote. (sac, )
April 29, 2005 Filing 2657 TRANSCRIPT of proceedings held on April 8, 2005 at 2:00 p.m.. before Judge Denise L. Cote. (sac, )
April 29, 2005 Filing 2656 TRANSCRIPT of proceedings held on December 14, 2004 at 3:10 p.m. before Judge Denise L. Cote. (sac, )
April 29, 2005 Opinion or Order Filing 2655 MEAL ORDER; that coffee service is provided for the lawyers appearing before this Court in this action and a gratuity of 15% of the total bill is authorized. Invoice #12230938, dated 4/25/05 amount owed $117.00.. (Signed by Judge Denise L. Cote on 4/29/05) (sac, )
April 29, 2005 Opinion or Order Filing 2654 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 4/27/05; granting leave to comply with Judge Hoy's order. (Signed by Judge Denise L. Cote on 4/28/05) (sac, )
April 29, 2005 Opinion or Order Filing 2653 STIPULATION AND ORDER; by all parties that the following documents, with all attachments, are made as part of the district court records of this case: 1) Motion to extend time for Richard Entenmann and Shari Galitzer to Op Out of Settlement; 2) Memorandum of Law in support of Motion of Richard Entenmann and Shari Galitzer to be permitted to Opt Out of Settlement; 3) Affidavit of Charles Barnhill, signed 10/22/04; 4) Proposed Order to Show Cause; 5) Affirmation of Allyson L. Belovin; 6) Letter to Judge Cote from Eric Goldstein, counsel for Citigroup Defendants, in opposition to Claimants' motion to extend time, dated 10/28/04; 7) Letter to Judge Cote from Eric Goldstein to request conference regarding injunction against claimants amended arbitration claims, dated 1/14/05. Documents are attached to this Order. (Signed by Judge Denise L. Cote on 4/28/05) (sac, )
April 28, 2005 Mailed notice of Right to Appeal re: 2636 Judgment to Richard Rosen of Paul Weiss, et al. (as instructed by Amanda, Law Clerk to Judge Cote) (lma, )
April 27, 2005 Filing 2652 ENDORSED LETTER addressed to Judge Denise L. Cote from David I. Greenberger dated 4/25/05 re: counsel for Spartis and Elias request until the end of next week, 5/16/05 to file their reply to their Motion to vacate an arbitration award. (Signed by Judge Denise L. Cote on 4/26/05) This Document Relates to: 05civ3913. (sac, )
April 27, 2005 Opinion or Order Filing 2651 ORDER; the Court adopts all defined terms as set forth in the Stipulation unless otherwise defined in this document. The Court preliminarily approves the Settlement, as reflected in the Stipulation, as being fair, reasonable, and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize $2,000,000 out of the Settlement Amoount to fund the Notice and Adminstration Fund for the payment of certain expenses incurred by Plaintiffs' Co-Lead Counsel pursuant to the Stipulation in connection with this Settlement. Institution or prosecution of any action or claim that is subject to the release, dismissal, or bar order provisions contemplated by the Settlement, is hereby enjoined pending further order of the Court. Subject to final approval of the Settlement, the Non-Settling Defendants and Non-Settling Entities/Individuals shall be entitled to a judgment credit in an amount that is the greater of the amount allocated in the Settlement to claims for which a Non-Settling Entity/Individual may be found liable for common damages or, for each such claim, the proportionate share of the Settling Defendant's fault as proven at trial. The Parties are further directed that, prior to seeking District Court approval of the Settlement, the Parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23, Fed. R. Civ. P., in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 4/26/05) (sac, )
April 27, 2005 Opinion or Order Filing 2650 ORDER; the Lead Plaintiff and defendant Arthur Andersen LLP having reached a settlement in the consolidated class action, and upon application of both parties. That a mistrial is declared and the jury is dismissed. (Signed by Judge Denise L. Cote on 4/26/05) (sac, )
April 27, 2005 Filing 2649 RESPONSE TO ORDER TO SHOW CAUSE. Document filed by Colette C. Sun, Shan C. Sun. (sac, )
April 27, 2005 Filing 2648 NOTICE OF FILING APPENDIX OF EXHIBITS in Support of Their Response to Order to Show Cause. Document filed by Colette C. Sun, Shan C. Sun. (sac, )
April 27, 2005 Filing 2647 RESPONDENT STEPHEN LEE'S MEMORANDUM OF LAW in Opposition to The Citigroup Defendants' Request for an injunction. (sac, )
April 27, 2005 Filing 2636 FINAL JUDGMENT approving settlement and dismissing action in case no. 03 Civ. 9490 (DLC). (Signed by Judge Denise L. Cote on 4/25/05) (ml, )
April 26, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial completed on 4/26/2005. (jog, )
April 25, 2005 Filing 2646 NOTICE OF FILING; the following listed correspondence dating from 4/12/05 through 4/14/05 from Arthur Andersen LLP addressed to and prviously submitted to the Honorable Denise L. Cote and previously served on all Counsel in this litigation has today been filed with the Clerk of the Court as stated in this Document. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 25, 2005 Filing 2645 NOTICE OF FILING; the following listed correspondence dating from 3/25/05 through 4/12/05 from Arthur Andersen LLP addressed to and prviously submitted to the Honorable Denise L. Cote and previously served on all Counsel in this litigation has today been filed with the Clerk of the Court as stated in this Document. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 25, 2005 Filing 2644 NOTICE OF FILING; the following listed correspondence dating from 4/14/05 through 4/19/05 from Arthur Andersen LLP addressed to and previously submitted to the Honorable Denise L. Cote and previously served on all Counsel in this litigation has today been filed with the Clerk of the Court as stated in this Document. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 25, 2005 Filing 2643 NOTICE OF FILING: the following listed correspondence dating from 1/20/05 through 3/24/05 from Arthur Andersen LLP, unless otherwise noted from the Underwriter Defendants and in which Andersen joined in, addressed to and previously submitted to the Honorable Denise L. Cote and previously served on all Counsel in this litigation has today been filed with the Clerk of the Court as stated in this Document. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 25, 2005 Filing 2642 REPLY MEMORANDUM OF LAW in Support of Motion to dismiss. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 03civ1785. (sac, )
April 25, 2005 Filing 2641 REPLY MEMORANDUM OF LAW in Support re: 2208 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiff's claims contained in its Complaint. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ3841. (sac, )
April 25, 2005 Filing 2635 NOTICE OF FILING of six (6) letters further detailed on said notice. "Exhibits Volume1" attached. Document filed by Alan G. Hevesi. (db, )
April 25, 2005 Filing 2631 ENDORSED LETTER addressed to Judge Denise L. Cote from Milos Naumovic dated 4/21/05 re: counsel for defendants Arthur Andersen LLP request an extension of time to file their reply in further support of their motion to dismiss the I.Q. Holdings action. Application GRANTED. Replies may be filed on 4/29/05. (Signed by Judge Denise L. Cote on 4/22/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01785-DLC(db, )
April 25, 2005 Opinion or Order Filing 2630 ORDER: the opposition to defendants Philip L. Spartis and Amy J. Elias' motion to vacate an arbitration award issue aginst them by NASD Dispute Resolution Inc. in an arbitration brought by plaintiffs Elizabeth H. and Donald Rich is due 5/6/05 and the reply is due 5/15/05. (Signed by Judge Denise L. Cote on 4/21/05) (db, )
April 25, 2005 Opinion or Order Filing 2615 ORDER: that an expedited preliminary approval hearing on Andersen's settlement of the class action will be held at 9:00 a.m. on 4/26/05 in Courtroom 11B, 500 Pearl Street. Further Ordered, that, if possible any party wishing to object to the terms of the settlement shall notify the Lead Plaintiff, Andersen, and the Court by 4/25/05 at 5:00 p.m. briefly stating the ground for the objection. (Signed by Judge Denise L. Cote on 4/25/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:05-cv-00055-DLC(db, )
April 25, 2005 Set/Reset Hearings: expedited preliminary approval hearing (settlement) set for 4/26/2005 09:00 AM before Judge Denise L. Cote. (db, ) Modified on 4/26/2005 (db, ).
April 25, 2005 Set/Reset Deadlines: Replies due by 4/29/2005. (db, )
April 22, 2005 Filing 2640 THE MOVING UNDERWRITER DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of Their Motion to dismiss Counts IV and V of the Consolidated Complaint. Received in the night deposit box on 2/14/05 at 7:03 p.m.. (sac, )
April 22, 2005 Filing 2639 (UNSIGNED)... STIPULATION OF SETTLEMENT; this Stipulation of Settlement is entered into between (i) the Lead Plaintiff, Alan G. Hevesi, Comptroller of the State of New York, as Administrative Head of the New York State and Local Retirement Systems and as Trustee of the New York State Common Retirement Fund, and the Named Plaintiffs, Fresno County Employees Retirement Association, the County of Fresno, California, and HGK Asset Management, Inc., and the Class and (ii) Defendant Arthur Andersen LLP. This Action shall be settled, compromised and dismissed, on the merits and with prejudice, and that the Released Claims shall be finally and fully compromised, settled and dismissed as to the Released Parties, in the manner and upon the terms and conditions stated in this Document. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
April 22, 2005 Filing 2638 WORLDCOM DIRECTOR DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their Motion to dismiss Counts IV, VI, VII, VIII and X of the Complaint. This Document Relates to: 04civ3841. (sac, )
April 22, 2005 Filing 2633 REPLY MEMORANDUM OF LAW in Further Support of: 2238 "Phase Three" MOTION to Dismiss. Document filed by Salomon Smith Barney Inc., Citigroup Global Markets, Inc. Received in night deposit box on 4/22/05 at 8:38 p.m. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-09520-DLC(db, )
April 22, 2005 Filing 2632 REPLY MEMORANDUM OF LAW in Further Support of: 2238 "Phase Three" MOTION to Dismiss. Document filed by Salomon Smith Barney Inc., Citigroup Global Markets, Inc. Received in night deposit box on 4/22/05 at 8:38 p.m. Filed In Associated Cases: 1:02-cv-03288-DLC,1:04-cv-03841-DLC(db, )
April 22, 2005 Filing 2629 THE UNDERWRITER DEFENDANTS' REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT of 2248 MOTION to Dismiss.. Document filed by J.P. Morgan Securities Inc., J.P. Securities, Inc, Bank of America Corp., Bank of America Securities LLC, ABN Amro Incorporated, Deutsche Bank AG, Deutsche Banc, Alex.Brown Inc., Lehman Brothers Holding Inc., Lehman Brothers Inc., Credit Suisse Group, JP Morgan Securities, Ltd., Banc of America Securities LLC, Lehman Brothers, Blaylock and Partners LP, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Securities, Deutsche Bank Securities, Inc., Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., Deutsche Bank AG, Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale, Caboto Holding Sim S.P.A., Caboto-Gruppo Intesabei, Mizuho International PLC, Fleet Securities, Inc. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-09520-DLC(db, )
April 22, 2005 Filing 2622 DECLARATION of Beverly A. Farrell in Further Support of the Underwriter defendants' motion to dismiss the fourth, fifth, sixth, seventh, ninth, tenth, eleventh and twelfth claims for relief in the amended complaint. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-09520-DLC (db, )
April 22, 2005 Filing 2621 REPLY MEMORANDUM OF LAW in Support of 2203 MOTION to Dismiss. Document filed by Judith Areen, Carl J. Aycock, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-09520-DLC(db, )
April 22, 2005 Filing 2620 REPLY MEMORANDUM OF LAW in Support of 2203 MOTION to Dismiss. Document filed by Francesco Galesi. Filed In Associated Cases:1:02-cv-03288-DLC, 1:02-cv-09520-DLC. Received in night deposit box on 4/22/05 at 6:28 p.m. (db, )
April 22, 2005 Filing 2619 REPLY MEMORANDUM OF LAW in Support re: 2210 MOTION to Dismiss. MOTION to Strike. MOTION to Strike. Document filed by Arthur Andersen, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-09520-DLC(db, )
April 22, 2005 Filing 2618 REPLY MEMORANDUM OF LAW in Support re: 2212 MOTION to Dismiss. Document filed by Arthur Andersen, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:04-cv-03841-DLC(db, )
April 22, 2005 Filing 2617 JOINDER by Stiles A. Kellett, Jr. in the Worldcom Director defendants' Reply Memorandum of Law in Support of their Motion to Dismiss the Complaint. Document filed by Stiles A. Kellett, Jr, Stiles A. Kelett.(db, )
April 22, 2005 Filing 2616 THE UNDERWRITER-RELATED DEFENDANTS REPLY MEMORANDUM OF LAW in Further Support of: 2254 MOTION to Dismiss. Document filed by J.P. Morgan Securities Inc., J.P. Securities, Inc, Bank of America Corp., Bank of America Securities LLC, ABN Amro Incorporated, Deutsche Banc, Lehman Brothers Holding Inc., Lehman Brothers Inc., Credit Suisse Group, JP Morgan Securities, Ltd., Banc of America Securities LLC, Lehman Brothers, Blaylock and Partners LP, Credit Suisse First Boston Corp., Goldman Sachs & Co., Deutsche Bank Securities, Inc., Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., Deutsche Bank AG, Utendahl Capital Partners, L.P., Fleet Securities, Inc. Filed In Associated Cases: 1:02-cv-03288-DLC,1:04-cv-03841-DLC(db, )
April 21, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/21/2005. (jog, )
April 20, 2005 Filing 2623 NOTICE of Order to Show Cause. Document filed by Attorneys for Citigroup Global Markets, Inc., CitiGroup Inc., Smith Barney & Co., Inc., Jack Grubman. (ja, )
April 20, 2005 Filing 2614 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 4/19/05 re: granting the Underwriter-Related Defendants request for an enlargement of the Court's 19 page limitation for both parties of the memoranda of law. (Signed by Judge Denise L. Cote on 4/19/05). This Document Relates to: 02civ9520 & 04civ3841.(sac, )
April 20, 2005 Opinion or Order Filing 2613 ORDER; with the exeception of the NYCERS action, No. 02civ8981 (DLC), the discovery schedule for Individual Actions in which all motions to dismiss have been decided as of today's date shall be as stated in this document. See Document for further Scheduling Deadlines. (Signed by Judge Denise L. Cote on 4/19/05) (sac, )
April 20, 2005 Opinion or Order Filing 2612 ORDER; that claimants William Quinn, Kevin Mayer, Ian MacGoey, Stephen Lee, Robert Reindl, Judith Reindl, William Youngberg, Shan C. Sun, Collette C. Sun, Thomas A. Parker, and Denise Harrod show cause before this Court on 5/6/05 at 9:00 a.m. in Courtroom 11B, 500 Pearl Street. The Respondents shall submit any papers in opposition to such an injunction by 5 p.m. on 4/27/05. That Petitioners shall submit their reply by 5 p.m. on 5/3/05. Counsel for the Citigroup Defendants shall serve this Order on Respondent or their counsel via fax, e-mail or other means by 5 p.m. on 4/21/05. (Signed by Judge Denise L. Cote on 4/20/05) (sac, )
April 20, 2005 Filing 2597 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for 1998 Notice of Interlocutory Appeal, filed by John Marshall Lusk, Jr., James J. Savage,, 1882 Notice of Interlocutory Appeal,,, filed by Steven F. Helfand,, 1881 Notice of Interlocutory Appeal,,,, filed by W. Caffey Norman, III, 1883 Notice of Appeal, filed by Rinis Travel Service, Inc. Profit Sharing Trust,, 1880 Notice of Interlocutory Appeal, filed by Richard Entenmann,, Shari Galitzer, USCA Case Number 04-6566-cv(L),04-6576-cv(CON),04-6608-cv(CON).04-6635-cv(CON),05-0296-cv(CON), 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (pr, )
April 19, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/19/2005. (jog, )
April 19, 2005 Filing 2611 CORRECTED MEMORANDUM OF LAW in Further Support of Arthur Andersen LLP's Motion for Judgment as a matter of law dismissing the Securities Fraud ("10b-5") claim with respect to the MCI Tracker Stock and Bonds issued prior to the class period. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
April 19, 2005 Filing 2610 MEMORANDUM OF LAW in Further Support of Arthur Andersen LLP's Motion for Judgment as a matter of law dismissing the Securities Fraud ("10b-5") claim with respect to the MCI Tracker Stock and Bonds issued prior to the class period. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 19, 2005 Filing 2609 RESPONSES AND OBJECTIONS TO LEAD PLAINTIFF'S PROPOSED JURY INSTRUCTIONS OF 4/12/05. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 18, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/18/2005. (jog, )
April 18, 2005 Filing 2608 NOTICE OF FILING: the following listed correspondence dating from 4/11/05 through 4/15/05 from Co-Lead Counsel for Lead Plaintiff. Exhibits Volume 1 & 2 attached. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
April 18, 2005 Filing 2607 NOTICE OF CHANGE OF ADDRESS; that Berman DeValerio Pease Tabcco Burt & Pucillo has relocated its West Palm Beach, Florida offices to 222 Lakeview Avenue, Esperante Building, Suite 900, West Palm Beach, Fl 33401. (sac, )
April 18, 2005 Opinion or Order ORDER; granting 2599 Motion for Catherine A. Torell and to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 4/15/05) This Document Relates to: 03civ6255. (sac, )
April 15, 2005 Filing 2606 NOTICE OF CHANGE OF ADDRESS; that effective 4/18/05, the law firm of Kramer Levin Naftalis & Frankel LLP will be relocating to 1177 Avenue of the Americas, New York. (sac, )
April 15, 2005 Filing 2605 PLAINTIFFS' REBUTTAL MEMORANDUM OF LAW in Support of Motion for Leave of Court to File and Serve Plaintiffs' Amended Complaint. Document filed by Joseph J. Argentine. This Document Relates to: 04civ9711. (sac, )
April 15, 2005 Filing 2604 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 4/14/05; re: granting the Citigroup Defendants request to adjourn the 4/15 hearing. (Signed by Judge Denise L. Cote on 4/14/05) (sac, )
April 14, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/14/2005. (jog, )
April 14, 2005 Opinion or Order Filing 2603 ORDER; Plaintiffs may submit a written motion by 4/29/05. Opposition shall be due on 5/13. Any reply is due on 5/20. (Signed by Judge Denise L. Cote on 4/13/05) (sac, )
April 13, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/13/2005. (jog, )
April 13, 2005 Filing 2602 REPLY MEMORANDUM OF LAW in Support of its "Phase Three" Motion to dismiss Plaintiffs' Complaint. Document filed by Smith Barney & Co., Inc.. Received in the night deposit box on 4/13/05 at 9:06 p.m.. This Document Relates to: 04civ234. (sac, )
April 13, 2005 Filing 2601 REPLY MEMORANDUM OF LAW in Support of its "Phase Three" Motion to dismiss Plaintiffs' Complaint. Document filed by Citigroup Global Markets, Inc., Caboto Holding Sim S.P.A.. Received in the night deposit box on 4/13/05 at 9:05 p.m.. This Document Relates to: 04civ232. (sac, )
April 13, 2005 Opinion or Order Filing 2600 STIPULATION AND ORDER; by and between the Plaintiffs, Arthur Andersen, the Underwriter-Related Defendants, the Citigroup Defendants, and the Director Defendants that the expert discovery schedule will be modified as follows: Parties with the burden of proof on a particular issue must submit expert reports no later than 5/13/05; Rebuttal expert reports shall be submitted no later than 6/10/05; Revised expert reports shall be submitted no later than 6/24/05; the close of discovery shall be 8/5/05. The Schedule for the briefing of summary judgment motions will remain as follows: Opening briefs in support of summary judgment shall be filed no later than 7/11/05; Opposition briefs shall be filed no later than 8/8/05; Reply briefs shall be filed no later than 8/15/05. (Signed by Judge Denise L. Cote on 4/13/05) (sac, )
April 13, 2005 Filing 2599 MOTION for an order admitting Catherine A. Torrell and Matthew K. Handley to Appear Pro Hac Vice. This Document Relates to: 03civ6255. (sac, )
April 12, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/12/2005. (jog, )
April 12, 2005 Filing 2598 Arthur Andersen LLP's Requested Jury Instructions and Jury Interrogatories.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
April 11, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/11/2005. (jog, )
April 11, 2005 Opinion or Order Filing 2596 ORDER; that parties in the Individual Actions may submit proposed agenda items by hand delivering a letter no longer than two pages to the Court by 4/13 at 5:00 p.m.. The defendants in the Individual Actions shall jointly submit a list of pending Individual Actions, with a summary description of the status of each action, by 4/14/05. That parties to the Individual Actions shall be prepared to address the following issues stated in this Order at the conference. Counsel for the defendants in the Individual Actions should be prepared to designate a liaison counsel for the defendants. All plaintiffs who have filed Individual Actions are reminded that they are responsible for being fully familiar with the Orders and Opinions entered in the Securities Litigation. That Liaison Counsel for the Indvidual Actions shall promptly serve a copy of this Order on counsel for plaintiffs in every Individual Action pending before this Court by Fax, E-mail, or similar means. (Signed by Judge Denise L. Cote on 4/11/05) (sac, )
April 11, 2005 Filing 2595 ENDORSED LETTER addressed to Judge Denise L. Cote from Jonathan J. Walsh dated 4/8/05 re: proposed jury instruction due Tuesday, 4/12. (Signed by Judge Denise L. Cote on 4/8/05) (sac, )
April 11, 2005 Opinion or Order Filing 2594 ORDER; that Claimants, Bruce P. Bilsback, Dawn G. Bilsback, Robert Rieman and Margaret Rieman are enjoined from arbitrating any claims relating to invenstments in securities issued by WorldCom. For the reasons stated on the record at the hearing, Claimant is permanently barred and enjoined from instituting, commencing or prosecuting, either directly or in any other capacity, all claims of every nature and description, known and unknown, arising out of or relating to investments (including, but not limited to, purchase, sales, exercises, and decisions to hold) in securities issued by WorldCom, and/or in options or derivative instruments based in whole or in part on the value of securities issued by WorldCom (including Targeted Growth Enhanced Terms Securities with respect to MCI WorldCom, Inc. and GOALs issued by UBS AG), including without limitation all claims arising out of or relating to any analyst research reports or other statements made or issued by the Citigroup Defendants concerning WorldCom, any disclosures, registration statements or other statements by WorldCom, as well as claims asserted by or that could have been asserted by any member of the Class against the Citigroup Releasees. (Signed by Judge Denise L. Cote on 4/8/05) (sac, )
April 11, 2005 Opinion or Order Filing 2593 ORDER; that Claimant, Abraham L. Morris, is enjoined from arbitrating any claims relating to invenstments in securities issued by WorldCom. For the reasons stated on the record at the hearing, Claimant is permanently barred and enjoined from instituting, commencing or prosecuting, either directly or in any other capacity, all claims of every nature and description, known and unknown, arising out of or relating to investments (including, but not limited to, purchase, sales, exercises, and decisions to hold) in securities issued by WorldCom, and/or in options or derivative instruments based in whole or in part on the value of securities issued by WorldCom (including Targeted Growth Enhanced Terms Securities with respect to MCI WorldCom, Inc. and GOALs issued by UBS AG), including without limitation all claims arising out of or relating to any analyst research reports or other statements made or issued by the Citigroup Defendants concerning WorldCom, any disclosures, registration statements or other statements by WorldCom, as well as claims asserted by or that could have been asserted by any member of the Class against the Citigroup Releasees. (Signed by Judge Denise L. Cote on 4/8/05) (sac, ) Modified on 4/19/2005 (sac, ).
April 11, 2005 Opinion or Order Filing 2592 ORDER; that scheduling for motions to dismiss in recently transferred Individual Actions will be discussed at the Individual Action conference already scheduled for 4/15/05 at 11:00 a.m. in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 4/8/05) (sac, )
April 11, 2005 Filing 2591 NOTICE OF FILING; the following listed correspondence addressed within dating from 4/1/005 through 4/8/05 from Co-Lead Counsel for Lead Plaintiff, addressed to and prviously submitted to the Hon. Denise L. Cote and previously served on all Counsel of Record in this litigation has today been lodged with the Clerk of the Court. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
April 8, 2005 Filing 2590 (VOLUME II OF II)... DECLARATION of Andrew J. Ehrlich in Support re: 2588 Memorandum of Law in Oppisition to Motion. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9711. Received in the night deposit box on 4/8/05 at 10:15 p.m.. (sac, )
April 8, 2005 Filing 2589 (VOLUME I OF II)... DECLARATION of Andrew J. Ehrlich in Support re: 2588 Memorandum of Law in Oppisition to Motion. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9711. Received in the night deposit box on 4/8/05 at 10:15 p.m..(sac, )
April 8, 2005 Filing 2588 MEMORANDUM OF LAW in Opposition re: 2549 MOTION to Amend/Correct. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. This Document Relates to: 04civ9711. Received in the night deposit box on 4/8/05 at 10:15 p.m..(sac, )
April 7, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/7/2005. (jog, )
April 7, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/7/2005. (cd, )
April 7, 2005 Filing 2570 MANDATE of USCA (Certified Copy) as to 1883 Notice of Appeal, filed by Rinis Travel Service, Inc. Profit Sharing Trust, USCA Case Number 04-6637-cv. Ordered that the appeal is DISMISSED AS INDICATED. MACKECHNIE, Clerk USCA. Certified: 4/5/05. (pr, )
April 7, 2005 Transmission of USCA Mandate/Order to the District Judge re: 2570 USCA Mandate,. (pr, )
April 6, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/6/2005. (jog, )
April 6, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/6/2005. (cd, )
April 6, 2005 Filing 2587 NOTICE of re: 2584 Order, served by hand and fax as to Counsel for Respondents. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
April 6, 2005 Filing 2586 NOTICE OF FILING; Attached hereto is a copy of the Stip. and Agreed Confidentiality Order entered by the Court on 10/24/03 and an endorsement thereto which has been executed by Kirkpatrick & Lockhart LLP on behalf of its client, non-party RCM Capital Management LLC.. (sac, )
April 6, 2005 Filing 2585 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 4/5/05; re: counsel represents defendants in Moxley v. Citigroup Global Markets Inc. 04civ232, and Neal v. Smith Barney & Co. Inc. 04civ234. Granting Defendants' a brief extension to and including Wednesday, 4/13/05 of the date by which defendants must serve and file their reply papers in further support of their "phase three" motions to dismiss in Moxley and Neal. (Signed by Judge Denise L. Cote on 4/5/05). This Document Relates to: 04civ232 & 04cv234. (sac, )
April 6, 2005 Opinion or Order Filing 2584 ORDER; that claimants Benson Fischer and Mona Fischer show cause before this Court on 4/15/2005 in Courtroom 11B, 500 Pearl Street, at 2:00 p.m. why Respondents should not be enjoined from pursuing NASD arbitration claims against the Citigroup defendants to the extent they relate to investments in securities issued by WorldCom. The Respondents shall submit any papers in opposition to such an injunction by 5:00 p.m. on 4/12/05. The Respondents may, with the consent of Petitioners, satisfy this Order without the need to attend the show cause hearing by indicating this preference in a cover letter accompanying Respondents' opposition papers. Petitioners shall submit their reply on 4/14/05 at 5 p.m.. Counsel for the Citigroup Defendants shall serve this Order on Respondents' counsel by fax or overnight delivery by 4/7/05. (Signed by Judge Denise L. Cote on 4/6/05) (sac, )
April 5, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/5/2005. (jog, )
April 5, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/5/2005. (cd, )
April 5, 2005 Filing 2583 TRANSCRIPT of proceedings held on 3/25/05 at 10:00 a.m. before Judge Denise L. Cote. (sac, )
April 5, 2005 Filing 2582 TRANSCRIPT of proceedings held on 3/25/05 at 10:00 a.m. before Judge Denise L. Cote. (sac, )
April 5, 2005 Filing 2581 TRANSCRIPT of proceedings held on 3/25/05 at 9:40 a.m. before Judge Denise L. Cote. (sac, )
April 5, 2005 Filing 2580 TRANSCRIPT of proceedings held on 3/21/05 at 4:00 p.m. before Judge Denise L. Cote. (sac, )
April 5, 2005 Filing 2579 TRANSCRIPT of proceedings held on 3/18/05 at 2:00 p.m. before Judge Denise L. Cote. (sac, )
April 5, 2005 Opinion or Order Filing 2578 ORDER; Assistant General Counsel for Arthur Andersen LLP, John Marchese, has requested and is permitted to have a Blackberry in the courtroom during the course of the trial of this matter. Should the Blackberry "ring" in the courtroom, it will be confiscated for the remainder of the trial. (Signed by Judge Denise L. Cote on 4/1/05) (sac, )
April 4, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/4/2005. (jog, )
April 4, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 4/4/2005. (cd, )
April 4, 2005 Opinion or Order Filing 2577 ORDER; this conference is scheduled for 11:00 a.m. on 4/15/05 in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 4/1/05) (sac, )
April 4, 2005 Opinion or Order Filing 2576 ORDER; Andersen's objection to the testimony regarding Ogden is sustained; much of the testimony is hearsay. The following objections stated in this document are sustained as set forth. (Signed by Judge Denise L. Cote on 4/1/05) (sac, )
April 4, 2005 Filing 2575 MEMORANDUM OF LAW in Opposition to the Defendants' Motions to dismiss. Document filed by Trusco Capital Management, Inc., Sun Trust Bank. This Document Relates to: 02civ9520. (sac, )
April 4, 2005 Filing 2574 NOTICE OF FILING; the following listed correspondence dating from 1/7/05 through 3/31/05 from Co-Lead Counsel for Lead Plaintiff, addressed to and previously submitted to the Hon. Cote, and previously served on all Counsel of Record in this litigation has today been lodged with the Clerk of the Court. List of Description included with this Notice. Exhibits Volume 1, II, III attached. (sac, )
April 1, 2005 Filing 2573 DECLARATION of Eric S. Goldstein in Support 2572 MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Morris, Bilsback and Rieman Claimants, of the Court's Judgment approving Settlement and dismissing claims against the Citigroup Defendants.. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. .
April 1, 2005 Filing 2572 MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Morris, Bilsback and Rieman Claimants, of the Court's Judgment approving Settlement and dismissing claims against the Citigroup Defendants.. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. (sac, )
March 31, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 3/31/2005. (jog, )
March 31, 2005 Filing 2571 DECLARATION(S) of Miller; Brogdon; Stockinger; and Bujalski in Opposition to Defendants' Motions to dismiss. Document filed by Plaintiffs SunTrust Bank and Trusco Capital Management, Inc.. This Document Relates to: 02civ9520. (sac, )
March 30, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 3/30/2005. (jog, )
March 30, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 3/30/2005. (cd, )
March 29, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 3/29/2005. (jog, )
March 29, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 3/29/2005. (cd, )
March 29, 2005 Filing 2569 ENDORSED LETTER addressed to Judge Denise L. Cote from Jason D.Russell dated 3/25/05 re: granting the Underwriter-Related Defendants request to enlarge the Court's 10 page limit to 35 pages. (Signed by Judge Denise L. Cote on 3/28/05). This Document Relates to: 03civ6225. (sac, )
March 29, 2005 Filing 2568 PLAINTIFFS' MEMORANDUM OF LAW in Support of Motion for leave of court to file and serve plaintiffs' amended complaint. Document filed by Joseph J. Argentine. This Document Relates to: 04civ9711. (sac, )
March 29, 2005 Opinion or Order Filing 2567 OPINION AND ORDER #91412 re: the defendants' motion to dismiss is granted in part and denied in part. Claims IV and VI are dismissed with respect to the Audit Committee Defendants, Macklin, and Tucker. Claim VI is also dismissed as against Salomon, Grubman, and Andersen insofar as it alleges holder claims. Claim VII is dismissed as to the Underwriter Defendants, Andersen, Citigroup and Grubman, but not with respect to Salomon: 1824 MOTION to Dismiss. (Signed by Judge Denise L. Cote on 3/29/05). This Document Relates to: 02civ8981. (sac, )
March 28, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial begun on 3/28/2005. (jog, )
March 28, 2005 Minute Entry for proceedings held before Judge Denise L. Cote : Jury Trial held on 3/28/2005. (cd, )
March 28, 2005 Filing 2566 UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their motion to dismiss plaintiffs' complaint. Received in the night deposit box on 3/28/05 at 10:30 a.m.. This Document Relates to: 03civ6225. (sac, )
March 28, 2005 Filing 2565 THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THEIR "PHASE THREE" MOTION TO DISMISS PLAINTIFFS' COMPLAINT. Document filed by CitiGroup Inc., Jack Grubman. This Document Relates to: 03civ6225. (sac, )
March 28, 2005 Opinion or Order Filing 2559 ORDER; withdrawing 2419 Motion. (Signed by Judge Denise L. Cote on 3/25/05) This Document Relates to: 03civ.6225.(sac, )
March 28, 2005 Opinion or Order Filing 2558 ORDER; on 3/24/05, counsel for Andersen and the Lead Plaintiff informed the Court that the parties had mutually agreed to excuse 73 ptential jurors for cause. The jurors identified by number on the attached list are excused, with the exception of juror number 11, Joseph Rivera. (Signed by Judge Denise L. Cote on 3/25/05) (sac, )
March 28, 2005 Filing 2557 TRANSCRIPT of proceedings held on 3/22/05 before Judge Denise L. Cote. (lma, )
March 25, 2005 Filing 2564 PLAINTIFFS' RESPONSE TO DEFENDANT'S MEMORANDUM OF LAW IN SUPPORT OF ITS "PHASE THREE" MOTION TO DISMISS PLAINTIFF'S COMPLAINT. This Document Relates to: 04-234. (sac, )
March 25, 2005 Filing 2563 PLAINTIFFS' RESPONSE TO DEFENDANT'S MEMORANDUM OF LAW IN SUPPORT OF ITS "PHASE THREE" MOTION TO DISMISS PLAINTIFF'S COMPLAINT. This Document Relates to: 04-232. (sac, )
March 25, 2005 Filing 2562 AFFIRMATION of Seth E. Lipner re: based on personal knowledge. (sac, )
March 25, 2005 Filing 2561 AFFIDAVIT of Abraham L. Morris in Opposition to the relief sought by Defendant-Petitioner Citigroup Inc. and Citigroup Global Markets inc. to enjoin my arbitration proceeding currently being administered by the National Association of Securities Dealers Inc. under case number 04-638. (sac, )
March 25, 2005 Filing 2560 MEMORANDUM OF LAW in Opposition to the Petition to stay the arbitration of Abraham Morris. (sac, )
March 25, 2005 Opinion or Order Filing 2556 MEMORANDUM OPINION & ORDER #91402; re: Stark's testimony is properly characterized as expert testimony and shall be governed by the requirements of Rule 702. Although he will testify to his perceptions, he does so as a retained expert who was in essence conducting what amounts to be test. Because the general ledger was only accessible to the parties long after the deadline for expet reports, because it was Andersen who was responsible for creating the opportunity in December to review the general ledger, and because Andersen had equal access to the general ledger, and because Andersen had equal access to the general ledger, and because Andersen had equal access to the general ledger, the Lead Plaintiff will be given an opportunity to prepare a late expert report, and if Stark is properly qualified, he may testify at trial. (Signed by Judge Denise L. Cote on 3/24/05) (sac, )
March 25, 2005 Opinion or Order Filing 2554 ORDER; Respondent's motion for reconsideration is granted. That Respondent's objection to the 3/3 Order is rejected. (Signed by Judge Denise L. Cote on 3/24/05) (sac, )
March 25, 2005 Opinion or Order Filing 2553 ORDER; having reviewed Andersen's objections to the Lead Plaintiff's designations of the deposition of John Passauer, the following objections are sustained: 156:20-157:11; 164:3-9; 170:8-10; 170:13; 173:15-19; 173:24; 177:22 -179:5; 183:20-22; 183:24; 191:15-21; 191:23-25. Having reviewed Andersen's objections to the Lead Plaintiff's designations of the deposition of Brian Heckler, the following objection is sustained: page 23, lines 5-8. (Signed by Judge Denise L. Cote on 3/24/05) (sac, )
March 25, 2005 Filing 2552 TRANSCRIPT of proceedings held on 3/10/05 at 3:00 p.m. before Judge Denise L. Cote. (sac, )
March 24, 2005 Filing 2555 ENDORSED LETTER addressed to Judge Denise L. Cote from Eliot Lauer dated 3/23/05 re: counsel requests that the testimony of Abide, Normand, and Taranto given in the Ebbers criminal trial should be admitted in the instant case, both under Fed. R. Evid. 804(b)(3) and under Fed R. Evid. 807. The designations of these three witnesses testimony to the extent Anderson believes it is admissible under Rule 804(b)(3) shall be immediately provided to lead plaintiff. If there are objections, they will be addressed. (Signed by Judge Denise L. Cote on 3/23/05) (dle, )
March 24, 2005 Opinion or Order Filing 2551 ORDER; the attached document consists of revised draft preliminary jury instructions for the March 23 class action trial, as well as a revised document to be used on Monday, 3/28, during voir dire. If the Lead Plaintiff and Arthur Andersen wish to comment on this revised draft, they must do so by Friday, 3/25 at 10:00 a.m.. (Signed by Judge Denise L. Cote on 3/24/05) (sac, )
March 24, 2005 Filing 2550 NOTICE OF SERVICE OF CONSOLIDATION ORDER AND DISCOVERY ORDER to plaintiff's counsel by Mail on 5/24/05. Document filed by Citigroup Global Markets, Inc..This Document Relates to: 05civ2724. Received in the night deposit box on 5/24/05 at 5:03 p.m.(sac, )
March 24, 2005 Filing 2549 MOTION for an order, granting the plaintiffs leave to supplement and amend their complaint. Document filed by Joseph J. Argentine. This Document Relates to: 04civ9711. (sac, )
March 24, 2005 Filing 2548 TRANSCRIPT of proceedings held on 3/10/05 at 3:00 p.m. before Judge Denise L. Cote. (sac, )
March 24, 2005 Filing 2547 TRANSCRIPT of proceedings held on 2/24/05 at 10:00 a.m. before Judge Denise L. Cote. (sac, )
March 23, 2005 Filing 2546 DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their Motion to enjoin the Pacific Life Plaintiffs from proceeding with their second filed action in another federal court. Received in the night deposit box on 3/23/05 at 7:04 p.m.. This Document Relates to: 03civ6225. (sac, )
March 23, 2005 Filing 2545 NOTICE OF ORDER TO SHOW CAUSE as to plaintiffs dated 3/16/05. Document filed by Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 3/16/05 at 8:36 p.m..(sac, )
March 23, 2005 Opinion or Order Filing 2544 MEMORANDUM OPINION AND ORDER #91394; that the Lead Plaintiff and Andersen may each submit a letter of no more than five pages by 5:00 p.m. on Thursday, 3/24/05, explaining its respective view of this language and how it bears on the evidence each side is entitled to present at trial. The parties should also submit any documentation necessary to demonstrate the date for both the 2000 and 2001 Offerings "at which such part of the registration statement became effective." (Signed by Judge Denise L. Cote on 3/23/05) (sac, )
March 23, 2005 Opinion or Order Filing 2543 ORDER; denying as moot, 1885 MOTION for an order, for leave to amend his answer to add his First Cross-Claim against Defendants Bernard J. Ebbers, Scott D. Sullivan, David F. Myers, Buford Yates, Jr., Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A. Porter, John W. Sidgmore and Lawrence C. Tucker. Document filed by Bert C. Roberts Jr.. (Signed by Judge Denise L. Cote on 3/23/05) (sac, )
March 23, 2005 Filing 2542 TRANSCRIPT of proceedings held on 3/21/05 at 4:00 p.m. before Judge Denise L. Cote. (sac, )
March 23, 2005 Filing 2541 TRANSCRIPT of proceedings held on 3/18/05 at 2:00 p.m. before Judge Denise L. Cote. (sac, )
March 23, 2005 Filing 2540 TRANSCRIPT of proceedings held on 3/17/05 at 2:45 p.m. before Judge Denise L. Cote. (sac, )
March 23, 2005 Filing 2539 TRANSCRIPT of proceedings held on 3/16/05 at 3:00 p.m. before Judge Denise L. Cote. (sac, )
March 23, 2005 Opinion or Order Filing 2538 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH JAMES C. ALLEN, JUDITH AREEN, CARL J. AYCOCK, MAX E. BOBBITT, CLIFFORD L. ALEXANDER, JR., FRANCESCO GALESI, STILE A. KELLETT, JR., GORDONS S. MACKLIN, JOHN A. PORTER, BERT C. ROBERTS, JR., THE ESTATE OF JOHN W. SIDGMORE, AND LAWRENCE C. TUCKER; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the Insurers shall pay within five business days for this purpose) up to $2,000,000 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against the Settling Director Defendants are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 23, 2005 Opinion or Order Filing 2537 ORDER; that a conference to address remaining trial issues will be held on 3/22/05 at 2:00 p.m., in Courtroom 11B, 500 Pearl Street.(sac, )
March 23, 2005 CASHIERS OFFICE REMARK on Order on Motion to Appear Pro Hac Vice,,,, Order on Motion to Appear Pro Hac Vice,,,, Order on Motion to Appear Pro Hac Vice,,, in the amount of $75.00, paid on 3/18/05, Receipt Number 537936. (mlo, )
March 22, 2005 Filing 2536 PLAINTIFFS' SUBMISSION of Judge Cote's Order of 3/9/05. (sac, )
March 22, 2005 Opinion or Order Filing 2535 ORDER; granting permission for General Counsel for Defendants' Arthur Andersen LLP, Mark Pollard, John Marchese as well as counsel for Defendant Arthur Andersen LLP, Eliot Lauer to use cell phones and Blackberries in the Courtroom on 3/22/05. (Signed by Judge Michael H. Dolinger on 3/22/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 22, 2005 Opinion or Order Filing 2534 ORDER; granting permission for General Counsel for Defendants' Arthur Andersen LLP, Mark Pollard, John Marchese as well as counsel for Defendant Arthur Andersen LLP, Eliot Lauer to use cell phones and Blackberries in the Courtroom on 3/22/05. (Signed by Judge Michael H. Dolinger on 3/22/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 22, 2005 Filing 2503 USCA SCHEDULING ORDER as to 1998 Notice of Interlocutory Appeal, filed by John Marshall Lusk, Jr., James J. Savage,, 1882 Notice of Interlocutory Appeal,,, filed by Steven F. Helfand,, 1881 Notice of Interlocutory Appeal,,,, filed by W. Caffey Norman, III, 1883 Notice of Appeal, filed by Rinis Travel Service, Inc. Profit Sharing Trust, USCA Case Number 04-6656-cv(L), 04-6576-cv(CON),04-6608-cv)CON),05-0296-cv(CON). Appeal Record due by 4/21/2005. (pr, )
March 22, 2005 USCA Case Number 04-6656-cv(L), 04-6576-cv(CON),04-6608-cv)CON),05-0296-cv(CON) assigned to 1998 Notice of Interlocutory Appeal, filed by John Marshall Lusk, Jr., James J. Savage,, 1882 Notice of Interlocutory Appeal,,, filed by Steven F. Helfand,, 1881 Notice of Interlocutory Appeal,,,, filed by W. Caffey Norman, III, 1883 Notice of Appeal, filed by Rinis Travel Service, Inc. Profit Sharing Trust,. (pr, )
March 21, 2005 Filing 2533 DECLARATION of Paul C. Curnin in Support re: 2532 SETTLING DIRECTOR DEFENDANTS' MEMORANDUM OF LAW in connection with preliminary approval of their Amended Settlement of the Class Claims. Document filed by Carl J. Aycock, Gordon S. Macklin, Clifford L. Alexander, Jr, Judith Areen, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, Stiles A. Kelett, James C. Allen, Francesco Galesi, Alameda County Employees Retirement Association.(sac, )
March 21, 2005 Filing 2532 SETTLING DIRECTOR DEFENDANTS' MEMORANDUM OF LAW in connection with preliminary approval of their Amended Settlement of the Class Claims. Document filed by Carl J. Aycock, Gordon S. Macklin, Clifford L. Alexander, Jr, Judith Areen, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, Stiles A. Kelett, James C. Allen, Francesco Galesi, Alameda County Employees Retirement Association. (sac, )
March 21, 2005 Filing 2531 LEAD PLAINTIFF'S MEMORANDUM OF LAW IN RESPONSE to Objections to preliminary approval of the settlement between Lead Plaintiff and Certain of the Director Defendants. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 21, 2005 Opinion or Order Filing 2530 OPINION AND ORDER #91384; re: Bert C. Roberts, Jr. Motion for summary judgment is denied in its entirety. (Signed by Judge Denise L. Cote on 3/21/05) (sac, )
March 21, 2005 Opinion or Order Filing 2529 ORDER; that the conference regarding preliminary approval of the settlement between the Lead Plaintiff and the Director Defendants, as well as the pretrial conference scheduled immediately to follow, are adjourned until 4 p.m. on 3/21/05 in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 3/21/05) (sac, )
March 21, 2005 Opinion or Order Filing 2528 ORDER; that another pretrial conference will be held on 3/21/05 at 2:30 p.m. in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 3/18/05) (sac, )
March 21, 2005 Opinion or Order Filing 2527 ORDER; that any objections to the provision of these materials to Judge Hoy must be submitted to the Court by 3/23/05. (Signed by Judge Denise L. Cote on 3/18/05) (sac, )
March 21, 2005 Opinion or Order Filing 2526 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH DEFENDANT UTENDAHL CAPITAL PARTNERS, L.P.; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the Settling Defendant shall pay within five business days for this purpose) $25,000 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against the Settling Defendant are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 21, 2005 Opinion or Order Filing 2525 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH BLAYLOCK & PARTNERS, L.P.; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and Blaylock shall pay within five business days for this purpose) up to $50,000.00 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against the Blaylock are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 21, 2005 Opinion or Order Filing 2524 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH JP Morgan Chase & Co., J.P. Morgan Securities Inc., J.P. Morgan Securities Ltd., and Chase Securities Inc.; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the JP Morgan Defendants shall pay within five business days for this purpose) up to $3,000,000.00 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against the JPMorgan Defendants are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 20, 2005 Filing 2523 MEMORANDUM OF LAW in Opposition to preliminary approval of the Proposed Stipulation of Settlement, as further amended. Document filed by Bert C. Roberts, Jr. Received in the night deposit box on 5/20/05 at 10:06 a.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 18, 2005 Filing 2522 AFFIDAVIT of Joel H. Bernstein in Support re: 2520 MOTION for an order, finally approving the settlement of this class action; for an order, finally certifying the class for settlement purposes; for an order, awarding fees and reimbursement of expenses to Lead Counsel; and, for an order, dismissing the action with prejudice on the merits. Document filed by Ina Rosenblum. Return Date set for 4/22/2005 02:00 PM. Received in the night deposit box on 3/18/05 at 5:55 p.m. This Document Relates to: 03civ9490.(sac, )
March 18, 2005 Filing 2521 MEMORANDUM OF LAW in Support re: 2520 MOTION for an order, finally approving the settlement of this class action; for an order, finally certifying the class for settlement purposes; for an order, awarding fees and reimbursement of expenses to Lead Counsel; and, for an order, dismissing the action with prejudice on the merits. Document filed by Ina Rosenblum. Return Date set for 4/22/2005 02:00 PM. Received in the night deposit box on 3/18/05 at 5:55 p.m.. This Document Relates to: 03civ9490.( sac,) Modified on 3/23/2005 (sac, ).
March 18, 2005 Filing 2520 MOTION for an order, finally approving the settlement of this class action; for an order, finally certifying the class for settlement purposes; for an order, awarding fees and reimbursement of expenses to Lead Counsel; and, for an order, dismissing the action with prejudice on the merits. Document filed by Ina Rosenblum. Return Date set for 4/22/2005 02:00 PM. Received in the night deposit box on 3/18/05 at 5:55 p.m.. This Document Relates to: 03civ9490.(sac, )
March 18, 2005 Filing 2519 BRIEF IN OPPOSITION to Defendants' Motion to enjoin Pacific Life Ins. Co. et al. v. Salomon Smith Barney, et al. SACV-05-170 DOC(ANX). Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. This Document Relates to: 03civ6225.(sac, )
March 18, 2005 Filing 2518 REPLY in Support of their Response to this Court's 6/11/03 Order to Show Cause. Document filed by State of Alaska Department of Revenue, Alaska State Pension Investment Board. This Document Relates to: 05civ54. (sac, )
March 18, 2005 Opinion or Order Filing 2517 ORDER; that a conference regarding preliminary approval of the settlements between the Lead Plaintiff and J.P. Morgan, Blaylock, and Utendahl will be held on 3/18/05 at 2 p.m. in Courtroom 11B, 500 Pearl Street. That, provided that a stipulation of settlement between the Lead Plaintiff and the Director Defendants is received by 5 p.m. on 3/18/05, submissions regarding any objection to preliminary approval of the settlement are due 3/20/05, at 10 a.m.. Responses are due 3/21 at 9:00 a.m.. That a conference regarding preliminary approval of the settlement between the Lead Plaintiff and the Director Defendants will be held on 3/21/05 at 2 p.m. in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 3/17/05) (sac, )
March 18, 2005 Opinion or Order Filing 2516 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH DEFENDANTS LEHMAN BROTHERS INC., CREDIT SUISSE FIRST BOSTON LLC, SUCCESSOR BY MERGER TO CREDIT SUISSE FIRST BOSTON CORP., GOLDMAN, SACHS & CO., AND UBS WARBURG LLC; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the Settling Defendants shall pay within five business days for this purpose) each in proportion of the amounts they are paying in the Settlement, $1,000,000 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against the Settling Defendants are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 18, 2005 Opinion or Order Filing 2515 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH ABN AMRO INC.; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the ABN AMRO shall pay within five business days for this purpose) up to $1,000,000 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against ABN AMRO are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
March 18, 2005 Opinion or Order Filing 2514 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH THE BANK OF AMERICA DEFENDANTS; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the BOA Defendants shall pay within five business days for this purpose) up to $300,000.00 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against BOA Defendant are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC.(sac, )
March 18, 2005 Opinion or Order Filing 2513 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH DEFENDNAT CABOTO HOLDING SIM S.p.A.; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the Settling Defendants shall pay within five business days for this purpose) $250,000.00 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against Settling Defendant are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC.(sac, )
March 18, 2005 Opinion or Order Filing 2512 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH DEFENDNATS WESTLB AG, MIZUHO INTERNATIONAL plc, BNP PARIBAS SECURITIES CORP. AND MITSUBISHI SECURITIES INTERNATIONAL plc; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and the Settling Defendants shall pay within fiv business days for this purpose), each in proportion to the amounts they are paying in the Settlement $1,000,000.00 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against Deutsche Bank are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection with the Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC.(sac, )
March 18, 2005 Opinion or Order Filing 2511 PRELIMINARY APPROVAL ORDER REGARDING SETTLEMENT WITH DEUTSCHE BANK; the Court adopts all defined terms as set forth in the Stipulation. The Court preliminarily approves the Settlement, as reflected in the Stipulation as being fair, just, reasonable and adequate, pending a final hearing on the Settlement. Pursuant to the Stipulation, the Plaintiffs' Co-Lead Counsel may utilize (and Deutsche Bank shall pay within fiv business days for this purpose) up to $1,000,000.00 out of the Settlement Fund to fund the Notice and Administration Fund incurred by Plaintiffs' Co-Lead Counsel in connection with this Settlement. The Court orders that the class claims against Deutsche Bank are hereby severed from the claims against the Non-Settling Entities/Individuals, pending a final hearing on the Settlement. Prosecutiion by any Class Member of any action or claim that is subject to the release and dimissal contemplated by the Settlement, including without limitation the provisions of paragraph of the Stipulation, is hereby enjoined. The parties are further directed that, prior to seeking District Court Approval of the Settlement, the parties shall submit to the Court proposed forms of notices to the Class and other orders as may be required by Rule 23 of the Federal Ruls of Civil Procedure, in forms consistent with those approved by the Court in the Hearing Order entered 7/16/04, in connection wit hthe Settlement with the Citigroup Defendants. (Signed by Judge Denise L. Cote on 3/16/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 17, 2005 Filing 2510 REPLY MEMORANDUM OF LAW in Support of an order suggesting to the Judicial Panel on Multi-District Litigation that this action be remaneded to the United States District Court for the Southern District of Mississippi. Document filed by Shriners Hospital For Children. This Document Relates to: 04cv233. (sac, )
March 17, 2005 Filing 2509 DECLARATION of P. Nelson Smith, Jr. in Response to the Defendants' Memorandum in Opposition of the Motion by the Plaintiffs for Remand and in support of Plaintiffs' reply. Document filed by the Public Employees Retirement System and the Health Care Trust Fund. This Document Relates to: 03civ4498. (sac, )
March 17, 2005 Filing 2508 PLAINTIFFS, PERS OF MISSISSIPPI AND HEALTH CARE TRUST FUND, REPLY MEMORANDUM OF LAW in Support of an order, suggesting to the Judicial Panel on Multi-District Litigation that this action be remanded to the United States District Court for the Southern District of Mississippi. This Document Relates to: 03civ4498. (sac, )
March 17, 2005 Transmission of Notice of Appeal to the District Judge re: 2497 Notice of Interlocutory Appeal,. (pr, )
March 17, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 2497 Notice of Interlocutory Appeal,. (pr, )
March 16, 2005 Filing 2507 DECLARATION of Robert A. Horowitz in RESPONSE to the Objections of Defendants JP Morgan Chase & Co., J.P. Morgan Securities inc., J.P. Morgan Securities Ltd., and Chase Securities Inc. to the requests for preliminary approval of settlements between Lead Plaintiff and Various Underwriter Defendants. Document filed by Caboto Holding Sim S.P.A... (sac, )
March 16, 2005 Filing 2506 RESPONSE to the Objections of Defendants JP Morgan Chase & Co., J.P. Morgan Securities inc., J.P. Morgan Securities Ltd., and Chase Securities Inc. to the requests for preliminary approval of settlements between Lead Plaintiff and Various Underwriter Defendants. Document filed by Caboto Holding Sim S.P.A.. (sac, )
March 16, 2005 Filing 2505 TRANSCRIPT of proceedings held on 2/24/05 before Judge Denise L. Cote. (sac, )
March 16, 2005 Filing 2504 TRANSCRIPT of proceedings held on 2/18/05 before Judge Denise L. Cote. (sac, )
March 16, 2005 Filing 2502 CERTAIN UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their motin for reconsideration of this Court's 2/22/05 Order concerning Lead Plaintiff's Motion in limine No. 1.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 16, 2005 Opinion or Order Filing 2501 MEMORANDUM OPINION & ORDER #91362; The Underwriter Defendants have moved in limine to exclude evidence and argument concerning WorldCom's acquisition of Intermedia Communications, Inc., including Digex Inc. The Lead Plaintiff may not explore the Underwriter Defendants' due diligence regarding Intermedia. (Signed by Judge Denise L. Cote on 3/15/05) (sac, )
March 16, 2005 Opinion or Order Filing 2500 MEMORANDUM OPINION & ORDER #91361 re: denying 2326 MOTION for an order, for leave to amend the directors' current Answer to add an additional affirmative defense for reliance on the advice of counsel. Document filed by Stiles A. Kellett, Jr. (Signed by Judge Denise L. Cote on 3/15/05) (sac, )
March 16, 2005 Opinion or Order Filing 2499 MEMORANDUM OPINION & ORDER #91360; Andersen's motion in limine to preclude the Lead Plaintiff's expert Harris L. Devor, in which certain Director Defendants partially join, is denied. That said, there is no reason for any witness to refer at this trial to the Wilmer Cutler Report itself or to the Thornburgh Reports themselves, or to the contents of these Reports, unless the door has been opened by another party's examination. If any party believes the door has been opened, they shall consult with other counsel and if there is disagreement, raise the issue with the Court. (Signed by Judge Denise L. Cote on 3/15/05) (sac, )
March 16, 2005 Opinion or Order Filing 2498 MEMORANDUM OPINION AND ORDER #91359; The Underwriter Defendants request an opportunity to depose Nye. The request is denied. The Lead Plaintiff shall make Nye available for deposition in New York for two hours. The deposition may take place in the days that immediately precede his trial testimony. (Signed by Judge Denise L. Cote on 3/15/05) (sac, )
March 16, 2005 Filing 2497 NOTICE OF INTERLOCUTORY APPEAL from 2269 Order,. Document filed by Shari Galitzer, Richard Entenmann. Filing fee $ 255.00, receipt number E 537708. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Max W. Berger, John P. Coffey, Leonard Barrack, Jeffrey W. Golan, Peter K. Vigeland, Martin London. (pr, )
March 16, 2005 Opinion or Order Filing 2496 ORDER; contact information for the parties' satellite offices. Procedures for hand delivery. The organization of the physical space in Courtroom 24A. The defendants' order of proof and order of examination. Roberts' 12/14/04 motion to add cross-claims. The evidence regarding Enron and the legality of spinning, as described in 02civ3288. The resolution of disputes over deposition designations. The confirmation of procedures for processing and review of jury questionnaires on 3/17 and 3/18. The voir dire witness list. Peremptory challenges. JP Morgan e-mails and the status of stipulations by parties. The Court reserves the right to add or subtract items from this agenda. (Signed by Judge Denise L. Cote on 3/16/05) (sac, )
March 16, 2005 Opinion or Order Filing 2495 ORDER; that claimants Bruce P. Bilsback, Dawn G. Bilsback, Anna Stanislowski, Edward Stanislowski, Robert Rieman, Margaret Rieman, and Abraham Louis Morris Show Cause Hearing set for 4/8/2005 at 3:00 PM before Judge Denise L. Cote, in Courtroom 11B, 500 Pearl Street, why Respondents should not be enjoined from pursuing NASD arbitration claims against the Citigroup Defendants to the extent they relate to investments in securities issued by WorldCom. The Respondent shall submit any papers in opposition to such an injunction by 3/25/05 at 5 p.m.. The Respondent may, with the consent of Petitioners, satisfy this Order without the need to attend the show cause hearing by indicating this preference in a cover letter accompanying Respondents' opposition papers. That Petitioners shall submit their reply by 4/1/05 at 5 p.m.. Counsel for the Citigroup Defendants shall serve this order on Respondents by 3/18/05 at 5 p.m.. (Signed by Judge Denise L. Cote on 3/16/05) (sac, )
March 16, 2005 Opinion or Order Filing 2494 ORDER; the claims in the class action filed in the Securities Litigation against defendants Ebbers, Sullivan, Myers, Yates, and Porter are severed pursuant to Rule 21, Fed. R. Civ. P.. Pursuant to the request of the Underwriter Defendants and Lead Plaintiff and without objection by any other party, any testimony at the criminal trial of Ebbers given by one of these five severed defendants shall be deemed admissible at the class action trial pursuant to Rule 807, Fed. R. Evid..(sac, )
March 15, 2005 Filing 2493 CERTAIN UNDERWRITER-RELATED DEFENDANTS' NOTICE OF FILING of Letter from Jeffrey H. Dasteel to Hon. Judge Cote, dated 3/15/05 and attachments thereto, on 3/15/05. Recieved in the night deposit box on 3/15/05 at 7:06 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 15, 2005 Filing 2492 SETTLING DEFENDANTS' DECLARATION of Richard L. Posen in Support 2491 MEMORANDUM OF LAW in Opposition to JPMorgan's Objections to their Stipulation and Agreement of Settlement with Lead Plaintiff and other named Plaintiffs. Document filed by Lehman Brothers, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
March 15, 2005 Filing 2491 SETTLING DEFENDANTS' MEMORANDUM OF LAW in Opposition to JPMorgan's Objections to their Stipulation and Agreement of Settlement with Lead Plaintiff and other named Plaintiffs. Document filed by Lehman Brothers, Credit Suisse First Boston Corp., Goldman Sachs & Co., UBS Warburg LLC. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 15, 2005 Filing 2490 BRIEF IN OPPOSITION TO DEFENDANTS' MOTIONS TO DISMISS. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. Received in the night deposit box on 3/14/05 at 6:39 p.m.. This Document Relates to: 03civ6225.(sac, )
March 15, 2005 Opinion or Order Filing 2489 OPINION AND ORDER #91355; JP Morgan's objections to the terms of the 3/9/05 Stipulation governing the BOA Settlement are rejected. (Signed by Judge Denise L. Cote on 3/14/05) (sac, )
March 15, 2005 Opinion or Order Filing 2488 ORDER; with respect to those arbitrations commenced or prosecuted by plaintiff class members in which the Citigroup Defendants seek to enforce the Judgment, counsel for the Citigroup Defendants are directed to submit a brief letter identifying the claimant(s), the caption of the arbitration, and setting forth the Citigroup Defendants' bases for asserting that the Judgment should be enforced to enjoin claimant(s) from proceeding with some or all of the claims brought in arbration. The Court, to the extent deems appropriate, will issue an order directing claimant(s) to show cause why s/he should not be enjoined from pursing the contested arbitration claims against the Citigroup Defendants. Claimant(s) will be directed to submit papers in opposition to such an injunction in accordance with the following schedule: 1. If the order to show cause is issued on or before 3/16/05, claimant(s) must submit opposition papers by 3/23/05; 2. If the order to show cause is issued on or before 4/20/05, claimant(s) must submit opposition papers by 4/27/05; 3. If the order to show cause is issued on or before 5/18/05, claimant(s) must submit opposition papers by 5/25/05. To the extent an order to show cause requires opposition in accordance with the March Schedule, the Citigroup Defendants must submit reply papers by 3/29/05; to the extent an order to show cause requires opposition in accordance with the April Schedule, the Citigroup Defendants must submit reply papers by 5/3/05; and, to the extent an order to show cause requires opposition in accordance with the May Schedule, the Citigroup Defendants must submit reply papers by 5/31/05. Hearing will be held on the following dates and time: to the extent the order to show cause conforms to the March Schedule, 4/1/05 at 10:00 a.m.; to the extent the order to show cause conforms to the April Schedule, 5/6/05 at 10:00 a.m.; and, to the extent the order to show cause conforms to the May Schedule, 6/3/05 at 10:00 a.m.. The Court will set additional schedules beyond the May Schedule if necessary. That claimant(s) or the Citigroup Defendants may request that the Court consider the issues presented by a letter application on an expedited basis to the extent the requesting party demonstrates good cause. (Signed by Judge Denise L. Cote on 3/14/05) (sac, )
March 15, 2005 Opinion or Order Filing 2487 ORDER; a pretrial conference in the securities class action will be held tommorrow, 3/16/05 at 3:30 p.m., to resolve remaining issues before trial. The conference will be held in Courtroom 11B. (Signed by Judge Denise L. Cote on 3/15/05) (sac, )
March 15, 2005 Filing 2486 ENDORSED LETTER addressed to Judge Denise L. Cote from Stewart M. Weltman dated 3/11/05 re: granting Pacific Life Insurance and Pacific Life Financial Products Inc. permission to submit a 15 page extension of the consolidated opposition brief of no more than 65 pages, not including table of contents and table of authorities. (Signed by Judge Denise L. Cote on 3/14/05) This Document Relates to: 03civ6225.(sac, )
March 14, 2005 Filing 2485 UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Michael D. Birnbaum in Support Tom Nolan's letter to the Court, dated 3/14/05. Received in the night deposit box on 3/14/05 at 10:13 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 14, 2005 Filing 2484 NOTICE OF FILING of Letter from Thomas J. Nolan to Judge Cote, dated 3/14/05. Received in the night deposit box on 3/14/05 at 10:13 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 14, 2005 Filing 2483 AFFIDAVIT OF SERVICE of Stipulation and Agreed Confiendentiality Order and Letter addressed to Judge Cote dated 3/14/05 as to SEE ATTACHED SERVICE LIST.(sac, )
March 14, 2005 Filing 2482 DECLARATION of Stacey A. Lara re: additional documents attached. Document filed by ABN Amro Incorporated, Banc of America Securities LLC, Deutsche Bank Securities, Inc., Fleet Securities, Inc.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 14, 2005 Filing 2481 MEMORANDUM OF LAW OF SETTLING DEFENDANTS IN OPPOSITION to JP Morgan's Objections to their Stipulation and Agreement of Settlement with Lead Plaintiff and other named Plaintiffs. Document filed by ABN Amro Incorporated, Banc of America Securities LLC, Fleet Securities, Inc., Deutsche Alex Brown Inc.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 14, 2005 Filing 2480 REPLY MEMORANDUM OF LAW in Support re: 2453 MOTION to Sever CLAIMS AGAINST HIM PURSUANT TO frcp 21. AND DECLARATION OF LYNDON M. TRETTER IN SUPPORT. Document filed by Bernard J. Ebbers, Bernard J. Ebbers. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 14, 2005 Filing 2479 OPPOSITION to Plaintiffs' Motion for orders suggesting to the Judicial Panel on Multi-District Litigation that their respective actions be immediately remanded to the United States District Court for the Southern District of Mississippi. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 03civ4498 and 04civ233. (sac, )
March 14, 2005 Filing 2478 DECLARATION of Stephen L. Ascher re: based on personal knowledge of this action. Document filed by BNP Paribas Securities Corp., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale. (sac, )
March 14, 2005 Filing 2477 RESPONSE TO THE OBJECTIONS of Defendants JP Morgan Chase & Co., J.P. Morgan Securities Inc., J.P. Morgan Securities Securities Ltd., and Chase Securties Inc. to the requests for preliminary approval of settlements between Lead Plaintiff and Various Underwriter Defendants. Document filed by BNP Paribas Securities Corp., Tokyo-Mitsubishi International, PLC, Westdeutsche Landesbank Girozentrale. (sac, )
March 14, 2005 Filing 2476 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Opposition to Certain Underwriter-Related Defendants' Motion for reconsideration of this Court's 2/22/05 Order concerning Lead Plaintiff's Motion in limine No.1. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 14, 2005 Filing 2475 LEAD PLAINTIFF'S MEMORANDUM OF LAW IN RESPONSE TO OBJECTIONS of J.P. Morgan Chase & Co., et al., to preliminary approval of the settlements between Lead Plaintiff and Other Underwriter Defendants. Document filed by HGK Asset Management, Fresno County Employees Retirement Association. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 14, 2005 Opinion or Order Filing 2474 ORDER; the attached documents consists of draft preliminary jury instructions for the 3/17 class action trial. Once finalized, these instructions will be given to the jury before opening statements are delivered. Any party in the class action trial who has not settled with the Lead Plaintiff and who wishes to comment on this draft do so by Wednesday, 3/16 at 5:00 p.m.. (Signed by Judge Denise L. Cote on 3/14/05) (sac, )
March 14, 2005 Opinion or Order Filing 2473 ORDER; granting installation of internet access in Courtroom. (Signed by Judge Denise L. Cote on 3/11/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 14, 2005 MEMO ENDORSED ON MOTION; granting 2422 Motion for Joseph Walker to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 3/11/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. (sac, )
March 14, 2005 Opinion or Order MEMO ENDORSED ON MOTION; granting 2423 Motion for an order, admitting Richard W. Beckler to Appear Pro Hac Vice as counsel for Clifford L. Alexander, Jr.. (Signed by Judge Denise L. Cote on 3/11/05) See Document filed in 02civ3288. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
March 14, 2005 Transmission to Attorney Admissions Clerk. Transmitted re: 2422 , 2423 and 2424 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (sac, )
March 14, 2005 Opinion or Order MEMO ENDORSED ON MOTION; granting 2424 Motion for an order, admitting James F. Hibey to Appear Pro Hac Vice as counsel for Clifford L. Alexander, Jr.. (Signed by Judge Denise L. Cote on 3/11/05) See Document filed in 02civ3288. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
March 12, 2005 Filing 2472 DECLARATION of John M. Callagy in Support OBJECTIONS TO THE PRELIMINARY APPROVAL OF THE SETTLEMENT BETWEEN LEAD PLAINTIFF AND VARIOUS UNDERWRITER DEFENDANTS. Document filed by J.P. Morgan Securities Inc., Chase Securities, Inc., J.P. Morgan Chase & Co.. Received in the night deposit box on 3/12/05 at 8:30 p.m.. (sac, )
March 12, 2005 Filing 2471 OBJECTIONS TO THE PRELIMINARY APPROVAL OF THE SETTLEMENT BETWEEN LEAD PLAINTIFF AND VARIOUS UNDERWRITER DEFENDANTS. Document filed by J.P. Morgan Securities Inc., Chase Securities, Inc., J.P. Morgan Chase & Co.. Received in the night deposit box on 3/12/05 at 8:29 p.m.. (sac, )
March 11, 2005 Filing 2470 THE JP MORGAN DEFENDANTS' DECLARATION of Jason D. Russell in Support MEMORANDUM OF LAW IN OPPOSITION to the Alaska Plaintiffs' Response to this Court's 6/11/03 Order to Show Cause. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. This Document Relates to: 05civ54. (sac, )
March 11, 2005 Filing 2469 THE JP MORGAN DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION to the Alaska Plaintiffs' Response to this Court's 6/11/03 Order to Show Cause. Document filed by J.P. Morgan Securities Inc., J.P. Morgan Chase & Co.. This Document Relates to: 05civ54. (sac, )
March 11, 2005 Filing 2468 JOINDER TO THE WORLDCOM DIRECTOR DEFENDANTS' MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions for an order suggesting to the judicial panel on Mult-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. Document filed by Gordon S. Macklin, Juan Villalonga, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 03civ4498.(sac, )
March 11, 2005 Filing 2467 JOINDER TO THE WORLDCOM DIRECTOR DEFENDANTS' MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions for an order suggesting to the judicial panel on Mult-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. Document filed by Gordon S. Macklin, Juan Villalonga, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 04civ233.(sac, )
March 11, 2005 Filing 2466 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions for an order suggesting to the judicial panel on Mult-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. This Document Relates to: 04civ233. (sac, )
March 11, 2005 Filing 2465 DEFENDANT ARTHUR ANDERSEN LLP'S MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions for an order suggesting to the judicial panel on Mult-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. Document filed by Arthur Anderson, LLP. This Document Relates to: 04civ233. (sac, )
March 11, 2005 Filing 2464 DEFENDANT ARTHUR ANDERSEN LLP'S MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions for an order suggesting to the judicial panel on Mult-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. Document filed by Arthur Anderson, LLP. This Document Relates to: 03civ4498. (sac, )
March 11, 2005 Filing 2463 DECLARATION of Carmen K. Cheung in Opposition to Plaintiffs' Motions for an order suggesting to the Judicial Panel on Multi-District Litigation that their respective actions be remanded to the United States District Court for the Southern District of Mississippi. Document filed by Citigroup Global Markets, Inc., Jack Grubman. Received in the night deposit box on 3/11/05 at 8:58 p.m.. This Document Relates to: 03civ4498 & 04civ233. (sac, )
March 11, 2005 Filing 2462 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in Opposition to Plaintiffs' Motions for an order suggesting to the Judicial Panel on Multi-District Litigation that their respective actions be remanded to the United States District Court for the Southern District of Mississippi. Document filed by Citigroup Global Markets, Inc., Jack Grubman. Received in the night deposit box on 3/11/05 at 8:58 p.m.. This Document Relates to: 03civ4498 & 04civ233.(sac, )
March 11, 2005 Opinion or Order Filing 2460 ORDER; the 3/17/05 conference scheduled to address the motion of the Underwriter Defendants and Citigroup Global Markets Inc. to enjoin the plaintiffs in 03civ6225 from proceeding with their second filed action in another federal court is adjourned. The conference will instead be held on 3/25 at 9:30 a.m. at 500 Pearl Street, in Courtroom 11B. (Signed by Judge Denise L. Cote on 3/11/05)... This Document Relates to: 03civ6225.(sac, )
March 11, 2005 Opinion or Order Filing 2459 ORDER; all submissions objecting to terms of the settlement agreements referenced must be submitted by Saturday, 3/12/05 at 9:00 a.m.. Opposition is due 3/14 at 12 noon. That objections shall be addressed further at the conference currently scheduled for 3/16/05 at 3 p.m., in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 3/10/05) (sac, )
March 11, 2005 Opinion or Order Filing 2458 ORDER; a conference will be held on 3/16/05 at 3 p.m., in Courtroom 11B 500 Pearl Street, to address the Court's preliminary approval of the settlement agreements with defendants ABN AMRO Inc., Mitsubishi Securities International plc, BNP Paribas Securities Corp. and Mizuho International plc.. (Signed by Judge Denise L. Cote on 3/10/05) (sac, )
March 10, 2005 Filing 2461 ARTHUR ANDERSEN LLP'S REPLY MEMORANDUM OF LAW in Further Support of its Motion in limine to preclude Lead Plaintiff's expert witness from testifying to any Opinions formulated in reliance upon the Interview Memoranda, the Bankruptcy Examiner's Reports and the WorlCom Board Rport. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 10, 2005 Filing 2457 REPLY AFFIDAVIT of Jonathan J. Walsh in Support of Arthur Andersen LLP's Motion in limine to preclude Lead Plaintiff's Expert Witness from testifying to any opinions formulated in reliance upon the Interview Memoranda, the Bankruptcy Examiner's Reports, and the WorldCom Board Report. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 10, 2005 Filing 2456 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Motion of Defendant Bernard J. Ebbers to sever claims against him pursuant to F.R.C.P. 21. Document filed by New York State Common Retirement Fund. Received in the night deposit box on 3/10/05 at 7:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 10, 2005 Opinion or Order Filing 2451 ORDER; that Lundy & Davis and Mitchell McNutt & Sams, counsel for the plaintiffs in the 26 actions subject to this Court's 4/12/04 dismissal Order, are directed to submit to the Court the home addresses for each of the plaintiffs subject to the 4/12/04 Order within 10 business days of the date of this Order. That the Braddock Law Firm PLLC, Beasley, Allen, Crow, Methvin, Portis & Miles, P.C., and Verhine & Verhine PLLC are directed to submit to the Court within 10 business days of the date of this Order the home addresses for those individuals listed on the attached Exhibit to this Order on whose behalf they submitted requests for exclusion to the WorldCom Claims Administrator. This Order shall be served by counsel for the Citigroup Defendants on the law firms named herein by 5 p.m. on 3/11/05. (Signed by Judge Denise L. Cote on 3/9/05) (sac, )
March 9, 2005 Opinion or Order Filing 2455 ORDER: regarding procedures and deadlines to be followed with respect to questions 27 and 29 of the voir dire questions as further set forth in said Order. (Signed by Judge Denise L. Cote on 3/8/05) (db, )
March 9, 2005 Opinion or Order Filing 2450 ORDER; the Court endorsed the stipulation on 2/24/05. The request to vacate Paragraph 7 of that Stipulation is denied. Should Roberts or the counterclaim defendants show that further deposition of Sullivan is required solely because of discovery materials produced by the insurance companies in the Insurance Litigation, the Court may at that time order that further deposition of Sullivan will be permitted. (Signed by Judge Denise L. Cote on 3/9/05) (sac, )
March 9, 2005 Opinion or Order Filing 2449 ORDER REGARDING CLASS MEMBERSHIP; each of the 468 persons and entities listed on Exhibit B (appended to this Order), are deemed to have timely revoke their previous request for exclusion and is therefore deemed a member of the class. Each of the persons and entities listed on Exhbit B, accordingly, may file a proof of claim and is eligible to obtain funds recovered on behalf of the class. That the requests by those 105 persons and entities for exclusion submitted by each of these persons and entities are deemed untimely and each such person or entity is deemed a member of the class. Lead Plaintiff is hereby to transmit, within ten days of the date of this Order, to each of the persons and entities listed on Exhibit C. Each of the 67 persons and entities are deemed a member of the class. Each person and entities listed on Exhibit D, accordingly, may file a proof of claim and is eligible to obtain funds recovered on behalf of the class. (Signed by Judge Denise L. Cote on 3/9/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 9, 2005 Opinion or Order Filing 2448 STIPULATION AND ORDER; the Subject Documents will be made available to Certain Underwriter-Related Defendants for pickup at the U.S. Attorney's Office beginning 3/8/05 or the morning of 3/9/05. All WorldCom documents produced by the Government in response to the Document Subpoena are produced pursuant and are subject to the terms of the 1/23/04, Confidentiality Stipulation and Order. By making the Subject Documents available to Certain Underwriter-Related Defendants in accordance with the terms described herein, the Government shall have fully and finally complied with the Document Subpoena and shall not be required to produce any additional documents in response to the Document Subpoena. (Signed by Judge Denise L. Cote on 3/8/05) (sac, )
March 8, 2005 Filing 2447 SUPPLEMENTAL AFFIDAVIT of Timothy J. Dolata in Support of Motion for order affirming request for exclusion from class, or in the alternative, for an order extending the time to request exclusion. (sac, )
March 8, 2005 Filing 2446 DOLATAS' SUPPLEMENTAL BRIEF for exclusion from class. (sac, )
March 8, 2005 Opinion or Order Filing 2445 ORDER; on 3/7/05, the Court received from the Underwriter Defendants a motion for reconsideration of its 2/22/05 order considering the Lead Plaintiff's motion in limine no. 1. That opposition to the motion is due by 5:00 p.m. on 3/14/05. Any reply must be submitted by 5 p.m. on 3/16. (Signed by Judge Denise L. Cote on 3/7/05) (sac, )
March 8, 2005 Opinion or Order Filing 2444 ORDER; on 3/4/05, the Underwriter Defendants and Citigroup Global Markets Inc. filed a motion to enjoin the plaintiffs in 03civ6225. Opposition to this motion is due 3/11/05. Any reply is due by 5 p.m. on 3/15/05. That a conference to address the motion will be held on 3/17/05 at 9:30 a.m. in Courtroom 11B. (Signed by Judge Denise L. Cote on 3/7/05). This Document Relates to: 03civ6225.(sac, )
March 8, 2005 Opinion or Order Filing 2443 ENDORSED LETTER addressed to Judge Denise Cote from Pamela Rogers Chepiga dated 3/4/05 re: The Stipulation and Order of 3/4/05 entered in the NYCERS action, 02civ8981, shall apply to the Director Defendants as well. (Signed by Judge Denise L. Cote on 3/7/05) (sac, )
March 8, 2005 Filing 2442 TRANSCRIPT of proceedings held on 2/25/04 before Judge Denise L. Cote. (sac, )
March 8, 2005 Filing 2441 TRANSCRIPT of proceedings held on 2/25/04 before Judge Denise L. Cote. (sac, )
March 8, 2005 Filing 2440 TRANSCRIPT of proceedings held on 2/24/05 before Judge Denise L. Cote. (sac, )
March 7, 2005 Filing 2454 MEMORANDUM OF LAW in Support re: 2453 MOTION to Sever.. Document filed by Bernard J. Ebbers. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:05-cv-00055-DLC(ll, )
March 7, 2005 Filing 2453 MOTION to Sever CLAIMS AGAINST HIM PURSUANT TO frcp 21. AND DECLARATION OF LYNDON M. TRETTER IN SUPPORT. Document filed by Bernard J. Ebbers, Bernard J. Ebbers. (ll, )
March 7, 2005 Filing 2439 DECLARATION of Pearlette V. Tousssant in Support of LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to Director Defendants' Motion in limine No. 4, to exclude references at trial to Investigative Reports or Government Investigations. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
March 7, 2005 Filing 2438 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to Director Defendants' Motion in limine No. 4, to exclude references at trial to Investigative Reports or Government Investigations. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 7, 2005 Filing 2437 SUPPLEMENTAL AFFIDAVIT of Timothy J. Dolata in Support in support of Motion for an order, affirming request for exclusion from class, or, in the alternative, for an order extending the time to request exclusion. (sac, )
March 7, 2005 Filing 2436 NOTICE OF FILING of Letter from Jay B. Kasner to Judge Cote dated 3/7/05 and the Declaration of Jay B. Kasner in support of the Certain Underwriter-Related Defendants' Request to the Court concerning the Supplemental Report of Blaine F. Nye Ph.D.. (sac, )
March 7, 2005 Filing 2435 CERTAIN UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Michael D. Birnbaum in Support re: 2433 MEMORANDUM OF LAW in Support re: 2433 MOTION for an order, for reconsideration of this Court's 2/22/05 Order concerning Lead Plaintiff's Motion in Limine No. 1.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 7, 2005 Filing 2434 CERTAIN UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 2433 MOTION for an order, for reconsideration of this Court's 2/22/05 Order concerning Lead Plaintiff's Motion in Limine No. 1.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 7, 2005 Filing 2433 CERTAIN UNDERWRITER-RELATED DEFENDANTS' MOTION for an order, for reconsideration of this Court's 2/22/05 Order concerning Lead Plaintiff's Motion in Limine No. 1.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 7, 2005 Filing 2432 REPLY in support of motion for leave to amend the answer filed on behalf of Stiles A. Kellett, Jr.. Document filed by Stiles A. Kellett, Jr. (sac, )
March 7, 2005 Filing 2431 DECLARATION of Jeffrey A. Barrack in Support re: 2430 MEMORANDUM OF LAW in Opposition to Andersen's Motion to preclude Harris L. Devor from basing his opinions or interences on the WorldCom Board Report and Interview Memoranda and the Examiner Reports. Document filed by Alan G. Hevesi.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC Document filed by Alan G. Hevesi. (sac, )
March 7, 2005 Filing 2430 MEMORANDUM OF LAW in Opposition to Andersen's Motion to preclude Harris L. Devor from basing his opinions or interences on the WorldCom Board Report and Interview Memoranda and the Examiner Reports. Document filed by Alan G. Hevesi.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC \(sac, )
March 7, 2005 Opinion or Order Filing 2429 STIPULATION AND ORDER; the Underwriter-Related Defendants, the Citigroup Defendants and Arthur Andersen that the expert discovery schedule will be modified as follows: Parties with the burden of proof on a particular issue must submit expert reports no later than 4/15/05; Rebuttal expert reports shall be submitted no later than 5/13/05; Revised expert reports shall be submitted no later than 5/27/05; The close of expert discovery shall be 7/8/05. The schedule for the briefing of summary judgment motiosn will be modified as follows: Opening briefs in support of summary judgment shall be filed no later than 7/11/05; opposition briefs shall be filed no later than 8/8/05; reply briefs shall be filed no later than 8/15/05. (Signed by Judge Denise L. Cote on 3/4/05) This Document Relates to: 02civ8981.(sac, )
March 7, 2005 Opinion or Order Filing 2428 ORDER; that a conference will be held on 3/10/05 at 3 p.m., in Courtroom 11B, 500 Pearl Street to address the Court's preliminary approval of the settlement agreement. (Signed by Judge Denise L. Cote on 3/4/05) (sac, )
March 7, 2005 Opinion or Order Filing 2427 ORDER; that preliminary approval of this settlement agreements will be addressed at the conference already scheduled for 3/10/05 at 3p.m., in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 3/4/05) (sac, )
March 7, 2005 Opinion or Order Filing 2426 ORDER; counsel for Ebbers must serve and file any severance motion by 3/7/05 at 5p.m.; opposition to the motion by 3/10/05; any reply is due 3/14. Given that defendants Scott Sullivan, David Myers and Buford Yates, Jr. are situated similarly to Ebbers, the submissions should address whether the claims against these defendants should not be severed as well. (Signed by Judge Denise L. Cote on 3/4/05) (sac, )
March 7, 2005 Opinion or Order Filing 2425 OPINION AND ORDER #91319; re: Andersen's motion to preclude reference to the Sunbeam, Baptist Foundation, and Waste Management matters is granted. Decision is reserved on the issue of Andersen's prosecution and the legality of the spinning of IPO shares. (Signed by Judge Denise L. Cote on 3/4/05) (sac, )
March 4, 2005 Filing 2424 MOTION for an order, admitting James F. Hibey to Appear Pro Hac Vice as counsel for Clifford L. Alexander, Jr. Document filed by Clifford L. Alexander, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 4, 2005 Filing 2423 MOTION for an order, admitting Richard W. Beckler to Appear Pro Hac Vice as counsel for Clifford L. Alexander, Jr. Document filed by Clifford L. Alexander, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 4, 2005 Filing 2422 MOTION for an order, admitting Joseph Walker to Appear Pro Hac Vice as counsel for Clifford L. Alexander, Jr.. Document filed by Clifford L. Alexander, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 4, 2005 Filing 2421 DECLARATION of Jason D. Russell in Support re: 2419 THE UNDERWRITER DEFENDANTS AND CITIGROUP GLOBAL MARKETS INC. for an order, pursuant to Rule 65 of the Federal Rules of Civil Procedure, or, in the alternative, the All Writs Act, 28 U.S.C. 1651, enjoining plaintiffs Pacific Life Insurance Co. and Pacific Financial Products Corporation for litigating Pac. Life II, their second filed WorldCom-related action, in another federal court because it is being prosecuted in violation and/or circumvention of the Court's orders entered in Pac. Life I, another WorldCom-related action brought by the Pacific Life Plaintiffs and currently pending before this Court. This Document Relates to: 03civ6225. (sac, )
March 4, 2005 Filing 2420 MEMORANDUM OF LAW in Support re: 2419 THE UNDERWRITER DEFENDANTS AND CITIGROUP GLOBAL MARKETS INC. for an order, pursuant to Rule 65 of the Federal Rules of Civil Procedure, or, in the alternative, the All Writs Act, 28 U.S.C. 1651, enjoining plaintiffs Pacific Life Insurance Co. and Pacific Financial Products Corporation for litigating Pac. Life II, their second filed WorldCom-related action, in another federal court because it is being prosecuted in violation and/or circumvention of the Court's orders entered in Pac. Life I, another WorldCom-related action brought by the Pacific Life Plaintiffs and currently pending before this Court. This Document Relates to: 03civ6225. (sac, )
March 4, 2005 Filing 2419 THE UNDERWRITER DEFENDANTS AND CITIGROUP GLOBAL MARKETS INC. for an order, pursuant to Rule 65 of the Federal Rules of Civil Procedure, or, in the alternative, the All Writs Act, 28 U.S.C. 1651, enjoining plaintiffs Pacific Life Insurance Co. and Pacific Financial Products Corporation for litigating Pac. Life II, their second filed WorldCom-related action, in another federal court because it is being prosecuted in violation and/or circumvention of the Court's orders entered in Pac. Life I, another WorldCom-related action brought by the Pacific Life Plaintiffs and currently pending before this Court. This Document Relates to: 03civ6225. (sac, )
March 4, 2005 Filing 2416 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 3/2/05 re: Citigroup Defendants request an extension to 4/22/05, to submit reply briefs in support of the pending motions to dismiss these three actions: 03civ1785, 04iv3841 and 02civ9520. Opposition memoranda are due 3/25; replies are due 4/22/05. (Signed by Judge Denise L. Cote on 3/3/05). This Document Relates to: 03civ1785, 04iv3841 and 02civ9520. (sac, )
March 4, 2005 Opinion or Order Filing 2415 ORDER; the arguments offered by Claimants, Elizabeth H. and Donald W. Rich, in their submission as to why the Judgment should not be enforced against them to preclude them from seeking enforcement of the Award to the extent that award relates to Claimants' investments in securities issued by WorldCom are without merits. Pursuant to the Judgment, Claimants are permanently barred and enjoined from instituting, commencing or prosecuting as set forth in this document. That the arbitration panel that issued the award is not enjoined from clarifying whether any portion of the Award relates to claims not covered by the Rich Injunction. (Signed by Judge Denise L. Cote on 3/3/05) (sac, )
March 4, 2005 Opinion or Order Filing 2414 ORDER; that Claimant is enjoined from proceeding with the Motion, and from arbitrating any claims asserted in the Wheeler Statement of Claim relating to Claimant's investments in securities issued by WorldCom. For the reasons stated on the record at the February 25 hearing, pursuant to the Judgment, Claimant is permanently barred and enjoined from instituting, commencing or prosecuting, either directly or in any other capacity, all claims of every nature and description, as set forth in this document. (Signed by Judge Denise L. Cote on 3/3/05) (sac, )
March 4, 2005 Opinion or Order Filing 2413 ORDER; that a decision on these motions is reserved until trial. No party shall make any reference in its opening statement or in any examination of a witness to KPMG's alleged conflict or to the material weakness letter without first raising the issue with the Court. The parties will be given an opportunity at trial to identify the witnesses through which they intend to offer this evidence, to identify its relevance to that witness' examination, to show that a sufficient foundation has been laid generally to make the material weakness letter relevant, and to address again in light of the trial testimony the factors that must be weighed under Rule 403, Fed. R. Evid. (Signed by Judge Denise L. Cote on 3/3/05) (sac, )
March 4, 2005 Opinion or Order Filing 2412 ORDER; the Andersen motion in limine to exclude the Report of Investigation by the Special Investigative Committee of the Board of Directors of WorldCom, Inc. is granted. The Board Report does not qualify asa business record. (Signed by Judge Denise L. Cote on 3/3/05) (sac, )
March 4, 2005 Opinion or Order Filing 2411 OPINION AND ORDER #91310; re: the motion in limine by the Underwriter Defendants and Andersen to preclude the Lead Plaintiff's expert from opining on the amount of an aggregate damages award is denied. The request by the Underwriter Defendants and Andersen for access to the claims data in order to present on sales by class members following 6/27/02 in connection with the calculation of Section 11 damages is denied. (Signed by Judge Denise L. Cote on 3/3/05) (sac, )
March 4, 2005 Opinion or Order Filing 2410 MEMORANDUM OPINION AND ORDER #91309; re: defendant Francesco Galesi has filed 31 motions in limine in this securities class action arising from the collapse of WorldCom, Inc.. Motions in limine filed by co-defendants were recently decided, and familiarity with those Opinions is assumed. Trial is scheduled to begin on 3/17/05 to discuss issues mentioned in this Opinion. (Signed by Judge Denise L. Cote on 3/3/05) (sac, )
March 3, 2005 Filing 2417 MEMORANDUM OF LAW in Opposition to the Motion for leave to amend the Directors' Answer filed on behalf of Stiles A. Kellett, Jr.. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 3, 2005 Opinion or Order Filing 2409 ORDER; the Motion for withdrawal and substitution of counsel for Clifford L. Alexander, Jr. by DLA Piper Rudnick Gray Cary US LLP is granted. (Signed by Judge Denise L. Cote on 3/3/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 3, 2005 MEMO ENDORSED; granting 2335 Motion for Thomas M. Melsheimer to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 3/2/05) (sac, )
March 3, 2005 MEMO ENDORSED; granting 2353 Motion for Tracy P. Varghese to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 3/2/05). This Document Relates to: 02civ4816. (sac, )
March 3, 2005 MEMO ENDORSED; granting 2342 Motion for John S. West to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 3/2/05). This Document Relates to: 02civ4816. (sac, )
March 3, 2005 MEMO ENDORSED; granting 2344 Motion for Jennifer A. Kerkhoff to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 3/2/05). This Document Relates to: 02civ4816. (sac, )
March 3, 2005 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, Order on Motion to Appear Pro Hac Vice, Order on Motion to Appear Pro Hac Vice, Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (sac, )
March 2, 2005 Filing 2418 MOTION to Substitute Attorney. Old Attorney: Lawrence Levinson and James F. Hibey, New Attorney: James F. Hibey, Richard W. Beckler and Joseph Walker., MOTION for Lawrence Levinson and James F. Hibey to Withdraw as Attorney. Document filed by Clifford Alexander, Jr. (sac, )
March 2, 2005 Filing 2408 MEMORANDUM OF LAW in Support re: 2407 MOTION for an order, for an allottment of time at trial sufficient to satisfy due process. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
March 2, 2005 Filing 2407 MOTION for an order, for an allottment of time at trial sufficient to satisfy due process. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
March 2, 2005 CASHIERS OFFICE CRIS DEPOSIT dated 11/12/04, from Judge Denise L. Cote, $11,756,828.00 deposited on 2/28/05, Receipt Number 535888 and placed into CRIS on 3/2/05. (dig, )
March 1, 2005 Opinion or Order Filing 2452 ENDORSED LETTER addressed to Judge Denise L. Cote from Stewart M. Weltman dated 3/7/05 re: Plaintiffs request that the Court amend its 3/7/05 Order. Opposition is due 3/18; reply is due 3/23. (Signed by Judge Denise L. Cote on 3/9/05) tThis Document Relates to: 03civ6225. (sac, )
March 1, 2005 Filing 2406 RESPONSE in opposition to Defendant Kellett's Phase 3 Motion to Dismiss. Document filed by IQ Holdings, Inc.. This Documetn Relates to: 03civ1785.(sac, )
March 1, 2005 Filing 2405 RESPONSE in opposition to the WorldCom Director Defendants' Phase 3 Motion to Dismiss. Document filed by IQ Holdings, Inc.. (sac, )
March 1, 2005 Filing 2404 RESPONSE in opposition to Defendant Andersen's Phase 3 Motion to Dismiss. Document filed by IQ Holdings, Inc.. This Document Relates to: 03civ1785. (sac, )
March 1, 2005 Filing 2403 THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF FILING: attached hereto is a true and correct copy of the Executed Declaration of Tim Richards in support of WestLB AG's Motion to dismiss for lack of personal jurisdiction. This Document Relates to: 03civ6225.(sac, )
March 1, 2005 Opinion or Order Filing 2402 ORDER; in a letter dated 2/25/05, Arthur Andersen LLP moved to preclude admission of any expert opinions that reply on the Report of the Special Investigative Committe of the Board of Directors of WorldCom, Inc., the Reports of the Bankruptcy Court Examiner, or interview memoranda prepared by the law firm of Wilmer Cutler Pickering. Opposition to this motion is due on 3/7/05. Any reply is due on 3/10. (Signed by Judge Denise L. Cote on 2/28/05) (sac, )
March 1, 2005 MEMO ENDORSED; granting 2292 Motion for David E. Springer to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 2/28/05) (sac, )
March 1, 2005 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (sac, )
March 1, 2005 MEMO ENDOSED; granting 2308 Motion for Don C. Lewis to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 3/1/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
February 28, 2005 Filing 2401 ENDORSED LETTER addressed to Judge Denise L. Cote from Matthew K. Handley dated 2/24/05 re: granting Plaintiffs' date by which to submit opposition to Defendants' motions to dismiss to Monday, 3/14/05, and Defendants' to submit their replies by Monday, 3/28/05. (Signed by Judge Denise L. Cote on 2/25/05). This Document Relates to: 03civ6225.(sac, )
February 28, 2005 Opinion or Order Filing 2400 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 2/25/05 re: Counsel for the Underwriter-Related Defendants provides the Court the following additional sealed materials related to the deposition of Mr. Sanjeev Sethi: (i) audio cassettes of the deposition; and (ii) the paper transcript of the deposition. Once these materials have been unsealed, the Underwriter-Related Defendants are to provide with the originals in order to make them available for all counsel in the WorldCom Litigation to obtain copy sets. Granted. The documents are ordered to be unsealed. (Signed by Judge Denise L. Cote on 2/25/05) (sac, )
February 28, 2005 Filing 2399 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 2/25/05 re: Lead Plaintiff will be required to give Andersen's counsel as much notice as possible of the week in which it intends to call each of the former Andersen employees, and to the extent it is feasible to do so, to accomodate scheduling needs of these witnesses. (Signed by Judge Denise L. Cote on 2/28/05) (sac, )
February 28, 2005 Opinion or Order Filing 2398 ORDER; the Underwriter Defendants' motion for reconsideration is denied as to the issue of whether Lead Plaintiff and/or named plaintiffs HGK Asset Management, County of Fresno, California, and Fresno County Employees Retirees Association having standing as class representatives. To the extent that the Underwriter Defendants seek a determination, within the summary judgment process in the class action, of whether the Lead Plaintiff and the remaining Named Plaintiffs may individually obtain damages with respect to the two Offerings. The Underwriter Defendants' motion for reconsideration is denied. If judgment is entered for the class following the conclusion of the class action plenary trial, the question of the Lead Plaintiff and Named Plaintiffs' right to individually recover damages will be addressed through post-trial proceedings. (Signed by Judge Denise L. Cote on 2/25/05) (sac, )
February 28, 2005 Filing 2397 ENDORSED LETTER addressed to Judge Denise L. Cote from Ira A. Schochet dated 2/24/05 re: SunTrust request permission to file a single omnibus memorandum of law not to exceed 75 pages in opposition to all four motions to dismiss. Opposition is due 3/25/05; Reply is due 4/12/05. (Signed by Judge Denise L. Cote on 2/25/05). This Document Relates to: 02civ9520.(sac, )
February 25, 2005 Filing 2396 REPLY AFFIDAVIT of Daniel Marcus in Support of Motion In Limine to exclude Andersen's unrelated conviction as well as its current business status, audit work for companies that have been or are the subject of litigation and/or federal or state investigation, and settlements in other cases. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:26 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
February 25, 2005 Filing 2395 REPLY MEMORANDUM OF LAW in Further Support of Motion In Limine to exclude Andersen's unrelated conviction as well as its current business status, audit work for companies that have been or are the subject of litigation and/or federal or state investigation, and settlements in other cases. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:26 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2394 AFFIDAVIT of Daniel Marcus in Support of re: 2393 SUPPLEMENTAL MEMORANDUM OF LAW in response to questions raised by the Court in its Order dated 2/17/05. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:26 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
February 25, 2005 Filing 2393 SUPPLEMENTAL MEMORANDUM OF LAW in response to questions raised by the Court in its Order dated 2/17/05. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:26 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2392 REPLY AFFIDAVIT of Michael Moscato in Support of Motion In Limine to exclude The WorldCom Board Report. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:25 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2391 REPLY MEMORANDUM OF LAW in Support of Motion In Limine to exclude The WorldCom Board Report. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:25 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2390 AFFIDAVIT of Michael Moscato in Support re: 2388 MOTION for an order, In Limine to preclude Lead Plaintiff's Expert Witness from Testifying to any Opinions Formulated in Reliance Upon the Interview Memoranda, the Bankruptcy Examiner's Reports, and the WorldCom Board Report. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:25 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2389 MEMORANDUM OF LAW in Support re: 2388 MOTION for an order, In Limine to preclude Lead Plaintiff's Expert Witness from Testifying to any Opinions Formulated in Reliance Upon the Interview Memoranda, the Bankruptcy Examiner's Reports, and the WorldCom Board Report. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:25 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2388 MOTION for an order, In Limine to preclude Lead Plaintiff's Expert Witness from Testifying to any Opinions Formulated in Reliance Upon the Interview Memoranda, the Bankruptcy Examiner's Reports, and the WorldCom Board Report. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 2/25/05 at 7:25 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2387 DECLARATION of Emily S. Richman in Support re: 2385 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Amended Complaint. Document filed by Citigroup Global Markets, Inc.. Received in the night deposit box on 2/25/05 at 6:41 p.m.. This Document Relates to: 04civ232. (sac, )
February 25, 2005 Filing 2386 MEMORANDUM OF LAW in Support re: 2385 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Amended Complaint. Document filed by Citigroup Global Markets, Inc.. Received in the night deposit box on 2/25/05 at 6:40 p.m.. This Document Relates to: 04civ232.(sac, )
February 25, 2005 Filing 2385 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Amended Complaint. Document filed by Citigroup Global Markets, Inc.. Received in the night deposit box on 2/25/05 at 6:40 p.m.. This Document Relates to: 04civ232. (sac, )
February 25, 2005 Filing 2384 MEMORANDUM OF LAW in Support re: 2383 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Complaint. Document filed by Smith Barney & Co., Inc.. This Document Relates to: 04civ234. Received in the night deposit box on 2/25/05 at 6:38 p.m.. (sac, )
February 25, 2005 Filing 2383 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice all claims asserted in the Complaint. Document filed by Smith Barney & Co., Inc.. This Document Relates to: 04civ234. Received in the night deposit box on 2/25/05 at 6:39 p.m.. (sac, )
February 25, 2005 Filing 2382 SUPPLEMENTAL MEMORANDUM OF LAW regarding Lead Plaintiff's Calculation of Section 11 Aggregate Damages. Document filed by Alan G. Hevesi. Received in the night deposit box on 2/25/05 at 6:17 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2381 DECLARATION of John J. Griffin, Ph.D.. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:47 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2380 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in response to Lead Plaintiff's opposition to Underwriter-Related Defendants' Motion In Limine No.7: to exclude evidence and references regarding general so-called corporate wrongdoing and litigation and/or Government Investigation in other cases. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:47 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 25, 2005 Filing 2379 THE UNDERWRITER-RELATED DEFENDANTS' SUPPLEMENTAL MEMORANDUM OF LAW regarding aggregate class damages. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:47 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2378 PRETRIAL MEMORANDUM. Document filed by Stiles A. Kelett. Received in the night deposit box on 2/25/05 at 5:06 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2377 NOTICE OF FILING OF DEFENDANT STILES A. KELLETT'S PRETRIAL MEMORANDUM OF LAW. Document filed by Stiles A. Kelett. Received in the night deposit box on 2/25/05 at 5:06 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2376 DIRECTOR DEFENDANTS' MOTION for an order, IN LIMINE NO.4, to exclude references at trial to Investigative Reports or Government Investigations. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:07 p.m.. (sac, )
February 25, 2005 Filing 2375 DIRECTOR DEFENDANTS' MOTION for an order, IN LIMINE NO. 3, to exclude The Worldcom Board Report. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:07 p.m..(sac, )
February 25, 2005 Filing 2374 DIRECTOR DEFENDANTS' MOTION for an order, IN LIMINE NO. 2, to bar reference to any liability insurance policies. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:07 p.m..(sac, )
February 25, 2005 Filing 2373 DIRECTOR DEFENDANTS' MOTION for an order, IN LIMINE NO. 1, to exclude reference to the Proposed Settlement Agreement and Related Settlement Negotiations. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:07 p.m.. (sac, )
February 25, 2005 Filing 2372 DIRECTOR DEFENDANTS' OMNIBUS NOTICE OF MOTION. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:06 p.m.. (sac, )
February 25, 2005 Filing 2371 DIRECTOR DEFENDANTS' PROPOSED JURY INSTRUCTIONS. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:06 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2370 NOTICE OF FILING OF DIRECTOR DEFENDANTS' PROPOSED JURY INSTRUCTIONS. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 2/25/05 at 5:06 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2369 EXHIBIT G: THE DIRECTOR DEFENDANTS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 25, 2005 Filing 2368 MEMORANDUM OF LAW in Opposition to Defendants' "Phase III" Motions to dismiss the Complaint. Exhibits attached. Document filed by Utah State Retirement Board. This Document Relates to: 04civ3841.
February 24, 2005 Filing 2367 DECLARATION of Eric S. Goldstein in Support of the Citigroup Defendants' request to enjoin plaintiff class memeber Dale D. Wheeler from further prosecution of claims relating to investments in securities issued by WorldCom. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 2/24/05 at 5:00 p.m.. (sac, )
February 24, 2005 Opinion or Order Filing 2366 ORDER; that trial subpoenas issued for the class action trial due to begin on 2/28/05 are continued until the trial date of 3/17/05 and for every day thereafter until the conclusion of the trial. (Signed by Judge Denise L. Cote on 2/23/05) (sac, )
February 24, 2005 Filing 2330 ENDORSED LETTER addressed to Judge Cote from Jonathan J. Walsh dated 2/23/2005 re: denying counsels request for an extension of the Courts page limit for their reply to the motions in limine. (Signed by Judge Denise L. Cote on 2/23/2005) (jp, )
February 23, 2005 Filing 2365 DECLARATION of Eric S. Goldstein in Support re: 2364 REPLY MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Rich Claimants, of the Court's Judgment approving Settlement and dismissing action against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 2/23/05 at 9:39 p.m.. (sac, )
February 23, 2005 Filing 2364 REPLY MEMORANDUM OF LAW in Support of their Application for enforcement, as against the Rich Claimants, of the Court's Judgment approving Settlement and dismissing action against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 2/23/05 at 9:40 p.m.. (sac, )
February 23, 2005 Filing 2363 AFFIRMATION of David I. Greenberger in Support of Philip L. Spartis's and Amy J. Elias's Reply Memorandum of Law in further support of their application for enforcement, as against Elizabeth H. and Donald W. Rich, of the Court's judgment approving settlement and dismissing action agaisnt the Citigroup Defendants. (sac, )
February 23, 2005 Filing 2362 REPLY MEMORANDUM OF LAW in Further Support of their application for enforcement, as against Elizabeth H. and Donald W. Rich, of the Court's Judgment approving settlement and dismissing action against the Citigroup Defendants. (sac, )
February 23, 2005 Filing 2361 AFFIDAVIT of Jack R. DiGiovanni re: concerning Timothy J. and Kathy M. Dolata. (sac, )
February 23, 2005 Filing 2360 DECLARATION of H. Nicholas Berberian in Opposition to Claimants' Motion for order affirming request for exclusion from class, or in the alternative, for an order, extending the time to request exclusion. Document filed by Citigroup Global Markets, Inc.. (sac, )
February 23, 2005 Opinion or Order Filing 2359 ORDER; that a conference shall be held on 2/24/05 at 3 p.m., in Courtroom 11B 500 Pearl Street, to discuss matters unresolved at the final pretrial conference of 2/18. The trial in the consolidated class action will commence on 3/17/05. (Signed by Judge Denise L. Cote on 2/23/05) (sac, )
February 23, 2005 Opinion or Order Filing 2358 OPINION AND ORDER #91270; re: The Lead Plaintiff's Motion to exclude evidene from the plendary trial relating to the individualized issues of the class representatives is granted in its entirety. (Signed by Judge Denise L. Cote on 2/22/05) (sac, )
February 23, 2005 Filing 2357 ENDORSED LETTER addressed to Judge Denise Cote from Shona B. Glink dated 2/21/05 re: granting plaintiff leave to file one consolidated brief in opposition to Defendants' "Phase Three" Motions to dimiss, which is not to exceed 60 pages in length. (Signed by Judge Denise L. Cote on 2/22/05). This Document Relates to: 03civ9824. (sac, )
February 23, 2005 Filing 2322 TRANSCRIPT of proceedings held on February 17, 2005, 11:30 a.m. before Judge Denise L. Cote. (dt, )
February 23, 2005 Filing 2321 TRANSCRIPT of proceedings held on January 27, 2005, 2:00 p.m. before Judge Denise L. Cote. (dt, )
February 22, 2005 Filing 2356 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in opposition to the Motion of the Dolatas for an order, affirming their request for exclusion from the class, or, in the alternative, for an order to extend the time to request exclusion from the class and in support of their Cross-Motion for an order enjoining the Dolatas from prosecuting claims that are barred bythe Citigroup Defendants' Class Settlement. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 2/22/05 at 8:33 p.m.. (sac, )
February 22, 2005 Filing 2355 CROSS-MOTION for an order, enjoining Timothy J. and Kathy M. Dolata from prosecuting claims that are barred by the Citigroup Defendants' class settlement. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 2/22/05 at 8:33 p.m.. Declaration of Eric S. Goldstein in support attached. (sac, )
February 22, 2005 Filing 2354 THE UNDERWRITER-RELATED DEFENDANTS' REPLY to the Lead Plaintiff's Responses and Objections to the Underwriter-Related Defendants' First Requests for Judicial Notice and Responses and Objections to Lead Plaintiff's First Request for Judicial Notice. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 22, 2005 Filing 2353 MOTION for an order, admitting Tracy P. Varghese to Appear Pro Hac Vice. Document filed by Stiles A. Kellett, Jr.. Affidavit of Stuart F. Pierson in support attached. This Document Relates to: 02civ4816. (sac, )
February 22, 2005 Filing 2352 NOTICE OF CHANGE OF ADDRESS; effective 1/31/05, Schiffrin & Barroway, LLP's office will be relocated as follows: Schiffrin & Barroway, LLP; 280 King of Prussia Road; Radnor, PA 19087. This Document Relates to: 02civ4816. (sac, )
February 22, 2005 Filing 2351 RESPONDENT'S SHOW OF CAUSE as to why injunction should not be issued with respect to claims against Citigroup Defendants. Document filed by Claimant, Dale Wheeler. (sac, )
February 22, 2005 Filing 2350 RESPONSE AND OBJECTIONS to Lead Plaintiff's First Request for Judicial Notice. Document filed by Bert C. Roberts, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 22, 2005 Opinion or Order Filing 2349 ORDER; on 2/8/05, plaintiffs filed a response to this Court's 6/11/03 Order to Show Cause why its 3/2/03 Opinion on NYCERS's remand motion. Opposition to the Response is due 3/11/05. Any reply must be submitted by 3/18/05. (Signed by Judge Denise L. Cote on 2/21/05). This Document Relates to: 05civ54.(sac, )
February 22, 2005 Opinion or Order Filing 2348 ORDER; on 2/16/05, plaintiffs filed a motion for an order suggesting to the judicial panel on Multi-District Litigation that the action should be transferred to the U.S.D.C. for the Sourthern District of Mississippi. Opposition papers to this motion are due on 3/11/05. Any reply must be filed by 3/18/05. (Signed by Judge Denise L. Cote on 2/21/05). This Document Relates to: 04civ233. (sac, )
February 22, 2005 Opinion or Order Filing 2347 ORDER; on 2/16/05, plaintiffs filed a motion for an order suggesting to the judicial panel on Multi-District Litigation that the action should be transferred to the U.S.D.C. for the Sourthern District of Mississippi. Opposition papers to this motion are due on 3/11/05. Any reply must be filed by 3/18/05. (Signed by Judge Denise L. Cote on 2/21/05). This Document Relates to: 03civ4498. (sac, )
February 22, 2005 Filing 2344 MOTION for Jennifer A. Kerkhoff to Appear Pro Hac Vice Pursuant to Local Rule 1.3 (c). Document filed by Stiles A. Kelett. (jmi, )
February 22, 2005 Filing 2342 MOTION for John S. West to Appear Pro Hac Vice Oursuant to Local Rule 1.3 (c). Document filed by Stiles A. Kelett. (jmi, )
February 18, 2005 Filing 2346 RESPONSE AND OBJECTIONS to Defendant Arthur Andersen LLP's requested Jury Instructions and Jury Interrogatories. Document filed by Francesco Galesi. Received in the night deposit box on 2/18/05 at 5:27 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 18, 2005 Filing 2345 RESPONSE AND OBJECTIONS to The Underwriter Related Defendant's Requested Jury Instructions and Jury Interrogatories. Document filed by Francesco Galesi. Received in the night deposit box on 2/18/05 at 5:27 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 18, 2005 Filing 2343 RESPONSE AND OBJECTIONS to Lead Plaintiff's Proposed Jury Instructions. Document filed by Francesco Galesi. Received in the night deposit box on 2/18/05 at 5:27 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 18, 2005 Filing 2341 RESPONSE IN OPPOSITION to Peitioners' Request for an injunction enjoining enforcement of an NASD Arbitration Award. Document filed by Elizabeth H. and Donald W. Rich. (sac, )
February 18, 2005 Opinion or Order Filing 2340 ORDER; a conference will be held on 2/17/05 at 11:30 a.m., in Courtroom 11B 500 Pearl Street. (Signed by Judge Denise L. Cote on 2/17/05) (sac, )
February 18, 2005 Opinion or Order Filing 2339 ORDER; having received a motion on 2/7, on behalf of claimants Timothy J. Dolata and Kathy M. Dolata for exclusion from the class, or, in the alternative, for an order to extend the time to request exclusion of Petitioners from the class. Opposition to this motion is due on 2/22. A conference will be held to address the issue on 2/24 at 10:30 a.m., in Courtroom 11B 500 Pearl Street. (Signed by Judge Denise L. Cote on 2/17/05) (sac, )
February 18, 2005 Opinion or Order Filing 2338 OPINION AND ORDER #91255; re: The Underwriter Defendants' motion to exclude references to WorldCom's bankruptcy is denied. Their motions to preclude evidence of the Individual Actions, any settlement reached in the WorldCom litigation, to preclude references to insurance coverage, and to preclude evidence of the compensation of any present or former employee of an Underwriter Defendant are granted, as is their motion preclude references to counsel's background or other characteristics. Their motions to preclude evidence of the fees earned by the Underwriter Defendants from WorldCom and to exclude evidence regarding Grubman and SSB are denied. Their motion to exclude testimony of Lead Plaintiff's due diligence expert that WorldCom would have entered bankruptcy in 2000 is granted. The motion to exclude certain damages-related opinion testimony of Dr. Blaine F. Nye concerning Nye's testimony is either denied or subject to further briefing. Decision is reserved on the Underwriter Defendants' motion to preclude evidence of corporate wrongdoing generally, and to exclude evidence regarding Intermedia Communciations, Inc. and Digex Inc. (Signed by Judge Denise L. Cote on 2/17/05) (sac, )
February 18, 2005 Opinion or Order Filing 2337 OPINION AND ORDER #91254; re: Andersen's motions to preclude evidence of Andersen's insurance and to preclude evidence of compensation are granted. Its motion to exclude certain testimony of Eugene Morse is denied subject to the caveats noted supra. Its motion to exclude the Restatement is denied. Rulings are reserved on Andersen's motion to exclude evidence of its status, on the component of its motion to preclude evidence of aggregate damages that deals with the application of Securities Act Section 11(e) to post-filing bond sales, on the motion to exclude the Board Report, and on its motion to exclude the KPMG Letter to the Audit Committee on Rule 403 grounds. (Signed by Judge Denise L. Cote on 2/17/05) (sac, )
February 18, 2005 Opinion or Order Filing 2336 OPINION AND ORDER #91253; re: the Underwriter Defendants' motion to phase the trial is granted in part. The Lead Plaintiff's motion to preclude purported lay opinion testimony is denied; its motion to preclude the purported testimony of Randall Chafetz is also denied, subject to a proffer to Chafetz testifying. The Lead Plaintiff's motion to preclude the introduction of criminal indictments is granted. Rulings on the Lead Plaintiff's motions to exclude evidence relating to the individualized issues of the class representatives from the plenary trial and to preclude evidence concerning an alleged conflict regarding KPMG's audit of the WorldCom Restatement will be deferred until after oral argument. A ruling on its motion to preclude evidence relating to witnesses' invocation of the Fifth Amendment is reserved until trial. (Signed by Judge Denise L. Cote on 2/17/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:05-cv-00055-DLC(sac, )
February 17, 2005 Filing 2335 MOTION for an order, admitting Thomas M. Melsheimer, Esq. to Appear Pro Hac Vice. Document filed by Francesco Galesi. (sac, )
February 17, 2005 Filing 2334 SUPPLEMENTAL DECLARATION of Michael D. Birnbaum in Support of their Motion (a) to continue the trial of this action and (b) to permit immediate service of document requests on the Embargoed Witnesses. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 17, 2005 Filing 2333 (PORTIONS FILED UNDER SEAL)... UNDERWRITER DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion (a) to continue the trial of this action and (b) to permit immediate service of document requests on the Embargoed Witnesses. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 17, 2005 Filing 2332 MEMORANDUM OF LAW in Support re: 2331 PLAINTIFF'S MOTION for an order, suggesting to the Judicial Panel on Multi-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. Document filed by Shriners Hospital For Children. This Document Relates to: 04civ233. (sac, )
February 17, 2005 Filing 2331 PLAINTIFF'S MOTION for an order, suggesting to the Judicial Panel on Multi-District Litigation that this action be forthwith remanded to the United States District Court for the Southern District of Mississippi. Document filed by Shriners Hospital For Children. This Document Relates to: 04civ233. (sac, )
February 17, 2005 Filing 2329 MEMORANDUM OF LAW in Support re: 2328 PLAINTIFFS' MOTION, PERS OF MISSISSIPPI AND HEALTH CARE TRUST FUND OF MISSISSIPPI, for an order suggesting to the Judicial Panel on Multi-District Litigation that this action be remanded to the United States District Court for the Southern District of Mississippi. Document filed by Public Employees Retirement System of the State of Mississippi and the Health Care Trust Fund of the State of Mississippi. This Document Relates to: 03civ4498. (sac, )
February 17, 2005 Filing 2328 PLAINTIFFS' MOTION, PERS OF MISSISSIPPI AND HEALTH CARE TRUST FUND OF MISSISSIPPI, for an order suggesting to the Judicial Panel on Multi-District Litigation that this action be remanded to the United States District Court for the Southern District of Mississippi. Document filed by Public Employees Retirement System of the State of Mississippi and the Health Care Trust Fund of the State of Mississippi. This Document Relates to: 03civ4498. (sac, )
February 17, 2005 Filing 2327 ARTHUR ANDERSEN LLP'S AMENDED RESPONSES AND OBJECTIONS TO LEAD PLAINTIFF'S PROPOSED JURY INSTRUCTIONS. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 17, 2005 Filing 2326 MOTION for an order, for leave to amend the directors' current Answer to add an additional affirmative defense for reliance on the advice of counsel. Document filed by Stiles A. Kellett, Jr. (sac, )
February 17, 2005 Filing 2325 MEMORANDUM OF LAW in Opposition re: 2311 MOTION to Dismiss., 2313 MOTION to Dismiss. MOTION to Dismiss for Lack of Jurisdiction. MOTION to Dismiss for Lack of Jurisdiction. Document filed by Health Care Trust Fund, Teachers Retirement System of Louisiana and Mike Moore. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-04498-DLC(yv, ) Modified on 3/1/2005 (yv, ).
February 17, 2005 Filing 2324 MEMORANDUM OF LAW in Support re: 2230 MOTION to Compel Continental Casualty Company to immediately advance defense costs. Document filed by Francesco Galesi.
February 17, 2005 Filing 2323 NOTICE of Refiling an original Memorandum of Law in Support re: 2230 MOTION to Compel. Document filed by Francesco Galesi. (ps, )
February 15, 2005 Filing 2320 MEMORANDUM OF LAW in Opposition to the Defendants' Motions to dismiss the Plaintiff's Complaint. Document filed by Shriners Hospital For Children. This Document Relates to: 04civ233. (sac, )
February 15, 2005 Opinion or Order Filing 2319 ORDER; to show cause before this Court on 2/25/05 in Courtroom 11B, 500 Pearl Street. Respondent shall submit any papers in opposition to such an injunction by 2/22/05 at 5:00 p.m.. Petitioners shall submit their reply on 2/24/05 at 5:00 p.m.. That Counsel for the Citigroup Defendants and all other interested parties shall be prepard to consider at the conference procedures for dealing with similar issues which may arise regarding arbitrations involving the Citigroup Defendants. Brief written submissions on this topic are encouraged and are due by 2/24/05 at 5:00 p.m.. (Signed by Judge Denise L. Cote on 2/15/05) (sac, )
February 15, 2005 Opinion or Order Filing 2318 STIPULATION AND ORDER; these actions 04civ.3389 & 04civ.5701 are hereby dismissed with prejudice except that Kathryn Smith, Thomas Phillips, Sue Phillips, Louis Wheeler, and V. Ann Wheeler are permitted to remain members of the class in the WorldCom Consolidated Class Action without prejudice as to their rights to revovery for any claims that are brought on behalf of the class. (Signed by Judge Denise L. Cote on 2/15/05). This Document Relates to: 04civ3389 & 04civ5701. (sac, )
February 15, 2005 Opinion or Order Filing 2317 STIPULATION AND ORDER; this action, 04-cv-9943, is remanded to the County Court of Law No. 3, Dallas County, Texas, where the action was originally filed. (Signed by Judge Denise L. Cote on 2/14/05)... This Document Relates to: 04cv9943.(sac, )
February 15, 2005 Opinion or Order Filing 2316 ORDER; the parties in the consolidated class action should be prepared to address at the 2/18/05 final pretrial conference as stated in this document. The reply briefs on the following motion in limine shall be filed by 2/25. (Signed by Judge Denise L. Cote on 2/14/05) (sac, )
February 15, 2005 Filing 2229 TRANSCRIPT of proceedings held on 1/27/05 before Judge Denise L. Cote. (Martin, Leslie)
February 15, 2005 Filing 2228 TRANSCRIPT of proceedings held on 2/3/05 before Judge Denise L. Cote. (Martin, Leslie)
February 15, 2005 Filing 2227 TRANSCRIPT of proceedings held on 2/8/05 before Judge Denise L. Cote. (Martin, Leslie)
February 14, 2005 Filing 2315 UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Michael Birnbaum in Support re: 2313 NOTICE OF MOTION for an order, dismissing the Complaint with prejudice; and for an order, dismissing all claims against WestLB AG, Caboto SIM S.p.A., Mizuho Int'l PLC, and Mitsubishi Securities Int'l PLC for lack of personal jurisdiction. Received in the night deposit box on 2/14/05 at 10:38 p.m.. (sac, )
February 14, 2005 Filing 2314 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 2313 NOTICE OF MOTION for an order, dismissing the Complaint with prejudice; and for an order, dismissing all claims against WestLB AG, Caboto SIM S.p.A., Mizuho Int'l PLC, and Mitsubishi Securities Int'l PLC for lack of personal jurisdiction. Received in the night deposit box on 2/14/05 at 10:38 p.m.. ( sac, )
February 14, 2005 Filing 2313 UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, dismissing the Complaint with prejudice; and for an order, dismissing all claims against WestLB AG, Caboto SIM S.p.A., Mizuho Int'l PLC, and Mitsubishi Securities Int'l PLC for lack of personal jurisdiction. Received in the night deposit box on 2/14/05 at 10:37 p.m.. This Document Relates to: 03civ6225. (sac, )
February 14, 2005 Filing 2312 MEMORANDUM OF LAW in Support re: 2311 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Complaint. Document filed by CitiGroup Inc., Jack Grubman. Received in the night deposit box on 2/14/05 at 10:59 p.m.. This Document Relates to: 03civ6225. (sac, )
February 14, 2005 Filing 2311 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice plaintiffs' Complaint. Document filed by CitiGroup Inc., Jack Grubman. Received in the night deposit box on 2/14/05 at 10:59 p.m.. This Document Relates to: 03civ6225. (sac, )
February 14, 2005 Filing 2310 AFFIDAVIT of Timothy J. Dolata in Support re: 2309 MOTION for an order, pursuant to Federal Rules of Civil Procedure 23(b)(2)(A), confirming their prior request for exclusion from the class, or in the alternative, for an order, permitting enlargement of time to request exclusion from the Class, pursuant to Federal Rules of Civil Procedure 6(b)(2). (sac, )
February 14, 2005 Filing 2309 MOTION for an order, pursuant to Federal Rules of Civil Procedure 23(b)(2)(A), confirming their prior request for exclusion from the class, or in the alternative, for an order, permitting enlargement of time to request exclusion from the Class, pursuant to Federal Rules of Civil Procedure 6(b)(2). (sac, )
February 14, 2005 Filing 2308 MOTION for an order, admitting Don C. Lewis to Appear Pro Hac Vice. Document filed by Clifford Alexander, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 14, 2005 Filing 2307 ENDORSED LETTER addressed to Judge Denise L. Cote from Matthew K. Handley dated 2/10/05; re: granting Pacific Life Insurance Co. and Pacific Life Financial Products Inc.'s request to file their response to Motion to dismiss by 3/7/05. (Signed by Judge Denise L. Cote on 2/10/05) This Document Relates to: 03civ6225.(sac, )
February 14, 2005 Filing 2306 CORRECTED OPINION #91219; the application of the settling parties for approval of the Judgment Reduction Formula of the Stipulation is denied insofar as the "Contribution Credit" included in that formula is adjusted to reflect any limitation on the financial capability of the Settling Diretor Defendants. (Signed by Judge Denise L. Cote on 2/14/05) (sac, )
February 14, 2005 Filing 2223 TRANSCRIPT of proceedings held on 2/3/05 before Judge Denise L. Cote. (Martin, Leslie)
February 11, 2005 Filing 2305 BERT C. ROBERTS, JR. MEMORANDUM OF LAW in Opposition to Continental Casualty Company's Motion to stay preliminary injunction pending appeal. Document filed by Bert C. Roberts, Jr. Received in the night deposit box on 2/11/05 at 4:56 p.m.. This Document Relates to: 03civ652; 03civ758; 03civ7927; 03civ9460; 04civ4089; 04civ4546; 04civ4567. (sac, )
February 11, 2005 Filing 2304 OBJECTORS MOTION for an order, granting Counsel for Objector Savage and Lusk Motion for an award of attorneys'; and, for an order, granting counsel for Objector Savage and Lusk Motion for Reimbursement of Expenses. Document filed by James J. Savage, John Marshall Lusk, Jr. (sac, )
February 10, 2005 Filing 2303 JOINT REPLY MEMORANDUM OF LAW in Further Support of the Cross-Motion for leave to Amend the Regents of the University of California's First Amended Complaint. Document filed by The Regents of the University of California. This Document Relates to: 03civ6219. (sac, )
February 10, 2005 Filing 2302 OPINION #91219 re: the application of the settling parties for approval of the Judgment Reduction Formula of the Stipulation is denied insofar as the "Contribution Credit" included in that formula is adjusted to reflect any limitation on the financial capability of the Settling Dirctor Defendants. (Signed by Judge Denise L. Cote on 2/9/05) (sac, )
February 10, 2005 Filing 2301 ENDORSED LETTER addressed to Judge Denise L. Cote from Beverly A. Farrell dated 2/9/05 re: granting the Underwriter-Related Defendants permission to file their papers by Monday, 2/14/05 to file motions to dismiss. (Signed by Judge Denise L. Cote on 2/9/05). This Document Relates to: 03civ6225.(sac, )
February 10, 2005 Filing 2300 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 2/9/05 re: granting the Underwriter-Related Defendants request seeking an enlargement of the Court's 25 page limitation for supporting memorandum for motions to file an additional nine pages. (Signed by Judge Denise L. Cote on 2/9/05) (sac, )
February 10, 2005 Opinion or Order Filing 2299 ORDER; to show cause before this Court on 2/25/05, in Courtroom 11B, 500 Pearl Street at 11:30 a.m., why they should not be enjoined from enforcing their NASD arbitration award against Mr. Spartis and Ms. Elias. That the Respondents shall submit any papers in opposition to such an injunction by 2/18/05. The Petitioners shall submit their resply by 2/23/05. That when filing any papers with the Court, the parties shall provide to chambers two courtesy copies, marked as such, by delivering them to the Courthouse Mailroom, 8th Floor, 500 Pearl Street. That counsel for the Petitioners shall serve this Order on Respondents or their counsel by 2/11/05 by overnight mail or facsimile. That counsel for the Petitioners shall serve their 2/2/05 petition and this Order by 2/11 on counsel for Citigroup, Paul, Weiss, Rifkind, Wharton & Garrison LLP, attention: Eric S. Goldstein. (Signed by Judge Denise L. Cote on 2/9/05) (sac, )
February 10, 2005 Opinion or Order Filing 2298 ORDER; that the Lead Plaintiff, and any other party to the Securities Litigation who wishes to be heard, shall address in writing by 2/16/05 why, in the circumstances described in this document, the judgment dismissing the person's Individual Action with prejudice should not govern and exclude the person from the benefits of membership in the class and from pursuing any litigation within the scope of the dismissal order. That a conference to address these issues shall be held on 2/24/05 at 10 a.m. at the United States Courthouse, 500 Pearl Street, in Courtroom 11B. (Signed by Judge Denise L. Cote on 2/9/05) (sac, )
February 9, 2005 Filing 2297 PLAINTIFFS STATE OF ALASKA DEPARTMENT OF REVENUE AND ALASKA STATE PENSION INVESTMENT BOARD'S RESPONSE TO THIS COURT'S 6/11/03 ORDER TO SHOW CAUSE. Document filed by Alaska State Pension Investment Board, State of Alaska Department of Revenue. (sac, )
February 9, 2005 Opinion or Order Filing 2296 ORDER; the parties to the WorldCom consolidated class action trial scheduled to begin on 2/28/05 have filed motions in limine. To assist them in their preparations for trial, the parties are advised of the following preliminary rulings on those motions. An Opinion describing the motions and rulings will follow in due course. To the extent that the Opinion alters or modifies any of these rulings, that Opinion shall control. Denied except for individualized issues pertaining to class members. Lead Plaintiff's Motions in Limine: No.2 : Denied; No.3: Denied, subject to proffer prior to Chafetz testifying; No.4: Decision reserved until trial; No.5: Denied; No.6: Granted; Underwriter Defendants' Motions in Limine: No.1: Granted to the extent it seeks to exclude references to the Individual Actions; No.2: granted, subject to a party offering such evidence making a showing of admissibility under Rule 408, Fed. R. Evid.; No.3: Granted; No.4: Granted; No.5: Denied to the extent it seeks to exclude evidence of fees paid by WorldCom. Decision reserved on other fees; No.6: Granted; No.7: Decision reserved in order to allow parties to respond to specific examples given by the Lead Plaintiff in its opposition; No.8: Granted in part. (Signed by Judge Denise L. Cote on 2/8/05) (sac, )
February 8, 2005 Opinion or Order Filing 2295 ORDER; having received Continental Casualty Company's 2/7/05 Memorandum of Law in support of its emergency motion to stay the preliminary injunction pending appeal of this Court's 2/3/05 Opinion and Order. That opposition is due by 5 p.m. on 2/11/05. Any reply is due by 5 p.m. on 2/14. That a conference to address the motion will be held on 2/15/05 at 11 a.m. at the United States Courthouse, 500 Pearl Street, in Courtroom 11B. (Signed by Judge Denise L. Cote on 2/8/05) (sac, )
February 8, 2005 Filing 2294 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 2/2/05 re: the Court in conjunction with the Clerk's office of the United District Court for the Southern District of New York, grants the Underwriter-Related Defendants' request that they would be provided with the originals in order to make them available for all counsel in the WorldCom Litigation to obtain copy sets. (sac, )
February 8, 2005 Opinion or Order Filing 2293 ORDER; that the Ten Director Defendants shall have until 2/25/05 to serve and file their components of the Pretrial Order, including exhibit and witness lists. (Signed by Judge Denise L. Cote on 2/8/05) (sac, )
February 7, 2005 Filing 2292 THE UNDERWRITER-RELATED DEFENDNATS' MOTION for an order, admitting David E. Springer to Appear Pro Hac Vice. Declarations of Jay B. Kasner and David E. Springer in support attached. (sac, )
February 7, 2005 Opinion or Order Filing 2291 ORDER; that a telephone conference shall be held on 2/8/05 at 10:30 a.m. EST. All parties planning to participate in the conference should be on the line before the call is placed to chambers. (Signed by Judge Denise L. Cote on 2/7/05) (sac, )
February 7, 2005 Filing 2290 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 2/3/05 re: In closing, in light of the stage of proceedings at which Lead Plaitniff's request has been made, the Underwriters respectfully request that her deposition be: (1) limited to four hours; and (2) scheduled at a time mutually convenient to the parties. The parties shall meet and confer on this issue and advise the Court by 2/9 of its resolution or the status of this dispute. (Signed by Judge Denise L. Cote on 2/7/05) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:05-cv-00055-DLC(sac, )
February 5, 2005 Filing 2222 TRANSCRIPT of proceedings held on 1/27/05 before Judge Denise L. Cote. (kj, )
February 5, 2005 Filing 2220 TRANSCRIPT of proceedings held on 1/11/05 before Judge Denise L. Cote. (kj, )
February 5, 2005 Filing 2218 TRANSCRIPT of proceedings held on 1/11/2005 @2:00 pm before Judge Denise L. Cote. (mbe, )
February 4, 2005 Filing 2289 (VOLUME 2 OF 2)... EXHIBITS TO LEAD PLAINTIFF'S RESPONSES AND OBJECTIONS TO THE UNDERWRITER-RELATED DEFENDANTS' FIRST REQUEST FOR JUDICIAL NOTICE AND LEAD PLAINTIFF'S FIRST REQUEST FOR JUDICIAL NOTICE. Filed by Lead Plaintiff the New York State Common Retirement Fund. Received in the night deposit box on 2/4/05 at 10:18 P.M.. (sac, )
February 4, 2005 Filing 2288 (VOLUME 1 OF 2)... EXHIBITS TO LEAD PLAINTIFF'S RESPONSES AND OBJECTIONS TO THE UNDERWRITER-RELATED DEFENDANTS' FIRST REQUEST FOR JUDICIAL NOTICE AND LEAD PLAINTIFF'S FIRST REQUEST FOR JUDICIAL NOTICE. Filed by Lead Plaintiff the New York State Common Retirement Fund. Received in the night deposit box on 2/4/05 at 10:18 P.M.. (sac, )
February 4, 2005 Filing 2287 LEAD PLAINTIFF'S RESPONSES AND OBJECTIONS TO THE UNDERWRITER-RELATED DEFENDANTS' FIRST REQUEST FOR JUDICIAL NOTICE AND LEAD PLAINTIFF'S FIRST REQUEST FOR JUDICIAL NOTICE. Filed by Lead Plaintiff the New York State Common Retirement Fund. Received in the night deposit box on 2/4/05 at 10:18 P.M.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 4, 2005 Filing 2286 THE UNDERWRITER DEFENDANTS' MEMORANDUM OF LAW in Support re: 2285 NOTICE OF MOTION for an order, continuing the trial in this action until 5/31/05; for an order, permission to immediately serve document requests on the Embargoed Witnesses. Declaration of Michael D. Birnbaum in support attached. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 4, 2005 Filing 2285 THE UNDERWRITER DEFENDANTS' NOTICE OF MOTION for an order, continuing the trial in this action until 5/31/05; for an order, permission to immediately serve document requests on the Embargoed Witnesses. Declaration of Michael D. Birnbaum in support attached. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 4, 2005 Filing 2284 THE UNDERWRITER-RELATED DEFENDNATS' SUPPLEMENTAL REPLY MEMORANDUM OF LAW in Further Support of their Motion for summary judgment. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 4, 2005 Filing 2283 THE UNDERWRITER-RELATED DEFENDNATS' REPLY MEMORANDUM OF LAW in Further Support of their Motion for reconsideration of or, in the alternative, to clarify the Court's 12/15/04 Summary Judgment Opinion on the issue of Lead and Named Plaintiffs' Standing. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 4, 2005 Filing 2282 DECLARATION OF SERVICE of Bert C. Roberts, Jr.'s Notice of Motion to dismiss; and Memorandum of Law in Support of Bert C. Roberts, Jr.'s Motion to dismiss served on plaintiff's Counsel, Thomas Egler, Esq. on 1/28/05. Service was made by Email and U.S. Mail.. This Document Relates to: 04civ3841.(sac, )
February 4, 2005 Filing 2281 DECLARATION OF SERVICE of Reply Memorandum of Law in Support of Bert C. Roberts, Jr.'s Motion to Dismiss served on plaintiff's Counsel, Thomas Egler, Esq. on 1/28/05. Service was made by Email and U.S. Mail. This Document Relates to: 04civ233.(sac, )
February 4, 2005 Filing 2280 DECLARATION OF SERVICE of Reply Memorandum of Law in Support of Bert C. Roberts, Jr.'s Motion to Dismiss served on plaintiff's Counsel, Thomas Egler, Esq. on 1/28/05. Service was made by Email and U.S. Mail. This Document Relates to: 03civ4498.(sac, )
February 4, 2005 Filing 2279 DECLARATION OF SERVICE of Reply Memorandum of Law in Support of Bert C. Roberts, Jr.'s Motion to Dismiss served on plaintiff's Counsel, Thomas Egler, Esq. on 1/28/05. Service was made by Email and U.S. Mail. This Document Relates to: 04civ4963. (sac, )
February 4, 2005 Filing 2278 DECLARATION OF SERVICE of Notice of Filing of Bert C. Roberts, Jr.'s Revised Counterdesignations and Objections, Exhibit E.6 to Bert C. Roberts, Jr.'s Exhibits to the Joint Pre-trial Order served on plaintiff's Counsel, Kenneth Morris on 2/1/05. Service was made by Email and U.S. Mail. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
February 4, 2005 Filing 2277 DECLARATION OF SERVICE of Bert C. Roberts, Jr.'s Notice of Motion to dismiss; and Memorandum of Law in support of Bert C. Roberts, Jr.'s Motion to dismiss served on plaintiff's Counsel, Kenneth Morris on 1/28/05. Service was made by Email. This Document Relates to: 03civ1785. (sac, )
February 4, 2005 Filing 2276 AFFIDAVIT of Michael Moscato in Support re: 2274 MOTION for an order, granting a continuance of the trial of the Securities Litigation. Document filed by Arthur Anderson, LLP.(sac, )
February 4, 2005 Filing 2275 MEMORANDUM OF LAW in Support re: 2274 MOTION for an order, granting a continuance of the trial of the Securities Litigation. Document filed by Arthur Anderson, LLP. (sac, )
February 4, 2005 Filing 2274 MOTION for an order, granting a continuance of the trial of the Securities Litigation. Document filed by Arthur Anderson, LLP. (sac, )
February 4, 2005 Filing 2273 REPLY in Support of the Ohio Retirement Systems' Motion to strike the unexecuted Affidavit of Defendant Westdeutsche Landesbank Girozentrale AG from the Declaration of Beverly A. Farrell in support of the Underwriter Defendants' Motion to dismiss the III, IV and V Claims for relief in Plaintiffs' Amended Complaint and to strike as untimely the Affidavit of Defendant Westdeutsche Landesbank Girozentrale AG from the Late-Filed Supplemental Declaration of Beverly A. Farrell in support of the Underwriter Defendants' Motion to dismiss the III, IV and V Claims for relief in Plaintiffs' Amended Complaint. Document filed by Oakland Fire and Police Retirement System, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation. This Document Relates to: 03civ338.(sac, )
February 4, 2005 Opinion or Order Filing 2247 OPINION & ORDER #91197; the Motion by Bert C. Roberts, Jr. in 04civ4089 for preliminary injunction against Continental Casualty Company requiring it to pay his costs of defense as they are incurred pursuant to the D&O policy it issued to WorldCom is granted. This Document Relates to: 03civ652; 03civ758; 03civ7927; 03civ9460; 04civ4089; 04civ4546; and 04civ4567. (Signed by Judge Denise L. Cote on 2/3/05)(sac, )
February 3, 2005 Filing 2272 DECLARATION of Andrew J. Ehrlich in Support re: 2271 MEMORANDUM OF LAW in Opposition re: 2106 CROSS-MOTION for an order, for Leave to File Second Amended Complaint, filed by The Regents of the University of California. This Document Relates to: 03civ6219. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 2/3/05 at 9:35 p.m.. This Document Relates to: 03civ6219.(sac, )
February 3, 2005 Filing 2271 MEMORANDUM OF LAW in Opposition re: 2106 CROSS-MOTION for an order, for Leave to File Second Amended Complaint, filed by The Regents of the University of California. This Document Relates to: 03civ6219. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 2/3/05 at 9:35 p.m. (sac, )
February 3, 2005 Filing 2270 ENDORSED LETTER addressed to Magistrate Judge Dolinger's Chambers from Cristin A. Bowers, Assistant to Jeffrey W. Golan dated 1/27/05 re: Magistrate Judge Dolinger granted permission to Jeffrey W. Golan, Jeffrey A. Barrack, John P. Coffey, and Max W. Berger to bring their cell phones and blackberry devices into conference. (Signed by Judge Michael H. Dolinger on 1/27/05) (sac, )
February 3, 2005 Opinion or Order Filing 2269 ORDER; Claimants, plaintiff class members Richard Entenmann and Shari Galitzer, are permanently barred and enjoined for instituting, commencing or prosecuting in arbitration as set forth in this document. (Signed by Judge Denise L. Cote on 2/1/05) (sac, )
February 3, 2005 Opinion or Order Filing 2268 ORDER; Claimants, plaintiff class members Steven D. Roberts, individually and as Trustee for the Wendy Jean Roberts Trust, and Margot B.J. Roberts, are permanently barred and enjoined for instituting, commencing or prosecuting in arbitration as set forth in this document. (Signed by Judge Denise L. Cote on 2/1/05) (sac, )
February 3, 2005 Opinion or Order Filing 2267 ORDER; that a telephone conference shall be held on 2/3 at 9:30 a.m. EST. All participating counsel should be on the line when the call is placed to chambers. (Signed by Judge Denise L. Cote on 2/1/05) (sac, )
February 3, 2005 Opinion or Order Filing 2266 ORDER; having considered the parties' submissions and for the reasons that will be explained in an Opinion to follow, the application by the Settling Director Defendants and Lead Plaintiff for approval of the judgment reduction formula contained in the 1/18/05 Stipulation of Settlement, insofar as the "Contribution Credit" is adjusted to reflect any limitation on the financial capability of the Settling Director Defendants. It is hereby Denied as a violation of 15 U.S.C. 78u-4(f)(7)(B)(i). (Signed by Judge Denise L. Cote on 2/2/05) (sac, )
February 3, 2005 Filing 2230 MOTION to Compel Continental Casualty Company to immediately advance defense costs. Document filed by Francesco Galesi. (ae, ) (Filed in the night deposit on 2/3/05 at 6:35 p.m.)
February 2, 2005 Filing 2265 (CORRECTED) WORLDCOM DIRECTOR DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their Motion to dismiss the Complaint and in Opposition to Plaintiff's Request for leave to file an Amended Complaint. Received in the night deposit box on 1/28/05 at 6:02 p.m.. Previous Document filed in 02civ3288, Doc#2240. This Document Relates to: 04civ233.(sac, )
February 1, 2005 Filing 2264 THE UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Jason D. Russell in Support re: 2251 REPLY MEMORANDUM OF LAW in Support re: 1946 MOTION for an order, dismissing with prejudice the Fourth, Fifth, Eight and Ninth Claims for Relief contained in the Amended Complaint, dismissing with prejudice all claims against J.P. Morgan Chase & Co., Bank of America Corp., Lehman Brothers Holding, Inc. and Credit Suisse Group for lack of personal jurisdiction; for an order, dismissing all claims against Utendahl Capital Partners LP, Blaylock & Partners LP and Credit Suisse Group for lack of service of process. The Declaration of Joseph Leahy and Exhibit attached. Received in the night deposit box on 2/1/05 at 12:10 p.m.. This Document Relates to: 03cv9824. (sac, )
February 1, 2005 Filing 2263 NOTICE OF FILING of Revised Counterdesignations and Objections, Exhibit E.6 to Bert C. Roberts, Jr.'s Exhibits to Proposed Joint Pre-trial Order. Document filed by Bert C. Roberts, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
February 1, 2005 Filing 2142 ENDORSED LETTER addressed to Judge Denise L. Cote from George E. Ridge dated 1/29/05 re: No additional submissions should be made regarding the January 6 Supplemental Stipulation or the January 18 Stipulation. (Signed by Judge Denise L. Cote on 1/31/05) This Document Relates to: 03civ758; 03civ7927; 04civ4089; 04civ4567.(sac, )
February 1, 2005 Opinion or Order Filing 2141 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 1/27/05 re: This application should include a respect on the position of the Lead Plaintiff for the class action and an analaysis of the effect of the voluntary dismissal orders and other related orders an this application. (Signed by Judge Denise L. Cote on 1/31/05) (sac, )
January 31, 2005 Filing 2262 WORLDCOM DIRECTOR DEFENDANTS' DECLARATION of Autumn Hwang in Support re: 2261 NOTICE OF MOTION for an order, dismissing Counts IV, VI, VII, VIII and X of the Complaint dated 5/14/04 in their entirety. Document filed by Gordon S. Macklin, Juan Villalonga, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 04civ3841. (sac, )
January 31, 2005 Filing 2261 WORLDCOM DIRECTOR DEFENDANTS' NOTICE OF MOTION for an order, dismissing Counts IV, VI, VII, VIII and X of the Complaint dated 5/14/04 in their entirety. Document filed by Gordon S. Macklin, Juan Villalonga, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 04civ3841. (sac, )
January 31, 2005 Filing 2260 AFFIDAVIT of Michael J. Moscato in Support re: 2259 REPLY MEMORANDUM OF LAW in Support of Motion to dismiss and in Opposition to Plaintiff's Cross-Motion for leave to amend its First Amended Complaint. Document filed by Arthur Anderson, LLP.. This Document Relates to: 03civ6219. (sac, )
January 31, 2005 Filing 2259 REPLY MEMORANDUM OF LAW in Support of Motion to dismiss and in Opposition to Plaintiff's Cross-Motion for leave to amend its First Amended Complaint. Document filed by Arthur Anderson, LLP.. This Document Relates to: 03civ6219. (sac, )
January 31, 2005 Filing 2258 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Underwriter Defendants' and Andersen's Oppositions to Lead Plaintiff's Pre-trial Memorandum. Received in the night deposit box on 1/31/05 at 11:18 p.m.. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 31, 2005 Filing 2257 THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Suppport of their "Phase Three" Motion to dismiss the First Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/31/05 at 9:31 p.m.. This Document Relates to: 03civ6219. (sac, )
January 31, 2005 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Underwriter Defendants' and Andersen's Oppositions to Lead Plaintiff's Pre-trial Memorandum. Received in the night deposit box on 1/31/05 at 11:18 p.m.. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... Original Document filed in 02civ3288, Doc#2258.(sac, )
January 31, 2005 Filing 2140 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 1/27/05 re: granting Defendants Citigroup Inc., Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc., and Jack Grubman request that the Court grant the following extensions of the page limitations applicable to the Citigroup Defendants' reply memoranda of law in support of their motions to dismiss certain individual actions. (Signed by Judge Denise L. Cote on 1/28/05) This Document Relates to: 04civ233; 04civ4498; 03civ9824.(sac, )
January 31, 2005 Filing 2139 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 1/27/05 re: granting Lead Plaintiff New York State Common Retirement Fund and Co-Lead Counsel Barrack, Rodos & Bacine request that the Court allows us to file a brief response next week to certain issues raised in Defendants' oppositions to Lead Plaintiff's Pretrial Memorandum, and to the Underwriter Defendants' First Request for Judicial Notice. (Signed by Judge Denise L. Cote on 1/31/05) (sac, )
January 28, 2005 Filing 2256 THE UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Michael Birnbaum in Support re: 2254 NOTICE OF MOTION for an order, dismissing Counts III, IV, IX and X in Plaintiff's Complaint, against Credit Suisse Group for lack of personal jurisdiction and lack of service of process. Received in the night deposit box on 1/28/05 at 5:29 p.m.. (sac, )
January 28, 2005 Filing 2255 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 2254 NOTICE OF MOTION for an order, dismissing Counts III, IV, IX and X in Plaintiff's Complaint, against Credit Suisse Group for lack of personal jurisdiction and lack of service of process. Received in the night deposit box on 1/28/05 at 5:29 p.m.. This Document Relates to: 04civ3841. (sac, )
January 28, 2005 Filing 2254 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, dismissing Counts III, IV, IX and X in Plaintiff's Complaint, against Credit Suisse Group for lack of personal jurisdiction and lack of service of process. Received in the night deposit box on 1/28/05 at 5:29 p.m.. This Document Relates to: 04civ3841. (sac, )
January 28, 2005 Filing 2253 THE UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Support re: 1948 MOTION for an order, dismissing with prejudice Counts II, III, V, VI, VII (breach of fiduciary capacities), VII[sic] (unjust enrichment), VIII and IX in their entirety; Counts IV, V and VIII to the extent they name Citigroup Inc. as a defendant; and Counts I and VII(breach of fiduciary capacties) to the extent they assert "holder" claims. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Inc., Jack Grubman.. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 04civ233. (sac, )
January 28, 2005 Filing 2252 THE UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Jason D. Russell in Support re: 2251 REPLY MEMORANDUM OF LAW in Support re: 1946 MOTION for an order, dismissing with prejudice the Fourth, Fifth, Eight and Ninth Claims for Relief contained in the Amended Complaint, dismissing with prejudice all claims against J.P. Morgan Chase & Co., Bank of America Corp., Lehman Brothers Holding, Inc. and Credit Suisse Group for lack of personal jurisdiction; for an order, dismissing all claims against Utendahl Capital Partners LP, Blaylock & Partners LP and Credit Suisse Group for lack of service of process. The Declaration of Joseph Leahy and Exhibit attached. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 03cv9824. (sac, )
January 28, 2005 Filing 2251 THE UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Support re: 1946 MOTION for an order, dismissing with prejudice the Fourth, Fifth, Eight and Ninth Claims for Relief contained in the Amended Complaint, dismissing with prejudice all claims against J.P. Morgan Chase & Co., Bank of America Corp., Lehman Brothers Holding, Inc. and Credit Suisse Group for lack of personal jurisdiction; for an order, dismissing all claims against Utendahl Capital Partners LP, Blaylock & Partners LP and Credit Suisse Group for lack of service of process. The Declaration of Joseph Leahy and Exhibit attached. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 03cv9824. (sac, )
January 28, 2005 Filing 2250 THE UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their Motion to dismiss Plaintiff's Complaint. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 04civ4963. (sac, )
January 28, 2005 Filing 2249 THE UNDERWRITER DEFENDANTS' MEMORANDUM OF LAW in Support re: 2248 NOTICE OF MOTION for an order, the Fourth, Fifth, Sixth, Seventh, Ninth, Tenth, Elventh and Twelfth claims for relief in the Amended Complaint. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 02civ9520.(sac, )
January 28, 2005 Filing 2248 THE UNDERWRITER DEFENDANTS' NOTICE OF MOTION for an order, the Fourth, Fifth, Sixth, Seventh, Ninth, Tenth, Elventh and Twelfth claims for relief in the Amended Complaint. Received in the night deposit box on 1/28/05 at 5:28 p.m.. This Document Relates to: 02civ9520. (sac, )
January 28, 2005 Filing 2246 DECLARATION of Autum Hwang in Support re: 2244 MOTION to Dismiss. Document filed by Francesco Galesi. This Document Relates to: 02civ9520. (sac, )
January 28, 2005 Filing 2245 MEMORANDUM OF LAW in Support re: 2244 WORLDCOM DIRECTOR DEFENDANTS MOTION for an order, dismissing the annexed Amended Complaint dated 3/24/04 in its entirety. Document filed by Judith Areen, Carl J. Aycock, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 1/28/05 at 6:00 p.m.. This Document Relates to: 02civ9520. (sac, )
January 28, 2005 Filing 2244 WORLDCOM DIRECTOR DEFENDANTS MOTION for an order, dismissing the annexed Amended Complaint dated 3/24/04 in its entirety. Document filed by Judith Areen, Carl J. Aycock, James C. Allen, Max E. Bobbitt, Francesco Galesi. Received in the night deposit box on 1/28/05 at 6:01 p.m.. This Document Relates to: 02civ9520. (sac, )
January 28, 2005 Filing 2243 REPLY MEMORANDUM OF LAW of the WorldCom Director Defendants in Support of their Motion to dismiss the Amended Complaint. Received in the night deposit box on 1/28/05 at 6:03 p.m.. This Document Relates to: 03civ4498.(sac, )
January 28, 2005 Filing 2241 JOINDER of The WorldCom Director Defendants in the Underwriter-Related Defendants' Reply Memorandum of Law in Further Support of their Motion to dismiss Plaintiff's Complaint. Received in the night deposit box on 1/28/05 at 6:03 p.m.. This Document Relates to: 04civ4963.(sac, )
January 28, 2005 Filing 2240 WORLDCOM DIRECTOR DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their Motion to dismiss the Complaint and in Opposition to Plaintiff's Request for leave to file an Amended Complaint. Received in the night deposit box on 1/28/05 at 6:02 p.m.. This Document Relates to: 04civ233.(sac, )
January 28, 2005 Filing 2239 THE CITIGROUP DEFENDANTS' MOTION for an order, dismissing with prejudice all claims against defendant SSB. Document filed by Citigroup Global Markets, Inc., Chase Securities, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on1/28/05 at 11:15 p.m.. This Document Relates to: 02civ9520.(sac, )
January 28, 2005 Filing 2238 THE CITIGROUP DEFENDANTS' MOTION for an order, dismissing with prejudice all claims against defendant SSB. Document filed by Citigroup Global Markets, Inc., Chase Securities, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on1/28/05 at 11:15 p.m.. This Document Relates to: 02civ9520.(sac, )
January 28, 2005 Filing 2237 THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Suppport of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 1/28/05 at 11:16 p.m.. This Document Relates to: 04civ4963. (sac, )
January 28, 2005 Filing 2236 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in Support re: 2235 MOTION for an order, dismissing with prejudice plaintiff's Amended Complaint in its entirety.. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/28/05 at 11:15 p.m.. This Document Relates to: 03civ1785. (sac, )
January 28, 2005 Filing 2235 MOTION for an order, dismissing with prejudice plaintiff's Amended Complaint in its entirety.. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/28/05 at 11:15 p.m.. This Document Relates to: 03civ1785. (sac, )
January 28, 2005 Filing 2234 THE CITIGROUP DEFENDANTS' DECLARATION of Carmen K. Cheung in Further Support of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/28/05 at 11:17 p.m... This Document Relates to: 04civ233. (sac, )
January 28, 2005 Filing 2233 THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/28/05 at 11:17 p.m.. This Document Relates to: 04civ233.(sac, )
January 28, 2005 Filing 2232 THE CITIGROUP DEFENDANTS' DECLARATION of Carmen K. Cheung in Support REPLY MEMORANDUM OF LAW in Support of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/28/05 at 11:16 p.m.. (sac, )
January 28, 2005 Filing 2231 THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman. Received in the night deposit box on 1/28/05 at 11:16 p.m. This Document Relates to: 03civ4498. (sac, )
January 28, 2005 Filing 2226 DECLARATION of John P. Coffey in Support re: 2225 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Opposition to the Underwriter Defendants' Supplemental Memorandum of Law in support of their Motion for summary judgment. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/28/05 at 7:05 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 28, 2005 Filing 2225 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Opposition to the Underwriter Defendants' Supplemental Memorandum of Law in support of their Motion for summary judgment. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/28/05 at 7:05 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 28, 2005 Filing 2224 LEAD PLAINTIFF'S BRIEF IN OPPOSITION to the Underwriter Defendants' Motion for reconsideration of or, in the alternative, to clarify, the Court's 12/15/04 summary judgment order on the issue of Lead and Named Plaintiffs' Standing. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/28/05 at 7:05 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 28, 2005 Filing 2221 REPLY MEMORANDUM OF LAW in Support of Defendant Arthur Andersen LLP's Motion to dismiss Counts III through XI of the Amended Complaint as set forth against Andersen in the Amended Complaint of Plaintiff Northwestern Mutual Life Insurance Company. Document filed by Arthur Anderson, LLP.. This Document Relates to: 03civ9824. (sac, )
January 28, 2005 Filing 2219 REPLY MEMORANDUM OF LAW in Support of its Motion to dismiss the claims against Andersen. Document filed by Arthur Anderson, LLP.. This Document Relates to: 03civ4498. (sac, )
January 28, 2005 Filing 2217 REPLY MEMORANDUM OF LAW in Support of Motion to dismiss Counts II, III, V in their entirety and all claims against Andersen to the extent that they are "holder" claims in the Complaint of Plaintiff Shriners Hospital for Children. Document filed by Arthur Anderson, LLP.. This Document Relates to: 04cv233.(sac, )
January 28, 2005 Filing 2216 REPLY MEMORANDUM OF LAW in Support of Arthur Anderesen LLP's Motion to dismiss the Second Cause of Action in the Complaint of Plaintiff Washington State Investment Board filed 12/12/03. Document filed by Arthur Anderson, LLP.. This Document Relates to: 04civ4963. (sac, )
January 28, 2005 Filing 2215 MEMORANDUM OF LAW in Support re: 2214 MOTION for an order, dismissing Count VIII in part and Counts IX and X in their entirety. Document filed by Arthur Anderson, LLP.. This Document Relates to: 04civ3841. (sac, )
January 28, 2005 Filing 2214 MOTION for an order, dismissing Count VIII in part and Counts IX and X in their entirety. Document filed by Arthur Anderson, LLP.. This Document Relates to: 04civ3841. (sac, )
January 28, 2005 Filing 2213 MEMORANDUM OF LAW in Support re: 2212 MOTION for an order, dismissing Counts VI, VII and VIII in their entirety. Document filed by Arthur Anderson, LLP.. This Document Relates to: 03civ1785. (sac, )
January 28, 2005 Filing 2212 MOTION for an order, dismissing Counts VI, VII and VIII in their entirety. Document filed by Arthur Anderson, LLP. This Document Relates to: 03civ1785. (sac, )
January 28, 2005 Filing 2211 MEMORANDUM OF LAW in Support re: 2210 MOTION for an order, dismissing the Complaint; and, in the alternative, for an order, pursuant to Rule 12(f), striking the Section 11 claim in Count III to the extent that it is based on the 1997 an 1998 bond offerings. Document filed by Arthur Anderson, LLP.. This Document Relates to: 02civ9520. (sac, )
January 28, 2005 Filing 2210 MOTION for an order, dismissing the Complaint; and, in the alternative, for an order, pursuant to Rule 12(f), striking the Section 11 claim in Count III to the extent that it is based on the 1997 an 1998 bond offerings. Document filed by Arthur Anderson, LLP.. This Document Relates to: 02civ9520. (sac, )
January 28, 2005 Filing 2209 MEMORANDUM OF LAW in Support re: 2208 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiff's claims contained in its Complaint. Document filed by Bert C. Roberts, Jr.. Original Document filed in 04civ3841. (sac, )
January 28, 2005 Filing 2208 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiff's claims contained in its Complaint. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ3841. (sac, )
January 28, 2005 Filing 2207 JOINDER to join re: The WorldCom Director Defendants' Motion to Dismiss the Complaint. Document filed by Stiles A. Kellett, Jr.This Document Relates to: 04civ3841.(sac, )
January 28, 2005 Filing 2206 JOINDER to join re: The WorldCom Director Defendants' Reply in support of their Motion to dismiss the Complaint and in opposition to Plaintiff's Request for leave to file an Amended Complaint. Document filed by Stiles A. Kellett, Jr.. This Document Relates to: 04civ233.(sac, )
January 28, 2005 Filing 2205 JOINDER to join re: 2203 THE WORLDCOM DIRECTOR DEFENDANTS' MOTION for an order, dismissing Counts One, Six, Seven & Eight of Plaintiffs First Amended Complaint dated 7/10/03 against the WorldCom Director Defendants, filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. Document filed by Stiles A. Kellett, Jr.. This Document Relates to: 03cv1785.(sac, )
January 28, 2005 Filing 2204 MEMORANDUM OF LAW in Support re: 2203 THE WORLDCOM DIRECTOR DEFENDANTS' MOTION for an order, dismissing Counts One, Six, Seven & Eight of Plaintiffs First Amended Complaint dated 7/10/03 against the WorldCom Director Defendants. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 03cv1785.(sac, )
January 28, 2005 Filing 2203 THE WORLDCOM DIRECTOR DEFENDANTS' MOTION for an order, dismissing Counts One, Six, Seven & Eight of Plaintiffs First Amended Complaint dated 7/10/03 agains the WorldCom Director Defendants. Document filed by Clifford Alexander, Jr, Judith Areen, Gordon S. Macklin, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, James C. Allen, Max E. Bobbitt, Francesco Galesi. This Document Relates to: 03cv1785. (sac, )
January 28, 2005 Filing 2138 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 1/27/05 re: granting defendants Citigroup Inc., Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc., and Jack Grubman (the "Citigroup Defendants") request approving this minor modification to the briefing schedule in this action. (Signed by Judge Denise L. Cote on 1/28/05) This Document Relates to: 03civ6219.(sac, )
January 28, 2005 Filing 2137 ENDORSED LETTER addressed to Judge Denise L. Cote from Milos Naumovic dated 1/27/05; re: granting joint request by Arthur Andersen LLP and Citigroup for the filing of the Reply to Plaintiff's Opposition to Andersen's Motion to Dismiss until Monday, 1/31. (Signed by Judge Denise L. Cote on 1/28/05) (sac, )
January 27, 2005 Filing 2202 AFFIDAVIT of Shannon C. Benson Re: Based on personal knowledge. Document filed by Steven D. Robers, Individually and as Trustee for the Wendy Jean Roberts Trust, and Margot B.J. Roberts. (sac, )
January 27, 2005 Filing 2201 AFFIDAVIT of Steven M. Phillips RE: Based on personal knowledge. Document filed by Steven D. Robers, Individually and as Trustee for the Wendy Jean Roberts Trust, and Margot B.J. Roberts.(sac, )
January 27, 2005 Filing 2200 STEVEN D. ROBERTS' MEMORANDUM OF LAW IN RESPONSE TO ORDER TO SHOW CAUSE. Document filed by Steven D. Roberts, Wendy Jean Roberts Trust, and Margot B.J. Roberts. (sac,)
January 27, 2005 Filing 2199 MOTION for an order, admitting Steven M. Phillips to Appear Pro Hac Vice as counsel for Steven D. Roberts, Individually and as Trustee for the Wendy Jean Roberts Trust and Margot B.J. Roberts.Petition in Support attached. (sac, )
January 27, 2005 Filing 2165 ENDORSED LETTER addressed to Magistrate Judge Dolinger from Cristin A. Bowers dated 1/19/2005 re: granting counsels request that Jeffrey W. Golan, Jeffrey A. Barrack and John P. Coffey are permitted to bring their cell phones and blackberry devices to the 1/19/2005 conference. (Signed by Judge Michael H. Dolinger on 1/19/2005) (jp, )
January 27, 2005 Opinion or Order Filing 2136 ORDER; that opposition to plaitniffs' submission is due 2/11/05. Any reply is to be submitted by 2/18. (Signed by Judge Denise L. Cote on 1/27/05) (sac, )
January 27, 2005 Filing 2135 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner, dated 1/26/04; re: granting Underwriter-Related Defendants an enlargement of the Court's 25 page limit for supporting memoranda of law, as set forth in paragraph 2(b) in this Court's Individual Practices in Civil Cases from Jay B. Kasner dated 1/26/05. (Signed by Judge Denise L. Cote on 1/26/05) This Document Relates to: 03civ9824; 04civ3841; 04civ4963; and 04civ233. (sac, )
January 26, 2005 Filing 2198 DECLARATION of Eric S. Goldstein in support of THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their application for enforcement, as against the Entenmann and Roberts Claimants, of the Court's Judgment approving settlement and dismissing action against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 1/26/05 at 8:33 p.m.. (sac, )
January 26, 2005 Filing 2197 THE CITIGROUP DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their application for enforcement, as against the Entenmann and Roberts Claimants, of the Court's Judgment approving settlement and dismissing action against the Citigroup Defendants. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., CitiGroup Inc., Jack Grubman, Caboto Holding Sim S.P.A.. Received in the night deposit box on 1/26/05 at 8:34 p.m.. (sac, )
January 26, 2005 Filing 2196 BRIEF IN FURTHER OPPOSITION to preliminary approval of The Director Defendants' Proposed Class Action Settlement. Document filed by Bernard J. Ebbers. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 26, 2005 Filing 2195 MEMORANDUM OF LAW in Opposition to preliminary approval of the Director Defendants' Proposed Class Action Settlement. Document filed by Bernard J. Ebbers. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 26, 2005 Filing 2194 NOTICE OF FILING of a letter dated 1/25/05 from Jay B. Kasner to the Honorable Denise Cote. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 25, 2005 Filing 2193 DECLARATION of Beverly A. Farrell in Opposition to Ohio Retirement Systems' Motion to strike the executied and unexecuted Affidavits of Defendant Westdeutsche Landesbank Girozentrale AG. Document filed by Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 1/25/05 at 8:35 p.m... This Document Relates to: 03civ338. (sac, )
January 25, 2005 Filing 2192 MEMORANDUM OF LAW in Opposition to Ohio Retirement Systems' Motion to strike the executied and unexecuted Affidavits of Defendant Westdeutsche Landesbank Girozentrale AG. Document filed by Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 1/25/05 at 8:37 p.m.. This Document Relates to: 03civ338.(sac, )
January 25, 2005 Opinion or Order Filing 2134 ORDER; that any party wishing to be heard on this issue shall submit a response no longer than two pages, excluding supporting exhibits, by 1/28/05. (Signed by Judge Denise L. Cote on 1/25/05) This Document Relates to: 03civ1785. (sac, )
January 25, 2005 Filing 2133 ENDORSED LETTER addressed to Judge Denise Cote from Joel H. Bernstein dated 1/24/05 re: Judge Cote approves a minor modification to the Plan of Allocation that the settlement administrator has informed will make the claims process more efficient and less expensive. (Signed by Judge Denise L. Cote on 1/24/05) (sac, )
January 24, 2005 Filing 2191 LEAD PLAINTIFF'S REPLY MEMORANDUM OF LAW in Connection with Proposed Settlement with certain of The Director Defendants. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/24/05 at 7:18 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 24, 2005 Filing 2190 BERT C. ROBERTS, JR.'S RESPONSIVE MEMORANDUM OF LAW in Opposition to preliminary approval of the Proposed Stipulation of Settlement, as Amended. Document filed by Bert C. Roberts, Jr.. Received in the night deposit box on 1/24/05 at 8:40 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 24, 2005 Filing 2189 THE UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Opposition opposition to Anticipated Motion for preliminary approval of the proposed partial directors' settlement. Received in the night deposit box on 1/24/05 at 5:15 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 24, 2005 Filing 2188 AFFIDAVIT of Wayne E. Borgeest in Support of the Bar Order contained in Stipulation of Settlement. Document filed by Twin City Fire Insurance Company. (sac, )
January 24, 2005 Filing 2187 EXCESS INSURERS' JOINT REPLY BRIEF in further support of Bar Order contained in Stipulation of Settlement. (sac, )
January 24, 2005 Filing 2186 REPLY MEMORANDUM OF SETTLING DIRECTOR DEFENDANTS submitted in connection with Preliminary approval of their Settlement of the Class Claims. Document filed by the Settling Director Defendants. (sac, )
January 21, 2005 Filing 2185 DECLARATION of John P. Coffey in Support of Lead Plaintiffs' 1/21/05 Filings. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/21/05 at 11:48 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2184 LEAD PLAINTIFF'S OBJECTIONS AND RESPONSES to the Underwriter Defendants' Proposed Jury Instructions, Jury Interrogatories and Forms of Verdict. Document filed by Alan G. Hevesi.Received in the night deposit box on 1/21/05 at 11:48 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2183 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Opposition to the Underwriter Defendants' Motion in limine No. 11 to exclude certain Testimony of James F. Miller. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/21/05 at 11:48 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2182 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Underwriter Defendants' Motion in limine Nos. 1-8 and 10. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/21/05 at 11:48 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2181 MEMORANDUM OF LAW in Opposition to the Underwriter Defendants' and further Andersen LLP's Motions in limine to exclude certain damages-related Opinion Testimony of Blaine F. Nye, Ph.D.. Document filed by Alan G. Hevesi... Received in the night deposit box on 1/21/05 at 11:47 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2180 AFFIDAVIT of Michael J. Moscato in Support re: 2179 MEMORANDUM OF LAW in Opposition 2026 MOTION for an order, granting Motion in Limine No.6: to preclude defendants from introducing the criminal indictments of Bernard Ebbers, Scott Sullivan, David Myers, Buford Yates, Troy Norman and Betty Vison, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:21 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 21, 2005 Filing 2179 MEMORANDUM OF LAW in Opposition re: 2026 MOTION for an order, granting Motion in Limine No.6: to preclude defendants from introducing the criminal indictments of Bernard Ebbers, Scott Sullivan, David Myers, Buford Yates, Troy Norman and Betty Vison, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:20 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2178 AFFIDAVIT of Jonathan J. Walsh in Support re: 2177 MEMORANDUM OF LAW in Opposition re: 2025 MOTION for an order, granting Motion in Limine No.5: to preclude Defendants from introducing evidence concerning an alleged conflict regarding KPMG's audit of the Worldcom Restatement, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:20 p.m... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2177 MEMORANDUM OF LAW in Opposition re: 2025 MOTION for an order, granting Motion in Limine No.5: to preclude Defendants from introducing evidence concerning an alleged conflict regarding KPMG's audit of the Worldcom Restatement, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:20 p.m... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC Document filed by Arthur Anderson, LLP. (sac, )
January 21, 2005 Filing 2176 RESPONSE to Motion re: 2024 MOTION for an order, granting Motion in Limine No. 4: to preclude the defendants from introducing evidence relating to witnesses' invocation of the Fifth Amendment, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association. Document filed by Arthur Andersen LLP... Received in the night deposit box on 1/21/05 at 6:20 p.m... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2175 RESPONSE TO LEAD PLAINTIFF'S PROPOSED EXAMINATION OF PROSPECTIVE JURORS. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:21 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2174 RESPONSES AND OBJECTIONS TO LEAD PLAINTIFF'S PROPOSED JURY INSTRUCTIONS. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/04 at 6:21 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. ( sac )
January 21, 2005 Filing 2173 MEMORANDUM OF LAW in Opposition re: 2022 MOTION for an order, granting Motion in limine No.2: to preclude purported Lay Opinion Testimony that falls under Fed. R. Evid. 702 and cumulative expert testimony, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:20 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 21, 2005 Filing 2172 AFFIDAVIT of Daniel Marcus in Support re: 2170 MEMORANDUM OF LAW in Opposition re: 2018 MOTION for an order, for in Limine NO.1, in connection with the Joint Pre-trial Order, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association.. Received in the night deposit box on 1/21/05 at 6:20 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. Document filed by Arthur Anderson, LLP.(sac, )
January 21, 2005 Filing 2171 MEMORANDUM OF LAW in Response to Lead Plaintiff's Pretrial Memorandum. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/21/05 at 6:20 p.m..Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2170 MEMORANDUM OF LAW in Opposition re: 2018 MOTION for an order, for in Limine in connection with the Joint Pre-trial Order, filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association.. Received in the night deposit box on 1/21/05 at 6:20 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC Document filed by Arthur Anderson, LLP.(sac, )
January 21, 2005 Filing 2169 (EXHIBIT VOLUME 4 OF 4)... THE UNDERWRITER-RELATED DEFENDANTS DECLARATION of Beverly A. Farrell (i) in further support of the Underwriter-Related Defendants' Motion to Phase the trial in this action and (ii) in opposition to Lead Plaintiff's Motions in limine Numbers 1,2,3,4 and 6. Received in the night deposit box on 1/21/05 at 6:31 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2168 (EXHIBIT VOLUME 2 OF 4)... THE UNDERWRITER-RELATED DEFENDANTS DECLARATION of Beverly A. Farrell (i) in further support of the Underwriter-Related Defendants' Motion to Phase the trial in this action and (ii) in opposition to Lead Plaintiff's Motions in limine Numbers 1,2,3,4 and 6. Received in the night deposit box on 1/21/05 at 6:31 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2167 (EXHIBIT VOLUME 1 OF 4)... THE UNDERWRITER-RELATED DEFENDANTS DECLARATION of Beverly A. Farrell (i) in further support of the Underwriter-Related Defendants' Motion to Phase the trial in this action and (ii) in opposition to Lead Plaintiff's Motions in limine Numbers 1,2,3,4 and 6. Received in the night deposit box on 1/21/05 at 6:31 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC( sac, )
January 21, 2005 Filing 2166 THE UNDERWRITER-RELATED DEFENDANTS DECLARATION of Beverly A. Farrell (i) in further support of the Underwriter-Related Defendants' Motion to Phase the trial in this action and (ii) in opposition to Lead Plaintiff's Motions in limine Numbers 1,2,3,4 and 6. Received in the night deposit box on 1/21/05 at 6:50 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2164 FIRST AMENDED COMPLAINT against Citigroup Global Markets, Inc..Document filed by Christopher Garcia. This Document Relates to: 05civ55.(sac, )
January 21, 2005 Filing 2163 (VOLUME 2 OF 2)... DECLARATION of Jeffrey W. Golan, with Exhibits in support of Responses to the Motions of Arthur Andersen LLP to Exclude: (1) the SIC Report, Interveiw Memoranda, and the Bankruptcy Examiners Reports; (2) Reference to any of its Liability Insurance; (3) Certain Testimony of Eugene Morse; (4) the KPMG Material weakness letter; and (5) Andersen's unrelated convictions as well as its current Business Status, audit work for other companies that have been or are the subject of litigation and/or federal or state investigation, and settlement in other cases. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2162 (VOLUME 1 OF 2)... DECLARATION of Jeffrey W. Golan, with Exhibits in support of Responses to the Motions of Arthur Andersen LLP to Exclude: (1) the SIC Report, Interveiw Memoranda, and the Bankruptcy Examiners Reports; (2) Reference to any of its Liability Insurance; (3) Certain Testimony of Eugene Morse; (4) the KPMG Material weakness letter; and (5) Andersen's unrelated convictions as well as its current Business Status, audit work for other companies that have been or are the subject of litigation and/or federal or state investigation, and settlement in other cases. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2161 DECLARATION of Jeffrey W. Golan in Support re: 2153 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Motion of Arthur Andersen LLP to exclude evidence of the restatement. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac)
January 21, 2005 Filing 2160 LEAD PLAINTIFF'S RESPONSE to Defendant Bert C. Roberts, Jr.'s Requested Jury Instructions and Jury Interrogatories. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2159 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Opposition to Arthur Andersen LLP's Motion in limine to exclude Andersen's Unrelated Conviction as well as its current buniess status, audit work for companies that have been or are the subject of litigation and/or federal or state investigation, and settlements in other cases. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2158 LEAD PLAINTIFF'S RESPONSE to Arthur Andersen LLP's requested Jury Instruction and Jury Interrogatories. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2157 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Motion of Arthur Andersen LLP to exclude KPMG'S material weakness letter. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2156 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Opposition to Arthur Andersen LLP's Motion to exclude certain testimony of Eugene Morse. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2155 RESPONSE to Motion of Arthur Andersen LLP to Bar Reference to any of its Liability Insurance Policies. Document filed by Alan G. Hevesi.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2154 MEMORANDUM OF LAW in Response to Arthur Andersen LLP's Motion in limine to exclude the SIC Report, Interview Memoranda, and The Bankruptcy Examiner's Reports. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2153 LEAD PLAINTIFF'S MEMORANDUM OF LAW in Response to the Motion of Arthur Andersen LLP to exclude evidence of the restatement. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2152 NOTICE of Filing of the Underwriter-Related Defendants' First Requests for Judicial Notice. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2151 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Opposition re: 2018 MOTION for an order, for in Limine in connection with the Joint Pre-trial Order. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association.. Received in the night deposit box on 1/7/04 at 10:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2150 UNDERWRITER DEFENDANTS' RESPONSE to Motion re: 2024 MOTION for an order granting Motion in Limine No. 4: to preclude the defendants from introducing evidence relating to witnesses' invocation of the Fifth Amendment. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/05 at 10:58 p.m... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2149 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Opposition re: 2023 MOTION for an order, granting Motion in limine No.3: to preclude purported testimony of Randall Chafetz. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/04 at 10:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2148 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER in Arthur Andersen LLP's Memorandum of law in opposition to Lead Plaintiff's Motion in Limine No.5, which seeks to preclude Defendants from introducing evidence impeaching KPMG's Audit of the WorldCom "Restatement". Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2147 THE UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Further Support of their motion to phase the trial in this action. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2146 MEMORANDUM OF LAW in Opposition re: 2026 MOTION for an order, granting Motion in Limine No.6: to preclude defendants from introducing the criminal indictments of Bernard Ebbers, Scott Sullivan, David Myers, Buford Yates, Troy Norman and Betty Vison. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/05 at 10:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2145 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Opposition re: 2022 MOTION for an order, granting Motion in limine No.2: to preclude purported Lay Opinion Testimony that falls under Fed. R. Evid. 702 and cumulative expert testimony. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/04 at 10:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 21, 2005 Filing 2144 THE UNDERWRITER-RELATED DEFENDANTS' FIRST REQUESTS FOR JUDICIAL NOTICE pursuant to Rule 201(d) of the Federal Rules of Evidence. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 21, 2005 Filing 2143 UNDERWRITER-RELATED DEFENDANTS' Response to Lead Plaintiff's proposed examination of prospective jurors. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Opinion or Order Filing 2132 ORDER; that the January 17 Order to Show Cause is satisfied in regard to the Entenmann Respondent by their submission of the January 20 Memorandum and without attendance of the Entenmann Respondents or their counsel at the conference announced below. The remaining respondents, Steven D. Roberts, individually and as Trustee for the Wendy Jean Roberts Trust, and Margot B.J. Roberts or their counsel show cause before this Court on 1/27/05, in Courtroom 11B, 500 Pearl Street, at 2 p.m., why they should not be enjoined from arbitrating their claims against one or more of the Citigroup Defendants, which include Citigroup, Inc., Citigroup Global Markets, Inc., Citigroup Global Markets Limited and Jack B. Grubman. This January 27 conference date supersedes the date announced in this Court's 1/17 Order. The briefing schedule announced in the 1/17 Order shall remain in place. The Roberts Respondents shall submit any papers in opposition to an injunction by 1/24. The Citigroup Defendants shall submit their reply to both the Entenmann Respondents and the Roberts Respondents by 1/26. (Signed by Judge Denise L. Cote on 1/21/05) (sac, )
January 21, 2005 Filing 2131 PLAINTIFFS' MEMORANDUM OF LAW in Opposition to the Defendants' Motions to dismiss the Plaintiffs' Complaint. This Document Relates to: 03civ4498. (sac, )
January 21, 2005 Filing 2130 AFFIRMATION of I. Walton Bader for leave to file a Second Amended Complaint to Correct any deficiencies that may be found by the appropriate court relating to the Plaintiffs' Amended Complaint. Jury Trial Demanded. This Document Relates to: 03civ4498. (sac, )
January 21, 2005 Filing 2129 UNDERWRITER-RELATED DEFENDANTS' RESPONSES AND OBJECTIONS to Lead Plaintiff's Proposed Jury Instructions. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2128 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Opposition to Lead Plaintiff's Pre-trial Memorandum. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 21, 2005 Filing 2127 JOINDER IN OPPOSITION TO LEAD PLAINTIFF'S PRE-TRIAL MEMORANDUM OF LAW. Document filed by Bert C. Roberts, Jr. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2126 Objections to Lead Plaintiff's Proposed Jury Instructions. Document filed by Bert C. Roberts, Jr. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 21, 2005 Filing 2125 MEMORANDUM OF LAW in Opposition to Lead Plaintiff's Motions in limine. Document filed by Bert C. Roberts, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 20, 2005 Filing 2124 RESPONSE TO CITIGROUP INJUNCTIVE REQUEST. Document filed by Shari Galitzer, Richard Entenmann.(sac, )
January 20, 2005 Filing 2123 EXCESS INSURERS' JOINT BRIEF in support of Bar Order contained in Stipulation of Settlement. (sac, )
January 20, 2005 Filing 2122 SUPPLEMENTATION of Health Care Trust Fund of Mississippi to Defendants' First Request for Production of Documents. This Document Relates to: 03civ4498. (sac, )
January 20, 2005 Filing 2121 THE UNDERWRITER-RELATED DEFENDANTS' DECLARATION OF JAY B. KASNER IN OPPOSITION to anticpated Motion for preliminary approval of the Proposed Partial Settlement. Received in the night deposit box on 1/20/05 at 5:09 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
January 20, 2005 Filing 2120 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW IN OPPOSITION to anticpated Motion for preliminary approval of the Proposed Partial Settlement. Received in the night deposit box on 1/20/05 at 5:08 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
January 20, 2005 Filing 2119 MEMORANDUM OF SETTLING DIRECTOR DEFENDANTS submitted in connection with preliminary approval of their settlement of the class claims. Received in the night deposit box on 1/20/05 at 7:38 p.m.. (sac, )
January 20, 2005 Filing 2118 DECLARATION of Paul C. Curnin in Support of the Settling Director Defendants' Submission in connection with preliminary approval of their Settlement of the class claims. Document filed by Clifford Alexander, Jr, Gordon S. Macklin, Judith Areen, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, Stiles A. Kelett, James C. Allen, Max E. Bobbitt. Received in the night deposit box on 1/20/05 at 7:38 p.m.. (sac, )
January 20, 2005 Filing 2117 BERT C. ROBERTS, JR.'S MEMORANDUM OF LAW in Opposition to preliminary approval of the Proposed Stipulation of Settlement, as Amended... Received in the night deposit box on 1/20/05 at 8:43 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (sac, )
January 20, 2005 Filing 2116 LEAD PLAINTIFF'S MEMORANDUM in connection with the Proposed Settlement with certain of The Director Defendants. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/20/05 at 6:10 p.m..Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 19, 2005 Filing 2115 AFFIRMATION of I. Walton Bader for leave to file an amended complaint to correct any deficiencies that may be found by the appropriate court relating to the Plaitniff's Complaint.. Jury Trial Demanded. This Document Relates to: 04civ233. Document filed by Shriners Hospital For Children. (sac, )
January 19, 2005 Filing 2114 MEMORANDUM OF LAW in Opposition to the Defendants' Motion to dismiss the Plaintiff's Complaint. Document filed by Shriners Hospital For Children. This Document Relates to: 04civ233.(sac, )
January 19, 2005 Filing 2113 RESPONSE re: 262 ORDER; that plaintiffs in any actions that first appeared on this Court's docket after 3/2/03, and prior to 6/11/03, shall show cause by 7/3/03 shwy the Opinion issued on 3/3/03 on NYCERS's remand motion and the Opinion issues on 5/5/03 on certain Individual Actions' remand motion do not require the denial of thier motion to remand, or shall be deemed to have withdrawn their motion to remand. Any opposition to such July 3 submissions shall be due 7/18/03, any reply is due 7/25; that any plaintiff who has made a timely motion to remand in an action transferred and assigned to this Court on or after 6/11/03. shall show cause within three weeks of the action's arrival on this Court's docket why the Remand Opinions do not require the denial of their motion to remand, or shall be deemed to have withdrawn their motion to remand; the Order to Show Cause of 3/3/03 governed actions received on this Court's docket as of 3/3/03. This Document Relates to: 04civ9943. Document filed by Natalie Bert Nickell, Robert A. Nickell. (sac, )
January 19, 2005 Filing 2112 SUPPLEMENTATION OF PERS OF MISSISSIPPI TO DEFENDANTS' FIRST REQUEST FOR PRODUCTION OF DOCUMENTS. Document filed by Plaintiffs. This Document Relates: 03civ4498. (sac, )
January 18, 2005 Filing 2111 ARTHUR ANDERSEN LLP'S Requested Jury Instructions and Jury Interrogatories..Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 18, 2005 Filing 2110 Proposed Voir Dire Questions. Document filed by Arthur Anderson, LLP.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 18, 2005 Filing 2109 NOTICE OF FILING: Revised Exhibit List, Exhibit E.3 to Bert C. Roberts, Jr.'s Exhibits to Proposed Joint Pre-trial Order. Document filed by Bert C. Roberts, Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 18, 2005 Opinion or Order Filing 2074 OPINION AND ORDER #91125; The Motion by Andersen for partial summary judgment and for a delineation of the class period is denied. The motion by Lead Plaintiff for partial summary judgment against Andersen is granted in part. (Signed by Judge Denise L. Cote on 1/18/05) (sac, )
January 18, 2005 Filing 2073 ENDORSED LETTER addressed to Judge Denise L. Cote from Dewitt T. Hicks, Jr. dated 1/12/05 re: granting plaintiff's Shriners Hospitals for Children leave of this Court to file one 46 page consolidated opposition brief which will respond to each of the defendants' outstanding "Phase Three" Motions to Dismiss. (Signed by Judge Denise L. Cote on 1/14/05)... This Document Relates to: 04civ233. (sac, )
January 18, 2005 Opinion or Order Filing 2072 ORDER; Show Cause Hearing set for 1/28/2005 at 3:00 PM before Judge Denise L. Cote, in Courtroom 11B. That Respondents shall submit any papers in opposition to such an injunction by 1/24. That Citigroup Defendants shall submit their reply by 1/26. That counsel for the Citigroup Defendants shall serve this order on Respondents or their counsel by 1/19/05 by overnight mail or fax. (Signed by Judge Denise L. Cote on 1/17/05) (sac, )
January 18, 2005 Opinion or Order Filing 2071 HEARING ORDER; the Court adopts all defined terms as set forth in this Stipulation. (Signed by Judge Denise L. Cote on 1/11/05)... This Document Relates to: 03civ9490.(sac, )
January 14, 2005 Filing 2108 OMNIBUS OPPOSITION TO DEFENDANTS' MOTIONS TO DISMISS COMPLAINT. Document filed by Washington State Investment Board. This Document Relates to: 04civ4963. (sac, )
January 14, 2005 Filing 2107 DECLARATION of Steven N. Williams in Support re: 2106 MOTION for Leave to File Second Amended Complaint. Document filed by The Regents of the University of California. This Document Relates to: 03civ6219. (sac, )
January 14, 2005 Filing 2106 CROSS-MOTION for an order, for Leave to File Second Amended Complaint. Document filed by The Regents of the University of California. This Document Relates to: 03civ6219. (sac, )
January 14, 2005 Filing 2105 MEMORANDUM OF LAW in Opposition to The Citigroup Defendants' "Phase Three" Motion to dismiss the First Amended Complaint. Document filed by The Regents of the University of California. This Document Relates to: 03civ6219. (sac, )
January 14, 2005 Filing 2104 MEMORANDUM OF LAW in opposition to Arthur Andersen LLP's "Phase Three" Motion to dismiss the First Amended Complaint. Document filed by The Regents of the University of California. This Document Relates to: 03Civ6219. (sac, )
January 14, 2005 Filing 2103 MEMORANDUM OF LAW in Support of Cross-Motion for leave to amend the Regents of the University of California's First Amended Complaint. Document filed by The Regents of the University of California. This Document Relates to: 03civ6219. (sac, )
January 14, 2005 Filing 2102 MEMORANDUM OF LAW in response to Audit Committee Defendants' Motion to dismiss Count II of the Consolidated Amended Complaint. This Document Relates to: 03civ1052. (sac, )
January 14, 2005 Filing 2098 DECLARATION of Randall J. Baron in Support MEMORANDUM OF LAW in Opposition to Defendants' Motions to Dismiss the Amended Complaint. Document filed by Northwestern Mutual Life Insurance Company... This Document Relates to: 03civ9824. Received in the night deposit box on 1/14/05 at 6:05 p.m..(sac, )
January 14, 2005 Filing 2097 MEMORANDUM OF LAW in Opposition to Defendants' Motions to Dismiss the Amended Complaint. Document filed by Northwestern Mutual Life Insurance Company... This Document Relates to: 03civ9824. Received in the night deposit box on 1/14/05 at 6:05 p.m.. (sac, )
January 14, 2005 Opinion or Order Filing 2070 ORDER; the settling parties shall give notice by 1/18/05, as to whether there is any modification to paragraph 9 or any other provision of the Agreement. That briefs in support of and in opposition to preliminary approval of the Agreement shall be served and filed on 1/20/05. Reply briefs shall be due 1/24/05. (Signed by Judge Denise L. Cote on 1/13/05) (sac, )
January 13, 2005 Filing 2096 UNDERWRITER-RELATED DEFENDANTS' REVISED MEMORANDUM OF LAW in support of their Motion in limine No.9 to exclude certain damages-related Opinion Testimony of Blaine F. Nye, Ph.D.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 13, 2005 Filing 2069 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 1/11/05; re: Defendants' Motions due by 2/25/2005. Replies due by 4/8/2005. Responses due by 3/25/2005 (Signed by Judge Denise L. Cote on 1/13/05)... This Document Relates to: 04civ232 and 04civ234. (sac, )
January 12, 2005 Filing 2095 PRETRIAL MEMORANDUM OF LAW. Document filed by Bert C. Roberts, Jr.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 12, 2005 Filing 2094 DECLARATION OF SERVICE of Exhibit E Bert C. Roberts, Jr.'s Exhibits to Proposed Joint Pretrial Order as to all persons on the attached service list by e-mail on 1/6/05 and by Mail on 1/7/05... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 12, 2005 Filing 2093 DECLARATION OF SERVICE of Proposed Jury Instructions, Jury Interrogatories, and Forms of Verdict as to all persons on the attached service list by e-mail on 1/8/05 and by Mail on 1/11/05... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 12, 2005 Filing 2092 DECLARATION OF SERVICE of Memorandum regarding the 1/11/05 conference as to all persons on the attached service list by U.S. Mail and by e-mail opn 1/11/05... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 12, 2005 Filing 2091 DECLARATION OF SERVICE of Joinder in Motions in limine as to all persons on the attached service list by U.S. Mail on 1/7/05 and on 1/8/05 by e-mail...Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 12, 2005 Filing 2090 DECLARATION OF SERVICE of Pre-Trial Memorandum of Law as to all persons on the attached service list by U.S. Mail on 1/7/04 and on 1/8/05 by e-mail...Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 12, 2005 Filing 2089 DECLARATION OF SERVICE of Reply Memorandum of Law in support of Bert C. Roberts, Jr.'s Motion to dismiss as to Plaintiff's counsel, Irving Bizar, Esq., and A. Arnold Gershon, Esq., Ballon Stoll Bader & Nadler, PC., by Fax and Mail on 1/7/04. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 02Civ5018. (sac, )
January 12, 2005 Filing 2068 ENDORSED LETTER addressed to Judge Denise Cote from Randall J. Baron dated 1/10/05 re: granting plaintiff, The Northwestern Mutual Life Insurance Company request for leave of this Court to file one fifty page consolidated opposition brief which will respond to each of defendants' outstanding "Phase Three" Motions to dismiss. (Signed by Judge Denise L. Cote on 1/11/05)... This Document Relates to: 03civ9824. (sac, )
January 11, 2005 Filing 2088 UNDERWRITER-RELATED DEFENDANTS NOTICE OF FILING; Attached hereto is a true and correct copy of a letter datd 1/10/05 from Jay B. Kasner to the Hon. Denise Cote which was hand delivered to Judge Cote on 1/10/05. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 11, 2005 Filing 2087 MEMORANDUM REGARDING THE 1/11/05 CONFERENCE. Document filed by Bert C. Roberts, Jr... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 11, 2005 Filing 2086 NOTICE OF SERVICE OF CONSOLIDATION ORDER AND DISCOVERY ORDER. Document filed by Citigroup Global Markets, Inc.. Received in the night deposit box on 1/11/05 at 5:12 p.m.. This Document Relates to: 05civ55. (sac, )
January 11, 2005 Filing 2085 TRANSMITTAL AFFIDAVIT of Sidney S. Liebesman in Support re: 2084 MOTION to Strike. Document filed by Public Employees Retirement System of Ohio, State Teachers Retirement System of Ohio, School Employees Retirement System of Ohio, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation, Cincinnati Retirement System... Received in the night deposit box on 1/11/05 at 10:22 p.m... This Document Relates to: 03civ338. (sac, )
January 11, 2005 Filing 2084 MOTION to Strike the Unexecuted Affidavit of Defendant Westdeutsche Landesbank Girozentrale AG from the Declaration of Beverly A. Farrell in support of the Underwriter Defendants' Motion to dismiss the Third, Fourth and Fifth Claims for relief in Plaintiffs' Amended Complaint and to strike as untimely the Affidavit of Defendant Westdeutsche Landesbank Girozentrale AG from the late-filed Supplemental Declaration of Beverly A. Farrell in support of The Underwriter Defendants' Motion to dismiss the Third, Fourth and Fifth Claims for relief in Plaintiffs' Amended Complaint. Document filed by Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation... Received in the night deposit box on 1/11/05 at 10:23 p.m.. This Document Relates to: 03civ338. (sac, )
January 11, 2005 Filing 2083 PROPOSED JURY INTERROGATORIES AND FORMS OF VERDICT.Document filed by Francesco Galesi. Received in the night deposit on 1/11/05 at 5:57 p.m..(sac, )
January 11, 2005 Filing 2067 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 1/10/05; re: granting The Underwriter-Related Defendants' permission to submit responsive memoranda on or before 1/21/05. (Signed by Judge Denise L. Cote on 1/11/05) (sac, )
January 11, 2005 Opinion or Order Filing 2066 ORDER; a conference shall be held on 1/11/05 at 2:00 p.m., at the United States Court House, 500 Pearl Street in Courtroom 11B. (Signed by Judge Denise L. Cote on 1/10/05) (sac, )
January 10, 2005 Filing 2082 JOINDER to join the Underwriter-Related Defendants, Arthur Andersen LLP and Francesco Galesi's Motion in limine. Document filed by Bert C. Roberts, Jr.(sac, )
January 10, 2005 Filing 2081 THE UNDERWRITER-RELATED DEFENDANTS' CERTIFICATE OF SERVICE (See Document for service list attached)... Received in the night deposit box on 1/10/05 at 9:13 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 10, 2005 Filing 2080 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF FILING: Proposed Jury Instructions, Jury Interrogatories and Forms of Verdict... Received in the night deposit box on 1/10/05 at 9:14 p.m..(sac, )
January 10, 2005 Filing 2079 REPLY in support of the motion by The Ohio Retirement Systems for entry of an order striking as untimely defendants Timothy F. Price and Gerald H. Taylor's Joinder in the motion of the Worldcom Director Defendants to dismiss the Amended Complaint. Document filed by Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation. Received in the night deposit box on 1/10/05 at 11:03 p.m.. This Document Relates to: 03civ338. (sac, )
January 10, 2005 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1998 Notice of Interlocutory Appeal. (tp, )
January 10, 2005 Transmission of Notice of Appeal to the District Judge re: 1998 Notice of Interlocutory Appeal. (tp, )
January 8, 2005 Filing 2078 PRETRIAL MEMORANDUM. Document filed by Francesco Galesi. Received in the night deposit box on 1/8/05 at 12:00 a.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 8, 2005 Filing 2077 Proposed Jury Instructions. Document filed by Francesco Galesi. Received in the night deposit box on 1/8/05 at 12:00 a.m..(sac, )
January 8, 2005 Filing 2076 DEFENDANT FRANCESCO GALESI'S MEMORANDUM OF LAW in Support re: 2075 MOTION for an order, in limine. Document filed by Francesco Galesi. Received in the night deposit box on 1/8/05 at 12:00 a.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 8, 2005 Filing 2075 DEFENDANT FRANCESCO GALESI'S MOTION for an order, in limine. Document filed by Francesco Galesi. Received in the night deposit box on 1/8/05 at 12:00 a.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 8, 2005 Filing 2038 THE UNDERWRITER-RELATED DEFENDANTS' OMNIBUS MOTION for an order, granting Defendants' Motions in Limine 1 through 11. Received in the night deposit box on 1/8/05 at 12:00 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2065 AMENDED STIPULATION OF SETTLEMENT; this action shall be settled, compromised and dismissed, on the merits and with prejudice and the Released Claims shall be finally and fully compromised, settled and dismissed as to the Releasees, in the manner and upon the terms and conditions hereafter as stated in this document. (Signed by Judge Denise L. Cote on 1/18/05)... This Document Relates to: 03civ9490.(sac, )
January 7, 2005 Filing 2064 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER to join in the Motion in limine of Arthur Andersen LLP to exclude the WorldCom Board Report, Interview Memoranda, and the Bankruptcy Examiner's Reports. Received in the night deposit box on 1/7/05 at 11:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2063 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER to join in the Motion in limine of Arthur Andersen LLP to exclude Andersen's unrelated conviction as well as its current business status, audit work for companies that have been or are th subject of litigation and/or federal or state investigation, and settlemnets in other cases. Received in the night deposit box on 1/7/05 at 11:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2062 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER to join in the Motion in limine of Arthur Andersen LLP exclude certain testimony of Eugene Morse. Received in the night deposit box on 1/7/05 at 11:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2061 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER to join in the Motion in limine of Arthur Andersen LLP (1) to have damages determined on an individual basis and (2) to preclude Plaintiff's expert from offering an estimate of aggregate damages. Received in the night deposit box on 1/7/05 at 11:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2060 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER to join in the Motion in limine of Arthur Andersen LLP to exclude the KPMG 241-Page Material Weakness Binder. Received in the night deposit box on 1/7/05 at 11:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2059 THE UNDERWRITER-RELATED DEFENDANTS' JOINDER to join the Motion IN LIMINE of Arthur Andersen LLP to exclude Opinions by MCI New Management and MCI's current auditor concerning Worldcom's prior financial statements, I.E., "The Restatement".. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2058 THE UNDERWRITER-RELATED DEFENDANTS' Proposed Jury Instructions, Jury Interrogatories and Forms of Verdict. Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2057 THE UNDERWRITER-RELATED DEFENDANTS' Proposed Voir Dire Questions. Received in the night deposit box on 1/7/05 at 11:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2056 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 2038 MOTION in Limine to exclude certain damages-related Opinion testimony of Blaine F. Nye, Ph.D.. Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2055 (VOLUME 6)... UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 2038 MOTION in Limine, Numbered 1 through 11... Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2054 (VOLUME 5)... UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 2038 MOTION in Limine, Numbered 1 through 11... Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2053 (VOLUME 4)... UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 2038 MOTION in Limine, Numbered 1 through 11... Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2052 (VOLUME 3)... UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 2038 MOTION in Limine, Numbered 1 through 11... Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2051 (VOLUME 2)... UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 2038 MOTION in Limine, Numbered 1 through 11... Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2050 UNDERWRITER-RELATED DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 2038 MOTION in Limine, Numbered 1 through 11... Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2049 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.11 to exclude certain testimony of James F. Miller from evidence; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2048 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.10 to exclude certain evidence and argument relating to Jack Grubman and SSB; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2047 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.8 to exclude evidence and argument concerning intermedia and digex; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2046 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.7 to exclude evidence and references regarding general so-called corporate wrongdoing and litigation and/or government investigation in other cases; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2045 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.6 to exclude certain evidene and references to the parties' counsel; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2044 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.5 to exclude information regarding fees earned either in the transactions at issue in this case or in other engagements; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2042 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion in limine No.4 to exclude information concerning compensation of their present or former employees; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2041 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of in limine No.3 to bar Reference to any of their Liability Insurance Policies; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2040 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of in limine No.2 to bar Reference to Settlements in WorldCom-Related Actions; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2039 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support of in limine No.1 to exclude references to other WorldCom-Related Proceecedings; re: 2038 MOTION in Limine. Received in the night deposit box on 1/7/05 at 11:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2037 EXHIBIT F: to Proposed Joint Pre-Trial Order. Document filed by Francesco Galesi.. Received in the night deposit box on 1/7/05 at 10:55 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2036 EXHIBIT E: to Proposed Joint Pre-Trial Order. Document filed by Bert C. Roberts, Jr.. Received in the night deposit box on 1/7/05 at 10:55 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2035 THE UNDERWRITER-RELATED DEFENDANTS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER VOLUME IV; C.5-3: The Underwriter-Related Defendnats' Objections and Cross-Designations to Bert Roberts' Affirmative Deposition Designations to Bert Roberts' Affirmative Deposition Designations; C.5-4: The Underwriter-Related Defendants' Objections and Cross-Designations to Francesco Galesi's Affirmative Deposition Designations; C.6-1: Underwriter-Related Defendants' Objections and Counter-Designations to Lead Plaintiffs' Cross-Designations to Underwriter-Related Defendants' Affirmative Deposition Designations; C.6-2: Underwriter-Related Defendants' Objections and Counter-Designations to Arthur Andersen's Cross-Designations to Underwriter-Related Defendants' Affirmative Deposition Designation... Received in the night deposit box on 1/7/05 at 10:56 p.m...Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2034 (VOLUME 2 OF 2)... EXHIBIT D: Arthur Andersen LLP's Exhibits to proposed joint pre-trial order. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 10:55 p.m..(sac, )
January 7, 2005 Filing 2033 (VOLUME 1 OF 2)... EXHIBIT D: Arthur Andersen LLP's Exhibits to proposed joint pre-trial order. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 10:56 p.m.. ( sac, )
January 7, 2005 Filing 2032 (VOLUME III)... THE UNDERWRITER-RELATED DEFENDANTS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER; C.4: The Underwriter-Related Defendants' Affirmative Designated Deposition Testimony; C.5-1: The Underwriter-Related Defendants' Objection and Cross-Designations to Lead Plaintiff's Affirmative Deposition Designations; C.5-2: The Underwriter-Related Defendants' Objections and Cross-Designations to Arthur Andersen's Affirmative Deposition Designations... Received in the night deposit box on 1/7/05 at 10:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2031 (VOLUME II)... EXHIBIT C. THE UNDERWRITER-RELATED DEFENDANTS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER: C.3: Trial Exhibit List... Received in the night deposit box on 1/7/05 at 10:57 p.m.... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2030 (VOLUME I)... EXHIBIT C. THE UNDERWRITER-RELATED DEFENDANTS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER: C.1: Statement of Defenses; C.2: Witness List. Received in the night deposit box on 1/7/05 at 10:56 p.m.... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2029 (VOLUME 2 OF 2)...EXHIBIT B: THE CLASS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER. Received in the night deposit box on 1/7/05 at 10:56 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2028 (VOLUME 1 OF 2)... EXHIBIT B: THE CLASS' EXHIBITS TO PROPOSED JOINT PRE-TRIAL ORDER. Received in the night deposit box on 1/7/05 at 10:56 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2027 DECLARATION of John P. Coffey in Support re: 2025 MOTION in Limine., 2018 MOTION in Limine., 2026 MOTION in Limine., 2022 MOTION to Preclude., 2023 MOTION to Preclude., 2024 MOTION in Limine.. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association, Caboto Holding Sim S.P.A.. Received in the night deposit box on 1/7/05 at 10:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2026 MOTION for an order, granting Motion in Limine No.6: to preclude defendants from introducing the criminal indictments of Bernard Ebbers, Scott Sullivan, David Myers, Buford Yates, Troy Norman and Betty Vison. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/05 at 10:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2025 MOTION for an order, granting Motion in Limine No.5: to preclude Defendants from introducing evidence concerning an alleged conflict regarding KPMG's audit of the Worldcom Restatement. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/05 at 10:59 p.m... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2024 MOTION for an order granting Motion in Limine No. 4: to preclude the defendants from introducing evidence relating to witnesses' invocation of the Fifth Amendment. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/05 at 10:58 p.m... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2023 MOTION for an order, granting Motion in limine No.3: to preclude purported testimony of Randall Chafetz. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/04 at 10:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2022 MOTION for an order, granting Motion in limine No.2: to preclude purported Lay Opinion Testimony that falls under Fed. R. Evid. 702 and cumulative expert testimony. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association... Received in the night deposit box on 1/7/04 at 10:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 7, 2005 Filing 2021 MEMORANDUM OF LAW in opposition to the Underwriter Defendants' Motion to phase the trial and in support of its Motion in limine NO. 1: To exclude evidence relating to the individualized issues of the class representatives from the plenary trial... Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association. Received in the night deposit box on 1/7/04 at 10:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2020 LEAD PLAINTIFF'S PROPOSED Jury Instructions. Received in the night deposit box on 1/7/05 at 10:58 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2019 LEAD PLAINTIFF'S PROPOSED EXAMINATION OF PROSPECTIVE JURORS. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2018 MOTION for an order, for in Limine in connection with the Joint Pre-trial Order. Document filed by HGK Asset Management, Alan G. Hevesi, Fresno County Employees Retirement Association.. Received in the night deposit box on 1/7/04 at 10:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2017 LEAD PLAINTIFF'S PRETRIAL MEMORANDUM. Document filed by Alan G. Hevesi. Received in the night deposit box on 1/7/04 at 10:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2016 LETTER addressed to Judge Denise L. Cote from John P. Coffey dated 1/7/05 re: Settling Parties request that the Court enter an order: (a) severing the Class' claims against the Settling Director Defendants from those asserted against the other defendants who will proceed to trial on February 28, 2005 (the "Non-Settling Defendants"); (b) setting a date for a hearing on or after February 25, 2005 (the "Hearing Date") to consider preliminary approval of this settlement and related matters; and (c) staying any litigation over insurance coverage pending further order of the Court. Document filed by Stiles A. Kellett, Jr, Gordon S. Macklin, Clifford L. Alexander, Jr, Judith Areen, Carl J. Aycock, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, New York State Common Retirement Fund, James C. Allen, Max E. Bobbitt.(ps, )
January 7, 2005 Filing 2015 Proposed Joint Pretrial Order. Received in the night deposit box on 1/7/05 at 10:55 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2014 AFFIDAVIT of Michael Hanin in Support 2013 MEMORANDUM OF LAW in Support of Motion in limine to exclude the KPMG 241-page Material Weakness Binder. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 10:01 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 7, 2005 Filing 2013 MEMORANDUM OF LAW in Support of Motion in limine to exclude the KPMG 241-page Material Weakness Binder. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 10:01 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2012 MEMORANDUM OF LAW in Support of Motion in limine to bar reference to any of its liability insurance policies. Document filed by Arthur Anderson, LLP... Received in the night deposit box on 1/7/05 at 10:02 p.m..Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2011 MEMORANDUM OF LAW in Support of its Motion in limine to exclude information concerning compensation of its employees. Document filed by Arthur Anderson, LLP... Received in the night deposit box on 1/7/05 at 10:02 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2010 MEMORANDUM OF LAW in Support of Motion in limine to exclude Andersen's Unrelated conviction as well as its current business status, audit work for companies that have been or are the subject of litigation and/or Federal or State Investigation, and Settlements in other cases. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 10:00 a.m..Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2009 AFFIDAVIT of Michael Moscato in Support of 2008 MEMORANDUM OF LAW in Support of Motion in limine to exclude certain testimony of Eugene Morse. Document filed by Arthur Anderson, LLP... Received in the night deposit box on 1/7/05 at 10:01 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2008 MEMORANDUM OF LAW in Support of Motion in limine to exclude certain testimony of Eugene Morse. Document filed by Arthur Anderson, LLP... Received in the night deposit box on 1/7/05 at 10:01 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2007 ARTHUR ANDERSEN LLP'S JOINDER IN CERTAIN MOTIONS IN LIMINE; Underwriter-Related Defendants' Memorandum in support of their motion in limine to exclude references to other Worldom-Related Proceedings (Motion No. 1); Underwriter-Related Defendants' Memorandum in support of their motion in limine to bar reference to settlements in WorldCom-Related Actions (Motion No. 2); Underwriter-Related Defendants' Memorandum in Support of their Motion in limine to Exclude Certain Opinion Testimony of Blaine F. Nye, Ph.D.(Motion No. 9)... Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2006 AFFIDAVIT of Daniel Marcus in Support 2005 MEMORANDUM OF LAW in Support of Arthur Andersen LLP's Motion in limine (1) to have damages determined on an individual basis and (2) to preclude Plaintiff's expert from offering an estimate of aggregate damages. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 10:00 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, )
January 7, 2005 Filing 2005 MEMORANDUM OF LAW in Support of Arthur Andersen LLP's Motion in limine (1) to have damages determined on an individual basis and (2) to preclude Plaintiff's expert from offering an estimate of aggregate damages. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 10:00 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2004 AFFIDAVIT of Aviva Wein in Support 2003 MEMORANDUM OF LAW in Support of Motion in limine to exclude the WorldCom Board Report, Interview Memoranda, and the Bankruptcy Examiner's Report. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 9:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2003 MEMORANDUM OF LAW in Support of Motion in limine to exclude the WorldCom Board Report, Interview Memoranda, and the Bankruptcy Examiner's Report. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 1/7/05 at 9:59 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
January 7, 2005 Filing 2002 MOTION for an order, granting leave to supplement the Joinder by Stiles A. Kellett, Jr. in the WorldCom Director Defendants' Motion to Dismiss the Complaint filed iwth the Court on 12/17/04. Document filed by Stiles A. Kellett, Jr. (sac, )
January 7, 2005 Filing 2001 (VOLUME 3 OF 3)... AFFIDAVIT of Jonathan Walsh in Support re: 1996 MOTION for an order, granting motion to exclude Opinion by MCI New Management and MCI's current auditor concerning Worldcom's prior Financial Statement, I.E., "The Restatement". Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 9:58 p.m.. Received in the night deposit box on 1/7/05 at 9:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 2000 (VOLUME 2 OF 3)... AFFIDAVIT of Jonathan Walsh in Support re: 1996 MOTION for an order, granting motion to exclude Opinion by MCI New Management and MCI's current auditor concerning Worldcom's prior Financial Statement, I.E., "The Restatement". Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 9:58 p.m.. Received in the night deposit box on 1/7/05 at 9:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 1999 (VOLUME 1 OF 3)... AFFIDAVIT of Jonathan Walsh in Support re: 1996 MOTION for an order, granting motion to exclude Opinion by MCI New Management and MCI's current auditor concerning Worldcom's prior Financial Statement, I.E., "The Restatement". Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 9:58 p.m.. Received in the night deposit box on 1/7/05 at 9:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
January 7, 2005 Filing 1997 MEMORANDUM OF LAW in Support re: 1996 MOTION for an order, granting motion to exclude Opinion by MCI New Management and MCI's current auditor concerning Worldcom's prior Financial Statement, I.E., "The Restatement". Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 9:57 p.m.. Received in the night deposit box on 1/7/05 at 9:57 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC.( sac, )
January 7, 2005 Filing 1996 MOTION for an order, granting motion to exclude Opinion by MCI New Management and MCI's current auditor concerning Worldcom's prior Financial Statement, I.E., "The Restatement". Document filed by Arthur Anderson, LLP. Received in the night deposit box on 1/7/05 at 9:57 p.m.. (sac, )
January 6, 2005 Filing 1995 ENDORSED LETTER addressed to Judge Denise L. Cote from Eliot Lauer dated 1/4/05 re: granting defendant Arthur Andersen LLP extension of 25 page limit of memoranda of law iwth respect to Andersen's motion in limine to exclude the restatement opinions and related materials. (Signed by Judge Denise L. Cote on 1/5/05) (sac, )
January 5, 2005 Opinion or Order Filing 1994 ORDER; Final Pretrial Conference set for 2/18/2005 at 2:00 PM before Judge Denise L. Cote, in Courtroom 11B, 500 Pearl Street. (Signed by Judge Denise L. Cote on 1/4/05) (sac, )
January 5, 2005 Filing 1993 ENDORSED LETTER addressed to Judge Denise L. Cote from Susan L. Saltzstein dated 12/29/04 re: The motion for reconsideration will be addressed with the two other issues remaining from this summary judgment motion. (Signed by Judge Denise L. Cote on 1/4/05) (sac, )
January 3, 2005 Filing 1991 THE NEW YORK CITY PENSION FUNDS' MEMORANDUM OF LAW in Opposition to Defendants' Motion to strike portions of Plaintiffs' opposition to the Underwriter Defendants' Motion to dismiss Count VII of the Amended Complaint. This Document Relates to: 02civ8981. (sac, )
January 3, 2005 Opinion or Order Filing 1990 ORDER; defendants' motions to dismiss the Pacific Life Action are due 2/11/05. Opposition is due 3/4; any reply must be submitted by 3/18. (Signed by Judge Denise L. Cote on 12/30/04). This Document Relates to: 03civ6225.(sac, )
January 3, 2005 Opinion or Order Filing 1989 ORDER; on 12/28/04, this Court received copies of plaintiff's motion to remand or abstain which it filed in the U.S.D.C. for the District of Columbia on 4/12. To the extent plaintiff intends this submission as a renewed motion to remand, its motion is denied for the reasons set forth in this Court's Opinions dated 3/3, 5/3 and 5/20/03 and the 5/11/04 decision by the Second Circuit. The Court declines to abstain or to remand on equitable grounds for the reasons set forth in the Opinion of 3/3/03. (Signed by Judge Denise L. Cote on 12/30/04). This Document Relates to: 04cv8307.(sac, )
December 30, 2004 Filing 1992 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, granting Summary Judgment. Received in the night deposit box on 12/30/04 at 7:29 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC.(sac, )
December 30, 2004 Filing 1988 THE UNDERWRITER-RELATED DEFENDANTS' SUPPLEMENTAL MEMORANDUM OF LAW in support of their motion for sumamry judgment. Received in the night deposit box on 12/30/04 at 7:29 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. (sac, )
December 30, 2004 THE UNDERWRITER-RELATED DEFENDANTS' SUPPLEMENTAL MEMORANDUM OF LAW in support of their motion for sumamry judgment. Received in the night deposit box on 12/30/04 at 7:29 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. Original Document filed in 02civ3288, Doc#1988.(sac, )
December 29, 2004 Filing 1987 RESPONSE to this Court's 6/11/03 Order to Show Cause. Document filed by Standard Life Investments, Limited. This Document Relates to: 04-cv-8307. (sac, )
December 29, 2004 Filing 1986 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 1985 NOTICE OF MOTION for an order, reconsideration of the 12/15/04 Order; or, in the alternative; for an order, to clarify the Court's 12/15/04 summary judgment order on the issue of Lead and named Plaintiffs' Standing. Received in the night deposit box on 12/29/04 at 6:13 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. (sac, )
December 29, 2004 Filing 1985 THE UNDERWRITER-RELATED DEFENDANTS' NOTICE OF MOTION for an order, reconsideration of the 12/15/04 Order; or, in the alternative; for an order, to clarify the Court's 12/15/04 summary judgment order on the issue of Lead and named Plaintiffs' Standing. Received in the night deposit box on 12/29/04 at 6:13 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. (sac, )
December 28, 2004 Filing 1984 PLAINTIFFS' SECOND SUPPLEMENTAL AND AMENDED COMPLAINT against Citigroup Global Markets, Inc., CitiGroup Inc., Bernard J. Ebbers, Scott D. Sullivan, Judith Areen, Carl J. Aycock, Stiles A. Kellett, Jr, Gordon S. Macklin, Bert C. Roberts, Jr, Clifford L. Alexander, Jr, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, Juan Villalonga, David F. Myers, Jack Grubman, James C. Allen, Buford Yates, Jr, Betty L. Vinson, Max E. Bobbitt, Troy M. Normand, Francesco Galesi, Arthur Anderson, LLP.Document filed by Joseph J. Argentine, Michael W. Arney, Reza Azadegan, Jere L. Beasley, Sara B. Beasley, Paul T. Benton, Barry W. Blank, Kenneth P. Callison, Chester J. Capinski, Reza Chini, Linda Cousins, Thomas L. Cousins, Denise Dorosh, Riste Gusterov, Gregg T. Hahn, Hall Financial Group, Ltd., Aldace Hoff, Dolores Hoff, Theodore H. Hoffman, Daniel C. Hughes, Jr, Wanda M. Huszar, William P. Huszar, J. Craig Jones, Edward Kalaigian, Joseph J. Kirsch, Roger Larson, Victor M. Lim, Ana Maria Lopez, Rogelio Lopez, Donna R. Lubus, Norman S. Lubus, David L. Merideth, Amy A. Methvin, Steven P. Mohr, Dallas M. Patterson, Richard E. Patterson, Robert C. Pickens, Thomas Steven Richardson, Daniel P. Sauls, Sam P. Seay, Frank J. Sinton, Fred J. Witkoff, Vivian Witkoff, Dennis M. Wosick... This Document Relates to: 04-cv-9711.(sac, )
December 28, 2004 Filing 1983 MEMORANDUM OF LAW in Opposition to the Motion by The Ohio Retirement Systems to strike as untimely the Joinder of Timothy F. Price and Gerald H. Taylor in the motion of the Worldcom Director Defendants to dismiss the Amended Complaint. Document filed by Gerald H. Taylor, Timothy F. Price. This Document Relates to: 03civ338. (sac, )
December 27, 2004 Filing 1998 NOTICE OF INTERLOCUTORY APPEAL from 1845 Judgment, 1841 Order, 1838 Order. Document filed by James J. Savage, John Marshall Lusk, Jr. Filing fee $ 255.00, receipt number E 529816. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: the Thirty Three parties/firms attached to the service list. (tp, )
December 27, 2004 Opinion or Order Filing 1982 STIPULATION AND ORDER DISMISSING; Plaintiffs' claim against The Holding Company Defendants with prejudice. The sole remaining claim against the Holding Company Defendants in this action shall be dismissed with prejudice, specficially, the aiding and abetting common law fraud claim described in Count VII of the Complaint. The Holding Company Defendants' participation in this Stipulation is subject to,and without waiver of, any defenses not yet presented in this action, including defenses founded on lack of jurisdiction over the person and improper venue. Plaintiffs' participation in this Stipulation is subject to, and without waiver of, any rights they may have to appeal the 3/12 or 5/18 Opinions. Plaintiffs shall have the same appellate rights as they would have if the March 12 and May 18 Opinions had been entered in this Action. (Signed by Judge Denise L. Cote on 12/27/04) (sac, )
December 23, 2004 Filing 1981 DESIGNATION OF EXPERTS AND DESIGNATION OF AREAS OF ANTICIPATED EXPERT TESTIMONY. Document filed by Judith Areen. (sac, )
December 23, 2004 Filing 1980 ENDORSED LETTER addressed to Judge Denise L. Cote from Paul C. Curnin dated 12/21/04 re: there is no basis under the Court's prior decisions to permit this amendment after the close of discovery, on the eve of trial, and at the expense of the other Directors. The Court will advise counsel if formal opposition is required. (Signed by Judge Denise L. Cote on 12/22/04) (sac, )
December 23, 2004 Filing 1932 DECLARATION OF SERVICE of motion to dismiss and memo in support served on plaintiff's counsel and parties as further set forth in this declaration on 12/17/04. Service was made by U.S. Mail & E-Mail. Document filed by Bert C. Roberts Jr.. This document relates to 04cv4963.
December 23, 2004 Filing 1931 DECLARATION OF SERVICE of memorandum of law in support of motion to dismiss served on plaintiff's counsel and parties as further set forth in this declaration on 12/17/04. Service was made by U.S. Mail and E-Mail. Document filed by Bert C. Roberts Jr. This document relates to 03cv4498. (dle, )
December 23, 2004 Filing 1930 DECLARATION OF SERVICE of notice of motion to dismiss served on plaintiff's counsel and parties as further set forth in this declaration on 12/17/04. Service was made by U.S. Mail and E-Mail. Document filed by Bert C. Roberts Jr..This document relates to 04cv233.
December 23, 2004 Filing 1929 AFFIDAVIT OF SERVICE of reply memorandum in support of motion to dismiss served on parties as further set forth in this declaration on 12/17/04. Service was made by e-mail. Document filed by Bert C. Roberts Jr. This document relates to 03cv338.
December 23, 2004 Filing 1928 DECLARATION OF SERVICE of reply memorandum served on all persons as set forth in this declaration on 12/15/04. Service was made by E-Mail. Document filed by Bert C. Roberts Jr.. Modified on 12/29/2004 (dle, )This document is related to 04cv4089, 03cv652, 03cv758, 03cv7927, 03cv9460, 04cv4546 and 04cv4567. .
December 22, 2004 Opinion or Order Filing 1979 OPINION AND ORDER #91034; re: Roberts' 1849 motion to dismiss, filed in 04civ4567, for failure to join an indispensable party is denied, but the action is stayed. The parties may litigate the issues presented by this litigation within 04civ4089. (Signed by Judge Denise L. Cote on 12/22/04). This Document Relates to: 04civ4567 and 04civ4089.(sac, )
December 22, 2004 Opinion or Order Filing 1977 ORDER; that the motion is granted subject to the defendants' right to move to dismiss the action or its claims at a later time. (Signed by Judge Denise L. Cote on 12/22/04); This Document Relates to: 04civ8308. (sac, )
December 22, 2004 Filing 1976 DECLARATION OF SERVICE; on 12/8/04 attoney George E. Ridge served by E-mail Bert C. Roberts, Jr.'s Notice of Motion for leave to Reopen Discovery for a Limited Purpose; and Bert C. Roberts, Jr.'s Motion and Memorandum for Leave to Reopen Discovery for a Limited Purpose as to Edward Roth, Esq., D'Amato & Lynch. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. (sac, )
December 22, 2004 Filing 1975 DECLARATION OF SERVICE; on 12/14/04 attoney George E. Ridge faxed and served by mail Bert C. Roberts, Jr.'s Notice of Motion for leave to amend his answer to add his first Cross-Claim against Defendants Bernard J. Ebbers, Scott D. Sullivan, David F. Myers, Buford Yates, Jr., Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A. Porter, John W. Sidgmore, and Lawrence C. Tucker; and Bert C. Roberts, Jr.'s Motion for leave to amend his answer to add his first cross-claim against Defendants Bernard J. Ebbers, Scott D. Sullivan, David F. Myers, Buford Yates, Jr., Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A. Porter, John W. Sidgmore, and Lawrence C. Tucker and Memorandum of Law. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (sac, )
December 21, 2004 Filing 1974 THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/16/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on Roger M. Adelman, Esq., Law Offices of Roger M. Adelman.. This Document Relates to: 04civ8307. (sac, )
December 21, 2004 Filing 1973 THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/16/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on Patricia A. Madrid, Esq., Clenn R. Smith, Esq. and Zach Shandler, Esq., New Mexico Attorney General's Office.. This Document Relates to: 04civ8309. (sac, )
December 21, 2004 Filing 1972 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/16/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on Jerry Wertheim, Esq. and John V. Wertheim, Esq., Jones Snead Wetheim & Wentworth PA.. This Document Relates to: 04civ8309. (sac, )
December 21, 2004 Filing 1971 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/16/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on Jonathan W. Cuneo, Esq. and David W. Stanley, Esq., Cuneo Waldman & Gilbert, LLP.. This Document Relates to: 04civ8307. (sac, )
December 21, 2004 Filing 1970 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on E. Scott Vehrine, Esq., Verhine & Verhine, PLLC.. This Document Relates to: 04civ6995. (sac, )
December 21, 2004 Filing 1969 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on R. Jay Short, Jr., Esq., Fletcher Ray & Satterfield, LLP.. This Document Relates to: 04civ7980. (sac, )
December 21, 2004 Filing 1968 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on E. Scott Vehrine, Esq., Verhine & Verhine, PLLC.. This Document Relates to: 04civ8473. (sac, )
December 21, 2004 Filing 1967 NOTICE of NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on P. Kelly Loyacono, Esq.. This Document Relates to: 04civ8473.(sac, )
December 21, 2004 Filing 1966 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on P. Kelly Loyacono, Esq.. This Document Relates to: 04civ7482. (sac, )
December 21, 2004 Filing 1965 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on P. Kelly Loyacono, Esq.. This Document Relates to: 04cv7483. (sac, )
December 21, 2004 Filing 1964 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on P. Kelly Loyacono, Esq.. This Document Relates to: 04cv6996. (sac, )
December 21, 2004 Filing 1963 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on E. Scott Verhine, Esq.. This Document Relates to: 04civ7482. (sac, )
December 21, 2004 Filing 1962 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on P. Kelly Loyacono, Esq.. This Document Relates to: 04civ6995. (sac, )
December 21, 2004 Filing 1961 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on E. Scott Verhine, Esq., Verhine & Verhine, PLLC.. This Document Relates to: 04civ6996. (sac, )
December 21, 2004 Filing 1960 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on P. Kelly Loyacono,Esq.. This Document Relates to: 04civ6813.(sac, )
December 21, 2004 Filing 1959 NOTICE of THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on E. Scott Verhine, Esq., Verhine & Verhine, PLLC.. This Document Relates to: 04civ7483. (sac, )
December 21, 2004 Filing 1958 THE UNDERWRITER-RELATED DEFENDANTS NOTICE OF SERVICE; on 11/13/04 the attached letter enclosing the 5/28/03 Consolidation Order, Orders dated 2/17/04 and 4/19/04 and a copy of the transcript from a 5/19/04 hearing was served by Mail on E. Scott Verhine, Esq., Verhine & Verhine, PLLC. This Document Relates to: 04civ6813.(sac, )
December 21, 2004 Filing 1957 SUPPLEMENTAL DECLARATION of Beverly A. Farrell in Support re: 1499 MOTION to dismiss the Third, Fourth and Fifth Claims for relief in Plaintiffs' Amended Complaint. Received in the night deposit box on 12/21/04 at 6:16 p.m.. This Document Relates to: 03civ338. (sac, )
December 20, 2004 Filing 1956 EXPERT DISCLOSURE COMPLIANCE. Document filed by Juan Villalonga, Clifford L. Alexander, Jr, Carl J. Aycock, John A. Porter. (sac, )
December 20, 2004 Filing 1955 REPLY MEMORANDUM OF LAW in Support of their motion to dismiss Counts IV and VI of the Amended Complaint. Document filed by Gordon S. Macklin, Lawrence C. Tucker. This Document Relates to: 02civ8981. (sac, )
December 20, 2004 Filing 1954 DESIGNATION OF EXPERTS AND AREAS OF ANTICIPATED TESTIMONY. Document filed by Gordon S. Macklin, Lawrence C. Tucker. (sac, )
December 17, 2004 Filing 1978 DISCLOSURE OF ANTICIPATED EXPERT TESTIMONY. Document filed by Stiles A. Kellett, Jr. (sac, )
December 17, 2004 Filing 1953 THE WORLDCOM DIRECTOR DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of Motion to dismiss the Amended Complaint. Received in the night deposit box on 12/17/04 at 6:49 p.m.. This Document Relates to: 03civ338. (sac, )
December 17, 2004 Filing 1952 THE WORLDCOM DIRECTOR DEFENDANTS' MEMORANDUM OF LAW in Support of their Motion to dismiss the Amended Complaint. Received in the night deposit box on 12/17/04 at 6:05 p.m.. This Document Relates to 03civ4498. (sac, )
December 17, 2004 Filing 1951 MEMORANDUM OF LAW in Support re: 1911 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing with prejudice plaintiffs' Amended Comaplint in its entirety. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman.. Received in the night deposit box on 12/17/04 at 10:34 p.m.. This Document Relates to 03cv4498. (sac, )
December 17, 2004 Filing 1950 DECLARATION of Lauren A. McMillen in Support re: 1948 MOTION for an order, dismissing with prejudice Counts II, III, V, VI, VII (breach of fiduciary capacities), VII[sic] (unjust enrichment), VIII and IX in their entirety; Counts IV, V and VIII to the extent they name Citigroup Inc. as a defendant; and Counts I and VII(breach of fiduciary capacties) to the extent they assert "holder" claims. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Inc., Jack Grubman.. Received in the night deposit box on 12/17/04 at 10:35 p.m.. This Document Relates to: 04civ233. (sac, )
December 17, 2004 Filing 1949 MEMORANDUM OF LAW in Support re: 1948 MOTION for an order, dismissing with prejudice Counts II, III, V, VI, VII (breach of fiduciary capacities), VII[sic] (unjust enrichment), VIII and IX in their entirety; Counts IV, V and VIII to the extent they name Citigroup Inc. as a defendant; and Counts I and VII(breach of fiduciary capacties) to the extent they assert "holder" claims. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Inc., Jack Grubman.. Received in the night deposit box on 12/17/04 at 10:35 p.m.. This Document Relates to: 04civ233. (sac, )
December 17, 2004 Filing 1948 MOTION for an order, dismissing with prejudice Counts II, III, V, VI, VII (breach of fiduciary capacities), VII[sic] (unjust enrichment), VIII and IX in their entirety; Counts IV, V and VIII to the extent they name Citigroup Inc. as a defendant; and Counts I and VII(breach of fiduciary capacties) to the extent they assert "holder" claims. Document filed by Citigroup Global Markets, Inc., Citigroup Global Markets Limited, Citigroup Inc., Jack Grubman.. Received in the night deposit box on 12/17/04 at 10:35 p.m.. This Document Relates to: 04civ233. (sac, )
December 17, 2004 Filing 1947 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 1946 MOTION for an order, dismissing with prejudice the Fourth, Fifth, Eight and Ninth Claims for Relief contained in the Amended Complaint, dismissing with prejudice all claims against J.P. Morgan Chase & Co., Bank of America Corp., Lehman Brothers Holding, Inc. and Credit Suisse Group for lack of personal jurisdiction; for an order, dismissing all claims against Utendahl Capital Partners LP, Blaylock & Partners LP and Credit Suisse Group for lack of service of process. The Declaration of Joseph Leahy and Exhibit attached. Received in the night deposit box on 12/17/04 at 9:58 p.m.. This Document Relates to: 03cv9824.(sac, )
December 17, 2004 Filing 1946 THE UNDERWRITER-RELATED DEFENDANTS' MOTION for an order, dismissing with prejudice the Fourth, Fifth, Eight and Ninth Claims for Relief contained in the Amended Complaint, dismissing with prejudice all claims against J.P. Morgan Chase & Co., Bank of America Corp., Lehman Brothers Holding, Inc. and Credit Suisse Group for lack of personal jurisdiction; for an order, dismissing all claims against Utendahl Capital Partners LP, Blaylock & Partners LP and Credit Suisse Group for lack of service of process. The Declaration of Joseph Leahy and Exhibit attached. Received in the night deposit box on 12/17/04 at 9:58 p.m.. This Document Relates to: 03cv9824.(sac, )
December 17, 2004 Filing 1945 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 1944 MOTION for an order, dismissing with prejudice Plaintiff's claims contained in Counts II, III, VI, VII(i), VII(ii) and VIII of the Complaint; and, for an order, dismissing all claims against Lehman Brothers Holdings Inc., J.P. Morgan Chase & Co., and Bank of America Corporation for lack of personal jurisdiction. Declaration of Steven J. Kolleeny in support attached. Received in the night deposit box on 12/17/04 at 9:59 p.m.. This Document Relates to: 04civ233.(sac, )
December 17, 2004 Filing 1944 THE UNDERWRITER-RELATED DEFENDANTS' MOTION for an order, dismissing with prejudice Plaintiff's claims contained in Counts II, III, VI, VII(i), VII(ii) and VIII of the Complaint; and, for an order, dismissing all claims against Lehman Brothers Holdings Inc., J.P. Morgan Chase & Co., and Bank of America Corporation for lack of personal jurisdiction. Declaration of Steven J. Kolleeny in support attached. Received in the night deposit box on 12/17/04 at 9:59 p.m.. This Document Relates to: 04civ233.(sac, )
December 17, 2004 Filing 1943 THE UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 1942 MOTION for an order, dismissing with prejudice all claims contained in the Complaint; for an order, dismissing all claims against J.P. Morgan Chase & Co., Lehman Brothers Holding Inc., and Credit Suisse Group for lack of personal jurisdiction. Declaration of Michael Birnbaum and Exhibits attached. Received in the night deposit box on 12/17/04 at 9:57 p.m.. This Document Relates to 04civ4963. (sac, )
December 17, 2004 Filing 1942 THE UNDERWRITER-RELATED DEFENDANTS' MOTION for an order, dismissing with prejudice all claims contained in the Complaint; for an order, dismissing all claims against J.P. Morgan Chase & Co., Lehman Brothers Holding Inc., and Credit Suisse Group for lack of personal jurisdiction. Declaration of Michael Birnbaum and Exhibits attached. Received in the night deposit box on 12/17/04 at 9:57 p.m.. This Document Relates to 04civ4963. (sac, )
December 17, 2004 Filing 1941 JOINDER to join re: 1499 MOTION for Summary Judgment. Document filed by Stiles A. Kellett, Jr.. This Document Relates to: 04cv233.(sac, )
December 17, 2004 Filing 1940 RESPONSE to Subpoena for the Production of Documents. Document filed by Bradford & Marzec, Inc.. This Document Relates to: 03civ890. (sac, )
December 17, 2004 Filing 1939 MEMORANDUM OF LAW in Support re: 1938 MOTION for an order, dismissing with pejudice Plaintiffs' claims contained in their Amended Complaint. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ4498. (sac, )
December 17, 2004 Filing 1938 MOTION for an order, dismissing with pejudice Plaintiffs' claims contained in their Amended Complaint. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ4498. (sac, )
December 17, 2004 Filing 1937 MEMORANDUM OF LAW in Support re: 1936 MOTION for an order, dismissing with prejudice Plaintiff's claims contained in its Complaint. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ4963. (sac, )
December 17, 2004 Filing 1936 MOTION for an order, dismissing with prejudice Plaintiff's claims contained in its Complaint. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04cv4963. (sac, )
December 17, 2004 Filing 1935 MEMORANDUM OF LAW in Support re: 1934 MOTION to Dismiss. Document filed by Bert C. Roberts, Jr.. This Document Relates to: 04civ233. (sac, )
December 17, 2004 Filing 1934 MOTION for an order, dismissing with prejudice Plaintiff's claims contained in its Complaint. Document filed by Bert C. Roberts, Jr. This Document Relates to: 04civ233.(sac, )
December 17, 2004 Filing 1933 REPLY MEMORANDUM OF LAW in Support re: 1807 MOTION to Dismiss. Document filed by Bert C. Roberts, Jr. This Document Relates to: 03civ338.(sac, )
December 17, 2004 Disclosure of Anticipated Expert Testimony to be presented by Defendant Stiles A. Kellett, Jr.. Document filed by Stiles A. Kellett, Jr. (sac, )
December 17, 2004 Filing 1927 MEMORANDUM OF LAW in Support re: 1926 MOTION for an order, dismissing Counts 2-8 of the Complaint dated 11/17/03, and dismissing all Plaintiff's claims to the extent that they seek recovery for Plaintiff alleged reliance on misstatements in deciding to retain securities. Document filed by Carl J. Aycock and John A. Porter; Clifford L. Alexander, Jr.; James C. Allen; Judith Areen; Max E. Bobbitt; Francesco Galesi; Gordon S. Macklin & Lawrence C. Tucker; Estate of John Sidgmore and Juan Villalonga. Received in the night deposit box on 12/17/04 at 6:47 p.m.. This Document Relates to: 04cv233. (sac, )
December 17, 2004 Filing 1926 MOTION for an order, dismissing Counts 2-8 of the Complaint dated 11/17/03, and dismissing all Plaintiff's claims to the extent that they seek recovery for Plaintiff alleged reliance on misstatements in deciding to retain securities. Document filed by Carl J. Aycock and John A. Porter; Clifford L. Alexander, Jr.; James C. Allen; Judith Areen; Max E. Bobbitt; Francesco Galesi; Gordon S. Macklin & Lawrence C. Tucker; Estate of John Sidgmore and Juan Villalonga. Received in the night deposit box on 12/17/04 at 6:47 p.m.. This Document Relates to: 04cv233. (sac, )
December 17, 2004 Filing 1925 DECLARATION of Autumn Hwang in Support re: 1920 MOTION to Dismiss.. Document filed by Francesco Galesi. Received in the night deposit box on 12/17/04 at 6:48 p.m. This Document Relates to: 03civ4498. (sac, )
December 17, 2004 Filing 1924 MOTION for an order, dismissing the annexed Amended Complaint. Document filed by Carl J. Aycock, John A. Porter. Received in the night deposit box on 12/17/04 at 6:49 p.m.. This Document Relates to: 03cv4498. (sac, )
December 17, 2004 Filing 1923 REPLY MEMORANDUM OF LAW in Support re: 1921 MOTION to Dismiss the Amended Complaint. Document filed by Judith Areen. This Document Relates to: 02civ8981. (sac, )
December 17, 2004 Filing 1922 MEMORANDUM OF LAW in Support re: 1921 MOTION to Dismiss. Document filed by James C. Allen. This Document Relates to: 03civ1052. (sac, )
December 17, 2004 Filing 1921 MOTION for an order, dismissing Count II of the Consolidated Amended Complaint. Document filed by James C. Allen. This Document Relates to: 03civ1052. (sac, )
December 17, 2004 Filing 1920 MOTION for an order, pursuant to Federal Rule of Civil Procedure 12(b)(6) dismissing the annexed Complaint dated 12/12/03 in its entirety. JOINDER in the Motion and Memorandum of Law of the Undrewriter-Related Defendants. Document filed by Worldcom Director Defendants. Received in the night deposit box on 12/17/04 at 6:49 p.m.. This Document Relates to: 04civ4963. (sac, )
December 17, 2004 Filing 1919 DECLARATION of Sandra Sheldon in Support of Citigroup Defendants' motions to dismiss the complaints in this action. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit on 12/17/04 at 10:40 p.m.. This Document Relates to: 03cv9824 & 04cv4963.(sac, )
December 17, 2004 Filing 1918 MOTION for an order, dismissing with prejudice Counts IV, V, VII, VIII, IX and XI in their entirety; Counts III, IV, V, VII, VIII, IX and XI to the extent they name Citigroup Inc. as a defendant; Counts III, VI, VII, VIII, IX and X and XI to the extent they assert "holder" claims; Count III to the extent it is based on alleged misrepresentations contained in offering documents for the 1998 bond offering or in any SSB research report issued prior to 7/30/99; and Counts IV and V to the extent they are based on alleged misrepresentations contained in offering documents for the 1998 and 2000 bond offering or in any SSB research reports issued prior to 1/8/04... Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:37 p.m.. This Document Relates to: 03civ9824. (sac, )
December 17, 2004 Filing 1917 MOTION for an order, dismissing with prejudice Plaintiff's Complaint in its entirety, or in the alternative, to the extent it names Citigroup Inc. as a defendant. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:40 p.m.. This Document Relates to: 04civ.4963. (sac, )
December 17, 2004 Filing 1916 DECLARATION of Lauren A. McMillen in Support of "Phase III" Motion to dismiss. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman.. Received in the night deposit box on 12/17/04 at 10:33 p.m.. This Document Relates to: 03cv4498. (sac, )
December 17, 2004 Filing 1915 REPLY MEMORANDUM OF LAW in Further Support of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:40 p.m.. This Document Relates to: 02civ8981. (sac, )
December 17, 2004 Filing 1914 MEMORANDUM OF LAW in Support of their "Phase Three" Motion to dismiss Plaintiff's Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:37 p.m.. This Document Relates to: 03civ6219. (sac, )
December 17, 2004 Filing 1913 MEMORANDUM OF LAW in Support of their "Phase Three" Motion to dismiss Plaintiff's Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:40 p.m.. This Document Relates to 04civ4963. (sac, )
December 17, 2004 Filing 1912 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing with prejudice plaintiffs' Amended Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:36 p.m.. This Document Relate to: 03civ6219. (sac, )
December 17, 2004 Filing 1911 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing with prejudice plaintiffs' Amended Comaplint in its entirety. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman.. Received in the night deposit box on 12/17/04 at 10:33 p.m.. This Document Relates to 03cv4498. (sac, )
December 17, 2004 Filing 1910 REPLY MEMORANDUM OF LAW in Support of their "Phase Three" motion to dismiss the Amended Complaint. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 12/17/04 at 10:39 p.m.. This Document Relates to: 03civ338.(sac, )
December 17, 2004 Filing 1909 MEMORANDUM OF LAW in Support of their "Phase Three" Motion to Dismiss the Amended Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Recieved in the night deposit box on 12/17/04 at 10:38 p.m.. This Document Relates to: 03civ9824. (sac, )
December 17, 2004 Filing 1908 REPLY MEMORANDUM OF LAW in Support re: 1821 THE UNDERWRITER DEFENDANTS MOTION for an order, pursuant to Rules 4(m), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice the Third, Fourth and Fifth Claims for Relief contained in the Amended Complaint, dismissing all claims against J.P. Morgan Securities Ltd., Banc of America Securities Ltd., Deutsche Bank AG London, Mitsubishi Securities International plc, WestLB AG, Banca Caboto S.p.A. and Mizuho International plc for lack of personal jurisdiction. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 12/17/04 at 5:12 p.m.. This Document Relates to: 03Civ338. (sac, )
December 17, 2004 Filing 1907 MEMORANDUM OF LAW in Support re: 1906 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Counts III through XI of the Amended Complaint. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:13 p.m.. This Document Relates to: 03cv9824. (sac, )
December 17, 2004 Filing 1906 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Counts III through XI of the Amended Complaint. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:13 p.m.. This Document Relates to: 03Civ9824. (sac, )
December 17, 2004 Filing 1905 MEMORANDUM OF LAW in Support re: 1904 MOTION MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Count II of the Complaint in its entirety. Document filed by Arthur Andersen, LLP.. Received in the night deposit box 12/17/04 at 6:12 p.m.. This Document Relates to: 04civ4963.(sac, )
December 17, 2004 Filing 1904 MOTION MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Count II of the Complaint in its entirety. Document filed by Arthur Andersen, LLP.. Received in the night deposit box 12/17/04 at 6:12 p.m.. This Document Relates to: 04civ4963. (sac, )
December 17, 2004 Filing 1903 MEMORANDUM OF LAW in Support re: 1902 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Plaintiffs' Amended Complaint in its entirety. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:10 p.m.. Document Relates to: 03cv6219. (sac, )
December 17, 2004 Filing 1902 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Plaintiffs' Amended Complaint in its entirety. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:10 p.m.. This Document Relates to: 03civ6219. (sac, )
December 17, 2004 Filing 1901 MEMORANDUM OF LAW in Support re: 1900 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Plaintiffs' Amended Complaint in its entirety. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:10 p.m.. This Document Relates to: 03Civ4498. (sac, )
December 17, 2004 Filing 1900 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing Plaintiffs' Amended Complaint in its entirety. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:10 p.m.. This Document Relates to: 03civ4498. (sac, )
December 17, 2004 Filing 1899 MEMORANDUM OF LAW in Support re: 1898 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing in part Counts II, III, V in their entirety, all claims against Amdersen to the extent that they are "holder" claims. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 12/17/04 at 6:10 p.m.. This Document Relates to: 04civ233. (sac, )
December 17, 2004 Filing 1898 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the F.R.C.P., dismissing in part Counts II, III, V in their entirety, all claims against Amdersen to the extent that they are "holder" claims. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 12/17/04 at 6:10 p.m.. This Document Relates to: 04civ233. (sac, )
December 17, 2004 Filing 1897 STATEMENT OF FACT OF DEATH. Document filed by Arthur Anderson, LLP.. Received in the night deposit box on 12/17/04 at 6:09 p.m.. This Document Relates to: 03civ1276. (sac, )
December 17, 2004 Filing 1896 REPLY MEMORANDUM OF LAW in Support re: 1819 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, dismissing Counts IV, V and VI of the Amended Complaint to the extent that they assert "holder" claims and Count VII of the Amended Complaint in its entirety, with prejudice. Document filed by Arthur Andersen, LLP.. Received in the night deposit box on 12/17/04 at 6:09 p.m.. This Document Relates to: 02civ8981. (sac, )
December 17, 2004 Filing 1895 REPLY MEMORANDUM OF LAW in Support re: 1815 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure dismissing Counts I and II of the Amended Complaint in part and Counts III, IV and VI of the Amended Complaint in their entirety, with prejudice. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 12/17/04 at 6:08 p.m.. This Document Relates to: 03civ338. (sac, )
December 17, 2004 Filing 1894 MEMORANDUM OF LAW in Support re: 1893 THE UNDERWRITER-RELATED DEFENDANTS' Notice of Motion to strike certain portions of Plaintiffs' opposition to the Underwriter-related Defendants's Motion to dismiss Count VII of the Amended Complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale... Received in the night deposit box on 12/17/04 at 5:13 p.m.. This Document Relates to: 02civ8981. (sac, )
December 17, 2004 Filing 1893 THE UNDERWRITER-RELATED DEFENDANTS' Notice of Motion to strike certain portions of Plaintiffs' opposition to the Underwriter-related Defendants's Motion to dismiss Count VII of the Amended Complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale... Received in the night deposit box on 12/17/04 at 5:13 p.m.. This Document Relates to: 02cv8981. (sac, )
December 17, 2004 Filing 1891 REPLY MEMORANDUM OF LAW in Support re: 1824 MOTION to Dismiss.. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. This Document Relates to: 02civ8981. (sac, )
December 17, 2004 Filing 1884 ENDORSED LETTER addressed to Judge Denise L. Cote from Pamela Rogers Chepiga dated 12/17/04 re: respectfully request that the Court grant an extension of its normal page limitations on reply briefing, and permit the Former Director Defendants to file a consolidated reply brief of eighteen (18) pages. Granted. (Signed by Judge Denise L. Cote on 12/15/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC Copies Mailed By Chambers.(dfe, )
December 17, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1882 Notice of Interlocutory Appeal. (tp, )
December 17, 2004 Transmission of Notice of Appeal to the District Judge re: 1882 Notice of Interlocutory Appeal. (tp, )
December 17, 2004 Transmission of Notice of Appeal to the District Judge re: 1883 Notice of Appeal. (tp, )
December 17, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1883 Notice of Appeal. (tp, )
December 16, 2004 Filing 1890 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 4/9/04; re: granting the Underwriter-Related Defendants enlargement of the Court's 25 page limit for memoranda of law as stated in this document. (Signed by Judge Denise L. Cote on 12/15/04) (sac, )
December 16, 2004 Filing 1889 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 12/15/04; granting defendants Citigroup Inc., Citigroup Global Markets Inc. and Jack Grubman extension of its page limitations for the Citigroup Defendants' Memorandum of Law in support of their "Phase Three" Motion to Dismiss the Amended Complaint to be filed on 12/17/04 to 35 pages. (Signed by Judge Denise L. Cote on 12/15/04) (sac, )
December 16, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1880 Notice of Interlocutory Appeal. (tp, )
December 16, 2004 Transmission of Notice of Appeal to the District Judge re: 1880 Notice of Interlocutory Appeal. (tp, )
December 16, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1881 Notice of Interlocutory Appeal. (tp, )
December 16, 2004 Transmission of Notice of Appeal to the District Judge re: 1881 Notice of Interlocutory Appeal. (tp, )
December 15, 2004 Opinion or Order Filing 1888 ORDER; as such, these issues are not ripe for review by this Court. Should the Underwriter Defendants wish to revisit these issues through the submission of additional briefing, they should consult with the Lead Plaintiff as to a briefing schedule and notify the Court. (Signed by Judge Denise L. Cote on 12/15/04) (sac, )
December 15, 2004 Opinion or Order Filing 1887 OPINION AND ORDER #91009; The motion by the Securities Industry Association and the Bond Market Association to appear as amici curiae is granted. For the reasons stated herein, the parties' motions for summary judgment are each granted in part and denied in part. The Lead Plaintiff's motion is granted as to WorldCom's 2001 Registration Statement insorfar as it reported line costs in WorldCom's first quarter financial statement for 2001. The Underwriter Defendants' motion is granted as to listed omissions 12-18 and 20 for the 2000 Registration Statement, and 8, 16-20, 22-29, 31-33, 35 and 39-42 for the 2001 Registration Statement. (Signed by Judge Denise L. Cote on 12/15/04) (sac, )
December 15, 2004 Opinion or Order Filing 1886 OPINION AND ORDER #91001 re: 1745 MOTION to Intervene. filed by Citigroup Global Markets, Inc.. The Pacific Life Plaintiffs' motion for leave to file an amended complaint is denied with one exception. They are permitted to amend their complaint to add allegations against J.P. Morgan Chase & Co. contained within paragraphs 35, 37 and 38 of their amended pleading sufficient to allege that it was an underwriter for the 2000 Offering. The amendment may not identify J.P. Morgan Securities, Inc. as a defendant. The Holding Company Defendants' motion to dismiss the claims against them in original Pacific Life complaint is granted with one exception. The Section 11 claims against Bank of America Corp., Deutsche Bank AG, J.P. Morgan Chase & Co., Lehman Brothers Holdings Inc., and Citigroup, Inc. are dismissed with prejudice, except for the Section 11 claim against J.P. Morgan Chase & Co. for the 2000 Offering. (Signed by Judge Denise L. Cote on 12/15/04)... This Document Relates to: 03civ6225.(sac, )
December 14, 2004 Filing 1885 MOTION for an order, for leave to amend his answer to add his First Cross-Claim against Defendants Bernard J. Ebbers, Scott D. Sullivan, David F. Myers, Buford Yates, Jr., Clifford L. Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A> Kellett, Jr., Gordon S. Macklin, John A. Porter, John W. Sidgmore and Lawrence C. Tucker. Document filed by Bert C. Roberts Jr.. (sac, )
December 14, 2004 Filing 1883 NOTICE OF APPEAL from 1839 Order, 1845 Judgment, 1840 Order, 1834 Memorandum & Opinion, 1841 Order. Document filed by Rinis Travel Service, Inc. Profit Sharing Trust. Filing fee $ 255.00, receipt number E 529076. Copies of Notice of Appeal mailed to Attorney(s) of Record: Bernstein Litowitz Berger & Grossmann LLP; Paul Weiss Rifkind Wharton & Garrison LLP; Wilmer Cutler & Pickering. (tp, )
December 10, 2004 Filing 1882 NOTICE OF INTERLOCUTORY APPEAL from 1839 Order. Document filed by Steven F. Helfand. Filing fee $ 255.00, receipt number E 528747. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Bernstein, Litowitz, Berger & Grossman, LLP; Paul Weiss Rifkind Wharton & Garrison, LLP; Cohen Milstein Hausfeld & Toll, PLLC; Simpson Thacher & Bartlett, LLP; Hogan & Hartson, LLP; Paul Hastings Janofsky & Walker; Fish & Richardson, P.C.; Curtis Mallet-Prevost Colt & Mosle; Janis Schuella & Wechsler; Skadden Arps Slate Meagher & Flom; David Wagner; Berman Devalerio Pease Tabacco Burt & Pucillo; Barrack Rodos & Bacine; Goodkind Labaton Rudoff & Sucharow, LLP; Brunini Grantham Grower & Hewes PLLC; Troutman Sanders LLP; Kelley Drye & Warren LLP; Arnold & Porter LLP; Cooper Ridge & Latinberg P.A.; Winston & Strawn LLP; Piper Rudnick LLP; Schoengold & Sporn P.C.; Williams & Connolly LLP; Trepaigner & White PLLC. (tp, )
December 10, 2004 Filing 1881 NOTICE OF INTERLOCUTORY APPEAL from 1845 Judgment, 1834 Memorandum & Opinion. Document filed by W. Caffey Norman III. Filing fee $ 255.00, receipt number E 528729. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Wilmer, Cutler & Pickering; Paul Weiss Rifkind Wharton & Garrison, LLP; Curtis Mallet-Prevost Colt & Mosle, LLP; Simpson Thacher & Bartlet, LLP; Cahil Gordon & Reindel, LLP; Allen & Overy; Troutman Sanders LLP; Cooper Ridge & Lantinberg P.A.; Skadden, Arpts Slate Meagher & Flom LLP; Arnold & Porter LLP; Hogan & Hartson LLP; Janis Schuelke & Wechsler; Buford Yates, Jr.; Lowey Dannenberg Bemporad & Selinger, P.C.; Keller Rohrback, LLP; Abbey Gardy, LLP; Cadwalader Wickersham & Taft, LLP; Stonehill Corporate Center; Berman DeValerio Pease Tabacco Burt & Pucillo; Schoengold & Sportn, P.C.; Goodkind Labaton Rudoff & Sucharow, LLP; Byron B. Mathews, Jr.; Bernstein Litowitz Berger & Grossman, LLP; Barrack Rodos & Bacine Kelley Drye & Warren LLP; Howard B. Prossnitz; Roger J. Bernstein; Mark Landau; John L. Gadow; Chance C. White; Steven Helfand. (tp, )
December 10, 2004 Filing 1879 MEMORANDUM OF LAW in Support re: 1878 MOTION for an order, striking as untimely Defendants Timothy F. Price and Gerald H. Taylor's Joinder in the motion of the Worldcom Director Defendants to Dismiss the Amended Complaint. Document filed by Oakland Fire and Police Retirement System. This Document Relates to: 03Civ.338... Received in the night deposit box on 12/10/04 at 10:13 p.m.. (sac, )
December 10, 2004 Filing 1878 MOTION for an order, striking as untimely Defendants Timothy F. Price and Gerald H. Taylor's Joinder in the motion of the Worldcom Director Defendants to Dismiss the Amended Complaint. Document filed by Oakland Fire and Police Retirement System. This Document Relates to: 03Civ.338... Received in the night deposit box on 12/10/04 at 10:13 p.m.. (sac, )
December 10, 2004 Filing 1877 NOTICE OF SERVICE OF CONSOLIDATION ORDER AND DISCOVERY ORDER. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Jack Grubman. This Document Relates to: 04civ9388. (sac, )
December 10, 2004 Opinion or Order Filing 1876 ENDORSED LETTER addressed to Judge Denise L. Cote from Michael Hanin dated 12/10/04 re: The motions to dismiss may be filed against the First Amended Complaint. If the Requests which to file a Second Amended Complaint, in violation of the scheduling orders in the Securities Litigation they must file a motion. (Signed by Judge Denise L. Cote on 12/9/04) This Document Relates to: 03-cv-6219. (sac, )
December 10, 2004 MEMO ENDORSED; granting 1791 Motion for Chance C. White, Esq. and John L. Gadow, Esq. to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 12/9/04) (sac, )
December 9, 2004 Filing 1880 NOTICE OF INTERLOCUTORY APPEAL from 1845 Judgment, 1834 Memorandum & Opinion. Document filed by Richard Entenmann, Shari Galitzer. Filing fee $ 255.00, receipt number E 528688. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Bernstein Litowitz Berger & Grossmann, LLP; Barrack Rodos & Bacine; Paul Weiss Rifkind Wharton & Garrison, LLP. (tp, )
December 9, 2004 Filing 1875 NOTICE OF SERVICE of Consolidation Order and Discovery Order. Document filed by Defendants Citigroup Global Markets Holdings Inc., f/k/a Salomon Smith Barney Holdings Inc. (sac, )
December 9, 2004 Filing 1874 NOTICE OF SERVICE of Consolidation Order and Discovery Order. Document filed by Defendants Citigroup Inc., Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. and Jack Grubman. This Document Relates to: 04cv8474.(sac, )
December 9, 2004 Filing 1873 NOTICE OF SERVICE of Consolidation Order and Discovery Order. Document filed by Defendants Citigroup Inc., Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. and Jack Grubman. (sac, )
December 8, 2004 Filing 1872 MEMORANDUM OF LAW in Support re: 1871 MOTION for an order, for leave to reopen discovery for a limited purpose. Document filed by Bert C. Roberts Jr.. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (sac, )
December 8, 2004 Filing 1871 MOTION for an order, for leave to reopen discovery for a limited purpose. Document filed by Bert C. Roberts Jr.. (sac, )
December 8, 2004 Filing 1868 ENDORSED LETTER addressed to Judge Cote from John P. Coffey dated 09/24/04 re: Lead plaintiff requests permission to file summary judgment opposition papers early next week rather than this week as originally requested; Granted. (Signed by Judge Denise L. Cote on 09/27/04) (djc, )
December 7, 2004 Filing 1870 NOTICE of Appearance by Sharon L. Schneier on behalf of Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Salomon Smith Barney Inc. This document relates to 04cv234.
December 7, 2004 Filing 1869 NOTICE of Appearance by Sharon L. Schneier on behalf of Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Salomon Smith Barney Inc. Modified on 12/10/2004 (dle, ). This document relates to 04cv232.
December 7, 2004 Filing 1866 CORRECTED MOTION for an order, pursuant to Rule 23(e) of the Federal Rules of Civil Procedure, for preliminary approval of proposed settlement. Document filed by Air Conditioning & Refrigeration Industry Retirement Trust Funds, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. This Document Relates to: 03civ9490. Received in the night deposit box on 12/7/04 at 8:27 p.m..(sac, )
December 6, 2004 Opinion or Order Filing 1867 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 12/2/04 re: defendants respectfully request that the time within which they must file their motion to dismiss the Pacific Life complaint be extended to and including thirty days after the date on which the Court's order deciding plaintiffs' motion for leave to amend the complaint in that action is entered on the docket. Granted. (Signed by Judge Denise L. Cote on 12/3/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC Copies Mailed By Chambers.(dfe, )
December 3, 2004 Filing 1865 MOTION for an order, for Leave to File Amended Complaint. This Document Relates to: In The United States Bankruptcy Court for the Middle District of Georgia Macon Division. (sac, )
December 3, 2004 Filing 1864 AFFIDAVIT of Neil L. Selinger in Opposition to Defendants' "Phase III" Motions to Dismiss the Amended Complaint. Document filed by New York State Common Retirement Fund, New York City Teachers' Retirement System, New York City Fire Department Pension Fund, New York City Police Department Pension Fund, New York City Board of Education Retirement System, New York City Police Superior Officers' Variable Supplements Fund, New York City Police Officers' Variable Supplements Fund, New York City Fire Officers Variable Supplements Fund and New York City Teachers' Retirement System Variable Annuity A Program. This Document Relates to: 02civ8981.(sac, )
December 3, 2004 Filing 1863 MEMORANDUM OF LAW in Opposition to Defendants' "Phase III" Motions to Dismiss the Amended Complaint. Document filed by New York State Common Retirement Fund, New York City Teachers' Retirement System, New York City Fire Department Pension Fund, New York City Police Department Pension Fund, New York City Board of Education Retirement System, New York City Police Superior Officers' Variable Supplements Fund, New York City Police Officers' Variable Supplements Fund, New York City Fire Officers Variable Supplements Fund and New York City Teachers' Retirement System Variable Annuity A Program. This Document Relates to 02civ8981. (sac, )
December 3, 2004 Filing 1862 MOTION for an order, certifying the Class for settlement purposes only; for an order, preliminarily approving the proposed Settlement of this Class action; for an order, directing that various notices be disseminated to the Class; for an order, scheduling a Fairness Hearing. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman... This Document Relates to: 03Civ9490. (sac, )
December 3, 2004 Filing 1861 (PART II OF II)... The Compendium of Unreported Decision Cited in support of The Ohio Retirement Systems' Omnibus Memorandum of Law in oppposition to the Motions of Andersen, The Citigroup Defendants, The Underwriters and Certain Individual Defendants to Dismiss The Amended Complaint. Document filed by Ohio Bureau of Workers' Compensation, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System... Received in the night deposit box on 12/3/04 at 9:09 p.m.. This Document Relates to: 03Civ338. (sac, )
December 3, 2004 Filing 1860 (PART I OF II)... The Compendium of Unreported Decision Cited in support of The Ohio Retirement Systems' Omnibus Memorandum of Law in oppposition to the Motions of Andersen, The Citigroup Defendants, The Underwriters and Certain Individual Defendants to Dismiss The Amended Complaint. Document filed by Ohio Bureau of Workers' Compensation, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System... Received in the night deposit box on 12/3/04 at 9:08 p.m.. This Document Relates to: 03Civ338. (sac, )
December 3, 2004 Filing 1859 DECLARATION of Sidney S. Liebesman in Support re: 1858 MEMORANDUM OF LAW in Opposition to the Motions of Andersen, The Citigroup Defendants, The Underwriters and Certain Individual Defendants to Dismiss the Amended Complaint. Document filed by Ohio Bureau of Workers' Compensation, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System. Received in the night deposit box on 12/3/04 at 9:08 p.m.. This Document Relates to: 03Civ338. (sac, )
December 3, 2004 Filing 1858 MEMORANDUM OF LAW in Opposition to the Motions of Andersen, The Citigroup Defendants, The Underwriters and Certain Individual Defendants to Dismiss the Amended Complaint. Document filed by Ohio Bureau of Workers' Compensation, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System. Received in the night deposit box on 12/3/04 at 9:08 p.m..(sac, )
December 2, 2004 Filing 1892 NOTICE of of Service of Consolidation Order and Discovery Order. Document filed by Jack Grubman. (cd, )
December 1, 2004 Filing 1855 TRANSCRIPT of proceedings held on 11/11/04 before Judge Denise L. Cote.(Cardona, Gilbert)
November 30, 2004 Filing 1857 JOINDER TO MOTION of the WorldCom Director Defendants to Dismiss the Amended Complaint. Document filed by Timothy F. Price, Gerald H. Taylor.(sac, )
November 30, 2004 Filing 1856 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay W. Eisenhofer dated 11/23/04 re: granting plaintiff permission to file a single brief of no more than 85 pages in length in opposition to the defendants' motions to dismiss. (Signed by Judge Denise L. Cote on 11/29/04). This Document Relates to 03Civ.338. (sac, )
November 19, 2004 Filing 1854 SUPPLEMENTAL DECLARATION OF SERVICE of Bert C. Roberts, Jr.'s Notice of Motion to Dismiss and Memorandum of Law in Support of Bert C. Roberts, Jr.'s Motion to Dismiss on Plaintiff's counsel, Jay W. Eisenhofer, Esq. by mail on 11/5/04. This Document Relates to: 03Civ.338. (sac, )
November 18, 2004 Filing 1853 NOTICE OF APPEARANCE of Timothy F. Price. This Document Relates to: 03 Civ. 338. (sac, )
November 18, 2004 Filing 1852 NOTICE OF APPEARANCE of Gerald H. Taylor. This Document Relates to: 03 Civ. 338. (sac, )
November 18, 2004 Opinion or Order Filing 1851 STIPULATION AND ORDER; this action is remanded to the Supreme Court of the State of New York, County of New York, where the action was originally filed as Case No. 04-602965 on 9/10/04. (Signed by Judge Denise L. Cote on 11/17/04). This Document Relates to: 04Civ.7758. (sac, )
November 18, 2004 Filing 1848 TRANSCRIPT of proceedings held on 11/11/04 before Judge Denise L. Cote.(Martin, Leslie)
November 17, 2004 MEMORANDUM TO THE DOCKET CLERK: the Court has held conferences on these dates: 10/9/03, 10/16/03, 11/4/03, 1/26/04, 3/19/04, 4/1/04, 5/6/04, 5/20/04, 9/9/04, 10/19/04, and 11/16/04 before Judge Sweet on behalf of Judge Cote. (cd, )
November 17, 2004 Opinion or Order Filing 1850 MEMORANDUM OPINION AND ORDER #90896; For all these reasons, IQ Holdings' untimely objection to the expert discovery procedures adopted by memo-endorsement on 10/12/04 is overruled. (Signed by Judge Denise L. Cote on 11/16/04). This Document Relates to: 03 Civ. 1785. (sac, )
November 15, 2004 Opinion or Order Filing 1849 ORDER; that Roberts' September 8 cross-motion to enjoin the arbitration of his claims against Starr in No. 04Civ.4089 (DLC), is considered an objection to the proposed settlement. That Decision on Starr's motion to dismiss No. 04Civ.4089 for lack of subject matter and personal jurisdiction is deffered until any fairness hearing on the settlement between the Director Defendants and the class in the Securities Litigation. That any arbitration proceedings commenced by Starr relating to the claims set forth in No. 04Civ.4089, are stayed until a ruling by this Court on its motion to dismiss and Roberts' cross-motion. (Signed by Judge Denise L. Cote on 11/12/04). This Document Relates to: 03 Civ. 652; 03 Civ. 758; 03 Civ. 7927; 03 Civ. 9460; 04 Civ. 4089; 04 Civ. 4546; 04 Civ. 4567. (sac, )
November 15, 2004 Filing 1847 SUPPLEMENTAL DECLARATION of Elizabeth A. Berry in Support of The CitiGroup Defendants' "PHASE THREE" Motion to Dismiss the Amended Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. This Document Relates to: 03civ.338. (sac, )
November 15, 2004 Filing 1846 DECLARATION of Elizabeth A. Berry in Support of The CitiGroup Defendants' "PHASE THREE" Motion to Dismiss the Amended Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. This Document Relates to: 03cv338. (sac, )
November 12, 2004 Filing 1845 JUDGMENT APPROVING SETTLEMENT AND DISMISSING ACTION AGAINST THE CITIGROUP DEFENDANTS. (orig filed in 02 cv 3288) (Signed by Judge Denise L. Cote on 11/12/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(jf, ) Modified on 11/16/2004 (jf, ).
November 12, 2004 Filing 1844 DECLARATION of George E. Ridge in Support re: 1842 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedures, dismissing with prejudice Plaintiff's claims contained in his Verified Amended Complaint.This Document Relates to: 02Civ.5018. (sac, )
November 12, 2004 Filing 1843 MEMORANDUM OF LAW in Support re: 1842 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedures, dismissing with prejudice Plaintiff's claims contained in his Verified Amended Complaint. Document filed by Bert C. Roberts Jr.. This Document Relates to: 02Civ.5018. (sac, )
November 12, 2004 Filing 1842 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedures, dismissing with prejudice Plaintiff's claims contained in his Verified Amended Complaint. Document filed by Bert C. Roberts Jr.. This Document Relates to: 02Civ.5018. (sac, )
November 12, 2004 Opinion or Order Filing 1841 ORDER Granting Lead Counsel's Motion for an award of Attorney's Fees; The Motion is hereby Approved. The Court hereby finds and concludes that the fee request is fair and reasonable to Members of the Class of persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom during the Class Period, and who were damaged thereby. The Court hereby awards the sum of $141.5 million to Lead Counsel as attorneys' fees, which amount shall be allocated by Lead Counsel between and among Lead Counsel and the Assisting Firms, as identified in the motion, based on Lead Counsel's determination of the relative contributions of the firms to the prosecution of the litigation of the Settlement with the Citigroup Defendants. The finality of the Judgment entered with respect to the Settlement between Lead Plaintiff and the Citigroup Defendants shall not be affected in any manner by this Order, or any appeal from this Order approving fee request. The is no just reason for delay in the entry of this Order Granting Lead Counsel's Motion for an Award of Attorneys' Fees, and immediate entry of this Order by the Clerk of the Court is expressly directed pursuant to Rule 54(b) of the Federal Rules of Civil Procedure. (Signed by Judge Denise L. Cote on 11/12/04) (sac, )
November 12, 2004 Opinion or Order Filing 1840 ORDER GRANTING LEAD COUNSEL'S MOTION FOR CREATION OF A LITIGATION FUND FROM THE PROCEEDS OF THE SETTLEMENT WITH THE CITIGROUP DEFENDANTS; The Motion for creation of a Litigation Fund from the Settlement Fund is hereby approved. The Court hereby finds and concludes that the request for creation of a Litigation Fund is fair and reasonable to Members to the Class of persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom during the Class Period, and who were damaged thereby, and that such expenses are reasonable and necessary for prosecution of the case on behalf of the Class. The Court hereby directs that Lead Counsel are permitted to establish a Litigation Fund from the Settlement Fund, in the amount of $5 million, to support future litigation expenses, except that the $5 million fund shall be taken solely from the portion of the Settlement Fund that shall pay Class members with Securities Act claims. The finality of the Judgment entered with respect to the Settlement between Lead Plaintiff and the Citigroup Defendants shall not be affected in any manner by this Order, or any appeal from this Order approving the creation of a Litigation Fund. (Signed by Judge Denise L. Cote on 11/12/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
November 12, 2004 Opinion or Order Filing 1839 ORDER GRANTING LEAD COUNSEL'S MOTION FOR REIMBURSEMENT OF EXPENSES; Motion is hereby approved. The Court hereby finds and concludes that the request for reimbursement of expenses is fair and reasonable to Members of the Class of persons and entities who purchased or otherewise acquired publicly traded securities of WorldCom during the Class Period, and who where damaged thereby, and that such expenses were reasonable and necessary for prosecution of the case on behalf of the Class. The Court hereby directs that the sum of $13,505,969.99 may be distributed to Lead Counsel from the Settlement Fund, as reimbursement of litigation expenses, which amounts shall be allocated by Lead Counsel as stated in this Document. There is no just reason for delay in the entry of this Order Granting Lead Counsel's Motion for Reimbursement of Expenses, and immediate entry of this Order by the Clerk of the Court is expressly directed pursuant to Rule 54(b) of the Federal Rules of Civil Procedure. (Signed by Judge Denise L. Cote on 11/12/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
November 12, 2004 Opinion or Order Filing 1838 ORDER; the proposed Plan of Allocation, as revised to reflect the setting of the Settlement Amount in the sum of $2,757 Billion, and taking into account the appropriate reduction in the Settlement Amount as agreed upon by the Parties to the Settlement pursuant to the provisions of 15-16 of the Stipulation, as well as the specific reductions in the portions allocated pursuant to the Plan, is Approved. Lead plaintiff is authorized and directed to utilize the Plan, as set forth below, as the basis for proposing a more detailed Supplemental Plan of Allocation and, thereafter, calculating the Proofs of Claim submitted by Class Members in connection with the Settlements in this Litigation in accordance with the Plan and the Supplemental Plan of Allocation, as may be approved by the Court at a later date. The Court hereby finds and concludes that the Plan is fair and reasonable to Members of the Class of persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom during the Class Period, and who were damage thereby. The finality of the Judge entered with respect to the Settlement between Lead Plaintiff and the Citigroup Defendants shall not be affected in any manner by this Order, or any appeal from this Order approving the Plan. There is no just reason for delay in the entry of this Order Approving Plan of Allocation, and immmediate entry of this Order by the Clerk of the Court is expressly directed pursuant to Rule 54(b) of the Federal Rules of Civil Procedure. (Signed by Judge Denise L. Cote on 11/12/04) (sac, )
November 12, 2004 Opinion or Order Filing 1837 ORDER ESTABLISHING ESCROW ACCOUNT TO FUND ANY AWARD TO LIAISON COUNSEL IN INDIVIDUAL ACTIONS; the following terms are defined as hereinafter set forth: "Claim Payment" means any money or thing of value paid or to be paid by any defendant to or for the benefit of any plaintiff to settle any claim asserted or to satisfy, in whole or in part, any judgment rendered in any Individual Action. "CRIS Escrow Account" means that Court Registry Investment System interest-bearing account. "Escrow Amount" shall mean one (1%) of any payment paid by defendant(s) to any plaintiff in any Individual Action. Before making any Claim Payment, each paying defendant shall deduct the Escrow Amount and pay the Escrow Amount to the Clerk of Court for deposit to the CRIS Escrow Account. At the time of each payment, the paying defendant shall inform LDBS and the Clerk of Court, in writing, as set forth in this document. This Order shall apply to all Individual Actions consolidated with the WorldCom Securities Litigation, whether or not the Individual Action is already filed. Liaison Counsel must serve a copy of this Order on all plaintiffs and defendants in Individual Actions. (Signed by Judge Denise L. Cote on 11/10/04) (sac, ) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC, 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC
November 12, 2004 Filing 1836 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 11/5/04 re: granting, nunc pro tunc Citigroup Defendants request to submit supplemental affidavit no later than 11/10/04. (Signed by Judge Denise L. Cote on 11/10/04)... This Document Relates to: 02Civ.8981 & 03Civ.338. (sac, )
November 12, 2004 Opinion or Order Filing 1835 ORDER; that a conference to address these issues will be held on 11/11/04 at 11:00 a.m., at the United States Courthouse, 500 Pearl Street, in Courtroom 11B. (Signed by Judge Denise L. Cote on 11/10/04)... This Document Relates to: 02Civ.8981. (sac, )
November 12, 2004 Opinion or Order Filing 1834 (THIS DOCUMENT RELATES TO: ALL ACTIONS)... OPINION AND ORDER #90875; The petition by Lead Plaintiff for approval of a $2.575 billion settlement with Citigroup, Inc., Citigroup Global Markets Inc. f/k/a Salomon Smith Barney Inc., Citigroup Global Markets Limited f/k/a Salomon Brothers International Limited, and Jack B. Grubman is approved. The Plan of Allocation is approved, except that a $5 million fund to support future litigation expenses shall be taken solely from that portion of the settlement fund that shall pay class members with Securities Act claims. Attorney's fees in the amount of $141.5 million and expenses in the amount of $13,505,969.99 are awarded. The request by counsel for William H. Miller for attorney's fees and expenses is denied. (Signed by Judge Denise L. Cote on 11/12/04) (sac, )
November 12, 2004 Opinion or Order Filing 1833 (THIS DOCUMENT RELATES TO: ALL ACTIONS)... OPINION AND ORDER #90874; The LDBS application for an award of attorney's fees and expenses from the class action's settlement fund is denied. Its application for a set-aside fund consisting of one percent (1%) of all future payments made by defendants in satisfaction of Individual Action settlements or judgments is granted. (Signed by Judge Denise L. Cote on 11/10/04) (sac, )
November 12, 2004 Filing 1830 TRANSCRIPT of proceedings held on 11/5/2004 before Judge Denise L. Cote.(Gonzalez, Jose)
November 12, 2004 Filing 1829 TRANSCRIPT of proceedings held on 11/11/2004 before Judge Denise L. Cote.(jsa, )
November 11, 2004 Filing 1832 NOTICE OF SERVICE OF CONSOLIDATION ORDER AND DISCOVERY ORDER. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. This Document Relates to: 04Civ.8473. Received in the night deposit box on 11/11/04 at 2:06 p.m.. (sac, )
November 10, 2004 Filing 1831 DECLARATION of Emily S. Richman in Support of Citigroup Defendants' "Phase III" Motion to Dismiss the Amended Complaint. Document filed by Citigroup Global Markets Limited, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. This Document Relates to: 03 Civ. 338.(sac, )
November 9, 2004 Filing 1828 PLAINTIFFS' NOTICE OF INTENTION concerning additional experts designed in the consolidated class action. This Document Relates to: 03civ.4498. (sac, )
November 9, 2004 Filing 1827 PLAINTIFFS' NOTICE OF INTENTION concerning additional experts designed in the consolidated class action. This Document relates to 04civ.233.(sac, )
November 9, 2004 Filing 1815 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure dismissing Counts I and II of the Amended Complaint in part and Counts III, IV and VI of the Amended Complaint in their entirety, with prejudice. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 11/5/04 at 5:10 p.m.. This Document relates to: 03CIV338. (sac, )
November 8, 2004 Opinion or Order Filing 1826 ORDER; Responses due by 11/19/2004 for Motion to remand this action to the Supreme Court of the State of New York, Count of New York. Replies due by 12/3/2004 (Signed by Judge Denise L. Cote on 11/5/04)... This Document Relates to: 04Civ7758.(sac, )
November 5, 2004 Filing 1825 THE UNDERWRITER DEFENDANTS' MEMORANDUM OF LAW in Support re: 1824 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Count VII of the Amended Complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 11/5/04 at 11:47 p.m.. This Document Relates to: 02Civ8981.(sac, )
November 5, 2004 Filing 1824 THE UNDERWRITER DEFENDANTS' MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Count VII of the Amended Complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 11/5/04 at 11:47 p.m.. This Document Relates to: 02Civ8981. (sac, )
November 5, 2004 Filing 1823 THE UNDERWRITER DEFENDANTS' DECLARATION of Beverly A. Farrell in Support re: 1821 MOTION for an order, pursuant to Rules 4(m), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice the Third, Fourth and Fifth Claims for Relief contained in the Amended Complaint, dismissing all claims against J.P. Morgan Securities Ltd., Banc of America Securities Ltd., Deutsche Bank AG London, Mitsubishi Securities International plc, WestLB AG, Banca Caboto S.p.A. and Mizuho International plc for lack of personal jurisdiction. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 11/5/04 at 11:47 p.m.. This Document Relates to: 03Civ338. (sac, )
November 5, 2004 Filing 1822 THE UNDERWRITER DEFENDANTS' MEMORANDUM OF LAW in Support re: 1821 MOTION for an order, pursuant to Rules 4(m), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice the Third, Fourth and Fifth Claims for Relief contained in the Amended Complaint, dismissing all claims against J.P. Morgan Securities Ltd., Banc of America Securities Ltd., Deutsche Bank AG London, Mitsubishi Securities International plc, WestLB AG, Banca Caboto S.p.A. and Mizuho International plc for lack of personal jurisdiction. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 11/5/04 at 11:47 p.m.. This Document Relates to: 03Civ338.(sac, )
November 5, 2004 Filing 1821 MOTION for an order, pursuant to Rules 4(m), 9(b), 12(b)(2) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice the Third, Fourth and Fifth Claims for Relief contained in the Amended Complaint, dismissing all claims against J.P. Morgan Securities Ltd., Banc of America Securities Ltd., Deutsche Bank AG London, Mitsubishi Securities International plc, WestLB AG, Banca Caboto S.p.A. and Mizuho International plc for lack of personal jurisdiction. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 11/5/04 at 11:47 p.m.. This Document Relates to: 03Civ338. (sac, )
November 5, 2004 Filing 1819 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure, dismissing Counts IV, V and VI of the Amended Complaint to the extent that they assert "holder" claims and Count VII of the Amended Complaint in its entirety, with prejudice. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 11/5/04 at 5:10 p.m.. This Document Relates to: 03Civ8981. (sac, )
November 5, 2004 Filing 1818 MEMORANDUM OF LAW in Support re: 1817 MOTION for an order, pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6) dismissing Counts IV and VI of the Amended Complaint dated 7/22/03 in their entirety. Document filed by Francesco Galesi. Received in the night deposit box on 11/5/04 at 6:23 p.m.. This Document Relates to: 02Civ.8981. (sac, )
November 5, 2004 Filing 1817 MOTION for an order, pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6) dismissing Counts IV and VI of the Amended Complaint dated 7/22/03 in their entirety. Document filed by Francesco Galesi. Received in the night deposit box on 11/5/04 at 6:23 p.m.. This Document Relates to: 02Civ8981. (sac, )
November 5, 2004 Filing 1816 MEMORANDUM OF LAW in Support re: 1815 MOTION for an order, pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure dismissing Counts I and II of the Amended Complaint in part and Counts III, IV and VI of the Amended Complaint in their entirety, with prejudice. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 11/5/04 at 5:10 p.m.. This Document relates to: 03CIV338. (sac, )
November 5, 2004 Filing 1814 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Counts II and VII of plaintiffs' Amended Complaint in their entirety, and Counts IV, V and VI to the extent those counts assert "holder" claims. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (sac, )
November 5, 2004 Filing 1813 MEMORANDUM OF LAW in Support of the Citigroup Defendants' "Phase III" Motion to Dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 11/5/04 at 11:42 p.m.. This Document Relates to: 02CIV8981. (sac, )
November 5, 2004 Filing 1812 DECLARATION of Emily S. Richman in Support of the Citigroup Defendants' "Phase III" Motion to Dismiss the Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 11/5/04 at 11:43 p.m..This Document Relates to: 03CIV338.(sac, )
November 5, 2004 Filing 1811 THE CITIGROUP DEFENDANTS' MEMORANDUM OF LAW in Support of their "Phase Three" Motion to dismiss the Amended Complaint. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 11/5/04 at 11:42 p.m.. This Document Relates to: 03Civ338.(sac, )
November 5, 2004 Filing 1810 MOTION for an order, pursuant to Rules 9(b) and 12(b)(5), and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Counts III, IV, V and VI of plaintiffs' Amended Complaint in their entirety; Counts I, II, III, IV, VII, XIV and XV to the extent they assert "holder" claims; and Counts I, II, III, IV, V, XI, XII, XIV to the extent they name CGML as a defendant. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 11/5/04 at 11:42 p.m.. This Document Relates to 03CIV338. (sac, )
November 5, 2004 Filing 1809 JOINDER to join re: 1805 MOTION to Dismiss. Document filed by Stiles A. Kellett Jr.. This Document Relates to: 03Civ338.(sac, )
November 5, 2004 Filing 1808 MEMORANDUM OF LAW in Support re: 1807 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiffs' claims contained in their Amended Complaint. Document filed by Bert C. Roberts Jr.. This Document Relates to: 03CIV338. (sac, )
November 5, 2004 Filing 1807 MOTION for an order, pursuant to Rules 9(b) and 12(b)(6) of the Federal Rules of Civil Procedure, dismissing with prejudice Plaintiffs' claims contained in their Amended Complaint. Document filed by Bert C. Roberts Jr.. This Document Relates to: 03CIV338. (sac, )
November 5, 2004 Filing 1806 MEMORANDUM OF LAW in Support re: 1805 MOTION for an order, pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6), dismissing Counts I, III, VI and XIV of the annexed Amended Complaint dated 7/11/03 in their entirety, dismissing Counts I, II and III to the extent they are brought by "holders" alleging they were induced to retain securities, and dismissing as time-barred all state law claims to the extent they arise from the August 1998 Offering. Document filed by Clifford L. Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Gordon S. Macklin, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, Juan Villalonga. Received in the night deposit box on 11/5/04 at 4:57 p.m. This Document Relates to: 03CIV338. (sac, )
November 5, 2004 Filing 1805 MOTION for an order, pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6), dismissing Counts I, III, VI and XIV of the annexed Amended Complaint dated 7/11/03 in their entirety, dismissing Counts I, II and III to the extent they are brought by "holders" alleging they were induced to retain securities, and dismissing as time-barred all state law claims to the extent they arise from the August 1998 Offering. Document filed by Clifford L. Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Gordon S. Macklin, John A. Porter, John W. Sidgmore, Lawrence C. Tucker, Juan Villalonga. Received in the night deposit box on 11/5/04 at 4:58 p.m. This Document Relates to: 03CIV338. (sac, )
November 5, 2004 Filing 1804 MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Received in the night deposit box on 11/5/04 at 5:10 p.m.. This Document Relates to: 02civ8981. (sac, )
November 5, 2004 Filing 1803 MOTION for an order, pursuant to Federal Rules of Civil Procedure 9(b) and 12(b)(6), dismissing Counts IV and VI of the Amended Complaint dated 7/11/03 in their entirety. Document filed by Gordon S. Macklin, Lawrence C. Tucker. Memorandum of Law in support attached. This Document relates to 02Civ.8981. (sac, )
November 5, 2004 Filing 1794 TRANSCRIPT of proceedings held on 11/05/04 before Judge Denise L. Cote.(Nocco, Joseph)
November 5, 2004 Filing 1793 TRANSCRIPT of proceedings held on 10/28/04 before Judge Denise L. Cote.(Belfiore, John)
November 4, 2004 Filing 1802 LEAD PLAINTIFF'S MEMORANDUM OF LAW in response to late submissions concerning the motion for final approval of the settlement with The Citigroup Defendants. Document filed by HGK Asset Management, Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC,1:02-cv-08228-DLC, 1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, )
November 4, 2004 Filing 1801 REPLY MEMORANDUM OF LAW in Support of W. Caffey Norman III's Objection to Proposed Settlement of Class Action against the Citigroup Defendants. (sac, )
November 4, 2004 Filing 1800 THE CITIGROUP DEFENDANTS' JOINDER in Lead Plaintiff's Memorandum of Law in response to late submissions concerning the motion for final approval of the settlement with the Citigroup Defendants. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in the night deposit box on 11/4/04 at 5:34 p.m.. This Document filed in Related Actions. ( sac, )
November 3, 2004 Opinion or Order Filing 1820 ORDER; plaintiff class members Richard Entenmann and Shari Galitzer did not request exclusion from the plaintiff class in this action by 9/1/04 deadline established by the Court. For the reasons stated on the record at the 10/28 hearing, Movants' application is denied. (Signed by Judge Denise L. Cote on 11/1/04) (sac, )
November 3, 2004 Filing 1799 REPLY in support re: 1737 PETITION for an order, for attorney's fees and reimbursement of expenses, and for Class Representative Incentive Fee. For an award of attorney's fees in the amount of $28,974.34, expenses in the amount of $689.22 and for an incentive award to class plaintiff William H. Miller in the amount of $1,500. Document filed by Mark Landau, Roger Bernstein, Howard B. Prossnitz. Affidavit of Howard B. Prossnitz in support attached. Document filed by Gordon S. Macklin. This document relates to: 02cv7018. (sac, )
November 3, 2004 Filing 1798 Objection of Richard Entenmann and Shari Galitzer to Settlement. (sac, )
November 3, 2004 Filing 1792 NOTICE of Change in Firm Name re: Schoengold & Sporn, PC. has changed to Schoengold, Sporn, Laitman & Lometti, P.C.. Document filed by HGK Asset Management, HGK Asset Management, Inc.. (pl, ) Modified on 11/4/2004 (pl, ). (This document relates to all actions).
November 3, 2004 Received returned mail re: 1676 Notice of Interlocutory Appeal. Mail was addressed to David F. Myers, Esq. at 116 Chapel Lane, Madison, MS 39110 and was returned for the following reason(s): Not Deliverable As Addressed. Unable to Forward. (tp, )
October 29, 2004 Filing 1797 REPLY in support of their motion for leave to file an amended complaint under Rules 15 & 16. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. Filed In Associated Cases: 1:03-cv-06225-DLC,(ae, )
October 29, 2004 Filing 1796 MEMORANDUM OF LAW in Opposition to Petition of Counsel for William H. Miller for Attorney's Fees and Reimbursement of Expenses, and For a "Class Representative" Incentive Fee. Document filed by Alan G. Hevesi. (This Document Relates to: 02 cv 7018) (ae, )
October 28, 2004 Filing 1779 ENDORSED LETTER addressed to Judge Cote from John Coffey dated 10/21/04: granting lead plntf NYS Common Retirement Fund request for an extension of the page limit for the Reply Memo to not more than 40 pages, granted nunc pro tunc. (Signed by Judge Denise L. Cote on 10/25/04) (cd, )
October 27, 2004 Opinion or Order Filing 1795 ORDER, that plaintiffs' motions for a sixty day extension of time to serve their summons and complaint on defendants are denied. (Signed by Judge Denise L. Cote on 10/27/04) Filed In Associated Cases: 04 cv 6995 (DLC); 04 cv 6996 (DLC); 04 cv 6813 (DLC); 04 cv 7482 (DLC) and 04 cv 7483 (DLC).(ae, )
October 27, 2004 Filing 1791 MOTION for an order, admitting Chance C. White, Esq. to appear pro hac vice on behalf of Objector, John Marshall Lusk, Jr.; and, for an order, admitting John L. Gadow, Esq. to appear pro hac vice on behalf of Objector James J. Savage. Document filed by James J. Savage, John Marshall Lusk Jr.. Certifications of Chance C. White, John L. Gadow and Martin I. Gold in support attached. (sac, )
October 27, 2004 Filing 1764 (THIS DOCUMENT RELATES TO: 04CV.7483)... NOTICE OF SERVICE OF CONSOLIDATION ORDER AND DISCOVERY ORDER. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. Received in the night deposit box on 10/27/04 at 5:10 P.M.. (sac, )
October 27, 2004 Filing 1763 (THIS DOCUMENT RELATES TO: 04CV.7980)... NOTICE OF SERVICE OF CONSOLIDATION ORDER AND DISCOVERY ORDER. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill... Received in the night deposit box on 10/27/04 at 5:10 p.m.. (sac, )
October 27, 2004 Filing 1762 (VOLUME II)... AFFIDAVIT of Daniel Marcus in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Document filed by Arthur Anderson, LLP.(sac, )
October 27, 2004 Filing 1761 (VOLUME I)... AFFIDAVIT of Daniel Marcus in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Document filed by Arthur Anderson, LLP.(sac, )
October 27, 2004 Filing 1760 (THIS DOCUMENT RELATES TO: ALL ACTIONS)... REPLY MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Document filed by Arthur Anderson, LLP. (sac, )
October 27, 2004 Opinion or Order Filing 1752 ORDER; denying without prejudice, MOTION (Doc#10, filed in 03Civ.1052), for an order, certifying this action as a class action and appointing Justin Tuttelman and Ronald D. Aubert as class representatives. Document filed by Ronald Aubert, Beatrice Tuttleman, Justin Tuttleman. (Signed by Judge Denise L. Cote on 10/26/04) (sac, )
October 26, 2004 Filing 1758 (THIS DOCUMENT RELATES TO: 04CIV.4963)... NOTICE of Service of Consolidation Order and Discovery Order. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (sac, )
October 26, 2004 Filing 1757 (THIS DOCUMENT RELATES TO: 04CIV.3841)... NOTICE of Service of Consolidation Order and Discovery Order. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (sac, )
October 26, 2004 Filing 1756 (THIS DOCUMENT RELATES TO: 04CIV.6996)... NOTICE of Service of Consolidation Order and Discovery Order. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (sac, )
October 26, 2004 Filing 1755 (THIS DOCUMENT RELATES TO: 04CIV.6813)... NOTICE of Service of Consolidation Order and Discovery Order. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (sac, )
October 26, 2004 Filing 1754 (THIS DOCUMENT RELATES TO: 04CIV.7482)... NOTICE of Service of Consolidation Order and Discovery Order. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (sac, )
October 26, 2004 Filing 1753 (THIS DOCUMENT RELATES TO: 04CIV.6995)... NOTICE of Service of Consolidation Order and Discovery Order. Document filed by Caboto Holding Sim S.P.A., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (sac, )
October 26, 2004 Opinion or Order Filing 1751 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay. Kasner and Neil L. Selinger dated 10/18/04 re: The parties respectfully move the court for an order confirming the following referenced dates and stand ready to answer any questions regarding these dates that the Court may have. Plaintiffs identify experts and areas of expert testimony - 12/3/04; Defendants identify experts and areas of expert testimony - 1/7/05; Parties with burden of proof serve expert reports - 5 weeks after close of class trial, but no later than 3/25/05; Rebuttal expert reports - 4/22/05; Revised expert reports - 5/20/05; Close of expert discovery - 7/01/05. So Ordered. The "revised dates" are adopted. (Signed by Judge Denise L. Cote on 10/25/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(dfe, ).
October 26, 2004 Opinion or Order Filing 1750 ORDER; the trial in the Securities Litigation is scheduled to begin on 2/28/05. The pretrial order and related documents are to be submitted 1/7. Motions in limine are due 1/7 and opposition are to be submitted by 1/21. That opposition to the Underwriter Defendants' motion "to phase the trial" is continued until 1/7; the reply is due 1/21. That depositions of Sanjeev Sethi and Jon McGuire in the Securities Litigation and ERISA Litigation may proceed without further delay. (Signed by Judge Denise L. Cote on 10/25/04) (sac, )
October 22, 2004 Filing 1749 DECLARATION of Bryan Berson in Opposition re: 1662 MOTION for Leave to File First Amended Complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 10/22/04 at 5:43 p.m.. (sac, )
October 22, 2004 Filing 1748 MEMORANDUM OF LAW in Opposition re: 1662 MOTION for Leave to File First Amended Complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Received in the night deposit box on 10/22/04 at 5:43 p.m.. (sac, )
October 22, 2004 Filing 1747 MEMORANDUM OF LAW in Opposition re: 1662 MOTION for Leave to File First Amended Complaint. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. Received in the night deposit box on 10/22/04 at 11:32 p.m..(sac, )
October 22, 2004 Filing 1746 MEMORANDUM OF LAW in Support re: 1745 MOTION for an order, granting CGMI leave, while preserving and without waiving any defenses, including, but not limited to, jurisdictional defenses, to intervene for the limited purpose of opposing plaintiffs' Motion for Leave to File an Amended Complaint Under Rules 15 & 16. Document filed by Citigroup Global Markets, Inc.. Received in the night deposit box on 10/22/04 at 11:32 p.m..(sac, )
October 22, 2004 Filing 1745 MOTION for an order, granting CGMI leave, while preserving and without waiving any defenses, including, but not limited to, jurisdictional defenses, to intervene for the limited purpose of opposing plaintiffs' Motion for Leave to File an Amended Complaint Under Rules 15 & 16. Document filed by Citigroup Global Markets, Inc.. Received in the night deposit box on 10/22/04 at 11:33 p.m..(sac, )
October 22, 2004 Filing 1744 SUPPLEMENTAL DECLARATION of Jeffrey W. Golan in Support re: 1614 NOTICE OF MOTION of Lead Plaintiff for Final Approval of Settlement with the Citigroup Defendants and Lead Plaintiff's Proposed Plan of Allocation. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(sac, )
October 22, 2004 Filing 1743 REPLY MEMORANDUM OF LAW in Support re: 1614 (sac, )NOTICE OF MOTION of Lead Plaintiff for Final Approval of Settlement with the Citigroup Defendants and Lead Plaintiff's Proposed Plan of Allocation. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC
October 22, 2004 Filing 1742 RESPONSE of the Citigroup Defendants to the Objections to their proposed settlement with the Lead Plaintiff and Other Named Plaintiffs. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (sac, )
October 22, 2004 Filing 1741 REPLY AFFIDAVIT of Neil L.Selinger in Support re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC, 1:04-cv-06995-DLC,1:04-cv-06996-DLC(sac, )
October 22, 2004 Filing 1740 REPLY MEMORANDUM OF LAW in Support re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC, 1:04-cv-06995-DLC,1:04-cv-06996-DLC (sac, )
October 22, 2004 Filing 1739 NOTICE of WITHDRAWAL OF OBJECTION. Ina Rosenblum hereby withdraws the Objection of Class Member Ina Rosenblum to Proposed Settlement with Citigroup Defendants, dated 10/8/04. Document filed by Ina Rosenblum. (sac, )
October 22, 2004 Opinion or Order Filing 1738 ORDER; that counsel shall submit a motion seeking preliminary approval of the settlement by 12/3. (Signed by Judge Denise L. Cote on 10/21/04) (sac, )
October 21, 2004 Filing 1737 PETITION for an order, for attorney's fees and reimbursement of expenses, and for Class Representative Incentive Fee. For an award of attorney's fees in the amount of $28,974.34, expenses in the amount of $689.22 and for an incentive award to class plaintiff William H. Miller in the amount of $1,500. Document filed by Mark Landau, Roger Bernstein, Howard B. Prossnitz. Affidavit of Howard B. Prossnitz in support attached. (sac, )
October 20, 2004 Filing 1736 (THIS DOCUMENT RELATES TO: 3:04CV480LN)... MOTION for an order, to extend time for service of Summons and Complaint on certain Defendants ABN AMRO, Inc.; Deutsche Bank, AG; Francesco Galesi; John Sidgmore; Judith Areen; Stiles A. Kellett, Jr.; Mark Schoppet; Andersen Worldwide SC, Zurich, Switzerland; Bank of America Securities, LLC; Betty L. Vinson; Troy M. Normand; Bernard J. Ebbers; David F. Myers; Buford Yates, Jr.; Max E. Bobbitt. Document filed by Billie Abraham. (sac, )
October 20, 2004 Filing 1735 (THIS DOCUMENT RELATES TO: 3:04CV 482 WSu)... MOTION for an order, to extend time for service of Summons and Complaint on certain Defendants ABN AMRO, Inc.; Deutsche Bank, AG; Francesco Galesi; John Sidgmore; Judith Areen; Stiles A. Kellett, Jr.; Mark Schoppet; Andersen Worldwide SC, Zurich, Switzerland; Bank of America Securities, LLC; Betty L. Vinson; Troy M. Normand; Bernard J. Ebbers; David F. Myers; Buford Yates, Jr.; Max E. Bobbitt. Document filed by Jake Floyd. (sac, )
October 20, 2004 Filing 1734 (THIS DOCUMENT RELATES TO: 3:04CV481 WSu)... MOTION for an order, to extend time for service of Summons and Complaint on certain Defendants ABN AMRO, Inc.; Deutsche Bank, AG; Francesco Galesi; John Sidgmore; Judith Areen; Stiles A. Kellett, Jr.; Mark Schoppet; Andersen Worldwide SC, Zurich, Switzerland; Bank of America Securities, LLC; Betty L. Vinson; Troy M. Normand; Bernard J. Ebbers; David F. Myers; Buford Yates, Jr.; Max E. Bobbitt. Document filed by John Hannon. (sac, )
October 20, 2004 Filing 1733 (THIS DOCUMENT RELATES TO: 4:04CV1162 N)... MOTION for an order, to extend time for service of Summons and Complaint on certain Defendants ABN AMRO, Inc.; Deutsche Bank, AG; Francesco Galesi; John Sidgmore; Judith Areen; Stiles A. Kellett, Jr.; Mark Schoppet; Andersen Worldwide SC, Zurich, Switzerland; Bank of America Securities, LLC; Betty L. Vinson; Troy M. Normand; Bernard J. Ebbers; David F. Myers; Buford Yates, Jr.; Max E. Bobbitt. Document filed by Thomas Luke. (sac, )
October 20, 2004 Filing 1732 (THIS DOCUMENT RELATES TO: 5:04CV160BrSu)... MOTION for an order, to extend time for service of Summons and Complaint on certain Defendants ABN AMRO, Inc.; Deutsche Bank, AG; Francesco Galesi; John Sidgmore; Judith Areen; Stiles A. Kellett, Jr.; Mark Schoppet; Andersen Worldwide SC, Zurich, Switzerland; Bank of America Securities, LLC; Betty L. Vinson; Troy M. Normand; Bernard J. Ebbers; David F. Myers; Buford Yates, Jr.; Max E. Bobbitt. Document filed by Richmon Sharbrough. (sac, )
October 20, 2004 Filing 1731 (THIS DOCUMENT RELATES TO: 3:04CV479BN)... MOTION for an order, to extend time for service of Summons and Complaint on certain Defendants ABN AMRO, Inc.; Deutsche Bank, AG; Francesco Galesi; John Sidgmore; Judith Areen; Stiles A. Kellett, Jr.; Mark Schoppet; Andersen Worldwide SC, Zurich, Switzerland; Bank of America Securities, LLC; Betty L. Vinson; Troy M. Normand; Bernard J. Ebbers; David F. Myers; Buford Yates, Jr.; Max E. Bobbitt. Document filed by Fred Wyly. (sac, )
October 19, 2004 Filing 1790 (DOCUMENT #1639, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... REPLY MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1789 DOCUMENT #1628, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... (VOLUME II OF II)... AFFIDAVIT of Daniel Marcus in Support re: 1760 MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1788 (DOCUMENT #1637, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... (VOLUME SIX OF TEN)... DECLARATION of Jeffrey A. Barrack in Support re: 1783 MEMORANDUM OF LAW in Opposition re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Alan G. Hevesi, New York State Common Retirement Fund.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 19, 2004 Filing 1787 (DOCUMENT #1637, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... (VOLUME ONE OF TEN)... DECLARATION of Jeffrey A. Barrack in Support re: 1783 MEMORANDUM OF LAW in Opposition re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Alan G. Hevesi, New York State Common Retirement Fund.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1786 (DOCUMENT #1637, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... LEAD PLAINTIFF'S RESPONSE re: 1496 Rule 56.1 Statement. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1785 (DOCUMENT #1637, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... MEMORANDUM OF LAW in Opposition re: 1495 MOTION for Summary Judgment as to Counts I,II and VII of plntf's Amended Complaint. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1784 (DOCUMENT #1637, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... DECLARATION of Jeffrey W. Golan in Support re: 1783 MEMORANDUM OF LAW in Opposition re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Alan G. Hevesi, New York State Common Retirement Fund.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1783 (DOCUMENT #1637, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... MEMORANDUM OF LAW in Opposition re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Alan G. Hevesi, New York State Common Retirement Fund.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1782 (DOCUMENT #1630, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTED PORTIONS OF THE DECLARATION of Beverly A. Farrell in Support re: 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1781 (DOCUMENT #1629, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTS OF THE UNDERWRITER-RELATED DEFENDANTS' REPLY MEMORANDUM OF LAW in Support re: 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1780 DOCUMENT #1628, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTS OF THE UNDERWRITER-RELATED DEFENDANTS' RESPONSE re: 1775 COUNTER STATEMENT PURSUANT TO LOCAL RULE 56.1. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1778 (DOCUMENT #1596, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTED PORTIONS OF THE DECLARATION of Jennifer L. Edlind in Support of Lead Plaintiff's Opposition to the Underwriter-Related Defendants' Motion for summary judgment to be filed under seal. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1777 (DOCUMENT #1590, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... AFFIDAVIT of Gary L. Cutler in Support of Opposition 1774 to Lead Plaintiff's Motion for partial summary judgment on Count III ("SECTION 11") of the Corrected First Amended Class Action Complaint (VOLUME I OF II). Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 19, 2004 Filing 1776 (DOCUMENT #1589, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... AFFIDAVIT of Gary L. Cutler in Support of Opposition 1774 to Lead Plaintiff's Motion for partial summary judgment on Count III ("SECTION 11") of the Corrected First Amended Class Action Complaint (VOLUME II OF II). Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 19, 2004 Filing 1775 (DOCUMENT #1588, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... COUNTER STATEMENT PURSUANT TO LOCAL RULE 56.1. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1774 (DOCUMENT #1588, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... AMENDED OPPOSITION TO LEAD PLAINTIFF'S MOTION FOR PARTIAL SUMMARY JUDGMENT ON COUNT III ("SECTION 11") OF THE CORRECTED FIRST AMENDED CLASS ACTION COMPLAINT. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1773 (DOCUMENT #1585, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTED PORTIONS OF THE DECLARATION of Beverly A. Farrell in Support of 1772 MEMORANDUM OF LAW in Opposition to Lead Plaintiff's Motion for partial summary judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
October 19, 2004 Filing 1772 (DOCUMENT #1583, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... MEMORANDUM OF LAW in Opposition to Lead Plaintiff's Motion for partial summary judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 19, 2004 Filing 1771 (DOCUMENT #1582, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTED PORTIONS OF THE DECLARATION of Cyrus Amir-Mokri in Opposition to Lead Plaintiff's Motion for partial summary judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 19, 2004 Filing 1770 (VOLUME II OF II)... (DOCUMENT #1494 PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... AFFIDAVIT of Michael Hanin in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. (sac, ) Modified on 10/29/2004 (sac, ).
October 19, 2004 Filing 1769 (DOCUMENT #1493, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... RULE 56.1 STATEMENT IN SUPPORT 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. (sac, )
October 19, 2004 Filing 1768 (DOCUMENT #1493, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. (sac, )
October 19, 2004 Filing 1767 (DOCUMENT #1492, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC#1703)... STATEMENT OF MATERIAL UNCONTESTED FACTS. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (sac, ) Modified on 10/29/2004 (sac, ).
October 19, 2004 Filing 1766 (DOCUMENT #1491, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... MEMORANDUM OF LAW in Support re: 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (sac, )
October 19, 2004 Filing 1765 (DOCUMENT #1490, PREVIOUSLY FILED UNDER SEAL AS PER ORDER, DATED 10/24/03, DOCUMENT UNSEALED AS PER ORDER, DATED 10/19/04, DOC# 1703)... EXCERPTED PORTIONS OF THE DECLARATION of Beverly A. Farrell in Support re: 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(sac, )
October 19, 2004 Opinion or Order Filing 1703 REDACTION ORDER...(this document relates to: ALL ACTIONS)...ORDERED that the 19 summary judgment submissions presently under seal are to be filed in the public record. These documents are listed in 1:02-cv-3288 (DLC) as docket numbers: 1490-94, 1582-83, 1585, 1588-90, 1596, 1628-30, and 1637-40. (Signed by Judge Denise L. Cote on 10/19/04) (rag, )
October 18, 2004 Transmission of Notice of Appeal to the District Judge re: 1676 Notice of Interlocutory Appeal. (tp, )
October 18, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1676 Notice of Interlocutory Appeal.(tp, )
October 15, 2004 Filing 1676 NOTICE OF INTERLOCUTORY APPEAL (This Document Relates To: 03-2841) from 1574 Memorandum & Opinion. Document filed by Sylvia Carraway, Grace Weinstein. Filing fee $ 255.00, receipt number E 523089. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Wilmer, Cutler & Pickering; Skadden Arps Meagher & Flom; Paul, Weiss, Rifkind, Wharton & Garrison; Arnold & Porter; Curtis, Mallet_Prevost, Colt & Mosle, LLP; Hogan & Hartson, LLP; Simpson, Thacher & Bartlett; Janis Schuelke & Wechsler; David F. Myers, Esq.; Sidley Austin Brown & Wood, LLP; Burnini, Grantham, Grower & Hewes, PLLC; Cadwalader, Wickersham & Taft, LLP; Gibson, Dunn & Crutcher, LLP; Bernstein Litowitz Berger & Grossman, LLP; Barrack, Rodos & Bacine; Goodkind Labaton Rudoff & Sucharow, LLP; Lowey Dannenberg Bemporad & Selinger, P.C.; Milberg Weiss Bershad & Schulman, LLP; Lerach Coughlin Stoia & Robbins, LLP; Keller Rohrback, LLP; Abbey Gardy, LLP; Allen & Overy; Cooper Ridge and Lantinberg; Troutman Sanders, LLP; Cahill Gordon & Reindel, LLP; Kramer Levin Naftalis & Frankel LLP; Fish & Richardson, P.C.; Williams & Connolly, LLP; Paul, Hastings, Janofsky & Walker, LLP; Piper Rudnick, LLP; Sharp & Associates. (tp, ).
October 13, 2004 Filing 1730 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 10/12/04 re: Approved, Mr. Rieman agrees with Liaison Counsel that a plaintiff in an individual action may choose not to depose a witness proffered by a defendant in the class action, and may nonetheless use the expert's class-action deposition for impeachment purposes if that same expert testifies on behalf of a defendant at the trial of an individual action. (Signed by Judge Denise L. Cote on 10/12/04) (sac, )
October 13, 2004 Filing 1729 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated 10/8/04; re: Counsel for Citigroup-Related Defendants on behalf of Lead Plaintiff and the plaintiff class, the Underwriter-Related Defendants, defendant Arthur Andersen LLP, defendant Bert C. Roberts request the Court's approval of an agreement reached between the Parties to avoid uncertainty and to facilitate the taking of expert depositions. Having reviewed no opposition papers IQ Holdings' counsel, the application is approved. (Signed by Judge Denise L. Cote on 10/12/04) (sac, )
October 13, 2004 Filing 1728 (THIS DOCUMENT RELATES TO: 03CIV.6225)... ENDORSED LETTER addressed to Judge Denise L. Cote from Catherine A. Torell dated 10/12/04, re: 1662 MOTION for Leave to File First Amended Complaint. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company: Set Deadlines/Hearing as to 1662 MOTION for Leave to File First Amended Complaint : Defendants' Responses due by 10/22/2004; Plaintiffs' Replies due by 10/29/2004. (Signed by Judge Denise L. Cote on 10/12/04) (sac, )
October 12, 2004 Filing 1727 (THIS DOCUMENT RELATES TO: 03CIV.338)... THE OHIO RETIREMENT SYSTEMS' RESPONSE re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Document filed by Cincinnati Retirement System, Ohio Bureau of Workers' Compensation, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Pacific Financial Products Corporation, Public Employees Retirement System of Ohio, School Employees Retirement System of Ohio, State Teachers Retirement System of Ohio. Received in the night deposit box on 10/12/04 at 5:39 P.M.. (sac, )
October 12, 2004 Filing 1726 DECLARATION of Chad Johnson: attached as Exhibit 1 is the Declaration of James F. Miller, dated 10/8/04; as Exhibit 2 is the Declaration of Blaine F. Nye, dated 10/7/04; as Exhibit 3 is the Declaration of John R.Bise, dated 10/8/04; and, as Exhibit 4 is an errata verision of the Expert Report of John R. Bise, dated 9/17/04. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 12, 2004 Filing 1720 DECLARATION OF SERVICE; on 10/8/04 counsel served parties listed within, Bert C. Robert, Jr.'s Consent to Plaintiff's Motion to dismiss Defendant Galesi and Withdrawal of his Motion to dismiss by mail as to A. Arnold Gershon, Esq. and Irving Bizar, Esq., Ballon, Stoll,Bader & Nadler, P.C.. This Document Relates to: 02Civ.5018... (sac, )
October 12, 2004 Filing 1719 DECLARATION OF SERVICE of Bert C. Roberts, Jr.'s Reply Memorandum of Law in Support of Motion for summary judgment served as to all persons attached on the service list on 10/6/04.Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 12, 2004 Filing 1680 LETTER addressed to Judge Denise L. Cote from Catherine A. Torell dated 10/12/04 re: Pacific Life Ins. Co. and Pacific Life Financial Products Inc. writes this letter to inform the Court that Plaintiffs have sought and obtained agreement from the Citigroup-Related Documents and the Underwriter Defendants, for a proposed week-long extension of time for both parties in which to file the remaining briefing regarding Plaintiffs' motion to support the filing of their 8/23/04 amended complaint. (This Document Relates to: 03 cv 6225) (ae, )
October 12, 2004 Opinion or Order Filing 1655 ENDORSED LETTER addressed to Judge Cote from Jay Eisenhofer dated 10/7/2004 re: denying counsels request for an extension of time to respons to Liason Counsels motion for an award of fees and expenses and a set aside order. (Signed by Judge Denise L. Cote on 10/8/2004) Filed In Associated Cases: 02-cv-338.(jp, )
October 12, 2004 Opinion or Order Filing 1654 ENDORSED LETTER addressed to Judge Cote from Lynn Lincoln Sarko dated 10/7/2004 re: counsel writes requesting an additional time with respect to examination or cross examination of certain witnesses. Counsel in the ERISA litigation should consult with counsel in the Securities litigation and present, if possible, an Order on consent. (Signed by Judge Denise L. Cote on 10/8/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC(jp, )
October 11, 2004 Filing 1685 (EXHIBIT VOLUME I)... DECLARATION in Support re: 1499 MOTION for Summary Judgment . Document filed by ABN Amro Incorporated , BNP Paribas Securities Corp. , Banc of America Securities LLC , Blaylock and Partners LP , Caboto Holding Sim S.P.A. , Chase Securities, Inc. , Credit Suisse First Boston Corp. , Deutsche Bank Securities, Inc. , Fleet Securities, Inc. , Goldman Sachs & Co. , J.P. Morgan Chase & Co. , J.P. Morgan Securities Inc. , JP Morgan Securities, Ltd. , Lehman Brothers Inc. , Mizuho International PLC , Tokyo-Mitsubishi International, PLC , UBS Warburg LLC , Utendahl Capital Partners, L.P. , Westdeutsche Landesbank Girozentrale . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC, 1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (sac, ).
October 8, 2004 Filing 1725 NOTICE OF FILING: pursuant to the Notice of Proposed Settlement of Class Action against the Citigroup Defendants, dated 8/2/04, the attached documents were filed on 10/7/04, as Proof of Purchases of WorldCom stock and as further support for the Objection of W. Caffey Norman III to Proposed Settlement of Class Action against the Citigroup Defendants. (sac, )
October 8, 2004 Filing 1724 (THIS DOCUMENT RELATES TO: ALL ACTIONS): DECLARATION of Randall J. Baron in Support re: 1723 MEMORANDUM OF LAW in Opposition re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Document filed by Pension Fund of Local 277. (sac, )
October 8, 2004 Filing 1723 (THIS DOCUMENT RELATES TO: ALL ACTIONS): MEMORANDUM OF LAW in Opposition re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Document filed by Pension Fund of Local 277. (sac, )
October 8, 2004 Filing 1722 DECLARATION of John M. Callagy in Support Objections to the Proposed Judgment Approving the Settlement between Lead Plaintiffs and Named Plaintiffs, on Behalf of Themselves and the Class, and the Citigroup Defendants and the Proposed Order approving Lead Plaintiff's Plan of Allocation with respect to the settlement with the Citigroup Defendants. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd.. (sac, )
October 8, 2004 Filing 1721 RESPONSE re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Document filed by Alan G. Hevesi, New York State Common Retirement Fund.Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC, 1:04-cv-06995-DLC,1:04-cv-06996-DLC (sac, )
October 8, 2004 Filing 1718 MEMORANDUM OF LAW in Opposition re: 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Document filed by The Regents of the University of California. This Document Relates to: 03 Civ. 6219.(sac, )
October 8, 2004 Filing 1673 MEMORANDUM OF LAW in Support re: 1495 MOTION for Summary Judgment. Document filed by Bert C. Roberts Jr. (jco, )
October 8, 2004 Opinion or Order Filing 1672 ORDER, (This Document Relates to: ALL ACTIONS) That the Underwriter-Related Defendants, the Citigroup Defendants and Arthur Andersen LLP, subject to the foregoing limitations, are hereby free to notice the depositions and/or issue subpoenas to the following nine of the thirteen embargoed witnesses: Scott Sullivan, David Myers, Buford Yates, Betty Vinson, Troy Normand, Sanjeev Sethi, Mark Abide, Lisa Taranto, and Ashwin Damadarwin. The Lead Plaintiffs are hereby free, subject to the same foregoing limitations, to notice the depositions of previously embargoed witnesses Jon McGuire and Michael Higgins and to cross-notice the depositions of the witnesses noticed or supoenaed by the defendants; the stay previously entered as to Scott Sullivan, David Myers, Buford Yates, Betty Vinson, and Troy Normand is hereby lifted for the limited purpose of issuing notices of deposition and/or subpoenas by the interested parties under the foregoing restrictions; the embargo orders previously entered as to Sanjeev Sethi, Mark Abide, Lisa Taranto, Ashwin Damadarwin, John McGuire, and Michael Higgins are hereby modified for the limited purpose of issuing notices of deposition and/or subpenas by the interested parties under the foregoing restrictions. (Signed by Judge Denise L. Cote on 10/7/04) (ae, )
October 8, 2004 Filing 1671 Objection of Class Member INA Rosenblum to Proposed Settlement with Citigroup Defendants.
October 8, 2004 Filing 1670 Objections of JP Morgan Chase & Co., J.P. Morgan Securities, Inc., and J.P. MOrgan Securities Ltd. to the Proposed Judgment approving the Settlement between Lead Plaintiff and named Plaintiffs, on behalf of Themselves and the Class, and the Citigroup Defendants and to the Proposed Order approving Lead Plaintiff's Plan of Allocation with Respect to the Settlement with the Citigroup Defendants.
October 8, 2004 Filing 1669 Objection Rinis Travel Service, Inc. Profit Sharing Trust's Preliminary Objections to Proposed Settlement of Class Action. (received in night depository 10/8/04 at 11:02 p.m.)
October 8, 2004 Filing 1668 Objection of John Marshall Lusk, Jr. to Proposed Class Action Settlement.
October 8, 2004 Filing 1656 DECLARATION of George E. Ridge in Support re: 1495 MOTION for Summary Judgment. Document filed by Bert C. Roberts Jr. (jco, )
October 8, 2004 Opinion or Order Filing 1653 ENDORSED LETTER addressed to Judge Cote from Andrew Levitt dated 10/6/04; the order in this action required any objections to an application for an award of atty fees to be fld by 10/8. Request for an extension is denied. (Signed by Judge Denise L. Cote on 10/7/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(cd, )
October 7, 2004 Filing 1674 LETTER addressed to Judge Denise Cote from Lynn Lincoln Sarko dated 10/7/04 re: Counsel for Lead plaintiffs write to request that the ERISA plaintiffs be permitted to attend and participate in the depositions of these witnesses. (jco, )
October 7, 2004 Filing 1667 Objection to Lead Counsel's Attorney's Fees Application and Notice of Intent to Appear; Declaration of Steven Helfand.
October 7, 2004 Filing 1649 Objection of W. Caffey Norman III to proposed settlement of class aciton against the Citigroup dfts.
October 6, 2004 Filing 1717 NOTICE of Errata Sheet and Corrections to the Declaration of Beverly A. Farrell in further support of the UnderWriter-Related Defendants' Motion for Summary Judgment. Document filed by the UnderWriter-Related Defendants'. Received in the night deposit box on 10/6/04 at 7:07 P.M..(sac, )
October 6, 2004 Filing 1666 Objection of James J. Savage to Proposed Class Action Settlement.
October 6, 2004 Opinion or Order Filing 1652 ORDER...ORDERED that plaintiffs shall file their motion for class certification by 11/19/04. Class discovery shall close on 1/14/05. Defendants' opposition to the motion for class certification must be submitted by 1/21; any reply is due 2/18. IT IS FURTHER ORDERED that fact discovery shall close on 5/13/05; expert discovery shall close on 8/12. IT IS ORDERED that summary judgment motions shall be filed by 9/9/05. Oppositions must be submitted by 9/30; replies are due 10/14. (Signed by Judge Denise L. Cote on 10/6/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-09490-DLC(rag, ) Presiding Judge: Cote, Denise L. (rag, )
October 6, 2004 Opinion or Order Filing 1650 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated 10/5/04 re: request that your honor modify the 10/4/04 Order to reflect that the Citigroup Defendants also may notice the depositions of, and issue subpoenas to, the above referenced embargoed witnesses, subject to the conditions set forth in the Order. Application Granted. Counsel shall circulate and submit a proposed order. (Signed by Judge Denise L. Cote on 10/5/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(dfe, )
October 5, 2004 Filing 1716 (VOLUME II OF II)... AFFIDAVIT of Daniel Marcus in Support re: 1714 REPLY MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 5, 2004 Filing 1715 (VOLUME I OF II)... AFFIDAVIT of Daniel Marcus in Support re: 1714 REPLY MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 5, 2004 Filing 1714 REPLY MEMORANDUM OF LAW in Support re: 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, ).
October 5, 2004 Opinion or Order Filing 1651 ORDER...ORDERED, that the stay previously entered as to Scott Sullivan, Buford Yates, Betty Vinson, and Troy Normand is hereby lifted for the limited purpose of issuing notices of deposition and/or subpoenas by the interested parties under the foregoing restrictions, and it is further, ORDERED that the embargo orders previously entered as to Sanjeev Sethi, Mark Abide, Lisa Taranto, Ashwin Damadarwin, Jon Maguire, and Michael Higgins and hereby modified for the limited purposed of issuing notices of deposition and/or subpoenas by the interested parties under the foregoing restrictions. (Signed by Judge Denise L. Cote on 10/4/04) (rag, )
October 5, 2004 Filing 1617 USCA SCHEDULING ORDER as to 1527 Notice of Appeal,,,,, USCA Case Number 04-4688-cv. Appeal Record due by 10/27/2004. (pr, )
October 5, 2004 Filing 1616 USCA SCHEDULING ORDER as to 1526 Notice of Appeal,,,,, filed by Denver Area Meat Cutters & Employers Pension Plan, Rocky Mountain UFCW Unions & Employers Pension Plan USCA Case Number 04-4690-cv. Appeal Record due by 10/27/2004. (pr, )
October 5, 2004 USCA Case Number 04-4690-cv assigned to 1526 Notice of Appeal,,,,, filed by Denver Area Meat Cutters & Employers Pension Plan, Rocky Mountain UFCW Unions & Employers Pension Plan. (pr, )
October 5, 2004 USCA Case Number 04-4688-cv assigned to 1527 Notice of Appeal,,,,,. (pr, )
October 4, 2004 Filing 1648 AFFIDAVIT OF SERVICE of Consolidation Order and Discovery Order upon counsel for pltff. Document filed by Citigroup Global Markets, Inc., Citigroup Inc.. Filed In Associated Cases: 1:04-7758(jp, )
October 1, 2004 Filing 1713 (VOLUME TEN OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1712 (VOLUME NINE OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1711 (VOLUME EIGHT OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1710 (VOLUME SEVEN OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1709 (VOLUME SIX OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1708 (VOLUME FIVE OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1707 (VOLUME FOUR OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC...(sac, )
October 1, 2004 Filing 1706 (VOLUME THREE OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1705 (VOLUME TWO OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, )
October 1, 2004 Filing 1704 (VOLUME ONE OF TEN) DECLARATION of Jeffrey A. Barrack in Support re: 1504 Memorandum of Law in Support of Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, ).
October 1, 2004 Filing 1702 RESPONSE re: 1634 Counter Statement to Rule 56.1 . Document filed by Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. Received in the night deposit box on 10/1/04 at 6:37 p.m.. (sac, ).
October 1, 2004 Filing 1701 REPLY MEMORANDUM OF LAW in Support re: 1499 REPLY MEMORANDUM OF LAW in Support re: 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC... Received in the night deposit box on 10/1/04 at 6:37 p.m.. (sac, ).
October 1, 2004 Filing 1700 DECLARATION of Robert F. Wise, Jr. in Support re: 1697 MOTION for an order, granting Leave to File A Brief as Amici Curiae in support of the Motion of the Underwriter-Related Defendants for summary judgment. Document filed by the Bond Market Association, the Securities Industry Association. Received in the night deposit box on 10/1/04 at 6:40 P.M..(sac, )
October 1, 2004 Filing 1699 RULE 7.1 DISCLOSURE STATEMENT. Document filed by the Bond Market Association, the Securities Industry Association. Received in the night deposit box on 10/1/04 at 6:40 P.M..(sac, )
October 1, 2004 Filing 1698 MEMORANDUM OF LAW in Support re: 1697 MOTION for an order, granting Leave to File A Brief as Amici Curiae in support of the Motion of the Underwriter-Related Defendants for summary judgment. Document filed by the Bond Market Association, the Securities Industry Association. Received in the night deposit box on 10/1/04 at 6:40 P.M.. (sac, )
October 1, 2004 Filing 1697 MOTION for an order, granting Leave to File A Brief as Amici Curiae in support of the Motion of the Underwriter-Related Defendants for summary judgment. Document filed by the Bond Market Association, the Securities Industry Association. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC... Received in the night deposit box on 10/1/04 at 6:40 P.M.. (sac, )
October 1, 2004 Filing 1696 REPLY MEMORANDUM OF LAW in Support re: 1486 MOTION to delineate the class period as beginning at the earliest on 3/24/00 with respect to Arthur Anderson LLP.. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC, 1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC, 1:03-cv-06229-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, ).
October 1, 2004 Filing 1695 DECLARATION of Mark R. Rosen in Support re: 1694 REPLY MEMORANDUM OF LAW in Response to Memoranda filed by Defendants Arthur Andersen, LLP, Bert C. Roberts, Jr., and The Underwriter-Related Defendants in opposition to Lead Plaintiff's Motion for partial summary judgment. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, )
October 1, 2004 Filing 1694 REPLY MEMORANDUM OF LAW in Response to Memoranda filed by Defendants Arthur Andersen, LLP, Bert C. Roberts, Jr., and The Underwriter-Related Defendants in opposition to Lead Plaintiff's Motion for partial summary judgment. Document filed by Alan G. Hevesi , New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (sac, ).
October 1, 2004 Filing 1693 RESPONSE re: 1496 Rule 56.1 Statement . Document filed by Fresno County Employees Retirement Association , HGK Asset Management , Alan G. Hevesi , New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac, ).
October 1, 2004 Filing 1692 DECLARATION of Jeffrey W. Golan in Support of Memorandum of Law in Opposition for summary judgment of Defendant Bert C. Roberts, Jr.. Document filed by Alan G. Hevesi , New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC. (sac, ).
October 1, 2004 Filing 1691 DECLARATION of Jeffrey W. Golan in Support re: 1681 Memorandum of Law in Oppisition to Motion. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. (sac, )
October 1, 2004 Filing 1690 (EXHIBIT VOLUME VI)... DECLARATION in Support re: 1499 MOTION for Summary Judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC, 1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
October 1, 2004 Filing 1689 (EXHIBIT VOLUME V)... DECLARATION in Support re: 1499 MOTION for Summary Judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC, 1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
October 1, 2004 Filing 1688 (EXHIBIT VOLUME IV)... DECLARATION in Support re: 1499 MOTION for Summary Judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC, 1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
October 1, 2004 Filing 1687 (EXHIBIT VOLUME III)... DECLARATION in Support re: 1499 MOTION for Summary Judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC, 1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, ) Modified on 10/18/2004 (sac, ).
October 1, 2004 Filing 1686 (EXHIBIT VOLUME II)... DECLARATION in Support re: 1499 MOTION for Summary Judgment. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC, 1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(sac, )
October 1, 2004 Filing 1684 DECLARATION of Beverly A. Farrell in Support re: 1499 MOTION for Summary Judgment.. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC... Received in the night deposit box on 10/1/04 at 6:37 p.m.. (sac)
October 1, 2004 Filing 1683 MEMORANDUM OF LAW in Opposition re: 1495 MOTION for Summary Judgment . Document filed by Alan G. Hevesi , New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (sac, ).
October 1, 2004 Filing 1682 RESPONSE re: 1503 Rule 56.1 Statement. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, ).
October 1, 2004 Filing 1681 MEMORANDUM OF LAW in Opposition re: 1502 MOTION to Dismiss. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC... (sac, ).
October 1, 2004 Filing 1679 MEMORANDUM OF LAW in Opposition re: 1486 MOTION to delineate the class period as beginning at the earliest on 3/24/00 with respect to Arthur Anderson LLP.. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(sac, )
October 1, 2004 Filing 1665 CERTIFICATE OF SERVICE of the Underwriters-Related Defendants' Reply Memorandum of Law in Further Support of Their Motion for Summary Judgment, etc. to be served by Federal Express upon the parties on the attached service list. . (orig. filed in 02-cv-3288 as document #1665). Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(rag, ) (Entered: 10/15/2004) Presiding Judge: Cote, Denise L.
October 1, 2004 Filing 1664 CORRECTED CERTIFICATE OF SERVICE by Eileen McNerney of corrected versions of Lead Plaintiff's Memo. of Law in Opposition to the Under-Writers Related Defendants' Motion for Summary Judgment, etc. were served on 9/29/04 upon all involved parties by sending a copy of same to all counsel listed on the attached service list via hand-delivery and/or Federal Express overnight deliver.
October 1, 2004 Filing 1643 PLAINTIFFS' NOTICE OF INTENTION CONCERNING EXPERTS DESIGNATED IN THE CONSOLIDATED CLASS ACTION. (dcr, )
October 1, 2004 Filing 1642 Bert C. Roberts, Jr.'s Reply Memorandum in Further Support of his cross motion to enjoin or stay Bermuda Arbitration. Document filed by Bert C. Roberts Jr.. (dle, )This document relates to 04cv4089, 03cv7927, 03cv9460, 04cv4546, and 04cv4567. Modified on 10/7/2004 (dle, ).
October 1, 2004 Filing 1641 Plaintiffs' Notice of Intention Concerning Experts Designated in the Consolidated Class Action. This document relates to 04cv233. (dle, )
October 1, 2004 Filing 1612 Plaintiff's Notice of Intention Concerning Experts Designated in the Consolidated Class Action. Document filed by Utah State Retirment Board. (dle, )
September 30, 2004 Filing 1663 MEMORANDUM OF LAW in Support re: 1662 MOTION for Leave to File First Amended Complaint.. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. (also filed in 03-cv-6225)
September 30, 2004 Filing 1662 MOTION for Leave to File First Amended Complaint. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. (also filed in 03-cv-6225)
September 30, 2004 Filing 1661 NOTICE of Notice of Service of Consolidation Order and Discovery Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc.(also filed in 04-cv-6995). (rag, )
September 30, 2004 Filing 1660 NOTICE of Notice of Service of Consolidation Order and Discovery Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc. (also filed in 04-cv-6996). (rag, )
September 30, 2004 Filing 1659 NOTICE of Notice of Service of Consolidation Order and Discovery Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc. (also filed in 04-cv-3841). (rag, )
September 30, 2004 Filing 1658 NOTICE of Notice of Service of Consolidation Order and Discovery Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc. (also filed in 04-cv-6813). (rag, )
September 30, 2004 Filing 1657 NOTICE of Notice of Service of Consolidation Order and Discovery Order. Document filed by Citigroup Global Markets, Inc. (also filed in 04-cv-4963). (rag, )
September 30, 2004 Filing 1631 ENDORSED LETTER addressed to Judge Denise L. Cote from Gary L. Cutler dated 9/28/04. Granting Arthur Andersen LLP's request to file a reply memorandum of law of no more than 50 pages. (Signed by Judge Denise L. Cote on 9/30/04) (kw, )
September 30, 2004 Filing 1622 ENDORSED LETTER addressed to Judge Cote from Jay B. Kasner dated 9/28/04: re Underwirter-Related Defts reply memo, the reply brief may be 65 pages. (Signed by Judge Denise L. Cote on 9/30/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(cd, )
September 30, 2004 Filing 1615 MEMO ENDORSEMENT: the Underwriter-Related defendants motion permitting Jason D. Russell to appear Pro Hac Vice is GRANTED. (Signed by Judge Denise L. Cote on 9/30/04) (db, )
September 30, 2004 Opinion or Order Filing 1604 ORDER: the cut-off for fact discovery in the "NYCERS Action" 02cv8981 (DLC) is 2/4/05. (Signed by Judge Denise L. Cote on 9/30/04) (db, )
September 30, 2004 Opinion or Order Filing 1603 ORDER: the depositions of Lead Plaintiffs' accounting and damages experts, Harris Devor and Blaine Nye are limited to two (2)days each. Ordered tat the deposition of Lead Plaintiffs' expert on due diligence, James Miller, is limited to one (1) day. And Ordered, that the request to strike the Rebuttal Report is DENIED. (Signed by Judge Denise L. Cote on 9/30/04) (db, )
September 30, 2004 Filing 1602 ENDORSED LETTER addressed to Judge Cote from John P. Coffey dated 09/29/04 re: granting counsel to lead plaintiff NYS Common Retirmetn Fund's request for permissionto file a reply brief of no more than 25 pages in further support of Lead Plaintiff's motion for summary judgment; (Signed by Judge Denise L. Cote on 09/30/04) (djc, )
September 30, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: 1615 Memo Endorsement, to the Attorney Admissions Clerk for updating of Attorney Information. (db, )
September 30, 2004 Filing 1599 AFFIDAVIT OF MAILING OF SECOND COURT-ORDERED NOTICE TO ALL INVESTORS WHO HAVE FILED INDIVIDUAL WORLDCOM ACTIONS by Neil L. Selinger. (pl, )
September 30, 2004 Opinion or Order Filing 1598 ENDORSED LETTER addressed to Judge Cote from George E. Ridge dated 9/28/2004: request by Bert C. Roberts to file a reply memorandum not to exceed 20 pages and to extend the time of filing the reply of Bert C. Roberts to 10/6/2004. Application granted. So ordered. (Signed by Judge Denise L. Cote on 9/29/2004) (jsa)
September 30, 2004 Opinion or Order Filing 1597 ENDORSED LETTER addressed to Judge Cote from Jay B.Kasner dated 9/29/2004 re: Counsel may submit an appropriate order with the Government's consent indicated. So ordered. (Signed by Judge Denise L. Cote on 9/29/2004) (jsa)
September 29, 2004 Filing 1624 NOTICE of OF INTENTION CONCERNING EXPERTS DESIGNATED IN THE CONSOLIDATED CLASS ACTION. (This document relates to 03cv6225. Document filed by Steve Albrecht, American International Group, Jeffrey R. Appelbaum, Michael Bamdis, Brian Barry, Shereen Beydoun, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Steven Brakl, Ruth Brinson, Maurice Brodsky, California Public Employees' Retirement System, California State Teachers' Retirement System, Sylvia Carraway, Edward Castellani, Cincinnati Retirement System, City of South San Francisco, Janah H. Clark, Nathan L. Clark, Jean Colarik, Contra Costa County Employees' Retirement Board, David Crum, Joel D Davis, Davon Group, LTD., Denver Area Meat Cutters & Employers Pension Plan, Directors Guild of America-Producers Pension and Health Plans, Eric Edwards, Bruce A. Fadem, Donna R. Flynt, George T. Flyny, Cathy G. Franck, Courtney C. Franck, Walker Franck, Harold R. Gary, Jetty P. Gary, Gary Ginsburg, Robert W. Grauvogl, John Halkias, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds, Arin Clark Hewes, Bernard W. Hill, IBEW Local 246 Pension Fund, IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan, IQ Holdings, Inc., John Iaderosa, Iatse Local #33 Pension Trust, Imperial County Board of Retirement, Robin Hodes Jacobs, James B. Jerele, David Kramer, Michael A. Krzys. (pl, )
September 29, 2004 Filing 1600 PLAINTIFFS' NOTICE of of Intention Concerning Experts Designated in the Consolidated Class Action; Document filed by Daryl W. Abrams. (djc, )
September 28, 2004 Filing 1678 (VOLUME IV) DECLARATION of Jennifer L. Edlind in Support re: 1635 Declaration in Opposition to Motion. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(sac, )
September 28, 2004 Filing 1677 (VOLUME III) DECLARATION of Jennifer L. Edlind in Support re: 1635 Declaration in Opposition to Motion. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(sac, )
September 28, 2004 Filing 1675 (VOLUME 2) DECLARATION of Jennifer L. Edlind in Support re: 1635 Declaration in Opposition to Motion. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC.(sac, )
September 28, 2004 (VOLUME IV) DECLARATION of Jennifer L. Edlind in Support re: 1635 Declaration in Opposition to Motion. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC... (ORIGINAL DOCUMENT FILED IN 02CIV3288, DOC#1678)(sac, )
September 28, 2004 Filing 1636 (VOLUME I) DECLARATION of Jennifer L Edlind in Support re: 1635 Declaration in Opposition to Motion. Document filed by New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC... (sac, ).
September 28, 2004 Filing 1635 DECLARATION of Beata Goyck-Farber in Opposition re: 1499 MOTION for Summary Judgment .. Document filed by New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (sac, ).
September 28, 2004 Filing 1634 COUNTER STATEMENT TO 1509 Rule 56.1 Statement. Document filed by Fresno County Employees Retirement Association , HGK Asset Management , New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09521-DLC, 1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC(sac, ).
September 28, 2004 Filing 1633 RESPONSE re: 1509 Rule 56.1 Statement . Document filed by Fresno County Employees Retirement Association , HGK Asset Management , New York State Common Retirement Fund . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (sac)
September 28, 2004 Filing 1632 MEMORANDUM OF LAW in Opposition re: 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale... Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC...
September 27, 2004 Supplemenatal Declaration OF SERVICE of answer to counterclaims set forth in this document by e-mail as to those persons listed in this document. Document filed by Bert C. Roberts Jr. (Orig. entry is docketed in 04 civ. 4089 as doc. #59).(kw, )
September 24, 2004 Filing 1621 AFFIDAVIT of Neil L. Selinger in Support of Liaison Counsel's Motion for Entry of an Order Awarding Fees and Expenses to Liaison Counsel From the Class Settlement Fund and a Set-Aside Order in the Individual Actions re: 1619 MOTION for Attorney Fees. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC, 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/05/2004)
September 24, 2004 Filing 1620 MEMORANDUM OF LAW in Support of Liaison Counsel's Motion for an Award of Fees and Expenses from the Class Settlement Fund and For a Set-Aside Order in the Individual Actions re: 1619 MOTION for Attorney Fees. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC, 1:04-cv-06813-DLC,1:04-cv-06995-DLC,1:04-cv-06996-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/05/2004)
September 24, 2004 Filing 1619 Notice of MOTION by Liaison Counsel for the Entry of an Order Awarding Fees and Expenses to Liaison Counsel from the Class Settlement Fund, and a Set-Aside Order in the Individual Actions. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03389-DLC,1:04-cv-03841-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC, 1:04-cv-06995-DLC,1:04-cv-06996-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/05/2004)
September 24, 2004 Filing 1618 MEMORANDUM OF LAW in Support re: 1614 MOTION for Settlement.. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/05/2004)
September 24, 2004 Filing 1614 NOTICE OF MOTION of Lead Plaintiff for Final Approval of Settlement with the Citigroup Defendants and Lead Plaintiff's Proposed Plan of Allocation. Document filed by Alan G. Hevesi. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/04/2004)
September 24, 2004 Filing 1627 DECLARATION of Jeffrey W. Golan and John P. Coffey in Support re: 1614 NOTICE OF MOTION of Lead Plaintiff for Final Approval of Settlement with the Citigroup Defendants and Lead Plaintiff's Proposed Plan of Allocation. 1625 MOTION for an order, award of attorney's fees and reimbursement of expenses. Document filed by Alan G. Hevesi, New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC...
September 24, 2004 Filing 1626 MEMORANDUM OF LAW in Support re: [Doc#1625] MOTION for an order, award of attorney's fees and reimbursement of expenses. Document filed by Alan G. Hevesi and New York State Common Retirement Fund. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC...
September 24, 2004 Filing 1625 MOTION for an order, award of attorney's fees and reimbursement of expenses. Document filed by Alan G. Hevesi and New York State Common Retirement Fund. (sac, )
September 24, 2004 Filing 1623 NOTICE OF CORRECTION TO 1646 DECLARATION of Beverly A. Farrell in Support of the Underwriter-Related Defendants' Opposition re: 1501 MOTION for Summary Judgment. Document filed by ABN Amro Incorporated , BNP Paribas Securities Corp. , Bank of America Securities LLC , Blaylock and Partners LP , Caboto Holding Sim S.P.A. , Chase Securities, Inc. , Credit Suisse First Boston Corp. , Deutsche Bank Securities, Inc. , Fleet Securities, Inc. , Goldman Sachs & Co. , J.P. Morgan Chase & Co. , J.P. Morgan Securities Inc. , JP Morgan Securities, Ltd. , Lehman Brothers Inc. , Mizuho International PLC , Tokyo-Mitsubishi International, PLC , UBS Warburg LLC , Utendahl Capital Partners, L.P. , Westdeutsche Landesbank Girozentrale . Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC...
September 23, 2004 Filing 1594 MOTION for Thomas J. Nolan to Appear Pro Hac Vice ono behalf of Underwriter-Related Defendants. (docmt received in night dep. on 09/23/04 at 5:51 p.m.). (djc, )
September 23, 2004 CASHIERS OFFICE REMARK on Order on Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 09/16/04, Receipt Number 519815. (gm, )
September 22, 2004 Opinion or Order Filing 1593 ORDER, that plntfs' motion to support the filing of the 8/23/04 amended complaint is due 10/1. Any opposition is to be submitted by 10/15; reply is due 10/22. (Signed by Judge Denise L. Cote on 9/21/04) (cd, )
September 21, 2004 Filing 1613 SUPPLEMENTAL AFFIDAVIT of Gary L. Cutler in Support of Arthur Andersen LLP'S Amended Opposition re: 1501 MOTION for Summary Judgment.. Document filed by Arthur Andersen, LLP. (received in night depository on 09/21/04 at 3:53 p.m.) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/04/2004)
September 21, 2004 Filing 1595 BILL OF COSTS docketed as Judgment #04,1755 on 9/27/04 in favor of RETIREMENT SYSTEMS OF ALABAMA for the sum of $16,459.24.ATTACHED TO MANDATE DOCUMENT # 1580.(pr, )
September 21, 2004 Filing 1592 RULE 56.1 STATEMENT. Document filed by Bert C. Roberts Jr. (cd, )
September 21, 2004 Filing 1591 MEMORANDUM OF LAW in Opposition re: 1501 MOTION for Summary Judgment.. Document filed by Bert C. Roberts Jr.. (cd, )
September 21, 2004 Opinion or Order Filing 1587 REDACTION ORDER; that the Underwriter Defendants and Andersen shall show cause in writing by 10/8/04 why the redacted material should not be made part of the public record. (Signed by Judge Denise L. Cote on 9/20/04) (sac, )
September 21, 2004 Filing 1586 TRANSCRIPT of proceedings held on 9/8/2004 before Judge Denise L. Cote.(jsa, )
September 21, 2004 Filing 1580 MANDATE of USCA (Certified Copy) as to 1240 Notice of Interlocutory Appeal,,, filed by Retirement Systems of Alabama, Circuit Court, Mongomery County, Alabama USCA Case Number 04-2275. Ordered, Adjudged and Decreed that the judgment of the District Court is REVERSED. MACKECHNIE, Clerk USCA. Issued As Mandate: 9/13/04. (pr, ) STATEMENT OF COSTS ATTACHED AS DOCUMENT # 1595. Modified on 9/30/2004 (pr, ).
September 21, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1580 USCA Mandate,. (pr, )
September 20, 2004 Filing 1610 ARTHUR ANDERSEN LLP'S COUNTER-STATEMENT PURSUANT TO LOCAL RULE 56.1 Document filed by Arthur Anderson, LLP. (received in night depository on 9/20/04 at 5:24 p.m.) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/04/2004)
September 20, 2004 Filing 1609 ARTHUR ANDERSEN LLP'S AMENDED OPPOSITION TO LEAD PLAINTIFF'S MOTION FOR PARTIAL SUMMARY JUDGMENT ON COUNT III (SECTION 11) OF THE CORRECTED FIRST AMENDED CLASS ACTION COMPLAINT. re: 1501 MOTION for Summary Judgment. (received in night depository on 9/20/04 at 5:24 p.m. Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC(rag, ) Presiding Judge: Cote, Denise L. (rag, ). (Entered: 10/04/2004)
September 20, 2004 Filing 1647 AFFIDAVIT of Gary L. Cutler in Support of Arthur Andersen LLP's Opposition re: 1501 MOTION for Summary Judgment..(VOLUME II of II) Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC (received in night depository on 9/20/04 at 5:25pm)(rag, ) Presiding Judge: Cote, Denise L.
September 20, 2004 Opinion or Order ORDER granting 1594 Motion for Thomas J. Nolan to Appear Pro Hac Vice . Granted. (Signed by Judge Denise L. Cote on 9/20/04) (jco, )
September 20, 2004 Filing 1611 AFFIDAVIT of Gary L. Cutler in Support of Arthur Andersen LLP's Opposition re: 1501 MOTION for Summary Judgment.. (I of II) Document filed by Arthur Anderson, LLP. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. (received in night depository on 9/20/04 at 5:24pm) (rag, )
September 17, 2004 Filing 1646 DECLARATION of Beverly A. Farrell in Support of the Underwriter-Related Defendant's Opposition re: 1501 MOTION for Summary Judgment.. (EXHIBITS VOLUME 4) Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (received in night depository on 9/17/04 at 6:03pm)(rag, )
September 17, 2004 Filing 1645 DECLARATION of Beverly A. Farrell in Support of the Underwriter-Related Defendants' Opposition re: 1501 MOTION for Summary Judgment.. (EXHIBITS VOLUME 3) Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (received in night depository 9/17/04 6:02pm) (rag, ) Presiding Judge: Cote, Denise L.
September 17, 2004 Filing 1644 DECLARATION of Beverly A. Farrell in Support of the Underwriter-Related Defendants' Opposition re: 1501 MOTION for Summary Judgment.. (EXHIBITS VOLUME 2) Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (received in night depository 9/17/04 at 6:02pm) rag, ) Presiding Judge: Cote, Denise L. Modified on 10/8/2004 (rag, ).
September 17, 2004 Filing 1608 DECLARATION of Beverly A. Farrell in Support of the Underwriter-Related Defendants' Opposition to Lead Plaintiff's re: 1501 MOTION for Summary Judgment..(EXHIBITS VOLUME 1) Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Securities, Inc, J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (received in night deposit box)(rag, ) Modified on 10/8/2004 (rag, ). (Entered: 10/04/2004)
September 17, 2004 Filing 1607 DECLARATION of Cyrus Amir-Mokri Pursuant to Fed. R. Civ. P. 56(f) in Opposition re: 1501 MOTION for Summary Judgment.. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/04/2004)
September 17, 2004 Filing 1606 UNDERWRITER-RELATED DEFENDANTS' RESPONSE TO LEAD PLAINTIFFS' STATEMENT MADE PURSUANT TO LOCAL RULE 56.1. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/04/2004)
September 17, 2004 Filing 1605 THE UNDERWRITERS-RELATED DEFENDANTSS' MEMORANDUM OF LAW in Opposition re: 1501 MOTION for Summary Judgment.. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Corp., Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers, Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (Orig. filed in 02-cv-3288 as document #1605)(rag, ) Presiding Judge: Cote, Denise L. (Entered: 10/04/2004)
September 17, 2004 Filing 1601 DECLARATION of Beverly A. Farrell in Support of the Underwriter-Related Defendants' Opposition re: 1501 MOTION for Summary Judgment.. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC Presiding Judge: Cote, Denise L. (Entered: 10/06/2004)
September 17, 2004 Opinion or Order Filing 1574 OPINION AND ORDER # 90658: the Weinstein Plaintiffs' second corrected amended class action complaint (03cv2841) is dismissed with prejudice. The Clerk of Court shall close that action. (Signed by Judge Denise L. Cote on 9/17/04) (db, )
September 16, 2004 Opinion or Order Filing 1577 ORDER (This document relates to all actions): the summary judgment motion schedule for the Director Defendants with the exception of Roberts is adjourned sine die. The 1/10/05 trial date remains firm, and in the event that there is no settlement, and an insufficient time to brief and/or decide summary judgment motions, these parties will be deemed to have waived their rights to bring such motions. (Signed by Judge Denise L. Cote on 9/16/04) (kw, )
September 16, 2004 Filing 1576 ENDORSED LETTER addressed to Judge Denise L. Cote from John P. Coffey dated 9/14/04. Granting Lead Plaintiff's request to file opposing two briefs totaling no more than 100 pages as set forth in this letter. (Signed by Judge Denise L. Cote on 9/15/04) (kw, )
September 16, 2004 Filing 1575 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeffrey W. Golan dated 9/14/04. Granting Lead Plaintiff's request that the Administrator send a letter to over 400 persons asking them to confirm whether they intend to exclude themselves from the Class or intend to have their proof of claim form considered as a potential member of the Class. (Signed by Judge Denise L. Cote on 9/15/04) (kw, )
September 15, 2004 Opinion or Order Filing 1579 ORDER; substituting Fish & Richardson P.C. in place of Simpson Thacher & Bartlett LLP as counsel of record for defendant Francesco Galesi. (Signed by Judge Denise L. Cote on 9/14/04) Copies Mailed By Chambers.(sac, )
September 15, 2004 Filing 1578 ENDORSED LETTER addressed to Judge Denise Cote from Gary L. Cutler dated 9/14/04 re: granting Arthur Andersen LLP permission for a 50 page enlargement of the page limit. (Signed by Judge Denise L. Cote on 9/14/04) (sac, )
September 15, 2004 Filing 1573 ENDORSED LETTER addressed to Judge Denise L. Cote from Susan L. Saltztein dated 9/13/04; re: granting the Underwriter-Related Defendants request for enlargement of the Court's 25 page limit for opposition memoranda of law. (Signed by Judge Denise L. Cote on 9/14/04) (sac, )
September 14, 2004 Filing 1572 LETTER addressed to Judge Cote from Carl Utz dated 9/2/04: to be included as part of the class. Document filed by CArl Utz, non party.(cd, )
September 14, 2004 Filing 1565 TRANSCRIPT of proceedings held on 9/8/04 before Judge Denise L. Cote.(dfe, )
September 13, 2004 Filing 1571 LETTER addressed to Judge Cote from Stewart Weltman dated 9/10/04: Mr. Rieman's letter dated 9/1/04. Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company.(cd, )
September 13, 2004 Filing 1563 REQUEST FOR EXCLUSION AND OPT OUT FROM THE CLASS ACTION of Betty Barber for Barber Enterprises. (rag, )
September 10, 2004 Filing 1567 DECLARATION of George E. Ridge in Support re: 1566 MOTION to Dismiss. Document filed by Bert C. Roberts Jr. (db, )
September 10, 2004 Filing 1566 MOTION to Dismiss Amended Complaint. Document filed by Bert C. Roberts Jr. (db, )
September 9, 2004 Opinion or Order Filing 1570 ORDER that motions to dismiss 02cv8981 and 03cv338 are due 11/5/04, any opposition to these motions is due 12/3/04, any reply must be submitted by 12/17/04; motions to dismiss 03cv4498, 03cv6219, 03cv6225, 03cv9824, 04cv233, and 04cv4963, are due 12/17/04, any opposition to these motions is due 1/14/05, any reply must be submitted by 1/28/04; motions to dismiss 02cv9520, 03cv1785, 04cv232, 04cv234, 04cv3389, 04cv3841, and 04cv5701 are due 1/28/05, any opposition to these motions is due 2/25/05, any reply must be submitted by 3/11/05. (Signed by Judge Denise L. Cote on 9/8/04) (dle, ) This document relates to 02cv9520, 02cv8981, 03cv338, 03cv1785, 03cv4498, 03cv6219, 03cv6225, 03cv9824, 04cv232, 04cv233, 04cv234, 04cv3389, 04cv3841, 04cv4963, 04cv5701.
September 9, 2004 Opinion or Order Filing 1564 ORDER; that Star Excess' reply in support of its motion to dismiss and its opposition to Roberts' cross motion are to be submitted by 9/24/2004; and Roberts' reply in support of his cross motion to enjoin or stay arbitration is due by 10/1/2004. (Signed by Judge Denise L. Cote on 9/9/2004) (jp, )
September 8, 2004 Opinion or Order Filing 1562 ORDER; Motions for Summary Judgment due by 9/17/2004. Replies due by 10/8/2004. Responses due by 10/1/2004. The request to extend the date for the filing of expert reports is denied. (Signed by Judge Denise L. Cote on 9/3/04) (sac, )
September 8, 2004 Opinion or Order Filing 1561 ORDER; that a conference will be held on 9/8/04, beginning at 12:00 p.m. at the United States Courthouse, 500 Pearl Street, in Courtroom 11B to address this issue. (Signed by Judge Denise L. Cote on 9/3/04) (sac, )
September 7, 2004 Filing 1560 CERTIFICATE OF SERVICE of Corrected Exhibits to the Declaration of Beverly A. Farrell in Support of the Underwriter-Related Defendants' Motion for Summary Judgment served on See Attached Rider on 9/3/04. Service was made by Mail. (sac, )
September 3, 2004 Filing 1569 CORRECTED EXHIBITS to the Declaration of Beverly A. Farrell in support of the Underwriter-Related Defendants' Motion for Summary Judgment. Received in night deposit box on 9/3/04 at 8:01 p.m.(db, )
September 3, 2004 Filing 1568 CORRECTED EXHIBITS to the Declaration of Beverly A. Farrell in support of the Underwriter-Related Defendants' Motion for Summary Judgment. Received in night deposit box on 9/3/04 at 8:01 p.m.(db, )
September 3, 2004 Filing 1559 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Mizuho International PLC.(ae, )
September 3, 2004 Filing 1558 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Utendahl Capital Partners, L.P. (ae, )
September 3, 2004 Filing 1557 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Fleet Securities, Inc..(ae, )
September 3, 2004 Filing 1556 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by BNP Paribas Securities Corp. (ae, )
September 3, 2004 Filing 1555 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Westdeutsche Landesbank Girozentrale.(ae, )
September 3, 2004 Filing 1554 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Tokyo-Mitsubishi International, PLC.(ae, )
September 3, 2004 Filing 1553 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Caboto Holding Sim S.P.A. (ae, )
September 3, 2004 Filing 1552 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by ABN Amro Incorporated.(ae, )
September 3, 2004 Filing 1551 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Deutsche Bank Securities.(ae, )
September 3, 2004 Filing 1550 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Chase Securities, Inc. (ae, )
September 3, 2004 Filing 1549 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by J.P. Morgan Securities Inc..(ae, )
September 3, 2004 Filing 1548 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Goldman Sachs & Co..(ae, )
September 3, 2004 Filing 1547 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Lehman Brothers.(ae, )
September 3, 2004 Filing 1546 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Banc of America Securities LLC.(ae, )
September 3, 2004 Filing 1545 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by J.P. Morgan Chase & Co..(ae, )
September 3, 2004 Filing 1544 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by Credit Suisse First Boston Corp..(ae, )
September 3, 2004 Filing 1543 ANSWER to Corrected First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. Document filed by UBS Warburg LLC.(ae, )
September 3, 2004 Filing 1542 ANSWER to Corrected First Amended Class Action Complaint. Document filed by Blaylock and Partners LP. Related document: 698 Amended Complaint filed by Alan G. Hevesi.(ae, )
September 3, 2004 Opinion or Order Filing 1541 ORDER: lead plaintiff shall provide the Court with a report by 9/10/04, listing the individual action(s) that have opted out of the consolidated class action. (Signed by Judge Denise L. Cote on 9/2/04) (db, )
September 3, 2004 Opinion or Order Filing 1540 ORDER that the following pretrial discovery schedule shall govern the In Re Targets Securitites Litigation: the parties shall exchange discovery requests by 9/10/04; fact discovery shall end on 4/1/05; expert discovery shall close on 7/1/05; any summary judgment motions shall be filed by 7/29/05; opposiiton is due on 8/19/05 and any reply is to be submitted by 9/2/05; plaitniff shall file their motion for class certification by 10/15/04, class discovery shall close 12/3/04; dfts' opposition to the motion for class certification is due on 12/10/04; any reply in support of the motion for class certification is to be submitted by 1/7/05. (Signed by Judge Denise L. Cote on 9/2/04) (dle, )
September 3, 2004 Set/Reset Scheduling Order Deadlines: Motions due by 7/29/2005. Responses due by 8/19/2005 Replies due by 9/2/2005. Discovery due by 7/1/2005. (dle, )
September 3, 2004 Filing 1537 TRANSCRIPT of proceedings held on 8/18/2004 before Judge Denise L. Cote.(jsa, )
September 2, 2004 Opinion or Order Filing 1539 ORDER: any response by plaintiffs in No. 03cv6225 to SSB defendants and Underwriter defendants request to strike the 8/23/04 amended complaint is due 9/10/04; any reply is due 9/15/04. (Signed by Judge Denise L. Cote on 9/1/04) (db, )
September 2, 2004 Filing 1534 TRANSCRIPT of proceedings held on 8/18/04 before Judge Denise L. Cote.(dfe, )
September 2, 2004 Filing 1533 TRANSCRIPT of proceedings held on 8/18/04 before Judge Denise L. Cote.(dfe, )
September 2, 2004 Opinion or Order ORDER granting 1522 Motion to Dismiss by plaintiff Anthony Fabbri's notice of motion to voluntarily dismiss as per 8/27/2004 order.. (Signed by Judge Denise L. Cote on 9/2/2004)
September 1, 2004 Opinion or Order Filing 1536 MEMO ENDORSEMENT on Notice of Voluntary Dismissal By Teamsters Local 863 Guaranteed Fund and Teamsters Local 863 Qualified Plan Pursuant to the Court's January 26, 2004 and April 12, 2004 Orders. Granted per order. (Signed by Judge Denise L. Cote on 8/31/04) (djc)
September 1, 2004 Opinion or Order Filing 1532 ORDER that a conference will be held on 9/8/04, beginning at 11:30 a.m. at the U.S. Courthouse, 500 Pearl Street, New York, in Courtroom 11B. So Ordered. This document relates to 02cv9520, 02cv8981,03cv338,03cv1785,03cv4498,03cv6219,03cv6225,03cv9824,04cv232,04cv233,04cv234, 04cv3389,04cv3841,04cv4963,and 04cv5701. (Signed by Judge Denise L. Cote on 8/30/04) (jco, ) Modified on 9/2/2004 (jco, ).
September 1, 2004 Opinion or Order Filing 1531 ORDER that the motion of the Teamsters Local 863 Guaranteed Fund and Teamsters Local 863 Qualified Plan to dismiss their claims voluntarily on the condition that they participate in the WorldCom consolidated class action is granted. Each of their claims in No. 03 Civ. 3860 is dismissed with prejudice expect as further described below; that the Teamsters Local 863 Guaranteed Fund and Teamsters Local 863 Qualified Plan are permitted to remain members of the class in the WorldCom consolidated class action without prejudice as to their right to recover for any claims that are brought on behalf of the class. So Ordered. This document relates to 03cv3860. (Signed by Judge Denise L. Cote on 8/31/04) (jco, ) Modified on 9/2/2004 (jco, ).
September 1, 2004 Opinion or Order MEMO ENDORSEMENT on 1528 motion for voluntary dismissal by certain plaintiffs. Granted per order of 8/30/04. (Signed by Judge Denise L. Cote on 9/1/04) (dle, )
August 31, 2004 Filing 1538 Request for Exclusion from the Class. Document filed by Worldcom, Inc. This document relates to all actions. (jco, )
August 31, 2004 Opinion or Order Filing 1530 ORDER that the motion of the remaining plaintiffs in No. 03cv891 to dismiss their complaint voluntarily on the condition that they participate in the WorldCom consolidated class action is granted. That all claims in No. 03cv891 are dismissed with prejudice except as further described below. That these plaintiffs are permitted to remain members of the class in the WorldCom consolidated class action without prejudice as to their right to recover for any claims that are brought on behalf of the class. That the Clerk of Court shall close No. 03cv0891. So Ordered. (Signed by Judge Denise L. Cote on 8/30/04) (jco, )
August 31, 2004 Opinion or Order Filing 1529 ORDER re: 1522 MOTION to Dismiss filed by Anthony Fabbri (03cv1282). Anthony Fabbri's motion to dismiss his complaint voluntarily and with prejudice on the condition that he participate in the WorldCom consolidated class action is granted. The Clerk of Court shall close No. 03cv1282. So Ordered. (Signed by Judge Denise L. Cote on 8/27/04) (jco, ) Modified on 8/31/2004 (jco, ).
August 30, 2004 Filing 1535 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeffrey W. Golan dated 8/26/04 re: granting Lead Plaintiffs requests that the brief schedule for the motion will be the same as the schedule with respect to motion for summary judgment, plaintiffs' opposition to the motion would be due on 9/17/04 and Arthur Andersen?s reply brief would be due on 10/01/04.. (Signed by Judge Denise L. Cote on 8/27/04) F(pl, )
August 27, 2004 Filing 1528 MOTION of Voluntary Dismissal by Certain Plaintiffs Pursuant to the Court's January 26,2004 and April 12, 2004 Orders. (djc, )
August 27, 2004 Starr Excess Liability Insurance International Limited's RULE 7.1 DISCLOSURE STATEMENT. (orig. docmt dktd in case no. 04 cv 4089, docmt #48)(djc, )
August 27, 2004 Filing 1525 JOINDER to join the class previoulsly certifed by the Court. Document filed by The Teachers Retirment System of Lousiana.(cd, )
August 27, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1526 Notice of Appeal. (tp, )
August 27, 2004 Transmission of Notice of Appeal to the District Judge re: 1526 Notice of Appeal. (tp, )
August 27, 2004 Transmission of Notice of Appeal to the District Judge re: 1527 Notice of Appeal. (tp, )
August 27, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1527 Notice of Appeal. (tp, )
August 26, 2004 Opinion or Order Filing 1521 ORDER. Defendants in the SunTrust action, No. 02cv9520, are not required to respond to SunTrust's 8/13 motion at this time. The status of the motion will be discussed at the 4/15/05 conference. The opt-out date will not be extended (Signed by Judge Denise L. Cote on 8/26/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-09520-DLC(yv, )
August 25, 2004 Filing 1524 AFFIDAVIT of Matthew Marr in Support re: 1522 MOTION to Dismiss.. Document filed by Anthony Fabbri. (jmi, )
August 25, 2004 Filing 1523 MEMORANDUM OF LAW in Support Of Plaintiff Anthony Fabbri's re: 1522 MOTION to Dismiss.. Document filed by Anthony Fabbri. (jmi, )
August 25, 2004 Filing 1522 Plaintiff Anthony Fabbri's Notice Of Motion to Voluntarily Dismiss. Document filed by Anthony Fabbri. (jmi, )
August 24, 2004 Opinion or Order Filing 1519 ORDER: having received a motion by the Underwriter defendants to segment the trial in the consolidated class action into three phases, it is ordered that other parties may respond to this motion by 11/12/04. Any reply is due 11/19/04.(Signed by Judge Denise L. Cote on 8/24/04) (db, )
August 24, 2004 Set/Reset Deadlines as to 1515 MOTION for an order pursuant to Rule 42(b) of the FRCP. Responses due by 11/12/2004 Replies due by 11/19/2004. (db, )
August 24, 2004 AFFIDAVIT OF SERVICE by e-mail on August 23, 2004 of Plaintiff Bert C. Roberts Jr.'s August 16, 2004 Notice of Motion and motion for Entry of an Order Compelling Continental Casualty Company to Immediately Advance Defense Costs; and Judge Cote's order dated August 23, 2004. Service was made by to persons on attached service list. Document filed by Bert C. Roberts Jr. Orig. docmt dktd in case no. 04 cv 4089, docmt #46 (djc, ) Modified on 8/26/2004 (djc, ).
August 24, 2004 Opinion or Order Filing 1518 ORDER: the time for Bert C. Roberts to answer, move or otherwise respond to the counterclaims filed in 04cv4089 is extended to 9/24/04. (Signed by Judge Denise L. Cote on 8/24/04) (db, )
August 24, 2004 Filing 1517 NOTICE of of Service of Consolidation order and Discovery Order; (djc, )
August 23, 2004 Filing 1527 NOTICE OF APPEAL (This Document Relates To: 03cv8271) from 1403 Judgment. Document filed by Massachusetts State Guaranteed Anuity Fund and Massachusetts State Carpenters Pension Fund. Filing fee $ 255.00, receipt number E 518320. Copies of Notice of Appeal mailed to Attorney(s) of Record: Allen & Overy; Arnold & Porter, LLP; Brunini, Grantham, Grower & Hewes, PLLC; Cahil Gordon & Reindel, LLP; Cooper Ridge & Lantinberg P.A.; Curtis, Mallet-Prevost, Colt & Mosle, LLP; Fish & Richardson, P.C.; Hogan & Hartson, LLP; Janis, Schuelke & Wechsler; Kelley Drye & Warren; Kramer Levin Naftalis & Frankel, LLP; Paul Hastings, Janofsky & Walker, LLP; Paul Weiss Rifkind Wharton & GArrison LLP; Piper Rudnick LLP; Sharp & Associates; Sidley Austin Brown & Wood; Simpson Thacher & Bartlett LLP; Skadden Arps Slate Meagher & Flom LLP; Troutman Sanders, LLP; Williams & Connolly LLP; Wilmer Cutler Pickering Hale and Dorr LLP; Winston & Strawn LLP; Abbey Gardy LLP; Allison Slutsky & Kennedy, PC; Baach Robinson & Lewis PLLC; Barrack Rodos & Bacine; Berman DeValerio Pease Tabacco Burt & Pucillo; Bernstein Litowitz Berger & Grossmann LLP; Cotchett, Pitre, Simon & McCarthy; Dinsmore & Shohl LLP; Goodking Labaton Rudoff & Sucharow LLP; Grant & Eisenhofer, P.A.; Kenneth M. Morris; Wayne E. Ferrell, Jr., PLLC; Lerach Coughlin Stoia Geller Rudman & Robbins LLP; Lowey Dannenberg Bemporad & Selinger, P.C.; Lundy & Davis LLP; Schoengold & Sporn, P.C. (tp, )
August 23, 2004 Filing 1526 NOTICE OF APPEAL (This Document Relates To: 03cv8924) from 1402 Judgment. Document filed by Denver Area Meat Cutters & Employers Pension Plan, Rocky Mountain UFCW Unions & Employers Pension Plan. Filing fee $ 255.00, receipt number E 518321. Copies of Notice of Appeal mailed to Attorney(s) of Record: Allen & Overy; Arnold & Porter, LLP; Brunini, Grantham, Grower & Hewes, PLLC; Cahil Gordon & Reindel, LLP; Cooper Ridge & Lantinberg P.A.; Curtis, Mallet-Prevost, Colt & Mosle, LLP; Fish & Richardson, P.C.; Hogan & Hartson, LLP; Janis, Schuelke & Wechsler; Kelley Drye & Warren; Kramer Levin Naftalis & Frankel, LLP; Paul Hastings, Janofsky & Walker, LLP; Paul Weiss Rifkind Wharton & GArrison LLP; Piper Rudnick LLP; Sharp & Associates; Sidley Austin Brown & Wood; Simpson Thacher & Bartlett LLP; Skadden Arps Slate Meagher & Flom LLP; Troutman Sanders, LLP; Williams & Connolly LLP; Wilmer Cutler Pickering Hale and Dorr LLP; Winston & Strawn LLP; Abbey Gardy LLP; Allison Slutsky & Kennedy, PC; Baach Robinson & Lewis PLLC; Barrack Rodos & Bacine; Berman DeValerio Pease Tabacco Burt & Pucillo; Bernstein Litowitz Berger & Grossmann LLP; Cotchett, Pitre, Simon & McCarthy; Dinsmore & Shohl LLP; Goodking Labaton Rudoff & Sucharow LLP; Grant & Eisenhofer, P.A.; Kenneth M. Morris; Wayne E. Ferrell, Jr., PLLC; Lerach Coughlin Stoia Geller Rudman & Robbins LLP; Lowey Dannenberg Bemporad & Selinger, P.C.; Lundy & Davis LLP; Schoengold & Sporn, P.C. (tp, )
August 23, 2004 Filing 1520 FIRST AMENDED COMPLAINT amending 1 Complaint against J.P. Morgan Chase & Co., ET AL.Document filed by Pacific Financial Products Corporation, Pacific Life Insurance Company. Related document: 1 Complaint. This Document Relates to: 03-cv-6225(sac, )
August 23, 2004 Opinion or Order Filing 1514 ORDER (this document relates to 03cv652, 03cv758, 03cv7927, 03cv9460, 04cv4089, 04cv4546 and 04cv4567) re: 1479 MOTION for entry of an order compelling Continental Casualty Company to immediately advance defense costs. filed by Bert C. Roberts. Roberts' 8/16 motion for the advancement of defense costs is considered an objection to the proposed settlement. Briefing on Roberts' 8/16 motion will be scheduled at the appropriate time. The settling parties have no further obligation to respond to Roberts' 8/16 application at this time (Signed by Judge Denise L. Cote on 8/23/04) (yv, ) Modified on 8/25/2004 (yv, ).
August 23, 2004 Filing 1511 DECLARATION of Beverly A. Farrell in Support re: 1499 MOTION for Summary Judgment.. (rag, )
August 23, 2004 Filing 1510 APPENDIX TO THE UNDERWRITERS-RELATED DEFENDANTS MOTION FOR SUMMARY JUDGMENT to 1499 MOTION for Summary Judgment.. (rag, )
August 23, 2004 Filing 1509 UNDERWRITER-RELATED DEFENDANTS RULE 56.1 STATEMENT. (rag, )
August 23, 2004 Filing 1508 THE UNDERWRITERS-RELATED DEFENDANTS' MEMORANDUM OF LAW in Support re: 1499 MOTION for Summary Judgment.. (rag, )
August 23, 2004 Filing 1506 AFFIDAVIT of Michael Hanin in Support re: 1502 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. (db, )
August 23, 2004 Filing 1505 AFFIDAVIT of Michael Hanin in Support re: 1502 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. Volume I of II. (db, )
August 23, 2004 Filing 1504 MEMORANDUM OF LAW in Support re: 1502 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. (db, )
August 23, 2004 Filing 1503 RULE 56.1 STATEMENT. Document filed by Arthur Anderson, LLP. (db, )
August 23, 2004 Filing 1502 Notice of Motion for summary judgment dismissing (1) the securities fraud claim "10b-5" against Andersen and (2) the section 11 claim against Andersen re: May 2000 Bond Offering. Document filed by Arthur Anderson, LLP. (db, )
August 23, 2004 Filing 1499 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgment on Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at a date and time to be set by the Court. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(rag, ) Presiding Judge: Cote, Denise L. Modified on 10/8/2004 (rag, ).
August 21, 2004 Filing 1513 DECLARATION of John P. Coffey in Support of 1501 MOTION for Partial Summary Judgment. (jco, )
August 21, 2004 Filing 1507 MEMORANDUM OF LAW in Support re: 1501 MOTION for Summary Judgment. Document filed by Alan G. Hevesi. (jco, )
August 21, 2004 Filing 1501 MOTION for Partial Summary Judgment. Document filed by Fresno County Employees Retirement Association, HGK Asset Management, Inc., Alan G. Hevesi. (jco, )
August 20, 2004 Filing 1516 MEMORANDUM OF LAW in Support re: 1515 MOTION for an order pursuant to Rule 42(b) of the FRCP. Document filed by J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd. (kw, )
August 20, 2004 Filing 1515 MOTION (this document relates to: 02 civ. 3416, 3419, 3508, 3537, 3647, 3750, 3771, 4719, 4945, 4946, 4958, 4973, 4990, 5057, 5071, 5087, 5108, 5224, 5285, 8226, 8228, 8229, 8230, 8234, 9513, 9514, 9515, 9516 9519, 9521, 03 civ. 2841, 3592, 6229, 7298, and 7299) for an order pursuant to Rule 42(b) of the FRCP, to phase the trial of the Consolidated Class Action. Document filed by J.P. Morgan Securities Inc., JP Morgan Securities, Inc., JP Morgan Securities, Ltd. (kw, )
August 20, 2004 Filing 1498 AFFIDAVIT of Bert C. Roberts in Support re: 1495 MOTION for Summary Judgment. (accompanied by 3 Volumes of Exhibits. Document filed by Bert C. Roberts Jr. (cd, )
August 20, 2004 Filing 1497 AFFIDAVIT of Douglas Branson in Support re: 1495 MOTION for Summary Judgment. Document filed by Bert C. Roberts Jr. (cd, )
August 20, 2004 Filing 1496 RULE 56.1 STATEMENT. Document filed by Bert C. Roberts Jr.. (cd, )
August 20, 2004 Filing 1495 MOTION for Summary Judgment as to Counts I,II and VII of plntf's Amended Complaint. Document filed by Bert C. Roberts.(cd, )
August 20, 2004 Opinion or Order Filing 1489 ENDORSED LETTER addressed to Judge Denise L. Cote from Eliot Lauer dated 8/17/04 re: request permission to submit two seperate motions for summary judgment and to file memoranda of law that exceed the Court's 25 page limit. So Ordered. Andersen may only file one motion. Its brief may not exceed 100 pages. (Signed by Judge Denise L. Cote on 8/19/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC Copies Mailed By Chambers.(dfe, )
August 20, 2004 Filing 1488 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Jack Grubman.(db, )
August 20, 2004 Filing 1487 MEMORANDUM OF LAW in Support of 1486 MOTION to delineate the class period as beginning at the earliest on 3/24/00 with respect to Arthur Anderson LLP. Document filed by Arthur Anderson, LLP. (db, )
August 20, 2004 Filing 1486 MOTION to delineate the class period as beginning at the earliest on 3/24/00 with respect to Arthur Anderson LLP. Document filed by Arthur Anderson, LLP. (db, )
August 20, 2004 Filing 1485 ANSWER to Amended Complaint. Document filed by All Defendants. Related document: 1268 Amended Complaint filed by H. Carl McCall, Bruce A. Fadem, The Albert Fadem Trust, The Regents of the University of California, Trusco Capital Management, Inc., Sonoma County Employees Retirement Association, Maintenance Employee Teamsters Local 416 Pension Fund, IQ Holdings, Inc., IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan, Plumbers & Steamfitters Local 577 Pension Fund, Pension Fund of Local 277, Operative Plasterers and Cement Masons Local 109 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Sheet Metal Workers Local Pension Fund, IBEW Local 246 Pension Fund, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area, Cathy G. Franck, Ruth Brinson, Daryl W. Abrams, Ralph Arnold Smith, Dallas Little, Betty L. Magee, Wayne Magee, Wayne L. Matthews, Kristi McLaurn, Samuel McLaurin, Walker Franck, Courtney C. Franck, Harold R. Gary, Jetty P. Gary, Melinda M. McBride, Steve M., Kimberly A. McBride, Marcus B. McBride, Ruth C.G. Trull, Paxton Ray Trull, Walter David Smith, Kimmie Tommay Smith, Alexandra Motoko Smith, Victoria Jane Smith, Mercedes Randolph Smith, Bernard W. Hill, Donna R. Flynt, Breck W. Tyler, George T. Flyny, Janah H. Clark, Nathan L. Clark, Arin Clark Hewes, Alaska Teamster-Employer Pension Trust, Sun Trust Bank, Sylvia Carraway.(db, )
August 18, 2004 Filing 1484 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 8/17/04 re: counsel for the Underwriter-Related Defendants seek an enlargement of the Court's twenty-fuve (25) page limit for the memeoranda of law as set forth in para. 2(B) in the Court's Individual Practices in Civil Cases up to no more than one hundred (100) pages. Application GRANTED. (Signed by Judge Denise L. Cote on 8/17/04) Copies Mailed by Chambers.(db, )
August 18, 2004 Opinion or Order Filing 1482 ORDER that the Moxley plaintiffs' request to depose Daner and Bennet is denied. (Signed by Judge Denise L. Cote on 8/17/04) (dle, ) This document relates to 04cv232.
August 17, 2004 Opinion or Order Filing 1483 STIPULATION AND ORDER dismissing pltff's claims relating to the 1997 and 1998 Worldcom bond offerings.... (Signed by Judge Denise L. Cote on 8/16/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:04-cv-00233-DLC(jf, )
August 17, 2004 Filing 1480 ENDORSED LETTER addressed to Judge Cote from George E. Ridge dated 8/16/04 re: granting defendant's request that the court grant an extension of its page limitation for the memorandum of law in supp.. from 25 pages to 35 pages; (Signed by Judge Denise L. Cote on 08/17/04) copies forwarded by chambers.(djc, )
August 17, 2004 MEMO ENDORSEMENT on re: granting per 8/16/04 stip 1456 MOTION to Dismiss. filed by Citigroup Global Markets, Inc., Jack Grubman (Signed by Judge Denise L. Cote on 8/16/04) (djc)
August 16, 2004 Filing 1479 MOTION for entry of an order compelling Continental Casualty Company to immediately advance defense costs. (This relates to 04 civ. 4089). Document filed by Bert C. Roberts Jr. (kw, )
August 16, 2004 Filing 1477 ENDORSED LETTER addressed to Judge Michael H. Dolinger from Max W. Berger dated 8/2/04 re: Counsel Max W. Berger writes to get permission to bring cell phones and blackberrys up to chambers for meeting on 8/2/04. Application granted. (Signed by Judge Michael H. Dolinger on 8/2/04) (jco, )
August 13, 2004 Opinion or Order Filing 1478 ORDER that the Director Defendants, with the exception of Roberts, have until 9/10/04 to submit their summary judgment motions. Any opposition to these motions are due October 1; any reply is to be submitted by October 8; that the Director defendants, with the exception of Roberts, have until 9/10/04 to disclose their expert reports; that this Order does not affect the August 20 expert disclosure and summary judgment filing deadline for any other party to the Securities Litigation. So Ordered. (Signed by Judge Denise L. Cote on 8/13/04) (jco, )
August 13, 2004 Opinion or Order Filing 1476 ORDER; that the April 19 Order is Amended as follows: all parties in the Individual Actions have until October 1 to give notice of their adversary of their intention to use one or move of the experts designated in the consolidated class action. (Signed by Judge Denise L. Cote on 8/13/04). (THIS DOCUMENT RELATES TO ALL ACTIONS).(pl, )
August 13, 2004 Opinion or Order Filing 1474 ORDER...that by the 9/17/04, Liaison Counsel for the defendants and Lead Counsel for the plaintiffs in the Securities Litigation shall each provide summary reports to the Court on how the plaintiffs and the defendants utilized the allotment of 60 deposition days during fact discovery in the Securities Litigation. The reports may include information on the number of days used, the number of deposition notices served each month, the number of deponents associated with particular institutions (e.g., WorldCom Arthur Anderson), or any other category of information which the parties believe would be informative. (Signed by Judge Denise L. Cote on 8/13/04) Filed In Associated Cases: ALL ACTIONS(rag, ) (Signed by Judge Denise L. Cote on 8/13/04)
August 13, 2004 Opinion or Order Filing 1472 ORDER...ORDERED that Montana Board of Investments is permitted to remain a member of the class in the WorldCom consolidated class action without prejudice as to its right to recover for any claims that are brought on behalf of the class. IT IS FURTHER ORDERED that the above-captioned Individual Action remains dismissed with prejudice in its entirety and closed. (Signed by Judge Denise L. Cote on 8/12/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-01284-DLC(rag, )
August 13, 2004 Opinion or Order Filing 1471 ORDER re: 1439 MOTION to Dismiss. filed by Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada, Iatse Local #33 Pension Trust, Air Conditioning & Refrigeration Industry Retirement Trust Funds, Motions terminated: ORDERED that the motion of these plaintiffs to dismiss their complaint voluntarily on the condition that they participate in the WorldCom consolidated class action is granted. Each of their claims in 03 Civ 891 is dismised with prejudice except as further described below. IT IS FURTHER ORDERED that theese plaintiffs are permitted to remain members of the class in the WorldCom consolidated class action without prejudice as to their right to recover for any claims that are brought on behlaf of the class. (Signed by Judge Denise L. Cote on 8/13/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00891-DLC(rag, )
August 13, 2004 Opinion or Order Filing 1470 ORDER...ORDERED that the motion of the Pension Fund to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is granted. Each of its claims in No. 03 Civ 3860 is dismissed with prejudice except as further described below: IT IS FURTHER ORDERED that the Pension Fund is permitted to remain a member of the class in the WorldCom consolidated class action without prejudice as to its right to recover for any claims that are brought on behalf of the class. (Signed by Judge Denise L. Cote on 8/13/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-03860-DLC(rag, )
August 13, 2004 Opinion or Order Filing 1468 ORDER re: 1438 MOTION to Dismiss. filed by Alameda County Employees Retirement Association, Imperial County Board of Retirement, San Diego City Employees' Retirement System, Motions terminated: ORDERED that the motion of these plaintiffs to dismiss their complaint voluntarily on the condition that they participate in the WorldCom consolidated class action is granted. Each of their claims in No. 03 Civ. 890 is dismissed with prejudice except as further described below. IT IS FURTHER ORDERED that these plaintiffs are permitted to remain members of the class in the WorldCom consolidated class action without prejudice as to their right to recover for any claims that are brought on behalf of the class. (Signed by Judge Denise L. Cote on 8/13/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00890-DLC(rag, )
August 13, 2004 Opinion or Order MEMO ENDORSEMENT on re: 1438 MOTION to Dismiss. filed by Alameda County Employees Retirement Association, Imperial County Board of Retirement, San Diego City Employees' Retirement System...GRANTED TO EXTENT DESCRIBED IN ORDER (DOC# 1468) (Signed by Judge Denise L. Cote on 8/13/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00890-DLC(rag, )
August 13, 2004 Opinion or Order ORDER granting 1473 Motion to Dismiss . (Signed by Judge Denise L. Cote on 8/12/04) (rag, )
August 13, 2004 Opinion or Order MEMO ENDORSEMENT on re: 1439 MOTION to Dismiss. filed by Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada, Iatse Local #33 Pension Trust, Air Conditioning & Refrigeration Industry Retirement Trust Funds...GRANTED TO THE EXTENT DESCRIBED IN ORDER (Doc#1471) (Signed by Judge Denise L. Cote on 8/13/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00891-DLC(rag, )
August 13, 2004 Opinion or Order Filing 1459 STIPULATION AND ORDER OF DISMISSAL with leave to amend by 8/24/04.... (Signed by Judge Denise L. Cote on 8/11/04) (jf, )
August 12, 2004 Filing 1481 Notice of MOTION of Voluntary Dismiss by plaintiff pursuant to the Court's 1/26/04 and 4/12/04 Orders. Document filed by Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds. (db, )
August 12, 2004 ANSWER to Complaint with JURY DEMAND., COUNTERCLAIM against Bert C. Roberts, Jr.. Document filed by Twin City Fire Insurance Company. (orig. document docketed in 04cv4089 as document #41). (pl, )
August 12, 2004 Filing 1475 RULE 7.1 DISCLOSURE STATEMENT filed by Twin City Fire Insurance Company. (pl, )
August 12, 2004 Opinion or Order Filing 1466 ORDER granting 1389 Motion to Intervene . (Signed by Judge Denise L. Cote on 8/11/2004) (jp, )
August 12, 2004 Opinion or Order Filing 1465 ORDER; pltffs motion to remand in No. 04-cv-4963, is denied for the reasons set forth in this Courts Opinions dated March 3, May 5, and May 20, 2003, and the May 11 decision by the Second Circuit. The Court declines to abstain or to remand on equitable grounds for the reasons set forth in the Opinion of 3/3/2003. (Signed by Judge Denise L. Cote on 8/12/2004) Filed In Associated Cases: 04-cv-4963(jp, )
August 12, 2004 Opinion or Order Filing 1464 ORDER; that any pre-answer motion by Starr Excess Liability must be served and filed on or before 8/13/2004; opposition to this motion is due 9/8/2004; and any reply must be submitted by 9/22/2004; the request that 04-cv-4089 be treated as an ECF case is denied. (Signed by Judge Denise L. Cote on 8/12/2004) (jp, ) Modified on 8/16/2004 (jp, ).
August 12, 2004 Opinion or Order Filing 1463 ORDER; the SunTrust pltffs in this action are Ordered to refrain from any communication with any affiliate or customer that would state, suggest, or imply that there will be a decision before 9/1/2004 on any motion they may file; or that the opt-out period may be extended for their customers or affiliates until after a decision on their motion. (Signed by Judge Denise L. Cote on 8/11/2004) (jp, )
August 12, 2004 Opinion or Order Filing 1461 ORDER; that Liason Counsel for the Individual Action pltffs in the Securities Litigation shall immediately take all steps necessary to provide the pltffs in the six Mississippi Actions with such notice as set forth on this Order; pltffs counsel in the six Mississippi Actions shall cooperate fully and promptly with Liason Counsel. (Signed by Judge Denise L. Cote on 8/11/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(jp, )
August 12, 2004 Opinion or Order Filing 1460 STIPULATION AND ORDER OF DISMISSAL with prejudice.... (Signed by Judge Denise L. Cote on 8/11/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00338-DLC,1:04-cv-00233-DLC(jf, )
August 11, 2004 Filing 1512 NOTICE of Change of Address by Spencer A. Burkholz, Michael Joseph Dowd, Thomas E. Egler, William S. Lerach on behalf of all plaintiffs. New Address: Lerach,, Coughlin, Stoia, Geller, Rudman & Robbins, L.L.P., 401 B Street, Suite 1700, San Diego, CA, 92101, (619) 231-7423. (dle, )
August 11, 2004 Filing 1500 NOTICE of Change of Firm Name by Randall J. Baron, Spencer A. Burkholz, Michael Joseph Dowd, Thomas E. Egler, William S. Lerach on behalf of all plaintiffs. New Address: Lerach, Coughlin, Stoia, Geller, Rudman & Robbins, L.L.P., 401 B Street, Suite 1700, San Diego, California, 92101, (619) 231-1058. (dle, )
August 11, 2004 Filing 1469 Reply Memorandum of Law of the Worldcom Director Dfts in support of their motion to dismiss the second corrected second amended complaint. (dle, )
August 11, 2004 Filing 1467 REPLY MEMORANDUM OF LAW in Support re: 1456 MOTION to Dismiss.. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (dle, )
August 11, 2004 Filing 1462 ENDORSED LETTER addressed to Judge Dolinger from Max Berger dated 7/29/04; granting Mr. Berger's request that Security at 500 Pearl St. be informed that a cel phone and blackberry may be used by Mr. Berger at the 8/2 meeting. (Signed by Judge Michael H. Dolinger on 7/29/04) copies sent by chambers(cd, )
August 5, 2004 Mailed notice of Right to Appeal to the attorneys on the following related cases: 03-cv-8271, 03-cv-1284, and 03-cv-8924. (snu, )
August 5, 2004 Filing 1458 MANDATE of USCA (Certified Copy) as to 1240 Notice of Interlocutory Appeal,,, filed by Retirement Systems of Alabama, Circuit Court, Mongomery County, Alabama USCA Case Number 04-0219-cv. Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED in accordance with the opinion of this court. MACKECHNIE, Clerk USCA. Issued As Mandate: 8/3/04. (pr, )
August 5, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1458 USCA Mandate,. (pr, )
August 3, 2004 Filing 1454 TRANSCRIPT of proceedings held on July 15, 2004 before Judge Denise L. Cote.(ps, )
August 2, 2004 Filing 1451 TRANSCRIPT of proceedings held on July 20, 2004 before Judge Denise L. Cote.(ps, )
August 2, 2004 Filing 1450 TRANSCRIPT of proceedings held on 7/20/04 before Judge Denise L. Cote.(ps, )
July 30, 2004 Filing 1449 TRANSCRIPT of proceedings held on July 19, 2004 before Judge Denise L. Cote.(ps, )
July 30, 2004 Filing 1448 TRANSCRIPT of proceedings held on July 19, 2004 before Judge Denise L. Cote.(ps, )
July 29, 2004 Filing 1457 MEMORANDUM OF LAW in Support re: 1456 MOTION to Dismiss.. Document filed by Citigroup Global Markets, Inc., Jack Grubman. This document relates to 04cv233. (dle, )
July 29, 2004 Filing 1456 MOTION for an order pursuant to Rule 12(b)(6) of the FRCP dismissing with prejudice certain claims in 04cv233. This document relates to 04cv233. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (dle, )
July 29, 2004 Filing 1455 JOINDER to join re: 1444 MOTION to Dismiss. Document filed by Bert C. Roberts Jr.(jco, )
July 29, 2004 Filing 1452 CERTIFICATE OF SERVICE of joinder to stipulation and agreed confidentiality order served on counsel to the parties to the action as set forth on the service list on 7/29/04. Service was made by Mail. (dle, )
July 29, 2004 Filing 1447 TRANSCRIPT of proceedings held on 7/14/04 before Judge Denise L. Cote.(dfe, )
July 29, 2004 Filing 1446 TRANSCRIPT of proceedings held on 7/14/04 before Judge Denise L. Cote.(dfe, )
July 28, 2004 Filing 1437 TRANSCRIPT of proceedings held on 7/19/2004 before Judge Denise L. Cote.(jmi, )
July 27, 2004 Filing 1445 MEMORANDUM OF LAW in Support of re: 1444 MOTION to Dismiss. (This document relates to: 04 civ. 233(DLC)). Document filed by Underwriter-Related Defendants. (kw, )
July 27, 2004 Filing 1444 MOTION to Dismiss pursuant to order dated 11/21/03 and 1/20/03. (This document relates to: 04 civ. 233(DLC). Document filed by Underwriter-Related Defendants. (kw, )
July 27, 2004 Filing 1439 MOTION of Voluntary Dismissal by Certain Plaintiffs Pursuant to the Courts 1/26/04 and 4/12/04 Orders (relating to 03cv891 (DLC)). Document filed by Air Conditioning & Refrigeration Industry Retirement Trust Funds, Iatse Local #33 Pension Trust, Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada. (db, )
July 27, 2004 Filing 1438 MOTION of Voluntary Dismissal by Certain Plaintiffs Pursuant to the Courts 1/26/04 and 4/12/04 Orders (relating to 03cv890 (DLC)). Document filed by Alameda County Employees Retirement Association, Imperial County Board of Retirement, San Diego City Employees' Retirement System. (db, )
July 26, 2004 Filing 1443 MEMORANDUM OF LAW in Support re: 1442 MOTION to Dismiss. (This document relates to 04 civ. 3841). Document filed by Bank of America Corp., Citigroup, Inc., Deutsche Bank AG, Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., Lehman Brothers Holdings Inc. (kw, )
July 26, 2004 Filing 1442 MOTION to Dismiss pursuant to orders dated 3/12/04 and/or 5/18/04. (This document relates to 04 civ. 3841). Document filed by Bank of America Corp., Citigroup, Inc., Deutsche Bank AG, Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., Lehman Brothers Holdings Inc. (kw, )
July 26, 2004 Filing 1441 MEMORANDUM OF LAW in Support re: 1440 MOTION to Dismiss.. Document filed by Citigroup Inc.. (djc, )
July 26, 2004 Filing 1440 MOTION to Dismiss Claims against it Purs to this Court's Orders Dated March 12, 2004 and/or May 18, 2004; Document filed by Citigroup, Inc.. (djc, )
July 23, 2004 Filing 1436 MEMORANDUM OF LAW in Support re: 1435 MOTION for an order, dismissing pursuant to Orders dated 3/12/04 and/or 5/18/04. Document filed by Holding Company Defendants: J.P. Morgan Chase & Co., Bank of America Corporation, Deutsche Bank AG, and Lehman Brothers Holdings, Inc.. Received in the night deposit box on 7/23/04 at 7:43 P.M. This Document Relates to: 02Civ.8981; 03Civ.6225; 03Civ.338; 04Civ.233. (sac, )
July 23, 2004 Filing 1435 MOTION for an order, dismissing pursuant to Orders dated 3/12/04 and/or 5/18/04. Document filed by Holding Company Defendants: J.P. Morgan Chase & Co., Bank of America Corporation, Deutsche Bank AG, and Lehman Brothers Holdings, Inc.. Received in the night deposit box on 7/23/04 at 7:43 P.M. This Document Relates to: 02Civ.8981; 03Civ.6225; 03Civ.338; 04Civ.233. (sac, )
July 22, 2004 Opinion or Order Filing 1434 ORDER: (relating to 03cv890 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiff's claims against Utendahl Capital Partners L.P., Blaylock & Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. In accordance to the 5/18/04 Opinion and Order, the claims against the Holding Company defendant's J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Goldman Sachs Group, Inc., Citigroup, Inc. and Credit Suisse Group are dismissed with prejudice. The voluntarily dimissing plaintiffs (Alameda-Contra Costa Transit Employees' Retirement Plan, Mendocino County Employees' Retirement Association, San Diego County Employees' Retirement Association and San Francisco City and County Employees' Retirement System) may pursue their claims, to the extent those claims are asserted in the Securities Litigation, as members of the class. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1433 ORDER: (relating to 03cv9824 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the 1998, 2000 and May 2001 WorldCom bond offering and plaintiffs Section 15 Securities Act claims (re: 1998 and 2000 WorldCom bond offerings) are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P. and Blaylock & Partners, L.P. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, ) Modified on 7/26/2004 (db, ).
July 22, 2004 Opinion or Order Filing 1432 ORDER: (relating to 03cv7806 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 and May 2000 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims against defendants Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1431 ORDER: (relating to 03cv2839 (DLC)). Plaintiffs claims against defendants Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. The Court having granted on 4/12/04 plaintiff Golden Gate Transit Amalgamated Retirement Plan's motion to voluntarily dismiss its claims, Golden Gate may pursue its claims, to the extent those claims are asserted in the Securities Litigation, as a member of the class. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1430 ORDER: (relating to 03cv171 (DLC)). Plaintiffs claims against defendants Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, ) Modified on 7/26/2004 (db, ).
July 22, 2004 Opinion or Order Filing 1429 ORDER: (relating to 03cv891 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims against defendants Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1428 ORDER: (relating to 03cv9823 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 and the May 2000 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiffs Claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1427 ORDER: (relating to 04cv1521 (DLC)). Plaintiffs claims alleging violation of Section 11 and 12(a)(2) of the Securities Act based on the August 1998 WorldCom bond offering and December 2000 private placement of WorldCom bonds are dismissed with prejudice as against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1426 ORDER: (relating to 03cv170 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 and the May 2000 WorldCom bond offering are dismissed with prejudice. Plaintiffs Claims against Lehman Brothers Holdings, Lehman Brothers, Inc., Credit Suisse Group, Goldman Sachs Group, Inc., Citigroup, Inc., USB Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capital Partners L.P., Blaylock & Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1425 ORDER: (relating to 03cv169 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 and the May 2000 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiffs Claims against Lehman Brothers Holdings, Lehman Brothers, Inc., Credit Suisse Group, Goldman Sachs Group, Inc., Citigroup, Inc., USB Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capital Partners L.P., Blaylock & Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1424 ORDER: (relating to 03cv168 (DLC)). ORDER: Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 and the May 2000 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiffs Claims against Lehman Brothers Holdings, Lehman Brothers, Inc., Credit Suisse Group, Goldman Sachs Group, Inc., Citigroup, Inc., USB Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capital Partners L.P., Blaylock & Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. Original document filed in 02cv3288 (DLC), document # 1424. (Signed by Judge Denise L. Cote on 7/21/04) (db, ) Modified on 7/26/2004 (db, ).
July 22, 2004 Opinion or Order Filing 1423 ORDER: (relating to 03cv167 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 and the May 2000 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiffs Claims against Lehman Brothers Holdings, Lehman Brothers, Inc., Credit Suisse Group, Goldman Sachs Group, Inc., Citigroup, Inc., USB Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capital Partners L.P., Blaylock & Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, ) Modified on 7/26/2004 (db, ). Modified on 7/26/2004 (db, ).
July 22, 2004 Filing 1422 RESPONSE to the Court's 6/11/03 Order to Show Cause. Document filed by Washington State Investment Board. (cd, )
July 22, 2004 Opinion or Order Filing 1421 ORDER: (relating to 03cv892 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1420 ORDER: (relating to 02cv3288 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims alleging violation of Section 12(a)(2) of the Securities Act based on the December 2000 WorldCom private bond offering are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1419 ORDER: (relating to 03cv3860 (DLC)) Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. This Court having granted on 2/18/04 plaintiff Teamsters Local 408 Pension Fund's motion to voluntarily dismiss its claims, the Teamsters may pursue its claims to the extent those claims are asserted in the Securities Litigation, as a member of the class. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1418 ORDER: (relating to 03cv4499 (DLC)). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1417 ORDER: (relating to 03cv1283 (DLC)). Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1416 ORDER: (relating to 03cv3859 (DLC). Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1415 ORDER: (relating to 03cv6227 (DLC)). Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, ) Modified on 7/23/2004 (db, ).
July 22, 2004 Opinion or Order Filing 1414 ORDER: (relating to 03cv6226 (DLC)) Plaintiffs claims alleging violation of Section 11 of the Securities Act based on the August 1998 WorldCom bond offering are dismissed with prejudice. Plaintiffs claims against defendants Ebbers, Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellet, Macklin, Porter, Roberts, Sidgmore, Tucker, Villalonga, Utendahl Capital Partners L.P., Tokyo-Mitsubishi International plc, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Caboto-Gruppo IntesaBci, Robertson Stephens International Limited, Mizuho International plc, and Fleet Securities Inc. are dismissed with prejudice. Pursuant to a stipulation endorsed by this Court on 6/17/04, plaintiffs Section 11 claims against J.P. Morgan Chase & Co., Bank of America Corp., Deutsche Bank AG, Lehman Brothers Holdings, Credit Suisse Group, Goldman Sachs Group, Inc. and Citigroup, Inc. are dismissed with prejudice. If plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Filing 1413 STIPULATION: as related to 03cv2841, plaintiffs shall file their opposition to defendants motion to dismiss by 7/23/04; defendants to reply by 8/11/04. (Signed by Judge Denise L. Cote on 7/21/04) (db, )
July 22, 2004 Opinion or Order Filing 1412 AMENDED ORDER: for reasons further set forth in said order, in re: relating to case 02cv8270 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. The Clerk of the Court shall dismiss 02cv8270 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1411 ORDER: for reasons further set forth in said order, in re: relating to case 03cv9402 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. The Clerk of the Court shall dismiss 03cv9402 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1410 ORDER: for reasons further set forth in said order, in re: relating to case 03cv9401 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. The Clerk of the Court shall dismiss 03cv9401 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1409 ORDER: for reasons further set forth in said order, in re: relating to case 03cv9400 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. The Clerk of the Court shall dismiss 03cv9400 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1408 ORDER: for reasons further set forth in said order, in re: relating to 3cv9168 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. The Clerk of the Court shall dismiss 03cv9168 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1407 AMENDED ORDER: for reasons further set forth in said order, in re: related case 03cv8923 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. Ther Clerk of the Court shall dismiss action 03cv8923 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1406 AMENDED ORDER: for reasons further set forth in said order, in re: related case 03cv8269 (DLC), plaintiffs motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is granted. The Clerk of the Court shall dismiss 03cv8269 (DLC) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Opinion or Order Filing 1405 AMENDED ORDER: for reasons further set forth in the 1/26/04 Opinion and pursuant to the Orders dated 1/26/04 and 1/30/04, plaintiffs motion to dismiss its complaint (02cv7297 (DLC)) voluntarily on the condition that it participate in the WorldCom consolidated class action is GRANTED. The Clerk of Court shall dismiss the action (02cv7297) with prejudice and close the case. (Signed by Judge Denise L. Cote on 7/20/04) (db, )
July 22, 2004 Set/Reset Deadlines as to 1348 MOTION to Dismiss re: 03cv2841. Responses due by 7/23/2004 Replies due by 8/11/2004. (db, )
July 22, 2004 Opinion or Order Filing 1404 JUDGMENT dismissing complaint (03 CV 1284 (DLC)) with prejudice in its entirety and ordering that if any plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the Worldcom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (ml, )
July 22, 2004 Opinion or Order Filing 1403 JUDGMENT dismissing complaint (03 CV 8271 (DLC)) with prejudice in its entirety and ordering that if any plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the Worldcom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (ml, )
July 22, 2004 Opinion or Order Filing 1402 JUDGMENT dismissing complaint (03 CV 8924 (DLC)) with prejudice in its entirety and ordering that if any plaintiff files a motion to dismiss its lawsuit voluntarily by the end of the opt out period for the Worldcom consolidated class action, the plaintiff shall be permitted to remain a member of the Class without prejudice as to its right to recover for any claims that are brought on behalf of the Class. (Signed by Judge Denise L. Cote on 7/21/04) (ml, )
July 20, 2004 Opinion or Order Filing 1398 This Document Relates to:02Civ.3288; 02Civ.4973; 02Civ.8230; 02Civ. 3416; 02Civ.4990; 02Civ.8234; 02Civ.3419; 02Civ.5057; 02Civ.9513; 02Civ.3508; 02Civ.5071; 02Civ.9514; 02Civ.3537; 02Civ.5087; 02Civ.9515; 02Civ.3647; 02Civ.5108; 02Civ.9516; 02Civ.3750; 02Civ.5224; 02Civ.9519; 02Civ.3771; 02Civ.5285; 02Civ.9521; 02Civ.4719; 02Civ.8226; 02Civ.2841; 02Civ.4945; 02Civ.8227; 02Civ.3592; 02Civ.4946; 02Civ.8228; 02Civ.6229; 02Civ.4958; 02Civ.8229: HEARING ORDER; for the purposes of this Order, the Court adopts all defined as set forth in the Stipulation. Lead Plaintiff shall cause notice of the proposedSettlement, the hearing on the proposed Settlement,the request for approval of the Plan of Allocation andLead Counsel's application by counsel for an award ofattorneys' fees and payment of expenses to be providedto Class Members as set forth in this Order. The Court approves the form of Notice, SummaryNotice, Special Notice and Second Individual ActionNotices (together, the "Notices") and Proof of Claimand finds that the procedures established forpublication, mailing and distribution of such Noticessubstantially in the manner and form set forth inparagraph 4 of this Order meet the requirements ofRule 23 of the Federal Rules of Civil Procedure anddue process, and constitute the best noticepracticable under the circumstances. Seven days before the date fixed by this Court forthe Settlement Hearing, that is, by October 29, 2004,Lead Counsel shall cause to be filed with the Clerk ofthis Court affidavits or declarations of the person orpersons under whose general direction the mailing ofthe Notice and the publication of the Summary Noticeshall have been made, showing that such mailing andpublication have been made in accordance with thisOrder. All nominees who hold or held WorldCom, Inc.publicly traded securities for beneficial owners whoare Class Members are directed to forward the Noticeand Proof of Claim to such beneficial owners or, tothe extent they have not already done so pursuant tothe Notice of Class Action, dated December 11, 2003,to supply the names and addresses of such beneficialowners to the Administrator as set forth in theNotice. Lead Counsel are authorized and directed toprepare any tax returns required to be filed on behalfof the Settlement Fund and to cause any taxes due andowing to be paid from the Settlement Fund. There shall be a hearing on Friday, November 5,2004, at 2:00 p.m. (the "Settlement Hearing"), atwhich time the Court shall address the fairness andadequacy of the Settlement, the fairness andreasonableness of the Plan of Allocation, LeadCounsel's application for attorneys' fees and paymentof expenses, and, if necessary, the relative positionsof the parties to the Settlement with respect to thecalculations provided for in paragraph 15 of theStipulation. The Settlement Hearing shall be held atthe United States District Court for the SouthernDistrict of New York, Daniel Patrick Moynihan UnitedStates Courthouse, 500 Pearl Street, Courtroom 11-B,New York, New York 10007. Papers in support of the Settlement, the Plan ofAllocation, and Lead Counsel's application forattorneys' fees and payment of expenses, shall besubmitted by September 24, 2004. If no agreement can be reached through themediation process set forth in paragraph 11 of thisHearing Order, Lead Counsel and counsel for theCitigroup Defendants shall submit their respectiveposition papers pertaining to the calculationsprovided for in paragraph 15 of the Stipulation byOctober 29, 2004. If approved, all Class Members will be bound bythe proposed Settlement provided for in theStipulation, and by any judgment or determination ofthe Court affecting Class Members, regardless ofwhether or not a Class Member submits a Proof ofClaim. The Court shall retain continuing jurisdictionover the Settlement, as well as the administrationthereof. (Signed by Judge Denise L. Cote on 7/16/04)... Attached along with Hearing Order: Notice of Proposed Settlement of Class Action against The CitiGroup Defendants; Summary Notice of Proposed Settlement of Class Action against the CitiGroup Defendants; Second Court-Order Notice to All Investors who have filed Individual WorldCom Actions; Special Notice to Class Members who previously requested to be excluded from the Class, and Form of Request for Revocation of Exclusion; and, Proof of Claim and Release.(sac, )
July 19, 2004 Filing 1400 Defendant Judith Areen's identification of persons who may be used at trial to present evidence under Rules 702,703 and 705 of the Federal Rules of Evidence. Document filed by Judith Areen. (db, )
July 19, 2004 Filing 1399 Defendants Carl J. Aycock's and Clifford L. Alexander, Jr.'s identification of persons who may be used at trial to present evidence under Rules 702,703 and 705 of the Federal Rules of Evidence. Document filed by Clifford L. Alexander Jr., Carl J. Aycock. (db, )
July 16, 2004 Filing 1453 The Underwriter-Related Dfts' Identification of Retained Experts and Non-Retained Witnesses Who May Offer Expert Testimony Under The Federal Rules of Evidence. Document filed by ABN Amro Incorporated, Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. (dle, )
July 16, 2004 Filing 1401 Identification of expert testimony to be presented by defendants Stiles A. Kellett, Jr. Document filed by Stiles A. Kellett Jr. (jco, )
July 16, 2004 Filing 1397 Expert Disclosure Compliance of Dft Bert C. Roberts, Jr.. Document filed by Bert C. Roberts Jr.. (dle, )
July 16, 2004 Filing 1395 Amicus Curiae of Francesco Galesi. Document filed by Francesco Galesi.(dle, )
July 16, 2004 Filing 1393 TRANSCRIPT of proceedings held on 7/6/04 before Judge Denise L. Cote.(rag, )
July 16, 2004 Opinion or Order Filing 1392 ORDER re: 1390 MOTION to Dismiss that the motion of the state of Wisconsin Investment Board to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is granted. So Ordered. This document relates to 03cv4499. (Signed by Judge Denise L. Cote on 7/15/04) (jco, ).
July 14, 2004 Filing 1396 Declaration OF SERVICE of 7/7/04 order to show cause served on Julianna Ryan, Kaufman Borgeest & Ryan, LLP on 7/14/04. Service was made by FedEx. Document filed by Bert C. Roberts Jr.. (dle, ) Modified on 7/21/2004 (dle, ).
July 14, 2004 Filing 1390 Notice of Motion of Voluntary Dismissal by State of Wisconsin Investment Board pursuant to the court's 1/26/04 and 4/12/04 orders, pursuant to FRCP 41(a)(2) without prejudice, on the condition that it be permitted to participate fully as a class member in the Worldcom securities class action.(dle, )
July 13, 2004 Opinion or Order Filing 1394 ORDER;that any objections to or requests regarding these two proposed notices are to be submitted to the court by 7/14/04 @5:00 p.m. (Signed by Judge Denise L. Cote on 7/12/04) (pl, )
July 13, 2004 Filing 1391 NOTICE of Appearance by Pamela Rogers Chepiga on behalf of John A. Porter. (This document relates to: 02 civ. 4990, 5285, 8981, 9520, 6227, 03 civ. 167, 168, 169, 170, 171, 338, 890, 891, 892, 1282, 1283, 1284, 1785, 2839, 2841, 3859, 3860, 4498, 4499, 6224, 6226, 6592, 7806, 7826, and 9824).(kw, )
July 13, 2004 Filing 1386 MANDATE of USCA (Certified Copy) USCA Case Number 04-2393-op. MACKECHNIE, Clerk USCA. A petition for a writ of mandamus having been filed, ORDERED that the petition for a writ of mandamus is DENIED. Issued As Mandate: 7/8/04. (pr, )
July 13, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1386 USCA Mandate Non-Dismissal. (pr, )
July 12, 2004 Filing 1389 Motion for an order allowing Stiles A. Kellett Jr. to intervene as a plaintiff. Document filed by Stiles A. Kellett Jr.. (dle, )
July 12, 2004 Filing 1388 NOTICE of Appearance by George E. Ridge on behalf of Bert C. Roberts Jr. (djc)
July 8, 2004 Opinion or Order Filing 1387 ORDER that the SSB Defedants' request is granted; that Moody's deposition shall take place on 7/13/04. So Ordered. (Signed by Judge Denise L. Cote on 7/8/04) (jco, )
July 8, 2004 Opinion or Order Filing 1385 ORDER that opposition to Roberts' application is due July 14; any reply is to be submitted by July 16; that two courtesy copies of motion papers, marked as such, should be submitted to chambers at the time they are served. So Ordered. This document related to : 03cv652, 03cv758, 03cv7927, 03cv9460, 04cv4089, 04cv4546. and 04cv4567. So Ordered. (Signed by Judge Denise L. Cote on 7/7/04) (jco, )
July 8, 2004 Opinion or Order Filing 1384 PROTECTIVE ORDER; regarding procedures to be followed that shall govern the handling of confidential material. (Signed by Judge Denise L. Cote on 7/7/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(jp, )
July 8, 2004 Filing 1383 NOTICE OF JOINDER in Confidentiality Order. Document filed by the Underwriter-Related Defendants. (sac, )
July 8, 2004 Opinion or Order Filing 1382 ORDER that plaintiffs' claims based on the 1998 bond offering and the December 2000 private placement against all defendants are dismissed with prejudice. So Ordered. (Signed by Judge Denise L. Cote on 7/7/04) (jco, ) This document related to 04cv1521. Modified on 7/12/2004 (jco, ).
July 7, 2004 Opinion or Order Filing 1381 Notice of Joinder to stipulation and agreed confidentiality order signed by Judge Denise L. Cote on 10/24/03, filed 10/28/03 by nonparty: Boston Partners Asset Management, LLC(dle, )
July 1, 2004 Opinion or Order Filing 1380 ORDER; the parties shall meet and confer to attempt to resolve their dispute. Any issues that remain unresolved by the meet and confer process will be addressed at the conference scheduled for July 6, 2004, beginnng at 2:30 p.m. at the United States Courthouse, 500 Pearl Street, NY, NY in Courtroom 11B; (Signed by Judge Denise L. Cote on 07/01/04) (djc)
July 1, 2004 Opinion or Order Filing 1379 ORDER that a conference will be held on 7/7/04 at 3:30 at 500 Pearl Street in courtroom 11B to address application to compel Continental Casualty Co. to advance defense costs to Bert Roberts; counsel for Roberts shall provide notice of this conference to all parties in these actions: 03cv652, 03cv758, 03cv7927, 03cv9460, 04cv4089, 04cv4546, and 04cv4567; counsel for Roberts shall promptly serve the 6/30/04 application and memo in support on all parties in the above listed seven related actions. (Signed by Judge Denise L. Cote on 6/30/04) (dle, ) This document relates to 03cv652, 03cv758, 03cv7927, 03cv9460, 04cv4089, 04cv4546 and 04cv4567.
July 1, 2004 Opinion or Order Filing 1378 ORDER, that these issues (submissions of 6/28-30/04 re depositions) will be addressed at the conference scheudled for 7/6/04, beginning at 2:30 pm at the US Courthouse, 500 Pearl St., NY NY,in courtroom 11B. (Signed by Judge Denise L. Cote on 6/30/04) (cd, )
July 1, 2004 Opinion or Order Filing 1377 CONSENT ORDER, that Richard C. Schoenstein of Paul Hastings Janofsky & Walker be substituted as counsel of record in place of Sofia Giatrakos of Paul Hastings Janofsky & Walker LLP. (Signed by Judge Denise L. Cote on 6/30/04)(cd, )
July 1, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (djc, )
July 1, 2004 Opinion or Order ORDER granting 1372 Motion for Christopher F. Dugan to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 07/01/04) (djc)
July 1, 2004 Opinion or Order Filing 1376 ORDER that Ms. Chastka's deposition shall take place no later than 7/15/04. (Signed by Judge Denise L. Cote on 7/1/04) (dle, )
July 1, 2004 Opinion or Order Filing 1375 ORDER; With the consent of the SSB Defendants, on June 18, 2004, liaison counsel for plaintiffs in the Individual Actions requested that the depostion of Sanford I. Weill be permitted to occur after July 9,2004, the last day of the discovery period in the securities Litigation. Having heard no opposition to this request as of today's date; the Individual Action plaintiffs' request is granted. Weill's deposition shall take place no later than July 30, 2004 (Signed by Judge Denise L. Cote on 06/30/04) (djc)
July 1, 2004 Opinion or Order ORDER granting 1373 Motion for James D. Wareham to Appear Pro Hac Vice for deft James C. Allen. (Signed by Judge Denise L. Cote on 7/1/2004) Filed In All Associated Cases.(jp, )
June 30, 2004 Opinion or Order Filing 1374 ORDER; with respect to the customer and customer account information concerning Bernard J. Ebbers, confidential treatment is accorded paragraph 7 on BOA129163. To the extent BOA is able to represent that the risk adjusted return on capital ("RAROC") and risk rating methodoogy it employed in conenction wth WorldCom, is curently being used by BOA, then BOA may treat as confidential those passages in the deposits and documents which reveal the substance of the RAROC and risk rating methodology. (Signed by Judge Denise L. Cote on 06/30/04) (djc, )
June 29, 2004 Filing 1373 MOTION for James D. Wareham to Appear Pro Hac Vice. Document filed by James C. Allen. (cd, )
June 29, 2004 Filing 1372 MOTION for Christopher F. Dugan to Appear Pro Hac Vice, for deft James Allen. Document filed by James C. Allen. (cd, )
June 29, 2004 Opinion or Order Filing 1370 ORDER that a conference will be held on 7/6/04 beginning at 2:30 p.m. at 500 Pearl Street in courtroom 11B to address the proposed class notices and related issues. (Signed by Judge Denise L. Cote on 6/28/04) (dle, )
June 29, 2004 Opinion or Order Filing 1369 ORDER that dfts' motion to dismiss with prejudice plaintiffs' claims based on the 1998 bond offering and the December 2000 private placement is granted. This document relates to 04cv1521. (Signed by Judge Denise L. Cote on 6/28/04) (dle, ) Modified on 6/30/2004 (dle, ).
June 29, 2004 Filing 1368 MEMORANDUM AND OPINION # 90277 that dfts' motion to dismiss the sections 11 and 12(a)(2) claims as time barred is granted. Plaintiffs' sections 10(b) and 20(a) claims based on the prospectus are also dismissed as time barred. Dfts' motion to dismiss the sections 10(b) and 20(a) claims for post 7/30/99 purchasers of Targets on the ground that the alleged false representations and omissions in SSB research reports were not "in connection with" with the purchase or sale of Targets is denied. (Signed by Judge Denise L. Cote on 6/28/04) (dle, )
June 29, 2004 Filing 1367 NOTICE of Appearance by John M Callagy/Kelley Drye & Warren on behalf of J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Inc., JP Morgan Securities, Ltd.(cd, )
June 29, 2004 Opinion or Order MEMO ENDORSEMENT on 1150 motion for an order dismissing with prejudice the consolidated amended class action complaint. Granted in part. This document relates to 03-cv-9490 and 03cv10066. (Signed by Judge Denise L. Cote on 6/28/04) (dle, ) Modified on 6/30/2004 (dle, ).
June 29, 2004 MEMO ENDORSEMENT on re: 1343 MOTION to Dismiss. filed by Citigroup Global Markets, Inc., Salomon Smith Barney Inc., Citigroup Inc. Granted. This document relates to 004cv1521. (Signed by Judge Denise L. Cote on 6/28/04) (dle, ) Modified on 6/30/2004 (dle, ).
June 29, 2004 MEMO ENDORSEMENT on re: 1344 MOTION to Dismiss. filed by Arthur Andersen, LLP. Granted. This document relates to 04cv1521.(Signed by Judge Denise L. Cote on 6/28/04) (dle, ) Modified on 6/30/2004 (dle, ).
June 28, 2004 Opinion or Order ORDER granting 1351 Motion for Protective Order . (Signed by Judge Denise L. Cote on 6/24/2004) Filed In Associated Cases.(jp, )
June 25, 2004 Filing 1366 MEMORANDUM OF LAW in Opposition re: 1343 MOTION to Dismiss., 1348 MOTION to Dismiss., 1344 MOTION to Dismiss.. (cd, )
June 25, 2004 Opinion or Order Filing 1364 ORDER (This document relates to all actions) granting re: 1351 MOTION for Protective Order. The parties shall conduct this opposition the week of July 12, or as soon thereafter as the witness's circumstances will permit. (Signed by Judge Denise L. Cote on 6/24/04) (kw, ) Modified on 6/29/2004 (kw, ).
June 25, 2004 Opinion or Order Filing 1363 ORDER regarding deposition scheduling... (Signed by Judge Denise L. Cote on 6/25/04) (djc, )
June 24, 2004 Filing 1362 Worldcom Director dfts' joinder and adoption of the Underwriter related dfts' motion to dismiss pursuant to orders dated 11/21/03 and 1/20/04 and their memorandum of law in support. Document filed Worldcom Director dfts.(dle, ) Modified on 6/28/2004 (dle, ).
June 23, 2004 Opinion or Order Filing 1361 ORDER: (This document relates to all actions) the telephone conference scheduled for 6/23/04 at 11:00 a.m. is cancelled. (Signed by Judge Denise L. Cote on 6/22/04) (kw, )
June 23, 2004 Filing 1360 TRANSCRIPT of proceedings held on 6/11/04 before Judge Denise L. Cote.(dfe, )
June 23, 2004 Filing 1359 TRANSCRIPT of proceedings held on 6/4/04 before Judge Denise L. Cote.(dfe, )
June 23, 2004 Filing 1358 TRANSCRIPT of proceedings held on 6/10/04 before Judge Denise L. Cote.(dfe, )
June 23, 2004 Filing 1357 TRANSCRIPT of proceedings held on 6/11/04 before Judge Denise L. Cote.(pa, )
June 23, 2004 Filing 1356 TRANSCRIPT of proceedings held on 6/17/04 before Judge Denise L. Cote.(pa, )
June 22, 2004 Filing 1473 MOTION for Voluntarily Dismiss pursuant to the Court's 1/26/04 and 4/12/04 Ordered. Document filed by Montana Board of Investments. (rag, )
June 22, 2004 Filing 1365 ENDORSEMENT TO STIPULATION AND AGREED CONFIDENTIALITY ORDER by RCM Capital Management LLC. (db, )
June 22, 2004 Opinion or Order Filing 1355 ORDER that a telephone conference will be held on 6/23/04, beginning at 11:00 a.m. to address discovery dispute with third party Worldcom Inc. (Signed by Judge Denise L. Cote on 6/22/04) (dle, )
June 22, 2004 Set/Reset Hearings: Telephone Conference set for 6/23/2004 11:00 AM before Judge Denise L. Cote. (dle, )
June 22, 2004 Filing 1350 TRUE COPY ORDER of USCA as to 1240 Notice of Interlocutory Appeal,,, filed by Retirement Systems of Alabama, Circuit Court, Mongomery County, Alabama USCA Case Number 04-0219-cv. The petition for rehearing by the original panel is DENIED. The mandate will issue in the normal course. However, we hereby vacate our order of 2/3/04, shich directed the district court to extend the deadline to opt out of the class action, as well as the accompanying deadline by which plaintiffs who have filed individual actions must move to dismiss their actions voluntarily, until at least 30 days after this court's mandate issues. MACKECHNIE, Clerk USCA. Certified: 6/17/04. (pr, )
June 22, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1350 USCA Order,,. (pr, )
June 21, 2004 Filing 1371 MOTION for Anne Marie Whittemore to Appear Pro Hac Vice. Document filed by KPMG LLP. Affidavit attached. (jco, )
June 21, 2004 Opinion or Order Filing 1354 MEMORANDUM OPINION & ORDER #90241; The motion by Plaintiffs in Retirement Systems of Alabama v. J.P. Morgan Chase & Co., et al., for a stay of the 4/23 Injunction pending a decision in their appeal of the 4/23 Opinion and Injunction is denied. (Signed by Judge Denise L. Cote on 6/18/04) (sac, )
June 21, 2004 Filing 1353 RESPONSE in Opposition re: 1351 MOTION for Protective Order.. Document filed by Bert C. Roberts Jr.. (cd, )
June 21, 2004 MEMO ENDORSEMENT on re: 1285 MOTION to Stay. filed by Retirement Systems of Alabama; Motion Denied. (Signed by Judge Denise L. Cote on 6/18/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC, 1:03-cv-10066-DLC(jp, )
June 18, 2004 Filing 1352 MEMORANDUM OF LAW in Support re: 1351 MOTION for Protective Order. (jco, )
June 18, 2004 Filing 1351 MOTION for Protective Order. Return Date set for 6/28/2004 10:00 AM. Filed by Non-Party Witness Ronald Beaumont. Affirmation of Jayne S. Robinson attached. (jco, ) Modified on 6/22/2004 (jco, ).
June 18, 2004 Filing 1349 MEMORANDUM OF LAW in Support re: 1348 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (cd, )
June 18, 2004 Filing 1348 MOTION to Dismiss with prejuidce the claims against them in 03-2841. Also docketed in 03-2841. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (cd, )
June 18, 2004 Opinion or Order Filing 1347 STIPULATION AND ORDER Dismissing Plaintiff's claims against the Holding Company Defendants. (Signed by Judge Denise L. Cote on 6/17/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC, 1:03-cv-10066-DLC Copies mailed by Chambers.(jsa, )
June 16, 2004 Filing 1346 MEMORANDUM OF LAW in Support re: 1344 MOTION to Dismiss. Document filed by Citigroup, Inc.. (djc, )
June 16, 2004 Filing 1345 MEMORANDUM OF LAW in Support re: 1344 MOTION to Dismiss.. Document filed by Arthur Anderson, LLP. (djc, )
June 16, 2004 Filing 1344 MOTION to Dismiss purs to Rule 12(b)(6) of the FRCP and Orders of the Court dated November 21, 2003 and January 20, 2004, dismising with prejudice plaintiff's claim under section 11 of the Securities Act of 1933, to the extent that such claim arises out of the 1998 bond ofering by Worldcom, Inc. Document filed by Arthur Andersen, LLP. (djc, )
June 16, 2004 Filing 1343 MOTION to Dismiss certain claims in Ron G. Crane, et al v. Ebbers, et al., 03 cv 1521, with prejudice. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Salomon Smith Barney Inc.. (djc, )
June 16, 2004 Opinion or Order Filing 1342 ORDER; On June 14, 2004, the Underwritere Defendants moved to dismiss certain claims in the referenced Individual Action; any opposition to the Underwriter Defendants' motion is due June 28; and any reply is to be submitted by July 2, 2004; two courtesy copies of motion papers, marked as such, should be submitted to chambers at the time they are served. (Signed by Judge Denise L. Cote on 6/15/04)
June 16, 2004 Opinion or Order Filing 1341 ORDER that a conference will be held on 6/17/04 to address the issues as set forth in this order beginning at 2:00 p.m. at 500 Pearl Street in courtroom 11B. (Signed by Judge Denise L. Cote on 6/15/04) (dle, )
June 15, 2004 Opinion or Order Filing 1340 ORDER that the defendants in the Securities Litigation may depose each witness at the New York office counsel for the Underwriter defendants; that all questioning by counsel for defendants in the Securities Litigation may last for no more than two hours per witness in the event that the defendants choose to depose both witnesses; that in the event that defendants do not choose to depose Mr. McCall, the total time allotted for questioning Mr. Hevesi by counsel for the defendants in the Securities Litigation shall be no more than four hours. So Ordered. (Signed by Judge Denise L. Cote on 6/14/04) (jco, )
June 15, 2004 Filing 1339 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from Wayne E. Borgeest dated 6/8/04 re: granting Twin City Insurance permission to bring cell phone to the court room. (Signed by Judge Michael H. Dolinger on 6/8/04) (sac, )
June 14, 2004 Filing 1338 CLERK'S JUDGMENT that for the reasons stated in the Court's order dtd: May 28, 2004, plaintiff's motion to voluntarily dismiss their complaint is granted on condition that it participate in the WorldCom consolidated class action; the complaint in 04 Cv 1522 is closed and that case is closed with prejudice(Orig filed in 02 Cv 3288 with copy filed in 04 Cv 1522). (Signed by J. Michael McMahon, Clerk on 6/14/04) (jf, )
June 14, 2004 Opinion or Order Filing 1337 ORDER: the 5/12/04 Scheduling Order is modified as such: fact discovery due 7/23/04; motions for summary judgment due 9/3/04; opposition due 10/1/04; reply due 10/15/04. All other modifications are as further set forth in said Order. (Signed by Judge Denise L. Cote on 6/14/04) (db, )
June 14, 2004 Set Deadlines/Hearings: Discovery due by 7/23/2004. Motions due by 9/3/2004. Replies due by 10/15/2004. Responses due by 10/1/2004 (db, )
June 14, 2004 Filing 1336 TRANSCRIPT of proceedings held on June 4, 2004, 11:00 a.m. before Judge Denise L. Cote.(dt, )
June 10, 2004 Opinion or Order Filing 1335 ORDER that a conference will be held on 6/11/04 to address the issue of dfts' allegedly newly disclosed due diligence participants beginning at 10:00 a.m. at 500 Pearl Street in courtroom 11B. (Signed by Judge Denise L. Cote on 6/9/04) (dle, ) Modified on 6/10/2004 (dle, ).
June 10, 2004 Opinion or Order Filing 1334 ORDER that a conference will be held on June 10 to address these issues beginning at 12:45 p.m. at the U.S. Courthouse, 500 Pearl Street, in courtroom 11B. (Signed by Judge Denise L. Cote on 6/9/04) (jco, )
June 7, 2004 Opinion or Order Filing 1333 ORDER, that defts in the Securities LItigation may reserve up to 12 days to depose the thirteen embargoed witnessess and deft Bernard J. Ebbers, in the event they are available to be deposed prior to the class action trial in the Securities Litigation. Plntfs in the Securities and Erisa Litigations may reserve up to 8 days to depose any such witness in the event the defts choose not to proceed with one or more of the depositions. (Signed by Judge Denise L. Cote on 6/7/04) (cd, )
June 7, 2004 Opinion or Order ORDER granting 1330 Motion for Tiffiny A. Douglas to Appear Pro Hac Vice for deft Bert C. Roberts, Jr. (Signed by Judge Denise L. Cote on 6/4/04)(cd, )
June 7, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd, )
June 4, 2004 Opinion or Order Filing 1332 ORDER; having received a letter dated 6/3/2004 from counsel for the SSB defendants regarding a dispute that arose at the deposition of Jack Grubman, it is Ordered that a phone conference to address the dispute will be held on June 4, at 11:00 a.m. (Signed by Judge Denise L. Cote on 6/3/2004) (kkc, )
June 3, 2004 CASHIERS OFFICE REMARK o copy of docmt #1294 in the amount of $25.00, paid on 6/3/04, Receipt Number 510313. (djc, )
June 2, 2004 Opinion or Order Filing 1331 ORDER that plaintiff's motion to dismiss its complaint voluntarily on the condition that it participate in the Worlcom consolidated class action is granted; the clerk of the court shall dismiss the action with prejudice and close the case. (Signed by Judge Denise L. Cote on 5/28/04) (dle, )
June 2, 2004 Filing 1330 MOTION for Tiffiny A. Douglas to Appear Pro Hac Vice. Document filed by Bert C. Roberts Jr. (tp, )
June 2, 2004 MEMO ENDORSEMENT on re: 1305 MOTION to Dismiss. Granted per 5/20 Ruling. (Signed by Judge Denise L. Cote on 6/2/04) (dle, )
June 1, 2004 Filing 1329 NOTICE of of Exclusion of the Shriners Hospitalsl for Children from the Certified Class in the World Com Securities Litigation; (djc, )
June 1, 2004 Filing 1328 MOTION for request for exclusion from the Class. Document filed by Frank Ready, Exec. Director Public Employees' Retiremtn Sysem of Mississippi. (djc, )
June 1, 2004 Filing 1327 TRANSCRIPT of proceedings held on May 19, 2004, 2:00 p.m. before Judge Denise L. Cote.(dt, )
June 1, 2004 Filing 1326 TRANSCRIPT of proceedings held on May 17, 2004, 11:00 a.m. before Judge Denise L. Cote.(dt, )
May 26, 2004 Filing 1325 WAIVER OF SERVICE RETURNED EXECUTED Document filed by Steven Case, Timothy F. Price, Gerald H. Taylor, Lawrence C. Tucker, Juan Villalonga. Clifford Alexander Jr. waiver sent on 7/11/2003, answer due 9/9/2003; James C. Allen waiver sent on 7/11/2003, answer due 9/9/2003; Judith Areen waiver sent on 7/11/2003, answer due 9/9/2003; Max E. Bobbitt waiver sent on 7/11/2003, answer due 9/9/2003; Steven Case waiver sent on 7/11/2003, answer due 9/9/2003; Francesco Galesi waiver sent on 7/11/2003, answer due 9/9/2003; Gordon S. Macklin waiver sent on 7/11/2003, answer due 9/9/2003; John A. Porter waiver sent on 7/11/2003, answer due 9/9/2003; Timothy F. Price waiver sent on 7/11/2003, answer due 9/9/2003; Bert C. Roberts Jr. waiver sent on 7/11/2003, answer due 9/9/2003; John W. Sidgmore waiver sent on 7/11/2003, answer due 9/9/2003; Gerald H. Taylor waiver sent on 7/11/2003, answer due 9/9/2003; Lawrence C. Tucker waiver sent on 7/11/2003, answer due 9/9/2003; Juan Villalonga waiver sent on 7/11/2003, answer due 9/9/2003.(This document relates to 03cv0338).(pl, )
May 26, 2004 Filing 1324 SUMMONS RETURNED EXECUTED Summons and Amended Complaint,,,,,,, served. Mizuho International PLC served on 10/3/2003, answer due 10/23/2003. Service was accepted by Mizumo International PLC. Document filed by Michael Bamdis ; Brian Barry ; Shereen Beydoun ; Betty L. Magee ; Wayne Magee ; Maintenance Employee Teamsters Local 416 Pension Fund ; Wayne L. Matthews ; Kimberly A. McBride ; Marcus B. McBride ; Melinda M. McBride ; H. Carl McCall ; Samuel McLaurin ; Kristi McLaurn ; Mendocino County Employees Retirement Association ; Minnesota State Board of Investments ; Montana Board of Investments ; Motion Picture Industry Individual Account Plan ; Motion Picture Industry Pension & Health Plans ; Municipal Police Employees Retirement System of Louisiana ; Northwestern Mutual Life Insurance Company ; Oakland Fire and Police Retirement System ; Ohio Bureau of Workers' Compensation ; Ohio Police & Fire Pension Fund ; Ohio State Highway Patrol Retirement System ; Operative Plasterers and Cement Masons Local 109 Pension Fund ; Pension Fund of Local 277 ; Plumbers & Steamfitters Local 577 Pension Fund ; Plumbers and Pipefitters Local 219 Pension Fund ; Producer-Writers Guild of America Pension Plan ; Public Employees Retirement System of Ohio ; Railways Pension Trustee Company Ltd. ; Richard F. Reynolds ; Ronnie Ribnick ; Rocky Mountain UFCW Unions & Employers Pension Plan ; Ina Rosenblum ; Richard Ryland ; Sacramento County Employees Retirement System ; Sacramento Regional Transit District Salaried Employees Retirement Plan ; Sacremento Regional Transit District Contract Employees Retirement Plan ; Salomon Brothers International, Inc. ; Salomon Smith Barney Inc. ; San Bernardino County Employees Retirement Association ; San Diego City Employees' Retirement System ; San Diego County ; School Employees Retirement System of Ohio ; Beverly Schreck ; Seymour Schreck ; Alexandra Motoko Smith ; Kimmie Tommay Smith ; Mercedes Randolph Smith ; Ralph Arnold Smith Jr.; Victoria Jane Smith ; Walter David Smith ; Sonoma County Employees Retirement Association. (pl, ) Modified on 5/27/2004 (pl, ). (This document relates to 03cv0338).
May 26, 2004 Filing 1323 WAIVER OF SERVICE RETURNED EXECUTED Document filed by Scott D. Sullivan. Scott D. Sullivan waiver sent on 7/11/2003, answer due 9/9/2003. (This document relates to 03cv0338). (pl, )
May 26, 2004 Filing 1322 WAIVER OF SERVICE RETURNED EXECUTED Document filed by Bernard J. Ebbers. Bernard J. Ebbers waiver sent on 7/11/2003, answer due 9/9/2003. (This Document relates to 03cv0338)(pl, )
May 26, 2004 Filing 1321 WAIVER OF SERVICE RETURNED EXECUTED Document filed by Arthur Anderson, LLP. Arthur Anderson, LLP waiver sent on 7/11/2003, answer due 9/9/2003. (pl, ) Modified on 5/27/2004 (pl, ). (This Document relates to 03cv0338)
May 26, 2004 Filing 1320 WAIVER OF SERVICE RETURNED EXECUTED Document filed by David F. Myers. David F. Myers waiver sent on 7/11/2003, answer due 9/9/2003. (This Document relates to 02cv0338) (pl, )
May 26, 2004 Filing 1319 WAIVER OF SERVICE RETURNED EXECUTED Document filed by Citigroup, Inc., Jack Grubman, Salomon Smith Barney Inc.. Jack Grubman waiver sent on 7/11/2003, answer due 9/9/2003; Iatse Local #33 Pension Trust waiver sent on 7/11/2003, answer due 9/9/2003; Salomon Smith Barney Inc. waiver sent on 7/11/2003, answer due 9/9/2003. (pl, ) Modified on 5/27/2004 (pl, ). (This document relates to 03cv0338)
May 26, 2004 Filing 1317 TRANSCRIPT of proceedings held on 5/4/04 before Judge Denise L. Cote.(dfe, )
May 26, 2004 Filing 1316 TRANSCRIPT of proceedings held on 5/13/04 before Judge Denise L. Cote.(dfe, )
May 26, 2004 Filing 1315 TRANSCRIPT of proceedings held on 5/10/04 before Judge Denise L. Cote.(dfe, )
May 25, 2004 Filing 1314 TRANSCRIPT of proceedings held on May 7, 2004, 9:00 a.m. before Judge Denise L. Cote.(dt, )
May 25, 2004 Filing 1313 TRANSCRIPT of proceedings held on 5/7/04 before Judge Denise L. Cote.(dfe, )
May 25, 2004 Filing 1312 TRANSCRIPT of proceedings held on 5/5/04 before Judge Denise L. Cote.(dfe, )
May 25, 2004 Filing 1309 TRANSCRIPT of proceedings held on 5/11/04 before Judge Denise L. Cote.(dfe, )
May 24, 2004 Filing 1318 Notice of Service of Consolidation Order and Discovery Order. (dle, )
May 24, 2004 Filing 1311 NOTICE OF MOTION OF VOLUNTARY DISMISSAL BY PLAINTIFF PURS TO THE COURT'S JANUARY 26, 2004 ORDER. (djc, )
May 21, 2004 Filing 1310 MEMORANDUM OF LAW in Opposition to 1285 MOTION to Stay. Document filed by Arthur Anderson, LLP, Bank of America Corp., Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, J.P. Morgan Securities Inc., Salomon Smith Barney Inc. (db, )
May 21, 2004 Filing 1308 MOTION for an Order for Christopher F. Dugan to Appear Pro Hac Vice. Document filed by James C. Allen. (jco, )
May 21, 2004 Filing 1307 MOTION for an Order for James D. Wareham to Appear Pro Hac Vice. Document filed by James C. Allen. (jco, )
May 20, 2004 Opinion or Order Filing 1306 ORDER granting 1305 Motion to Dismiss . (Signed by Judge Denise L. Cote on 5/20/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jp, )
May 19, 2004 Opinion or Order ORDER; granting 1194 Motion to Dismiss with prejudice the Third Claim in the Second Amended complaint in 03cv0890 and striking the First Claim in sofar as it purports to state a claim for relief based on the 1998 Offering.. (Signed by Judge Denise L. Cote on 5/18/04) (pl, )
May 19, 2004 Filing 1305 Notice of motion of voluntary dismissal by plaintiffs pursuant to the court's January 26, 2004 order. (This document relates to 03cv337) (dle, )
May 19, 2004 Opinion or Order Filing 1303 ORDER; a hearing will be held on May 19 to address the dispute (as stated in this Order) beginning at 2:00 p.m. at the United States Courthouse, 500 Pearl Street, NY, NY in Courtroom 11B; (Signed by Judge Denise L. Cote on 5/18/04) (djc, )
May 19, 2004 MEMO ENDORSEMENT on re:Granting 1196 MOTION to Dismiss. MOTION to Strike. MOTION to Strike. filed by J.P. Morgan Chase & Co. (Signed by Judge Denise L. Cote on 5/18/04) (djc, )
May 19, 2004 Opinion or Order Filing 1302 OPINION AND ORDER # 90103: the Holding Company defendants' motion to dismiss the Section 15 claim against them in the Second Amended Complaint in 03-cv-890 (DLC), is GRANTED. All previously dismissed claims are stricken from the pleading. (Signed by Judge Denise L. Cote on 5/18/04) (db, )
May 18, 2004 Filing 1300 MANDATE of USCA (Certified Copy) USCA Case Number 03-9350. For the reasons set forth herein, this appeal will remain pending before us, and the issue of class certification is returned to the docket of the District Court for purposes of determining whether the parties' class settlement should be approved. Roseann B. MacKechnie, Clerk USCA. Certified: 5/10/04. (tp, )
May 18, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1300 USCA Mandate Non-Dismissal. (tp, )
May 17, 2004 Filing 1304 AFFIDAVIT of J. Michael Rediker in Support of re: 1285 MOTION to Stay.. Document filed by Retirement Systems of Alabama. (pl, ) Modified on 5/20/2004 (pl, ). (this document relates to 02cv1947-P, (Circuit Court, Montgomery County, Alabama)
May 17, 2004 Opinion or Order Filing 1301 ORDER: any opposition to the Alabama plaintiffs' motion for a stayof the injunction is to be submitted by 5/21/04; any reply is due 5/28/04. (Signed by Judge Denise L. Cote on 5/14/04) (db, )
May 17, 2004 Opinion or Order Filing 1299 ORDER that a conference will be held on 5/17/04, beginning at 11:00 a.m. at the U.S. Courthouse 11B, to address these issues. So Ordered. (Signed by Judge Denise L. Cote on 5/14/04) (jco, )
May 17, 2004 Opinion or Order Filing 1298 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein Re The Court to modify May 13, order to relfect the fact that any decision by the defendants concerning depositions of the embargoed witnesses must include the Citigroup defendants. The Court grants the request. (Signed by Judge Denise L. Cote on 5/17/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC Copies mailed by Chambers.(jsa, )
May 17, 2004 Set/Reset Deadlines as to 1285 MOTION to Stay.. Responses due by 5/21/2004 Replies due by 5/28/2004. (db, )
May 17, 2004 Opinion or Order ORDER granting 1294 Motion for Beth G. Jaynes to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 5/17/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jsa, )
May 13, 2004 Opinion or Order Filing 1296 ORDER: the scope of electronic discovery by each plaintiff is due by 5/18/04; a hearing for such discovery is set for 5/19/04. (Signed by Judge Denise L. Cote on 5/13/04) (db, )
May 13, 2004 Opinion or Order Filing 1295 ORDER that the three week suspension does not apply to the non Citigroup dfts' obligation to identify by 5/21/04 how much time they wish to reserve for the depositions of embargoed witnesses and Ebbers. (Signed by Judge Denise L. Cote on 5/13/04) (dle, )
May 13, 2004 Opinion or Order Filing 1292 ORDER re: 1279 MOTION to Dismiss filed by Maintenance Employee Teamsters Local 416 Pension Fund, Plumbers & Steamfitters Local 577 Pension Fund, Pension Fund of Local 277, Operative Plasterers and Cement Masons Local 109 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Sheet Metal Workers Local Pension Fund, IBEW Local 246 Pension Fund, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area; that plaintiffs' motion to dismiss their claims voluntarily on the condition that they participate in the WorldCom consolidated class action is granted; that all plaintiffs in this action having moved to dismiss their claims, the Clerk of the Court shall dismiss the action with prejudice and close the case. So Ordered. [this document related to 03cv4500. (Signed by Judge Denise L. Cote on 5/11/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jco, )
May 13, 2004 Opinion or Order Filing 1291 ORDER as follows: B&M must produce records as furhther set forth in this Order concerning transactional documents; Investment Decisions/Investment Advice; Contracts with plaintiffs; due diligence documents; and time for production. (Signed by Judge Denise L. Cote on 5/12/4) (jco, )
May 13, 2004 Opinion or Order Filing 1290 ORDER that the Court's 11/14/03 and 1/20/04 scheduling orders are modified only to the extent as further set forth in this Order. (Signed by Judge Denise L. Cote on 5/12/04) (jco, )
May 13, 2004 Opinion or Order Filing 1289 ORDER as follows: B&M sahll produce all documents set forth in this Order concerning Transactional documents; Investment Decisions/Investment Advice; Contracts with plaintiffs; Due Diligence documents; and Time for production. So Ordered. (Signed by Judge Denise L. Cote on 5/12/04) (jco, )
May 13, 2004 Opinion or Order Filing 1288 ORDER that in the consoldiated class action pursuant to 28 U.S.C. 1407(b), this Court has authority to enforce subpoenas issued by the parties in this mutidistrict litigation, including the two subpoenas issued to B&M the document subpoena shall be enforced; B&M shall produce all documents set forth in this Order. (Signed by Judge Denise L. Cote on 5/12/04) (jco, )
May 13, 2004 Opinion or Order MEMO ENDORSEMENT on motion to voluntarily dismiss complaint without prejudice under FRCP Rule 41. Granted per Order of 5/10/04. (Signed by Judge Denise L. Cote on 5/13/04) (jco, )
May 12, 2004 Filing 1297 NOTICE of Appearance by Jennifer C. Yang on behalf of Juan Villalonga. (sac, )
May 12, 2004 Filing 1294 MOTION for Beth G.Jaynes to Appear Pro Hac Vice. Document filed by Francesco Galesi. (cd, )
May 12, 2004 Filing 1293 NOTICE of of service of following pleadings as indicated in this Notice upon the persons as stated in Notice. Document filed by Steve M., Above Paradise Investments Ltd., Daryl W. Abrams, Air Conditioning & Refrigeration Industry Retirement Trust Funds, Alameda County Employees Retirement Association, Alameda-Contra Costa Transit Employees' Retirement Plan, Alaska Permanent Capital Management Company, Alaska Teamster-Employer Pension Trust, Steve Albrecht, American International Group, Jeffrey R. Appelbaum, Michael Bamdis, Brian Barry, Shereen Beydoun, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Board of Trustees of the Teachers' Retirement System of the State of Illinois, Steven Brakl, Ruth Brinson, Maurice Brodsky, California Public Employees' Retirement System, California State Teachers' Retirement System, Sylvia Carraway, Edward Castellani, Cincinnati Retirement System, City of South San Francisco, Janah H. Clark, Nathan L. Clark, Jean Colarik, Contra Costa County Employees' Retirement Board, et al. (djc, )
May 12, 2004 Filing 1287 Letter addressed to Judge Denise L. Cote from Lynn Lincoln Sarko dated 5/11/04 re: on behalf of the plaintiffs in the WorldCom ERISA litigation, write in reference to Securities Co-Lead counsel John P. Coffey's letter requesting a three-week suspension of discovery. (db, )
May 12, 2004 Filing 1286 MEMORANDUM OF LAW in Support re: 1285 MOTION to Stay.. Document filed by Retirement Systems of Alabama. (pl, )
May 12, 2004 Filing 1285 MOTION; for an order staying the injunction of this Court dated 4/23/04, pending RSA's appeal; w/ attch. affidavit in support. Document filed by Retirement Systems of Alabama. Return Date set for 5/20/2004 09:30 AM. (pl, ) Modified on 5/13/2004 (pl, ). (This document relates to: Retirement Systems of Alabama v. J.P. Morgan Chase & Co., et al, 02cv1947-P
May 11, 2004 Opinion or Order Filing 1284 ORDER: (This document relates 02 civ. 8981) the conference will be held on May 13, beginning at 9:00 a.m. at the US Courthouse, 500 Pearl Street, New York, New York, in ctrm 11B. (Signed by Judge Denise L. Cote on 5/10/04) (kw, )
May 11, 2004 Filing 1283 NOTICE OF SERVICE: Shriners Hospitals for Children's Responses and Objections to Defendants' First Set of Interrogatories; and, Responses and objections to Defendants' Request for Production of Documents. (sac, )
May 11, 2004 Opinion or Order Filing 1282 ORDER: a conference will be held on 5/11/04 at 2:30 p.m. at the U.S. Courthouse, 500 Pearl Street, New York, New York, in Courtroom 11B, to address the 5/10/04 application proposed by lead plaintiff. (Signed by Judge Denise L. Cote on 5/11/04) (db, )
May 11, 2004 Opinion or Order Filing 1281 ORDER (this document relates to 02cv8235) granting 1275 Motion to Dismiss . (Signed by Judge Denise L. Cote on 5/10/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(yv, )
May 11, 2004 Filing 1278 Letter addressed to Judge Denise L. Cote dated 5/10/04; Re: on behalf of Lead Plaintiff New York State COmmon Retirement Fund and Co-Lead Counsel Barrack, Rodos & Bacine, and defendants Citigroup Inc., Citigroup Global Markets Inc., Citigroup Global Markets Limited and Jack B. Grubman request to make a joint application. The Settling Parties respectfully move to the Court for an order that: (a) severs the Class' claims against the Citigroup Defendants from those asserted against the other Defendants; (b) allows for a three week suspension of discovery-related proceedings in this consolidated litigation; and (c) modifies certain of the pre-trial deadlines set forth in the Scheduling Order, including the deadlines applicable to expert discovery and summary judgment motion. (sac, )
May 10, 2004 Opinion or Order Filing 1280 ORDER;that the Government request to embargo the six additional witnesses listed in its May 3 letter is granted. (Signed by Judge Denise L. Cote on 5/7/04) (pl, )
May 10, 2004 Filing 1279 MOTION this document relates to 03cv4500) pursuant to FRCP 41(a)(2) and this Court's Order of 1/26/04, voluntarily dismissing their claims in the Individual Action without prejudice, on the condition that they be permitted to remain members of the class for all claims, whenever asserted, in the class action under the caption In re WorldCom Inc. Securities Litigation, Master File No. 02cv3288. Document filed by IBEW Local 246 Pension Fund, Maintenance Employee Teamsters Local 416 Pension Fund, Operative Plasterers and Cement Masons Local 109 Pension Fund, Pension Fund of Local 277, Plumbers & Steamfitters Local 577 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Sheet Metal Workers Local Pension Fund, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area. (yv, )
May 10, 2004 Filing 1274 TRANSCRIPT of proceedings held on 4/30/2004 before Judge Denise L. Cote.(jmi, )
May 10, 2004 Filing 1273 TRANSCRIPT of proceedings held on 4/29/2004 before Judge Denise L. Cote.(jmi, )
May 10, 2004 Filing 1272 TRANSCRIPT of proceedings held on 4/30/2004 before Judge Denise L. Cote.(jmi, )
May 10, 2004 Filing 1271 TRANSCRIPT of proceedings held on 4/29/2004 before Judge Denise L. Cote.(jmi, )
May 7, 2004 Opinion or Order Filing 1277 ORDER: that a Telephone Conference to address the issues raised by the 5/4 letter will be held on 5/10/2004 at 5:00 PM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 5/6/04) (sac, )
May 7, 2004 Opinion or Order Filing 1276 ORDER (This document relates to all actions) that the Underwriter dfts' and the SSB dfts' request for clarification is denied. (Signed by Judge Denise L. Cote on 5/6/04) (dle, )
May 7, 2004 Filing 1275 MOTION for an order to voluntarily dismiss its complaint without prejudice, under Rule 41 of the FRCP on the condition that plaintiff be permitted to remain a member of the class for all claims asserted in the class action as set forth in the court's opinion and order dated 1/26/04 and its order dated 4/12/04. Document filed by Pacific Income Advisors, Inc.. This document relates to 02cv8235.(dle, ) Modified on 5/10/2004 (dle, ).
May 7, 2004 Filing 1270 NOTICE of Change of Firm Affiliation that counsel for plaintiffs set forth in this notice have changed their law firm affiliation. Please direct all future pleadings and correspondence to them at the address shown below and revise your service list accordingly: as set forth in this notice. (jco, )
May 7, 2004 Opinion or Order Filing 1269 ORDER that the issues raised by the May 5 letter will be addressed at the conference to be held on 5/7/04 at 9:00 a.m. at 500 Pearl Street in courtroom 11B. (Signed by Judge Denise L. Cote on 5/6/04) (dle, )
May 6, 2004 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 5/6/2004. (jeh, )
May 6, 2004 Opinion or Order Filing 1267 ORDER that a telephone conference to address this dispute will be held on 5/5/04, at 12:45 p.m. (Signed by Judge Denise L. Cote on 5/5/04) (jco, )
May 6, 2004 Filing 1266 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal for 1240 Notice of Interlocutory Appeal filed by Retirement Systems of Alabama, Circuit Court, Mongomery County, Alabama USCA Case Number 04-0219-cv, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (tp, )
May 5, 2004 Filing 1268 SECOND CORRECTED AMENDED CLAS ACTION COMPLAINT amending 698 Amended Complaint against ABN Amro Incorporated, James C. Allen, Arthur Andersen, LLP, Arthur Anderson, LLP, Bank of America Corp., Max E. Bobbitt, Deutsche Bank AG, Deutsche Bank Securities, Inc., Francesco Galesi, Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., Stiles A. Kelett, Lehman Brothers Holdings Inc., Gordon S. Macklin, David F. Myers, New York State Common Retirement Fund, Troy M. Normand, Betty L. Vinson, Sanford I. Weill, Worldcom, Inc., Buford Yates Jr..Document filed by Steve M., Daryl W. Abrams, Alaska Teamster-Employer Pension Trust, Ruth Brinson, Sylvia Carraway, Janah H. Clark, Nathan L. Clark, Bruce A. Fadem, Donna R. Flynt, George T. Flyny, Cathy G. Franck, Courtney C. Franck, Walker Franck, Harold R. Gary, Jetty P. Gary, Arin Clark Hewes, Bernard W. Hill, IBEW Local 246 Pension Fund, IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan, IQ Holdings, Inc., Dallas Little, Betty L. Magee, Wayne Magee, Maintenance Employee Teamsters Local 416 Pension Fund, Wayne L. Matthews, Kimberly A. McBride, Marcus B. McBride, Melinda M. McBride, H. Carl McCall, Samuel McLaurin, Kristi McLaurn, Operative Plasterers and Cement Masons Local 109 Pension Fund, Pension Fund of Local 277, Plumbers & Steamfitters Local 577 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Sheet Metal Workers Local Pension Fund, Alexandra Motoko Smith, Kimmie Tommay Smith, Mercedes Randolph Smith, Ralph Arnold Smith Jr., Victoria Jane Smith, Walter David Smith, Sonoma County Employees Retirement Association, Sun Trust Bank, The Albert Fadem Trust, The Regents of the University of California, Paxton Ray Trull, Ruth C.G. Trull, Trusco Capital Management, Inc., Breck W. Tyler, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area. Related document: 698 Amended Complaint filed by Alan G. Hevesi.(yv, )
May 5, 2004 Filing 1265 Defendant Bert C. Roberts, Jr.'s second supplement to his motion for an Order overruling the objection of the U.S. to issue subpoenas and for authority to issue subpoenas to certain witnesses and memeorandum of law in support. Document filed by Bert C. Roberts Jr. This document rleated to All Actions. (jco, )
May 5, 2004 Opinion or Order Filing 1264 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay Kasner dated 5/4/04 re: counsel for Underwriter Related dfts request clarification as to whether the deposition of dft Bernard Ebbers may proceed as noticed in light of recent rulings. Mr. Ebbers is not the subject of the May 3 order. The government has not requested an embargo of him. (Signed by Judge Denise L. Cote on 5/4/04) (dle, )
May 5, 2004 Opinion or Order Filing 1260 ORDER; on 5/4/04, the Underwriter Defendants requested an extension of the time provided in the Court's 5/3/04 Order in which to notify Lead Plaintiff that they do not intend to rely on the advice of counsel defense. For the reasons stated on the record at a telephone conference on 5/4. The Underwriter Defendants' request is granted. The Underwriter Defendants and SSB Defendants have until 5/7 at 5:00 P.M. to inform Lead Plaintiff in writing, explicitly and unambiguously, that they do not intend to reply on the advice of counsel defense. That in the event such notice is not given, Lead Plaintiff may redepose any witness who failed on 4/30, or 5/3 through 5/7 to respond completely to the questions permitted by the Court's 5/3 Order. Such additional deposition time shall not be deducted from the time plaintiffs in the Securities Litigation have been allotted for depositions. (Signed by Judge Denise L. Cote on 5/4/04) (sac, )
May 5, 2004 Opinion or Order Filing 1259 ORDER; a conference will be held on May 7, 2003 at 9:00 a.m. at the United States Courthouse, 500 Pearl Street, NY, NY in Courtroom 11B, to address the embargo of the six witnesses identified in the Government's May 3 letter. (Signed by Judge Denise L. Cote on 05/04/04) (djc, )
May 4, 2004 Filing 1257 ANSWER (this document relates to 02cv3288, 02cv4990, 02cv9513, 02cv3416, 02cv5057, 02cv9514, 02cv3419, 02cv5071, 02cv9515, 02cv3508, 02cv5087, 02cv9516, 02cv3537, 02cv5108, 02cv9519, 02cv3647, 02cv5224, 02cv9521, 02cv3750, 02cv5285, 03cv2841, 02cv3771, 02cv8226, 03cv3592, 02cv4719, 02cv8227, 03cv6229, 02cv4945, 02cv8228, 03cv7298, 02cv4946, 02cv8229, 02cv4958, 02cv8230, 02cv4973, 02cv8234)to Amended Complaint. Document filed by JP Morgan Securities, Ltd. Related document: 698 Amended Complaint filed by Alan G. Hevesi.(yv, )
May 4, 2004 Opinion or Order Filing 1256 ORDER that plaintiff's motion to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action is granted. So Ordered. This document relates to 03cv998.(Signed by Judge Denise L. Cote on 5/4/04) (jco, ) Modified on 5/5/2004 (jco, ).
May 4, 2004 Set Answer Due Date re: 698 Amended Complaint as to ABN Amro Incorporated answer due on 5/14/2004; James C. Allen answer due on 5/14/2004; Arthur Andersen, LLP answer due on 5/14/2004; Arthur Anderson, LLP answer due on 5/14/2004; Bank of America Corp. answer due on 5/14/2004; Max E. Bobbitt answer due on 5/14/2004; Deutsche Bank AG answer due on 5/14/2004; Deutsche Bank Securities, Inc. answer due on 5/14/2004; Bernard J. Ebbers answer due on 5/14/2004; Francesco Galesi answer due on 5/14/2004; Goldman Sachs Group, Inc. answer due on 5/14/2004; J.P. Securities, Inc answer due on 5/14/2004; J.P. Morgan Chase & Co. answer due on 5/14/2004; Stiles A. Kelett answer due on 5/14/2004; Lehman Brothers Holdings Inc. answer due on 5/14/2004; Gordon S. Macklin answer due on 5/14/2004; David F. Myers answer due on 5/14/2004; New York State Common Retirement Fund answer due on 5/14/2004; Troy M. Normand answer due on 5/14/2004; Betty L. Vinson answer due on 5/14/2004; Sanford I. Weill answer due on 5/14/2004; Worldcom, Inc. answer due on 5/14/2004; Buford Yates Jr. answer due on 5/14/2004. (yv, )
May 4, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd, )
May 4, 2004 Opinion or Order ORDER granting 1241 Motion for Jennifer D. Chapman to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 5/3/04)(cd, )
May 4, 2004 Opinion or Order Filing 1255 ORDER that depositions of all witnesses as to whom the government had requested an embargo may proceed except for the seven witnesses covered by the 4/15 opinion and the six witnesses identified in the government's May 3 letter; to the extent parties wish to be heard regarding the opportunity to depose the six witnesses identified in the May 3 letter, they will be heard at a conference to be scheduled for May 7. (Signed by Judge Denise L. Cote on 5/3/04) (dle, )
May 4, 2004 Opinion or Order Filing 1254 ORDER that the parties in the Securities Litigation may pursue discovery concerning the advice of counsel provided to the Underwriter dfts and the SSB dfts related to the due diligence for the May 2000 and May 2001 bond offerings and the disclosures in the offering materials for those offerings; the Underwriter dfts and the SSB dfts have until 5:00 p.m. on 5/4/04 to notify the lead plaintiff in writing, explicitly and unambiguously that they do not intend to rely on an advice of counsel defense; in the event such notice is not given, the lead plaintiff may redepose any witness who failed on 4/30/04, 5/3/04 or 5/4/04 to respond completely to the questions permitted by this order. Such addtional deposition time shall not be deducted from the time the plaintiffs in the Securities Litigation have been allotted for depositions. (Signed by Judge Denise L. Cote on 5/3/04) (dle, )
May 4, 2004 Filing 1250 NOTICE of Proposed Witnesses for Deposition; Document filed by Francesco Galesi. (djc, )
May 4, 2004 Filing 1249 Letter addressed to Judge Cote from Lynn Lincoln Sarko dated 05/03/04 re: advises the Court that counsel has discussed list of prospective deponents with the U.S. Atty Office and determined that the ERISA Plaintiffs wish to depose three witnesses not prebviously identified by any party in the consolidated civil actions..... (djc, )
May 3, 2004 Filing 1263 Designation of Areas of Expert Testimony. This document relates to 03cv6219. (jco, )
May 3, 2004 Filing 1262 Designation of Areas of Expert Testimony. This document relates to 03cv4498. (jco, )
May 3, 2004 Filing 1261 Designation of Areas of Expert Testimony. This document relates to 04cv0233. (jco, )
May 3, 2004 Filing 1258 ANSWER OF defendant Salomon Bros. International to the corrected first amended class action complaint of lead plaintiff Alan G. Hevesi. Document filed by Citigroup Global Markets, Inc. (jco, )
May 3, 2004 Filing 1253 NOTICE of Filing Relevant Interview Pages. Document filed by Bert C. Roberts Jr. (db, )
May 3, 2004 Filing 1252 Defendant Bert C. Roberts supplement to his 1236 MOTION Overruling the Objections of the U.S. to issue subpoenas and for authority to issue subpoenas to certain witnesses and memorandum of law in support. Document filed by Bert C. Roberts Jr. (db, )
May 3, 2004 Filing 1251 MOTION to join motion of defendant Bert C. Roberts, Jr. for an order overrruling the objection of the U.S. to issue subpoenas and for authority to issue subpoenas to certain witnesses and memoranda of law in support. Document filed by Francesco Galesi. (db, )
April 30, 2004 Filing 1248 REPLY MEMORANDUM OF LAW in Support re: 1196 MOTION to Dismiss. MOTION to Strike. MOTION to Dismiss. MOTION to Strike. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc. Received in night deposit box on 4/30/04 at 8:14 p.m. (db, ) Modified on 5/4/2004 (db, ).
April 30, 2004 Filing 1247 Defendant Judith Areen's List of Proposed Deponents. Document filed by Judith Areen. (jco, )
April 30, 2004 Filing 1246 The Holding Company Dfts' and Underwriter Related dfts' reply memorandum of law in support of their renewed "Phase Two" motion to dismiss and/or strike the first, second and third claims for relief in the second amended complaint in 03cv890. This document relates to 03cv890. (dle, )
April 30, 2004 Filing 1244 TRANSCRIPT of proceedings held on 4/8/04 before Judge Denise L. Cote.(ps, )
April 30, 2004 Filing 1243 TRANSCRIPT of proceedings held on 4/13/04 before Judge Denise L. Cote.(ps, )
April 29, 2004 Opinion or Order Filing 1245 ORDER; that a conference addressing this issue will be held on 4/29, beginning at 10:00 A.M. at the United States Courthouse, 500 Pearl Street, in Courtroom 11B. (Signed by Judge Denise L. Cote on 4/28/04) (sac, )
April 29, 2004 Opinion or Order Filing 1242 ORDER, that the conference scheduled for 4/29 will address an "advice of counsel" defense in connection with the 5/00 and 5/01 offerings in addition to the dispute regarding "embargoed" witnesses. (Signed by Judge Denise L. Cote on 4/28/04) (cd, )
April 28, 2004 MEMO ENDORSED; granting 1224 Motion for Richard J. Lantinberg to Appear Pro Hac Vice as counsel of record for defendant Bert C. Roberts, Jr. (Signed by Judge Denise L. Cote on 4/27/04) (sac, )
April 28, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (sac, )
April 28, 2004 Filing 1240 NOTICE OF INTERLOCUTORY APPEAL from 1226 Order,,, 1227 Memorandum & Opinion,,. Document filed by Circuit Court, Mongomery County, Alabama, Retirement Systems of Alabama. Filing fee $ 255.00, receipt number E 506843. Copies of Notice of Interlocutory Appeal mailed to Attorney(s) of Record: Balch & Bingham, L.L.P.; Skadden, Arps, Slate, Meager & Flom, L.L.P.; Starnes & Attchison; Paul, Weiss, Rifkind, Wharton & Garrison; Maynard, Cooper & Gale, P.C.; Lightfoot, Franklin & White, L.L.C; Curtis, Mallet-Prevost, Colt & Mosle, L.L.P.; Bruini, Grantham, Grower & Hewes, P.L.L.C.; Melton, Espy & Williams, P.C.; Bernstein, Litowitz, Berger & Grossman, L.L.P.; Arnold & Porter; Baker, Donaldson, Bearman & Caldwell, P.C.; Simpson, Thacher & Bartlett, L.L.P.; Hogan & Hartson, L.L.P.; Cadwalader, Wickersham & Taft, L.L.P.; Lowey, Dannenberg, Bemporad & Selinger, P.C., Barrack, Rodos & Bacine. (tp, )
April 28, 2004 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 1240 Notice of Interlocutory Appeal. (tp, )
April 28, 2004 Transmission of Notice of Appeal to the District Judge re: 1240 Notice of Interlocutory Appeal. (tp, )
April 27, 2004 Filing 1239 Disclosure of Areas of Expert Testimony filed by Goals Plaintiffs. (sac, )
April 27, 2004 Filing 1238 REPLY MEMORANDUM OF LAW in Further Support re: 1194 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. This Document Relates to: 03Civ.9490; 03Civ.10066. (sac, )
April 27, 2004 Opinion or Order Filing 1237 MEMORANDUM AND OPINION AND ORDER #90005; Bernard J. Ebbers moves for a stay of all civil proceedings against him until "final resolution" of the criminal action. The motion by Bernard J. Ebbers for a stay is granted. (Signed by Judge Denise L. Cote on 4/27/04) (sac, )
April 27, 2004 Filing 1236 MOTION for an Order Overruling the Objections of the U.S. to issue subpoenas and for authority to issue subpoenas to certain witnesses and memorandum of law in support. Document filed by Bert C. Roberts Jr. [This document relates to All Actions](jco, )
April 27, 2004 MEMO ENDORSEMENT on re: 1120 MOTION to Stay. filed by Bernard J. Ebbers. Granted. (Signed by Judge Denise L. Cote on 4/27/04) (dle, )
April 27, 2004 Filing 1235 TRANSCRIPT of proceedings held on April 13, 2004, 9:35 a.m. before Judge Denise L. Cote.(dt, )
April 27, 2004 Filing 1234 TRANSCRIPT of proceedings held on April 8, 2004, 10:oo a.m. before Judge Denise L. Cote.(dt, )
April 27, 2004 Filing 1233 TRANSCRIPT of proceedings held on April 8, 2004, 9:30 a.m. before Judge Denise L. Cote.(dt, )
April 27, 2004 Filing 1232 TRANSCRIPT of proceedings held on April 2, 1004, 10:00 a.m. before Judge Denise L. Cote.(dt, )
April 27, 2004 Opinion or Order ORDER granting per terms of 4/12/04 Order 1215 Motion to Dismiss . (Signed by Judge Denise L. Cote on 4/27/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(yv, )
April 27, 2004 Opinion or Order ORDER granting 1157 Motion to File Amicus Brief . (Signed by Judge Denise L. Cote on 4/26/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(yv, )
April 26, 2004 Filing 1241 MOTION for an order granting Jennifer D. Chapman admission to appear pro hac vice as additonal counsel on behalf of dft Stiles Kellett, Jr. Document filed by Stiles A. Kelett, Stiles A. Kellett, Stiles A. Kellett Jr.. (dle, )
April 26, 2004 Filing 1231 ENDORSED LETTER addressed to Judge Denise L. Cote from Richard A. Rosen dated 4/23/04 re: granting counsel for Citigroup dfts and Jack Grubman's request for permission to submit a reply brief of up to 20 pages in length in support of dfts' motion to dismiss the complaint. (Signed by Judge Denise L. Cote on 4/23/04) (dle, ) Modified on 4/27/2004 (dle, ).
April 26, 2004 Opinion or Order Filing 1230 ORDER (This document relates to 03cv9822) that with Worldcom having emerged from bankruptcy on 4/20/04, the parties to this individual action shall advise the court by April 30 as to the status of the two pending motions. (Signed by Judge Denise L. Cote on 4/26/04) (dle, )
April 26, 2004 Opinion or Order Filing 1229 ORDER that the parties inform the court in writing by 5/7/04 what effect Worldcom's emergence from bankruptcy has on the bankruptcy appeals currently pending before this court. (Signed by Judge Denise L. Cote on 4/22/04) (dle, )
April 26, 2004 Filing 1225 TRANSCRIPT of proceedings held on 3/4/04 before Judge Denise L. Cote.(ps, )
April 26, 2004 Filing 1223 TRANSCRIPT of proceedings held on 3/18/04 before Judge Denise L. Cote.(ps, )
April 26, 2004 Filing 1222 TRANSCRIPT of proceedings held on 3/26/04 before Judge Denise L. Cote.(ps, )
April 26, 2004 Filing 1220 TRANSCRIPT of proceedings held on 3/24/04 before Judge Denise L. Cote.(ps, )
April 26, 2004 Filing 1219 TRANSCRIPT of proceedings held on 3/9/04 before Judge Denise L. Cote.(ps, )
April 23, 2004 Opinion or Order Filing 1227 OPINION AND ORDER #90000; the defendants' application pursuant to the All Writs Act is granted. The Circuit Court of Alabama is enjoined from resolving any summary judgment motion or beginning the trial, until at least 60 days following the entry of a veridct in the class action trial in the Securities Litigation. This writ shall be automatically vacated in the event that the class action trial in the Securities Litigation is adjourned without date. (Signed by Judge Denise L. Cote on 4/23/04) (sac, )
April 23, 2004 Opinion or Order Filing 1226 INJUNCTION: for the reasons stated in the Opinion and Order issued today and pursuant to the All Writs Act, 28 U.S.C. 1651, the Circuit Court of Alabama is enjoined from resolving any summary judgment motion or begining the trial, until at least 60 days following the entry of a verdict in the class action trial in the Securities Litigation. This writ shall be automatically vacated in the event that the class action trial in the Securities Litigation is adjourned without date. (Signed by Judge Denise L. Cote on 4/23/04) (sac, )
April 23, 2004 Filing 1224 MOTION pursuant to Local Rule 1.3(c) granting Richard J. Lantinberg admission to Appear as counsel on behalf of defendant. Affidavit of Ted A. Novick in support attached. Document filed by Bert C. Roberts Jr. (yv, )
April 23, 2004 Filing 1221 MEMORANDUM OF LAW in Opposition re: 1196 MOTION to Dismiss. MOTION to Strike. MOTION to Strike. Document filed by Alameda County Employees Retirement Association, Alameda-Contra Costa Transit Employees' Retirement Plan, City of South San Francisco, Contra Costa County Employees' Retirement Board, Imperial County Board of Retirement, Mendocino County Employees Retirement Association, Oakland Fire and Police Retirement System, Sacramento County Employees Retirement System, Sacramento Regional Transit District Salaried Employees Retirement Plan, San Bernardino County Employees Retirement Association, San Diego City Employees' Retirement System, San Diego County, San Francisco City and County Employees' Retirement System, Sonoma County Employees Retirement Association, Tulare County Employees Retirement Association, Ventura County Employees Retirement Association. (jge, )
April 22, 2004 Opinion or Order Filing 1217 ORDER having received letters of 4/21/04 form defense counsel regarding witnesses that the Government seeks to embargo, the parties are hereby advised that as soon as the defendants have completed identifying each of the witnesses whom they wish to depose, and the Government has completed identifying those witnesses it wishes to embargo, the Court will be prepared to address whether any witnesses in addition to the seven identified in the Opinion of April 15 shall be embargoed. So Ordered. (Signed by Judge Denise L. Cote on 4/21/04) (jco, )
April 20, 2004 Filing 1215 MOTION for an Order voluntarily Dismissing their claims in their Individual Action entitled Alameda County Employees' Retirement Association, et al. v. Ebbers, et al., No. 03cv890, without prejudice, on the condition that they be permitted to remain members of the class for all claims, whenever asserted, in the class action under the caption In re WorldCom, Inc. Securities Litigation, Master File No. 02cv3288. Document filed by Alameda-Contra Costa Transit Employees' Retirement Plan, Mendocino County Employees Retirement Association, San Diego County, San Francisco City and County Employees' Retirement System. (yv, )
April 20, 2004 Filing 1212 SECOND AMENDED AMENDED COMPLAINT amending 1126 Amended Complaint against Bernard J. Ebbers, Scott D. Sullivan.Document filed by Grace Weinstein. Related document: 1126 Amended Complaint, filed by Sun Trust Bank.(cd, )
April 20, 2004 Opinion or Order Filing 1211 ORDER: for reasons further set forth in said Order, plaintiffs have until 4/30/04 to amend their complaint. (Signed by Judge Denise L. Cote on 4/19/04) (db, )
April 20, 2004 Opinion or Order Filing 1210 ORDER AND NOTICE OF SUBSTITUTION OF COUNSEL FOR DEFT BERT C. ROBERS, that Cooper Ridge & Lantinberg are substituted for Simpson Thacher & Bartlett as counsel for deft Bert Roberts. (Signed by Judge Denise L. Cote on 4/20/04) (cd, )
April 20, 2004 Opinion or Order Filing 1209 ORDER. Parties in Individual Actions may designate their own experts. If they do so, and if the plaintiffs are following the schedule which will result in fact discovery being completed by 1/14/05, then (1) the plaintiffs must identify the areas for which they intend to offer expert testimony and their experts by 11/12/04; (2) the defendants must identify the areas for which they intend to offer expert testimony and their experts by 12/17/04; (3) the parties bearing the burden of proof on any area for which they seek to submit expert testimony conforming to the requirements of Rule 26(a)(2)(B), FRCP., within 2 weeks of the close of evidence in the trial of the consolidated class action in the Securities Litigation, but in any event, no later than 3/4/05. (4) any rebuttal expert testimony shall by disclosed by 4/1/05. (5) any revised expert testimony shall be disclosed by 4/29/05. (6) expert discovery must conclude by 6/10/05. A conference shall be held on 4/15/05, to discuss a procedure for summary judgment motion practice in the Individual Actions, including the feasibility of bringing summary judgment motions in one or more representative actions, before they are brought in each Individual Action. The first summary judgment motion will be filed on 6/17/2004; opposed on 7/15/2004; and replied to on 7/22/2004 (Signed by Judge Denise L. Cote on 4/19/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(yv, )
April 20, 2004 Filing 1208 NOTICE of Change of Address by Marvin Lawrence Frank on behalf of Steve M., Daryl W. Abrams, Alaska Teamster-Employer Pension Trust, Ruth Brinson, Sylvia Carraway, Janah H. Clark, Nathan L. Clark, Bruce A. Fadem, Donna R. Flynt, George T. Flyny, Cathy G. Franck, Courtney C. Franck, Walker Franck, Harold R. Gary, Jetty P. Gary, Arin Clark Hewes, Bernard W. Hill, IBEW Local 246 Pension Fund, IQ Holdings, Inc., John Iaderosa, Dallas Little, Betty L. Magee, Wayne Magee, Maintenance Employee Teamsters Local 416 Pension Fund, Wayne L. Matthews, Kimberly A. McBride, Marcus B. McBride, Melinda M. McBride, Samuel McLaurin, Kristi McLaurn, Pension Fund of Local 277, Alexandra Motoko Smith, Kimmie Tommay Smith, Mercedes Randolph Smith, Ralph Arnold Smith Jr., Victoria Jane Smith, Walter David Smith, Sonoma County Employees Retirement Association, Sun Trust Bank, The Albert Fadem Trust, The Regents of the University of California, Paxton Ray Trull, Ruth C.G. Trull, Trusco Capital Management, Inc., Breck W. Tyler, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area. New Address: Murray,Frank & Sailer LLP, 275 Madison Avenue, Suite 801, New Yrok, New York, 10016,. (jmi, )
April 20, 2004 Opinion or Order Filing 1206 ORDER The name of the attorney in the final paragraph of plaintiff's exhibit 346 shall be treated as confidential and redacted from any public filing. (Signed by Judge Denise L. Cote on 4/19/04) (dle, )
April 19, 2004 Filing 1213 DECLARATION of Jay B. Kasner in further Support of Alabama Defendants' application by order to show cause to coordinate proceedings in the Retirement Systems of Alabama Action. (kw, )
April 19, 2004 Filing 1207 (This document relates to 02 civ. 9520) Plaintiffs' identification pursuant to the Court's 1/20/04 scheduling order of issues on which it intends to offer expert testimony. Document filed by Sun Trust Bank, Trusco Capital Management, Inc.. (kw, )
April 19, 2004 Filing 1203 Expert Disclosure Compliance of dft Bert C. Roberts, Jr.. Document filed by Bert C. Roberts Jr.. (dle, )
April 19, 2004 Filing 1200 NOTICE of Appearance by Eric J. Kozol on behalf of Clara Kozol. (db, )
April 19, 2004 Opinion or Order Filing 1199 ORDER; as stated on the record at the conference held on Appril 16, 2004, any motiion to dismiss by the defendants in the captioned action shall be submitted by June 18, 2004; Oppositon papers are due July 16; any reply is due July 30; (Signed by Judge Denise L. Cote on 04/16/04) (djc, )
April 18, 2004 Filing 1218 DESIGNATION OF AREAS OF EXPERT TESTIMONY. Filed by The New York City Pension Funds. (jco, )
April 16, 2004 Filing 1205 Designation of areas of anticipated expert testimony. Document filed by James C. Allen. (pl, )
April 16, 2004 Filing 1204 Disclosure of anticipated expert testimony to be presented by dft. John Porter. Document filed by John A. Porter. (pl, )
April 16, 2004 Filing 1202 Disclosure of Areas of Expert Testimony Pursuant to the Court's 11/14/03 Order. Document filed by the ERISA plaintiffs. (yv, )
April 16, 2004 Filing 1201 REPLY MEMORANDUM OF LAW in Further Support re: 1120 MOTION to Stay. Document filed by Bernard J. Ebbers. (djc, )
April 16, 2004 Filing 1198 Defendant Judith Areen's Designation of areas of anticipated Expert Testimony. Document filed by Judith Areen. This Document Relates to: 02 Civ. 4816. (sac, )
April 16, 2004 Filing 1197 MEMORANDUM OF LAW in Support re: 1196 NOTICE OF RENEWED "PHASE TWO" MOTION to Dismiss; and/or, MOTION to Strike the 1st, 2nd, and 3rd Claims for relief in the Second Amended Complaint in 03 Civ. 890. Document filed by Goldman Sachs Group, Inc., Lehman Brothers Holdings Inc., Deutsche Bank AG, Bank of America Corp., J.P. Morgan Chase & Co.. Received in the night deposit box on 4/16/04 at 6:32 P.M. This Document Relates to: 03 Civ. 890. (sac, )
April 16, 2004 Filing 1196 NOTICE OF RENEWED "PHASE TWO" MOTION to Dismiss; and/or, MOTION to Strike the 1st, 2nd, and 3rd Claims for relief in the Second Amended Complaint in 03 Civ. 890. Document filed by Goldman Sachs Group, Inc., Lehman Brothers Holdings Inc., Deutsche Bank AG, Bank of America Corp., J.P. Morgan Chase & Co.. Received in the night deposit box on 4/16/04 at 6:32 P.M. This Document Relates to: 03 Civ. 890. (sac, )
April 16, 2004 Filing 1195 MEMORANDUM OF LAW in Support re: 1194 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc.. This Document Relates to: 03Civ.890. (sac, )
April 16, 2004 Filing 1194 MOTION to Dismiss with prejudice the Third Claim in the Second Amended Complaint in No. 03 Civ. 890, and striking the First Claim insofar as it purports to state a claim for relief based on the 1998 Offering. Document filed by Citigroup Global Markets, Inc., Citigroup Inc.. Received in the night deposit box on 4/16/04 at 10:57 P.M. (sac, )
April 16, 2004 Filing 1193 Expert Disclosure Compliance of defendants Clifford L. Alexander, Jr., Carl J. Aycock and Juan Villaglonga. Document filed by Clifford L. Alexander Jr., Carl J. Aycock, Juan Villalonga. (jco, )
April 16, 2004 Filing 1192 Disclosure of Anticipated Expert Testimony to be Presented by deft John Porter. Document filed by John A. Porter. (cd, )
April 16, 2004 Filing 1191 Designation of Areas of Anticipated Expert Testimony. Document filed by James C. Allen. (yv, )
April 16, 2004 Filing 1189 NOTICE of Appearance by Robert M. Buschmann on behalf of Juan Villalonga (jco, )
April 16, 2004 Filing 1187 DISCLOSURE (This Document Relates To: All Actions) of anticipated expert testimony to be presented by defendant stiles A. Kellett, Jr. Document filed by Stiles A. Kelett. (tp, ).
April 15, 2004 Opinion or Order Filing 1214 ORDER. Attached to this Order is a Proposed Order that sets forth a schedule for the Individual Actions in the Securities Litigation. Plaintiffs who want fact discovery in their action to be completed by 1/14/05, must substantially complete their document production and respond to initial interrogatories by 5/7/04, and produce electronic records by 6/4/04. Plaintiffs in Individual Actions may designate their own experts. If they do so, and if they are following the schedule which will result in fact discovery being completed by 1/14/05, then (1) the plaintiffs must identify the areas for which they intend to offer expert testimony and their experts by 11/12/04; (2) the defendants must identify the areas for which they intend to offer expert testimony and their experts by 12/17/04; (3) the parties bearing the burden of proof on any area for which they seek to submit expert testimony shall make their disclosure of expert testimony conforming to the requirements of Rule 26(a)(2)(B), FRCP., within 2 weeks of the close of evidence in the trial of the consolidated class action in the Securities Litigation, but in any event, no later than 3/4/05. (4) any rebuttal expert testimony shall be disclosed by 4/1/05 (5) any revised expert testimony shall be disclosed by 4/15/05 (6) expert discovery must conclude by 5/27/2005. A conference shall be held on 4/15/05 to discuss a procedure for summary judgment motion practice in the Individual Actions, including the feasibility of bringing summary judgment motions in one or more representative actions, before they are brought in each Individual Action. The first summary judgment motions will be filed on 6/17/2005; opposed on 7/15/2005; and replied to on 7/22/2005 (Signed by Judge Denise L. Cote on 4/13/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(yv, )
April 15, 2004 Opinion or Order Filing 1190 ORDER (This document relates to: the inidvidual actions) A telephone conference will be held on 4/19/04 at 2:00 p.m. (Signed by Judge Denise L. Cote on 4/15/04) (dle, )
April 15, 2004 Opinion or Order Filing 1188 MEMORANDUM AND OPINION # 89968. The defendants' motion to extend the 6/18/04 fact discovery cut-off in the Securities Litigation is denied. The government's request to embargo seven witnesses from discovery in the Securities Litigation is granted. Decision is reserved on the Government's request to embargo an additional six witnesses from discovery. So Ordered. (Signed by Judge Denise L. Cote on 4/15/04) (jco, )
April 15, 2004 Set/Reset Hearings: Telephone Conference set for 4/19/2004 02:00 PM before Judge Denise L. Cote. (dle, )
April 15, 2004 Filing 1186 PLAINTIFF Sylvia Carraway's Initial Rule 26(a)(1) Disclosure Statement. Document filed by Sylvia Carraway. (db, )
April 15, 2004 Filing 1185 PLAINTIFFS' Identification of Areas on which they intend to offer Expert Testimony. Document filed by Sylvia Carraway, Grace Weinstein. (db, )
April 14, 2004 Filing 1183 NOTICE of Filing Responses to First Set of Interrogatories to plaintiffs in certain of the individual actions see case 04-cv-234 (DLC). (db, )
April 13, 2004 Filing 1182 NOTICE of Filing Responses to First Set of Interrogatories to Plaintiffs in Certain of the Individual Actions. (db, )
April 13, 2004 Opinion or Order Filing 1181 ORDER: denying as moot, 1093 MOTION for Extension of Time to file a notice of appeal in 03 Civ. 4490. That the 3/16/04 motion in 02 Civ. 9518, for leave to file an amended complaint is denied for the reasons set forth in the 4/2/04 Opinion and as moot through the 4/6 representations of counsel. The SSB Defendants' motion to intervene in 02 Civ. 9518 for the purpose of opposing plaintiffs' motion for leave to file an amended complaint is granted. That the dismissals of the 26 Actions of 4/2/04 is with prejudice for all purposes except the right of hte plaintiffs in the 16 Actions to participate in the WorldCom consolidated class action in the Securities Litigation; and the right of the plaintiffs in the 10 Actions to participate in the WorldCom consolidated class action in the Securities Litigation or, in the event such an action is certified within the Securities Litigation, a holder class action. That all plaintiffs in the 26 Actions having requested that their actions be voluntarily dismissed in order to participate in the class actions described herein, their applications are granted. That the opt-out forms executed by James Lever, Margaret Lever and Larry Hood are hereby vacated. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order Filing 1180 ORDER; that the Order of 1/26/04 described above is revised to permit participation in the class action by any plaintiff covered by that Order so long as the plaintiff files a notice of motion to dismiss its lawsuit voluntarily by the end of the opt out period for the WorldCom consolidated class action. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order Filing 1179 ORDER; Unfortunately, as the Court advised the parties on 4/8 their written submission on the Rule 26(a)(1) issue demonstrated that such an avenue for resolving this dispute was not fruitful. As of April 8, the Underwriter Defendants had identified for the Lead Plaintiff the files of 12 of the 66 individuals involved in due diligence. They had not undertaken generally to comply with the 3/9 Order, which required them to identify the source of all of the files or documents produced in discovery. This Order was entered in part based on the defendants' failure to comply with the 3/9 Order concerning the defendants' Rule 34 obligation. The Court rejected the arguments that this was a premature contention interrogatory or an invasion of the work product privilege. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order Filing 1178 ORDER; that the Underwriter Defendants must complete their production of electronic discovery for the four remaining institutions by 4/19, or in the case of J.P. Morgan by 4/30. Should these defendants fail to meet this schedule, the plaintiffs may request that they be relieved of their obligation to share expenses in the production of electronic discovery by these institutions. That the plaintiffs' request that additional deposition time, occasioned by production of electronic discovery materials after 4/2, not be deducted from their 60 day limit is granted. That the plaintiffs' request for electronic discovery from nine more custodians is granted. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order Filing 1177 ORDER, for the reasons stated in the Opinion of 1/26/04, and pursuant to Orders of 1/26 and 4/12/04. granting the Four Plaintiffs' 1138 Motion to Dismiss their complaint voluntarily on the condition that they participate in the WorldCom consolidated class action. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order Filing 1176 ORDER, granting 1139 Motion by Golden Gate Transit Amalgamated Retirement Plan to dismiss its complaint voluntarily on the condition that it participate in the WorldCom consolidated class action. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order ORDER denying as moot, Plaintiffs' 1093 Motion for Extension of Time to file Notice of Appeal. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order MEMO ENDORSEMENT on Doc#1139, Notice of Motion of Voluntary Dismissal by Golden Gate Transit Amalgamated Retirement Plan pursuant to the Court's 1/26/04 Order, granted per terms of 4/12/04 Order. (Signed by Judge Denise L. Cote on 4/13/04) (sac, )
April 13, 2004 MEMO ENDORSED, granting 1147 Motion to Intervene Citigroup Intervenors: Citigroup Inc., Citigroup Markets Inc. f/k/a Salomon Smith Barney Inc. and Jack Grubman. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order MEMO ENDORSED, granting 1164 Motion to Dismiss, to the extent described in Order of today, and conditioned on voluntary dismissal by all plaintiffs in the 16 Actions. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 13, 2004 Opinion or Order ORDER, granting Doc#1138, per terum of 4/12/04 Order, Notice of Motion of Voluntary Dismissal by Certain Plaintiffs pursuant to the Court's 1/26/04 Order. (Signed by Judge Denise L. Cote on 4/13/04) (sac, )
April 13, 2004 MEMO ENDORSEMENT, denying #1096 Notice of Motion for Leave of Court to file and serve Plaintiff's First Amended Complaint. (Signed by Judge Denise L. Cote on 4/12/04) (sac, )
April 12, 2004 Filing 1184 Letter addressed to Judge Denise L. Cote from William M. Quin, II dated 4/6/04 re: plaintiffs in sixteen actions subject to your Honors Order of 4/2 requests permission to rejoin the class in light of the 4/2 Order. (pl, )
April 12, 2004 Filing 1175 DECLARATION of Jeffrey H. Dasteel in further Support of Alabama Defendants' application by order to show cause to coordinate proceedings in the retirement systems of Alabama Action. (jco, )
April 12, 2004 Filing 1174 DECLARATION of Garrett J. Waltzer in further Support of Alabama defendants' application by Order to show cause to coordinate proceedings in the retirement systems of Alabama Action. (jco, )
April 12, 2004 Opinion or Order Filing 1173 Alabama Defendants' REPLY MEMORANDUM OF LAW in further Support of their application by order to show cause to coordinate proceedings in the retirement systems of alabama action and in response to amicus curiae and submission by judge price. Document filed by Arthur Andersen, LLP. (jco, )
April 12, 2004 Opinion or Order ORDER granting 1155 Motion for Lawrence E. Levinson to Appear Pro Hac Vice . Granted. (Signed by Judge Denise L. Cote on 4/9/04) (jco, )
April 12, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (jco, )
April 9, 2004 Filing 1172 RESPONSE (This Document Relates To: All Actions) to the 1120 MOTION to Stay the proceedings. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (tp,).
April 9, 2004 Filing 1171 MEMORANDUM OF LAW in Opposition re: 1120 MOTION to Stay.. Document filed by Above Paradise Investments Ltd., Daryl W. Abrams, Air Conditioning & Refrigeration Industry Retirement Trust Funds, Alameda County Employees Retirement Association, Alameda-Contra Costa Transit Employees' Retirement Plan, Alaska Permanent Capital Management Company, Steve Albrecht, American International Group, Jeffrey R. Appelbaum, Brian Barry, Shereen Beydoun, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Board of Trustees of the Teachers' Retirement System of the State of Illinois, Steven Brakl, Ruth Brinson, Maurice Brodsky, California Public Employees' Retirement System, California State Teachers' Retirement System, Sylvia Carraway, Edward Castellani, Cincinnati Retirement System, City of South San Francisco, Janah H. Clark, Nathan L. Clark, Jean Colarik, Contra Costa County Employees' Retirement Board, David Crum, Joel D Davis, Davon Group, LTD., Denver Area Meat Cutters & Employers Pension Plan, Directors Guild of America-Producers Pension and Health Plans, Eric Edwards, Bruce A. Fadem, Donna R. Flynt, George T. Flyny, Cathy G. Franck, Courtney C. Franck, Walker Franck, Harold R. Gary, Jetty P. Gary, Gary Ginsburg, Robert W. Grauvogl, HGK Asset Management, John Halkias, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds, Arin Clark Hewes, Bernard W. Hill, IBEW Local 246 Pension Fund, IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan, IQ Holdings, Inc., John Iaderosa, Iatse Local #33 Pension Trust, Imperial County Board of Retirement, Robin Hodes Jacobs, James B. Jerele, David Kramer, Michael A. Krzys, Dallas Little, Betty L. Magee, Wayne Magee, Louis J. Maholic, Maintenance Employee Teamsters Local 416 Pension Fund, Wayne L. Matthews, Kimberly A. McBride, Marcus B. McBride, Melinda M. McBride, H. Carl McCall, Samuel McLaurin, Kristi McLaurn, McMorgan & Company, Minnesota State Board of Investments, Montana Board of Investments, Motion Picture Industry Individual Account Plan, Motion Picture Industry Pension & Health Plans, Municipal Police Employees Retirement System of Louisiana, Northwestern Mutual Life Insurance Company, Oakland Fire and Police Retirement System, Ohio Bureau of Workers' Compensation, Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System, Operative Plasterers and Cement Masons Local 109 Pension Fund, Plumbers & Steamfitters Local 577 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Bryan Polak, Producer-Writers Guild of America Pension Plan, Public Employees Retirement System of Ohio, Railways Pension Trustee Company Ltd., Richard F. Reynolds, Ronnie Ribnick, Rocky Mountain UFCW Unions & Employers Pension Plan, Ina Rosenblum, Richard Ryland, Sacramento County Employees Retirement System, Sacramento Regional Transit District Salaried Employees Retirement Plan, Sacremento Regional Transit District Contract Employees Retirement Plan, San Bernardino County Employees Retirement Association, San Diego City Employees' Retirement System, San Diego County, San Francisco City and County Employees' Retirement System, School Employees Retirement System of Ohio, Beverly Schreck, Screen Actors Guild Producers Pension & Health Plans, Sheet Metal Workers Local Pension Fund, Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada, Alexandra Motoko Smith, Kimmie Tommay Smith, Mercedes Randolph Smith, Ralph Arnold Smith Jr., Victoria Jane Smith, Walter David Smith, Sonoma County Employees Retirement Association, State Teachers Retirement System of Ohio, Forrest Stephens, Sun Trust Bank, Teamsters Local 408 Pension Guaranteed Fund, The Albert Fadem Trust, The Los Angeles County Employees Retirement Association, The Maryland-National Capital Park & Planning Commission Employee's Retirement System, The Regents of the University of California, The Robert D. Jaffee Revocable Trust, Paxton Ray Trull, Ruth C.G. Trull, Trusco Capital Management, Inc., Tulare County Employees Retirement Association, Breck W. Tyler, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area, United Food & Commercial Wokers Union Local 880-Mercantile Employers Joint Pension Fund, and its trustees, United Food & Commercial Workers Union-Employer Pension Fund, and its Trustees, United Food and Commercial Workers Union Local 880-Retail Food Employers Joint Pension Fund, United Food and Commercial Workers Union-Employer Pension Fund, Ventura County Employees Retirement Association, Roscoe Wallace, Grace Weinstein, Robert Weiss, West Virginia Investment Management Board, Writers' Guild-Industry Health Fund. (db, )
April 9, 2004 Filing 1170 DECLARATION (This Document Relates To: All Actions) of Jay B. Kasner in support of Response of the "Underwriter-Related Defendants" to defendant Ebbers 1120 MOTION to Stay the proceedings. (tp, ).
April 8, 2004 Filing 1162 ENDORSED LETTER addressed to Judge Denise L. Cote from Susan L. Saltzstein dated 4/7/04 re: Counsel for the Alabama Defendants respectfully request that the page limit for their reply submissions be enlarged to 18 pages so as to afford them an opportunity adequately to respond to the various arguments set forth in the 71 pages of briefing collectively submitted by the RSA and the attorney general. Request to file 18 page reply is granted. (Signed by Judge Denise L. Cote on 4/8/04) (jco, ).
April 8, 2004 Opinion or Order Filing 1161 STIPULATION AND ORDER: the time within which the European Tranche defendants may answer or otherwise respond to the Corrected First Amended Class Action Complaint of Lead Plaintiff by 5/3/04. (Signed by Judge Denise L. Cote on 5/7/04) (db, ) Modified on 4/13/2004 (db, ).
April 8, 2004 MEMO ENDORSEMENT on re: 1032 MOTION to Dismiss. GRANTED to extent described in 4/2/04 Opinion. (Signed by Judge Denise L. Cote on 4/8/04) (db, ) Modified on 4/13/2004 (db, ).
April 8, 2004 MEMO ENDORSEMENT on re: 1034 MOTION to Dismiss. GRANTED to extent described in 4/2/04 Opinion. Filed by Sanford I. Weill, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman (Signed by Judge Denise L. Cote on 4/8/04) (db, ) Modified on 4/13/2004 (db, ).
April 8, 2004 Set Answer Due Date purs. to 1161 Stipulation and Order,,, as to Citigroup Global Markets, Inc. answer due on 5/3/2004; J.P. Morgan Securities Inc. answer due on 5/3/2004; JP Morgan Securities, Inc. answer due on 5/3/2004; JP Morgan Securities, Ltd. answer due on 5/3/2004; Salomon Brothers International, Inc. answer due on 5/3/2004. (db, )
April 8, 2004 CASHIERS OFFICE REMARK on 916 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 4/8/04, Receipt Number 505091. (jco, )
April 8, 2004 CASHIERS OFFICE REMARK on 1012 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 4/8/04, Receipt Number 505091. (jco, )
April 8, 2004 MEMO ENDORSEMENT on re: 1040 MOTION to Dismiss. filed by Melinda M. McBride; granting to the extent described in the 4/2/04 Opinion (Signed by Judge Denise L. Cote on 4/2/04) (ml, )
April 8, 2004 Opinion or Order ORDER granting 1030 Motion to Dismiss as described in 4/2/2004 opinion.. (Signed by Judge Denise L. Cote on 4/8/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jsa, )
April 8, 2004 Opinion or Order ORDER denying 1015 Motion for Leave to File Document . (Signed by Judge Denise L. Cote on 4/8/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jsa, )
April 8, 2004 MEMO ENDORSEMENT on plaintiff's motion for reconsideration and for leave to file Amended complaint (doc # 1018). Denied in 4/2/2004 opinion. (Signed by Judge Denise L. Cote on 4/8/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jsa, )
April 7, 2004 Filing 1169 NOTICE of Filing of Affidavit of William Stephens, by the Retirement Systems of Alabama. (cd, )
April 7, 2004 Filing 1168 RESPONSE of Charles Price, Presiding Circuit Judge for the 15th Judicial Circuit of Alabama to this Court's Order to Show Cause, issued 3/23/04. (cd, )
April 7, 2004 Filing 1167 RESPONSE of the Retirement Systems of Alabama to Order to Show CAuse. Document filed by Railways Pension Trustee Company Ltd.. (cd, )
April 7, 2004 Filing 1166 MEMO ENDORSEMENT motion for leave to exceed page limit by The Retirement Systems of Alabama. Granted. (Signed by Judge Denise L. Cote on 4/7/04) (jco, )
April 7, 2004 Filing 1163 DECLARATION of J. Michael Rediker in Opposition to the "Alabama Defendants" application for order to show cause with respect to the Retirement Systems of Alabama Actions. (db, )
April 7, 2004 Opinion or Order Filing 1160 ORDER In order to provide the Court with more information with respect to defendants' request for a termination of the embargo concerning 15 witnesses, the Underwriter defendants shall provide the Court today witih the interview notes from the Wilmer Cutler Pickering interviews with the 15 identified witnesses except for those witnesses who have entered guilty pleas in the Worldcom related criminal proceedings. (Signed by Judge Denise L. Cote on 4/7/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jsa, )
April 7, 2004 Opinion or Order Filing 1159 ORDER Having received an April 1, 2004 letter from the defendants requesting the termination of the discovery embargo concerning 15 Government witness which contained ex parte submissions, having reviewed the Government's request dated 4/6/2004 to submit a response which would include an ex parte portion, and having considered the SSB Defendants objection dated 4/7/2004 to the Government's request, it is hereby ordered that the Government's response to the defendants' request may include ex parte material. (Signed by Judge Denise L. Cote on 4/7/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jsa, )
April 7, 2004 Filing 1158 BRIEF in support of opposition to Order to Show Cause. Document filed by Attorney General of the State of Alabama.(yv, )
April 7, 2004 Filing 1157 MOTION for leave to File Brief as Amicus Curiae. Document filed by Attorney General of the State of Alabama. (yv, )
April 6, 2004 Filing 1156 AFFIDAVIT of David Elbaum in Support re: 1155 MOTION for Lawrence E. Levinson to Appear Pro Hac Vice. Document filed by Clifford Alexander Jr. Received in night deposit box on 4/6/04 at 6:13 p.m. (yv, )
April 6, 2004 Filing 1155 MOTION pursuant to Local Rule 1.3(c) for an Order granting Lawrence E. Levinson admission as additional counsel. Document filed by Clifford Alexander Jr. Received in night deposit box on 4/6/04 at 6:13 p.m. (yv, )
April 5, 2004 Filing 1165 MEMORANDUM OF LAW in Support of the 1164 MOTION to Dismiss. Document filed by Certain Mississippi Plaintiffs. (tp, )
April 5, 2004 Filing 1164 MOTION (This Document Relates To: 02cv9518) for an Order pursuant t o Rule 41(a)(2) of the FRCP to Voluntarily Dismiss their complaint against defendants without prejudice on the condition that they be permitted to remain a member of the class for all claims asserted in the class action.Document filed by Certain Mississippi plaintiffs.(tp, )
April 5, 2004 Filing 1154 MEMORANDUM OF LAW in Opposition re: 1096 MOTION for Leave to File First Amended Complaint. Document filed by Arthur Anderson, LLP. (cd, )
April 2, 2004 Filing 1152 MEMORANDUM OF LAW in Support re: 1150 MOTION to Dismiss. Document filed by Citigroup Inc.. (cd, )
April 2, 2004 Filing 1151 DECLARATION of Richard Rosen in Support re: 1150 MOTION to Dismiss. Document filed by Citigroup Inc.. (cd, )
April 2, 2004 Filing 1150 MOTION to Dismiss the Consolidated Amended Class Action Complaint with prejudice. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Jack Grubman. (db, ). Received in night deposit box on 4/2/04 at 11:47 p.m.
April 2, 2004 Filing 1149 DECLARATION of Joyce S. Huang in Support re: 1147 MOTION to Intervene. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Jack Grubman. Received in night deposit box on 4/2/04 at 11:46 p.m. (db, )
April 2, 2004 Filing 1148 MEMORANDUM OF LAW in Support re: 1147 MOTION to Intervene. Document filed by Citigroup Global Markets, Inc., Citigroup Inc. and Jack Grubman. Received in night deposit box on 4/2/04 at 11:47 p.m. (db, )
April 2, 2004 Filing 1147 MOTION for Leave to Intervene. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Contra Costa County Employees' Retirement Board, Jack Grubman. Received in night deposit box on 4/2/04 at 11:48 p.m. (db, )
April 2, 2004 Opinion or Order Filing 1146 STIPULATION AND AGREED CONFIDENTIALITY ORDER; regarding the procedures that will govern the handling of confidential discovery material. (Signed by Judge Denise L. Cote on 4/1/04) (pl, )
April 2, 2004 Opinion or Order Filing 1145 MEMORANDUM AND OPINION # 89908 re: 1096 MOTION for Leave to File First Amended Complaint. filed by Richard B. Schwartz, 1032 MOTION to Dismiss., 1034 MOTION to Dismiss. filed by Sanford I. Weill, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, 1018 MOTION for Leave to File an amended complaint. MOTION for Reconsideration., 1040 MOTION to Dismiss. filed by Melinda M. McBride. The motion in Bell v. Ebbers, 03cv4490, for reconsideration is denied. The motions for leave to amend the complaints in these twenty-six actions are denied. The defendants' motions to dismiss these twenty-six actions with prejudice, and the motions for voluntary dismissal in order to participate in the class action in the Securities Litigation made by seventy-eight of the plaintiffs in the Sixteen Actions, are granted subject to whatever conditions the Court may impose when it resolves the request by certain plaintiffs in the twenty-six actions to participate in the class action in the Securities Litigation even if some of their co-plaintiffs do not so participate. The Clerk of Court shall enter judgment for the defendants. So Ordered. (Signed by Judge Denise L. Cote on 4/2/04) (jco, ).
April 2, 2004 Filing 1144 MEMO ENDORSEMENT on Plaintiffs' Notice of Special Appearance and Emergency motion for ecxtension of time to serve papers and to Continue Hearing. Granted on March 26, 2004 (Signed by Judge Denise L. Cote on 3/29/04) (djc, )
April 2, 2004 Opinion or Order Filing 1143 ORDER that oral argument on this sole remaining issue is scheduled for 4/8/04 at 9:30 a.m. at the U.S. Courthouse, 500 Pearl Street, in courtroom 11B. So Ordered. (Signed by Judge Denise L. Cote on 4/2/04) (jco, )
April 2, 2004 Opinion or Order Filing 1142 ORDER [this document relates to: ALL ACTIONS] in order to address several disputes that have been brought to the attention of the Court, a conference will be held on 4/8/04 at 2:00 p.m. in courtroom 11B, 500 Pearl Street. Counsel for the defendants and Lead plaintiff selected this date for the conference. First, the Court will address the discovery dispute between the SSB defendants and third-party Sprint Corporation. Second, the Court will review the status of the email production by the Underwriter Defendants and the SSB Defendants. Third, The Court will consider the issue of certain defendants' identification of documents supporting a due diligence defense. Fourth, the Court will address defendants' request for a termination of the embargo concerning 15 witnesses. So Ordered. (Signed by Judge Denise L. Cote on 4/2/04) This document relates to (jco, ) Modified on 4/5/2004 (jco, ).
April 2, 2004 Opinion or Order Filing 1141 ORDER: a conference will be held on 4/2/04, beginning at 10:00 a.m., at the U.S. Courthouse, 500 Pearl Street, New York, New York, in Courtroom 11B, to address several disputes that have been brought to the attention of the Court. First, the conference will address a dispute regarding discovery from third-parties KPMG LLP and WorldCom, Inc. Second, the Court will consider the issue of certain defendants' identification of documents supporting a due diligence defense. Third, the Court review the the status of the email production by the Underwriter Defendants and the SSB Defendants. Fourth, at approximately 11:00 a.m., the Court will address the discovery dispute between the SSB Defendants and third-party Sprint Corporation. (Signed by Judge Denise L. Cote on 4/1/04) (db, ) Modified on 4/13/2004 (db,).
April 2, 2004 Transmission to Judgments and Orders Clerk. Transmitted re: 1145 Memorandum & Opinion to the Judgments and Orders Clerk for preparation of Judgment. (jco, )
April 2, 2004 Filing 1140 TRANSCRIPT of proceedings held on 2/17/04 before Judge Denise L. Cote.(dfe, )
April 1, 2004 Minute Entry for proceedings held before Judge Denny Chin : Interim Pretrial Conference held on 4/1/2004. (jeh, )
April 1, 2004 MEMORANDUM TO THE DOCKET CLERK: Interim Pretrial Conference held on 4/1/2004 before Judge Robert W. Sweet. (kw, )
April 1, 2004 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 4/1/2004. (kw, )
April 1, 2004 Filing 1153 TRANSCRIPT of proceedings held on 2/17/04 at 2:45 p.m. before Judge Denise L. Cote.(ph, )
March 31, 2004 Filing 1139 MOTION (this document relates to 03cv2839) pursuant to FRCP 41(a)(2) and this Court's Order of 1/26/04, for an Order Dismissing their claims without prejudice. Document filed by Golden Gate Transit Amalgamated Retirement Plan. (yv, )
March 31, 2004 Filing 1138 MOTION (this document relates to 03cv890) pursuant to FRCP 41(a)(2) and this Court's Order of 1/26/04, for an Order granting Dismissal of their claims, without prejudice. Document filed by Alameda-Contra Costa Transit Employees' Retirement Plan, Mendocino County Employees Retirement Association, San Francisco City and County Employees' Retirement System. (yv, )
March 30, 2004 Opinion or Order Filing 1137 ORDER: (This relates to Retirement Systems of Alabama v. J.P. Morgan Chase & Co., etal). Plaintiff's opposition to defendants' application to coordinate proceedings is to be submitted by 4/6/04 at 2:00 p.m.; any reply is due 4/9/04 at 12:00 p.m. The parties will be heard as to why an order should not be issued pursuant to the All Writs Act, 28 USC 1651, on 4/13/04 at 9:30 a.m. in the US Courthouse, 500 Pearl Street, NY, NY, in ctrm 11B. (Signed by Judge Denise L. Cote on 3/29/04) (kw, )
March 29, 2004 Filing 1216 MEMORANDUM OF LAW in Support of plaintiffs' notice of special appearance and emergency motion for extension of time to serve papers and to continue hearing, and declaration of J. Michael Rediker in support of an emergency motion of the Retirement Systems of Alabama for a 6-day extension of time to file its response to the Order to Show Cause to coordinate proceedings in the Retirement Systems of Alabama State Court Actions. (yv, )
March 29, 2004 Opinion or Order Filing 1134 CERTIFICATE OF SERVICE of Order to Show Cause signed by Judge Cote on 3/23/04, Declaration of Susan L. Saltzstein in Support of the Alabama defendants' Application for Order to show Cause to Coordinate Proceedings in the retirement Systems of Alabama Action annexed thereto, and the accompanying Alabama Defendants' Memorandum of Law in Support of their Application by Order to Show Cause to Coordinate Proceedings in the Retirement Systems of Alabama Action served on See Attached List on 3/24/04. Service was made by Federal Express Overnight. (tp, ).
March 29, 2004 Opinion or Order ORDER; granting 1063 Motion for Brendan V. Sullivan and Michael S. Sundermeyer to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 2/26/04) (This document relates to 02c4816 & 03cv1052 (pl, )
March 26, 2004 Filing 1136 REPLY (This Document Relates To: All Actions) to Memorandum of Lead Plaintiff in Opposition to motion Concerning Class Representation and Creation of Subclasses. Document filed by Byron B. Mathews Jr. (tp, )
March 26, 2004 Filing 1135 NOTICE OF FILING (This Document Relates To: All Actions) of the attached affidavits of Byron B. Mathews Jr., and Trevor Stuart. These affidavits are filed with the motion by Class Member, Byron B. Mathews, Jr., concerning Class Representation and Creation of Subclasses. Document filed by Byron B. Mathews Jr. (tp, )
March 26, 2004 Filing 1133 The Citigroup-Related Defendants Reply Memorandum of Law in Further Support of Their Motion to Dismiss Certain Actions Pursuant to the Court's Opinion and Order Dated Febraury 20, 2004.(djc, )
March 25, 2004 Filing 1228 SECOND AMENDED COMPLAINT ( This Document Relates To: Alameda County Employees' Retirement Association, et al, vs. Bernard J. Ebbers, et al, No. 03-cv-890 (DLC) ) amending 304 Amended Complaint against Bernard J. Ebbers, John W. Sidmore, Scott D. Sullivan, Clifford Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett Jr., Gordon S. Macklin, John A. Portor, Bert C. Roberts Jr., Bert C. Roberts Jr., Lawrence C. Tucker, Juan Villalonga, Citigroup, Inc., Salomon Smith Barney, J.P. Morgan, J.P. Morgan Chase, Bank of America, Bank Securities, ABN Amro Incorp., Deutsche Bank AG, Deutsche Banc, Alex.Brown Inc., Lehman Brothers Holdings Inc., Lehman Brothers Inc., Credit Suisse Group, Credit Suisse First Boston Corp., Goldman Sachs Group, Inc., Goldman Sachs & Co., UBS Warburg LLC, Nationsbanc Montgomery Securities LLC., Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International PLC,. Westdeutsche Landesbank Gironzentrale BNP Paribas Securities Corp., Caboto Holding SIM S.P.A., Caboto Gruppo Intesabei, Robertson Stephens International PLC, Fleet Securities, Inc., Arthur Andersen LLP and Does 10-100.Document filed by Alameda County Employees Retirement Association, City of South San Francisco, Imperial County Board of Retirement, Mendocino County Employees Retirement Association, Sacramento County Employees Retirement System, Sacremento Regional Transit District Contract Employees Retirement Plan, Sacramento Regional Transit District Salaried Employees Retirement Plan, San Bernardino County Employees Retirement Association, Sonoma County Employees Retirement Association, Tulare County Employees Retirement Association, Ventura County Employees Retirement Association, Alameda-Contra Costa Transit Employees' Retirement Plan, Contra Costa County Employees' Retirement Board, Oakland Fire and Police Retirement System, San Diego County, San Diego City Employees' Retirement System, San Francisco City and County Employees' Retirement System.. Related document: 304 Amended Complaint filed by Alameda County Employees Retirement Association, City of South San Francisco, Imperial County Board of Retirement, Mendocino County Employees Retirement Association, Sacramento County Employees Retirement System, Sacremento Regional Transit District Contract Employees Retirement Plan, Sacramento Regional Transit District Salaried Employees Retirement Plan, San Bernardino County Employees Retirement Association, Sonoma County Employees Retirement Association, Tulare County Employees Retirement Association, Ventura County Employees Retirement Association, Alameda-Contra Costa Transit Employees' Retirement Plan, Contra Costa County Employees' Retirement Board, Oakland Fire and Police Retirement System, San Diego County, San Diego City Employees' Retirement System, San Francisco City and County Employees' Retirement System.(ae, ) Modified on 4/27/2004 (ae, ).
March 25, 2004 Filing 1132 (This document relates to 02 civ. 9520). AFFIDAVIT OF SERVICE of Summons and Amended Complaint. J.P. Morgan Chase & Co. served on 3/25/2004, answer due 4/14/2004. Service was accepted by S., Ojoe. Document filed by Sun Trust Bank ; Trusco Capital Management, Inc. (kw, )
March 25, 2004 Opinion or Order Filing 1131 MEMORANDUM OPINION & ORDER #89853, (This Document Relates To: 02cv3288, 02cv3416, 02cv3419, 02cv3508, 02cv3537, 02cv3647, 02cv3750, 02cv3771, 02cv4719, 02cv4945, 02cv4946, 02cv4958, 02cv4973, 02cv4990, 02cv5057, 02cv5071, 02cv5087, 02cv5108, 02cv5224, 02cv5285, 02cv8226, 02cv8227, 02cv8228, 02cv8229, 02cv8230, 02cv8234, 02cv9513, 02cv9514, 02cv9515, 02cv9516, 02cv9519, 02cv9521, 03cv2841, 03cv3592, 03cv6229), that the motion by Byron B. Mathews, Jr. for the creation of subclasses and for discovery is denied. (Signed by Judge Denise L. Cote on 3/25/04). Copies Sent By Chambers.(tp, )
March 25, 2004 Opinion or Order Filing 1130 ORDER (This Document Relates To: All Actions), that for the reasons stated on the record at the conference on 3/24/04, defendants' motion to modify the pre-trial scheduling order in the Securities Litigation is denied. Opposition to defendant Bernard J. Ebbers' motion to stay proceedings in all captioned actions is to be submitted by 4/9/04; any reply is due 4/16/04.(Signed by Judge Denise L. Cote on 3/25/04). (tp, )
March 25, 2004 Opinion or Order Filing 1129 ORDER, that Cornish's 1059 MOTION to Withdraw as counsel is granted.The conference regarding this motion scheduled for 3/30/04 is cancelled. (Signed by Judge Denise L. Cote on 3/24/04) (tp, )
March 25, 2004 Opinion or Order MEMO ENDORSEMENT on re: 1020 MOTION for entry of an order requiring the Lead Plaintiff to disclose any potential conflicts that he may have in this case. Filed by Byron B. Mathews. MOTION DENIED. (Signed by Judge Denise L. Cote on 3/25/04)(db, ) Modified on 4/13/2004 (db,).
March 25, 2004 MEMO ENDORSEMENT on re: 1059 MOTION for Robert V. Cornish, Jr. to Withdraw as Attorney. Motion Granted. (Signed by Judge Denise L. Cote on 3/24/04) (tp, ) .
March 25, 2004 Set/Reset Deadlines: Replies due by 4/16/2004. Responses due by 4/9/2004 (tp, )
March 25, 2004 Opinion or Order Filing 1127 ORDER; Show Cause Hearing set for 4/6/2004 10:00 AM before Judge Denise L. Cote. Opposition to defts application is to be filed by 3/30/2004 at Noon; any reply is duer 4/2/2004 at 5:00 p.m. (Signed by Judge Denise L. Cote on 3/24/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jp, )
March 25, 2004 Filing 1126 AMENDED COMPLAINT against Bernard J. Ebbers, Scott D. Sullivan, Credit Suisse First Boston Corp., BNP Paribas Securities Corp., Caboto Holding SIM S.p.A., Chase Securities Inc., Lehman Brothers Inc., Blaylock & Partners, L.P., ABN Amro Incorporated, James C. Allen, Arthur Andersen, LLP, Judith Areen, Arthur Anderson, LLP, Carl J. Aycock, Max E. Bobbitt, Deutsche Bank Securities, Inc., Francesco Galesi, Stiles A. Kelett, Gordon S. Macklin, Mizuho International, David F. Myers, Troy M. Normand, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale.Document filed by Sun Trust Bank.(jco, )
March 25, 2004 Filing 1125 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Sun Trust Bank.(jco, )
March 25, 2004 Opinion or Order ORDER denying 1017 Motion to modify the pretrial scheduling order . (Signed by Judge Denise L. Cote on 3/24/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jp, )
March 24, 2004 Opinion or Order Filing 1128 ORDER that a conference will be held to address Arthur Andersen and Worldcom's dispute regarding discovery on 3/24/04 at 3:00 p.m. at 500 Pearl Street in courtroom 11B; this conference is scheduled to follow oral argument on the motion to alter the pretrial scheduling order which will begin at 2:30 p.m.; Andersen and Worldcom shall continue to meet and confer prior to the conference in an attempt to resolve their dispute. (Signed by Judge Denise L. Cote on 3/23/04) (dle, ) Modified on 3/26/2004 (dle, ).
March 24, 2004 Filing 1124 Initial Disclosure of Lead Plaintiffs Beatrice and Justin Tuttelman and Ronald D. Aubert pursuant to Rule 26(a)(1) of the FRCP. (db, )
March 23, 2004 Filing 1123 MEMORANDUM OF LAW in Opposition to Motion of Puntative Class Member concerning class representation and creation of subclasses. Document filed by HGK Asset Management. This Document Relates to: 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 02cv4958; 02cv4973; 02cv4990; 02cv5057; 02cv5071; 02cv5087; 02cv5108; 02cv5224; 02cv5285; 02cv8226; 02cv8227; 02cv8228; 02cv8229; 02cv8230; 02cv8234; 02cv9513; 02cv9514; 02cv9515; 02cv9516; 02cv9519; 02cv9521; 02cv2841; 02cv3592; 03cv6229.(sac, )
March 23, 2004 Filing 1122 DECLARATION of David Wertheimer in Support re: 1120 MOTION to Stay. Document filed by Bernard J. Ebbers. (djc, )
March 23, 2004 Filing 1121 MEMORANDUM OF LAW in Support re: 1120 MOTION to Stay. Document filed by Bernard J. Ebbers. (djc, )
March 23, 2004 Filing 1120 MOTION to Stay proceedings. Document filed by Bernard J. Ebbers. (djc, )
March 23, 2004 Filing 1119 ALABAMA DEFENDANTS' MEMORANDUM OF LAW in Support of their Application by Order to Show Cause to Coordinate Proceedings in the Retirement Systems of Alabama Action.. (djc, )
March 23, 2004 Opinion or Order ORDER granting in part and denying in part 930 Motion to Dismiss . (Signed by Judge Denise L. Cote on 3/19/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jp, )
March 23, 2004 Opinion or Order ORDER denying 938 Motion to Dismiss . (Signed by Judge Denise L. Cote on 3/19/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jp, )
March 22, 2004 Filing 1118 DECLARATION of Donna M. Barnes in Support re: 1018 MOTION for Leave to File an amended complaint. MOTION for Reconsideration. Document filed by HGK Asset Management. This Document Relates to: 03cv4496; 03cv4492; 03cv4495; 03cv6222; 03cv4489; 03cv4491; 03cv4493; 03cv4497; 03cv4494. (sac, )
March 22, 2004 Filing 1117 REPLY MEMORANDUM OF LAW in Support re: 1018 MOTION for Leave to File an amended complaint. MOTION for Reconsideration. Document filed by HGK Asset Management. This Document Relates to: 03cv4496; 03cv4492; 03cv4495; 03cv6222; 03cv4489; 03cv4491; 03cv4493; 03cv4497; 03cv4494. (sac, )
March 22, 2004 Filing 1116 NOTICE of Opposition to Motion to dismiss actions pursuant to Opinion and Order dated 2/20/04 re: 1032 MOTION to Dismiss. Document filed by HGK Asset Management. This Document Relates to: 03cv4496; 03cv4492; 03cv4495; 03cv6222; 03cv4489; 03cv4491; 03cv4493; 03cv4497; 03cv4494. (sac, )
March 22, 2004 Filing 1115 MEMORANDUM OF LAW in Opposition re: 1032 MOTION to Dismiss. Document filed by HGK Asset Management. This Document Relates to: 03cv4496; 03cv4492; 03cv4495; 03cv6222; 03cv4489; 03cv4491; 03cv4493; 03cv4497; 03cv4494. (sac, )
March 22, 2004 Filing 1113 REPLY MEMORANDUM OF LAW in Support of 1030 MOTION to Dismiss. Document filed by Arthur Anderson, LLP. (sb, )
March 22, 2004 Opinion or Order Filing 1112 ORDER: (This document relates to: all actions) the continuation of the oral argument on the motion to modify the pre-trial scheduling order will be held on 3/24/04 at 2:30 p.m. A conference on the plaintiffs' production of documents and responses to interrogatories in the Individual Actions will be held following the oral argument on 3/24/04. (Signed by Judge Denise L. Cote on 3/19/04) (kw, )
March 19, 2004 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 3/19/2004. (jeh, ) Modified on 11/19/2004 (jeh, ).
March 19, 2004 Filing 1114 REPLY MEMORANDUM OF LAW (this document relates to 02cv9518, 03cv2840, 03cv3591, 03cv3593, 03cv3594, 03cv3595, 03cv3597, 03cv3598, 03cv3599, 03cv6220, 03cv6221, 03cv6223, 03cv6224, 03cv6230, 03cv6228 and 03cv3596) in Support re: 1030 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. Received in night deposit box on 3/19/04 at 10:36 p.m. (yv, ) Modified on 3/24/2004 (yv, ).
March 19, 2004 Filing 1111 MEMORANDUM AND OPINION # 89835;that the motion to dismiss brought by Banc of America Securities Ltd., ABN Bank N.V., Deutsche Bank AG London, and BNP Paribas is granted. The motion to dismiss brought by J.P. Morgan Securities Ltd. and Salomon Brothers Intl Ltd. is denied. (Signed by Judge Denise L. Cote on 3/11/04) (pl, )
March 19, 2004 Opinion or Order Filing 1110 ORDER re: 1096 MOTION for Leave to File First Amended Complaint. filed by Richard B. Schwartz; that opposition to this motion is to be submitted by 4/2; any reply is due 4/9. (This document relates to 02cv9518) (Signed by Judge Denise L. Cote on 3/18/04) (pl, )
March 19, 2004 Opinion or Order Filing 1109 STIPULATION AND ORDER; that the document attached hereto, which is a true and correct copy of the 8/15 Order, shall be deemed a substitute original of the August 15 Order in the Original District Court file. (Signed by Judge Denise L. Cote on 3/19/04) (pl, )
March 18, 2004 Filing 1108 NOTICE of Appearance by Sofia Giatrakos on behalf of James C. Allen (dle, )
March 18, 2004 Filing 1106 NOTICE OF SERVICE of Consolidation Order and Discovery Order served on Counsel for plaintiff on 3/18/04. Service was made by MAIL. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Credit Suisse First Boston Corp. (jco, )
March 18, 2004 Opinion or Order Filing 1104 ORDER that conference regarding the motion for withdrawal as counsel for plaintiff Pacific Income Advisers, Inc. will be held on 3/30/04 at 9:30 a.m. at the U.S. Courthouse, 500 Pearl Street, New York, NY in Courtroom 11B. So Ordered. (Signed by Judge Denise L. Cote on 3/17/04) (jco, )
March 17, 2004 Filing 1107 Plaintiff Ron G.Crane, State Treasurer and the State of Idaho's Response to this Court's June 11, 2003 Order to Show Cause. (djc, )
March 17, 2004 Filing 1105 Rebuttal MEMORANDUM OF LAW in Support re: 1040 MOTION to Dismiss. Document filed by certain Mississippi Plaintiffs. (This document relates to: 02 civ. 9518, 03 civ. 6220, 6221, 2840, 3597, 6228, 3593, 3595, 3591, 3594, 3598, 3596, 6223, 6224, 6230, and 3599). (kw, )
March 17, 2004 Filing 1103 SECOND AMENDED CLASS ACTION COMPLAINT. This document relates to 02-cv-2841.(sb, )
March 17, 2004 Filing 1097 MEMORANDUM OF LAW in Support re: 1096 MOTION for Leave to File First Amended Complaint. Document filed by Richard B. Schwartz. (sb, )
March 17, 2004 Filing 1096 MOTION for Leave to File First Amended Complaint. Document filed by Richard B. Schwartz. This Document relates to 02-cv-9518. (sb, )
March 16, 2004 Filing 1102 DECLARATION of Daniel Marcus in Support re: 1017 MOTION to modify the pre-trial scheduling order.. Document filed by Arthur Anderson, LLP. (dle, )
March 16, 2004 Filing 1101 DECLARATION of Vaughn Williams in Support re: 1017 MOTION to modify the pre-trial scheduling order. Document filed by Underwriter Related Defendants. (dle, )
March 16, 2004 Filing 1100 DECLARATION of Eric S. Goldstein in Support re: 1017 MOTION to modify the pre-trial scheduling order.. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (dle, )
March 16, 2004 Filing 1099 REPLY MEMORANDUM OF LAW in Support re: 1017 MOTION to modify the pre-trial scheduling order.. Document filed by Arthur Anderson, LLP, Citigroup dfts, Worldcom Director dfts and Underwriter dfts. This document relates to all actions. (dle, )
March 16, 2004 Filing 1098 JOINDER in the Citigroup-Related Defendants' Opposition to Certain Mississippi Plaintiffs' Motion to Voluntarily Dismiss their complaint. Document filed by Bernard J. Ebbers.(sb, )
March 16, 2004 Opinion or Order Filing 1085 ORDER; Oral Argument set for 3/18/2004 10:00 AM before Judge Denise L. Cote on motion to modify the pretrial scheduling order; the oral argument scheduled for 3/31/04 is cancelled. (Signed by Judge Denise L. Cote on 3/15/04) (pl, )
March 16, 2004 Opinion or Order Filing 1084 ORDER Oral Argument set for 3/15/2004 11:00 AM before Judge Denise L. Cote on the motion to modify the pretrial scheduling order. (pl, )
March 16, 2004 Filing 1083 Amendment of motion of Robert V. Cornish, Jr. for withdrawal as counsel for plaintiff Pacific Income Advisers, Inc. Robert V. Cornish amends his motion for this court to enter an order for withdrawal as counsel for plaintiff Pacific Income Advisers, Inc. from the instant matter insofar as the request for attorney's fees and costs is withdrawn. (dle, )
March 16, 2004 Opinion or Order Filing 1081 ORDER;that plaintiff?s motion to remand in 04cv1521 (DLC), is denied for the reasons set forth in this Court?s Opinions dated 3/3, 5/3, and 5/20/03. The Court declines to abstain or to remand on equitable grounds for the reasons set forth in the Opinion of 3/3/03. ( This document relates to 04cv1521) (Signed by Judge Denise L. Cote on 3/15/04) (pl, )
March 15, 2004 Opinion or Order Filing 1091 ENDORSED LETTER addressed to Judge Cote from Jonathan J. Walsh dated 3/12/04 re: Granting Arthur Anderse LLp's request for a five page extension to the page limit for defendants' Reply in Further Support of Motion to Modify the Pre-Trial Scheduling Order. Copies Mailed By Chambers. (Signed by Judge Denise L. Cote on 3/15/04) (tp, )
March 15, 2004 Filing 1090 Arthur Andersen LLP's opposition to Certain Mississippi plaintiffs' 1040 MOTION to Dismiss. Document filed by Arthur Andersen, LLP. (dle, )
March 15, 2004 Filing 1089 DECLARATION of John P. Coffey in Opposition to dfts' motion to modify the pretrial scheduling order. Document filed by New York State Common Retirement Fund. (dle, )
March 15, 2004 Filing 1088 MEMORANDUM OF LAW in Opposition to defendants' motion to modify the pre trial scheduling order. Document filed by Alan G. Hevesi. (dle, )
March 15, 2004 Filing 1087 Plaintiff Ron G. Crane, State Treasurer and the State of Idaho's response to this court's 6/11/03 order to show cause. (dle, ) Modified on 3/17/2004 (dle, ). This document relates to 04-cv-1521.
March 15, 2004 Opinion or Order Filing 1079 ORDER that plaintiff's motion to remand in #04cv1522 is denied for the reasons set forth in this court's opinions dated 3/3, 5/5 and 5/20/03. The court declines to abstain or to remand on equitable grounds for the reasons set forth in the opinion of 3/3/03. (Signed by Judge Denise L. Cote on 3/15/04) (dle, )
March 15, 2004 Opinion or Order Filing 1078 SCHEDULING ORDER: that any opposition to plaintiffs' motion for an extension of time to file notice of appeal of this court's 2/20/04 opinion is due 3/19/04 and any reply is to be submitted by 3/26/04. (Signed by Judge Denise L. Cote on 3/12/04) (dle, )
March 15, 2004 MEMO ENDORSEMENT on motion to dismiss first claim for relief in action 03-cv-890 (document # 542). Motion granted. (Signed by Judge Denise L. Cote on 3/12/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(jp, )
March 15, 2004 MEMO ENDORSEMENT on re: 1054 MOTION for Kelly Rothermel Vickers to Appear Pro Hac Vice. filed by Francesco Galesi. Granted. (Signed by Judge Denise L. Cote on 3/12/04) (dle, )
March 15, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Memo Endorsement, to the Attorney Admissions Clerk for updating of Attorney Information. (dle, )
March 12, 2004 Filing 1093 PLAINTIFFS' MOTION for Extension of Time to file Notice of Appeal. This Document Relates to: 03cv4490. (sac, )
March 12, 2004 Filing 1092 PLAINTIFF INTER-LOCAL PENSION FUND OF THE GRAPHIC COMMUNICATIONS INTERNATIONAL UNION'S RESPONSE to this Court's 6/11/03 Order to Show Cause. (sac, )
March 12, 2004 Filing 1082 (This document relates to: 02 civ. 9518, 03 civ. 2840, 3591, 3593, 3594, 3595, 3596, 3597, 3598, 3599, 6220, 6221, 6223, 6224, 6228, 6230). JOINDER to join re: 1080 Memorandum of Law in Oppisition to Motion. Document filed by Alexander, Allen, Areen, Aycock, Bobbitt, Galesi, Kellett, Macklin, Nagel, Porter, Roberts, Sidgmore, Tucker, and Villalonga ("WorldCom Individual Defendants").(kw, )
March 12, 2004 Filing 1080 MEMORANDUM OF LAW in Opposition to 1040 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. Received in the night deposit box on 3/12/04 at 11:33 p.m.(sb, )
March 12, 2004 Filing 1077 MEMORANDUM AND OPINION # 89801 re: 542 Motion to Dismiss filed by Goldman Sachs & Co., JP Morgan Securities, Ltd.. The motion of Bank of America, Deutsche Bank, Goldman Sachs, J.P.Morgan, Lehman Brothers and Citigroup to dismiss the Section 11 claim asserted against them in the amended complaint in 03cv0890 is granted. (Signed by Judge Denise L. Cote on 3/12/04) (dle, )
March 12, 2004 Opinion or Order Filing 1075 SCHEDULING ORDER: plaintiffs in 03cv0890 may file an amended pleading by 3/6/04 to bring claims against the Holding Co. Dfts; any motion to dismiss this pleading should be filed by 4/16/04; opposition is due 4/23/04; reply is due 4/30/04; if plaintiffs in a Milberg Weiss aciton other than the Alameda action wish to amend their pleadings to state a claim against a Holding Co. dft already named in their complaint in a manner different from the complaint to be filed by the Alameda plaintiffs on 3/26/04, they must also serve their proposed amended complaint by 3/26/04. (Signed by Judge Denise L. Cote on 3/12/04) (dle, )
March 12, 2004 Filing 1074 MEMORANDUM AND OPINION # 89800 re: 962 MOTION for Reconsideration re; 906 Memorandum & Opinion, The motion for reconsideration of the 1/20/04 Opinion brought by plaintiffs in individual actions nos. 03cv0167, 03cv0168, 03cv0169, 03cv0170 is denied. (Signed by Judge Denise L. Cote on 3/12/04) (dle, )
March 11, 2004 MEMO ENDORSEMENT on Motion re: Granted 831 MOTION for Leave to File an Amended Complaint. filed by Grace Weinstein, Sylvia Carraway (Signed by Judge Denise L. Cote on 3/10/04) (sac, )
March 11, 2004 Opinion or Order Filing 1086 STIPULATION AND ORDER to Amend the Complaint to Substitute J. P. Morgan Securities Inc., as a Defendant; Plaintiffs' complaint is hereby amended to substitute J.P. Securities Inc in place of J.P. Morgan Chase & Co., as a defendant in this action and all claims against J.P. Morgan Chase & Co. are dismissed; Plaintiffs withdraw their application to amend the complaint to add J.P. Morgan Securities Ltd, as a defendant in this matter; (Signed by Judge Denise L. Cote on 3/11/04) (djc, )
March 11, 2004 Opinion or Order ORDER granting 1050 Motion for Harper Geoffrey to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 3/11/04) (djc, )
March 11, 2004 Opinion or Order ORDER; Granting 917 Motion for Leave to File Document.Granted to extent allowed in Stipulation of 3/11/04 (date So Ordered).(Signed by Judge Denise L. Cote on 3/11/04) Copies Mailed By Chambers.(sb, )
March 10, 2004 Filing 1095 DECLARATION of John P. Coffey in Opposition re: 1017 MOTION to modify the pre-trial scheduling order.. Document filed by Alan G. Hevesi. (sac, )
March 10, 2004 Filing 1094 MEMORANDUM OF LAW in Opposition re: 1017 MOTION to modify the pre-trial scheduling order. Document filed by Alan G. Hevesi. (sac, )
March 10, 2004 Opinion or Order Filing 1073 ORDER, that all of plntf's Securities claims against deft Ebbers and the Director defts are dismissed. Plntf's Section 11 Securities Act claims based upoln the 1998 and 2000 bond offerings are dismissed. All of plntf's Sec 11 claims against defts Utendahl Capital and Blylock & Partners including those based upon the 5/01 WorldCom bond offering, are dismissed. PLntf's Sec 15 Decurities aCt claims as they relate to the 1998 and 200 bond offerings are dismissed. Each of these dismissal is with prejudice. (Signed by Judge Denise L. Cote on 3/10/04) (cd, )
March 10, 2004 Opinion or Order Filing 1072 ORDER RE SCHEDULING AND INITIAL PRETRIAL CONFERENCE: Initial Conference set for 4/16/2004 09:00 AM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 3/10/04) (cd, )
March 10, 2004 Opinion or Order ORDER granting 923 Motion to Dismiss . (Signed by Judge Denise L. Cote on 3/10/04) (jco, )
March 10, 2004 Opinion or Order Filing 1070 ORDER, that fact discovery of the plaintiffs in the Individual Actions is extended until 12/17/04; Oral Argument on the defendants' motion to modify the pre-trial scheduling order will be held on 3/24/04 at 2:00 p.m. at the U.S. Courthouse, 500 Pearl Street, NY, NY 1000, in Courtroom 11B; All other deadlines are set accordingly. (Signed by Judge Denise L. Cote on 3/10/04) (tp, )
March 10, 2004 Opinion or Order Filing 1069 ORDER; The time for filing the Declaration described in the December 12 Order is extended until ten days after the close of the opt out period. (Signed by Judge Denise L. Cote on 3/9/04) (sb, )
March 10, 2004 Filing 1068 MEMORANDUM AND OPINION # 89791; The Weinstein Plainitffs' 831 motion for leave to amend is granted on the following two conditions: First, there shall be no discovery taken in the Securities Litigation by the Lead Plaintiff, the New York State Common Retirement Fund, for the consolidated class action. Second, there shall be no further amendment of the Weinstein Action without a showing of diligence and good cause. The Clerk of Court shall amend the caption in thisaction to conform with caption used herein. (Signed by Judge Denise L. Cote on 3/10/03) (sb, )
March 10, 2004 Set Deadlines/Hearings: Discovery due by 12/17/2004. Oral Argument set for 3/24/2004 02:00 PM before Judge Denise L. Cote. (tp, )
March 9, 2004 Opinion or Order Filing 1076 STIPULATION AND ORDER OF DISMISSAL; that pursuant to Rule 41(a)(1) of the Fed. R. Civ. Proc., the following defendants are dismissed with prejudice: ABN AMRO Incorporated; Banc of America Securities LLC; Bank of America Corp.; Blaylock & Partners, L.P.; Chase Securities, Inc. (n/k/a J.P. Morgan Securities, Inc.); Credit Suisse First Boston Corp.; Deutsche Banc Alex. Brown, Inc. (n/k/a Deutsche Bank Securities, Inc.); Deutsche Bank AG; Goldman Sachs & Co.; J.P. Morgan Chase & Co.; J.P. Morgan Securities Inc.; J.P. Morgan Securities Ltd.; Lehman Brothers Holdings Inc.; Lehman Brothers Inc.; Nationsbanc Capitol Markets, Inc. (n/k/a Banc of America Securities LLC); UBS Warburg LLC; Utendahl Capital Partners L.P. (Signed by Judge Denise L. Cote on 3/9/04)... This Document Relates to: 03cv2840; 03cv3591; 03cv3593; 03cv3594; 03cv3595; 03cv3596; 03cv3597; 03cv3598; 03cv3599; 03cv6220; 03cv6221; 03cv6223; 03cv6224; 03cv6228; 03cv6230.(sac, )
March 9, 2004 Filing 1067 MEMORANDUM OF LAW (This Document Relates To: 02-cv-03288, 02-cv-03416, 02-cv-03419, 02-cv-03508, 02-cv-03537, 02-cv-03647, 02-cv-03750, 02-cv-03771, 02-cv-04719; 02-cv-04945, 02-cv-04946; 02-cv-04958; 02-cv-04973; 02-cv-04990; 02-cv-05057; 02-cv-05071; 02-cv-05087, 02-cv-05108, 02-cv-05224, 02-cv-05285, 02-cv-08226, 02-cv-08227, 02-cv-08228, 02-cv-08229, 02-cv-08230, 02-cv-08234, 02-cv-09513, 02-cv-09514, 02-cv-09515, 02-cv-09516, 02-cv-09519, 02-cv-09521, 03-cv-02841, 03-cv-03592, 03-cv-06229) by Lead Plaintiff in Opposition t Motion of Putative Class Member Concerning Class Representation and Creation of Subclasses. (tp, )
March 9, 2004 Filing 1061 MEMORANDUM OF LAW in Opposition to defendants' motion to modify the pre-trial scheudling order. Document filed by Plaintiffs. (sb, )
March 9, 2004 Filing 1060 MEMORANDUM OF LAW in Support of 1059 MOTION for Robert V. Cornish, Jr. to Withdraw as Attorney. (sb, )
March 9, 2004 Filing 1059 MOTION for Robert V. Cornish, Jr. to Withdraw as counsel for plaintiff Pacific Income Advisors, Inc. Proposed order and motion attached. (sb, )
March 9, 2004 Opinion or Order Filing 1058 ORDER: the conference related to various dispute among the parties in the Securities Litigation scheduled for 3/9/04, will begin at 9:30 a.m. at the U.S. Courthouse, 500 Pearl Street, New York, New York, in Courtroom 11B. At 10:30 a.m., or as soon thereafter as the schedule permits, the Court will address the discovery dispute with the third-party KPMG LLP. At 11:00 a.m., or as soon thereafter as the schedule permits, the Court will address the proposed plan for deposition discovery of plaintiffs in the Individual Actions. (Signed by Judge Denise L. Cote on 3/8/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(db, )
March 8, 2004 Filing 1062 Letter addressed to Judge Cote from Julie B. Rottenberg dated 3/4/04 re: recent developments in the criminal case of United States v. Sullivan pending before Judge Jones. Document filed by Scott D. Sullivan.(yv, )
March 8, 2004 Filing 1051 Appeal Record Sent to USCA (Index). Notice that the Original index to the record on Appeal USCA Case Number 03-9350, 3 Copies of the index, Certified Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (dt, )
March 5, 2004 Filing 1066 JOINDER to join re: 1065 Memorandum of Law in Oppisition to Motion. Document filed by James C. Allen, Judith C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kelett, Gordon S. Macklin, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker. Received in the night deposit box on 3/5/04 at 6:14 P.M.(sac, )
March 5, 2004 Filing 1065 MEMORANDUM OF LAW in Opposition re: 1018 MOTION for Leave to File an amended complaint. MOTION for Reconsideration. Document filed by Jack Grubman, Salomon Smith Barney Inc. Received in the night deposit box on 3/5/04 at 11:38 P.M. (sac, )
March 5, 2004 Filing 1064 NOTICE of Appearance by Karyn A. Temple, Michael S. Sundermeyer, Brendan V. Sullivan Jr., Christopher N. Manning on behalf of Judith Areen. Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(tp, )
March 5, 2004 Filing 1063 MOTION for an order granting Brendan V. Sullivan and Michael S. Sundermeyer to Appear Pro Hac Vice. Declarations of Christopher N. Manning, Brendan V. Sullivan and Michael S. Sundermeyer are attached. Document filed by Judith Areen.Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(tp, )
March 5, 2004 Opinion or Order Filing 1057 ORDER: the 12/2/03 motions to dismiss claims in this action are denied as moot in light of this Court's 1/30/04 Memorandum Opinion and Order granting the plaintiffs motion to dismiss its claims voluntarily on the condition that it remain a member of the WorldCom consolidated, securities class action. (Signed by Judge Denise L. Cote on 3/4/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(db, )
March 5, 2004 Opinion or Order Filing 1056 ORDER: the conference regarding this action scheduled for 3/9/04 before this Court is adjourned sine die. (Signed by Judge Denise L. Cote on 3/5/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-09490-DLC,1:03-cv-10066-DLC(db, )
March 5, 2004 Filing 1054 MOTION for Kelly Rothermel Vickers to Appear Pro Hac Vice. Document filed by Francesco Galesi. (sac, )
March 5, 2004 Filing 1053 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURTIES LAWS amending 1 Complaint against Citigroup Global Markets, Inc., Citigroup Inc., Bernard J. Ebbers, Jack Grubman, David F. Myers, Scott D. Sullivan.Document filed by Ina Rosenblum. [This document relates to 03cv9490 and 03cv10066]. Related document: 1 Complaint.(jco, )
March 5, 2004 Filing 1052 NOTICE of Appearance by Raymond R. Castello on behalf of Francesco Galesi
March 5, 2004 Filing 1050 MOTION for Geoffrey S. Harper to Appear Pro Hac Vice. Document filed by Francesco Galesi (cd, )
March 4, 2004 Opinion or Order Filing 1049 ORDER; Various disputes among the parties in the Securities Litigation have been the subject of recent letters to the Court. Conferences will be held on 3/9/04, beginning at 9:30 A.M. to address these disputes. At present, the following issues stated in this Order, will be addressed on 3/9. (Signed by Judge Denise L. Cote on 3/3/04) (sac, )
March 4, 2004 Filing 1046 SURREPLY MEMORANDUM OF LAW in Opposition to Lead Plaintiff's motion for Class Certification. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (tp, ).
March 4, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1044 USCA Mandate Non-Dismissal,. (dt, )
March 3, 2004 Opinion or Order Filing 1047 ORDER: (This Document Relates To: 03-2840, 03-3591, 03-3593, 03-3594, 03-3595, 03-3596, 03-3597, 03-3598, 03-3599, 03-6220, 03-6221, 03-6222, 03-6223, 03-6224, 03-6228, 03-6230) On 2/26/04, plaintiffs in the Mississippi actions filed motions to voluntarily dismiss their complaints in order to remain members of the WorldCom class action. Any opposition to these motions are to be submitted by 3/12/04; and any reply by 3/19/04.(Signed by Judge Denise L. Cote on 3/2/04) (kw, )
March 3, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1039 USCA Mandate Non-Dismissal,. (dt, )
March 3, 2004 Transmission of USCA Mandate/Order to the District Judge re: 1038 USCA Mandate Non-Dismissal,. (dt, )
March 1, 2004 Filing 1071 NOTICE of Appearance as counsel in this case by George E. Ridge on behalf of Bert C. Roberts Jr. (jco)
March 1, 2004 Filing 1048 AMENDED CERTIFICATE OF SERVICE of Plaintiffs' motion for reconsideration and for leave to file amended complaints on 2/21/04. Service was made by FEDERAL EXPRESS. [this document is related to 03cv4490](jco, )
March 1, 2004 Filing 1045 AFFIDAVIT OF SERVICE of Plaintiffs' Motion for leave to file amended complaints served on See attached list on 2/21/04. Service was made by FedEx. Also for cases; 03-cv-4496, 03-cv-4492, 03-cv-4495, 03-cv-6222, 03-cv-4489, 03-cv-4491, 03-cv-4493, 03-cv-4497, and 03-cv-4494. (sb, )
March 1, 2004 Filing 1043 SURREPLY MEMORANDUM OF LAW in Opposition re: 930 MOTION to Dismiss. Document filed by Alan G. Hevesi and, the named Plaintiffs.This Document Relates to: 02 Civ. 3416; 02 Civ. 3419; 02 Civ. 3508; 02 Civ. 3537; 02 Civ. 3647; 02 Civ. 3750; 02 Civ. 3771; 02 Civ. 4719; 02 Civ. 4945; 02 Civ. 4946; 02 Civ. 4958; 02 Civ. 4973; 02 Civ. 4990; 02 Civ. 5057; 02 Civ. 5071; 02 Civ. 5087; 02 Civ. 5108; 02 Civ. 5224; 02 Civ. 5285; 02 Civ. 8226; 02 Civ. 8227; 02 Civ. 8228; 02 Civ. 8229; 02 Civ. 8230; 02 Civ. 8234; 02 Civ. 9513; 02 Civ. 9514; 02 Civ. 9515; 02 Civ. 9516; 02 Civ. 9519; 02 Civ. 9521; 02 Civ. 2841; 02 Civ. 3592; 02 Civ. 6229.
March 1, 2004 Filing 1042 Letter addressed to Judge Cote from Jay B. Kasner dated 3/1/04; This document relates to 03cv6221, 03cv3599, 03cv3593, 03cv3594, 03cv3595, 03cv2840, 03cv6230, 03cv6228, 03cv3591, 03cv6220, 03cv3598, 03cv3596, 03cv3597, 03cv6224, 03cv6223; re: Counsel for Underwriter-Related Defendants write to advise the Court that Plaintiffs in this action have agreed to voluntarily dismiss with prejudice the Underwriter -Related Defendants named in those actions.(sb, )
March 1, 2004 Filing 1041 (This document relates to all actions). Request for exclusion from the Class. Document filed by Katherine H. Castle, William M. Castle. (kw, ) Modified on 3/3/2004 (kw, ).
March 1, 2004 Filing 1036 PLAINTIFF'S RULE 26 INITIAL DISCLOSURES. Document filed by Steve M., Daryl W. Abrams, Brian Barry, Ruth Brinson, Maurice Brodsky, Sylvia Carraway, Janah H. Clark, Nathan L. Clark, Bruce A. Fadem, Donna R. Flynt, George T. Flyny, Cathy G. Franck, Courtney C. Franck, Walker Franck, Harold R. Gary, Jetty P. Gary, HGK Asset Management, Arin Clark Hewes, Bernard W. Hill, IBEW Local 246 Pension Fund, IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan, IQ Holdings, Inc., Dallas Little, Betty L. Magee, Wayne Magee, Maintenance Employee Teamsters Local 416 Pension Fund, Wayne L. Matthews, Kimberly A. McBride, Marcus B. McBride, Melinda M. McBride, H. Carl McCall, Samuel McLaurin, Kristi McLaurn, Operative Plasterers and Cement Masons Local 109 Pension Fund, Pension Fund of Local 277, Plumbers & Steamfitters Local 577 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Sheet Metal Workers Local Pension Fund, Alexandra Motoko Smith, Kimmie Tommay Smith, Mercedes Randolph Smith, Ralph Arnold Smith Jr., Victoria Jane Smith, Walter David Smith, Sonoma County Employees Retirement Association, Sun Trust Bank, The Albert Fadem Trust, The Regents of the University of California, Paxton Ray Trull, Ruth C.G. Trull, Trusco Capital Management, Inc., Breck W. Tyler, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area. (db, )
February 27, 2004 Filing 1037 MEMORANDUM OF LAW in Support of the 1034 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford Weill. (tp, )
February 27, 2004 Filing 1035 DECLARATION (This Document Relates To: 02-9518, 03-2840, 03-3591, 03-3593, 03-3594, 03-3595, 03-3596, 03-3597, 03-3598, 03-3599, 03-4489, 03-4491, 03-4492, 03-4493, 03-4494, 03-4495, 03-4496, 03-4497, 03-6220, 03-6221, 03-6222, 03-6223, 03-6224, 03-6228, 03-6230) of Joyce S. Huang in Support of the 1034 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford Weill. (tp, )
February 27, 2004 Filing 1034 MOTION (This Document Relates To: 02-9518, 03-2840, 03-3591, 03-3593, 03-3594, 03-3595, 03-3596, 03-3597, 03-3598, 03-3599, 03-4489, 03-4491, 03-4492, 03-4493, 03-4494, 03-4495, 03-4496, 03-4497, 03-6220, 03-6221, 03-6222, 03-6223, 03-6224, 03-6228, 03-6230) for an Order Dismissing with prejudice the omplaints in these actions. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman, Sanford I. Weill. (tp, )
February 27, 2004 Filing 1032 MOTION (This Document Relates To: 02-9518, 03-2840, 03-3593, 03-3594, 03-3595, 03-3591, 03-3596, 03-3597, 03-3598, 03-3599, 03-4489, 03-4490, 03-4491, 03-4492, 03-4493, 03-4494, 03-4495, 03-4496, 03-4497, 03-6220, 03-6221, 03-6222, 03-6223, 03-6224, 03-6228, 03-6230) for an Order dismissing the actions described herein pursuant to the Court's Order dated 2/20/04. Document filed by WorldCom Individual Defendants. (tp, )
February 27, 2004 Filing 1031 JOINDER in the Citigroup related defts' Motion to Dismiss the State Law Claims Affected by the Court's 2/2/04 Order. (This document relates to 03-4489, 03-4491, 03-4492, 03-4493, 03-4494, 03-4495, 03-4496, 03-4497, 03-6622, 02-9518, 03-2840, 03-3591, 03-3593, 03-3594, 03-3595, 03-3596, 03-3597, 03-3598, 03-3599, 03-6221, 03-6223, 03-6224, 03-6228). Document filed by Bernard J. Ebbers.(cd, )
February 27, 2004 Filing 1030 MOTION (This Document Relates To: 02-9518, 03-2840, 03-3591, 03-3593, 03-3594, 03-9535, 03-3596, 03-3597, 03-3598, 03-3599, 03-6220, 03-6221, 03-6223, 03-6224, 03-6228, 03-6230) to Dismiss actions Pursuant to the Court's Opinion and Order dated 2/20/04. Document filed by Arthur Anderson, LLP. (tp, )
February 26, 2004 Filing 1040 NOTICE MOTION by Certain Mississippi Plaintiffs' for an order pursuant to Rule 41(a)(2) to Voluntarily Dismiss their complaint in order to remain a member of the Class. (This document relates to 6220, 6223, 3594, 6224, 2840, 3593, 3591, 3599, 3597, 3595, 3596, 6221, 6228, 3598, 6230) Document filed by Melinda M. McBride. (pl, )
February 26, 2004 Filing 1033 NOTICE OF BANKRUPTCY and Automatic Stay Upon the Record as to WorldCom, Inc. This document relates to 03cv9822. Document filed by Worldcom, Inc. (kkc, ) Modified on 3/2/2004 (kkc, ).
February 26, 2004 Opinion or Order Filing 1027 SCHEDULING ORDER: Replies due by 3/5/2004 for Suntrust Memorandum of Law in further support of their motion for leave to file an amended complaint. (Signed by Judge Denise L. Cote on 2/26/2004) (jsa, )
February 26, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order, to the Attorney Admissions Clerk for updating of Attorney Information. (dle, )
February 26, 2004 Opinion or Order ORDER on 1012 motion for admission pro hac vice of William Cooper. Granted. (Signed by Judge Denise L. Cote on 2/25/04) (dle, )
February 25, 2004 Opinion or Order Filing 1028 ORDER: that cases 03cv9490 (DLC) and 03cv10066 (DLC) are consolidated for all purposes pursuant to Rule 42(a) of the FRCP, with 03cv9490 (DLC) as Master (LEAD) File. That 03cv9490 (DLC) shall be consolidated with the Master File 02cv3288 (DLC) for pretrial purposes only. See duplicate entry in case 03cv9490 (DLC) for Scheduling deadlines pertaining to the consolidation of 03cv9490 and 03cv10066. (Signed by Judge Denise L. Cote on 2/25/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(db, )
February 25, 2004 Opinion or Order Filing 1023 ORDER: the 2/20/04 Order is vacated. Further ordered, any motion to dismiss the nine actions (03cv4489, 03cv4490, 03cv4491, 03cv4492, 03cv4493, 03cv4494, 03cv4495, 03cv4496, 03cv4497 and 03cv6222) is due 2/27/04; defendants opposition to the motions for leave to amend and the motion for reconsideration is due 3/5/04; plaintiffs opposition to any motion to dismiss is due 3/19/04; plaintiffs reply on their motion for leave to amend anon the motion for reconsideration; defendants reply on their motion to dismiss is due 3/26/04. (Signed by Judge Denise L. Cote on 2/24/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(db, ) Modified on 2/26/2004 (db, ).
February 24, 2004 Filing 1044 MANDATE of USCA (Certified Copy) USCA Case Number 03-9350. The petition of Citigroup Inc., Citigroup Global Markets Inc. F?K?A? Ssalomon Smith Barney Inc., and Jack Grubman for permission to appeal pursuant to Fed. R. of Civ. P. 23(f) is hereby granted. The Petition of the underwriter-related defendants for permission to appeal pursuant to Fed. R. of Civ. P. 23(f) is hereby denied. Roseann B. MacKechnie, Clerk USCA. Issued As Mandate: 2/12/04. (dt, )
February 24, 2004 Filing 1029 OBJECTIONS of Non-Party J.H. Cohn LLP to subpoena served by underwriter - related defendants. (tp, )
February 24, 2004 Filing 1022 REPLY MEMORANDUM OF LAW in Support re: MOTION for Reconsideration of the Court's 1/20/04 Opinion regarding relation back of their Amended Complaints Document filed by California Public Employees' Retirement System. (cd, )
February 24, 2004 Filing 1021 MEMORANDUM OF LAW in Support re: 1020 MOTION for entry of an order requiring the Lead Plaintiff to disclose any potential conflicts that he may have in this case. Document filed by Byron B. Mathews Jr. (yv, )
February 24, 2004 Filing 1020 MOTION for entry of an order requiring the Lead Plaintiff to disclose any potential conflicts that he may have in this case. Document filed by Byron B. Mathews Jr. (yv, )
February 24, 2004 Filing 1019 NOTICE of Appearance by Byron B. Mathews Jr. Document filed by Byron B. Mathews, Jr. Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 23, 2004 Filing 1026 REPLY MEMORANDUM OF LAW in Support re: 938 MOTION to Dismiss counts IV and V of the corrected first amended complaint. Document filed by Citigroup Global Markets, Inc., Salomon Brothers International, Inc.. (dle, )
February 23, 2004 Filing 1025 REPLY MEMORANDUM OF LAW in Support re: 930 MOTION to Dismiss Corrected first amended complaint. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Deutsche Bank AG, JP Morgan Securities, Ltd.. (dle, )
February 23, 2004 Filing 1024 MEMORANDUM OF LAW in Support re: 1017 MOTION to modify the pre-trial scheduling order.. Document filed by Arthur Anderson, LLP. (cd, )
February 23, 2004 Filing 1018 MOTION for Leave to File an amended complaint., MOTION for Reconsideration of the Court's order of February 20, 2004 with respect to dismissal with prejudice. document filed by Plaintiffs.. (djc, )
February 23, 2004 Filing 1017 MOTION to modify the pre-trial scheduling order, modified on 1/20/04. Document filed by Arthur Anderson, LLP. (cd, )
February 23, 2004 Transmission to Judgments and Orders Clerk. Transmitted re: Memo Endorsement, to the Judgments and Orders Clerk for preparation of Judgment. (pl, )
February 23, 2004 MEMO ENDORSEMENT on re: 544 Motion to Dismiss filed by Citigroup Inc., Jack Grubman. (this document relates to: 03cv4990 (DLC)). (Signed by Judge Denise L. Cote on 2/23/04) (pl, )
February 23, 2004 Filing 1015 MOTION (this document relates to 03cv4496, 03cv4492, 03cv4495, 03cv6222, 03cv4489, 03cv4491, 03cv4493, 03cv4497 and 03cv4494) for an Order pursuant to Rule 15(a) of the FRCP granting Leave to File an amended complaint. Document filed by plaintiffs. (yv, ) Modified on 2/24/2004 (yv, ).
February 20, 2004 Opinion or Order Filing 1014 ORDER: the defendants in the actions (This document relates to: 03 civ. 4489, 4491, 4492, 4493, 4494, 4495, 4496, 4497, and 6222) must file any motion to dismiss the other nine Individual Actions filed in Mississippi Circuit Court based on the holdings of today's Opinion by 2/27/04. Opposition to such motions is due 3/12/04 and any reply is to be submitted by 3/19/04. (Signed by Judge Denise L. Cote on 2/20/04) (kw, ) Modified on 2/24/2004 (kw, ).
February 20, 2004 Opinion or Order Filing 1011 (This document relates to 03 civ. 4490). OPINION AND ORDER #89703 granting re: 703 MOTION to Dismiss. (Signed by Judge Denise L. Cote on 2/20/04) (kw, )
February 20, 2004 Set Deadlines/Hearings: ORDER: the defendants in the actions (This document relates to: 03 civ. 4489, 4491, 4492, 4493, 4494, 4495, 4496, 4497, and 6222) must file any motion to dismiss the other nine Individual Actions filed in Mississippi Circuit Court based on the holdings of today's Opinion by 2/27/04. Opposition to such motions is due 3/12/04 and any reply is to be submitted by 3/19/04. (kw, )
February 19, 2004 Opinion or Order Filing 1016 ORDER; reesolution of certain issues discussed at conference on 02/17/04 as set forth herein; the Underwriter Defendants must substantially complete their review and production of email by 04/02/04; Skadden Arps will replace Simpson Thacher as Liaison Counsel for the Defendants in the Securities Litigation; the Euro tranche underwriters must file a reply to the opposition to their motion to dismiss Counts IV and V of the Corrected First Amended Complaint by 02/23/04. (Signed by Judge Denise L. Cote on 2/18/04) (djc, )
February 19, 2004 Filing 1013 NOTICE of Service. In accordance with Paragraph 7 of the Court's Order dated 2/17/04 in In re WorldCom, Inc. Securities Litigation ("Order," a copy of which is annexed hereto as Exhibit A), undersigned counsel hereby serve by United States Mail a true and correct copy of the Order on each of you as counsel for plaintiffs in Neal v. Smith Barney, Inc., NO. 04cv234 (DLC) (jco, )
February 19, 2004 Filing 1012 MOTION to Appear Pro Hac Vice for William Cooper. Document filed by Bert C. Roberts Jr.. (cd, )
February 19, 2004 Filing 1010 (This document relates to: 03 civ. 4496, 6222, 4490, 4494, 6230, 4492, 4489, 4493, 6219, 4498, 4495, 4491, 4497, and 6219). NOTICE of service of a true and correct copy of the order dated 2/17/04 on each of the counsel for plaintiffs. Document filed by Citigroup Global Markets, Inc., Citigroup Inc. and Citigroup, Inc. (kw, )
February 19, 2004 Filing 1008 MEMO ENDORSEMENT; granting re: 863 MOTION Voluntary Dismissal of its claims be considered part of te class action. filed by Teamsters Local 408 Pension Guaranteed Fund (Signed by Judge Denise L. Cote on 2/18/04) (pl, )
February 19, 2004 Opinion or Order Filing 1007 ORDER; that pursuant to this Courts January 26 Order, granting re: 863 MOTION Voluntary Dismissal of its claims be considered part of the class action. filed by Teamsters Local 408 Pension Guaranteed Fund (Signed by Judge Denise L. Cote on 2/18/04) (this document relates to 03cv3860).(pl, )
February 19, 2004 Opinion or Order Filing 1006 ORDER Replies due by 3/12/2004. Responses due by 3/5/2004 (Signed by Judge Denise L. Cote on 2/18/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(dfe, )
February 18, 2004 Filing 1009 NOTICE of Appearance by Stuart F. Pierson on behalf of Stiles A. Kelett
February 17, 2004 Opinion or Order Filing 1005 ORDER; Plaintiffs are required to search for and produce responsive documents and information for the time period beginning January 1, 1999, or six months before a plaintiff's first WorldCom investment (whether debt or equity and whether or not theplaintiff has brought a claim on that WorldCom Investment), whichever is earlier, but in no event before January 1, 1997. Plaintiffs are required to produce summary trading records of their investments in WorldCom securities, whether debt orequity, which are kept in the ordinary course ("Summary Trading Records"). Plaintiffs are not required to produce the transactional documents underlying their Summary Trading Records. If after production of Summary Trading Records, there is a reasonable basis to believe that the Summary Trading Records produced by any Plaintiff are unreliable, then targeted discovery of some underlying documents may be requested to test whether the Summary Trading Records are reliable. If there was a complete segregation of investment decision- making between WorldCom equity trading and WorldCom debt trading on behalf of and within an institutional Plaintiff and that Plaintiff is asserting only Securities Act claims, that Plaintiff need not search or produce its equity files (except for Summary Trading Records) in response to the Discovery Requests, provided however that the Plaintiff establishes by affidavit that there was a complete segregation during the relevant time period indecision-making between debt and equity trading in WorldCom securities. This ruling is without prejudice to Defendants' right to seek documents and information relating to such Plaintiff's WorldCom equity transactions upon a showing that the Plaintiff's WorldCom equity decision-makers provided information to the Plaintiff's WorldCom debt decision-makers, or otherwise influenced the Plaintiff's decisions to purchase or sell WorldCom debt. Plaintiffs asserting only Securities Act claims are not required to produce documents with respect to their non-WorldCom investments. Plaintiffs asserting Exchange Act orfraud-based claims must produce summary records, created in the ordinary course, of all of their non-WorldCom securitiesinvestments. Plaintiffs asserting Exchange Act or fraud-based claims shall meet and confer with Defendants concerning theproduction of summary trading records of the purchase and sale of securities in the telecommunications sector. If the parties are unable to agree upon the appropriate scope of such discovery, they shall inform the Court no later than March 5.Plaintiffs are required to produce documents sufficient to identify each of the persons who made investment decisions regarding WorldCom securities. Plaintiffs are not required to search or produce personnel files, resumes or curriculum vitae for such individuals. If a Defendant shows that there is reason to believe that a decision-maker has been disciplined or sanctioned in connection with any WorldCom investment decision, then the Defendant may request documents relating to such disciplinary action orsanction.Plaintiffs in the action captioned Public Employees Ret. Sys. of Ohio, et al. v. Ebbers, et al., No. 03 Civ. 0338 (DLC) shall produce documents responsive to Document Request No. 2, subpart (b). Plaintiffs in the following actions, which were commenced on or after February 6, 2003 and on or before June 25, 2004, shall meet and confer with Defendants regarding the production of documents responsive to Document Request No. 14. If the parties are unable to agree upon the appropriate scopeof discovery, they shall inform the Court no later than March 5. Any plaintiff in an Individual Action who is served with theDiscovery Requests and a copy of this Order, and who did not have any opportunity to be heard on these issues on or before January 29, 2004, shall be governed by this Order unless it objects by February 27, 2004, or within two weeks of such service, whichever is later. This Document Relates to: 03 Civ. 169; 03 Civ. 168; 03 Civ. 171; 03 Civ. 338; 03 Civ. 9520; 03 Civ.8981; 03 Civ. 892; 03 Civ. 891; 03 Civ. 4499; 03 Civ. 1283; 03 Civ. 998; 03 Civ. 3859; 03 Civ. 6592; 03 Civ. 6227; 03 Civ.6226; 03 Civ. 7806; 03 Civ. 3593; 03 Civ. 6221; 03 Civ. 3599; 03 Civ. 6220; 03 Civ. 3597; 03 Civ. 3594; 03 Civ. 3598; 03Civ. 6224; 03 Civ. 6223; 03 Civ. 1284; 03 Civ. 9823; 03 Civ. 8924; 03 Civ. 167; 03 Civ. 170; 03 Civ. 337; 03 Civ. 890; 03Civ. 2839; 03 Civ. 3860; 03 Civ. 6225; 03 Civ. 3595; 03 Civ. 2840; 03 Civ. 3591; 03 Civ. 3596; 03 Civ. 6228; 03 Civ. 9824;03 Civ. 8271; 03 Civ. 9518; 03 Civ. 4500.
February 17, 2004 Filing 1004 THE WORLDCOM DIRECTORS' MEMORANDUM OF LAW in Opposition re: 962 MOTION for Reconsideration re; 906 Memorandum & Opinion, regarding relation back of their Amended Complaints to their Original Timely-Filed Complaints. Document filed by Clifford Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Gordon S. Macklin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Juan Villalonga. This Document relates to: 03 Civ. 167; 03 Civ. 168; 03 Civ. 169; and, 03 Civ. 170. Received in the night deposit box on 2/17/04 at 6:48 P.M. (sac, )
February 17, 2004 Filing 1003 THE UNDERWRITER-RELATED DEFENDANTS MEMORANDUM OF LAW in Opposition re: 962 MOTION for Reconsideration re; 906 Memorandum & Opinion. This Document relates to: 03 Civ. 167; 03 Civ. 168; 03 Civ. 169; and, 03 Civ. 170. Received in the night deposit box on 2/17/04 at 6:44 P.M. (sac, )
February 17, 2004 Filing 1002 NOTICE of Appearance by Pamela Rogers Chepiga on behalf of Carl J. Aycock This document relates to: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-4973, 1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC, 1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC, 1:02-cv-3592, 1:02-cv-6229, 1:02-cv-7298, 1:02-cv-7299(sb, )
February 17, 2004 Opinion or Order Filing 1001 ORDER: that the parties in the WorldCom Securities Litigation shall submit by 2/17/04 their proposals for complying with the extension of the opt period required by the 2/3/04 Order. (Signed by Judge Denise L. Cote on 2/13/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(db, )
February 17, 2004 Opinion or Order Filing 997 ORDER (this document relates to 03cv4500). Footnote 2 in the January 30 Memorandum Opinion and Order is null and void. (Signed by Judge Denise L. Cote on 2/13/04) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 17, 2004 Opinion or Order Filing 993 ORDER granting 987 Motion to Dismiss its complaint voluntarily on the condition that it participate in the Worldcom consolidated class action.. (Signed by Judge Denise L. Cote on 2/13/04) (djc, )
February 17, 2004 MEMO ENDORSEMENT granting 987 MOTION to Dismiss. filed by UFCW International Union-Industry Pension Fund (Signed by Judge Denise L. Cote on 2/13/04) (dle, ) Modified on 2/18/2004 (dle, ). This document relates to 03cv8270.
February 13, 2004 Filing 1000 REPLY MEMORANDUM OF LAW in Further Support of their motion to dismiss claims asserted in Northwestern Mutual Life Insur. Co. v. Citigroup, Inc., et al., purusant to orders dated 11/21/03 and 1/20/04. (THIS DOCUMENT RELATES TO: 03cv9824). Document filed by Worldcom, Directors. (pl, )
February 13, 2004 Filing 998 MEMORANDUM OF LAW in Opposition re: 938 MOTION to Dismiss. Document filed by Alan G. Hevesi. (This document relates to: 02 civ. 3288, 3416, 3419, 3508, 3537, 3647, 3750, 3771, 4719, 4945, 4946, 4958, 4973, 4990, 5057, 5071, 5087, 5108, 5224, 5285, 8226, 8227, 8228, 8229, 8230, 8234, 9513, 9514, 9515, 9516, 9519, 9521, 03 civ. 2841, 3592 and 6229). (kw, )
February 13, 2004 Filing 995 (This document relates to all actions). Plaintiffs-Appellants' response to Order to Show Cause whether an order should issue in aid of this Court's Jurisdiction. Document filed by California Public Employees' Retirement System, etal. (kw, )
February 13, 2004 Filing 994 (This document relates to all actions). Appellants' Supplemental Opening Brief in Support of Section 1292(b) Appeal. Document filed by California Public Employees' Retirement Systemm etal. (kw, )
February 13, 2004 Filing 992 NOTICE of Appearance (This document relates to all actions) by Thomas J. Kravaler on behalf of Gordon S. Macklin, Lawrence C. Tucker. (kw, )
February 13, 2004 Filing 991 ENDORSED LETTER addressed to Judge Denise L. Cote from Paul C. Curnin dated 2/5/04 re: The schedule is adopted. Any response regarding consolidation may be limited to a factual description of any overlap in the cases. (Signed by Judge Denise L. Cote on 2/13/04) (sac, )
February 13, 2004 Opinion or Order Filing 990 ORDER. Plaintiff's time to file an objection to the consolidation of the matter is extended until 2/13/04. (Signed by Judge Denise L. Cote on 2/5/04 Nunc Pro Tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 859 MOTION to Dismiss. filed by Locals 302 and 612 of the International Union of operating Engineers-Employers Construction Retirement Trust. Granted in 1/26/04 Opinion (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 854 MOTION to Dismiss. filed by The National Asbestos Workers Pension Fund. Granted in 1/26/04 Opinion (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 855 MOTION to Dismiss. filed by Alaska Teamster-Employer Pension Trust. Granted in 1/26/04 Opinion. 2/13/04 (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER granting 935 Motion to Intervene . (Signed by Judge Denise L. Cote on 2/13/04) (yv, )
February 13, 2004 Opinion or Order ORDER granting 853 Motion to Dismiss. Granted per 1/30/04 Opinion. (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) (yv, )
February 13, 2004 Opinion or Order ORDER granting 916 Motion for George E. Ridge to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 2/13/04) (yv, )
February 13, 2004 Transmission to Attorney Admissions Clerk. Transmitted re: Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (yv, )
February 13, 2004 Opinion or Order ORDER re: 829 MOTION to Dismiss. filed by McMorgan & Company. Granted per 1/30/04 Opinion. (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 815 MOTION to Dismiss. filed by SLS Offshore Fund, Ltd., GS SLS Portfolio, LLC, SLS Investores, L.P. Granted per 1/30/04 Opinion. (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 849 MOTION to Dismiss. filed by District No. 9, I.A. of M. & A.W. Pension Trust, District No. 9, I.A. of M. & A.W. Welfare Trust. Granted in 1/29/04 Opinion (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 750 MOTION to Dismiss. filed by Metropolitan Government of Nashville and Davidson County, Tennessee. Granted per 1/30/04 Opinion. (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 847 MOTION to Dismiss. filed by Alaska Electrical Pension Fund. Granted in 1/26/04 Opinion (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 13, 2004 Opinion or Order ORDER re: 848 MOTION to Dismiss. filed by Alaska Permanent Capital Management Company. Granted in 1/26/04 Opinion. (Signed by Judge Denise L. Cote on 2/13/04 nunc pro tunc) Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC,1:02-cv-05071-DLC, 1:02-cv-05087-DLC,1:02-cv-05140-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08226-DLC, 1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC(yv, )
February 11, 2004 Filing 988 MEMORANDUM AND OPINION # 89671(This document relates to 03cv7826); the motion by SLS Investors, SLS Offshore and GS SLS Portfolio for the voluntary dismissal of their action is granted with the conditions that SLS will be permitted to withdraw its action voluntarily for the sole purpose of remaining in the class action and not opting out of the class action; dfts have requested the imposition of fees and costs in the event that the application for a voluntary dismissal is granted, that request is denied. (Signed by Judge Denise L. Cote on 1/30/04) (dle, ) Modified on 2/17/2004 (dle, ).
February 10, 2004 Filing 987 Motion for an order for voluntary dismissal of its claims from this case, pursuant to FRCP 41 without prejudice on the condition that it be permitted to participate fully as a class member in the WorldCom securities class action. This Document Relates to: 03cv8270(DLC. Document filed by UFCW International Union-Industry Pension Fund. (dle, )
February 10, 2004 Filing 986 ACKNOWLEDGEMENT OF SERVICE of Stipulation and Order served on Attorney for defendant Scott D. Sullivan on 2/10/04. Service was accepted by Julie B. Rottenberg. Document filed by Scott D. Sullivan. (jco, )
February 9, 2004 Filing 985 NOTICE of Firm Registration as an LLP and Name Change. Document filed by Scott D. Sullivan. Arnold & Porter is now Arnold & Porter, L.L.P. (db, )
February 9, 2004 Filing 979 TRANSCRIPT of proceedings held on 12/4/03 before Judge Denise L. Cote.(pr, )
February 6, 2004 Filing 989 MEMORANDUM OF LAW in Opposition re: 917 MOTION for Leave to File an amended complaint. This document relates to : 02cv9520. Document filed by Worldcom, Inc. (jco, )
February 6, 2004 Filing 984 OPPOSITION (This Document Relates To: 03cv9824) to the WorldCom directors and Defendant Ebbers' Motions to Dismiss Certain Claims Pursuant to this Court's 11/21/03 Order. Document filed by Northwestern Mutual Life Insurance Company. (tp, )
February 6, 2004 Filing 983 DECLARATION of Jay B. Kasner in Support of the Underwriter-Related defendants' Opposition to plaintiffs' Suntrust Bank and Trusco Capital Management, Inc's 917 MOTION for Leave to File an amended complaint. (tp, )
February 6, 2004 Filing 982 RESPONSE in Opposition by Underwriter-Related defendants to plaintiffs' 917 MOTION for Leave to File an amended complaint.(tp, )
February 6, 2004 Filing 981 SUPPLEMENTAL REPLY MEMORANDUM OF LAW in further Support of their 938 Amended MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc. (tp, )
February 6, 2004 Filing 980 The Underwriter-Related Defendants' Supplement to their reply memorandum of Law in further support of their motion to dismiss pursuant to Order dated 11/21/03. (jco, )
February 6, 2004 Filing 978 MEMORANDUM OF LAW in Opposition re: 753 MOTION to Dismiss. Document filed by Bernard J. Ebbers. (sac, )
February 5, 2004 Filing 977 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Citigroup Global Markets, Inc..(dle, )
February 5, 2004 Filing 976 REPLY in support of re: 863 MOTION Voluntary Dismissal of its claims be considered part of te class action. Document filed by Teamsters Local 408 Pension Guaranteed Fund. (sac, )
February 2, 2004 Opinion or Order Filing 970 MEMORANDUM AND OPINION AND ORDER #89632; IBEW Local 683 Fund Pension Plan and IBEW Local 683 Profit Sharing Annuity Plan ("The 683 Funds") are two of then plaintiffs in 03 Civ. 4500. McMorgan and Company is the sole plaintiff in 03 Civ. 7297. Each of the Plaintiffs in 03 Civ. 7297 and 03 Civ. 4500, request that it be permitted to dismiss its Individual Action without prejudice to allow it to participate fully in the class action. Plaintiffs' motions are granted with the condition that they not opt out of the class or seek in any way to continue their Individual Actions. (Signed by Judge Denise L. Cote on 1/30/04) (sac, ) Modified on 2/5/2004 (sac, ).
February 2, 2004 Opinion or Order Filing 969 MEMORANDUM AND OPINION AND ORDER #89633 re: 750 MOTION to Dismiss. filed by Metropolitan Government of Nashville and Davidson County, Tennessee. The motion by the Metropolitan Government of Nashville and Davidson County to dismiss its action voluntarily pursuant to Rule 41(a) conditioned on it remaining a member of the WorldCom Securities Class Action is granted. (Signed by Judge Denise L. Cote on 1/30/04) (sac, )
February 2, 2004 Opinion or Order Filing 968 ORDER; that Plaintiffs' Motion to remand in No. 03 Civ. 9823 (DLC), is denied for the reasons set forth in this Court's Opinions dated 3/3, 5/3 and 5/3/03. The Court declines to abstain or to remand on equitable grounds for the reasons set forth in the Opinion of 3/3/03. (Signed by Judge Denise L. Cote on 1/30/04) (sac, )
February 2, 2004 Opinion or Order Filing 967 ORDER; accordingly, the attached Discovery Coordination Order is adopted as the proposal by all parties in this Securities Litigation, including all plaintiffs and defendants in the scores of Individual Actions before this Court, and by this Court for the basis upon which discovery in the Securities Litigation should, if possible, be coordinated with the remand actions pending in state court. It is recognized that the judges supervising the actions pending in state court must make their own independent judgments about what is appropriate in their cases. (Signed by Judge Denise L. Cote on 1/30/04) (sac, )
January 30, 2004 Filing 971 (This document relates to 02 civ. 4816). MOTION for Kristin A. Relyea to Appear Pro Hac Vice. Affidavit of Kristin A. Relyea in support is attached. (kw, )
January 30, 2004 Filing 966 PLAINTIFFS' REPLY to the CitiGroup Intervenors' Memorandum of law in opposition to Plaintiffs' Motion for leave to amend complaint. Document filed by HGK Asset Management. (sac, )
January 30, 2004 Opinion or Order Filing 965 ORDER; that a conference will be held on 2/18/04 at 9:30 A.M. at the United States Courthouse, 500 Pearl Street in Courtroom 11B. (Signed by Judge Denise L. Cote on 1/30/04) (sac, )
January 30, 2004 Filing 962 (This document relates to 03 civ. 167, 03 civ. 168, 03civ. 169, and 03 civ. 170). MOTION for Reconsideration re; 906 Memorandum & Opinion. Document filed by certain plaintiffs. (kw, )
January 30, 2004 Filing 961 Plaintiff's supplement to its opposition to defendants' motion to dismiss pursuant to this Court's 1/20/04 order. Document filed by The Northwestern Mutual Life Insurance Company. (kw, )
January 30, 2004 Filing 959 (This document relates to 03 civ. 3860). JOINDER to join re: 940 Memorandum of Law in Oppisition. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc. (kw, )
January 30, 2004 Filing 952 MEMORANDUM OF LAW (this document relates to 03cv3860) in Opposition re: 863 MOTION Voluntary Dismissal of its claims be considered part of te class action.Received in night deposit box on 1/30/04 at 5:09 p.m. Document filed by ABN Amro Incorporated, Banc of America Securities LLC, Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Goldman Sachs & Co., J.P. Morgan Securities Inc., Lehman Brothers Inc., Nationsbanc Montgomery Securities LLC, UBS Warburg LLC. (yv, ) Modified on 2/3/2004 (yv, ).
January 29, 2004 Filing 972 TRANSCRIPT of proceedings held on 12/8/03 before Judge Denise L. Cote.(pr, )
January 29, 2004 Filing 960 (This relates to 03 civ. 9823). RESPONSE re: 262 Order. Document filed by American International Group. (kw, )
January 29, 2004 Filing 958 (This relates to 04 civ. 232). NOTICE of service of a true and correct copy of the Order dated 5/28/03 In re WorldCom, Inc. Securities Litigation. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc. (kw, )
January 29, 2004 Filing 957 (This relates to 04 civ. 234). NOTICE of service of a true and correct copy of the Order dated 5/28/03 In re WorldCom, Inc. Securities Litigation. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc. (kw, ) Modified on 2/3/2004 (kw, ).
January 29, 2004 Filing 956 (This relates to 04 civ. 233). NOTICE of service of a true and correct copy of the Order dated 5/28/03 In re WorldCom, Inc. Securities Litigation. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc. (kw, ) Modified on 2/3/2004 (kw, ).
January 28, 2004 Filing 975 TRANSCRIPT of proceedings held on 12/3/03 before Judge Denise L. Cote.(pr, )
January 28, 2004 Filing 974 TRANSCRIPT of proceedings held on 12/18/03 before Judge Denise L. Cote.(pr, )
January 28, 2004 Filing 973 TRANSCRIPT of proceedings held on 12/10/03 before Judge Denise L. Cote.(pr, )
January 28, 2004 Opinion or Order Filing 964 ORDER that any opposition to the defendants' motions is due 2/13/04; and any reply is due 2/20/04. So Ordered. (Signed by Judge Denise L. Cote on 1/27/04) (jco, )
January 28, 2004 Filing 942 MOTION to enter claim independently or jointly of the class action.Filed by Professor Yameen Zubairi, Ph.D (jco, )
January 27, 2004 Minute Entry for proceedings held before Judge Robert W. Sweet: Interim Pretrial Conference held on 1/27/2004. (jeh, ) Modified on 11/19/2004 (jeh, ).
January 27, 2004 Filing 963 AFFIDAVIT OF SERVICE of Consoldiation Order served on counsel for plaintiffs in Cases 03cv9490 and 03cv10066 on 1/26/04. Service was made by Mail. ( This document relates to 03cv9490 and 03cv10066.) (pl, )
January 27, 2004 Filing 955 (This document relates to 03 civ. 9822). MEMORANDUM OF LAW in Support re: 954 MOTION granting plaintiff relief from the application of the May 28 Order to this action, and declining to consolidate this action with the actions previously consolidated into the action MDL No. 1487. Document filed by Richard F. Reynolds. (kw, )
January 27, 2004 Filing 954 (This document relates to 03 civ. 9822). MOTION granting plaintiff relief from the application of the May 28 Order to this action, and declining to consolidate this action with the actions previously consolidated into the action MDL No. 1487. Document filed by Richard F. Reynolds. Return Date set for 2/10/2004 10:00 AM before Judge Denise L. Cote. (kw, ) Modified on 2/3/2004 (kw, ).
January 27, 2004 Filing 953 RESPONSE to re: 262 Order. (This document relates to 03 civ. 9822). Document filed by Richard F. Reynolds. (kw, )
January 27, 2004 Opinion or Order Filing 951 ORDER; all parties who wish to propose changes to the attached January 26 draft Discovery Coordiaation Order must submit their proposals to the Court by 01/28/04 at 10:00 a.m. (Signed by Judge Denise L. Cote on 1/26/04) (djc, )
January 27, 2004 Filing 950 REPLY MEMORANDUM OF LAW in Support re: 735 MOTION to Dismiss. (This Document Relates To: 03cv9403). (pl, )
January 27, 2004 Opinion or Order Filing 948 SCHEDULING ORDER: Re; Plaintiff Suntrust Bank and Trusco Capital Management motions filed for leave to file an amended complaint in 03cv9250. Opposition to the plaintiff's motion is due by 2/26/2004 and any reply is due 2/13/2004. (Signed by Judge Denise L. Cote on 1/27/2004) (jsa, )
January 27, 2004 Opinion or Order Filing 947 SCHEDULING ORDER:Re: Motions filed by Defendants Bernard J. Ebbers and Worldcom Directir Defendants to dismiss certain claims asserted in 03cv 9824. Opposition to the Defendants motions are due by 2/6/2004 and any reply briefs are due by 2/13/2004. (Signed by Judge Denise L. Cote on 1/27/2004) (jsa, ) Modified on 2/2/2004 (jsa, ).
January 27, 2004 Opinion or Order Filing 946 SCHEDULING ORDER: Re Citigroup Global Markets Inc. and Jack Grubman Motion for leave to intervene in action 03cv 2841. Responses to defendants motion due by 2/2/2004 Replies due by 2/6/2004. (Signed by Judge Denise L. Cote on 1/27/2004) (jsa, )
January 27, 2004 Opinion or Order Filing 945 SCHEDULING ORDER: Defendants European Tranche Underwriters and Citi Global Markets Inc. Plaintiff Responses due by 2/13/2004 Replies due by 2/20/2004. (Signed by Judge Denise L. Cote on 1/26/2004) (jsa, ) Modified on 2/2/2004 (jsa, ).
January 27, 2004 Filing 944 REPLY MEMORANDUM OF LAW in Further Support of 702 MOTION to Dismiss claims asserted in Metropolitan Government of Nashville and Davidson County V. Ebbers, et al. pursuant to Order dated 11/21/03. (This document relates to 03-cv-9403). Document filed by WorldCom Directors; Clifford Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Gordon S. Macklin, John A. Portor, Bert C. Roberts Jr., John W. Sidgmore, Juan Villalonga. (sb, )
January 27, 2004 Filing 943 REPLY MEMORANDUM OF LAW in Support of motion to dismiss the Metropolitan Government of Nashville and Davidson County, Tennessee complaint pursuant to this Court's 11/21/03 Opinion and Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Jack Grubman, Salomon Smith Barney Inc. (db, ) Modified on 2/2/2004 (db, ). Received in night deposit box on 1/27/04 at 9:08 p.m.
January 27, 2004 Filing 941 REQUEST FOR EXCLUSION FROM CLASS by Ginger (Virginia J.) Baxter. (dle, )
January 27, 2004 Filing 934 REPLY MEMORANDUM OF LAW in further Support of re: 703 MOTION to Dismiss. (This document relates to 03 civ. 9403). Document filed by Bernard J. Ebbers. (kw, ) Modified on 1/30/2004 (kw, ).
January 26, 2004 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 1/26/2004. (jeh, ) Modified on 11/19/2004 (jeh, ).
January 26, 2004 Opinion or Order Filing 929 ORDER; that any pltff in an Individual Action in the Securities Litigation whose claims or action is subject to dismissal purs. to the 11/21 or 1/20 Opinions, and who files a notice of motion by 2/20/2004, to dismiss its lawsuit voluntarily, will be permitted to remain as a member of the WorldCom consolidated class action without prejudice as to its right to recover purs. to any claims that are brought on behalf of class; costs or expenses purs. to an application by defts will not be imposed upon any such pltff who files such a notice of motion on or before 2/20/2004. (Signed by Judge Denise L. Cote on 1/26/2004) (jp, )
January 26, 2004 Opinion or Order Filing 927 OPINION AND ORDER #89605 (This document relates to 03 civ. 8269, 8923, 9168, 9400, 9401, and 9402 re: 859 MOTION to Dismiss. filed by Locals 302 and 612 of the International Union of operating Engineers-Employers Construction Retirement Trust, 849 MOTION to Dismiss. filed by District No. 9, I.A. of M. & A.W. Pension Trust, District No. 9, I.A. of M. & A.W. Welfare Trust, 854 MOTION to Dismiss. filed by The National Asbestos Workers Pension Fund, 855 MOTION to Dismiss. filed by Alaska Teamster-Employer Pension Trust, 847 MOTION to Dismiss. filed by Alaska Electrical Pension Fund, 848 MOTION to Dismiss. filed by Alaska Permanent Capital Management Company. The motions by plaintiffs in 03 civ. 8269, 8923, 9168, 9400, 9401, and 9402 to dismiss their actions voluntarily is granted with the condition that they not opt out of the class or seek in any way to continue their Individual Actions. No order giving effect to the decisions of January 20 will be executed before February 12, 2004. (Signed by Judge Denise L. Cote on 1/26/04) (kw, )
January 26, 2004 Opinion or Order Filing 926 STIPULATION AND ORDER: regarding procedures that will govern the handling of "Confidential Materials". (Signed by Judge Denise L. Cote on 1/23/04) (kw, )
January 26, 2004 Filing 925 NOTICE of Change of Address by Eric L. Lewis on behalf of Railways Pension Trustee Company Ltd.. New Address: Baach Robinson and Lewis PLLC, 1201 F Street N.W., Suite 500, Washington, DC, 20004, (202) 833-8900. (sac, )
January 23, 2004 Filing 949 Plaintiffs' joint reply regarding motions for voluntary dismissal conditional on having their claims be considered part of the class action. (dle, )
January 23, 2004 Filing 939 MEMORANDUM OF LAW in Support re: 938 MOTION to Dismiss. Document filed by Citigroup Global Markets, Inc. (kw, )
January 23, 2004 Filing 938 MOTION to Dismiss with prejudice Counts IV and V of the Corrected First Amended Class Action Complaint. Annexed declaration of Joyce S. Huang. Document filed by Citigroup Global Markets, Inc. (kw, )
January 23, 2004 Filing 937 DECLARATION of Joyce S. Huang in Support re: 935 MOTION to Intervene.. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (pl, ). (This document relates to 03cv2841) Modified on 1/30/2004 (pl, ).
January 23, 2004 Filing 936 MEMORANDUM OF LAW in Support re: 935 MOTION to Intervene.. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (pl, ). ( This document relates to 03cv2841) Modified on 1/30/2004 (pl, ).
January 23, 2004 Filing 935 MOTION to Intervene for an order for leave to intervene for the limited purpose of opposing plaintiffs' motion for leave to serve and file an amended complaint. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (pl, ) ( This document relates to 03cv2841) Modified on 1/30/2004 (pl, ).
January 23, 2004 Filing 931 MEMORANDUM OF LAW in Support of 930 MOTION to Dismiss. Document filed by Certain European Tranche Underwriter; ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Deutsche Bank AG, and JP Morgan Securities, Inc. (sb, )
January 23, 2004 Filing 930 MOTION to Dismiss, with prejudice, the Corrected First Amended Class Action Complaint pursuant to Rule 12(b)(6) of the F.R.C.P. Document filed by Certain European Tranche Underwriter; ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Deutsche Bank AG, and J.P. Morgan Securities Inc. Declaration of Jay B. Kasner attached. (sb,)
January 23, 2004 Filing 928 RULE 7.1 DISCLOSURE STATEMENT. Document filed by ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Deutsche Banc, J.P. Morgan Securities Inc. Received in the night deposit box on 1/23/04 at 5:23 p.m.(sb, )
January 23, 2004 Filing 924 MEMORANDUM OF LAW in Opposition re: 923 MOTION to Dismiss.. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee. (cd, )
January 23, 2004 Filing 923 MOTION for an order granting the entry of an order dismissing with prejudice the first and second claims for relief asserted in the 1/8/04 amended complaint in 03-9824 pursuant to order dated 11/21/03. Document filed by Worldcom, Inc.. (dle, )
January 23, 2004 Filing 922 The Worldcom Directors' JOINDER in the citigroup intervenors' opposition to plaintiff's motion for leave to amend complaint. Document filed by Clifford Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker. Received in night deposit on 1/23/04 at 6:18 p.m.(jco, )[The document relates to 03cv2841]
January 23, 2004 Opinion or Order Filing 921 ORDER (This Document Relates To: 03-9824), that plaintiff's motion to remand in No. 03cv9824 (DLC), is denied for the reasons set forth in this Court's Opinions dated March 3. May 5, and May 20, 2003. The Court declines to abstain or to remand on equitable grounds for the reasons set forth in the Opinion of march 3, 2003. (Signed by Judge Denise L. Cote on 1/22/04) (tp, )
January 23, 2004 Filing 920 REPLY MEMORANDUM OF LAW in Support re: 829 MOTION to Dismiss. This document relates to 03 civ. 7297). Document filed by McMorgan & Company. (kw, )
January 23, 2004 Filing 919 DECLARATION of Ira A. Schochet in Support re: 917 MOTION for Leave to File an amended complaint. Document filed by Sun Trust Bank, Trusco Capital Management, Inc. ( This Document Relates to: 02 cv 9520 (DLC) ) (kw, ) Modified on 2/10/2004 (ae, ).
January 23, 2004 Filing 918 MEMORANDUM OF LAW in Support re: 917 MOTION for Leave to File an amended complaint. Document filed by Sun Trust Bank, Trusco Capital Management, Inc. This Document Relates to: 02 cv 9520 (DLC) (kw, ).
January 23, 2004 Filing 917 MOTION for Leave to File an amended complaint. Document filed by Trusco Capital Management, Inc., Sun Trust Bank. Return Date set for 3/3/2004 09:00 AM before Judge Denise L. Cote. (kw, )
January 22, 2004 Filing 1039 MANDATE of USCA (Certified Copy) USCA Case Number 03-8052. Appellant California Public Employees' Retirement System petitions, pursuant to 28 U.S.C. 1292(b), for leave to appeal the District Court orders dated May 5 and May 20. Upon due consideration, it is ORDERED that the petition is GRANTED. Roseann B. MacKechnie, Clerk USCA. Issued As Mandate: 1/16/04. (dt, )
January 22, 2004 Filing 907 RULE 7.1 DISCLOSURE STATEMENT. Document filed by BNP Paribas Securities Corp., Caboto Holding Sim S.P.A., Fleet Securities, Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale.(jge, )
January 21, 2004 Filing 999 AFFIDAVIT OF SERVICE by Plaintiff Railways Pension Trustee Company Ltd. of the Summons and Amended Complaint, by Registered Mail, Return Receipt Requested addressed to Caboto SIM S.p.A, Via A. Boito, 7 20121 Milano, Italy on 12/4/03. ( This Document Relates to: 03 cv 998 (DLC) ) (ae, )
January 21, 2004 Opinion or Order Filing 915 Stipulation and Order; that service of the Corrected Amended Class Action Complaint on the Foreign Underwriter-related Defendants, by delivery to their respective counsel, shall be deemed effective on 12/4/2003. The Foreign Underwriter-related Defendants, being fully aware of their rights, waive, relinquish and forego any defense of improper or defective service with respect to the Corrected Complaint. The Foreign Defendants shall answer, move or otherwise respond to the Corrected Complaint on or before 1/23/2004. (Signed by Judge Denise L. Cote on 1/20/2004) (this document relates to 02cv3288, 02cv3416, 02cv3419, 02cv3508, 02cv3537, 02cv3647, 02cv3750, 02cv3771, 02cv4719, 02cv4945, 02cv4946, 02cv4958, 02cv4973, 02cv4990, 02cv5057, 02cv5071, 02cv5087, 02cv5108, 02cv5224, 02cv5285, 02cv8226, 02cv8227, 02cv8228, 02cv8229, 02cv8230, 02cv8234, 02cv9513, 02cv9514, 02cv9515, 02cv9516, 02cv9519, 02cv9521, 03cv2841, 03cv3592, 03cv6229, 03cv7298, 03cv7299)(kkc, )
January 21, 2004 Opinion or Order Filing 913 SCHEDULING ORDER (this document relates to all actions); that defendants' application for the requested extensions is granted; paragraphs 3 and 5 of the Scheduling Order of 11/14/2003 are modified as set forth in this Order; any motion for summary judgment in the Securities Litigation Consolidated Class Action is due 7/30/2004; any opposition is due 8/27/2004; and any reply is due 9/10/2004. With the exception of the above modifications, this Court's 11/14/2003 Scheduling Order remains in effect. (Signed by Judge Denise L. Cote on 1/20/2004) (kkc, )
January 21, 2004 Opinion or Order Filing 909 ORDER (this document relates to Individual Actions); a conference will be held on 1/29/2004 at 9:30 am to address certain discovery disputes relating to defendants' first request to plaintiffs in certain of the individual actions for the production of documents, and defendants' first set of interrogatories to plaintiffs in certain of the individual actions. (Signed by Judge Denise L. Cote on 1/21/2004) (kkc, )
January 21, 2004 MEMO-ENDORSEMENT on 628 Motion to defer consideration of motions directly impacting their cases or sending class notice, pending resolution of the remand issue by the Second Circuit. Denied. (Signed by Judge Denise L. Cote on 1/20/2004) (kkc, )
January 21, 2004 Opinion or Order MEMO-ENDORSEMENT on 753 Motion by defendant Bernard J. Ebbers to dismiss claims affected by the Court's November 21, 2003 Order. Granted.(Signed by Judge Denise L. Cote on 1/20/2004) (kkc, )
January 21, 2004 Opinion or Order MEMO-ENDORSEMENT on 781 Motion by the Underwriter-Related defendants and the Holding Company defendants to dismiss pursuant to Order dated 11/21/2003. Granted in part. (Signed by Judge Denise L. Cote on 1/20/2004) (kkc, )
January 21, 2004 Opinion or Order MEMO-ENDORSEMENT on 756 Motion by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubmanfor an order dismissing with prejudice the claims and actions identified in the amended memorandum of law and the appendix. Granted in part. (Signed by Judge Denise L. Cote on 1/20/2004) (kkc, )
January 21, 2004 MEMO-ENDORSEMENT ON 436 MOTION by defendants Citigroup Inc., Citigroup Global Markets Inc. and Jack Grubman to dismiss the amended complaint; granted in part. (Signed by Judge Denise L. Cote on 1/20/2004) (kkc, )
January 20, 2004 Filing 933 Letter addressed to Judge Denise L. Cote from Paul C. Curnin dated 1/15/04 re: At the request of Your Honor's Law Clerk, Mr. Curnin informs the Court that Liaison Counsel, on behalf of Plaintiffs in the Individual Actions, consents to the request in our 1/13 Letter for a two week adjournment of the expert discovery schedule. (sac, )
January 20, 2004 Filing 932 Letter addressed to Judge Denise L. Cote from Paul C. Curnin dated 1/13/04 re: Counsel on behalf of WorldCom Directors, the Underwriter-Related Defendants, the Citigroup-Related Defendants, Arthur Andersen and Bernard Ebbers to request a two week adjournment of the expert discovery and summary judgment schedule. (sac, )
January 20, 2004 Opinion or Order Filing 914 OPINION AND ORDER #89576; The motion for reconsideration by the plaintiffs in the MW Alaska Action, 03 Civ. 6592, is denied. The motions to dismiss brought against thirty Milberg Weiss Actions are granted. Decision is reserved on the motion to dismiss against the Northwestern Mutual Life Insurance Company complaint, 03 Civ. 9824. Counsel for the Underwriter Defendants shall prepare separate proposed Order for each action which conforms to the rulings herein, and in the case of the nine Milberg Weiss Actions which are dismissed in their entirety, separate proposed Judgments. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 906 OPINION AND ORDER #89575; the 11/10/03 motion and the 12/19 letter application by certain plaintiffs in Milberg Weiss Actions to stay certain proceedings in the WorldCom Securities Litigation are denied. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 905 ORDER; A conference will be held on 1/22/04 at 10:30 A.M. to address the discovery dispute regarding the production of email by the Salomon Smith Barney Defendants. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 904 ORDER; through letters of 1/13 and 1/14, defense counsel and Milberg Weiss Bershad Hynes and Lerach LLP have addressed the coordination of discovery in the WorldCom Securities Litigation with individual actions being litigated in various state courts. That a conference to discuss these submissions and the issue of coordination shall be held on 1/22/04 at 9:30 A.M. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 903 ORDER; that any opposition to the plaintiffs' motion is due 1/30/04; and, any reply is due 2/6. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 902 ORDER; that the Securities Act claims brought against the defendants added to this action through the amendment of 7/11/03 are dismissed with prejudice from the action. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 901 ORDER re: 708 MOTION to Dismiss. filed by Arthur Andersen, LLP. That the Defendants' Motions to dismiss with prejudice the 1997 and 1998 Claims, to the extent that they are pleaded in Counts I, II, III, IV and V of SunTrust's complaint, are granted. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 900 ORDER; that plaintiff shall submit by 1/31/04, any supplement it wishes to make to its opposition to the motion to dismiss based on the amended pleadings of January 9. That defendants shall reply by 2/7/04. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 899 ORDER; that Nashville's response to the motion to dismiss shall be served and filed by 1/23/04. Any reply shall be served and filed by 1/27/04. Two courtesy copies of the papers shall be provided to Chambers at the time of service. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 898 OPINION AND ORDER #89581; re: 735 MOTION to Dismiss. filed by Deutsche Bank AG, Goldman Sachs & Co., J.P. Morgan Chase & Co., HGK Asset Management, Bank of America Corp., Fleet Securities, Inc., Lehman Brothers Holding Inc. The defendants' motion to dismiss with prejudice certain Securities Act claims is granted in part. Counsel for the Underwriter Defendants shall submit a proposed order conforming to the rulings in the Opinion. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Opinion or Order Filing 897 MEMORANDUM AND OPINION AND ORDER #89580; re: 815 MOTION to Dismiss. filed by SLS Offshore Fund, Ltd., GS SLS Portfolio, LLC, SLS Investores, L.P. The motions to dismiss the Securities Act claims in this action are granted. (Signed by Judge Denise L. Cote on 1/20/04) (sac, )
January 20, 2004 Filing 896 RESPONSE to this Court's 6/11/03 Order to Show Cause. (This Document Relates to 03 civ. 9824). Document filed by Northwestern Mutual Life Insurance Company. (kw, )
January 20, 2004 Filing 895 REPLY MEMORANDUM OF LAW in Support (this document relates to 03 civ. 7826) re: 815 MOTION to Dismiss. Document filed by SLS Investores, L.P., SLS Offshore Fund, Ltd. (kw, )
January 19, 2004 Filing 916 MOTION for George E. Ridge to Appear Pro Hac Vice. Document filed by Bert C. Roberts Jr. (jco, )
January 16, 2004 Filing 940 The Underwriter-Related Defendants' Omnibus MEMORANDUM OF LAW in Opposition to Certain Individual Plaintiffs' Motions for Voluntary Dismissal. (djc, )
January 16, 2004 Filing 912 DECLARATION of Mark R. Rosen in Support re: 255 Motion to Certify Class. Document filed by Alan G. Hevesi. Volume II of II. (db, )
January 16, 2004 Filing 911 DECLARATION of Mark R. Rosen in Support re: 255 Motion to Certify Class. Document filed by Alan G. Hevesi. Volume I of II. (db, )
January 16, 2004 Filing 910 REPLY MEMORANDUM OF LAW in Support re: 255 Motion to Certify Class. Document filed by Alan G. Hevesi. (db, )
January 16, 2004 Filing 908 CITIGROUP DEFENDANTS' JOINDER in the Underwriter-Related Defendants's Omnibus Memorandum of Law in Opposition to Certan Individual Plaintifnfs' Motions for voluntary Dismissal Conditional on having their Claims be considered part of the Class Action. Document filed by Citigroup Global Markets, Inc., Citigroup Inc..(djc, )
January 16, 2004 Filing 894 DECLARATION of Jay B.Kasner in Opposition to Certain individual Plaintiffs' motions for voluntary dismissal re: 853 MOTION to Dismiss., 849 MOTION to Dismiss., 854 MOTION to Dismiss., 829 MOTION to Dismiss., 855 MOTION to Dismiss., 862 MOTION to Dismiss., 863 MOTION Voluntary Dismissal of its claims be considered part of te class action., 750 MOTION to Dismiss., 847 MOTION to Dismiss., 848 MOTION to Dismiss.. (djc, )
January 16, 2004 Filing 887 DECLARATION of Jay B. Kasner (This Document Relates To: 02-cv-3416, 02-cv-3419, 02-cv-3508, 02-cv-3537, 02-cv-3647, 02-cv-3750, 02-cv-3771, 02-cv-4719, 02-cv-4945, 02-cv-4946, 02-cv-4958, 02-cv-4973, 02-cv-4990, 02-cv-5057, 02-cv-5071, 02-cv-5087, 02-cv-5108, 02-cv-5224, 02-cv-5285, 02-cv-8226, 02-cv-8227, 02-cv-8228, 02-cv-8229, 02-cv-8230, 02-cv-8234, 02-cv-9513, 02-cv-9514, 02-cv-9515, 02-cv-9516, 02-cv-9519, 02-cv-9521, 03-cv-2841, 03-cv-3592) in Support of the Underwriter-Related defendants' Memorandum of Law in Opposition to plaintiffs' Motion for Class Certification. Document filed by Deutsche Bank Securities, Inc., ABN Amro Incorporated, BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and Partners LP, Caboto Holding SIM S.p.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. (tp, ) Modified on 1/21/2004 (tp, ).
January 16, 2004 Opinion or Order Filing 884 REVISED SCHEDULING ORDER: that the request by the defendants, Citigroup Global Markets Inc. f/k/a Salomon Smith Barney and Jack Grubman for an extension until 1/23/04, to submit to this Court opposition to plaintiffs' motion for leave to amend their complaint is granted. Reply papers are to be submitted to this Court by 1/30/04. (Signed by Judge Denise L. Cote on 1/15/04) (tp, )
January 16, 2004 Filing 882 REPLY MEMORANDUM OF LAW in Support re: 750 MOTION to Dismiss.. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee. (cd, )
January 16, 2004 Filing 881 RESPONSE in Opposition re: 853 MOTION to Dismiss., 859 MOTION to Dismiss., 849 MOTION to Dismiss., 854 MOTION to Dismiss., 855 MOTION to Dismiss., 862 MOTION to Dismiss., 863 MOTION Voluntary Dismissal of its claims be considered part of te class action., 847 MOTION to Dismiss., 848 MOTION to Dismiss.. Document filed by Arthur Andersen, LLP. (djc, )
January 16, 2004 Filing 880 DECLARATION of Gary Brown in Support re: 750 MOTION to Dismiss.. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee. (cd, )
January 16, 2004 Filing 879 SURREPLY MEMORANDUM OF LAW in Opposition to Plaintiffs' Motion for class certification. Filed by the Underwriter-Related Defendants. (sac, )
January 16, 2004 Filing 878 SUPPLEMENTAL REPORT of Lucy P. Allen. Filed by the Underwriter-Related Defendants. (sac, )
January 16, 2004 Filing 877 REVISED DECLARATION of Jay B. Kasner in Support re: 873 Memorandum of Law in Oppisition. Filed by the Underwriter-Related Defendants. Exhibits Volume 4 of 4. (sac, )
January 16, 2004 Filing 876 REVISED DECLARATION of Jay B. Kasner in Support re: 873 Memorandum of Law in Oppisition. Filed by the Underwriter-Related Defendants. Exhibits Volume 3 of 4. (sac, )
January 16, 2004 Filing 875 REVISED DECLARATION of Jay B. Kasner in Support re: 873 Memorandum of Law in Oppisition. Filed by the Underwriter-Related Defendants. Exhibits Volume 2 of 4. (sac, )
January 16, 2004 Filing 874 REVISED DECLARATION of Jay B. Kasner in Support re: 873 Memorandum of Law in Oppisition. Filed by the Underwriter-Related Defendants. Exhibits Volume 1 of 4. (sac, )
January 16, 2004 Filing 873 REVISED MEMORANDUM OF LAW in Opposition to Plaintiffs' Motion for class certification. (sac, )
January 16, 2004 Filing 872 Report of Lucy P. Allen. (sac, )
January 15, 2004 Opinion or Order Filing 885 ORDER Plaintiffs in Individual Worldcom Action No. 03cv9168, having moved on 1/12/04, to voluntarily dismiss their complaint without prejudice pursuant to Rule 41(a) in order to participate in the WorldCom class action, it is hereby ordered that any opposition to the plaintiffs' motion is due 1/16/04; and any reply is due 1/23/04. So Ordered. (Signed by Judge Denise L. Cote on 1/14/04) (jco, )
January 15, 2004 Filing 863 MOTION for an Order for Voluntary Dismissal of its claims be considered part of the class action. Document filed by Teamsters Local 408 Pension Guaranteed Fund. [This document relates to 03cv3860] (jco, )
January 15, 2004 Filing 862 MOTION of Teamsters Local 408 Pension Fund for voluntary dismissal of its claims conditional on having its claims be considered part of the class action Document filed by Teamsters Local 408 Pension Guaranteed Fund. (dle, )
January 14, 2004 Opinion or Order Filing 893 ORDER, that plaintiffs in Individual WorldCom Actions Nos. 03cv4500, 03cv9400, 03cv9402, having moved on 1/9/04, to voluntary dismiss their complaints without prejudice pursuan tto Rule 41(a) in Order to participate in the WorldCom class action, it is hereby ordered that any opposition to the plaintiffs' motions is due 1/16/04; and any reply is due 1/23/04. (Signed by Judge Denise L. Cote on 1/13/04).(tp, )
January 14, 2004 Filing 889 LEAD PLAINTIFF'S OMNIBUS MEMORANDUM OF LAW in Support re: 853 MOTION to Dismiss., 849 MOTION to Dismiss., 854 MOTION to Dismiss., 829 MOTION to Dismiss., 855 MOTION to Dismiss., 862 MOTION to Dismiss., 863 MOTION Voluntary Dismissal of its claims be considered part of the class action., 847 MOTION to Dismiss., 848 MOTION to Dismiss., 815 MOTION to Dismiss. Document filed by Alan G. Hevesi. (jco, )
January 14, 2004 Opinion or Order Filing 883 ORDER that the request by the defendants, Citigroup Global Markets Inc. f/k/a Salomon Smith Barney and Jack Grubman, dated 1/12/04, for an extension until 1/23/04 to submit to this Court opposition to plaintiffs' motion for leave to amend their complaint is granted. Reply papers are to be submitted to this Court by 1/30/04. So Ordered. (Signed by Judge Denise L. Cote on 1/13/04) (jco, )
January 14, 2004 Filing 869 Supplemental AFFIDAVIT of Neil L. Selinger re: mailing of notices to plaintiffs in the individual worldcom actions. (kw, )
January 14, 2004 Filing 866 REPLY MEMORANDUM OF LAW (This Document Relates To: 03-cv-167, 03-cv-168, 03-cv-169, 03-cv-170, 03-cv-338, 02-cv-9520, 03-cv-892, 03-cv-890, 03-cv-891, 03-cv-1284, 03-cv-4499, 03-cv-1283, 03-cv-998, 03-cv-3859, 03-cv-3860, 03-cv-4500, 03-cv-6226, 03-cv-6227, 03-cv-7297, 03-cv-7806, 03-cv-8270, 03-cv-8269, 03-cv-8293, 03-cv-9168, 03-cv-8271, 03-cv-8924, 03-cv-9400, 03-cv-9402, 03-cv-9401, 03-cv-9403, 03-cv-7826, 03-cv-9823) in further Support of the 761 MOTION to Dismiss. Document filed by James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Steven Case, Francesco Galesi, Stiles A. Kellett Jr., Gordon S. Macklin, John A. Porter, Timothy F. Price, Bert C. Roberts Jr., John W. Sidgmore, Gerald H. Taylor, Lawrence C. Tucker, Juan Villalonga. (tp, )
January 13, 2004 Filing 859 MOTION, (This Document Relates To: 03cv9168) for dismissal of Locals 302 and 612 of the International Union of operating Engineers-Employers Construction Retirement Trust?s motion to voluntarily dismiss their individual action without prejudice to allow them to participate in any recovery in the Class Action. Document filed by Locals 302 and 612 of the International Union of operating Engineers-Employers Construction Retirement Trust. (tp, )
January 12, 2004 Opinion or Order Filing 890 ORDER; Underwriter-Related Defendants' request dated 1/9/04 for an extension until 1/13/04 to submit to this Court either (1) a proposed order, or (2) if agreement is not reached, the parties' competing versions of a proposed order in accordance with this Court's Memorandum Opinion and Order dated 12/17/03, is granted. (Signed by Judge Denise L. Cote on 1/12/04) (sb, )
January 12, 2004 Opinion or Order Filing 871 ORDER Plaintiffs in Individual Worldcom Actions Nos. 03cv8269, 03cv8923, 03cv9401, having moved on 1/8/04, to voluntarily dismiss their complaints without prejudice pursuant to Rule 41(a) in order to participate in the WorldCom class action, it is hereby Ordered that any opposition to the plaintiffs' motions is due 1/16/04; and any reply is due January 23. So Ordered. (Signed by Judge Denise L. Cote on 1/12/04) (jco, )
January 12, 2004 Opinion or Order Plaintiffs in Individual Worldcom Actions Nos. 03 Civ. 8269, 03 Civ. 8923, 03 Civ. 9401, having moved on 1/8/04, to voluntarily dismiss their complaints without prejudice pursuant to Rule 41(a) in order to participate in thw WorldCom class action. Replies to plaintiffs' motion due by 1/23/2003. Responses due by 1/16/2004 (Signed by Judge Denise L. Cote on 1/12/04) (jco, )
January 12, 2004 Filing 858 REPLY MEMORANDUM OF LAW (This Document Relates To: 03-cv-169, 03-cv-168, 03-cv-167, 03-cv-170, 03-cv-338, 02-cv-9520, 03-cv-892, 03-cv-890, 03-cv-891, 03-cv-1284, 03-cv-4499, 03-cv-3859, 03-cv-3860, 03-cv-4500, 03-cv-6226, 03-cv-7297, 03-cv-7806, 03-cv-8270, 03-cv-8269, 03-cv-8293, 03-cv-8271, 03-cv-8924, 03-cv-7826)in Support of the 734 MOTION to Dismiss Pursuant to this Court's Order dated 11/21/03. Document filed by Arthur Anderson, LLP. (tp, )
January 12, 2004 Filing 857 MEMORANDUM OF LAW of Arthur Anderson, LLP in the Joinder in the Underwriter Related Defendants' Memorandum of Law in Opposition to the Motion by the Metropolitan Government of Nashville and Davison County, Tennessee to Voluntary Dismiss Complaint without prejudice pursuant to Rule 41(a)(2). Document filed by Arthur Anderson, LLP. (tp, )
January 12, 2004 Filing 856 MEMORANDUM OF LAW of Arthur Anderson, LLP in the Joinder in the Underwriter Related Defendants' Memorandum of Law in Opposition to the Motion by the SLS Plaintiffs for Voluntary Dismissal without prejudice pursuant to Rule 41(a)(1)(i). Document filed by Arthur Anderson, LLP. (tp, )
January 12, 2004 Filing 855 MOTION, (This Document Relates To: 03cv9400) for dismissal of Alaska Teamster-Employer Pension Trust?s motion to voluntarily dismiss their individual action without prejudice to allow them to participate in any recovery in the Class Action. Document filed by Alaska Teamster-Employer Pension Trust. (tp, )
January 12, 2004 Filing 854 MOTION, (This Document Relates To: 03cv4902) for dismissal of the National Asbestos motion to voluntarily dismiss their individual action without prejudice to allow them to participate in any recovery in the Class Action. Document filed by The National Asbestos Workers Pension Fund. (tp, )
January 9, 2004 Filing 892 JOINDER to join re: 891 Memorandum of Law in Opposition. Document filed by The CitGroup Defendants'(pl, ) Modified on 1/22/2004 (pl, ). ( This document relates to 03cv7826)
January 9, 2004 Filing 891 MEMORANDUM OF LAW in Opposition to the motion by the SLS Plaintiffs for voluntary dismissal without prejudice pursuant to Rule 41(a)(1)(i). Doument filed by Underwriter-Related Defendants'. (this document relates to 03cv7826(DLC) ) (pl, )
January 9, 2004 Filing 888 Memorandum in opposition to the Motion by the Metropolitan Government of Nashville and Davidson County, Tennessee to voluntarily dismiss complaint without prejudice purs to Rule 41(a)(2). Document filed by Sanford I. Weill, Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (djc, )
January 9, 2004 Filing 870 DECLARATION (This document relates to 03 civ. 9403) of Jason D. Russell in Support of the Underwriter-Related defendants' memorandum of law in opposition to the motion by the Metropolitan Government of Nashville and Davidson County, Tennessee to Voluntarily dismiss complaint without prejudice pursuant to Rule 41(a)(2). (kw, ) Modified on 1/20/2004 (kw, ).
January 9, 2004 Filing 868 REPLY MEMORANDUM OF LAW in Support re: 756 MOTION to Dismiss.. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc.. (cd, )
January 9, 2004 Filing 867 MEMORANDUM OF LAW in Opposition re: 750 MOTION to Dismiss.. (cd, )
January 9, 2004 Filing 865 THE UNDERWRITER-RELATED DEFENDANTS' AND THE HOLDING COMPANY DEFENDANTS' REPLY MEMORANDUM OF LAW in Support of their motion to dismiss pursuant to Order dated 11/21/03. (jco, ) [This document relates to 03cv0388]
January 9, 2004 Filing 864 REPLY MEMORANDUM OF LAW in Support re: 704 MOTION to Dismiss. Document filed by Underwriter-Related Defendants and the Holding Company Defendants (dle, )
January 9, 2004 Filing 861 OMNIBUS REPLY MEMORANDUM OF LAW in Further Support of the 432 motion to dismiss pursuant to Order dated 11/21/03. Received in the night deposit box on 1/9/04 at 6:12 p.m. Document filed by Underwriter-Related Defendants and the Holding Company Defendants. (sb, )
January 9, 2004 Filing 853 MOTION, (This Document Relates To: 03cv4500) for dismissal of the IBEW 683 Funds' motion to voluntarily dismiss their individual claims without prejudice to allow them to participate in any recovery in the Class Action. Document filed by IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan. (tp, )
January 9, 2004 Filing 852 AMENDED COMPLAINT (This Document Relates To: 03cv9824) against ABN Amro Incorporated, Clifford Jr. Alexander, James C. Allen, Judith Areen, Arthur Andersen L.L.P., Arthur Andersen LLP, Carl J. Aycock, Banc of America Corp., Banc of America Securities L.L.C., Banc of America Securities LLC, Bank of America Corp., Blaylock & Partners, L.P., Max E. Bobbitt, Citigroup, Inc., Credit Suisse First Boston Corp., Credit Suisse Group, Deustche Bank AG, Deutsche Banc Alex Brown Inc., Deutsche Banc Alex. Brown Inc., Deutsche Bank AG, Does 1 - 100, Bernard J. Ebbers, Francesco Galesi, Goldman Sachs & Co., Goldman Sachs Group Inc., Goldman Sachs Group, Inc., Jack B. Grubman, J.B. Morgan Securities Inc., J.P. Morgan Chase & Co., JP Morgan Chase & Co., JP Morgan Securities Inc., Stiles A. Kellett, Lehman Brothers Holdings Inc., Lehman Brothers Inc., Gordon S. Macklin, Nationsbanc Montgomery Securities L.L.C., Nationsbanc Montgomery Securities LLC, John A. Porter, Bert C. Roberts, Salomon Smith Barney Inc., Scott D. Sullivan, Lawrence C. Tucker, UBS Warburg L.L.C., UBS Warburg LLC, Utendahl Capital Partners, L.P., Juan Villalonga. Document filed by The Northwestern Mutual Life Insurance Company.(tp, ) Modified on 1/16/2004 (tp, ).
January 9, 2004 Filing 851 REQUEST, that counsel for the Underwriter Defendants prepare such a chart as described herein. (Signed by Judge Denise L. Cote on 1/8/04) (tp, )
January 9, 2004 Opinion or Order Filing 850 ORDER, (This Document Relates to: All Actions) that any opposition to the Secretary's 1/6/04 motion for leave until 1/16/04 to file a brief as amicus curiae is due 1/12/04. Responses due by 1/12/2004. (Signed by Judge Denise L. Cote on 1/8/04) (tp, ) Modified on 1/15/2004 (tp, ).
January 9, 2004 Filing 849 MOTION (This Document Relates To: 03cv9401), for an Order granting Voluntary Dismissal of the District 9 Pension Trust and District 9 Welfare Trust's Motion to dismiss their individual action without prejudice. In the alternative, this Court should grant their motion to dismiss without prejudice on the condition that District No. 9 Trusts participate fully as Class members in the WorldCom Securities Class Action. Document filed by District No. 9, I.A. of M. & A.W. Welfare Trust, District No. 9, I.A. of M. & A.W. Pension Trust. (tp, ) .
January 9, 2004 Filing 848 MOTION (This Document Relates To: 03cv8923), for an Order granting Alaska Permanent Capital's Motion for Voluntary Dismissal of it's individual action without prejudice. In the alternative, granting it's motion on the condition Alaska Permanent Capital participate fully as a Class member in the WorldCom Securities Class Action. Document filed by Alaska Permanent Capital Management Company. (tp, )
January 9, 2004 Filing 847 MOTION (This Document Relates To: 03cv8269), for an Order granting Alaska Electrical's Motion for Voluntary Dismissal on the condition that Alaska Electrical participate fully as a Class member in the WorldCom Securities Class Action. Document filed by Alaska Electrical Pension Fund. (tp, )
January 8, 2004 Filing 845 DECLARATION of Marc Falcone in Opposition to lead Plaintiff's Motion for Class Certification and in Support of the Citigroup defendants' Cross-Motion for an Order, pursuant to 28 U.S.C. 1292(b), Authorizing an interlocutory appeal from the Court's Order Denying the Citygroup defendants' Motion to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (tp, ) Modified on 1/14/2004 (tp, ). Volume I of III, Exhibits 1-39 are attached. Accompanied by Volume I of III, Exhibits 40-83, and Volume III of III, Exhibits 84-95.
January 8, 2004 Filing 844 MEMORANDUM OF LAW in Opposition to lead Plaintiff's Motion for Class Certification and in Support of the Citigroup defendants' Cross-Motion for an Order, pursuant to 28 U.S.C. 1292(b), Authorizing an interlocutory appeal from the Court's Order Denying the Citygroup defendants' Motion to Dismiss. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (tp,).
January 8, 2004 Opinion or Order Filing 838 ORDER; Defendants responses plaintiffs motion for leave to serve and file an amended complaint due by 1/16/2004; replies due by 1/23/2004. (Signed by Judge Denise L. Cote on 1/8/04). (this document relates to 03cv2841). (pl, )
January 8, 2004 Filing 812 TRANSCRIPT of proceedings held on 11/24/04 before Judge Denise L. Cote.(jf, )
January 8, 2004 Filing 811 TRANSCRIPT of proceedings held on 11/19/03 before Judge Denise L. Cote.(jf, )
January 8, 2004 Filing 810 TRANSCRIPT of proceedings held on 11/19/03 before Judge Denise L. Cote.(jf, )
January 8, 2004 Filing 809 TRANSCRIPT of proceedings held on 11/26/03 before Judge Denise L. Cote.(jf, )
January 7, 2004 Filing 1038 MANDATE of USCA (Certified Copy) USCA Case Number 03-8044(L) & 03-8045(Con). The petition of Citigroup Inc., Citigroup Global Markets Inc. F/K/A/ Salomon Smith Barney Inc., and Jack Grubman for permission to appeal pursuant to Fed. R. Civ. P. 23(f) is hereby granted. The petition of the underwriter-related defendants for permission to appeal pursuant to Fed. R. Civ. P. 23(f) is hereby denied. Roseann B. MacKechnie, Clerk USCA. Issued As Mandate: 1/5/04. (dt, )
January 7, 2004 Filing 860 ENDORSED LETTER addressed to Judge Cote from Jay Kasner dated 1/7/04, granting moving defts request for leave to file a single reply brief consisting of 20 pages re motion to dismiss. (Signed by Judge Denise L. Cote on 1/7/04) (cd, )
January 7, 2004 Opinion or Order Filing 837 ORDER re: 829 MOTION to Dismiss. filed by McMorgan & Company; Plaintiff's responses due by 1/16/2004; dft's replies due by 1/23/2004. (Signed by Judge Denise L. Cote on 1/6/04); (this document relates to 03cv7297)(pl, )
January 7, 2004 Opinion or Order Filing 833 OPINION AND ORDER; # 89535; that the motion brought by UBS to dismiss the claims against it in the GOALs Litigation is granted. (Signed by Judge Denise L. Cote on 1/6/04) (pl, ) Modified on 1/12/2004 (pl, ). (this document relates to 03cv1052)
January 6, 2004 Filing 846 REPLY MEMORANDUM OF LAW in further Support re: 753 MOTION to Dismiss claims asserted in individual actions affected by the Court's 11/21/03 Order. Document filed by Bernard J. Ebbers. (tp, )
January 6, 2004 Filing 830 Letter addressed to Judge Denise L. Cote from Jay B. Kasner dated 1/5/04 re: Underwriter-Related Defendants requests that the Court grant their motion to defer consideration of defendants' motion to dismiss certain of the PPPF's claims pending disposition by the Second Circuit of their 1292(b) interlocutory appeal. (pl, )
January 5, 2004 Filing 829 MOTION; for an order for voluntary dismissal conditional on having its claims be considered Part of the Class Action. Document filed by McMorgan & Company. (pl, ) Modified on 1/12/2004 (pl, ). (this document relates to 03cv7297).
January 5, 2004 Filing 808 AFFIDAVIT OF SERVICE of Summons and Amended Complaint. Robertson Stephens International Limited served on 12/4/2003, answer due 12/24/2003. Service was made by registered mail. Document filed by HGK Asset Management. (db, )
January 5, 2004 Filing 807 AFFIDAVIT OF SERVICE of Summons and Amended Complaint. BNP Paribas Securities Corp. served on 12/4/2003, answer due 12/24/2003. Service was made by registered mail. Document filed by HGK Asset Management. (db, )
January 5, 2004 TRANSCRIPT of proceedings held on 11/13/03 before Judge Denise L. Cote.**ORIGINAL DOCUMENT # 149 FILED IN 02CV-4816**.(pr, )
December 31, 2003 Filing 836 MEMORANDUM OF LAW in Support re: 831 MOTION for Leave to File an Amended Complaint. (this document relates to 02cv2854) Document filed by Grace Weinstein and Sylvia Carraway (pl, ) Modified on 1/23/2004 (ae, ).
December 31, 2003 Filing 832 DECLARATION of Brian P. Murray in Support re: 831 MOTION for Leave to File an Amended Complaint. (this document relates to 02cv2841) (pl, )
December 31, 2003 Filing 831 MOTION ; for Leave to File an Amended Complaint. Document filed by Grace Weinstein and Sylvia Carraway. (this document relates to 92cv2854) (pl, ) Modified on 1/23/2004 (ae, ).
December 31, 2003 Filing 828 MEMORANDUM OF LAW in Support re: 750 MOTION to Dismiss.. Document filed by Alan G. Hevesi. (This document relates to 02cv3416,02cv3419,02cv3508,02cv3537,02cv3647,02cv3750,02cv3771,02cv4719,02cv4945, 02cv4946,02cv4958,02cv4973,02cv4990,02cv5057,02cv5071,02cv5087,02cv5108, 02cv5224,02cv5285,02cv8226,02cv8227,02cv8228,02cv8229,02cv8230,02cv8234,02cv9513, 02cv9514,02cv9515,02cv9516,02cv9519,02cv9521,03cv2841,03cv3592,03cv6229,03cv7298,03cv7299 (pl, )
December 31, 2003 Filing 827 REPLY BRIEF IN SUPPORT OF The Alaska Funds'Motion to reconsider the Court's 11/21/03 Opinion and Order regarding The Application of the Sarbanes-Oxley Act of 2002. (this document relates to 03cv6592) Document filed by Alaska Electrical Pension Fund, Alaska Permanent Capital Management Company, Alaska State Pension Investment Board, Alaska Teamster-Employer Pension Trust. (pl, )
December 30, 2003 Filing 826 MEMORANDUM AND OPINION # 89514 re: dening 266 Motion to Transfer Case filed by Anthony Fabbr; (this document relates to 03cv1282). (Signed by Judge Denise L. Cote on 12/29/03) (pl, )
December 30, 2003 Opinion or Order Filing 824 OPINION AND ORDER; # 89515; that the objections by the Mississippi Plaintiffs to the 11/5/03 Order are denied. (this document relates to 02cv4496, 03cv4492, 03cv4495, 03cv6222,03cv4489,03cv4491, 03cv4490, 03cv4493, 03cv4497, 03cv4494). (Signed by Judge Denise L. Cote on 12/30/03) (pl, )
December 30, 2003 Opinion or Order Filing 822 ORDER: that plaintiffs in the individual WorldCom action No. 03cv7826 having moved to voluntarily dismiss their complaint without prejudice pursuant to Rule 41(a)(1)(i), ; that any opposition to the plaintiff's motion is due 1/9/04; and any reply is due January 16. (this document relates to 03cv7826). (Signed by Judge Denise L. Cote on 12/29/03) (pl, )
December 29, 2003 Filing 843 OPPOSITION (this Document relates to: 03cv8269, 8923, 9168, 9400, 9401,9402) by plaintiffs' to various defendants' motions to dismiss actions filed after June 25, 2003. (tp, )
December 29, 2003 Filing 842 OPPOSITION (this Document relates to: 03cv167, 169, 890, 892) by plaintiffs' to various defendants' motions to dismiss regarding the complaints alleging claims arising from WorldCom?s Bonds initially offered in August 1998 and December 2000. (tp, )
December 29, 2003 Filing 841 OPPOSITION (this Document relates to: 03cv168, 170, 171, 337, 891, 1283, 1284, 2839, 3859) by plaintiffs' to various defendants' motions to dismiss regarding the application of the Sarbanes-Oxley Act of 2002.(tp, )
December 29, 2003 Filing 840 OPPOSITION (this Document relates to: 03cv7297, 7806, 8270, 9823, 9824) by plaintiffs' to various defendants' motions to dismiss regarding the application of the Sarbanes-Oxley Act of 2002, the application of the supreme Court's tolling doctrine in American Pipe & Constr. Co. v. Utah, and the application of 12(a)(2) of the Securities Act of 1933. (tp, )
December 24, 2003 Opinion or Order Filing 839 ENDORSED LETTER addressed to Judge Denise L. Cote from Neil L. Selinger dated 12/19/03 re: Court's 12/4/03 Order. Liaison counsel shall report to the Court by 1/9/04 as to the status of the mailings for the two lawsuits identified at pages 3-4 of the 12/18/03 affidavit. (Signed by Judge Denise L. Cote on 12/23/03) (db, )
December 24, 2003 Set Deadlines/Hearings: Status Report (as per 12/24/03 Order document 839 ) due by 1/9/2004. (db, )
December 24, 2003 Filing 785 JOINDER to join Underwriter-related defendants' opposition to the Alaska Funds' motion to reconsider. Document filed by Bernard J. Ebbers.(kw, )
December 23, 2003 Filing 835 MEMORANDUM OF LAW in Opposition re: 153 Motion to Dismiss, 704 MOTION to Dismiss., 204 Motion to Dismiss, 414 Motion to Dismiss, 781 MOTION to Dismiss., 544 Motion to Dismiss, 436 Motion to Dismiss, 109 Motion to Dismiss, 702 MOTION to Dismiss., 396 Motion to Dismiss, 432 Motion to Dismiss, 734 MOTION to Dismiss., 116 Motion to Dismiss, 403 Motion to Dismiss, 542 Motion to Dismiss, 123 Motion to Dismiss, 706 MOTION to Dismiss., 761 MOTION to Dismiss., 121 Motion to Dismiss, 708 MOTION to Dismiss.. Document filed by Ohio Police & Fire Pension Fund, Ohio State Highway Patrol Retirement System. (pl, )
December 23, 2003 Filing 834 MEMORANDUM OF LAW in Opposition to opposition to The Alaska Funds' motion to reconsider the Court's 11/21/03 Opinion and Order regarding the application of the Sarbanes-Oxley Act of 2002. (this document relates to 03cv6592) (pl, )
December 23, 2003 Filing 820 JOINDER; The Citigroup Defendants' joinder in the underwriter-Related Defendants' Opposition to The Alaska Funds' motion to reconsider the Court's 11/21/03 Opinion and Order regarding the application of the Sabanes-Oxley Act of 2002. Document filed by Lawrence C. Tucker, Juan Villalonga. (This document relates to 93cv6592). (pl, )
December 23, 2003 Filing 819 JOINDER filed by WorldCom Directores' in the underwriter-Related Defendants' opposition to The Alaska Funds' motion to reconsider the Court's 11/21/03 Opinion and Order regarding the application of the Sabanes-Oxley Act of 2002. Document filed by Lawrence C. Tucker, Juan Villalonga. (This document relates to 93cv6592) (pl, ) Modified on 1/13/2004 (pl, ).
December 23, 2003 Opinion or Order Filing 803 ORDER granting re: 502 Motion for Leave to File a third amended complaint. (This relates to 03 civ. 3595). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 802 ORDER granting re: 513 Motion for Leave to File a third amended complaint. (This relates to 03 civ. 3599). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 801 ORDER granting re: 515 Motion for Leave to File a third amended complaint. (This relates to 03 civ. 6220). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 800 ORDER granting re: 519 Motion for Leave to File a third amended complaint. (This relates to 03 civ. 6223). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 799 ORDER granting re: 517 Motion for Leave to File a second amended complaint. (This relates to 03 civ. 6221). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 798 ORDER granting re: 504 Motion for Leave to File a first amended complaint. (This relates to 03 civ. 3596). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 797 ORDER granting 500 Motion for Leave to File Document. (This relates to 03 civ. 3594).(Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 796 ORDER granting 506 Motion for Leave to File Document. (This relates to 03 civ. 3598). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 795 ORDER granting 511 Motion for Leave to File Document. (This relates to 03 civ. 3597).(Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 794 ORDER granting 521 Motion for Leave to File Document. (This relates to 03 civ. 6224). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 793 ORDER granting 494 Motion for Leave to File Document. (This relates to 03 civ. 2840). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 792 ORDER granting 496 Motion for Leave to File Document (This relates to 03 civ. 3591).(Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 791 ORDER granting 498 Motion for Leave to File Document. (This relates to 03 civ. 3593). (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 790 ORDER granting 523 Motion for Leave to File Document. (This is relates to 03 civ. 6288).(Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 789 ORDER granting 525 Motion for Leave to File Document. (This relates to 03 civ. 6230).(Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Opinion or Order Filing 788 ORDER: (this relates to 03 civ. 9400), plaintiffs' motion to remand in No. 03 civ. 9400 (DLC), is denied for the reasons set forth in this Court's Opinions dated March 3 and May 20, 2003. The Court declines to abstain or to remand on equitable grounds for the reasons set forth in the Opinion of 3/3/03. (Signed by Judge Denise L. Cote on 12/19/03) (kw, )
December 23, 2003 Opinion or Order Filing 787 ORDER: (this relates to 03 civ. 9403) any opposition to the plaintiff's motion to dismiss is due 1/9/04; and any reply is due 1/16/04. (Signed by Judge Denise L. Cote on 12/19/03) (kw, )
December 23, 2003 Opinion or Order Filing 786 MEMORANDUM AND OPINION & ORDER #89489 (This document relates to 03 civ. 6219): the application of the Regents of the University of California for an extension of time to file an amended complaint is granted. The amended complaint submitted on 11/6/03 is accepted for filing. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 Filing 784 AFFIDAVIT of Neil L. Selinger of mailing of re: 697 Scheduling Order to plaintiffs in the individual Worldcom Actions. Document filed by defendants. (kw, )
December 23, 2003 Opinion or Order Filing 783 ORDER: counsel for the Underwriter Defendants and for Lead Plaintiff shall re-file in the public record the documents set forth in this order, which are identified by the date offiling and docket number, by 1/16/04, with redactions that conform to the rulings made on December 18. All parties in the WorldCom Securities Litigation who havefiled other documents either under seal or with redactions, shall refile those documents by 1/16/04 in the public record in an unredacted form. ( (Signed by Judge Denise L. Cote on 12/23/03) (kw, )
December 23, 2003 MEMO ENDORSEMENT granting re: 496 Motion for Leave of Court to file and serve plaintiffs' third amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 MEMO ENDORSEMENT granting re: 500 Motion for Leave of Court to file and serve plaintiffs' third amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, ) Modified on 1/2/2004 (kw, ).
December 23, 2003 MEMO ENDORSEMENT granting re: 494 Motion for Leave of Court to file and serve plaintiffs' second amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 MEMO ENDORSEMENT granting re: 498 Motion for Leave of Court to file and serve plaintiffs' second amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 MEMO ENDORSEMENT granting re: 523 Motion for Leave of Court to file and serve plaintiffs' second amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 MEMO ENDORSEMENT granting re: 525 Motion for Leave of Court to file and serve plaintiffs' second amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2003 MEMO ENDORSEMENT on re: 506 Motion for Leave to File. Granted. (Signed by Judge Denise L. Cote on 12/22/03) (jco, )
December 23, 2003 MEMO ENDORSEMENT on re: 511 Motion for Leave to File. Granted. (Signed by Judge Denise L. Cote on 12/22/03) (jco, )
December 23, 2003 Opinion or Order ORDER granting on 515 Motion for Leave to File Document . (Signed by Judge Denise L. Cote on 12/27/03) (yv, )
December 23, 2003 Opinion or Order ORDER granting on 502 Motion for Leave to File Document . (Signed by Judge Denise L. Cote on 12/27/03) (yv, )
December 23, 2003 MEMO ENDORSEMENT on re: 504 Motion for Leave to File. Granted. (Signed by Judge Denise L. Cote on 12/22/03) (dle, )
December 23, 2003 Opinion or Order ORDER granting on 517 Motion for Leave to File Document . (Signed by Judge Denise L. Cote on 12/22/03) (yv, )
December 23, 2003 MEMO ENDORSEMENT on re: 519 Motion for Leave to File. Granted. (Signed by Judge Denise L. Cote on 12/22/03) (dle, )
December 23, 2003 MEMO ENDORSEMENT on re: 513 Motion for Leave to File. Granted. (Signed by Judge Denise L. Cote on 12/22/03) (dle, )
December 22, 2003 Opinion or Order Filing 825 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner dated 12/17/03. Granting Underwriter-Related Defendants' request that this Court relieve defendants' of their obligation to respond to the Plaintiff's 12/15/03 response to this Court's 6/11/03 Order to Show Cause. (Signed by Judge Denise L. Cote on 12/19/03) Copies Mailed By Chambers.(kw, )
December 22, 2003 Filing 823 MEMORANDUM OF LAW in Support re: 815 MOTION to Dismiss. (this document relates to 03cv7826). (pl, )
December 22, 2003 Filing 821 MEMORANDUM OF LAW in Opposition; re: motions by dft's Ebbers, the Underwriting-Related and Holding Company Defendants, Aruthur Andersen, the Citigroup Defendants, and the WorldCom Directors to dismiss certain portions of certain claims in plaintiffs' Complaint on the basis of this Court's Opinion and Order dated 11/21/03 (the "Order") in Case #03cv6592 (DLC). Document filed by SunTrust Bank and Trusco Capital Mgmt. Inc. (this document relates to 02cv9520)(pl, )
December 22, 2003 Filing 818 RESPONSE to this Court's 6/11/03 Order to Show Cause. Document filed by The Regents of the University of California. (This Document Relates to: 03 cv 6219)(ae, )
December 22, 2003 Filing 817 FIRST AMENDED COMPLAINT FOR VIOLATIONS OF (1) 1. CALIF. CORP. CODE sections 25400 Et Seq.; (2) Fraud, Deceit & Concealment; and (3) Breach of Fiduciary Duty against Salomon Brothers International, Inc., Salomon Smith Barney Inc. et al.Document filed by The Regents of the University of California. (This Document Relates to: 03 cv 6219)(ae, )
December 22, 2003 Filing 816 MEMORANDUM OF LAW in Opposition re: 735 MOTION to Dismiss. Document filed by GS SLS Portfolio, LLC, SLS Investores, L.P., SLS Offshore Fund, Ltd. (This Document Relates to: 03 cv 7826)(ae, )
December 22, 2003 Filing 815 NOTICE OF MOTION for Voluntary Dismissal w/out prejudice purs. to Rule 41(a)(1)(i). Document filed by GS SLS Portfolio, LLC, SLS Investores, L.P., SLS Offshore Fund, Ltd. Return Date set for 12/31/2003 10:00 AM before Judge Denise L. Cote. (This Document Relates to: 03 cv 7826) (ae, )
December 22, 2003 Opinion or Order Filing 782 STIPULATION AND ORDER; The time for the Underwriter-Related Defendants to answer the Corrected First Amended Class Action Complaint shall be extended until and including 1/16/04. (Signed by Judge Denise L. Cote on 12/19/03) (sb, )
December 22, 2003 Set Answer Due Date purs. to 782 Stipulation and Order as to ABN Amro Incorporated answer due on 1/16/2004; BNP Paribas Securities Corp. answer due on 1/16/2004; Banc of America Securities LLC answer due on 1/16/2004; Blaylock and Partners LP answer due on 1/16/2004; Caboto Holding Sim S.P.A. answer due on 1/16/2004; Chase Securities, Inc. answer due on 1/16/2004; Credit Suisse First Boston Corp. answer due on 1/16/2004; Deutsche Bank Securities answer due on 1/16/2004; Fleet Securities, Inc. answer due on 1/16/2004; Goldman Sachs & Co. answer due on 1/16/2004; J.P. Morgan Chase & Co. answer due on 1/16/2004; J.P. Morgan Securities Inc. answer due on 1/16/2004; Lehman Brothers Inc. answer due on 1/16/2004; Mizuho International PLC answer due on 1/16/2004; Tokyo-Mitsubishi International, PLC answer due on 1/16/2004; UBS Warburg LLC answer due on 1/16/2004; Utendahl Capital Partners, L.P. answer due on 1/16/2004; Westdeutsche Landesbank Girozentrale answer due on 1/16/2004. (sb, )
December 22, 2003 Filing 779 RESPONSE to Motion re: 753 MOTION to Dismiss.. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee. (dle, )
December 22, 2003 Filing 778 RESPONSE to Defendants' "phase one" motions to dismiss pursuant to the court's 11/21/03 order re: 702 MOTION to Dismiss., 704 MOTION to Dismiss., 734 MOTION to Dismiss., 761 MOTION to Dismiss., 708 MOTION to Dismiss., 735 MOTION to Dismiss.. Document filed by Railways Pension Trustee Company Ltd.. (dle, )
December 22, 2003 Opinion or Order Filing 763 MEMORANDUM OPINION AND ORDER # 89454; Accordingly, to facilitate this process, and to create a document which can be reviewed and, if necessary, revised by this Court and any judicial officer presiding over a Remanded Action. That any party to the Securities Litigation shall serve suggestions for amendments to the Proposed Order on counsel to the Underwriter Defendants by 1/5/04. Should any such party make suggestions. That counsel shall meet and confer during the week of 1/5, and by 1/9 shall submti to this Court either (1) a proposed order, or (2) if agreement is not reached, their competing versions of a proposed order in a form that makes the area of disagreement readily apparent. (Signed by Judge Denise L. Cote on 12/18/03) (sac, )
December 19, 2003 Filing 814 ANSWER to the Corrected First Amended Class Action Complaint. Document filed by Arthur Anderson, LLP. Related document: 698 Amended Complaint filed by Alan G. Hevesi. (This Document Relates to: All Actions) (ae, )
December 19, 2003 Filing 813 RESPONSE to this Court's 6/11/03 Order to Show Cause. Document filed by Alaska Teamster-Employer Pension Trust. (ae, ) (This Document Relates to: 03 cv 9400)
December 19, 2003 MEMO ENDORSEMENT on re: 432 Motion to Dismiss. Granted in part by opinion of 11/21/03. nunc pro tunc. (Signed by Judge Denise L. Cote on 12/19/03) (jco, )
December 19, 2003 Opinion or Order ORDER: GRANTING NUNC PRO TUNC 403 Motion to Dismiss filed by James C. Allen. (Signed by Judge Denise L. Cote on 12/1/03) (db, )
December 19, 2003 Opinion or Order MEMO ENDORSEMENT on re: 379 Motion for Order to Show Cause filed by Joel D Davis, Robert Weiss, Screen Actors Guild Producers Pension & Health Plans, H. Carl McCall, David Kramer, California Public Employees' Retirement System, State Teachers Retirement System of Ohio, Bruce A. Fadem, Eric Edwards, Brian Barry, The Albert Fadem Trust, Michael Bamdis, Beverly Schreck, Seymour Schreck, David Crum, Steven Brakl, The Robert D. Jaffee Revocable Trust, Robin Hodes Jacobs, Shereen Beydoun, Maurice Brodsky, Forrest Stephens, Above Paradise Investments Ltd., Ronnie Ribnick, Gary Ginsburg, Municipal Police Employees Retirement System of Louisiana, HGK Asset Management, Public Employees Retirement System of Ohio, Davon Group, LTD., Jeffrey R. Appelbaum, Board of Trustees of the Teacher's Retirement System of the State of Illinois, Bryan Polak, Jean Colarik, James B. Jerele, Thomas H. Robertson, United Food & Commercial Wokers Union Local 880-Mercantile Employers Joint Pension Fund, and its trustees, Robert W. Grauvogl, Steve Albrecht, John Halkias, Louis J. Maholic, Richard Ryland, Alameda County Employees Retirement Association, Washington State Investment Board, Railways Pension Trustee Company Ltd., School Employees Retirement System of Ohio, Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada, Minnesota State Board of Investments, City of South San Francisco, Imperial County Board of Retirement, Mendocino County Employees Retirement Association, Sacramento County Employees Retirement System, Sacremento Regional Transit District Contract Employees Retirement Plan, Sacramento Regional Transit District Salaried Employees Retirement Plan, San Bernardino County Employees Retirement Association, Sonoma County Employees Retirement Association, Tulare County Employees Retirement Association, Ventura County Employees Retirement Association, United Food & Commercial Workers Union-Employer Pension Fund, and its Trustees, Ohio Police & Fire Pension Fund, Roscoe Wallace, Grace Weinstein, Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds, The Maryland-National Capital Park & Planning Commission Employee's Retirement System, Maintenance Employee Teamsters Local 416 Pension Fund, IQ Holdings, Inc., Alameda-Contra Costa Transit Employees' Retirement Plan, Contra Costa County Employees' Retirement Board, Oakland Fire and Police Retirement System, San Diego County, San Diego City Employees' Retirement System, San Francisco City and County Employees' Retirement System, IBEW Local 683 Pension Fund Pension Plan, IBEW Local 683 Profit Sharing Annuity Plan, Plumbers & Steamfitters Local 577 Pension Fund, Pension Fund of Local 277, Operative Plasterers and Cement Masons Local 109 Pension Fund, Plumbers and Pipefitters Local 219 Pension Fund, Sheet Metal Workers Local Pension Fund, IBEW Local 246 Pension Fund, UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area, Teamsters Local 408 Pension Guaranteed Fund, United Food and Commercial Workers Union Local 880-Retail Food Employers Joint Pension Fund, John Iaderosa, United Food and Commercial Workers Union-Employer Pension Fund, Michael A. Krzys, Montana Board of Investments, West Virginia Investment Management Board, California State Teachers' Retirement System, The Los Angeles County Employees Retirement Association, Directors Guild of America-Producers Pension and Health Plans, Motion Picture Industry Pension & Health Plans, Motion Picture Industry Individual Account Plan, Producer-Writers Guild of America Pension Plan, Writers' Guild-Industry Health Fund, Iatse Local #33 Pension Trust, Air Conditioning & Refrigeration Industry Retirement Trust Funds, Ohio State Highway Patrol Retirement System, Ohio Bureau of Workers' Compensation, Cincinnati Retirement System, Board of Trustees of the Teachers' Retirement System of the State of Illinois. Denied by Opinion and Order of 10/20/03. nunc pro tunc. (Signed by Judge Denise L. Cote on 12/19/03) (jco, )
December 19, 2003 Filing 749 TRANSCRIPT of proceedings held on 10/30/03 before Judge Denise L. Cote.(ml, ) Modified on 1/6/2004 (kkc, ).
December 17, 2003 Opinion or Order MEMO ENDORSEMENT, on Doc #590 Interested Pension Funds' Notice of Renewed Motion for Interlocutory Certification of the Court's 5/5/03 and 5/20/03 Orders, granted in part (Signed by Judge Denise L. Cote on 12/16/03) (cd, )
December 17, 2003 Opinion or Order MEMO ENDORSEMENT on Notice of Motion, Doc#551, for an order, pursuant to Federal Rule of Civil Procedure 26. Motion Denied. (Signed by Judge Denise L. Cote on 12/16/03) (sac, )
December 17, 2003 Filing 806 ENDORSED LETTER addressed to Magistrate Judge Dolinger from Gary Gotto dated 12/11/03 re: granting permission for Lynn Lincoln Sarko, Jeffrey Lewis and Gary Gotto to bring their cellular phones to the 12/12/03 settlement session. (Signed by Judge Michael H. Dolinger on 12/11/03) (Pecorino, Joseph)
December 17, 2003 Filing 781 SECOND AMENDED MOTION pursuant to Rule 12(b)(6) of the FRCP, Dismissing with prejudice the complaints and/or claims further set forth in this motion. Document filed by ABN Amro Incorporated, Banc of America Securities LLC, Bank of America Corp., Blaylock and Partners LP, Caboto Holding Sim S.P.A., Credit Suisse First Boston Corp., Deutsche Bank AG, Fleet Securities, Inc., Goldman Sachs & Co., Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., Lehman Brothers Holding Inc., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. (yv, )
December 17, 2003 Opinion or Order Filing 775 ORDER that the plaintiffs' motion to remand in #03cv9401 is denied for the reasons set forth in this court's opinions dated 3/3/03 and 5/20/03. The court declines to abstain or to remand on equitable grounds for the reasons set forth in the opinion of 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 774 ORDER that the plaintiffs' motion to remand in #03cv9402 is denied for the reasons set forth in this court's opinions dated 3/3/03 and 5/20/03. The court declines to abstain or to remand on equitable grounds for the reasons set forth in the opinion of 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 773 ORDER that the plaintiffs' motion to remand in #03cv8269 is denied for the reasons set forth in this court's opinion dated 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 772 ORDER that the plaintiffs' motion to remand in #03cv8270 is denied for the reasons set forth in this court's opinion dated 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 771 ORDER that the plaintiffs' motion to remand in 03cv8924 is denied for the reasons set forth in this court's opinion dated 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 770 ORDER that the plaintiffs' motions to remand in #'s 03cv6226, 6227, and 6592 are denied for the reasons set forth in this court's opinion dated 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 769 ORDER that the plaintiffs motion to remand in #03cv7297 is denied for the reasons set forth in this court's opinion dated 3/3/03. (Signed by Judge Denise L. Cote on 12/16/03) (dle, )
December 17, 2003 Opinion or Order Filing 768 ORDER that the plaintiffs' motion to remand in #03cv8271 is denied for the reasons set forth in this court's opinions dated 3/3/03 and 5/20/03. (Signed by Judge Denise L. Cote on 12/16/03) (dle, )
December 17, 2003 Opinion or Order Filing 767 ORDER that the plaintiffs' motion to remand in #03cv8923 is denied for the reasons set forth in this court's opinion dated 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 766 ORDER that the plaintiffs' motion to remand in #03cv9168 is denied for the reasons set forth in this court's opinions dated 3/3/03 and 5/20/03. The court declines to abstain or to remand on equitable grounds for the reasons set forth in the opinion of 3/3/03. (Signed by Judge Denise L. Cote on 12/15/03) (dle, )
December 17, 2003 Opinion or Order Filing 765 MEMORANDUM AND OPINION # 89453 that the motion for certification of an interlocutory appeal of the 5/5 and 5/20 orders is granted as to the first question posed by the forty one plaintiffs in Milberg Weiss Actions. The underwriter dfts' requests for permission to submit their 6/25 sur-reply and 7/28 response are granted. (Signed by Judge Denise L. Cote on 12/16/03) (dle, )
December 17, 2003 Filing 764 MEMORANDUM AND OPINION # 89452 re: 551 Motion to Stay filed by Citigroup Inc., Jack Grubman. The motions by Citigroup Salomon Smith Barney, Jack Grubman and the Underwriter dfts to halt or delay merits-based deposition discovery are denied. (Signed by Judge Denise L. Cote on 12/16/03) (dle, )
December 17, 2003 Filing 759 EXHIBIT 1 to 750 motion. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee.(db, )
December 16, 2003 Filing 780 Letter addressed to Judge Denise L. Cote from John P. Coffey dated 12/15/03 re: responding briefly to the 12/4/03 letter from Milberg Weiss regarding coordination between the Class and Individual Actions. Document filed by New York State Common Retirement Fund.(ae, )
December 16, 2003 Filing 777 Letter addressed to Judge Denise L. Cote from James C. Sheil dated 12/11/03 re: Pursuant to Paragraph 16 of the Order, non-party Resona Bank, Ltd. by its attorneys Shearman & Sterling LLP has joined in the Order and requested confidential treatment of the documents it has produced in response to a subpoena served in this action. Also pursuant to Paragraph 16 of the Order, I have served the Order endorsed by Resona Bank, Ltd. on counsel for all parties to the action.(ae, )
December 16, 2003 Filing 761 AMENDED NOTICE MOTION to Dismiss pursuant to Order dated 11/21/03. Document filed by Lawrence C. Taylor, Timothy F. Price, Steven Case, Clifford L. Alexander Jr., Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett Jr., Gordon S. Macklin, John A. Porter, Bert C. Roberts Jr., John W. Sidmore, Lawrence C. Tucker, Juan Villalonga. Received in night deposit box on 12/16/03 at 10:13 p.m. (db, )
December 16, 2003 Filing 760 ANSWER to Amended Complaint. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Jack Grubman, Salomon Smith Barney Inc. Related document: 698 Amended Complaint filed by Alan G. Hevesi. Received in night deposit box on 12/16/03 at 7:35 p.m.(db, )
December 16, 2003 Filing 755 Alaska Teamster-Employer Pension Trust's RESPONSE to this Court's 262 Order to Show Causw dated 6/11/03. Document filed by Alaska Teamster-Employer Pension Trust. (db, )
December 16, 2003 Filing 754 MEMORANDUM OF LAW in Support re: 753 MOTION to Dismiss.. Document filed by Bernard J. Ebbers. (db, )
December 16, 2003 Filing 753 MOTION to Dismiss the claims affected by the Court's 11/21/03 Order. Document filed by Bernard J. Ebbers. (db, )
December 16, 2003 Filing 751 RESPONSE to Motion re: 735 MOTION to Dismiss.. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee. (db, )
December 16, 2003 Filing 750 MOTION to voluntarily dismiss complaint without prejudice pursuant to Rule 41(a)(2) of the FRCP. Document filed by Metropolitan Government of Nashville and Davidson County, Tennessee. (db, )
December 15, 2003 Filing 762 MEMORANDUM OF LAW in Support re: 756 MOTION to Dismiss.. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Jack Grubman. (dle, )
December 15, 2003 Filing 756 MOTION for an order dismissing with prejudice the claims and actions identified in the amended memorandum of law and the appendix Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (dle, )
December 15, 2003 Opinion or Order Filing 752 ORDER: regarding dissemination of notice of class action summary notice, and notice to all investors who have filed individual WorldCom actions as further set forth on pages 2-3 of said order. (Signed by Judge Denise L. Cote on 12/12/03) Copies Mailed by Chambers. (db, )
December 15, 2003 Filing 741 ANSWER to Corrected First Amended Class Action Complaint and Affirmative Defenses of the Worldcom Directors. Document filed by Clifford L. Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Gordon S. Macklin, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker. Related document: 698 Amended Complaint filed by Hevesi. (dle, ) Modified on 12/19/2003 (dle, ).
December 12, 2003 Filing 758 DECLARATION of Joyce S. Huang in Support re: 757 Response,. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Salomon Smith Barney Inc. Received in night deposit box on 12/12/03 at 11:44 p.m. (db, )
December 12, 2003 Filing 757 The Citigroup defendants RESPONSE to the Regents plaintiffs submission pursuant to the Courts 11/24/03 Opinion and Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc., Salomon Smith Barney Inc. Received in night deposit box on 12/12/03 at 11:44 p.m. (db, )
December 12, 2003 MEMO ENDORSED granting by Opinion of 12/1/03 450 Motion for Leave to File Document . (Signed by Judge Denise L. Cote on 12/12/03) (djc, )
December 12, 2003 Filing 748 Letter addressed to Judge Denise L. Cote from John P. Coffey dated 12/9/03 re: proposed Summary Notice of Class Action, Notice of Class Action, and Notice to all Investors who have filed Individual WorldCom Actions. (jco, )
December 12, 2003 Filing 747 Letter addressed to Judge Denise L. Cote from William S. Lerach dated 12/1/03 re: Counsel writes to respond to the proposed class action and individual actoin notices submitted to the Court by class action co-lead counsel. Document filed by Public and Private Pension Funds.(jco, )
December 12, 2003 Filing 746 Letter addressed to Judge Denise L. Cote from Eric S. Goldstein dated 12/5/03 re: Counsel on behalf of the Citigroup defendants write with respect to the proposed Notice of Class Action. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Citigroup, Inc.(jco, )
December 12, 2003 Filing 745 Letter addressed to Judge Denise L. Cote from John P. Coffey dated 11/21/03 re: Counsel on behalf of lead plaintiff New York State Common Retirement Fund and Co-Lead Counsel Barrack, Rodos Y Bacine submit our proposed notice of class action and proposed curative notice pertaining to the Milberg Weiss solicitations. (jco, )
December 12, 2003 Filing 744 Letter addressed to Judge Denise L. Cote from Beverly A. Farrell dated 12/5/03 re: Counsel for the Underwriter-Related Defendant write to transmit a copy of the 12/4/03 Court-Ordered Notice. (jco, )
December 12, 2003 Filing 743 Letter addressed to Judge Denise L. Cote from Neil L. Selinger dated 12/1/03 re: comments regarding the proposed Class Notice and Curative Notice submitted by lead plaintiff. Document filed by Pension Fund of Local 277.(jco, )
December 12, 2003 Filing 742 Letter addressed to Judge Denise L. Cote from Jay B. Kasner dated 12/1/03 re: proposed Call Notice and Curative Notice. (jco, )
December 12, 2003 Filing 740 ANSWER to Amended Complaint. Document filed by Bernard J. Ebbers. Related document: 698 Amended Complaint filed by Alan G. Hevesi.(djc, )
December 12, 2003 Filing 739 PLAINTIFFS' REPLY MEMORANDUM OF LAW in Opposition to clarification of consolidation Order. (jco, )
December 12, 2003 Terminated party Melvin Dick (Signed by Judge Denise L. Cote on 12/12/03) (djc, )
December 12, 2003 MEMO ENDORSEMENT on re: 123 Motion to Dismiss filed by Arthur Anderson, LLP, Melvin Dick Motion granted as to Melvin Dick; denied as to Anderson by Opinion of 06/24/03 (Signed by Judge Denise L. Cote on 12/12/03) (djc, )
December 12, 2003 Filing 735 THe Underwriter-Related Defendants' and the Holding Company Defendants' Amended Notice of Motion to Dismiss pursuant to Order dated November 21, 2003. Document filed by Bank of America Corp., Deutsche Bank AG, Fleet Securities, Inc., Goldman Sachs & Co., HGK Asset Management, J.P. Morgan Chase & Co., Lehman Brothers Holding Inc., et al (djc, )
December 12, 2003 Filing 734 AMENDED NOTICE OF MOTION to Dismiss Pursuant to this Court's Order dated November 21, 2003. Document filed by Arthur Andersen, LLP. (djc, )
December 12, 2003 Opinion or Order Filing 733 ORDER/NOtice of Class Action; This Notice may affect yoru Rights, Please read this entire notice carefully. If you do not request to be excluded from the Class by February 20, 2004 as described herein, You will be bound by the decisions and outcome of ths lawsuit. (Signed by Judge Denise L. Cote on 12/11/03);Copies forwarded by Chambers; (djc, ) Modified on 12/18/2003 (djc, ).
December 12, 2003 Opinion or Order Filing 732 Court-Ordered Notice to all Investors who have Filed Individual Worldcom Actions; It is important that you immediately and carefully read this entire notice, which is meant to be consistent with, and should be read in conjunction with the separate Notice of Class Action , which has been sent to you and to all Class members... (Signed by Judge Denise L. Cote on 12/11/03) (djc, ) Modified on 12/18/2003 (djc, ).
December 12, 2003 Opinion or Order Filing 731 ORDER/Summary Notice of Class Action; (Signed by Judge Denise L. Cote on 12/11/03) (djc, )
December 12, 2003 Opinion or Order Filing 730 SCHEDULING ORDER: a conference to address coordination among plaintiffs' counsel shall be held on December 16, 2003 at 10:00 a.m. at the Untied States Courthouse, 500 Pearl Street, NY, NY in Courtroom 11B. (Signed by Judge Denise L. Cote on 12/11/03) (djc, )
December 11, 2003 Filing 804 ENDORSED LETTER addressed to Judge Denise Cote from Jay P. Kasner dated 12-11-2003 re: Consolidation of Motions. The Court denies the request and directs that amended notices of motions be filed in addition to the orignal motion filed on 12-2-2003. (Signed by Judge Denise L. Cote on 12-12-2003) (Sacco, John)
December 11, 2003 Filing 729 Certain Plaintiffs' Response to this Court's June 11, 2003 Order to Show Cause. (djc, )
December 11, 2003 Filing 728 Locals 302 and 612 of the International Union of Operating Engineers Employers Construction Industry Retirement Trust's Response to this Court's June 11, 2993 Order to Show Cause. (djc, )
December 11, 2003 Filing 727 The National Asbestos Workers Pension Fund's Response to this Court's June 11, 2003 Order to Show Cause. (djc, )
December 10, 2003 Opinion or Order Filing 726 ORDER; Any response from plaintiffs in the Individual Actions to to the defendants' December 5 proposal is due by 02/20/04. (Signed by Judge Denise L. Cote on 12/09/03) (djc, )
December 10, 2003 Opinion or Order Filing 725 ORDER; On December 9, 2003, Lead Plaintiff submitted drafts of the Proposed Class Notice and the Proposed Individual Action Notice with seven disputed issues flagged on the drafts. It is hereby Ordered that those seven issues are resolved as set forth in this Order; (Signed by Judge Denise L. Cote on 12/9/03) (djc, )
December 9, 2003 Filing 720 Letter addressed to Judge Cote from Gary M. Brown dated 12/4/03 re: submission of this letter relative to the effect, if any, of the court's November 21 Opinion andOrder on the contents of the proposed class and curative notices. Document filed by Metropolitan Government of Nashville in Davidson County, Tennessee.(jco, )
December 9, 2003 Filing 715 Objection to clarification of consolidation Order dated 11/5/03. Document filed by GS SLS Portfolio, LLC, SLS Investores, L.P., SLS Offshore Fund, Ltd. (jco, )
December 8, 2003 Filing 722 SUMMONS RETURNED EXECUTED Summons and Amended Complaint served. J.P. Morgan Securities Inc. served on 12/3/2003, answer due 12/23/2003. Document filed by All Plaintiffs. (moc, )
December 8, 2003 Filing 721 AFFIDAVIT OF SERVICE of Summons and Amended Complaint. JP Morgan Securities, Ltd. served on 12/4/2003, answer due 12/24/2003. Service was accepted by Marjorie Joseph. Document filed by All Plaintiffs. (moc, )
December 8, 2003 Filing 714 MOTION for Reconsideration re; 600 Order. (jco, )
December 5, 2003 Filing 737 AFFIDAVIT OF SERVICE. Westdeutsche Landesbank Girozentrale served on 11/7/2003, answer due 12/1/2003. Service was made by Registered Mail. (sb, )
December 5, 2003 Filing 736 AFFIDAVIT OF SERVICE of Summons and Amended Complaint. BNP Paribas Securities Corp. served on 11/7/2003, answer due 12/1/2003. Service was made by Certified mail. (sb, )
December 5, 2003 Filing 724 AFFIDAVIT of Christina Seki on behalf of the Regents of the University of California in Response to November 24, 2003 Order. (djc, )
December 5, 2003 Filing 719 Letter addressed to Judge Denise L. Cote from Jay B. Kasner dated 12/5/03 re: reponse to the Court's request during the 11/13/03 hearing that the parties offer proposed plans for limitations on depositions to be taken by Defendants in the Individual Actions before this Court. Document filed by Underwriter-Related Defendants.(jco, )
December 5, 2003 Filing 718 The Worldcom Individual defendants' MEMORANDUM OF LAW in Support of the Court's 11/5/03 clarification of the May 28, 2003 Consolidation Order. (jco, )
December 5, 2003 Filing 717 JOINDER by The Citigroup defendants to join in the Worldcom Individual defendants' memorandum of law in support of the Court's 11/5/03 clarification of the May 28, 2003 consolidation Order. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman.(jco, )
December 5, 2003 Filing 716 The Citigroup defendants REPLY MEMORANDUM OF LAW in further Support of 544 Motion to Dismiss. Document filed by Citigroup Global Markets, Inc., Jack Grubman. (jco, )
December 5, 2003 Filing 713 DECLARATION of Andrew J. Ehrlich in Support of the Citigroup Defendants' Reply Memorandum of Law in further support of their "phase two" motion to dismiss the complaints in Individual Actions. (jco, )
December 5, 2003 Filing 712 REPLY MEMORANDUM OF LAW in Further Support of 542 Motion to Dismiss. (jco, )
December 5, 2003 Opinion or Order Filing 697 SCHEDULING ORDER:that a conference to address e-discovery shall be held on 12/8/03 at 2:00 p.m. at the U.S. Courthouse, 500 Pearl Street, New York, NY in Courtroom 11B. (Signed by Judge Denise L. Cote on 12/4/03) (ae, )
December 5, 2003 Opinion or Order Filing 695 ORDER that counsel for each Individual Action is to provide to Liaison Counsel for the Individual Actions, Neil Selinger, Lowey Dannenberg Bemporad & Selinger P.C., One North Lexington Ave., 11th Floor, White Plains, NY 10601-1714, by Tuesday, 12/9/03, the name and address of each plaintiff in each Individual Action, in the format and medium directed by Mr. Selinger. Any plaintiff that is not a natural person, counsel shall provide the name and mailing address of the legal advisor of the plaintiff or officer of the plaintiff charged w/ legal affairs or charged w/ supervising this litigation. Lowey Dannenberg Bemporad & Selinger, P.C. shall provide an affidavit of service following the mailing of Notices in the Securities Litigation. (Signed by Judge Denise L. Cote on 12/4/03) (ae, )
December 5, 2003 Opinion or Order Filing 694 ORDER. Having reviewed all of the parties' draft notices and submissions, the Court proposes to direct the attached notice (identified as the "Dec. 4 Draft") to all plaintiffs who have filed Individual Worldcom Actions ("Proposed Individual Action Notice"). The Proposed Individual Action Notice is attached for the parties' consideration, and will be addressed at the Securities Litigation conference scheduled for 12/5. (Signed by Judge Denise L. Cote on 12/4/03) (ae, )
December 4, 2003 Filing 738 Letter addressed to Judge Denise L. Cote from Stephanie Suarez dated 12/2/03 re: the voluntary dismissal of the Fund's Individual Action pursuant to Rule 41(a)(1) and that the Fund will proceed as a member of the class in the In re Worldcom, Inc. Securities Litigation matter that is pending before Judge Cote. (moc, )
December 4, 2003 Opinion or Order Filing 693 ORDER that Andersen's motion to dismiss the Section 11 claim based on the May 2000 and May 2001 Offerings is denied, and Andersen's motion to dismiss the Section 11 claim based on the 1998 Offering is granted w/ prejudice, for the reasons set forth in the 11/21 Opinion. (Signed by Judge Denise L. Cote on 12/3/03) (ae, )
December 3, 2003 Filing 710 MEMORANDUM OF LAW in Support re: 703 MOTION to Dismiss. Document filed by Bernard J. Ebbers. (jco, )
December 3, 2003 Filing 703 MOTION of Defendant Bernard J. Ebbers to Dismiss claims asserted in certain indiviual actions affected by the Court's 11/21/03 Order.(jco, )
December 3, 2003 Opinion or Order Filing 692 ORDER, On 10/24/03, the Lead Plaintiff's motion to certify a class in this action was granted. At the Court's request, Lead Plaintiff circulated to the parties a draft of its proposed class notice on 11/21, and defendants and Individual Action plaintiffs submitted responses and proposed alternative notices on 12/1. Having reviewed the Lead Plaintiff's draft notice to the class and the responsive submissions and alternate notices, the Court proposes to direct the attached class action notice to members of the class ("Proposed Notice"), which is identified as the "Dec. 2 Draft." The Proposed Notice is attached for the parties' consideration, and will be addressed at the Securities Litigation conference scheduled for Dec. 5. (Signed by Judge Denise L. Cote on 12/2/03) (ae, )
December 3, 2003 Opinion or Order Filing 691 OPINION & ORDER # 89401 granting re: 403 Motion to Dismiss Claim VI in the Amended Consolidated Class Action Complaint filed by James C. Allen, Judith Areen, and Max E. Bobbitt. (Signed by Judge Denise L. Cote on 12/1/03) (ae, )
December 2, 2003 Filing 723 AFFIDAVIT of Steven N. Williams on behalf of The Regents of the University of California in response to November 24, 2003 Order. (djc, )
December 2, 2003 Filing 709 MEMORANDUM OF LAW in Support re: 708 MOTION to Dismiss. Document filed by Arthur Andersen, LLP. docmt received in night dep. on 12/02/03 at 7:00 p.m. (djc, )
December 2, 2003 Filing 708 MOTION to Dismiss Pursuant to This Court's Order Dated November 21, 2003. Document filed by Arthur Andersen, LLP.(docmt received in night dep. on 12/02/03 at 7:00 p.m.; (djc, )
December 2, 2003 Filing 707 MEMORANDUM OF LAW in Support re: 706 MOTION to Dismiss.. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (djc, )
December 2, 2003 Filing 706 MOTION to Dismiss with prejudice the claims and actions identified in the accompanying memorandum of law and thr Appendix annexed thereto. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. (djc, )
December 2, 2003 Filing 705 MEMORANDUM OF LAW in Support re: 704 MOTION to Dismiss.. Document filed by ABN Amro Incorporated, Banc of America Securities LLC, Credit Suisse First Boston Corp., Deutsche Banc, J.P. Morgan Securities Inc., Lehman Brothers Inc., et al. (djc, )
December 2, 2003 Filing 704 MOTION to Dismiss Pursuant to Order dated November 21, 2003. Document filed by Underwriter Related Defendants and the Holding Company Defendants BNP Paribas Securities Corp., Bank of America Corp., Caboto Holding Sim S.P.A., Caboto-Gruppo Intesabei, Deutsche Bank AG, Fleet Securities, Inc., Goldman Sachs Group, Inc., J.P. Morgan Chase & Co., Lehman Brothers Holding Inc., Mizuho International PLC. (djc, )
December 2, 2003 Filing 702 MOTION to Dismiss Pursuant to Order dated Novermber 21, 2003. Document filed by Clifford Alexander Jr., Clifford L. Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Gordon S. Macklin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker, Juan Villalonga. (djc, )
December 1, 2003 Filing 701 JOINDER by The Citigroup Defendants' to join re: 662 Memorandum of Law in Oppisition to Motion. (jco, )
December 1, 2003 Filing 700 MEMORANDUM OF LAW in Opposition re: 590 Motion to Amend/Correct. (jco, )
December 1, 2003 Filing 699 JOINDER by The Worldcom Directors' to join re: 662 Memorandum of Law in Oppisition to Motion(jco, )
December 1, 2003 Filing 698 CORRECTED FIRST AMENDED COMPLAINT amending 343 Amended Complaint, against all defendants.Document filed by Alan G. Hevesi. Related document: 343 Amended Complaint, filed by H. Carl McCall.(jco, )
December 1, 2003 Opinion or Order Filing 696 MEMORANDUM OPINION & ORDER # 89394: the motion by the Lead Plaintiff in the comnsolidated class action to correct the amended consolidated class action complaint to, among other things, add as defendants J.P. Morgan Securities Ltd., Salomon Brothers International Limited, Banc of America Securities Limited, ABN AMRO Bank N.V., Deutsche Bank AG London and BNP Paribas, is GRANTED. (Signed by Judge Denise L. Cote on 12/1/03)(db, ) Modified on 12/9/2003 (db, ).
November 26, 2003 Opinion or Order Filing 688 SCHEDULING ORDER: that the conference to address the class and curative notices is adjourned from 12/4/03 at 10:00 a.m. to 12/5/03 9:30 a.m. in Courtroom 11B. (Signed by Judge Denise L. Cote on 11/26/03) (pl, )
November 26, 2003 Opinion or Order Filing 687 ORDER AND OPINION # 89385. The motion by the SSB Defendants to dismiss certain claims in the Ohio Action as time-barred is denied. (Signed by Judge Denise L. Cote on 11/25/03) (jco, )
November 26, 2003 Opinion or Order Filing 683 ORDER: a conference to address the class and curative notices shall be held on 12/4/03 at 10:00 a.m. at the US Courthouse, 500 Pearl Street, NY, NY in ctrm 11B. (Signed by Judge Denise L. Cote on 11/25/03) (kw, )
November 26, 2003 Opinion or Order Filing 682 ORDER: if the Court requires a response to the Regents' submission, it will inform the parties. (Signed by Judge Denise L. Cote on 11/25/03) (kw, )
November 26, 2003 Opinion or Order Filing 681 SCHEDULING ORDER: parties in this action have filed certain information that they or other parties consider confidential ("Information") under seal. To the extent that any party wishes that Information to remain sealed. It is hereby ordered that it shall identify, in a submission to the Court by 12/15/03 as set forth in this document. A Conference is set for 12/18/2003ia at 02:00 PM before Judge Denise L. Cote at the US Courthouse, 500 Pearl Street, NY, NY in ctrm 11B. (Signed by Judge Denise L. Cote on 11/25/03) (kw, )
November 25, 2003 Opinion or Order Filing 690 MEMORANDUM OPINION and ORDER #89375. On October 29, 2003, the Regents of the University of Calif ("UC") wrote to report that they had learned on October 27 for the first tiem that the file in their action has been received by this Court's Clerk of Court on September 9. Because September 9 was a trigger date, UC's time to amend its complaint and to renew its motion to remand the action expired on September 30. UC requested an extension of the trigger date to October 27. The SSB Defendants have opposed extending UC's time. They contend that UC's time to amend its pleading or renew its remand motion expired on Sepember 30. The only other defendant in this action, Arthur Andersen, LLP has taken no position on this issue. For the following reasons, UC will be permitted an opportunity to show that it was sufficiently diligent to warrant an extensnion of time.;... Nonetheless, the Court is loathe to find that parties have forfeited any of their rights when the failure to act can be laid at the feet of the Court or an arm of the court. UC may submit an affidavit by December 5 explaining w hen it spoke to the Clerk of Cort, indentifying to whom it spoke, and describing the converesation. Any response by the defendant is due December 12, 2003 (Signed by Judge Denise L. Cote on 11/24/03) (djc, )
November 24, 2003 Opinion or Order Filing 684 ENDORSED LETTER addressed to Judge Cote from Susan Saltzstein dated 11/24/03 re: granting the underwriter-related defts request to be relieved of their obligation to respond to the APCM plntf's 11/17/03 response and the DAMC plntfs' 11/20/03 response to the Court's 6/11 Order to Show Cause. (Signed by Judge Denise L. Cote on 11/25/03) copies sent by chambers.(cd, )
November 21, 2003 Filing 711 MEMORANDUM OF LAW in Opposition re: 544 Motion to Dismiss. (jco, )
November 21, 2003 Filing 689 Plaintiffs Objection to Clarification of Consolidation Order dated 11/5/03, nunc pro tunc, 5/28/03. (ae, ) Modified on 12/5/2003 (ae, ).
November 21, 2003 Filing 686 DECLARATION of Eric S. Goldstein in Support re: 551 Motion to Stay. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in night deposit box on 11/21/03 at 5:05 p.m. (yv, )
November 21, 2003 Filing 685 MEMORANDUM OF LAW in Support re: 551 Motion to Stay. Document filed by Citigroup Global Markets, Inc., Citigroup Inc., Jack Grubman. Received in night deposit box on 11/21/03 at 5:04 p.m. (yv, )
November 21, 2003 Opinion or Order Filing 680 ORDER: any party opposing the Milberg Weiss Actions' 11/10/03 motion should inform the Court by 12/1/03 . ( signed by Judge Denise L. Cote ) (db)
November 21, 2003 Filing 679 The Underwriter-Related Defendants' Joinder in The Citigroup defendants' memorandum of law i nfurther support of their motion to stay Merits-Based Deposition DIscovery in this action. (sb)
November 21, 2003 Filing 678 INTERESTED PENSION FUNDS' REPLY IN SUPPORT of Renewed Motion for Interlocutory Certification of the Court's 5/5/03 and 5/20/03 Orders. Compact Disc attached, re: California Public-2nd Circuit Hearing 10/24/03. (db) Modified on 11/22/2003
November 21, 2003 Filing 677 RESPONSE by Denver Area Meat, Rocky Mountain UFCW to this Court's 6/11/03 Order to Show Cause. (db)
November 21, 2003 Filing 676 DECLARATION of Thomas E. Egler by Alameda County in support of pltffs opposition to the Holding Company dfts "Phase Two" motion to dismiss the first claim for relief in the amended complaint in 03cv390 (DLC). VOLUME III. (db)
November 21, 2003 Filing 675 DECLARATION of Thomas E. Egler by Alameda County in support of pltffs opposition to the Holding Company dfts "Phase Two" motion to dismiss the first claim for relief in the amended complaint in 03cv390 (DLC). VOLUME II. (db)
November 21, 2003 Filing 674 DECLARATION of Thomas E. Egler by Alameda County in support of pltffs opposition to the Holding Company dfts "Phase Two" motion to dismiss the first claim for relief in the amended complaint in 03cv390 (DLC). (db)
November 21, 2003 Opinion or Order Filing 673 MEMORANDUM OPINION & ORDER # 89355, granting in part, denying in part [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592), The Underwriter dfts' motion to dismiss is granted in part and denied in part. The motion to dismiss the section 11 claims based on the May 2000 and May 2001 offerings is denied. The motion to dismiss is granted with respect to the following claims, each of which is dismissed with prejudice: (1) the section 11 claim based on the 1998 offering, (2) all section 11 claims against the additional underwriter dfts and the section 12(a)(2) claim based on the December 2000 private placementl The motions to dismiss by the Director dfts and by Ebbers are granted with prejudice . ( signed by Judge Denise L. Cote ); (dle) Modified on 12/10/2003 (rag, ).
November 21, 2003 Filing 672 MEMORANDUM OF LAW by Alameda County in opposition to the Holding Company dfts "Phase Two" motion to dismiss the first claim for relief in the amended complaint in 03cv890 (DLC). (db)
November 20, 2003 Filing 671 AFFIDAVIT OF SERVICE of summons and amended complaint as to Robertson Stephens International by Certified mail on 11/7/03 . . (dle)
November 19, 2003 Filing 670 MANDATE OF USCA (certified copy) Re: ORDERED ADJUDGED AND DECREED that the petitions for writs of mandamus are DENIED. ISSUED AS MANDATE 10/31/03, 03-3079,03-3080. MACKECHNIE, CLERK, USCA. (pr)
November 19, 2003 Filing 657 AFFIDAVIT OF SERVICE of Summons and Complaint as to Westdeutsche by Certified Mail receipt # 768 849 165 on 11/7/03 . Answer due on 11/27/03 for Westdeutsche . (moc)
November 18, 2003 Filing 669 Joinder by Citigroup, Inc., Salomon Smith Barney and Jack Grubman to join Opposition to the Interested pension funds' renewed motion for interlocutory certification of this Court's 5/5/03 and 5/20/03 orders and in the Worldcom Directors' opposition to that motion. Received in the night deposit box on 11/18/03 at 10:14 p.m. (sb) Modified on 11/20/2003
November 18, 2003 Filing 668 AMENDED COMPLAINT filed by Alaska Permanent Capital Management Company. Related to 03-cv-8923 (DLC). (db) Modified on 11/22/2003
November 18, 2003 Filing 667 DECLARATION of Frank J. Janecek, Jr. in support of Sur-Reply of the private and public pension fund group to 10/29/03 letter of Bernstein Litowitz/Barrack Rodos. (jco)
November 18, 2003 Filing 666 DECLARATION of Spencer A. Burkholz in support of Sur-Reply of the private and public pension fund group to 10/29/03 letter of Bernstein Litowitz/Barrack Rodos. (jco)
November 18, 2003 Filing 665 SUR-REPLY Of the private and public pension fund group to 10/29/03 letter of Bernstein Litowitz/Barrack Rodos. (jco)
November 18, 2003 Filing 664 DECLARATION of Louise H. Renne in support of the Sur-Reply of the Private and Public Pension Fund Group to the 10/29/03 letter of Bernstein Litowitz/Barrack Rodos. (jco)
November 18, 2003 Filing 663 DECLARATION of Geoffrey C. Hazard, Jr. (jco)
November 18, 2003 Filing 662 THE UNDERWRITER-RELATED DFTS MEMORANDUM OF LAW in opposition to [590-1] motion for an Order pursuant to Rule 60 of the F.R.C.P. and 28 U.S.C. 1292(b), to amend the Court's orders May 5, 2003 and May 2003, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and certify the Remand Orders for interlocutory appeal to the United States Court of Appeals of the Second Circuit. (db)
November 18, 2003 Filing 661 MEMORANDUM OF LAW by Worldcom, Inc. in opposition to [590-1] motion for an Order pursuant to Rule 60 of the F.R.C.P. and 28 U.S.C. 1292(b), to amend the Court's orders May 5, 2003 and May 20, 2003, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and to certify the Remand Orders for interlocutory appeal to the United States Court of Appeals of the Second Circuit. amend . (db)
November 18, 2003 Filing 660 ALASKA PERMANENT CAPITAL MANAGEMENT COMPANY'S RESPONSE to this Court's 6/11/03 Order to Show Cause. (db)
November 18, 2003 Filing 659 ALASKA PERMANENT CAPITAL MANAGEMENT COMPANY'S RESPONSE to this Court's 6/11/03 Order to Show Cause. (db)
November 18, 2003 Filing 658 RESPONSE by Massachusetts State to this Court's 6/11/03 Order to Show Cause and Motion to remand. (jco)
November 17, 2003 Opinion or Order Filing 656 Memo-Endorsement on letter addressed to Judge Cote from Jay B. Kasner, dated 11/13/03. Counsel for Underwriter-Related defendants requests that this Court relieve defendants of their obligations to respond to the Mass. Plaintiffs' 11/7/03 Response and the UFCW and AEPF Plaintiffs' 11/11/03 Responses to this Court's 6/11/03 Order to Show Cause. Application granted . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (sb)
November 17, 2003 Opinion or Order Filing 651 SCHEDULING ORDER:, a conference to address issues relating to the underwriter dfts subpoena served on Bryan Cave LLP will be held on 11/19/03 at 3:00 p.m. at 500 Pearl Street in Courtroom 11B; a conference to address to e-mail discovery issues remaining between lead plaintiff and the underwriter dfts will be held on 11/18/03 at 9:30 a.m. at 500 Pearl Street in courtroom 11B . ( signed by Judge Denise L. Cote ); (dle) Modified on 11/19/2003
November 17, 2003 Opinion or Order Filing 650 SCHEDULING ORDER:, the conference to address e-mail discovery issues remaining between lead plaintiff and the underwriter dfts is adjourned from 11/18/03 at 9:30 a.m. to 11/19/03 at 4:00 p.m. at 500 Pearl Street in courtroom 11B . ( signed by Judge Denise L. Cote ); (dle) Modified on 11/19/2003
November 17, 2003 Opinion or Order Filing 649 SCHEDULING ORDER: all fact discovery must be completed by 6/18/04; parties bearing the burden of proof on an issue must identify the areas on which they intend to offer expert testimony by 4/16/04; identification of all parties' experts must occur by 5/14/04; the party bearing the burden of proof an any area for which they seek to submit expert testimony shall make its disclosure of expert testimony by 6/18/04; any rebuttal expert testimony shall be disclosed by 7/9/04; any revised expert testimony shall be dislcosed by 7/23/04; depositions of the expert witnesses may begin 8/2/04 and shall conclude by 8/13/04; any moiton for summary judgment in the Securities litigation consolidated class action is due 7/16/04; any opposition is due 8/13/04; and any reply is due 8/27/04; joint pretrial order and motions in limine in the securities litigation must be filed by 11/12/04; any reply memorandum of law and opposition to any motion in limine are due 11/19/04; the trial of the class action in the securities litigation will begin on 1/10/05 ( signed by Judge Denise L. Cote ); (dle) Modified on 11/19/2003
November 17, 2003 Opinion or Order Filing 648 MEMORANDUM OPINION # 89337, denying [581-1] motion for an order striking the two exhibits offered as evidence by Bernstein Litowitz/Barrack Rodos and any and all improper references to those exhibits in BL/BR's 10/29/03 letter brief; PPPFG also objects to and moves to strike, countless statements made in BL/BR's letter brief that purport to be "evidence", The requests for relief in the Lead Counsel's submission of 11/4/03 are denied. Should lead counsel wish to pursue those requests, it should bring a motion for that relief accompanied by a formal notice of motion; in addition to the notice which shall be provided to all members of the class, a separate notice will also be sent to each plaintiff who has fiiled an individual action. Lead counsel shall draft the notice, and all parties to this securities litigation will have an opportunity to provide comments and suggested revisions. This includes the dfts' and all plaintiffs' counsel in individual actions . ( signed by Judge Denise L. Cote ); (dle) Modified on 11/19/2003
November 14, 2003 Filing 655 AFFIDAVIT OF SERVICE of summons and complaint as to JP Morgan Securities by Amy Lesch on 11/4/03 . Answer due on 11/24/03 for JP Morgan Securities . (sb)
November 14, 2003 Filing 654 DECLARATION of Mitchell Gravo Re: declaration of Mr. Gentile dated 11/10/03 re Anchorage Police and Fire Retirement System (cd) Modified on 11/19/2003
November 14, 2003 Filing 653 REPLY MEMORANDUM of Law in support of the Audit Committee Directors' motion to dismiss Count VI of the First Amended Class Action Complaint. (kw) Modified on 11/19/2003
November 14, 2003 Filing 652 MEMORANDUM OF LAW by Alan G. Hevesi in opposition to [551-1] motion to stay merits based deposition . (cd) Modified on 11/19/2003
November 14, 2003 Filing 647 AFFIDAVIT OF SERVICE of summons and amended complaint as to Fleet Securities by Amy Lesch on 11/4/03. Answer due on 11/24/03 for Fleet Securities. (jco)
November 14, 2003 Filing 646 AFFIDAVIT OF SERVICE of summons and amended complaint as to Blaylock by Amy Lesch on 11/4/03. Answer due on 11/24/03 for Blaylock. (jco)
November 14, 2003 Filing 645 AFFIDAVIT OF SERVICE of summons and complaint as to Goldman Sachs & Co. by Norah Radler on 11/7/03. Answer due on 11/27/03 for Goldman Sachs & Co. (jco)
November 14, 2003 Filing 644 AFFIDAVIT OF SERVICE of summons and amended complaint as to BNP Paribas by Norah Radler on 11/7/03. Answer due on 11/27/03 for BNP Paribas. (jco)
November 14, 2003 Filing 643 AFFIDAVIT OF SERVICE of summons and amended complaint as to Credit Suisse First by Nikki Chapple on 11/7/03. Answer due on 11/27/03 for Credit Suisse First. (jco)
November 14, 2003 Filing 642 AFFIDAVIT OF SERVICE of summons and amended complaint as to UBS Warburg LLC by Nikki Chapple on 11/4/03. Answer due on 11/24/03 for UBS Warburg LLC. (jco)
November 14, 2003 Filing 641 AFFIDAVIT OF SERVICE of summons and complaint as to Lehman Brothers Inc. by Nikki Chapple on 11/4/03. Answer due on 11/24/03 for Lehman Brothers Inc. (jco)
November 14, 2003 Opinion or Order Filing 640 SCHEDULING ORDER: the proposed order submitted by the US Attorney's Office will be the first issue addressed at the conference and the discovery sought of Bryan Cave LLP will be the second issue addressed. The conference will then turn to the discovery sought of Bryan Cabe LLP will be the second issue addressed. The conference wiil then turn to the discovery schedule and other issues ( signed by Judge Denise L. Cote ); (cd)
November 14, 2003 Opinion or Order Filing 639 ORDER, the stays will not be lifted as to defts Scott Sullivan, David Myers and Buford Yates ( signed by Judge Denise L. Cote ); (cd)
November 12, 2003 Opinion or Order Filing 638 Memo-Endorsement on letter addressed to Judge Cote from Paul C. Curin, dated 11/5/03. Re: Support for this endorsement should there be opposition, is due 12/5/03, and the reply is due 12/12/03. For the purposes of RUle 41(a) only, dfts are deemed to have filed an answer in each Individual Action as of the date the Individual Action arrives on this Court's docket. Any party objecting to this clarification of the 5/28/03 Order shall submit a brief and supporting papers by nunc pro tunc: 5/28/03. . ( signed by Judge Denise L. Cote ) (db)
November 12, 2003 Opinion or Order Filing 637 SCHEDULING ORDER; that the Milberg Weiss Actions having renewed on 11/4/03 their motion for certification of an interlocutory Appeal prusuant to Sec. 1292(b), 28 U.S.C. section 1292(b); that any opposition to the motion is due 11/18/03, and any reply is due 11/25/03 . ( signed by Judge Denise L. Cote ); (pl)
November 12, 2003 Filing 635 DEMAND for jury trial by UFCW Local Unions . (db)
November 12, 2003 Filing 634 DEMAND for jury trial by Alaska Electrical . (db)
November 12, 2003 Filing 633 DEMAND for jury trial by Carpenters So. Cal. . (db)
November 12, 2003 Filing 632 Alaska Electrical Pension Fund's Response to this Court's 6/11/03 Order to Show Cause. (db)
November 12, 2003 Filing 631 UFCW International Union-Industry Pension Fund's Response to this Court's 6/11/03 Order to Show Cause. (db)
November 12, 2003 Filing 629 DECLARATION of Thomas E. Egler by PPP Funds in support Re: [628-1] motion for an order to defer consideration of motions directly impacting their cases or sending class notice, pending resolution of the remand issue by the Second Circuit . (db)
November 12, 2003 Filing 628 NOTICE OF MOTION by PPP Funds for an order to defer consideration of motions directly impacting their cases or sending class notice, pending resolution of the remand issue by the Second Circuit . No Return Date indicated. (db)
November 12, 2003 Filing 627 AFFIDAVIT OF SERVICE of summons & amended complaint as to BNP Paribas by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for BNP Paribas . (db)
November 12, 2003 Filing 626 AFFIDAVIT OF SERVICE of summons & amended complaint as to Caboto Holding SIM by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Caboto Holding SIM . (db)
November 12, 2003 Filing 625 AFFIDAVIT OF SERVICE of summons & amended complaint as to Caboto-Gruppo by Carol Vogt, clerk c/o the Secretary of State of the State of NewYork on 11/10/03 . Answer due on 12/1/03 for Caboto-Gruppo . (db)
November 12, 2003 Filing 624 AFFIDAVIT OF SERVICE of summons & amended complaint as to Caboto-Gruppo by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Caboto-Gruppo . (db)
November 12, 2003 Filing 623 AFFIDAVIT OF SERVICE of summons & amended complaint as to Tokyo-Mitsubishi by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Tokyo-Mitsubishi . (db)
November 12, 2003 Filing 622 AFFIDAVIT OF SERVICE of summons & amended complaint as to Caboto-Gruppo by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Caboto-Gruppo . (db)
November 12, 2003 Filing 621 AFFIDAVIT OF SERVICE of summons & amended complaint as to Tokyo-Mitsubishi by Carol Vogt, clerk c/o the Secretary of Stte of the State of New York on 11/10/03 . Answer due on 12/1/03 for Tokyo-Mitsubishi . (db)
November 12, 2003 Filing 620 AFFIDAVIT OF SERVICE of summons & amended complaint as to Robertson Intl. Ltd. by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Robertson Intl. Ltd. . (db)
November 12, 2003 Filing 619 AFFIDAVIT OF SERVICE of summons & amended complaint as to Robertson Intl. Ltd. by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Robertson Intl. Ltd. . (db)
November 12, 2003 Filing 618 AFFIDAVIT OF SERVICE of summons & amended complaint as to Mizuho International by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 Answer due on 12/1/03 for Mizuho International . (db)
November 12, 2003 Filing 617 AFFIDAVIT OF SERVICE of summons & amended complaint as to Mizuho International by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for Mizuho International . (db)
November 12, 2003 Filing 616 AFFIDAVIT OF SERVICE of summons & amended complaint as to Westdeutsche by Carol Vogt, clerk c/o the Secretary of the State of New York on 11/10/03. Answer due on 12/1/03 for Westdeutsche. (db)
November 12, 2003 Filing 615 AFFIDAVIT OF SERVICE of summons & amended complaint as to Westdeutsche by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03. Answer due on 12/1/03 for Westdeutsche. (db)
November 12, 2003 Filing 614 AFFIDAVIT OF SERVICE of summons & amended complaint as to BNP Paribas by Carol Vogt, clerk c/o the Secretary of State of the State of New York on 11/10/03 . Answer due on 12/1/03 for BNP Paribas . (db)
November 12, 2003 Opinion or Order Filing 600 ORDER; that for purposes of Rule 41(a) only, defendants are deemed to have filed an answer in each Individual Action as of the date the Individual Action arrives on this Court's docket. It is further ordered that any party objecting to this clarification of the May 28 Order shall submit a brief and supporting papers by 11/21/03. In the event objections are submitted, support for this clarification is due December 5, and any reply is due December 12, 2003 . ( signed by Judge Denise L. Cote ) (jco)
November 11, 2003 Filing 630 Memorandum to Docket Clerk: pre-trial conference held before Judge Sweet on 11/11/03. (db)
November 11, 2003 PRETRIAL CONFERENCE held before Judge Robert W. Sweet . (db)
November 7, 2003 Filing 613 AFFIDAVIT OF SERVICE of summons and amended complaint as to JP Morgan Securities, JP Morgan Sec. Ltd., Brian Barry, Arthur Anderson, LLP, Bank of America, Bank Securities, ABN Amro Incorp., Deutsche Bank AG, Deutsche Banc, Citigroup Inc., ABN Amro Inc. by hand delivery on 8/5/03 . Answer due on 8/25/03 for JP Morgan Securities, for JP Morgan Sec. Ltd., for Brian Barry, for Arthur Anderson, LLP, for Bank of America, for Bank Securities, for ABN Amro Incorp., for Deutsche Bank AG, for Deutsche Banc, for Citigroup Inc., for ABN Amro Inc. . (djc)
November 7, 2003 Filing 612 AFFIDAVIT OF SERVICE of summons and amended complaint as to Fleet Securities by Debra Wood on 8/4/03. Answer due on 8/25/03 for Fleet Securities. (djc)
November 7, 2003 Filing 611 AFFIDAVIT OF SERVICE of summons and amended complaint as to David F. Myers by Federel Express upon S. Robert Sutton on 7/17/03. Answer due on 8/6/03 for David F. Myers. (djc)
November 7, 2003 Filing 610 AFFIDAVIT OF SERVICE of summons and amended complaint as to Scott D. Sullivan by Federal Express on 7/22/03. Answer due on 8/11/03 for Scott D. Sullivan. (djc)
November 7, 2003 Filing 609 AFFIDAVIT OF SERVICE of summons and amended complaint as to Salomon Smith Barney, Salomon Brothers, Citigroup Inc. by hand delivery upon atty of rec on 7/18/03 . Answer due on 8/7/03 for Salomon Smith Barney, for Salomon Brothers, for Citigroup Inc. (djc)
November 7, 2003 Filing 608 AFFIDAVIT OF SERVICE of summons and amended complaint as to Utendahl Capital by Debra Wood on 8/4/03. Answer due on 8/25/03 for Utendahl Capital. (djc)
November 7, 2003 Filing 607 AFFIDAVIT OF SERVICE of summons and amended complaint as to BNP Paribas by Debra Wood on 8/4/03; Answer due on 8/25/03 BNP Paribas. (djc)
November 7, 2003 Filing 606 AFFIDAVIT OF SERVICE of summons and amended complaint as to Blaylock by Debra Wood on 8/4/03. Answer due on 8/25/03 for Blaylock. (djc)
November 7, 2003 Filing 605 AFFIDAVIT OF SERVICE of summons and amended complaint as to Bernard J. Ebbers by hand to atty David F. Wertheimer, Esq., on 7/18/03. Answer due on 8/7/03 for Bernard J. Ebbers. (djc)
November 7, 2003 Filing 604 AFFIDAVIT OF SERVICE of summons and amended complaint as to Arthur Anderson, LLP by Elliot Lauer, Esq. on 7/18/03. Answer due on for Arthur Anderson, LLP. (djc)
November 7, 2003 Filing 603 AFFIDAVIT OF SERVICE of summons and amended complaint as to John W. Sidgmore, Clifford L. Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert Roberts Jr., Lawrence C. Tucker by attorney of record for parties on 7/24/03. Answer due on 8/13/03 for John W. Sidgmore, for Clifford L. Alexander Jr., for James C. for Judith Areen, for Carl J. Aycock, for Max E. Bobbitt, for Francesco Galesi, for Stiles A. Kellett, for Gordon S. Maclin, for John A. Porter, for Bert C. Roberts Jr., for Lawrence C. Tucker. (djc)
November 7, 2003 Filing 602 AFFIDAVIT OF SERVICE of summons and amended as to Buford Yates Jr. by Federal Express to atty Lisa F.FIshberg, Esq. of Coburn & Schertler on 7/21/03 . Answer due on 8/11/03 for Buford Yates Jr. (djc)
November 7, 2003 Filing 601 AFFIDAVIT OF SERVICE of summons and amended complaint as to Jack Grubman by Joyce Wong, Esq., on 7/18/03. Answer due on 8/7/03 for Jack Grubman. (djc)
November 7, 2003 Filing 599 DECLARATION of Steven B. Singer in support Re: [450-1] motion for an order pursuant to FRCP 15(a) permitting lead plaintiff Alan Hevesi to file a proposed corrected first amended complaint. (jco)
November 7, 2003 Filing 598 REPLY MEMORANDUM by Alan G. Hevesi in support re: [450-1] motion for an order pursuant to FRCP 15(a) permitting lead plaintiff Alan Hevesi to file a proposed corrected first amended complaint. (jco)
November 7, 2003 Opinion or Order Filing 597 MEMORANDUM OPINION # 89304, The motion by Grubman, SSB and Citigroup, for an order pursuant to Section 1292(b) authorizing an interlocutory appeal to dismiss, is denied . ( signed by Judge Denise L. Cote ) (sb)
November 7, 2003 Filing 596 AFFIDAVIT of Peter A. Lagorio by Grace Weinstein in support of [592-1] motion for an order appointing the law firms of Gilman And Pastor LLP and Schubert & Reed as lead counsel to represent the interests of plaintiff and the proposed class in this action . (dle)
November 7, 2003 Filing 595 MEMORANDUM OF LAW in support of [592-1] motion for an order appointing the law firms of Gilman And Pastor LLP and Schubert & Reed as lead counsel to represent the interests of plaintiff and the proposed class in this action . (dle)
November 7, 2003 Filing 594 SEALED DOCUMENT placed in vault. (wv)
November 7, 2003 Filing 593 SEALED DOCUMENT placed in vault. (wv)
November 7, 2003 Filing 592 NOTICE OF MOTION by Grace Weinstein for an order appointing the law firms of Gilman And Pastor LLP and Schubert & Reed as lead counsel to represent the interests of plaintiff and the proposed class in this action . Return Date not indicated. (dle)
November 7, 2003 Opinion or Order Memo endorsed on motion; denying [360-1] cross motion for an order purs. to 28 USC 1292(b), authorizing an interlocutory appeal from the Court's Order denying the Citigroup defendants' motion to dismiss. Denied. ( signed by Judge Denise L. Cote ) (jco)
November 7, 2003 Memo endorsed on motion; denying [412-1] amended motion to authorize. Denied. ( signed by Judge Denise L. Cote ) (jco)
November 6, 2003 Filing 636 Letter filed by Lead Plaintiff NYS Common Retirement Fund addressed to Judge Cote from John P. Coffey, dated 10/29/03, re: Misleading solicitations to absent class members. (sb)
November 5, 2003 Filing 591 MEMORANDUM OF LAW in support of [590-1] motion for an Order pursuant to Rule 60 of the F.R.C.P. and 28 U.S.C. 1292(b), to amend the Court's orders May 5, 2003 and May 20, 2003, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and to certify the Remand Orders for interlocutory appeal to the United States Court of Appeals of the Second Circuit. (jco) Modified on 11/10/2003
November 5, 2003 Filing 590 NOTICE OF MOTION by The Interested Pension Funds; for an Order pursuant to Rule 60 of the F.R.C.P. and 28 U.S.C. 1292(b), to amend the Court's orders May 5, 2003 and May 20, 2003, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and to certify the Remand Orders for interlocutory appeal to the United States Court of Appeals of the Second Circuit. amend . Return Date 5/23/02 at 0:00. (jco)
November 5, 2003 Opinion or Order Filing 587 SCHEDULING ORDER:, the request for an extension of the page limits to permit the filing of a reply brief of twenty-five pages is granted; in the event Milberg Weiss wishes to file a sur-reply, it may do so by 11/7/03 at noon . ( signed by Judge Denise L. Cote ); (kw)
November 5, 2003 Filing 579 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 9/12/03. (df)
November 4, 2003 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 11/4/2003. (jeh, ) Modified on 11/19/2004 (jeh, ).
November 4, 2003 PRETRIAL CONFERENCE held before Judge Robert W. Sweet . (cd)
November 4, 2003 Filing 586 DECLARATION of Patrick W. Daniels by Private and Public Pension Fund Group in support of: [582-1] opposition response . (dle)
November 4, 2003 Filing 585 DECLARATION of William S. Lerach in support of: [582-1] opposition response . (dle)
November 4, 2003 Filing 584 DECLARATION of Stephanie Suarez re: 10/29/03 letter of BL/BR. (dle) Modified on 11/06/2003
November 4, 2003 Filing 583 DECLARATION of Spencer A. Burkholz in support Re: [582-1] opposition response . (dle)
November 4, 2003 Filing 582 Response of The Private and Public Pension Fund Group to 10/29/03 letter of Bernstein Litowitz/Barrack Rodos. (dle)
November 4, 2003 Filing 581 NOTICE OF MOTION by the Public and Private Pension Fund Group for an order striking the two exhibits offered as evidence by Bernstein Litowitz/Barrack Rodos and any and all improper references to those exhibits in BL/BR's 10/29/03 letter brief; PPPFG also objects to and moves to strike, countless statements made in BL/BR's letter brief that purport to be "evidence" . Return Date not indicated. (dle)
November 4, 2003 Opinion or Order Filing 580 SCHEDULING ORDER: that yhe hearing to address the issue raised by the 10/29/03 letter from Lead Plaintiff in the Securities Litigation regarding Milberg Weiss Bershad Hynes & Lerach LLP is adjourned from 11/5/03 at 9:30 a.m. to 11/13/03 at 2:00 p.m. at the U.S. Courthouse, 500 Pearl Street, New York, NY 10007, in Courtroom 11B . ( signed by Judge Denise L. Cote ). (tp)
November 3, 2003 Filing 578 REPLY MEMORANDUM by UBS AG in support re: motion to dismiss the consolidated amended class action complaint. (yv)
October 31, 2003 Filing 577 DECLARATION of Thomas E. Egler by Albert Fadem Trust, Bruce A. Fadem in support pltffs opposition to Underwriter Related dfts motion. (db)
October 31, 2003 Filing 576 MEMORANDUM OF LAW by Albert Fadem Trust, Bruce A. Fadem in opposition to [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) . (db)
October 31, 2003 Filing 575 DECLARATION of Michael A. Barnhill by Albert Fadem Trust, Bruce A. Fadem in support of pltffs opposition to Underwriter Related dfts motion. (db)
October 31, 2003 Filing 574 DECLARATION of Thomas E. Egler in support of Underwriter Related dfts [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) . (db)
October 31, 2003 Filing 573 MEMORANDUM OF LAW by Albert Fadem Trust, Bruce A. Fadem in opposition to [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) . (db)
October 31, 2003 Filing 572 DECLARATION of Michael A. Barnhill in support of Underwriter Related dfts [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) . (db)
October 31, 2003 Filing 570 REPLY MEMORANDUM by Citigroup Inc. in support of their "Phase One" motion to dismiss the complaint in individual actions. (jco)
October 31, 2003 Filing 569 DECLARATION of Andrew J. Ehrlich in support of the Citigroup Defendants' reply memorandum of law in further support of their "Phase One" Motion to dismiss the complaints in individual actions. (jco)
October 31, 2003 Filing 567 COMPENDIUM OF UNREPORTED AUTHORITIES by Underwriter-Related dfts. Received in night deposit box on 10/31/03 at 5:32 p.m.(db) Modified on 11/04/2003
October 31, 2003 Filing 566 REPLY MEMORANDUM in support of underwriter-related dfts [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592). Received in night deposit box on 10/31/03 at 5:32 p.m. (db) Modified on 11/04/2003
October 31, 2003 Filing 563 Joinder by Bernard J. Ebbers to join [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592). (jco)
October 31, 2003 Opinion or Order Filing 562 ORDER; that defendants Sullivan, Yates and Myers shall show cause on 11/13/03 at 9:00 a.m. at the United States Courthouse, 500 Pearl Street, in courtroom 11B why the stays should not be lifted to required them either to participate in taking any deposition noticed in either of the actions which they are defendants, or be deemed to have waived right to notice and take those depositions. It is further ordered that any party wishing to be heard with respect to the issue addressed by this order to show cause, including defendants Sullivan, Myers, and Yates, shall submit by noon on 11/10/03 a letter brief no longer than five pages their position . ( signed by Judge Denise L. Cote ) (jco) Modified on 11/04/2003
October 31, 2003 Filing 557 SEALED DOCUMENT placed in vault. (wv)
October 31, 2003 Opinion or Order Filing 556 SCHEDULING ORDER: any response to motion and joint in by the Underwriter Dfts, reset for 11/14/03 re: [551-1] motion to stay merits based deposition ; reply to response to motion reset for 11/21/03 re: [551-1] motion to stay merits based deposition; that any response to the 10/20/03 letter from Lead Plaintiff in the Securities Litigation regarding Milber Weiss Bershad Hynes & Lerach LLP is due 11/3/03 by 9:00 a.m. and any reply is due 11/4/03 by 5:00 p.m. ; that a hearing to address this issue will be held on 11/5/03 @9:30 a.m. at the U.S. Courthouse, 500 Pearl St., N.Y.C., in Courtroom 11B , that a series of conferences to address discovery issues will be held on 11/13/03, beginning at 9:00 a.m., at the U.S. Courthouse, 500 Pearl St., N.Y.C., in Courtroom 11B . ( signed by Judge Denise L. Cote ); (pl)
October 29, 2003 Filing 553 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in support of [551-1] motion to stay merits based deposition . (cd)
October 29, 2003 Filing 552 DECLARATION of Eric Goldstein by Citigroup Inc., Jack Grubman in support Re: [551-1] motion to stay merits based deposition . (cd)
October 29, 2003 Filing 551 NOTICE OF MOTION by Citigroup Inc., Jack Grubman to stay merits based deposition ; Return Date not indicated (cd)
October 29, 2003 Filing 550 CORRECTED MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in support of [544-1] motion to dismiss with prejudice the Amended Complaint in 03 cv 4990 . (cd)
October 29, 2003 Filing 549 DECLARATION of Jay Kasner in support Re: [548-1] join/joinder . (cd)
October 29, 2003 Filing 548 Joinder by the Underwriter defts to join [544-1] motion to dismiss with prejudice the Amended Complaint in 03 cv 4990 (cd)
October 28, 2003 Opinion or Order Filing 541 STIPULATION AND AGREED CONFIDENTIALITY ORDER, (This Document Relates to: All Actions) regarding procedures to be followed that shall govern the handling of confidential materials . ( signed by Judge Denise L. Cote ) (tp)
October 27, 2003 Filing 571 The Underwriter-related defendants' opposition to lead plaintiff's motion for leave to file a corrected first amended complaint. (jco)
October 27, 2003 Filing 568 DECLARATION of Steven J. Kolleeny in opposition Re: [450-1] motion for an order pursuant to FRCP 15(a) permitting lead plaintiff Alan Hevesi to file a proposed corrected first amended complaint. (jco)
October 27, 2003 Filing 565 DECLARATION of Joyce S. Huang in support of the Citigroup Defendants' Joinder in the Underwriter-related defendants' opposition to lead plaintiff's [450-1] motion for an order pursuant to FRCP 15(a) permitting lead plaintiff Alan Hevesi to file a proposed corrected first amended complaint. (jco)
October 27, 2003 Filing 564 Memorandum to Docket Clerk: Conference held before Judge Sweet on 11/3/03. Next conf. on 11/3/03. (kw)
October 27, 2003 Conference held before Judge Sweet on 11/3/03. (kw)
October 27, 2003 Filing 561 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in opposition to the motion of lead plaintiff Alan G. Hevesi, for leave to filed a corrected first amended complaint, dated 10/9/03. (jco)
October 27, 2003 Filing 560 Joinder by Bernard J. Ebbers to join [544-1] motion to dismiss with prejudice the Amended Complaint in 03 cv 4990. (jco)
October 27, 2003 Filing 547 DECLARATION of Joyce Huang by Citigroup Inc., Jack Grubman in support Re: [544-1] motion to dismiss with prejudice the Amended Complaint in 03 cv 4990 . (cd)
October 27, 2003 Filing 546 Joinder by Worldcom, Inc. to join [544-1] motion to dismiss with prejudice the Amended Complaint in 03 cv 4990 (cd)
October 27, 2003 Filing 545 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in support of [544-1] motion to dismiss with prejudice the Amended Complaint in 03 cv 4990 . (cd)
October 27, 2003 Filing 544 NOTICE OF MOTION by Citigroup Inc., Jack Grubman to dismiss with prejudice the Amended Complaint in 03 cv 4990 ; Return Date not indicated (cd)
October 27, 2003 Filing 543 MEMORANDUM OF LAW by JP Morgan Sec. Ltd., Goldman Sachs & Co. in support of [542-1] motion to dismiss the first claim for relief in the Amended Complaint in 03 cv 890 . (cd)
October 27, 2003 Filing 542 NOTICE OF MOTION by JP Morgan Sec. Ltd., Goldman Sachs & Co. et al to dismiss the first claim for relief in the Amended Complaint in 03 cv 890 ; Return Date not indicated; attached are papers in support (cd)
October 27, 2003 Opinion or Order Filing 540 ORDER; denying [414-1] motion for an order pursuant to Rule 12(b)(6) of the FRCP dismissing with prejudice Count I of the consolidated amended class action complaint for the reasons set forth in the 5/19 Opinion. ( signed by Judge Denise L. Cote ); (pl)
October 24, 2003 Filing 589 AMENDED COMPLAINT by SLS Investors, L.P., SLS Offshore Fund, Ltd., GS SLS Portfolio, LLC [this document relates to all actions [03cv7826] (Answer due 11/3/03 for Arthur Andersen, LLP, for Pacific Income Advis, for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending against SLS Investores, L.P., SLS Offshore Fund, GS SLS Portfolio; Summons issued. (jco) Modified on 11/06/2003
October 24, 2003 Opinion or Order Filing 539 OPINION and ORDER # 89249: for reasons further set forth in said opinion and order, the Rule 23(a) and (b)(3) requirements for certification of a class action have been satisfied. The pltffs' [252-1] motion to certify class is GRANTED. ( signed by Judge Denise L. Cote ) (db)
October 24, 2003 Opinion or Order Memo endorsed on motion; denying [453-1] motion for an order striking exhibits 11 and 12 to the declaration of Mark R. Rosen dated 9/25/03. ( signed by Judge Denise L. Cote ); (kw)
October 24, 2003 Opinion or Order Memo endorsed on motion; denying [396-1] motion for an order purs to FRCP 9(b) and 12(b)(6) and the Priviate Securities Litigation Reform Act, 15 U.S.C. section 78u-4(b) dismissing Counts IV, V, IX, X and XI of Lead Plaintiff's First Amended Class Action Complaint. Denied. ( signed by Judge Denise L. Cote ) (jco)
October 24, 2003 Opinion or Order Memo endorsed on motion; granting [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party . ( signed by Judge Denise L. Cote ); (kw)
October 21, 2003 Filing 588 AMENDED COMPLAINT by State of Alaska Department of Revenue and Alaska State Pension Investment Board [this document relates to 03cv6592] (Answer due 10/31/03 for Arthur Andersen, LLP, for Pacific Income Advis, for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending against State of Alaska, Alaska State Pension; Summons issued. (jco)
October 21, 2003 Filing 559 Conference held and concluded on 10/21/03. (jco)
October 21, 2003 Opinion or Order Filing 538 Memo-Endorsement on letter addressed to Judge Cote from Jay B. Kasner, dated 10/14/03. Granting defendants' request in the McMorgan & Co. v. Ebbers, et al., 03 civ. 7297 to be relieved of their obligation to respond to the McMorgan Plaintiff's 10/3/03 response to this Court's 6/11/03 Order to Show Cause . ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
October 21, 2003 Opinion or Order Filing 527 MEMORANDUM OPINION AND ORDER; The motions by the plaintiffs in 03cv6220, 03cv6221, 03cv6223, and 03cv6224 to remand their actions are denied . ( signed by Judge Denise L. Cote ) (jco)
October 21, 2003 Filing 493 Memo-Endorsement on letter addressed to Judge Cote from William S. Lerach, dated 10/15/03. Re: Counsel for plaintifffs, the State of Alaska Department of Revenue and the Alaska State Pension Investment Board, write to request an additional ten pages of briefing to respond to the arguments raised in the Underwriter-Related Defendants' "Phase One" motion to dismiss the amended complaint in 03cv6592 (DLC) ("Defs.' Brf."). Plaintiffs request that the defendants be given an additional ten pages for their reply brief as well. Graned . ( signed by Judge Denise L. Cote ) (jco)
October 20, 2003 Filing 526 MEMORANDUM OF LAW in support of [525-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 525 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv6230]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. . (jco)
October 20, 2003 Filing 524 MEMORANDUM OF LAW in support of [523-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 523 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv6228]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco)
October 20, 2003 Filing 522 MEMORANDUM OF LAW in support of [521-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco) Modified on 10/24/2003
October 20, 2003 Filing 521 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv6224]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco) Modified on 10/24/2003
October 20, 2003 Filing 520 MEMORANDUM OF LAW in support of [519-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 519 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv6223]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco)
October 20, 2003 Filing 518 MEMORANDUM OF LAW in support of [517-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 517 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv6221]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Second Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. . Return Date not indicated. (jco)
October 20, 2003 Filing 516 MEMORANDUM OF LAW in support of [515-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 515 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv6220]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. . (jco)
October 20, 2003 Filing 514 MEMORANDUM OF LAW in support of [513-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 513 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3599]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco)
October 20, 2003 Filing 512 MEMORANDUM OF LAW in support of [511-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 511 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3597]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicate. (jco)
October 20, 2003 Filing 507 MEMORANDUM OF LAW in support of [506-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco) Modified on 10/23/2003
October 20, 2003 Filing 506 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3598]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their Third Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. . (jco) Modified on 10/23/2003
October 20, 2003 Filing 505 MEMORANDUM OF LAW in support of [504-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their First Amended Complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 504 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3596]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their First Amended Complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco)
October 20, 2003 Filing 503 MEMORANDUM OF LAW in support of [502-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 502 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3595]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco)
October 20, 2003 Filing 501 MEMORANDUM OF LAW in support of [500-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 500 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3594]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco)
October 20, 2003 Filing 499 MEMORANDUM OF LAW in support of [498-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 498 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3593]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their second amended complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco) Modified on 10/23/2003
October 20, 2003 Filing 497 MEMORANDUM OF LAW in support of [496-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law. (jco)
October 20, 2003 Filing 496 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv3591]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their third amended complaint, substantially in the form as attached to the accompanying memorandum of law. leave to file . Return Date at . (jco) Modified on 10/23/2003
October 20, 2003 Filing 495 MEMORANDUM OF LAW in support of [494-1] motion for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their second amended complaint, substantially in the form as attached to the accompanying memorandum of law. (jco) Modified on 10/23/2003
October 20, 2003 Filing 494 NOTICE OF MOTION by Mississippi Individual Action Plaintiffs [03cv2840]; for an Order pursuant to F.R.C.P. 15(a) granting the plaintiffs leave to file and serve their second amended complaint, substantially in the form as attached to the accompanying memorandum of law . Return Date not indicated. (jco) Modified on 10/23/2003
October 20, 2003 Filing 492 MEMORANDUM OF LAW by Albert Fadem Trust, Bruce A. Fadem in opposition to [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592). (jco)
October 20, 2003 Filing 483 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 555 Report of Lucy P. Allen. (jco)
October 17, 2003 Filing 554 REVISED DECLARATION of Jay B. Kasner in support of underwriter-related defendants' memorandum of law in opposition to plaintiffs' motion for class certification. Exhibits Volume 1-4 attached. (jco) Modified on 10/31/2003
October 17, 2003 Filing 536 Compendium of unreported authorities cited in the underwriter-related defendants' memorandum of law in opposition to plaintiffs' motion for class certification. (jco)
October 17, 2003 Filing 535 MEMORANDUM OF LAW by Underwriter-Related defendants in opposition to [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party. (jco)
October 17, 2003 Filing 534 MEMORANDUM OF LAW in opposition to [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party. (jco)
October 17, 2003 Filing 533 SUPPLEMENTAL DECLARATION of Steven J. Kolleeny in support Re: [453-1] motion for an order striking exhibits 11 and 12 to the declaration of Mark R. Rosen dated 9/25/03. (jco)
October 17, 2003 Filing 532 REPLY MEMORANDUM by Underwriter-Related Defendants in support re: [453-1] motion for an order striking exhibits 11 and 12 to the declaration of Mark R. Rosen dated 9/25/03. (jco) Modified on 10/30/2003
October 17, 2003 Filing 531 MEMORANDUM OF LAW by Alan G. Hevesi in response to the audit committee directors' motion to dismiss count VI of the first amended class action complaint. (jco)
October 17, 2003 Filing 530 REPLY MEMORANDUM by Alan G. Hevesi in further support of his motion for class certification. (jco)
October 17, 2003 Filing 529 DECLARATION of Mark R. Rosen by Alan G. Hevesi in support in response to oppositions of defendants and in further support of his motion for class certification. Volume I of II. (jco)
October 17, 2003 Filing 528 RESPONSE by Alan G. Hevesi to oppositions or defendants and in furhter support of [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party (jco)
October 17, 2003 Filing 510 DECLARATION of Marc Falcone. (jco)
October 17, 2003 Filing 509 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in opposition to [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party. (jco)
October 17, 2003 Filing 508 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in support of [412-1] amended motion to authorize. Received in night deposit on 10/17/03 at 6:01 p.m. (jco)
October 17, 2003 Filing 480 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 479 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 478 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 477 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 476 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 475 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 474 SEALED DOCUMENT placed in vault. (wv)
October 17, 2003 Filing 473 SEALED DOCUMENT placed in vault. (wv)
October 16, 2003 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 10/16/2003. (jeh, ) Modified on 11/19/2004 (jeh, ).
October 16, 2003 Filing 558 Conference held and concluded on 10/16/03. (jco)
October 15, 2003 Filing 491 DEMAND for jury trial by Alan G. Hevesi. (jco)
October 15, 2003 Filing 467 AMENDED ANSWER to Complaint by Bernard J. Ebbers : amends [265-1] answer (yv)
October 14, 2003 Filing 490 ANSWER by Mizuho International to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco) Modified on 10/21/2003
October 14, 2003 Filing 489 ANSWER by J.P. Morgan Chase & Co. to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flow, L.L.P.) (jco) Modified on 10/21/2003
October 14, 2003 Filing 488 ANSWER by Westdeutsche to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 487 ANSWER by ABN Amro Inc. to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 486 ANSWER by UBS Warburg LLC to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flow, L.L.P.) (jco)
October 14, 2003 Filing 485 ANSWER by Utendahl Capital to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco) Modified on 10/21/2003
October 14, 2003 Filing 484 ANSWER by Lehman Brothers to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 482 ANSWER by Tokyo-Mitsubishi to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 481 ANSWER by Clifford L. Alexander Jr., Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker to the First Amended Class Action Amended Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Paul C. Curnin from the Firm: Simpson, Thacher & Barlett, LLP). (jco) Modified on 10/28/2003
October 14, 2003 Filing 472 ANSWER by BNP Paribas to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 471 ANSWER by Blaylock & Partners, L.P. to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom LLP ). (jco)
October 14, 2003 Filing 470 ANSWER by Credit Suisse First to First Amended Class Action Complaint of lead plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 469 ANSWER by Banc of America to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom LLP). (jco)
October 14, 2003 Filing 468 ANSWER by Fleet Securities to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 466 ANSWER by Deutsche Bank Sec. to First Amended Class action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 465 ANSWER by Chase Securities to First Amended Class Action Complaint of lead plainitff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 464 ANSWER by Goldman Sachs & Co. to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi. (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, LLP). (jco)
October 14, 2003 Filing 463 ANSWER to First Amended Class Action Complaint of Lead Plaintiff Alan G. Hevesi by Caboto Holding Sim (Attorney Jay B. Kasner from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.). (jco) Modified on 10/16/2003
October 14, 2003 Filing 462 ANSWER to Complaint by Citigroup Inc., Jack Grubman, Salomon Smith Barney (Attorney from the Firm: Paul, Weiss, Rifkind) . (dle)
October 14, 2003 Filing 461 ANSWER to Complaint by Arthur Anderson, LLP (Attorney Michael Moscato, Elliot Lauer, Jonathan J. Walsh from the Firm: Curtis, Mallet-Prevost) . (dle)
October 11, 2003 Filing 776 Letter addressed to Judge Denise L. Cote from William F. Johnson dated 12/9/03 re: Wilmer Cutler interview memoranda availability from Piper Rudnick. (jco, )
October 10, 2003 Filing 537 THE UNDERWRITER - RELATED DEFENDANTS' MEMORANDUM OF LAW in support of [453-1] motion for an order striking exhibits 11 and 12 to the declaration of Mark R. Rosen dated 9/25/03 . (dle)
October 10, 2003 Filing 460 DEMAND for jury trial by McMorgan & Company . (db)
October 10, 2003 Filing 459 MEMORANDUM OF LAW by Alan G. Hevesi in opposition to [412-1] amended motion to authorize . (db)
October 10, 2003 Opinion or Order Filing 458 ORDER, the Proposal set forth in the Government's letter dated 9/4/03 is adopted by the Court , production of the 10-13 boxes of documents supporting the Investigative Report shall be made by WorldCom by 10/15/03; production of interview memoranda, notes, and binders for approximately 80% of the witnesses who were interviewed by Wilmer Cutler shall be made by Wilmer Cutler by 10/15/03; interview memoranda, notes and binders for persons who are likely to be Government witnesses shall be produced at the time that material for those witnesses is produced to defendant Sullivan in connection with the Sullivan Trial pursuant to the provisions of Title 18, United States Code, Section 3500 et seq. and as further set forth in this Order . ( signed by Judge Denise L. Cote ); (yv)
October 10, 2003 Filing 457 DECLARATION of Steven J. Kolleeny in support Re: [453-1] motion for an order striking exhibits 11 and 12 to the declaration of Mark R. Rosen dated 9/25/03. (db)
October 10, 2003 Filing 456 The Citigroup dfts' SURREPLY MEMORANDUM OF LAW in opposition to lead pltffs motion for class certification. (db)
October 10, 2003 Filing 455 SURREPLY DECLARATION of Marc Falcone in opposition to pltffs motion for class certification. (db)
October 10, 2003 Filing 454 The Underwriter-Related dfts SURREPLY MEMORANDUM OF LAW in in further opposition to pltffs motion for class certification. (db)
October 10, 2003 Filing 453 NOTICE OF MOTION by The Underwriter-Related dfts for an order striking exhibits 11 and 12 to the declaration of Mark R. Rosen dated 9/25/03 . No Return Date indicated. (db)
October 10, 2003 Filing 449 SEALED DOCUMENT placed in vault. (kre)
October 10, 2003 Filing 448 SEALED DOCUMENT placed in vault. (kre)
October 10, 2003 Filing 447 SEALED DOCUMENT placed in vault. (kre)
October 9, 2003 Minute Entry for proceedings held before Judge Robert W. Sweet : Interim Pretrial Conference held on 10/9/2003. (jeh, ) Modified on 11/19/2004 (jeh, ).
October 9, 2003 Filing 451 MEMORANDUM OF LAW by Alan G. Havesi in support of [450-1] motion for an order pursuant to FRCP 15(a) permitting lead plaintiff Alan Hevesi to file a proposed corrected first amended complaint . (dle)
October 9, 2003 Filing 450 NOTICE OF MOTION by Alan G. Havesi for an order pursuant to FRCP 15(a) permitting lead plaintiff Alan Hevesi to file a proposed corrected first amended complaint . Return Date 11/10/03. (dle)
October 8, 2003 Filing 452 Certain plaintiff's RESPONSE to this Court's 6/11/03 order to show cause. (sb)
October 8, 2003 Filing 443 PETITION by Ruth Brinson; for William M. Quin II to appear pro hac vice on behalf of Ruth Brinson . No Return Date. (ae)
October 7, 2003 Filing 446 Memo-Endorsement on letter addressed to Jude Cote from John P. Coffey, dated 10/01/03; Re: Lead Plaintiffs request that the underwriter Dfts' request for a conference to revisit the Court's prior decision on this matter should be denied; there shall be no deposition of Mr Torchio at this proint in the Litigation . ( signed by Judge Denise L. Cote ); (pl)
October 7, 2003 Opinion or Order Filing 445 MEMORANDUM OPINION # 89175, that a transferred action shall have "arrived on this court's docket" for purposes of the 5/28 and 6/11 orders on the date on which the clerk of this court receives the file and the certified docket from the transferor court . ( signed by Judge Denise L. Cote ); (dle)
October 7, 2003 Filing 444 Memo-Endorsement on letter addressed to Judge Cote from Jay B. Kasner, dated 10/01/03; Re: counsel requests an extension of time until 10/17/03 to file the sur-reply papers; the request for additional time and (perhaps for additional pages is denied ; ( signed by Judge Denise L. Cote ); (djc)
October 7, 2003 Opinion or Order Filing 442 ORDER: that by 10/17/03 the Underwriter dfts, SSB dfts, and pltffs in the Securities Litigation and ERISA Litigation shall refile their papers in connection with the class certification motions so that they comply with the 3/24/03 Order. It is further Ordered that co-lead counsel for the proposed Securities Litigation class, counsel for the proposed ERISA Litigation class and counsel for the dfts in both actions shall cooperate to identify immediately any confidential information that is actually necessary and appropriate to keep from the public record at this stage of the litigation as further set forth in said order . ( signed by Judge Denise L. Cote ) (db)
October 6, 2003 Filing 441 RESPONSE Re: [262-1] order that plaintiffs in any actions that first appeared on this Court's docket after 3/2/03, and prior to 6/11/03, shall show cause by 7/3/03 shwy the Opinion issued on 3/3/03 on NYCERS's remand motion and the Opinion issues on 5/5/03 on certain Individual Actions' remand motion do not require the denial of thier motion to remand, or shall be deemed to have withdrawn their motion to remand. Any opposition to such July 3 submissions shall be due 7/18/03, any reply is due 7/25; that any plaintiff who has made a timely motion to remand in an action transferred and assigned to this Court on or after 6/11/03. shall show cause within three weeks of the action's arrival on this Court's docket why the Remand Opinions do not require the denial of their motion to remand, or shall be deemed to have withdrawn their motion to remand; the Order to Show Cause of 3/3/03 governed actions received on this Court's docket as of 3/3/03, [262-2] relief (yv)
October 6, 2003 Filing 440 Joinder by Bernard J. Ebbers to join [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) (yv)
October 3, 2003 Filing 439 MEMORANDUM OF LAW by Citigroup, Inc., Salomon Smith Barney in support of [436-1] motion to dismiss all claims against them in the Amended Complaint . (cd)
October 3, 2003 Filing 438 DECLARATION of Lauren McMIllen by Citigroup, Inc., Salomon Smith Barney in support Re: [436-1] motion to dismiss all claims against them in the Amended Complaint . (cd)
October 3, 2003 Filing 437 DECLARATION of Lauren McMillen (Vol I) by Citigroup, Inc., Salomon Smith Barney in support Re: [436-1] motion to dismiss all claims against them in the Amended Complaint . (cd)
October 3, 2003 Filing 436 NOTICE OF MOTION by Citigroup, Inc., Salomon Smith Barney to dismiss all claims against them in the Amended Complaint ; Return Date not indicated (cd)
October 3, 2003 Filing 435 Joinder by James C. Allen, Max E. Bobbitt, Francesco Galesi et al to join [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) (cd)
October 3, 2003 Filing 434 MEMORANDUM OF LAW in support of [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592); attached are unreported decisions in support (cd)
October 3, 2003 Filing 433 DECLARATION of Jay Kasner in support Re: [432-1] motion to dismiss the Amended Complaint (in 03 cv 6592) . (cd)
October 3, 2003 Filing 432 NOTICE OF MOTION, by the Underwriter-Related defts to dismiss the Amended Complaint (in 03 cv 6592) ; Return Date not indicated; attached are papers in support (cd) Modified on 10/07/2003
October 3, 2003 Filing 431 MEMORANDUM OF LAW by Arthur Anderson, LLP in support of its "phase one" motion to dismiss the amended complaint in 03cv6592 (DLC). (dle)
October 3, 2003 Filing 430 Memo-Endorsement on letter addressed to Judge Cote from Martin London, dated 9/30/03; the sur-reply shall be no longer than 15 pages, using the same font and page format as in the 8/18 brief. It remains due 10/10 at noon. ( signed by Judge Denise L. Cote ); (sac)
October 2, 2003 Filing 426 Memo-Endorsement on letter addressed to Judge Cote from Jay B. Kasner, dated 09/30/03; Re: counsel requests hat Your Honor promptly schedule a conference to require Schoengold & Sport to comply with the subpoena duces tecum served upon it in this matter; The Court will advise counsel when and if this issue becomes material to the Court's analysis ; ( signed by Judge Denise L. Cote ); Copies forwarded by chambers; (djc)
October 1, 2003 PRETRIAL CONFERENCE held before Magistrate Judge Michael H. Dolinger . (cd)
September 30, 2003 Opinion or Order Filing 427 JOINT PRETRIAL ORDER filed. ( signed by Judge Denise L. Cote ) (pl)
September 29, 2003 PRETRIAL CONFERENCE held before Magistrate Judge Michael H. Dolinger . (cd)
September 29, 2003 Opinion or Order Filing 423 ORDER; the Underwriter Defts and the SSB Defts may each submit a sur-reply of no more than 15 pages by noon on 10/10/03. ( signed by Judge Denise L. Cote ); (sac)
September 29, 2003 Opinion or Order Filing 422 ORDER; that the defts may who submitted substantive briefs in opposition to the motion, the Underwriter Defts and the SSB Defts, may each submit a sur-reply of no more than fifteen pages by noon on 10/3/03. ( signed by Judge Denise L. Cote ); (sac)
September 29, 2003 Memo endorsed on motion; granting [407-1] motion for Lauren E. Wagner to appear pro hac vice. ( signed by Judge Denise L. Cote ); (Sent to the Attorney Admissions Clerk). (kw)
September 26, 2003 Filing 425 SEALED DOCUMENT placed in vault. (wv)
September 23, 2003 Filing 424 FIRST SUPPLEMENTAL AND AMENDED COMPLAINT by Janah H. Clark, Nathan L. Clark, Arin Clark Hewes (Answer due 10/3/03 for Lehman Brothers Inc., for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Salomon Smith Barney, for JP Morgan Securities, for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Arthur Anderson, LLP ) amending [1-1] complaint ; Summons issued. (djc)
September 23, 2003 Filing 421 AMENDED COMPLAINT by Ruth Brinson, Donna R. Flynt, George T. Flyny, Breck W. Tyler amending [1-1] complaint ; Summons issued. (djc)
September 23, 2003 Opinion or Order Filing 420 ORDER; reset answer to the First Amended Complaint due for 10/14/03 for Arthur Andersen, LLP, for Pacific Income Advis, for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ; the conference to address the deposition discovery schedule originally scheduled for 10/31/03 at 2:00 p.m. will be held on 10/30/03 at 10:00 a.m. at the U.S. Courthouse, 500 Pearl St. in Courtroom 11B. ( signed by Judge Denise L. Cote ); (sac)
September 19, 2003 Filing 429 AMENDED COMPLAINT by Municipal Michigan (Answer due 9/29/03 for Arthur Andersen, LLP, for Pacific Income Advis, for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending ; Summons issued. (dle)
September 19, 2003 Filing 428 AMENDED COMPLAINT by Maine State (Answer due 10/14/03 ) amending ; Summons issued. (dle)
September 19, 2003 Filing 419 Letter filed by Jack Grubman, Citigroup, Inc. addressed to Judge Cote from Martin London, dated 09/17/03, re: informing Court that parties are serving an amended notice of motion in support of Citigroup Defendant's pending motion asking the Court to authorize an intelocutory appeal; (djc)
September 19, 2003 Filing 416 RULE 7.1 CERTIFICATE filed by UBS Warburg LLC. (db)
September 19, 2003 Filing 415 MEMORANDUM OF LAW by UBS Warburg LLC in support of [414-1] motion for an order pursuant to Rule 12(b)(6) of the FRCP dismissing with prejudice Count I of the consolidated amended class action complaint . (db)
September 19, 2003 Filing 414 NOTICE OF MOTION by UBS Warburg LLC for an order pursuant to Rule 12(b)(6) of the FRCP dismissing with prejudice Count I of the consolidated amended class action complaint . No Return Date indicated. (db)
September 18, 2003 Filing 418 Certain plaintiffs' response to this Court's June 11, 2003 Order to Show Cause; (REquest for oral argument) (djc)
September 17, 2003 Filing 412 AMENDED NOTICE OF MOTION by Jack Grubman, Citigroup, Inc., Salomon Smith Barney (nka Citigroup Global markets Inc. to authorize . No Return Date indicated. (Amending: [360-1] cross motion for an order purs. to 28 1292(b), authorizing an interlocutory appeal from the Court's Order denying the Citigroup defendants' motion to dismiss.) (db)
September 17, 2003 Filing 411 Letter filed by lead plntf NYS Common Retirement Fund addressed to Judge Cote from John Coffey, dated 9/11/03, re: status of merits discovery. (cd)
September 16, 2003 Filing 413 Memo-Endorsement on letter addressed to Judge Cote from Jeffrey W. Golan, dated 9/12/03. Granting lead plaintiff's request for leave to file a rply brief not to exceed 120 pages . ( signed by Judge Denise L. Cote ); (kw)
September 15, 2003 Filing 406 AFFIDAVIT of Michael A. Hanin by Arthur Anderson, LLP in support of motion to compel production of documents by third party Wilmer Cutler & Pickering. (db)
September 15, 2003 Opinion or Order Filing 405 ORDER; the obligation of defendant Bernard J. Ebbers to respond to any interrogatories served upon him is stayed until January 15, 2004 ; the request of IQ Holdiings, plaintiff in the Individual Action captioned iQ Holdings, Inc. v. Arthur Andersen LLP et al., NO. 93 cv 1785, for discovery regarding net worth is denied without prejudice to renewal. The request of plaintiff in the Mississippi Actions for net worth disvovery is denied for failure to comply with this Court's order of May 28, 2003. The obligation of of Schoengold & Sporn, P.C. to produce document in response to the subpoena duces tecum served by the Underwirter Defendants is stayed pending further order of this Court ; a conference with Lead Plaintiff and co-lead counsel in the Securities Litig. to address the need for additional law firms to assist Co-Lead counsel will be held on September 22, 2003 at 9:00 a.m at the United States Courthouse, 500 Pearl Street, NY, NY in Courtroom 11B; a conference to address the schedule for the proposed motion practice in certain individual actions will be held on 09/22/03 at 10:00 a.m. at the United States Courthouse, 500 Pearl Street, NY, NY in Courtroom 11B; a conference to address the deposition discovery schedule will be held on 10/31/03 at 2:00 p.m.. at the United States Courthouse, 500 Pearl Street, NY, NY ; ( signed by Judge Denise L. Cote ); (djc)
September 15, 2003 Opinion or Order Filing 404 ORDER; the motion for remand is deemed withdrawn ; ( signed by Judge Denise L. Cote ); (djc)
September 12, 2003 Filing 407 NOTICE OF MOTION by Public Employees, State Teachers, School Employees Rt., Ohio Police & Fire, Ohio State Highway, Ohio Bureau of Worke, Cincinnati Retiremen for Lauren E. Wagner to appear pro hac vice ; Return Date not indicated; Attached is affidavit in support. (djc) Modified on 09/19/2003
September 11, 2003 Opinion or Order Filing 398 ORDER; granting [388-1] motion for an order granting leave to withdraw as counsel for plaintiff Pacific Income Advisers pursuant to Local Civil Rule 1.4. ( signed by Judge Denise L. Cote ); (sac)
September 11, 2003 Memo endorsed on motion; for Martin, Tate, Morrow & Marston to withdraw as attorney (Terminated attorney Robert V. Cornish Jr. for Pacific Income Advis. Granted. Appendix of unreported authorities cited in the worldcom directors' opposition attached. ( signed by Judge Denise L. Cote ) (jco) Modified on 09/12/2003
September 9, 2003 Filing 417 SECOND SUPPLEMENTAL AMENDED COMPLAINT by Daryl W. Abrams, Bernard W. Hill (Answer due 9/19/03 for Bernard J. Ebbers, for Scott D. Sullivan, for John W. Sidgmore, for Clifford L. Alexander Jr., for James C. Allen, for Carl J. Aycock, for Max E. Bobbitt, for Francesco Galesi, for Stiles A. Kellett, for Gordon S. Maclin, for John A. Porter, for Bert C. Roberts Jr., for Lawrence C. Tucker, for Juan Villalonga, for David F. Myers, for Buford Yates Jr., for Betty L. Vinson, for Troy M. Normand, for J.P. Morgan Chase, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for Citigroup Inc., for Jack Grubman, for Bank Securities, for Bank of America, for Deutsche Bank AG, for Deutsche Bank Sec., for Alex.Brown Inc., for ABN Amro Incorp., for Lehman Holdings Inc., for Chase Securities, for Blaylock, for Goldman Sachs & Co., for Credit Suisse First, for UBS Warburg LLC ) amending [1-1] complaint against Arthur Andersen, LLP. Summons issued. (djc)
September 9, 2003 Filing 410 Second Supplemental AMENDED COMPLAINT by Ralph Arnold Smith Jr., Walter David Smith, Kimmie Tommay Smith, Alexandra Motoko Smith, Jane Smith, Mercedes Randolph Smith (Answer due 9/19/03 for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Lehman Brothers Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Chase Securities, for Jack Grubman, for Alex.Brown Inc., for Arthur Anderson, LLP ) amending [1-1] complaint ; Summons issued. (djc)
September 9, 2003 Filing 409 SECOND SUPPLEMENTAL AMENDED COMPLAINT by Cathy G. Franck, Walker Franck, Courtney C. Franck, Harold R. Gary, Jetty P. Gary, Melinda M. McBride, Steve M. McBride, Kimberly A. McBride, Marcus B. McBride, Ruth C.G. Trull, Paxton Ray Trull (Answer due 9/19/03 for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Juan Villalonga, for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Clifford L. Alexander Jr., for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen ) amending [1-1] complaint . Summons issued. (djc)
September 9, 2003 Filing 408 SECOND AMENDED COMPLAINT by Dallas Little, Betty L. Magee, Wayne Magee, Wayne L. Matthews, Kristi McLaurn, Samuel McLaurin (Answer due 9/19/03 for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Lehman Brothers Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Chase Securities, for Jack Grubman, for Alex.Brown Inc., for Deutsche Bank AG, for Arthur Anderson, LLP ) amending [1-1] complaint . Summons issued. (djc)
September 8, 2003 Filing 402 MEMORANDUM OF LAW of The Worldcom Director's in opposition to plaintiffs' motions to show cause why the Court's March 3 and May 5, 2003 remand opinions do not require denial of their pending motions to remand. (jco)
September 8, 2003 Filing 401 DECLARATION of Paul C. Curnin in support of the worldcom directors; opposition to plaintiffs' motions to show cause why this court's March 3 and May 5, 2003 remand opinions do not require denial of their pending motions to remand. (jco)
September 8, 2003 Filing 393 Joinder by Bernard J. Ebbers to join the Worldcom directors' opposition to plaintiffs' remand motions. (dle)
September 8, 2003 Filing 392 The Underwriter-Related defendants' memorandum of law in opposition to Mississippi plaintiff's motions to show cause why this court's March 3 and 5, 2003 remand opinions do not require denial of their pending motions to remand (dle)
September 8, 2003 Filing 391 DECLARATION of Joyce S. Huang by Citigroup Inc., Jack Grubman in support Re: [390-1] opposition memorandum. (Rec. in the night deposit box). (kw)
September 8, 2003 Filing 390 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman in opposition to [379-1] motion for an order to show cause why this court's March 3 and 5, 2003 remand opinions do not require denial of their pending motions to remand for the reasons set forth on this motion. (Rec. in the night deposit box). (kw)
September 5, 2003 Filing 805 APPENDIX to 403 Motion to Dismiss. Document filed by James C. Allen, Judith Areen, Max E. Bobbitt, Francesco Galesi. (db, ) Modified on 1/3/2004 (db, ). Received in night deposit box on 9/5/03 at 6:57 p.m.
September 5, 2003 Filing 403 NOTICE OF MOTION by James C. Allen, Judith Areen, Max E. Bobbitt, and Francesco Galesi, for an order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b), dismissing Count VI of plaintiffs' First Amended Class Action Complaint . No Return Date. Annexed Declartion of Paul C. Curnin. Rec. in the night deposit. (kw) Modified on 09/16/2003
September 5, 2003 Filing 399 Letter filed addressed to Judge Denise L. Cote from Melinda Hardy, dated 9/4/03, re: motion to compel. (dle)
September 5, 2003 Filing 397 MEMORANDUM OF LAW by Citigroup Inc., Jack Grubman, Salomon Smith Barney in support of their motion to dismiss teh first amended class action complaint; (djc)
September 5, 2003 Filing 396 NOTICE OF MOTION by Citigroup Inc., Jack Grubman, Salomon Smith Barney for an order purs to FRCP 9(b) and 12(b)(6) and the Priviate Securities Litigation Reform Act, 15 U.S.C. section 78u-4(b) dismissing Counts IV, V, IX, X and XI of Lead Plaintiff's First Amended Class Action Complaint ; Return Date not indicated; Attached is Declaration of Eric S. Goldstein. (djc)
September 5, 2003 Filing 395 DECLARATION of Paul C. Curnin in support of The Audit Committed Directors' Motion to Dismiss Count VI of the First Amended Class Action Complaint. (djc)
September 5, 2003 Filing 394 MEMORANDUM OF LAW in support of the Audit Committee Directors' Motion to Dismiss Count VI of the First Amended Class Action Complaint. (djc)
September 5, 2003 Opinion or Order Filing 389 Memo-Endorsement on letter addressed to Judge Cote from Jeffrey W. Golan, dated 9/3/03; counsel for Lead Pltff N.Y.S. Commom Retirement Fund seek an Order from the Court for the following information sought in Pltffs' letter of 8/29 to the underwriter-Related Defts: to be produced promptly by Underwriter Defts. ( signed by Judge Denise L. Cote ); Copies mailed by Chamber (sac) Modified on 09/09/2003
September 5, 2003 Opinion or Order Filing 387 SCHEDULING ORDER: That any opposition to the motion be served and filed on or before 9/15/03; that any replies in support of the motion be served and filed on or before 9/22/03. So Ordered. ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (jco)
September 5, 2003 Opinion or Order Filing 386 STIPULATION and ORDER, UBS shall serve on counsel for plaintiffs its motion to dismiss the consolidated amended class action complaint by hand on or before 9/19/03; plaintiffs shall serve on counsel for UBS its opposition to UBS's motion to dismiss the complaint by hand on or before 10/17/03 . ( signed by Judge Denise L. Cote ) (yv)
September 5, 2003 Opinion or Order Filing 385 ORDER, denying motion for reconsideration of [350-1] order the motion for certification is deemed withdrawn without prejudice to its renewal following completion of the litigation on the pending writ of mandamus, [350-2] relief . ( signed by Judge Denise L. Cote ); (yv)
September 3, 2003 Filing 383 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 7/30/03. (df)
September 3, 2003 Filing 382 Transcript of record of proceedings before Magistrate Judge Michael H. Dolinger for the date(s) of 7/11/03. (df)
September 2, 2003 Filing 388 NOTICE OF MOTION by Martin, Tate, Morrow for an order granting leave to withdraw as counsel for plaintiff Pacific Income Advisers pursuant to Local Civil Rule 1.4 . Return Date not indicated. (dle)
September 2, 2003 Filing 384 AFFIDAVIT OF SERVICE of Complaint filed in NYS Supreme Court under Index #03/600402. (sac)
August 29, 2003 Opinion or Order Filing 378 SCHEDULING ORDER: any opposition to defendant Arthur Andersen LLP's motion to compel production of documents by third party Wilmer Cutler & Pickering shall be served and filed by 9/4/03; any replies in support of the motion shall be served and filed by 9/11/03. ( signed by Judge Denise L. Cote ); (kw)
August 28, 2003 Filing 381 Memo endorsed on motion by the Firm of Coburn & Schertler, LLP; granting requests for leave to withdraw as cousnel for Dft'. Bufore Yates . ( signed by Judge Denise L. Cote ); (pl)
August 28, 2003 Filing 380 Memo-Endorsement on letter addressed to Judge Cote from Mark R. Rosen, dated 8/25/03; granting Lead Plaintiff the New York Common Retirement Fund and Co-Lead Counsel, Bernstein Litowitz Berger & Grossman, for an extension of time for the filing of plaintiffs reply to dft's opposition to plaintiff's motion for class certification, as well as plaintiffs' response to the motion of the Citygroup Defendants to authorize an interlocutory appeal of Your Honor's 5/19/03 decision denying their motion to dismis . ( signed by Judge Denise L. Cote ); (pl)
August 27, 2003 Filing 377 NOTICE of WITHDRAWAL OF COUNSEL by Pacific Income Advis; The law firm of Martin, Tate, Morrow & Marston, P.C., David Wade and Shea S. Wellford hereby w/draw their appearance as counsel on behalf of the individual plaintiff, Pacific Income Advisers, Inc. , in Case No. 02 cv 8235, pending in this Court. (This Document Relates to: All Actions) (ae) Modified on 09/02/2003
August 27, 2003 Filing 376 NOTICE of attorney appearance and Request for Service of Notices and Documents for Pacific Income Advis by Robert V. Cornish Jr. (This Document Relates to: All Actions) (ae)
August 26, 2003 Filing 379 NOTICE OF MOTION by Albert Fadem Trust, Bruce A. Fadem, H. Carl McCall, Michael Bamdis, Brian Barry, Beverly Schreck, Seymour Schreck, David Crum, David Kramer, Steven Brakl, Davon Group, LTD., Robin Hodes Jacobs, Shereen Beydoun, Eric Edwards, Forrest Stephens, Maurice Brodsky, Above Paradise, Ronnie Ribnick, The Robert D. Jaffee, Gary Ginsburg, Jeffrey R. Appelbaum, Robert Weiss, Municipal Police, HGK Asset Management, IQ Holdings, Inc., Minnesota State, Maryland-National, Board of Trustees, Alameda County, Alameda-Contra, City of South San, Contra Costa County, Imperial County, Mendocino County, Oakland Fire System, Sacramento County, Sacramento Regional, Sacramento Salaried, San Bernardino, San Diego County, San Diego City, San Francisco City, Sonoma County, Tulare County, Ventura County, Maintenance Employee, IBEW Local 683, IBEW Local 683 Profi, Plumbers & Steamfitt, Pension Fund 277, Operative Plasterers, UFCW Local Unions, Plumbers and Pipefit, Sheet Metal Workers, IBEW Local 246, Heavy & General, Teamsters Local 408, United Food & Comm., Bryan Polak, Jean Colarik, James B. Jerele, Thomas H. Robertson, United Food & Comm., Joel D Davis, John Iaderosa, James B. Jerele, Robert W. Grauvogl, United Food & Commer, Steve Albrecht, John Halkias, Louis J. Maholic, United Food & Commer, Richard Ryland, Michael A. Krzys, Montana Board of Inv, West Virginia Invest, Washington State, California Public, California State, The Los Angeles, Directors Guild of, Motion Picture Indus, Motion Picture Indiv, Screen Actors Guild, Producer-Writers, Writers' Guild-Indus, Iatse Local #33, Air Conditioning &, Sheetmetal Workers, Railways Pension, Roscoe Wallace, Grace Weinstein, Public Employees, State Teachers, School Employees Rt., Ohio Police & Fire, Ohio State Highway, Ohio Bureau of Worke, Cincinnati Retiremen, Trustees of Illinois for an order to show cause why this court's March 3 and 5, 2003 remand opinions do not require denial of their pending motions to remand for the reasons set forth on this motion . No Return Date. (sb)
August 26, 2003 Opinion or Order Memo endorsed on motion; That the Court is granting the [365-1] motion for an Order admitting Mark R. Rosen to the bar of this Court pro hac vice, for the purpose of representing lead plaintiff the class in the proceeding. ( signed by Judge Denise L. Cote ). FORWARDED DOCUMENT TO ATTORNEY ADMISSIONS CLERK. (tp)
August 22, 2003 Filing 400 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT by H. Carl McCall, HGK Asset Management (Answer due 9/1/03 for Pacific Income Advis, for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Jr., for Scott D. Sullivan, for John W. Sidmore, for J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending ; Summons issued. (sb)
August 19, 2003 Filing 370 Joinder by Scott D. Sullivan to join in the motions submitted by defendants Arthur Andersen LLP and Bernard J. Ebbers to compel disclosure of documents by Wilmer Cutler & Pickering in response to Andersen's subpoena dated 6/18/03. (sb)
August 19, 2003 Filing 369 Joinder by Clifford L. Alexander Jr., Judith C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett Jr., Gordon S. Macklin, John A. Portor, Bert C. Roberts Jr., Lawrence C. Tucker, John W. Sidmore to join in Underwriter-related defendants' memorandum of law in opposition to plaintiffs' motion for class certification. (sb)
August 19, 2003 Filing 363 Memo-Endorsement on letter addressed to Judge Cote from Steven B. Singer, dated 8/12/03; granting defendants requests for leave to file 150 page submission in opposition to the motion for class certification . ( signed by Judge Denise L. Cote ); (pl)
August 19, 2003 Opinion or Order Filing 359 STIPULATION and ORDER; reset answer to the complaint due for 9/30/03 for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, Judith C. Allen, for Clifford L. Alexander Jr., for Scott Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. , that in the event any of the defendants move to dismiss the Amended Complaint, the time for filing of any such motions shall be extended from 8/29/03 until 9/5/03 . ( signed by Judge Denise L. Cote ) (pl)
August 18, 2003 Filing 372 Joinder by Bernard J. Ebbers to join defendants' opposition to class certification (yv)
August 18, 2003 Filing 371 Joinder by Bernard J. Ebbers to join Arthur Andersen LLP's motion to compel disclosure of documents from Wilmer, Cutler & Pickering (yv)
August 18, 2003 Filing 367 DECLARATION of David Wertheimer (this document relates to ALL ACTIONS) by Bernard J. Ebbers in support of Bernard J. Ebbers [364-1] join/joinder in Arthur Andersen LLP's motion to compel disclosure of documents from Wilmer, Cutler & Pickering. Volume II (Declaration and Exhibits B to Y). (tp)
August 18, 2003 Filing 366 DECLARATION of David Wertheimer (this document relates to ALL ACTIONS) by Bernard J. Ebbers in support of Bernard J. Ebbers [364-1] join/joinder in Arthur Andersen LLP's motion to compel disclosure of documents from Wilmer, Cutler & Pickering. Volume I (Declaration and Exhibit A). (tp)
August 18, 2003 Filing 365 NOTICE OF MOTION by Alan G. Havesi for an Order admitting Mark R. Rosen to the bar of this Court pro hac vice, for the purpose of representing lead plaintiff and the class in the proceeding . Return Date not indicated. Declaration of John P. Coffey in support and proposed Order attached. (yv)
August 18, 2003 Filing 364 Joinder by Scott D. Sullivan to join in the motions submitted by Arthur Andersen LLP and Bernard J. Ebbers to compel production by Wilmer Cutler & Pickering. (dle)
August 18, 2003 Filing 362 DECLARATION of Dr. Robert Comment by Citigroup Inc., Jack Grubman in opposition to [252-1] motion for an order to certify class purs. to Rule 23 of the FRCP. (sb)
August 18, 2003 Filing 361 DECLARATION of Lauren A. McMillen by Citigroup Inc., Jack Grubman in opposition to [252-1] motion for an order to certify class purs. to Rule 23 of the FRCP. Volume II attached. (sb)
August 18, 2003 Filing 360 NOTICE OF CROSS-MOTION by Citigroup Inc., Citigroup Global Markets Inc. and Jack Grubman for an order purs. to 28 USC 1292(b), authorizing an interlocutory appeal from the Court's Order denying the Citigroup defendants' motion to dismiss . No Return Date. (sb)
August 18, 2003 Filing 357 SEALED DOCUMENT placed in vault. (wv)
August 18, 2003 Filing 356 SEALED DOCUMENT placed in vault. (wv)
August 18, 2003 Filing 355 SEALED DOCUMENT placed in vault. (wv)
August 18, 2003 Filing 354 SEALED DOCUMENT placed in vault. (wv)
August 18, 2003 Filing 353 SEALED DOCUMENT placed in vault. (wv)
August 18, 2003 Filing 352 SEALED DOCUMENT placed in vault. (wv)
August 18, 2003 Filing 351 SEALED DOCUMENT placed in vault. (wv)
August 14, 2003 Filing 373 fld Interested Pension Funds' Request for the Court to reconsider its 8/11/03 order withdrawing without prejudice the motion for interlocutory certification of the court's 5/5/03 and 5/20/03 orders . (cd)
August 14, 2003 Opinion or Order Filing 358 MEMORANDUM OPINION # 88901, denying [335-1] motion for reconsideration of [329-1] order the pending remand motions in the eight Mississippi actions, Nos. 03cv2840, 03cv3591, 03cv3593, 03cv3594, 03cv3595, 03cv3597, 03cv3598 and 03cv3599, are DENIED. In the event that other actions originally filed in Mississippi make motions for remand that are granted by this Court, these eight actions shall have an opportunity at that time to show that they also should be remanded on the same grounds. So Ordered. ( signed by Judge Denise L. Cote ) (jco)
August 14, 2003 Opinion or Order Memo endorsed on motion; withdrawing, by order of 8/11/03, [244-1] motion for an Order pursuant Rule 60 of the FRCP and 28 U.S.C. 1292(b), to amend the Court's orders dated 5/5/03 and 5/20/03, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and to certify the Remand Orders for interlocutory appeal to the USCA for the Second Circuit. ( signed by Judge Denise L. Cote ); (kw)
August 12, 2003 Opinion or Order Memo endorsed on motion; granting [136-1] motion for an Order admitting R. David Kaufman, M. Patrick McDowell to appear pro hac vice. Granted. ( signed by Judge Denise L. Cote ); Forwarded to attorney admissions clerk. (jco)
August 12, 2003 Opinion or Order Filing 350 ORDER, the motion for certification is deemed withdrawn without prejudice to its renewal following completion of the litigation on the pending writ of mandamus ( signed by Judge Denise L. Cote ); (cd)
August 8, 2003 Opinion or Order Filing 349 ORDER, denying SSB defts request for an additional Rule 30(b)(6) deposition of NYSCRF, assistance in scheudling third party depositions, and/or a two week extension of the schedule for their opposition to plntfs' class certification motion ( signed by Judge Denise L. Cote ); (cd)
August 4, 2003 Filing 348 NOTICE of CONSOLIDATION ORDER by Worldcom, Inc. That attached to this notice is a copy of the Court's 5/28/03 consolidation order. This document relates to 03cv4500. (db)
August 4, 2003 Filing 347 NOTICE of CONSOLIDATION ORDER by Worldcom, Inc. Original document filed in 02cv3288 (DLC), Doc # 346. This document relates to 03cv4499. (db)
August 4, 2003 Filing 346 NOTICE of CONSOLIDATION ORDER by Worldcom, Inc. That attached to this notice is a copy of the Court's 5/28/03 consolidation order. This Document Relates to 03cv4498. (db)
August 4, 2003 Filing 345 NOTICE of CONSOLIDAITON ORDER by Worldcom, Inc. That attached to this notice is a copy of the Court's 5/28/03 consolidation order.This document relates to 03cv4489, 03cv4491, 03cv4492, 03cv4493, 03cv4494, 03cv4495, 03cv4496 and 03cv4497. (db)
August 4, 2003 Filing 344 NOTICE of CONSOLIDATION ORDER by Worldcom, Inc. That attached to this notice is a copy of the Court's 5/28/03 consolidation order. This document relates to 03cv2840, 03cv3591, 03cv3593, 03cv3594, 03cv3595, 03cv3596, 03cv3597, 03cv3598 and 03cv3599. (db)
August 1, 2003 Filing 343 FIRST AMENDED COMPLAINT of Lead Plaintiff Alan G. Havesi, Comptroller of the State of New York, as Administrative Head of the New York State and Local Retirement Systems and as Trustee of the New York State Common Retirement Fund, on behalf of the purchasers and acquirers of all Worldcom, Inc. publicity traded securities (Answer due 8/11/03 for Robertson Intl. Ltd., for Goldman Sachs Group, for Credit Suisse Group, for Lehman Brothers Inc., for Lehman Holdings Inc., for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending [56-1] complaint ; Summons issued. Received in the night deposit box on 8/1/03 at 11:48 p.m. (sb)
July 31, 2003 Opinion or Order Filing 341 SCHEDULING ORDER: That any motion to compel the production of documents in the possession of Wilmer, Cutler & Pickering is due 8/15/03; Any opposition to the motion is due 8/29/03; Defendants shall have until 8/29/03 to answer, move or otherwise respond to the Amended Consolidated Class Action Complaint which is to be filed on 8/1/03 pursuant to this Court's Order dated 7/21/03. ( signed by Judge Denise L. Cote ). (tp)
July 31, 2003 Filing 340 Letter filed by Scott D. Sullivan addressed to Judge Cote from Irvin B. Nathan, dated 7/30/03, re: Response to Government's 7/29/03 letter. (sb)
July 30, 2003 Opinion or Order Filing 338 ORDER, discovery disputes regarding documents in the possession of Wilmer, Cutler & Pickering shall be addressed at the conference in the In re Worldcom, Inc. Securities Litigation on 7/30/03 at 3:00 p.m. at the U.S. Courthouse, 500 Pearl Street, New York, NY, in Courtroom 11B . ( signed by Judge Denise L. Cote ); (yv)
July 30, 2003 Filing 337 STIPULATION, that the time for UBS AG to respond to any discovery interposed by the GOALs plntfs is extended to 8/21/03, as further set forth in this document ( signed by Judge Denise L. Cote ) (cd)
July 30, 2003 Filing 336 MEMORANDUM OF LAW in support of [335-1] motion for reconsideration of [329-1] order the pending remand motions in the eight Mississippi actions, Nos. 03cv2840, 03cv3591, 03cv3593, 03cv3594, 03cv3595, 03cv3597, 03cv3598 and 03cv3599, are DENIED . (cd)
July 30, 2003 Filing 335 NOTICE OF MOTION for reconsideration of [329-1] order the pending remand motions in the eight Mississippi actions, Nos. 03cv2840, 03cv3591, 03cv3593, 03cv3594, 03cv3595, 03cv3597, 03cv3598 and 03cv3599, are DENIED . Return Date 6/23/03 at 0:00. (cd)
July 28, 2003 Filing 334 THE WORLDCOM DIRECTORS' RESPONSE by Judith C. Allen, Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert Roberts Jr., John W. Sidgmore, Scott D. Sullivan, Lawrence C. Tucker, Max E. Bobbitt, Francesco Galesi, Juan Villalonga re: to the notice of recent authority in further support of motion for interlocutory certification of the Court's 5/5/03 and 5/20/03 orders. Received in nigth deposit box on 7/28/03 at 5:04 p.m. (db) Modified on 07/31/2003
July 25, 2003 Filing 342 DEMAND for jury trial by Trustees of Illinois . (db)
July 25, 2003 Filing 333 AMENDED COMPLAINT FOR VIOLATION OF THE SECURIIES ACT of 1933 by Maintenance Employee. This Document Relates to: Maintenance Employees Teamsters Local 416 Pension Fund, et al. vs. Bernard J. Ebbers, et al., No. 03cv4500 (DLC) (Answer due 8/4/03 for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending ; Summons issued. Jury Demand. (sb)
July 25, 2003 Filing 332 CORRECTED AMENDED COMPLAINT FOR VIOLATION OF THE SEC Act of 1933, by H. Carl McCall; Summons issued. (cd)
July 24, 2003 Opinion or Order Filing 331 ORDER: that Wallace (03cv2481) is governed by the Securities Litigation Consolidation Orders, including the 5/28/03 Order. That Wallace (03cv2841) is consolidated for pretrial purpose with the Securities class actions governed by the 5/28/03 Order , that the motion practice addressed to the issues unique to the Wallace action, including the applicationof the Securities Litigation Uniforms Standards Act of 1998 to its claims, may be brought at the close of discovery . ( signed by Judge Denise L. Cote ) (db)
July 24, 2003 Opinion or Order Filing 330 MEMORANDUM OPINION AND ORDER # 88798: the 7/3/03 renewed request by Milberg Weiss for remand of the six actions (listed in said order) brought on behalf of twenty pension funds is DENIED . ( signed by Judge Denise L. Cote ) (db)
July 24, 2003 Opinion or Order Filing 329 MEMORANDUM OPINION AND ORDER # 88797: the pending remand motions in the eigh Mississippi actions, Nos. 03cv2840, 03cv3591, 03cv3593, 03cv3594, 03cv3595, 03cv3597, 03cv3598 and 03cv3599, are DENIED . ( signed by Judge Denise L. Cote ) (db)
July 24, 2003 Filing 328 CORRECTED AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 by Board of Trustees (Answer due 8/4/03 for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending [305-1] amended complaint ; Summons issued. (sb)
July 23, 2003 Filing 327 NOTICE of recent authority in further support of motion for interlocutory certification of the court's May 5, 2003 and May 20, 2003 orders. (dle)
July 22, 2003 Opinion or Order Filing 324 ORDER, (this document relates to All Actions) that the amended complaint shall be filed by 8/1/03; Any opposition to the motion for class certification is due 8/15/03; Any reply is due 8/29/03 . ( signed by Judge Denise L. Cote ). (tp)
July 22, 2003 Opinion or Order Filing 323 ORDER, (this case relates to All Actions) that the reference to Magistrate Judge Dolinger for General Pretrial dated 6/27/03 is withdrawn . ( signed by Judge Denise L. Cote ). (tp)
July 22, 2003 CASE NO LONGER REFERRED TO Magistrate Judge Michael H. Dolinger. (tp)
July 18, 2003 Filing 375 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 6/26/03. (tr)
July 18, 2003 Filing 374 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 5/21/03. (df)
July 18, 2003 Filing 368 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 5/16/03. (rag)
July 18, 2003 Filing 314 DECLARATION of Paul C. Curnin by James C. Allen, Max E. Bobbitt, Judith Areen, Stiles A. Kellett, John W. Sidgmore in support Re: [313-1] motion response. Received in night deposit box on 7/18/03 at 6:46 p.m. (yv)
July 18, 2003 Filing 313 RESPONSE by James C. Allen, Max E. Bobbitt, Judith Areen, Stiles A. Kellett, John W. Sidgmore to plaintiffs' motions to show cause why this Court's March 3 and 5/5/03 remand opinions do not require denial of their pending motions to remand. Received in night deposit box on 7/18/03 at 6:46 p.m. Appendix of unreported authorities cited attached. (yv) Modified on 07/22/2003
July 18, 2003 Filing 312 DECLARATION of Andrew J. Ehrlich by Salomon Smith Barney, Citigroup Inc., Jack Grubman in support Re: [311-1] opposition memorandum. Received in night deposit box on 7/18/03 at 5:35 p.m. (yv)
July 18, 2003 Filing 311 MEMORANDUM OF LAW by Salomon Smith Barney, Citigroup Inc., Jack Grubman in opposition to plaintiffs' motion to show cause why this Court's March 3 and 5, 2003 remand opinions do not require denial of their pending motion to remand. Received in night deposit box on 7/18/03 at 5:35 p.m. (yv)
July 18, 2003 Filing 309 MEMORANDUM OF LAW by the Underwriter-Related defendants in opposition to Mississippi plaintiffs' motions to show cause why this Court's 3/3/03 and 5/5/03 remand opinions do not require denial of their pending motions to remand. (sb)
July 18, 2003 Filing 308 MEMORANDUM OF LAW by Bernard J. Ebbers in opposition to plaintiffs' motions to show cause why this Court's 3/3/03 and 5/5/03 remand opinions do not require denial of their pending motions to remand. (sb)
July 14, 2003 Filing 322 ANSWER to Complaint by Arthur Anderson, LLP (Attorney Elliot Lauer, Michael Moscato, Jonathan J. Walsh from the Firm: Curtis, Mallet-Prevost, Colt & Mosle LLP). (ae)
July 14, 2003 Filing 302 Memorandum to Docket Clerk: PRETRIAL CONFERENCE held on 7/14/03 before Magistrate Judge Michael H. Dolinger .. (yv)
July 14, 2003 Opinion or Order Filing 299 ORDER, that a conference shall be held on 7/14/03, at 9:00 a.m. at the U.S. Courthouse, 500 Pearl Street, New York, NY in Courtroom 17D . ( signed by Magistrate Judge Michael H. Dolinger ). (tp)
July 14, 2003 PRETRIAL CONFERENCE held before Magistrate Judge Michael H. Dolinger . (yv)
July 11, 2003 Filing 339 AMENDED COMPLAINT (This Document Relates to: 03 cv 338 (DLC)) by Public Employees, State Teachers, School Employees Rt., Ohio Police & Fire, Ohio State Highway, Ohio Bureau of Worke, Cincinnati Retiremen amending [1-1] complaint; Summons issued. (Filed in the night deposit on 7/11/03 at 11:12 p.m.) (ae)
July 11, 2003 Filing 326 AMENDED COMPLAINT by Railways Pension (Answer due 7/21/03 for Nationsbanc Montgome, for Alex.Brown Inc., for Deutsche Banc, for Deutsche Bank AG, for ABN Amro Incorp., for Bank Securities, for Bank of America, for J.P. Morgan Chase, for J.P. Morgan, for Salomon Smith Barney, for Citigroup, Inc., for Juan Villalonga, for Lawrence C. Tucker, for Bert C. Roberts Jr., for Bert C. Roberts Jr., for John A. Portor, for Gordon S. Macklin, for Stiles A. Kellett Jr., for Francesco Galesi, for Max E. Bobbitt, for Carl J. Aycock, for Judith Areen, for James C. Allen, for Clifford Alexander Jr., for Scott D. Sullivan, for John W. Sidmore, for Bernard J. Ebbers, for Fleet Securities, for Mizuho International, for Caboto-Gruppo, for Caboto Holding Sim, for BNP Paribas, for Westdeutsche, for Tokyo-Mitsubishi, for Utendahl Capital, for Deutsche Bank AG, for ABN Amro Inc., for Troy M. Normand, for Betty L. Vinson, for Buford Yates Jr., for David F. Myers, for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., for Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending ; Summons issued. (djc)
July 11, 2003 Filing 325 DEMAND for jury trial . (djc)
July 11, 2003 Filing 321 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates No. 03 cv 891 (DLC)) by Screen Actors Guild, Producer-Writers, Writers' Guild-Indus, Iatse Local #33, Air Conditioning &, Sheetmetal Workers amending [1-1] complaint; Summons issued; Jury Trial Demand. (ae) Modified on 07/23/2003
July 11, 2003 Filing 320 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to: 03 cv 167 (DLC) by California Public, California State, The Los Angeles amending [1-1] complaint ; Summons issued; Jury Trial Demanded. (ae)
July 11, 2003 Filing 319 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to: 03 cv 892 (DLC) by Washington State amending [1-1] complaint ; Summons issued; Jury Trial Demanded. (ae)
July 11, 2003 Filing 318 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to: 03 cv 171 (DLC) by West Virginia Invest amending [1-1] complaint ; Summons issued; Jury Trial Demanded. (ae)
July 11, 2003 Filing 317 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to 03 cv 1284 (DLC) by Montana Board of Inv amending [1-1] complaint ; Summons issued; Jury Trial Demanded. (ae)
July 11, 2003 Filing 316 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to: 03 cv 337) by United Food & Comm., Bryan Polak, Jean Colarik, James B. Jerele, Thomas H. Robertson, United Food Comm., Joel D Davis, John Iaderosa, James B. Jerele, Robert W. Grauvogl, United Food & Commer, Steve Albrecht, John Halkias, Louis J. Maholic, United Food & Commer, Richard Ryland, Michael A. Krzys amending [1-1] complaint; summons issued; Jury Trial Demanded. (ae)
July 11, 2003 Filing 315 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to: 03 cv 3860 (DLC) by Heavy & General, Teamsters Local 408 amending [1-1] complaint against Bernard J. Ebbers, John W. Sidgmore, Scott D. Sullivan, Clifford Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A Porter, Bert C. Roberts, Jr., Lawrence C. Tucker, Juan Villalonga, Citigroup, Inc., Salomon Smith Barney Inc., J.P. Morgan Securities Inc., J.P. Morgan Chase & Co., Bank of America Corp., Banc of America Securities LLC, ABN Amro Incorporated, Deutsche Bank AT, Deutsche Banc Alex. Brown Inc., Lehman Brothers Holdings Inc., Lehman Brothers Inc., Credit Suisse Group, Credit Suisse First Boston Corp., Goldman Sachs Group, Inc., Goldman Sachs & Co., UBS Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capital Partners, L.P., Blaylock & Partners, L.P., Tokyo-Mitsubishi International PLC, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding Sim S.P.A., Caboto-Gruppo Intesabei, Robertson Stephens International Limited, Mizuho International PLC, Fleet Securities, Inc., Arthur Andersen LLP and Does 1-100, inclusive; Summons issued. This Document Relates to: 03 cv 3860 (DLC) (ae)
July 11, 2003 Filing 310 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This Document Relates to: 03 cv 4500 (DLC) by Maintenance Employee, IBEW Local 683, IBEW Local 683 Profi, Plumbers & Steamfitt, Pension Fund 277, Operative Plasterers, UFCW Local Unions, Plumbers and Pipefit, Sheet Metal Workers, IBEW Local 246 (Answer due 7/21/03 for Bernard J. Ebbers, for John W. Sidmore, for Scott D. Sullivan, for Clifford Alexander Jr., for James C. Allen, for Judith Areen, for Carl J. Aycock, for Max E. Bobbitt, for Francesco Galesi, for Stiles A. Kellett Jr., for Gordon S. Macklin, for John A. Portor, for Bert C. Roberts Jr., for Lawrence C. Tucker, for Juan Villalonga, for Citigroup, Inc., for Salomon Smith Barney, for J.P. Morgan, for J.P. Morgan Chase, for Bank of America, for Bank Securities, for ABN Amro Incorp., for Deutsche Bank AG, for Deutsche Banc, for Lehman Brothers, for Credit Suisse First, for Goldman Sachs & Co., for UBS Warburg LLC, for Banc of America, for Utendahl Capital, for Deutsche Bank Sec., for Blaylock, for Tokyo-Mitsubishi, for Westdeutsche, for BNP Paribas, for Caboto-Gruppo, for Caboto Holding Sim, for Mizuho International, for Fleet Securities ) amending [1-1] complaint against Nationsbanc Montgome; Summons issued. (ae)
July 11, 2003 Filing 307 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 by Los Angeles Board, Board of City, Golden Gate Transit (This document relates to: 03cv2839 (DLC) (Answer due 7/21/03 for Bernard J. Ebbers, John W. Sidgmore, Scott D. Sullivan, Clifford Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Maclin, John A. Porter, Bert C. Roberts, Jr., Lawrence C. Tucker, Juan Villalonga, Citigroup, Inc., Salomon Smith Barney Inc., Salomon Smith Barney Inc., J.P. Morgan Securities Inc. J.P. Morgan Chase & Co., Bank of America Corp., Banc of America Securities LLC, ABN Amro Incorporated, Deutsche Bank AG, Deutsche Banc Alex.Brown Inc., Lehman Brothers Holdings Inc., Lehman Brothers Inc., Credit Suisse Group, Credit Suisse First Boston Corp., Goldman Sachs Group, Inc., Goldman Sachs & Co., UBS Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capitali Partners, L.P. Blaylock & Partners, L.P., Tokyo-Mitsubishi International PLC, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto-Gruppo Intesabel Robertson Stephens International Limited, Mizuho International PLC, Fleet Securities, Inc. and Arthur Andersen LLP and Does 1-100, inclusive ) amending [1-1] complaint ; Summons issued. (jco)
July 11, 2003 Filing 306 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 by Illinois State (This document relates to: 03cv0170 (DLC) (Answer due 7/21/03 for Bernard J. Ebbers, John W. Sidgmore, Scott D. Sullivan, Clifford Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Maclin, John A. Porter, Bert C. Roberts, Jr., Lawrence C. Tucker, Juan Villalonga, Citigroup, Inc., Salomon Smith Barney Inc., Salomon Smith Barney Inc., J.P. Morgan Securities Inc. J.P. Morgan Chase & Co., Bank of America Corp., Banc of America Securities LLC, ABN Amro Incorporated, Deutsche Bank AG, Deutsche Banc Alex.Brown Inc., Lehman Brothers Holdings Inc., Lehman Brothers Inc., Credit Suisse Group, Credit Suisse First Boston Corp., Goldman Sachs Group, Inc., Goldman Sachs & Co., UBS Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capitali Partners, L.P. Blaylock & Partners, L.P., Tokyo-Mitsubishi International PLC, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto-Gruppo Intesabel Robertson Stephens International Limited, Mizuho International PLC, Fleet Securities, Inc. and Arthur Andersen LLP ) amending [1-1] complaint ; Summons issued. (jco) Modified on 07/21/2003
July 11, 2003 Filing 304 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 (This document relates to: 03cv0890 (DLC) by Alameda County, Alameda-Contra, City of South San, Contra Costa County, Imperial County, Mendocino County, Oakland Fire System, Sacramento County, Sacramento Regional, Sacramento Salaried, San Bernardino, San Diego County, San Diego City, San Francisco City, Sonoma County, Tulare County, Ventura County (Answer due 7/21/03 ) amending [1-1] complaint against Bernard J. Ebbers, John W. Sidmore, Scott D. Sullivan, Clifford Alexander Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett Jr., Gordon S. Macklin, John A. Portor, Bert C. Roberts Jr., Bert C. Roberts Jr., Lawrence C. Tucker, Juan Villalonga, Citigroup, Inc., Salomon Smith Barney, J.P. Morgan, J.P. Morgan Chase, Bank of America, Bank Securities, ABN Amro Incorp., Deutsche Bank AG, Deutsche Banc, Alex.Brown Inc., Lehman Brothers Holdings Inc., Lehman Brothers Inc., Credit Suisse Group, Credit Suisse First Boston Corp., Goldman Sachs Group, Inc., Goldman Sachs & Co., UBS Warburg LLC, Nationsbanc Montgomery Securities LLC., Utendahl Capital Partners, L.P., Tokyo-Mitsubishi International PLC,. Westdeutsche Landesbank Gironzentrale BNP Paribas Securities Corp., Caboto Holding SIM S.P.A., Caboto Gruppo Intesabei, Robertson Stephens International PLC, Fleet Securities, Inc., Arthur Andersen LLP and Does 10-100, inclusive; Summons issued. (jco) Modified on 07/18/2003
July 11, 2003 Filing 301 Memorandum to Docket Clerk: PRETRIAL CONFERENCE held on 7/11/03 before Magistrate Judge Michael H. Dolinger .. (yv)
July 11, 2003 Filing 300 AMENDED COMPLAINT by IQ Holdings, Inc. (Answer due 7/21/03 for Arthur Anderson, LLP, for Bernard J. Ebbers, for Scott D. Sullivan, for Max E. Bobbitt, for James C. Allen, for Judith Areen, for Francesco Galesi, for Clifford L. Alexander Jr., for Carl J. Aycock, for Stiles A. Kellett, for Gordon S. Maclin, for John A. Porter, for Bert C. Roberts Jr., for John W. Sidgmore, for Lawrence C. Tucker, for Jack Grubman, for Salomon Brothers, for Citigroup Inc. ) amending [1-1] complaint against David F. Myers, Buford Yates Jr., Betty L. Vinson, Troy M. Normand; Summons issued. (sac)
July 11, 2003 PRETRIAL CONFERENCE held before Magistrate Judge Michael H. Dolinger . (yv)
July 11, 2003 Filing 298 RULE 7.1 CERTIFICATE filed by Salomon Brothers, Citigroup Inc. (cd)
July 11, 2003 Filing 297 RESPONSE by Bernard J. Ebbers Re: [266-1] motion for an order to transfer for "convenience", purs. to 28 USC 1404(a) (dle)
July 11, 2003 Filing 296 DECLARATION of Paul Curnin by Worldcom, Inc. in support Re: [295-1] opposition memorandum. (this doc relates to 03 cv 1282) (cd)
July 11, 2003 Filing 295 MEMORANDUM OF LAW by Worldcom, Inc. in opposition to [266-1] motion for an order to transfer for "convenience", purs. to 28 USC 1404(a). (this doc relates to 03 cv 1282) (cd)
July 11, 2003 Opinion or Order Filing 294 Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for general pretrial/after initial case management conference held by District Judge. Referred to Magistrate Judge Michael H. Dolinger . ( signed by Judge Denise L. Cote ) (dle)
July 10, 2003 Filing 305 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 by Board of Trustees (This Document relates to : 03cv168 (DLC) (Answer due 7/21/03 for Bernard J. Ebbers, John W.Sidgmore, Scott D. Sullivan, Clifford Alexander, Jr., James C. Allen, Judith Areen, Carl J. Aycock, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellett, Jr., Gordon S. Macklin, John A. Porter, Bert C. Roberts, Jr., Lawrence C. Tucker, Juan Villalonga, Citigroup, Inc., Salomon Smith Barney Inc., J.P. Morgan Securities Inc., J.P. Morgan Chase & Co., Bank of America Corp., Banc of America Securities LLC, ABN Amro Incorporated, Deutsche Bank AG, Deutsche Banc Alex Brown Inc., Lehman Brothers Holdings Inc., Lehman Brothers Inc., Credit Suisse First Boston Corp., Goldman Sachs Group, Inc., Goldman Sachs & Co., UBS Warburg LLC, Nationsbanc Montgomery Securities LLC, Utendahl Capital Partners, L.P., Blaylock & Partners, L.P., Tokyo-Mitsubishi International PLC, Westdeutsche Landesbank Girozentrale, BNP Paribas Securities Corp., Caboto Holding Sim S.P.A., Caboto-Gruppo Intesabel Robertson Stephens International Limited, Mizuho International Limited, Mizuho International PLC, Fleet Securities, Inc. and Arthur Andersen LLP ) amending [1-1] complaint ; Summons issued. (jco) Modified on 07/21/2003
July 10, 2003 Text not available.
July 10, 2003 Filing 303 AMENDED COMPLAINT FOR VIOLATION OF THE SECURITIES ACT OF 1933 by Minnesota State (This Document Relates to: 03 cv 1283 (DLC) (Answer due 7/21/03 for Bernard J. Ebbers, for John W. Sidgmore, for Scott D. Sullivan, for Clifford L. Alexander Jr., for James C. Allen, for Judith Areen, for Carl J. Aycock, for Max E. Bobbitt, for Francesco Galesi, for Stiles A. Kellett, for Gordon S. Maclin, for John A. Porter, for Bert C. Roberts Jr., for Lawrence C. Tucker, for Juan Villalonga, for Citigroup Inc., for Salomon Smith Barney, for JP Morgan Securities Inc., for J.P. Morgan Chase & Co., for Bank of America Corp., for Banc of America, for Deutsche Bank Sec., for Lehman Brothers, for for Lehman Brother Inc., for Credit Suisse Group, for Credit Suisse First, for Goldman Sachs Group, Inc., for Goldman Sachs & Co., for UBS Warburg LLC, for Blaylock, for Arthur Andersen LLP ) amending [1-1] complaint against ABN Amro Inc., Deutsche Bank AG, Utendahl Capital, Tokyo-Mitsubishi, Westdeutsche, BNP Paribas, Holding Sim, Caboto-Gruppo, Mizuho International, Fleet Securities; Summons issued; Jury Trial Demanded. (ae)
July 10, 2003 Opinion or Order Filing 293 ORDER: a conference for unresolved discovery disputes will be held on 7/11/03 at 9:00 a.m. at the U.S. Courthouse, 500 Pearl Street, New York, New York in Courtroom 17D . ( signed by Magistrate Judge Michael H. Dolinger ) (db)
July 10, 2003 Filing 292 AMENDED COMPLAINT for Violation of the Securities Act of 1933 by The Maryland-National Capital Park and Planning Commission Employees' Retirement System (This Document Relates to: 03 cv 3859 (DLC) (Answer due 7/21/03 for Jack Grubman, for Citigroup Inc., for Deutsche Bank Sec., for UBS Warburg LLC, for Goldman Sachs & Co., Credit Suisse First, for Blaylock, for Lehman Brothers, for Chase Securities, for Banc of America, for Juan Villalonga, for Salomon Brothers, for JP Morgan Sec. Ltd., for Salomon Smith Barney, for JP Morgan Securities, for Lawrence C. Tucker, for Scott D. Sullivan, for John W. Sidgmore, for Bert C. Roberts Jr., for John A. Porter, for Gordon S. Maclin, for Stiles A. Kellett, for Carl J. Aycock, for Judith Areen, for Judith C. Allen, for Clifford L. Alexander Jr., for Scott D. Sullivan, for Mary Roe, for John Doe, for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending [1-1] complaint ; Summons issued; Jury Trial Demanded. (sb) Modified on 07/16/2003
July 3, 2003 Filing 291 CERTAIN PLNTFS' RESPONSE TO THIS COURT'S 6/11/03 ORDER TO SHOW CAUSE (cd)
July 1, 2003 Opinion or Order Filing 289 ORDER, that Arthur Anderson, LLP shall serve any answer to the Consolidated Amended Complaint by 7/14/03 ; Any Cross-Motions due by 7/14/03 . ( signed by Judge Denise L. Cote ); Copies sent by Chambers. (tp)
July 1, 2003 Opinion or Order Filing 288 ORDER, Defendant's Response to Motion reset for 8/8/03 re: [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party, for 8/8/03 re: [252-1] motion for an order to certify class purs. to Rule 23 of the FRCP ; PLaintiffs' Reply to Response to Motion reset for 8/22/03 re: [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party, for 8/22/03 re: [252-1] motion for an order to certify class purs. to Rule 23 of the FRCP . ( signed by Judge Denise L. Cote ). (tp)
June 30, 2003 Opinion or Order Filing 285 SCHEDULING ORDER: that a conference shall be held on 7/30/03, at 3:00 p.m. at the U.S. Courthouse, 500 Pearl Street, New York, NY, in Courtroom 11B to address whether actions relating to GOALs should be (1) litigated as sub-class in the class action consolidated under the caption In re WorldCom, inc. Securities Litigation; or (2) litigated as a separate class action and consolidated for pre-trial purposes . ( signed by Judge Denise L. Cote ). (tp)
June 27, 2003 Filing 290 Letter filed by lead plntf NYS Common Retirement Fund addressed to Judge Cote from John P. Coffey, dated 6/27/03, re: proposed Amended Complaint. (cd)
June 27, 2003 Filing 287 ANSWER to Complaint by BNP Paribas (Attorney Jonathan J. Walsh, Jay B. Kasner, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Slate, et al.) . (gmo)
June 27, 2003 Filing 286 ANSWER to Complaint by Salomon Smith Barney, Citigroup Inc., Jack Grubman (Attorney from the Firm: Paul, Weiss, Rifkind, Wharton & Garrison LLP). Received in night deposit box on 6/27/03 at 6:17 p.m. (yv)
June 27, 2003 Filing 284 ANSWER to Complaint by ABN/AMRO, Inc. (Attorney Jonathan J. Walsh, Jay B. Kasner, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 283 ANSWER to Complaint (Attorney Jonathan J. Walsh, Jay B. Kasner, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher) . (gmo)
June 27, 2003 Filing 282 ANSWER to Complaint by Utendahl Capital (Attorney Jonathan J. Walsh, Jay B. Kasner, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: s) . (gmo)
June 27, 2003 Filing 281 ANSWER to Complaint by Fleet Securities (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: tSkadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 280 ANSWER to Complaint by Deutsche Bank Sec. (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: s) . (gmo)
June 27, 2003 Filing 279 ANSWER to Complaint by UBS Warburg LLC (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 278 ANSWER to Complaint by Westdeutsche (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 277 ANSWER to Complaint by Tokyo-Mitsubishi (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 276 ANSWER to Complaint by Credit Suisse First (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 275 ANSWER to Complaint by Lehman Brothers (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 274 ANSWER to Complaint by Blaylock (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher) . (gmo)
June 27, 2003 Filing 273 ANSWER to Complaint by Banc of America (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P. ) . (gmo)
June 27, 2003 Filing 272 ANSWER to Complaint by Mizuho International (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 271 Memo-Endorsement on letter addressed to Judge Cote from Martin London, dated 6/24/03: Denying defendants Citigroup Inc., Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., and Jack Grubman's request for a 45 day extension of time to respond to plaintiffs' motion for class certification . ( signed by Judge Denise L. Cote ); Copies sent by Chambers. (tp)
June 27, 2003 Filing 270 ANSWER to Complaint by Worldcom, Inc. (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman, Paul C. Curnin from the Firm: Simpson, Thacher & Bartlett LL) . (gmo)
June 27, 2003 Filing 269 ANSWER to Complaint by Goldman Sachs & Co. (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman from the Firm: ) . (gmo)
June 27, 2003 Filing 268 ANSWER to Complaint by Caboto Holding SIM (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman from the Firm: Skadden, Arps, et al) . (gmo)
June 27, 2003 Filing 267 ANSWER to Complaint by Chase Securities (Attorney Jonathan J. Walsh, David Franklin Wertheimer, M. Patrick McDowell, R. David Kaufman from the Firm: Skadden, Arps, Slate, Meagher & Flom, L.L.P.) (gmo)
June 27, 2003 Filing 266 NOTICE OF MOTION by Anthony Fabbri for an order to transfer for "convenience", purs. to 28 USC 1404(a) . No Return Date. Declaration of Anthony Fabbri attached. (sb)
June 27, 2003 Filing 265 ANSWER to Complaint by Bernard J. Ebbers (Attorney David Franklin Wertheimer from the Firm: Hogan & Hartson, LLP). (sb)
June 25, 2003 Opinion or Order Filing 264 OPINION AND ORDER # 88679: for reasons further set forth in said order, Arthur Andersen LLP's motion to dismiss is DENIED . The [204-1] and [153-1] motions to dismiss brought up by Arthur Anderson (UK), Mark Schoppet, Melvin Dick and Anderson Worldwide SC are GRANTED. ( signed by Judge Denise L. Cote ) (db)
June 20, 2003 Filing 263 REPLY in Support of [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party (jco)
June 13, 2003 Opinion or Order Filing 262 ORDER; that plaintiffs in any actions that first appeared on this Court's docket after 3/2/03, and prior to 6/11/03, shall show cause by 7/3/03 shwy the Opinion issued on 3/3/03 on NYCERS's remand motion and the Opinion issues on 5/5/03 on certain Individual Actions' remand motion do not require the denial of thier motion to remand, or shall be deemed to have withdrawn their motion to remand. Any opposition to such July 3 submissions shall be due 7/18/03, any reply is due 7/25; that any plaintiff who has made a timely motion to remand in an action transferred and assigned to this Court on or after 6/11/03. shall show cause within three weeks of the action's arrival on this Court's docket why the Remand Opinions do not require the denial of their motion to remand, or shall be deemed to have withdrawn their motion to remand; the Order to Show Cause of 3/3/03 governed actions received on this Court's docket as of 3/3/03 . ( signed by Judge Denise L. Cote ); (pl) Modified on 06/18/2003
June 13, 2003 Filing 261 Joinder by Citigroup Inc., Jack Grubman in the Worldcom Directors' and the Underwriter-Related dfts' opposition ot the interested pension funds' motion for interlocutory certification of the Court's 5/5/03 and 5/20/03 Orders. Received in night deposit box on 6/13/03 at 5:41 p.m. (db) Modified on 06/17/2003
June 13, 2003 Fld Worldcom Directors' MEMORANDUM OF LAW in opposition to the Interested Pension Funds' Motion for Interlocutory Certification (cd)
June 13, 2003 Filing 259 MEMORANDUM OF LAW by Bernard J. Ebbers in opposition to the interested pension funds' motion for interlocutory certification. (jco)
June 13, 2003 Filing 258 MEMORANDUM OF LAW by Defendants Arthur Andersen LLP, Melvin Dick and Mark Schoppet to the interested Pension Funds' Motion for interlocutory certification of the Court's May 5, 2003 and May 20, 2003 Orders. (jco)
June 13, 2003 Filing 257 UNDERWRITER-RELATED DEFENDANTS' MEMORANDUM OF LAW in opposition to the "Interested Pension Funds" motion for interlocutory certification of the Court's May 5, 2003 and May 20, 2003 Orders. (jco)
June 11, 2003 Filing 256 MEMORANDUM OF LAW by Alan G. Havesi, FCERA, Fresno, HGK Asset Management in support of [255-1] motion for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party. (tp)
June 11, 2003 Filing 255 NOTICE OF MOTION by Alan G. Havesi, FCERA, Fresno, HGK Asset Management, for an Order, pursuant to Rule 23 of the FRCP, certifying the Lead Plaintiff NYSCRF, and FCERA, Fresno, and HGK as the representatives of a class (the "Class") consisting of all persons and entities who purchased or otherwise acquired publicly traded securities of WorldCom, Inc. ("WorldCom" or the "Company") during the period beginning 4/29/99 through and including 6/25/02 (the "Class Period"), and who were injured thereby, including all persons or entities who acquired shares of WorldCom common stock in the secondary market or in the exchange for shares of acquired companies pursuant to a registration statement, and all persons or entities who acquired debt securities of WorldCom in the secondary market or pursuant to a registration statement. Excluded from the Class are: (i) Defendants; (ii) members of the family of each Individual Defendant; (iii) any entity in which any Defendant has a controlling interest; (iv) officers and directors of WorldCom and its subsidiaries and affiliates; and (v) the legal representatives, heirs, successors or assigns of any such excluded party . Return Date not indicated. ORIGINAL MOTION ENTERED IN LEAD CASE #02cv3288 (DLC), DOC. #255. (tp) Modified on 06/12/2003
June 5, 2003 Opinion or Order Filing 254 STIPULATION and ORDER, plntfs will refrain from serving any discovery requests on either AWSC or Andersen UK individually until after the Court has ruled on their respective motions to dismiss the claims, as further set forth in this document ( signed by Judge Denise L. Cote ) (cd)
June 5, 2003 Filing 251 MEMO-ENDORSEMENT on Notice of Withdrawal; for Cohen, Milstein, Hausfeld & Toll, PLLC to withdraw as attorney . ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
June 4, 2003 Filing 253 MEMORANDUM OF LAW by H. Carl McCall, HGK Asset Management in support of [252-1] motion for an order to certify class purs. to Rule 23 of the FRCP. Received in the night deposit box on 6/4/03 at 9:36 p.m. (sb)
June 4, 2003 Filing 252 NOTICE OF MOTION by H. Carl McCall (Alan G. Hevesi), HGK Asset Management, Fresno County Employees and County of Fresno for an order to certify class purs. to Rule 23 of the FRCP . No Return Date. Proposed order attached. Received in the night deposit box on 6/4/03 at 9:36 p.m. (sb)
June 3, 2003 Opinion or Order Filing 247 SCHEDULING ORDER: that, with the exception of the Audit Committee Defendants and the Andersen Defendants, defendants shall serve any answer to the Consolidated Amended Complaint and any cross-claims by 6/27/03. ( signed by Judge Denise L. Cote ). (tp)
May 30, 2003 Filing 250 REPLY AFFIDAVIT of James J. Sabella by Anderson Worldwide in support of [153-1] motion for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative . (sb)
May 30, 2003 Filing 249 MEMORANDUM OF LAW by Andersen UK in support of [204-1] motion for an order purs. to Rules 9(b), 12(b)(2) and 12(b)(6) of the FRCP and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b) dismissing the claim asserted against it in the consolidated class action complaint filed in this action. (sb)
May 30, 2003 Filing 248 REPLY MEMORANDUM by Mizuho International in further support of [153-1] motion for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative . (sb)
May 30, 2003 Filing 246 REPLY MEMORANDUM in support of Mark Schoppet's Motion to Dismiss. Received in night deposit on 5/30/03 at 4:59 p.m. (moc)
May 30, 2003 Opinion or Order Filing 240 ORDER, any opposition to Milberg Weiss motion to certify this Court's orders regarding remand dated 5/5/03 and 5/20/03 for interlocutory appeal shall be served by 6/13/03 and that any reply shall be served by 6/20/03 . ( signed by Judge Denise L. Cote ); (kw)
May 29, 2003 Filing 245 MEMORANDUM OF LAW by Interested Pension Funds' in support of [244-1] motion for an Order pursuant Rule 60 of the FRCP and 28 U.S.C. 1292(b), to amend the Court's orders dated 5/5/03 and 5/20/03, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and to certify the Remand Orders for interlocutory appeal to the USCA for the Second Circuit. (tp)
May 29, 2003 Filing 244 NOTICE OF MOTION by Interested Pension Funds' Notice (see motion for list of all the Interested Pension Funds), for an Order pursuant Rule 60 of the FRCP and 28 U.S.C. 1292(b), to amend the Court's orders dated 5/5/03 and 5/20/03, regarding the Interested Pension Funds' motions to remand and supplemental submission ("Remand Orders"), and to certify the Remand Orders for interlocutory appeal to the USCA for the Second Circuit . Return date not indicated. (tp)
May 29, 2003 Opinion or Order Filing 243 CONSOLIDATION ORDER, On 8/15/02, the Court entered an Order consolidating securities class actions filed against WorldCom, Inc. and those associated w/ it; Having received various submissions from counsel regarding the proposed consolidation, and for the reasons set forth in the Opinion of 5/22/03: The Individual Actions are consolidated for pre-trial purposes w/ the Securities Litigation purs. to Rule 42(a) FRCP; When an action that relates to the same subject matter as the Consolidated Actions is hereafter filed in or transferred to this Court and assigned to the undersigned, it shall be consolidated w/ these actions in the same manner as the cases identified in Section I as set forth in this Order ; Lowey Dannenberg Bemporad & Selinger, P.C., co-counsel for NYCERS, is designated as Liaison Counsel for the Individual Actions . ( signed by Judge Denise L. Cote ); (ae)
May 29, 2003 Opinion or Order Filing 241 MEMORANDUM OPINION & ORDER #88567; on 5/22/03, the Court circulated a draft Consolidated Order in this securities litigation, and requested proposed revisions. Having received and reviewed the comments of counsel the attached Order is issued. ( signed by Judge Denise L. Cote ); (sac)
May 27, 2003 Filing 242 Fld Proposed Revisions of Individual Actions . (cd)
May 27, 2003 Opinion or Order Filing 239 ORDER; Attached is a draft consolidation order. It is hereby ordered that Lead Counsel, Liaison Counsel and defense counsel in the In re Worldcom, Inc., Securities Litigation provide the Court with any proposed revisions by Tuesday, May 27, 2003 ; ( signed by Judge Denise L. Cote ); (djc)
May 23, 2003 Opinion or Order Filing 238 OPINION # 88551: regarding procedures to be followed that shall govern this action including settlement discussions as further set forth in said opinion order . ( signed by Judge Denise L. Cote ) (db)
May 22, 2003 Opinion or Order Filing 237 SCHEDULING ORDER: the parties are instructed to contact the chambers of Magistrate Judge Dolinger prior to 5/27/03 in order to schedule further settlement discussions under his supervision. Plantiffs' motion for class certification is to be served by 6/4/03, any opposition to the motion is to be served by 7/25/03, and any reply is to be served by 8/8/03. (See document for further related discovery schedule). A conference to address the discovery schedule will be held on 9/12/03 at 2:00 p.m. at the US Courthouse, 500 Pearl Street, NY, NY, in ctrm 11B. ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
May 21, 2003 Opinion or Order Filing 234 OPINION AND ORDER #88535; that the renewed motion by the Milberg Weiss Actions to remand or abstained is denied . ( signed by Judge Denise L. Cote ); (pl)
May 21, 2003 Filing 233 Memo endorsed on motion;, Denying foreign underwriter defendants' joinder in the moving underwriter defendants' motion to dismiss . ( signed by Judge Denise L. Cote ) (sb)
May 21, 2003 Opinion or Order Memo endorsed on motion; denying [109-1] motion for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action. ( signed by Judge Denise L. Cote ) (jco)
May 21, 2003 Memo endorsed on motion; denying [114-1] motion to dismiss the Amended Complaint. Denied. ( signed by Judge Denise L. Cote ) (jco)
May 21, 2003 Opinion or Order Memo endorsed on motion; granting in part, denying in part [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint. Granted in part. ( signed by Judge Denise L. Cote ); (jco)
May 21, 2003 Memo endorsed on motion doc #121; dismissing, with prejudice, the Consolidated Complaint pursuant to Rule 12(b)(6) of th F.R.C.P. Denied . ( signed by Judge Denise L. Cote ) (jco)
May 20, 2003 Filing 236 NOTICE of Change of Address in Mailing Matrix For C.W. Leaphart (djc)
May 20, 2003 Filing 235 Private/Public Pension Funds' Submission Re: Coordination/consolidation of class action and individual actions for pretrial purposes . (dle)
May 19, 2003 Opinion or Order Filing 232 ORDER; that the stay of discovery imposed in the In re WorldCom, Inc. Securities Litigation pursuant to the Private Securities Litigation Reform Acto fo 1995, 15 U.S.C. 78u-4(b)(3), is lifted. So Ordered . ( signed by Judge Denise L. Cote ) (jco)
May 19, 2003 Opinion or Order Filing 231 OPINION AND ORDER # 88523, The motions to dismiss are denied w/ the following exceptions. The motions by the Andersen Defendants have not yet been considered; denying [109-1] motion for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action; denying [114-1] motion to dismiss the Amended Complaint; denying [123-1] motion for an order dismissing the complaint dated 10/11/02 against them, pursuant to Rule 12/(b)(6) and 9(b) of the FRCP and the Private Securities Litigation Reform Act; denying [121-1] motion for an Order dismissing, with prejudice, the consolidated complaint pursuant to Rule 12(b)(6) of the FRCP; granting [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Count VI of Lead Plaintiffs' Consolidated Amended Complaint. The plaintiffs are granted leave to amend the Complaint to restate those Section 10(b) claims, to make explicit w/ their Section 12(a)(2) claim, and to make explicit that the additional named plaintiffs are, along w/ NYSCRF, suing in a representative capacity . ( signed by Judge Denise L. Cote ); (ae)
May 15, 2003 Opinion or Order Filing 230 ORDER, that a conference to address consolidation shall be held on 5/21/03, at 2:00 p.m. at the US Courthouse, 500 Pearl Street, NY, NY, in ctrm 11B . ( signed by Judge Denise L. Cote ); (kw)
May 15, 2003 Opinion or Order Filing 229 Memo endorsed on motion; granting [58-1] motion for an order pursuant to Local Civil Rule 1.3(c) for Leonard Barrack for to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York, granting [58-2] motion for Gerald J. Rodos to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York, granting [58-3] motion for Jeffrey W. Golan to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York, granting [58-4] motion for Jeffrey A. Barrack to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York, granting [58-5] motion for Pearlette V. Toussant to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York. ( signed by Judge Denise L. Cote ); (Sent to the Attorney Admissions Clerk). (kw)
May 15, 2003 Memo endorsed on motion; granting [66-1] motion for Julie B. Rottenberg to appear pro hac vicef or Scott D. Sullivan. ( signed by Judge Denise L. Cote ); (Sent to the Attorney Admissions Clerk). (kw)
May 15, 2003 Opinion or Order Memo endorsed on motion; granting [217-1] motion for an Order for admission of Robert V. Cornish to practice pro hac vice. ( signed by Judge Denise L. Cote ); (Sent to the Attorney Admissions Clerk). (kw)
May 15, 2003 Opinion or Order Memo endorsed on motion; granting [216-1] motion for an Order pursuant to Local Rule 1.3(c) of the U.S.D.C. makes this motion for Shea S. Wellford admission to appear pro hac vice. ( signed by Judge Denise L. Cote ); (Sent to the Attorney Admissions Clerk). (kw)
May 13, 2003 Opinion or Order Filing 228 ORDER, that lead plaintiff is required to attend the meet and confer directed by this Court's 5/5/03 order as further set forth in this order . ( signed by Judge Denise L. Cote ); (dle)
May 12, 2003 Filing 226 The Worlcom Directors' response to the interested pension funds' notice of Worldcom filing of reorganization plain and disclosure statement. (dle)
May 12, 2003 Filing 225 Response of lead plaintiff Alan G. Hevesi, Comptroller of the State of New York, as administrative head of the New York State and Local Retirement Systems and as Trustee of the New York State Common Retirement Fund, to Foreign Underwriter Defendants' Joinder in the moving underwriter dfts' motion to dismiss (dle)
May 12, 2003 Filing 224 RESPONSE by Bernard J. Ebbers Re: [211-1] notice (db)
May 12, 2003 Filing 223 DECLARATION of Jay B. Kasner in support Re: [222-1] memorandum . (db)
May 12, 2003 Filing 222 MEMORANDUM OF LAW by th Underwriter-Related dfts' in response to [211-1] notice . (db)
May 12, 2003 Opinion or Order Filing 220 JOINT STIPULATION and ORDER, [This document relates to: all actions], that a stay is hereby entered as to defendant Yates ; Defendant Yates may raise any Rule 12 or other defenses at such time as he responds to the Lead plaintiff's Class Action Complaint filed 10/11/02, subject to the Court's Order of 12/5/02, as further set forth herein. . ( signed by Judge Denise L. Cote ) (tp)
May 9, 2003 Filing 221 Letter filed by Underwriter-related defendants, director defendants, Bernard J. Ebbers, Arthur Anderson, LLP, and Citigroup Inc. defendants addressed to Judge Cote from Jay B. Kasner, dated 5/7/03, re: Response to th 4/30/03 joint stipulation and proposed order that would stay this action. (sb)
May 9, 2003 Filing 219 MEMORANDUM OF LAW in opposition to [204-1] motion for an order purs. to Rules 9(b), 12(b)(2) and 12(b)(6) of the FRCP and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b) dismissing the claim asserted against it in the consolidated class action complaint filed in this action and in opposition to motions to dismiss the class action complaint brought by dfts Mark Schoppet and Andersen Worldwide SC. (dle)
May 9, 2003 Filing 218 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 3/20/03. (pr)
May 7, 2003 Filing 227 Memo-Endorsement on letter addressed to Judge Cote from John P. Coffey, dated 5/5/03, for leave for lead plntf NYS Common Retirement Fund, to file single, consolidated Memo of Law in opposition to the three motions to dismiss fld (docs #153 and 204) ( signed by Judge Denise L. Cote ); (cd)
May 6, 2003 Filing 217 NOTICE OF MOTION by Pacific Income Inc.; for an Order for admission of Robert V. Cornish to practice pro hac vice . Return Date not indicated. (jco)
May 6, 2003 Filing 216 NOTICE OF MOTION by Pacific Income Inc.; for an Order pursuant to Local Rule 1.3(c) of the U.S.D.C. makes this motion for Shea S. Wellford admission to appear pro hac vice . Return Date not indicated. (jco)
May 6, 2003 Opinion or Order Filing 215 ORDER, any response to the April 25 submission shall be due 5/12/03 . ( signed by Judge Denise L. Cote ); (kw)
May 6, 2003 Opinion or Order Filing 214 ORDER, the parties to the Securities Litigation shall meet and confer prior to May 16, and be prepared to discuss at the May 16 conference the scheduling of the items set forth in this document . ( signed by Judge Denise L. Cote ); (kw)
May 6, 2003 Opinion or Order Filing 213 MEMORANDUM OPINION AND ORDER #88469, the renewed motion for remand by the forty-one Interested Pension Funds represented by Milberg Weiss, and the motions for remand by the Ohio funds and the Railway Pension Trustee Company are denied. All other motions for remand are deemed withdrawn purs to the terms of the 3/3/03 Order ( signed by Judge Denise L. Cote ); (cd)
April 25, 2003 Filing 211 NOTICE by Interested Pension Fund of Worldcom filing of reorganization plan and disclosure statement in futher support of response to this Court's 3/3/03 Order to Show Cause . (yv)
April 25, 2003 Opinion or Order Filing 210 ORDER; that oral argument on the motions to dismiss shall be heard on 5/16/03, at 2:30 p.m. at the United States Court House, 500 Pearl Street, New York, NY, in Courtroom 11B. It is further ordered that, prior to May 16, the Court will identify for the parties issues in which it has a particular interest hearing argued . ( signed by Judge Denise L. Cote ) (jco)
April 25, 2003 Opinion or Order Filing 209 STIPULATION and ORDER; Defendants Tokyo-Mitsubishi International plc, Mizuho International plc, West LB and Caboto Intesabci Sm S.p.A. (together, the "Foreign Underwriter Defendants") subject to and expressly preserving any defenses to jurisdiction (including, but not limited to, personal jurisdiction) or otherwise which any of the Foreign Underwriter Defendants may have, shall answer, move or otherwise respond to the complaint in this action on or before 05/05/03. If the Foreign Underwriter Defendants move to dismiss the complaint then Plaintiffs shall have until 05/30/03 to file papers in opposition to and the Foreign Underwriter Defendants shall have until June 15, 2003 to file reply papers ; ( signed by Judge Denise L. Cote ) (djc)
April 23, 2003 Filing 208 AFFIDAVIT OF SERVICE of summons and complaint on West LB AG and Caboto IntesaBci SIM S.p.A. (sb)
April 16, 2003 Filing 203 Letter filed by Andersen, UK addressed to Judge Cote from Sarah K. Loomis, dated 4/14/03, re: Motion to dismiss. (sb)
April 14, 2003 Filing 207 AFFIDAVIT of Peter Ridley by Andersen UK in support of [204-1] motion for an order purs. to Rules 9(b), 12(b)(2) and 12(b)(6) of the FRCP and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b) dismissing the claim asserted against it in the consolidated class action complaint filed in this action . (sb)
April 14, 2003 Filing 206 DECLARATION of Derek J.T. Adler by Andersen UK in support of [204-1] motion for an order purs. to Rules 9(b), 12(b)(2) and 12(b)(6) of the FRCP and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b) dismissing the claim asserted against it in the consolidated class action complaint filed in this action . (sb)
April 14, 2003 Filing 205 MEMORANDUM OF LAW by Andersen UK in support of [204-1] motion for an order purs. to Rules 9(b), 12(b)(2) and 12(b)(6) of the FRCP and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b) dismissing the claim asserted against it in the consolidated class action complaint filed in this action . (sb)
April 14, 2003 Filing 204 NOTICE OF MOTION by Andersen UK for an order purs. to Rules 9(b), 12(b)(2) and 12(b)(6) of the FRCP and the Private Securities Litigation Reform Act of 1995, 15 USC 78u-4(b) dismissing the claim asserted against it in the consolidated class action complaint filed in this action . No Return Date. (sb)
April 14, 2003 Filing 202 NOTICE of attorney appearance for Pacific Income Advisers, Inc. by Shea S. Wellford of the firm Martin, Tate, Morrow & Marston, P.C. 22N. Front Street, Suite 1100, Memphis, TN 38103. Telephone: (901) 522-9000. Facsimile: (901) 527-3746. (tp)
April 11, 2003 Filing 201 REPLY of the public employees retirement system of Ohio to: [196-1] opposition memorandum, [193-1] opposition memorandum (dle)
April 11, 2003 Filing 198 MEMORANDUM OF LAW by Mark Schoppet in support of his motion to dismiss. (dle)
April 10, 2003 Filing 200 CERTIFICATE OF SERVICE of Class Action Complaint upon Mizuho International Plc by Richard Tate on 3/18/03. (tp)
April 10, 2003 Filing 199 CERTIFICATE OF SERVICE of Class Action Complaint upon Tokyo-Mitsubishi International Plc by Carrie Pitman on 3/18/03. (tp) Modified on 04/14/2003
April 9, 2003 Opinion or Order Filing 197 STIPULATION AND ORDER; the Foreign Underwriter Defts shall answer, move or otherwise respond to the Complaint in this action on or before 4/21/03. If the Foreign Underwriter Defts move to dismiss the Complaint then pltffs shall have until 5/12/03 to file papers in opposition and shall have until 5/30/03 to file reply papers. ( signed by Judge Denise L. Cote ) (sac)
April 8, 2003 Filing 195 Letter filed by Worldcom, Inc., Bernard J. Ebbers, James C. Allen, Max E. Bobbitt, Francesco Galesi, Arthur Anderson, LLP, John Doe, Mary Roe, Scott D. Sullivan, Clifford L. Alexander Jr., Judith C. Allen, Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Scott D. Sullivan, Lawrence C. Tucker, JP Morgan Securities, Salomon Smith Barney, JP Morgan Sec. Ltd., Salomon Brothers, Juan Villalonga, Banc of America, Chase Securities, Lehman Brothers, Blaylock, Credit Suisse First, Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Sec., Citigroup Inc., Jack Grubman addressed to Judge Cote from Jay B. Kasner, dated 3/28/03, re: Response to the proposed consolidation orders. (sb)
April 8, 2003 Opinion or Order Filing 194 ORDER, Should the Court require a response to the Interested Pension Funds' submission dated 3/20/03, it will notify the parties. ( signed by Judge Leonard B. Sand, Part I ) (sb)
April 7, 2003 Filing 196 MEMORANDUM OF LAW by Bernard J. Ebbers in opposition to [186-1] opposition response to Order to Show Cause dated 3/3/03 relating to pending motions to remand. (sb)
April 4, 2003 Filing 193 MEMORANDUM OF LAW by Worldcom, Inc. et al in opposition to [186-1] opposition response . (cd)
April 3, 2003 Filing 192 NOTICE of attorney appearance plaintiffs Public Employees Retriement Stystem of Ohio, State Teachers Retirement System of Ohio, et al by Jay W. Eisenhoferl (pl)
April 2, 2003 Filing 190 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of February 13, 2003. (dt)
April 1, 2003 Filing 191 Memo-Endorsement on letter addressed to Judge Cote from Michael A. Hanin, dated 3/27/03. Granting defendant Arthur Andersen LLP's request that Mr. Schoppet be placed on an identical motion briefing schedule as defendant Andersen . ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
March 28, 2003 Filing 189 RESPONSE by the Private/Public Pension Funds Group Re: proposed pre-trial order submitted by lead plaintiff New York State Common Retirement Fund (yv)
March 28, 2003 Opinion or Order Filing 188 ORDER: that an further submissions regarding the proposed consolidation orders shall be due no later than 12:00 p.m. on 3/28/03. Further Ordered that should the Court desire any further briefings, it will notify the parties . ( signed by Judge Denise L. Cote ) (db)
March 26, 2003 Opinion or Order Filing 187 STIPULATION and AGREED CONFIDENTIALITY ORDER, regarding procedures to be followed that shall govern the handling of confidential materials. This Order is subject to modification by the Court . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (tp)
March 25, 2003 Opinion or Order Filing 185 MEMORANDUM OPINION # 88241, denying [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, denying [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ) . ( signed by Judge Denise L. Cote ) (sb)
March 24, 2003 Filing 186 RESPONSE by the Interested Pension Fund Re: Court's 3/3/03 Order to Show Cause (yv)
March 21, 2003 Filing 184 RESPONSE of the Public Employees retirement system of Ohio, et al. to the Court's rule to show cause dated 3/3/03 relating to pending motions to remand. (sb)
March 21, 2003 Filing 182 MEMORANDUM OF LAW (This Document Relates to: All Actions) by the Private/Public Pension Funds Group in support of proposed order for consolidation of class action and individual actions for pretrial purposes. [Request for Oral Argument]. (tp)
March 21, 2003 Filing 181 MEMORANDUM OF LAW (this document relates to Case No. 02cv9520 (DLC)) by SunTrust Bank, Trusco Capital re: concerning the proposed orders regarding coordination or consolidation issues. (tp)
March 18, 2003 Filing 183 RULE 7.1 CERTIFICATE filed by Salomon Smith Barney, Citigroup Inc. . (djc)
March 17, 2003 Opinion or Order Filing 180 ORDER; the parties, including lead plaintiff in the securities Litigation, shall appear for a conference on 03/20/03 at 2:00 p.m. at the United States Court House, 500 Pearl Street, NY, NY in Courtroom 11B ; ( signed by Judge Denise L. Cote ); (djc)
March 4, 2003 Opinion or Order Filing 179 Memo-Endorsement on letter addressed to Judge Cote from John P. Coffey, dated 2/28/03. Andersen UK and Andersen Worldwide's Response to Motion reset for 5/9/03 re: [153-1] motion for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative ; plaintiff's Reply to Response to Motion reset for 5/30/03 re: [153-1] motion for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative. Given this elongated schedule, the parties are advised that the Court may lift the PSLRD discovery stay before deciding this motion if it determines it is appropriate to do so . ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
March 4, 2003 Opinion or Order Filing 178 OPINION AND ORDER #88132, the motion made by NYCERS to remand or abstain is denied . ( signed by Judge Denise L. Cote ); (kw)
March 4, 2003 Opinion or Order Filing 177 ORDER; that pursuant to 28 U.S.C. section 157(c), the reference to bankruptcy court is withdrawn with respect to NYCER's action and any similar action removed from state court and assigned to this court , that any party oppositing the withdrawal of the reference effected by this Order shall submit a motion in opposition to the withdrawal by 3/28/03; response to motion any 3/28 submission are due 4/11/03; any reply to response to motion deadline 4/18/03 , that any plaintiff, other than the plaintiffs in the NYCRS action, who has made atime.y motion to remand shall show cause by 3/21 why the Opinion issued today on NYCER's remand motion does not require the denial of their motion to remand, or shall be deemed to have withdrawn their motion to remand. Papers in opposition to any such 3/21 submissions are due 4/4, any reply is due 4/11 , that by 3/21/, co-counsel for the lead plaintiff in the Securities Litigation and counsel for plaintiffs in the Individual Actions shall present a proposed order for consolidation of the class action and Individual Actions for pre-trial purposes . ( signed by Denise L. Cote ); (pl)
March 4, 2003 Filing 176 Memo-Endorsement on letter addressed to Judge Cote from Jay B. Kasner, dated 2/6/03. Denying underwriter defendants' request for leave to file a supplemental memorandum of 3 pages . ( signed by Judge Denise L. Cote ); (kw) Modified on 03/04/2003
February 24, 2003 Filing 175 Faxed Copy of Memorandum and Order filed in the Southern District of Texas, Houston Division, denying plaintiff's IQ Holdings, Inc.'s Motion for Reconsideration of the Court's Order Denying Remand and Request for Further Discovery. (yv)
February 19, 2003 Filing 174 Memo-Endorsement on letter addressed to Judge Cote from Jeffrey W. Golan, dated 2/12/03. Granting plaintiffs' request for an extension of time to respond to defendant Andersen Worldwide's motion to dismiss . ( signed by Judge Denise L. Cote ); Copies forwarded by Chambers. (kw)
February 14, 2003 Filing 173 MEMORANDUM OF LAW by Worldcom Directors in support of [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint. Appendix attached. (jco) Modified on 02/20/2003
February 14, 2003 Filing 172 REPLY AFFIDAVIT of Paul C. Curnin in support re: [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint. (jco)
February 14, 2003 Filing 171 REPLY MEMORANDUM by Arthur Anderson, LLP in support re: [153-1] motion for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative. (jco)
February 14, 2003 Filing 170 REPLY MEMORANDUM by Bernard J. Ebbers in support re: [109-1] motion for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action. (jco)
February 14, 2003 Filing 169 CITIGROUP DEFENDANTS' REPLY MEMORANDUM in support re: [114-1] motion to dismiss the Amended Complaint. (jco)
February 13, 2003 Filing 168 Objection to Underwriter Defendants' Request to File Surreply; (djc)
February 10, 2003 Filing 167 AFFIDAVIT OF SERVICE of summons and complaint as to Mark Schoppet by 1st class mail on 2/7/03, after many failed attempts of personal service. (sb)
February 10, 2003 Filing 156 Memo-Endorsement on letter addressed to Judge Cote from Paul C. Curnin, dated 2/5/03. Granting leave for defendants for a 5-page extension of the Court's 10-page limit for reply briefs . ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
February 7, 2003 Filing 166 AFFIDAVIT OF SERVICE of summons and complaint as to Anderson UK by Mr. Weiniger, Solicitor on 12/24/02. Answer due on 1/13/03 for Anderson UK. (jco)
February 7, 2003 Filing 165 AFFIDAVIT OF SERVICE of summosn and complaint as to Anderson Worldwide by personal sevice by a judical officer on 11/11/02. Answer due on 12/2/02 for Anderson Worldwide. (jco)
February 7, 2003 Filing 164 RETURN OF SERVICE of summons and complaint executed as to Citigroup Inc. by personal service on 10/24/02. Answer due on 11/13/02 for Citigroup Inc. (jco)
February 7, 2003 Filing 163 AFFIDAVIT OF SERVICE of summons and complaint as to Melvin Dick by personal service on 11/12/02. Answer due on 12/2/02 for Melvin Dick. (jco)
February 7, 2003 Filing 162 RETURN OF SERVICE of summons and complaint executed as to J.P. Morgan Chase by Dalia N. Perez, Legal Coordinator on 11/7/02 . Answer due on 11/27/02 for J.P. Morgan Chase. (jco)
February 7, 2003 Filing 161 AFFIDAVIT OF SERVICE of summons and complaint as to David F. Myers by Mrs. David Myers, Wife on 10/26/02. Answer due on 11/15/02 for David F. Myers. (jco)
February 7, 2003 Filing 160 RETURN OF SERVICE of summons and complaint executed as to Utendahl Capital by Fricst Correa, Secretary on 11/7/02. Answer due on 11/27/02 for Utendahl Capital. (jco)
February 7, 2003 Filing 159 AFFIDAVIT OF SERVICE of summons and complaint as to Buford Yates Jr. by personal service on 11/27/02. Answer due on 12/17/02 for Buford Yates Jr. (jco)
February 7, 2003 Filing 158 RETURN OF SERVICE of summons and complaint executed as to ABN Amro Inc. by David Shontz, Senior Vice President on 11/6/02. Answer due on 11/26/02 for ABN Amro Inc. (jco)
February 7, 2003 Opinion or Order Filing 157 ORDER, the parties, incuding NYSCRF, the Director Defendants, and WorldCom, shall negotiate a confidentially agreement with respect to the production of the categories of documents identified in WorldCom's letter to plaintiff dated 1/30/03. To the extent the parties are unable to negotiate such an agreement, the parties, including WorldCom, are directed to appear for a conference to be held in conjuncton with oral argument on Salomon Smith Barney's motion to sever on 2/13/03 at 4:00 p.m. at the US Court House, 500 Pearl Street, New York, New York, in ctrm 11B . ( signed by Judge Denise L. Cote ); Copies forwarded by chambers. (kw)
February 3, 2003 CASHIER'S OFFICE REMARK on [0-0] motion endorsed in the amount of $25.00 paid on 2/3/03 Receipt # 463983. (sb)
January 31, 2003 Filing 155 AFFIDAVIT of James J. Sabella by Anderson Worldwide in support of [153-1] motion for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative. (sb)
January 31, 2003 Filing 154 RULE 1.9 CERTIFICATE filed by Anderson Worldwide . (sb)
January 31, 2003 Filing 153 NOTICE OF MOTION by Anderson Worldwide for an order purs. to Rule 12(b) of the FRCP dismissing all alleged claims in the complaint that are asserted against Anderson Worldwide Societe Cooperative . Return Date 2/25/03 at 9:30. (sb)
January 31, 2003 Filing 152 MEMORANDUM OF LAW by Andersen Worldwide Societe Cooperative in support of its motion to dismiss the complaint. (sb)
January 31, 2003 Filing 151 REPLY MEMORANDUM re: Interested Pension Fund's Motion to REmand (cd)
January 31, 2003 Filing 150 Letter filed addressed to Judge Cote from Jay B. Kasner, dated 1/29/03, re: defts' motion to dismiss Counts IV and V of the Complaint (cd)
January 31, 2003 Filing 149 Memo-Endorsement on letter addressed to Judge Cote from Neil L. Selinger, dated 1/28/03; Counsel writes to request permission to file a reply memorandum of not more than 20 pages and also request that this Court permit an extension of the page limit accordingly. Granted . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (jco)
January 30, 2003 Filing 147 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of 12/11/02. (dt)
January 29, 2003 Opinion or Order Filing 148 ORDER, reset oral argument for 4:00 2/13/03, 500 Pearl Street, Courtroom 11B re defts motion to sever ( signed by Judge Denise L. Cote ); (cd) Modified on 02/03/2003
January 24, 2003 Filing 146 MEMORANDUM OF LAW in opposition to [109-1] motion for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action, [114-1] motion to dismiss the Amended Complaint, [123-1] motion for an order dismissing the complaint dated 10/11/02 against them, pursuant to Rule 12/(b)(6) and 9(b) of the FRCP and the Private Securities Litigation Reform Act, [121-1] motion for an Order dismissing, with prejudice, the consolidated complaint pursuant to Rule 12(b)(6) of the FRCP, [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint. (Received in night deposit box on 1/24/03, at 11:25 p.m.) (tp)
January 17, 2003 Filing 145 MEMORANDUM OF LAW by James C. Allen, Max E. Bobbitt, Francesco Galesi, Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, Bert C. Roberts Jr., John W. Sidgmore in opposition to Plaintiffs' Motion to Remand or to Abstain; (djc)
January 17, 2003 Filing 144 AFFIDAVIT of Paul C. Curnin by James C. Allen, Max E. Bobbitt, Francesco Galesi, Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, Bert C. Roberts Jr., John W. Sidgmore in support of [143-1] opposition memorandum. (docmt received in night dep. at 6:40 p.m.)m (djc)
January 17, 2003 Filing 143 MEMORANDUM OF LAW by Bernard J. Ebbers in opposition to plntfs' motion for abstention and remand (cd)
January 17, 2003 Filing 142 MEMORANDUM OF LAW by Arthur Anderson, LLP in opposition to plntf's motion to remand (cd)
January 17, 2003 Filing 141 MEMORANDUM OF LAW by Salomon Smith Barney, JP Morgan Sec. Ltd., Salomon Brothers in opposition to motion to remand (cd)
January 17, 2003 Filing 140 DECLARATION of Jay Kasner by Salomon Smith Barney, JP Morgan Sec. Ltd., Salomon Brothers in opposition Re: plntf's motion to remand (cd)
January 10, 2003 Filing 139 Memo-Endorsement on letter addressed to Judge Cote from Michael J. Dowd, dated 1/8/03. Granting Intervening Pension Funds's request to file a twenty-page reply brief . ( signed by Judge Denise L. Cote ); (kw)
January 10, 2003 Filing 138 Memo-Endorsement on letter addressed to Judge Cote from Jay B. Kasner, dated 1/8/03. Granting underwriter defendants' request for leave to file opposition memorandum up to 40 pages . ( signed by Judge Denise L. Cote ); (kw)
January 7, 2003 Filing 137 DECLARATION of Lyndon M. Tretter in support Re: [136-1] motion for an Order admitting R. David Kaufman, M. Patrick McDowell to appear pro hac vice. (jco)
January 7, 2003 Filing 136 NOTICE OF MOTION by Bernard J. Ebbers; for an Order admitting R. David Kaufman, M. Patrick McDowell to appear pro hac vice . Return Date 1/31/03 at 9:00 a.m. Proposed Order attached. (jco) Modified on 01/13/2003
December 30, 2002 Filing 135 Letter filed by individual plttf's SunTrust Bank and Trusco Capital Management, Inc. (02cv9520 (DLC)) addressed to Judge Cote from Thomas A. Dubbs, dated 12/23/02, re: proposed amended order. (db)
December 30, 2002 Opinion or Order Filing 134 MEMO-ENDORSEMENT on Notice to withdraw by MPERS; withdrawing [24-1] motion for an order, consolidating: 02cv3288; 02cv3647; 02cv3537; 02cv3508; 02cv4973; 02cv4958; 02cv4946; 02cv4816; 02cv4719; 02cv3771; 02cv3750; 02cv3419; 02cv3416, purs. to FRCP 42(a), withdrawing [24-2] motion for an order, purs. Section 21D(a)(3)(B) of the Securities Exchange Act of as amended by the Private Securities Litigation Reform Act of 1995, withdrawing [24-3] motion for an order, approving the selection of Pomerantz Haudek Brossman & Gross LLP as Lead Counsel for all purchasers of the 8% Notes . ( signed by Judge Denise L. Cote ); (pl)
December 30, 2002 Opinion or Order Filing 133 STIPULATION and ORDER, (this document relates to all actions), regarding the issues concerning defendants Myers and Sullivan and any Rule 12 or other defenses that they may raise as further described herein . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (tp)
December 24, 2002 Opinion or Order Filing 131 ORDER, that the defendants shall have no obligation to move, answer or otherwise respond to any of the complaints in the Individual WorldCom actions assigned to this Court until a separate scheduling order addressed to those obligations is issued. Tha t scheduling order should issue within 30 days after decision on the pending motions to remand. Defendants shall have no obligation to oppose any motion to remand filed in the individual WorldCom actions assigned to this Court until separate scheduling order is issued, except for their obligation to respond to the motion already made by New York City Employees' Retirement System, a Motion in which Milberg Weiss's clients have been permitted to intervene as further set forth. That response is due 1/17/03. Within 14 days after the remand decision is issued, co counsel for the lead plaintiff in the consolidated securities class actions and counsel for plaintiffs in any Individual WorldCom action remaining before this Court shall present a proposed order for consolidation of the class actions and Individual WorldCom actions for pretrial purposes. Every pleading filed in the Individual WorldCom actions shall bear the caption listed herein. When a pleading is intended to be applicable to all actions to which this Order applies, the words "All Actions" shall appear immediately after the words "This Document Relates To:" in the caption. When a pleading is intended to apply only to less than all of such actions, the docket number for each individual action to which it is intended to apply and the name of the plaintiff in said action shall appear immediately after the words "This Document Relates To:" in the caption. When a paper is filed and the caption shows that it is applicable to less than All Actions, the Clerk shall file the original of the paper in the Master File and a copy in the file of each seperate action to which it applies and shall note such filing in the Master Docket and in the docket of each such separate action. The party filing such paper shall supply the Clerk with sufficient copies of any paper to permit compliance with this paragraph . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (tp)
December 24, 2002 Opinion or Order Filing 129 Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred to Magistrate Judge Michael H. Dolinger. ( signed by Judge Denise L. Cote ) (tp)
December 23, 2002 MEMO ENDORSEMENT granting re: 521 Motion for Leave of Court to file and serve plaintiffs' third amended complaint. (Signed by Judge Denise L. Cote on 12/22/03) (kw, )
December 23, 2002 Filing 130 THE PRIVATE/PUBLIC PENSION FUND GROUP'S RESPONSE to submissions of Worldcom Directors and Underwriters, and the class action attorneys Re Proposed Amended Pretrial/Consolidation Order. (ae)
December 23, 2002 Opinion or Order Filing 128 STIPULATION and ORDER, all of the oppositions to and motions and briefs to vacate the Conditional Transfer Order filed by the Interested Pension Funds will be withdrawn by the Interested Pension Funds when this Stipulation is "So Ordered" by the Court , the Interested Pension Funds consent to the transfer of the Conditionally Transferred Actions listed on Schedule A hereto to this Court pursuant to the Conditional Transfer Order. In the event that any of the Actions listed on Schedule B and C hereto are conditionally transferred to this Court by the MDL Panel, the Interested Pension Funds will not oppose such transfer , the Interested Pension Funds will be permitted to intervene in the New York City Employees' Action and to participate fully in the briefing and argument of the Motion to Remand. So Ordered ( signed by Judge Denise L. Cote ) (yv)
December 19, 2002 Filing 132 Letter filed by Howard Gotbetter, addressed to Judge Cote, dated 12/11/02, re: Mr. Gotbetter asks that the Court "So Order" his "opt out" notice. (tp)
December 17, 2002 Filing 127 DECLARATION of Eric S. Goldstein by Salomon Smith Barney, Citigroup Inc., Jack Grubman in support Re: [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ). Received in night deposit box on 12/17/02 at 6:03 p.m. (db)
December 17, 2002 Filing 126 REPLY MEMORANDUM by Salomon Smith Barney, Citigroup Inc., Jack Grubman in further support of [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ). Received in night deposit box on 12/17/02 at 6:03 p.m. (db) Modified on 12/20/2002
December 16, 2002 Filing 113 MEMORANDUM OF LAW of Plaintiffs Sutrust Bank and Trustco Capital Management, Inc. in opposition to the proposed amended order regarding consolidation issues. (tp)
December 16, 2002 Filing 112 OPPOSITION of the Public/Private Pension Fund Group to Proposed Changes to the Pretrial/Consolidation Order. (tp)
December 16, 2002 Filing 111 DECLARATION of David F. Wertheimer by Bernard J. Ebbers in support Re: [109-1] motion for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action. (tp)
December 16, 2002 Filing 110 MEMORANDUM OF LAW by Bernard J. Ebbers in support of [109-1] motion for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action. (tp)
December 16, 2002 Filing 109 NOTICE OF MOTION by Bernard J. Ebbers, for an Order pursuant to Rules 9(b) and 12(b)(6) of the FRCP and the provisions of the Private Securities Litigation Reform Act of 1995, 15 U.S.C. 78u-4(b), dismissing the claims asserted against him in the consolidated complaint filed in this action . Return Date not indicated. (tp)
December 13, 2002 Filing 125 AFFIDAVIT of James R. Banko by Arthur Anderson, LLP, Melvin Dick in support of [123-1] motion for an order dismissing the complaint dated 10/11/02 against them, pursuant to Rule 12/(b)(6) and 9(b) of the FRCP and the Private Securities Litigation Reform Act . (dle)
December 13, 2002 Filing 124 MEMORANDUM OF LAW by Arthur Anderson, LLP, Melvin Dick in support of [123-1] motion for an order dismissing the complaint dated 10/11/02 against them, pursuant to Rule 12/(b)(6) and 9(b) of the FRCP and the Private Securities Litigation Reform Act . (dle)
December 13, 2002 Filing 123 NOTICE OF MOTION by Arthur Anderson, LLP, Melvin Dick for an order dismissing the complaint dated 10/11/02 against them, pursuant to Rule 12/(b)(6) and 9(b) of the FRCP and the Private Securities Litigation Reform Act . Return Date not indicated. (dle)
December 13, 2002 Filing 122 MEMORANDUM OF LAW by JP Morgan Securities, Salomon Smith Barney, Banc of America, Chase Securities, Lehman Brothers, Blaylock, Credit Suisse First, Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Sec. in support of [121-1] motion for an Order dismissing, with prejudice, the consolidated complaint pursuant to Rule 12(b)(6) of the FRCP. Compendium of unreported decisions cited attached. (yv)
December 13, 2002 Filing 121 NOTICE OF MOTION by JP Morgan Securities, Salomon Smith Barney, Banc of America, Chase Securities, Lehman Brothers, Blaylock, Credit Suisse First, Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Sec. for an Order dismissing, with prejudice, the consolidated complaint pursuant to Rule 12(b)(6) of the FRCP . Return Date not indicated. Declaration of Jay B. Kasner in support attached. (yv)
December 13, 2002 Filing 120 RULE 1.9 CERTIFICATE filed by JP Morgan Securities, Salomon Smith Barney, Banc of America, Chase Securities, Lehman Brothers, Blaylock, Credit Suisse First, Goldman Sachs & Co., UBS Warburg LLC, Deutsche Bank Sec. . (yv)
December 13, 2002 Filing 119 APPENDIX of unreported authorities by James C. Allen, Max E. Bobbitt, Francesco Galesi, Clifford L. Alexander Jr., Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker In re: motion to dismiss. Received in night deposit box on 12/13/02 at 6:22 p.m. (yv)
December 13, 2002 Filing 118 AFFIDAVIT of Paul C. Curnin by James C. Allen, Max E. Bobbitt, Francesco Galesi, Clifford L. Alexander Jr., Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker in support of [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint. Received in night deposit box on 12/13/02 at 6:22 p.m. (yv)
December 13, 2002 Filing 117 MEMORANDUM OF LAW by James C. Allen, Max E. Bobbitt, Francesco Galesi, Clifford L. Alexander Jr., Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker in support of [116-1] motion for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint. Received in night deposit box on 12/13/02 at 6:22 p.m. (yv)
December 13, 2002 Filing 116 NOTICE OF MOTION by James C. Allen, Max E. Bobbitt, Francesco Galesi, Clifford L. Alexander Jr., Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Porter, Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker for an Order pursuant to FRCP 9(b) and 12(b)(6) and the Private Securities Litigation Reform Act, 15 U.S.C. 78u-4(b), dismissing Counts II, VI, and VII of Lead Plaintiffs' Consolidated Amended Complaint . Return Date not indicated. Received in night deposit box on 12/13/02 at 6:22 p.m. (yv) Modified on 12/19/2002
December 13, 2002 Filing 115 MEMORANDUM OF LAW by Salomon Smith Barney, Jack Grubman in support of [114-1] motion to dismiss the Amended Complaint . (cd)
December 13, 2002 Filing 114 NOTICE OF MOTION by Salomon Smith Barney, Jack Grubman to dismiss the Amended Complaint ; Return Date 2/14/03 at 9:30; attached are papers in support (cd)
December 13, 2002 Filing 108 Consolidated Submission in Compliance with Order to Show Cause and Proposed Stipulation and Order by Scott D. Sullivan, David F. Myers. (tp)
December 12, 2002 Opinion or Order Filing 106 ORDER, that any opposition to any motion to dismiss shall be submitted no later than 1/24/03; Any reply shall be submitted no later than 2/14/03 ; that defendants shall answer or move with respect to the consolidated amended complaint no later than 1/24/03. In the event a motion is filed, any opposition shall be submitted no later than 2/14/03; Any reply shall be submitted no later than 2/28/03 ; Any opposition to the motions to remand filed by plaintiff NYC Employees' Retirement System in NYC EMPLOYEES' RETIREMENT SYSTEM at al. v. EBBERS, et al. or by Milberg Weiss Bershad Hynes & Lerach LLP on behalf of various plaintiffs shall be submitted no later than 1/17/03; Any reply shall be submitted no later than 1/31/03 ; As set forth in the Order of 11/20/02, at the time any submission is served the submitting party shall supply two courtesy copies to Chambers by delivering them to the Courthouse Mailroom, 8th Floor, United States Courthouse, 500 Pearl Street, New York, NY . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (tp)
December 11, 2002 Opinion or Order Filing 107 ORDER; a conference shall be held on December 11, 2002 at 10:00 a.m. at the United States Court House, 500 Pearl Street, NY, NY in Courtroom 11B ; ( signed by Judge Denise L. Cote ); (djc)
December 10, 2002 Filing 105 DECLARATION of John P. Coffey by H. Carl McCall in opposition Re: [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ). Received in night deposit box on 12/10/02 at 11:29 p.m. (db)
December 10, 2002 Filing 104 MEMORANDUM OF LAW by H. Carl McCall in opposition to [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ). Received in night deposit box on 12/10/02 at 11:29 p.m. (db)
December 6, 2002 Memo endorsed on motion; That the Court is granting the [89-1] motion partially lifting discovery stay. ( signed by Judge Denise L. Cote ). (tp)
December 6, 2002 Opinion or Order Memo endorsed on motion; granting [72-1] motion for an order, admitting S. Robert Sutton to appear pro hac vice. ( signed by Judge Denise L. Cote ); (Sent to the Attorney Admissions Clerk). (kw)
December 5, 2002 Filing 102 REPLY MEMORANDUM by David F. Myers in support of Defendant David Myers' Motiom to Stay Civil Proceeidngs Against him Pending Resolution of Criminal Proceedings; (djc)
December 5, 2002 Opinion or Order Filing 99 OPINION AND ORDER #87789, granting in part [64-1] motion to stay proceedings against him pending resolution of criminal proceedings, granting in part [85-1] motion for an order, staying this action, and all action that have been or may be with those proceedings. A bar against discovery of Vinson and Normand is entered. The Underwriter Defendants' requests for a stay are denied . The parties are ordered show cause no later than 12/13/02, why Sullivan or Myers should not be required to move now to dismiss to the extent that they wish to contest service or personal jurisdiction . ( signed by Judge Denise L. Cote ); (ae) Modified on 12/06/2002
December 3, 2002 Filing 101 MEMORANDUM OF LAW by H. Carl McCall in opposition to [85-1] motion for an order, staying this action, and all action that have been or may be consolidated with those proceedings . Received in night deposit box on 12/3/02 at 5:50 p.m. (db)
December 3, 2002 Opinion or Order Filing 100 ORDER, that defendant SSB Group's request for an extension time in which to answer or move with respect to Claims IX through XI is denied. The SSB Group shall answer or move with respect to the Consolidated Complaint by 12/13/02 ; that plaintiffs' opposition to the [90-1,2] motion to sever shall be submitted by 12/10/02 ; Defendant's SSB Group's reply shall be submitted by 12/17/02 re: [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, for 12/17/02 re: [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ) . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (tp)
December 2, 2002 Filing 103 Letter filed by Worldcom, Inc., Bernard J. Ebbers, James C. Allen, Max E. Bobbitt, Francesco Galesi, Arthur Anderson, LLP addressed to Judge Cote from Jay B. Kasner, dated 11/18/02, re: opposition to lead pltffs' motion for a partial lifting of stay. (db)
November 25, 2002 Filing 98 SUPPLEMENTAL MEMORANDUM by the Underwriter-Related defendants in response to the [64-1] motion to stay proceedings against him pending resolution of criminal proceedings. (Received in night deposit box on 11/25/02, at 5:26 p.m.) (tp)
November 25, 2002 Filing 97 SUPPLEMENTAL MEMORANDUM IN RESPONSE by James C. Allen, Max E. Bobbitt, Francesco Galesi, Clifford L. Alexander Jr., Judith Areen, Carl J. Aycock, Stiles A. Kellett, Gordon S. Maclin, John A. Bert C. Roberts Jr., John W. Sidgmore, Lawrence C. Tucker (Worldcom directors') to the [64-1] motion of Scott D. Sullivan to stay proceedings against him pending resolution of criminal proceedings. (Received in night deposit box on 11/25/02, at 6:23 p.m.) (tp)
November 22, 2002 Filing 96 NOTICE of attorney appearance for Salomon Smith Barney, Citigroup Inc., and Jack Grubman by Martin London. (kw)
November 22, 2002 Filing 92 MEMORANDUM OF LAW by Salomon Smith Barney, Citigroup Inc., Jack Grubman in support of [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ) . (ae)
November 22, 2002 Filing 91 AFFIRMATION of Peter K. Vigeland by Salomon Smith Barney, Citigroup Inc., Jack Grubman in support of [90-1] motion for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02, [90-2] motion for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ) . (ae)
November 22, 2002 Filing 90 NOTICE OF MOTION by Salomon Smith Barney, Citigroup Inc., Jack Grubman; for an order purs. to FRCP 21, severing Counts IX through XI against Salomon Smith Barney, Inc., Citigroup Inc. and Jack Grubman from all other claims contained in the In re WorldCom, Inc. Securities Litigation, 02 Cv 3288 (DLC) consolidated complaint filed 10/11/02 ; and for transfer and consolidation of those claims w/ In re Salomon Analyst Litigation, Master File No. 02 cv 3687 (BSJ) . Return Date 12/13/02 at 9:30. (ae)
November 22, 2002 Filing 88 REPLY MEMORANDUM by Scott D. Sullivan in support re: [64-1] motion to stay proceedings against him pending resolution of criminal proceedings . (ae)
November 22, 2002 Filing 87 DECLARATION of Genevieve R. Bishop by Scott D. Sullivan in support Re: [64-1] motion to stay proceedings against him pending resolution of criminal proceedings . (ae)
November 21, 2002 Filing 95 MEMORANDUM OF LAW by H. Carl McCall re: Deft Sullivan's motin for a Stay of Proceedings (cd)
November 21, 2002 Filing 86 MEMORANDUM OF LAW by David F. Myers in support of [85-1] motion for an order, staying this action, and all action that have been or may be consolidated with those proceedings (sac)
November 21, 2002 Filing 85 NOTICE OF MOTION by David F. Myers for an order, staying this action, and all action that have been or may be consolidated with those proceedings ; Return Date not indicated. (sac)
November 21, 2002 Opinion or Order Filing 83 ORDER; the Motion of the NYSCRF is granted and the PSLRA discovery stay is hereby lifted for the limited purpose provided in this Order ; ( signed by Judge Denise L. Cote ); (Copies mailed by Chambers); (djc) Modified on 11/25/2002
November 21, 2002 Opinion or Order Filing 82 OPINION & ORDER #87750, While none of the circumstances set forth in this opinion may alone be sufficient to justify a lifting of the statutory stay in order to prevent undue prejudice, their collective weight tips the scale by a considerable measure in favor of plaintiffs' request. Plaintiff, NYSCRF's motion for an order partially lifting the PSLRA discovery stay is granted . ( signed by Judge Denise L. Cote ); (dle) Modified on 11/26/2002
November 21, 2002 Opinion or Order Filing 79 ORDER, that at the time any submission is served the submitting party shall supply two courtesy copies to Chambers by delivering them to the Courthouse Mailroom, 8th Floor, U.S. Courthouse 500 Pearl Street . ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. (dle) Modified on 11/26/2002
November 20, 2002 Filing 81 REPLY MEMORANDUM by H. Carl McCall, et al in further support of the NYSCRF's motion for an order partially lifting the PSLRA discovery stay. (rec'd in the night deposit box on 11/20/02 at 8:56 p.m.) (sac)
November 19, 2002 Filing 76 Letter filed by the government addressed to Judge Denise L. Cote from David B. Anders, dated 11/15/02, re: potential stay of this action. (dle)
November 18, 2002 Memo endorsed on motion; granting [71-1] motion for N. Richard Janis to appear pro hac vice. ( signed by Judge Denise L. Cote ); Copies mailed by Chambers. Original sent to Attorney admissions Clerk. (jco) Modified on 12/06/2002
November 18, 2002 Filing 84 MEMORANDUM OF LAW by Worldcom, Inc. in opposition to [64-1] motion to stay proceedings against him pending resolution of criminal proceedings. (rec'd in the night deposit box on 11/18/02 at 7:22 p.m.) (sac)
November 18, 2002 Filing 74 DEFENDANT ARTHUR ANDERSEN LLP'S OPPOSITION TO LEAD PLAINTIFF H. CARL MCCALL'S MOTION FOR AN ORDER PARTIALLY LIFTING DISCOVERY STAY (dle)
November 18, 2002 Filing 73 RESPONSE by David F. Myers to [64-1] motion to stay proceedings against him pending resolution of criminal proceedings. (sac)
November 18, 2002 Filing 72 NOTICE OF MOTION by David F. Myers for an order, admitting S. Robert Sutton to appear pro hac vice ; Return Date not indicated (sac)
November 18, 2002 Filing 71 NOTICE OF MOTION by David F. Myers for N. Richard Janis to appear pro hac vice ; Return Date not indicated. (sac)
November 15, 2002 Filing 80 The WorldCom Directors' RESPONSE Re: [64-1] motion to stay proceedings against him pending resolution of criminal proceedings (djc)
November 15, 2002 Filing 78 DECLARATION of Steven B.Singer by H. Carl McCall in opposition Re: [64-1] motion to stay proceedings against him pending resolution of criminal proceedings. (djc)
November 15, 2002 Filing 77 MEMORANDUM OF LAW by H. Carl McCall in opposition to [64-1] motion to stay proceedings against him pending resolution of criminal proceedings. (docmt received in night dep. 11/15/02 at 11:09 p.m.) (djc)
November 15, 2002 Filing 75 RESPONSE of the "Underwriter-Related Defendants" Re: [64-1] motion to stay proceedings against him pending resolution of criminal proceedings; (docmt received in night dep. 11/15/02 at 7:30 p.m.) (djc)
November 14, 2002 Filing 70 OPT OUT by Howard Gotbetter. (sb)
November 14, 2002 Opinion or Order Filing 69 ORDER, that any opposition shall be submitted no later than 11/18/02; any reply shall be submitted no later than 11/20/02. That at the time any papers are served, the serving party shall supply two courtesy copies of such papers to Chambers by delivering them to the Courthouse Mailroom, 8th Floor, U.S. Courthouse, 500 Pearl St., N.Y. ( signed by Judge Denise L. Cote ); (sac)
November 12, 2002 Filing 94 MEMORANDUM OF LAW by H. Carl McCall in support of [85-1] motion for an order, staying this action, and all action that have been or may be consolidated with those proceedings. . (dc)
November 12, 2002 Filing 93 DECLARATION of John P. Coffey by H. Carl McCall in support Re: [85-1] motion for an order, staying this action, and all action that have been or may be consolidated with those proceedings. (dc)
November 12, 2002 Filing 89 NOTICE OF MOTION by H. Carl McCall partially lifting discovery stay . Return Date 12/6/02. (sv)
November 12, 2002 Opinion or Order Filing 67 Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred to Magistrate Judge Michael H. Dolinger . ( signed by Judge Denise L. Cote ) (kg)
November 7, 2002 Filing 68 NOTICE of attorney appearance for Bernard J. Ebbers by David Franklin Wertheimer, R. David Kaufman. (sb)
November 7, 2002 Opinion or Order Filing 63 ORDER; Counsel shall contact the Chambers of Mag. Judge Dolinger no later than 11/15/02, in order to pursue settlement discussions under his supervision to begin on 12/06/02, or as soon thereafter as Mag. Judge Dolinger is available ; ( signed by Judge Denise L. Cote ); Copies to be mailed by Counsel - Mr. Coffey; (djc)
November 6, 2002 Opinion or Order Filing 62 ORDER, Defendant Scott D. Sullivan having submitted a motion to stay the actions as to him pending resolution of United States v. Sullivan, 02 cr 1144, it is ordered that the other parties in actions 02 cv 4816) shall submit any opposition by 11/15/02. Sullivan shall submit any reply by 11/22/02 ; At the time any reply is served the moving party shall supply two courtesy copies of all motion papers to Chambers by delivering them to the Courthouse Mailroom, 8th floor, United States Courthouse, 500 Pearl Street, NY, NY ; ( signed by Judge Denise L. Cote ); copies forwarded by Chambers; (djc)
November 1, 2002 Filing 66 NOTICE OF MOTION by Scott D. Sullivan for Julie B. Rottenberg to appear pro hac vicef or Scott D. Sullivan ; Return Date 11/26/02 at 9:00; attached are papers in support (cd)
November 1, 2002 Filing 65 MEMORANDUM OF LAW by Scott D. Sullivan in support of [64-1] motion to stay proceedings against him pending resolution of criminal proceedings . (cd)
November 1, 2002 Filing 64 NOTICE OF MOTION by Scott D. Sullivan to stay proceedings against him pending resolution of criminal proceedings ; Return Date 11/26/02 at 9:00. (cd)
October 28, 2002 Filing 58 NOTICE OF MOTION AND JURY DEMAND by H. Carl McCall; for an order pursuant to Local Civil Rule 1.3(c) for Leonard Barrack for to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York ; for Gerald J. Rodos to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York , for Jeffrey W. Golan to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York , for Jeffrey A. Barrack to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York , for Pearlette V. Toussant to appear pro hac vice on behalf of Lead Plaintiff H. Carl McCall, Comptroller of the State of New York ; w/ attch. Declar. in support of Jennifer L. Edlind (pl)
October 21, 2002 Filing 61 DUPLICATE RULE 1.9 CERTIFICATE filed by H. Carl McCall. Docketed as per request of Judge Cote's chambers. (db)
October 21, 2002 Filing 60 DEMAND for jury trial by H. Carl McCall . (db)
October 18, 2002 Filing 57 CERTIFIED TRUE COPY OF MDL ORDER DENYING TRANSFER ...that the motion, pursuant to 28 U.S.C. 1407(c), for transfer of the action to the Southern District of New York be, and the same hereby is denied. (rmo)
October 11, 2002 Filing 59 RULE 1.9 CERTIFICATE filed by HGK Asset Management. (Filed in the night deposit on 10/11/02 at 11:35 p.m.) (ae)
October 11, 2002 Filing 56 CLASS ACTION COMPLAINT filed by Lead Plaintiff H. Carl McCall, Comptroller of The State of New York, as Administrative Head of The New York State and Local Retirement Systems and as Trustee of The New York State Common Retirement Fund, on behalf of purchasers and acquirers of all Worldcom, Inc. purblicly traded securities; Summons issued and Notice pursuant to 28 U.S.C. 636(c). (Filed in the night deposit on 10/11/02 at 11:35 p.m.). (ae) Modified on 10/21/2002
October 7, 2002 Filing 54 Transcript of record of proceedings before Judge Denise L. Cote for the date(s) of August 12, 2002. (jw)
October 4, 2002 Opinion or Order Filing 55 ORDER, Plaintiffs have requested a sixty-day extension of time in which to file the consolidated amended complaint; No extension shall be granted ; defendants shall answer the consolidated amended complaint or submit any motion with respect to that complaint on or before 12/13/02 ; ( signed by Judge Denise L. Cote ); (djc) Modified on 10/07/2002
September 19, 2002 Opinion or Order ORDER consolidating cases 02cv4816 and 02cv5140 for all purposes pursuant to Rule 42(a), FRCP. They shall be referred to collectively as in re WorlCom, Inc. ERISA Litigation, Master File No. 02cv4816 (DLC). This Order is also regarding procedures to be followed that shall govern the handling of these consolidated cases . ( signed by Judge Denise L. Cote ); Copies mailed. Original entry in 02cv4816 document number 7. (yv)
September 13, 2002 Filing 53 MEMORANDUM OF LAW by H. Carl McCall re: [52-1] order the parties, by written submission to this Court no later than September 13, 2002, shall show cause why Grenier and Alexander should not be consolidated with each other or both of them with In re Worldcom, Inc., Securities Litigation, [52-2] relief . (sb)
August 30, 2002 Opinion or Order Filing 52 ORDER TO SHOW CAUSE; the parties, by written submission to this Court no later than September 13, 2002, shall show cause why Grenier and Alexander should not be consolidated with each other or both of them with In re Worldcom, Inc., Securities Litigation ; (signed by Judge Denise L. Cote ); Copies mailed. (djc)
August 19, 2002 Opinion or Order Memo endorsed on motion; granting [49-1] motion for an order, purs. to Rule 1.3(c) of the Local Rules of the USDC/S&EDNY, admitting Frank M. Pitre to appear pro hac vice as counsel for pltff . ( signed by Judge Denise L. Cote ); Copies mailed. Document sent to attorney admissions clerk. (dle) Modified on 08/27/2002
August 15, 2002 Opinion or Order Filing 51 ORDER, that the following actions are consolidated: 02cv3288, 02cv3416, 02cv3419, 02cv3508, 02cv3537, 02cv3467, 02cv3750, 02cv3771, 02cv4719, 02cv4945, 02cv4946, 02cv4958, 02cv4990, 02cv5057, 02cv5071, 02cv5087, 02cv5708, 02cv5224, and 02cv5285, for all purposes pursuant to Rule 42(a), F.R.C.P.. They shall be referred to collectively as In Re WorldCom, Inc. Securities Litigation, Master File No. 02cv3288(DLC); The New York State Common Retirement Fund is appointed Lead Plaintiff; Bernstein Litowitz Berger & Grossman LLP and Barrack, Rodos & Bacine shall serve as co-lead counsel for all plaintiffs in the consolidated actions; this order is also regarding the procedures to be followed that shall govern the handling of the consolidation of these actions , Plaintiffs shall file a consolidated amended complaint for the consolidated actions and any actions subsequently consolidated with them on or before October 11, 2002 . ( signed by Judge Denise L. Cote ); Copies mailed. (dle)
August 15, 2002 Consolidated Lead Case. (dle)
August 12, 2002 Opinion or Order Filing 50 STIPULATION and ORDER; Defendants WorldCoom, Inc., Bernard J. Ebbers, James C. Allen, Max E. Bobbitt, and Francesco Galesi shalll hae no obligation to respond to the complaint in this action; Simpson Thacher & Bartlett agree to accept service on behalf of Worldcom, Inc., Plaintiffs have 60 days after issuance of an Order consolidating the action with all related cases, appointing lead plaintiffs and approving the lead plaintiffs' selection of lead counsel, either to file and serve a consolidated complaint or to designate a lead complaint, the consolidated or designated lead complaint will supersede all other complaints in the consolidated actions. Defendants shall have 60 days after the service of a consolidated complaint, or designation of a lead complaint, to respond to that complaint. If Defendants respond by motion to dismiss, plaintiffs shall have 45 days after the service of the motion to dismiss to file and serve a brief in opposition Defendants' motion to dismiss, and Defendants shall have 30 days after the service of Plaintiffs' opposition brief to file and serve a reply brief ; ( signed by Judge Denise L. Cote ) (djc) Modified on 08/16/2002
August 9, 2002 Filing 49 NOTICE OF MOTION by Albert Fadem Trust, Bruce A. Fadem for an order, purs. to Rule 1.3(c) of the Local Rules of the USDC/S&EDNY, admitting Frank M. Pitre to appear pro hac vice as counsel for pltff ; Return Date not indicated. Affidavit of D. Brian Hufford & Frank M. Pitre in support attached. (sac) Modified on 08/27/2002
July 25, 2002 Filing 48 REPLY MEMORANDUM By HGK Asset Management with respect to consolidation of all Worldcom, Inc. cases and lead plaintiff motions. (db)
July 25, 2002 Filing 47 REPLY MEMORANDUM by H. Carl McCall in support re: [27-1] motion for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508, [27-2] motion for an order, appointing the NYSCRF as the Lead Pltff in these consolidated actions, [27-3] motion for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos & Bacine, as Lead Counsel in these consolidated actions. (db)
July 24, 2002 Filing 46 Motion to Treat as timely the response of movant Saud Alkulalbi to motions for consolidation, appointment as lead plaintiffs and approval of selection of lead counsel. (Filed in the night deposit on 7/24/02 at 10:05 p.m.) (ae) Modified on 07/26/2002
July 22, 2002 Filing 45 RESPONSE by Saud Alkulalbi Re: [30-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3647; 02cv3750; 02cv3771, [30-2] motion for an order, appointing StoneRidge Investment Partners, LLC as Lead Pltff in the consolidated action, [30-3] motion for an order, approving its selection of Lead and Liaison Counsel (sv)
July 18, 2002 Filing 44 RESPONSE by Worldcom, Inc., Bernard J. Ebbers, James C. Allen, Max E. Bobbitt, Francesco Galesi to motions for consolidation, appointment of lead plaintiff and approval as lead counsel. (yv) Modified on 07/23/2002
July 18, 2002 Filing 43 RULE 1.9 CERTIFICATE filed by Worldcom, Inc. . (yv)
July 18, 2002 Filing 42 DECLARATION of Ashley Kim by HGK Asset Management in support Re: [41-1] opposition memorandum . (yv) Modified on 07/23/2002
July 18, 2002 Filing 41 MEMORANDUM OF LAW by HGK Asset Management in opposition to the competing motions for appointment of lead plaintiff and approval of lead counsel and in response to certain motions for consolidation. (yv)
July 18, 2002 Filing 40 MEMORANDUM OF LAW in support of [15-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771, [15-2] motion for an order, appointing Union as Lead Pltff in the consolidated action, [15-3] motion for an order, approving its selection of Lead Counsel and in further support of [30-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3647; 02cv3750; 02cv3771, [30-2] motion for an order, appointing StoneRidge Investment Partners, LLC as Lead Pltff in the consolidated action, [30-3] motion for an order, approving its selection of Lead and Liaison Counsel . (yv)
July 18, 2002 Filing 39 MEMORANDUM OF LAW by H. Carl McCall in support of other motions to consolidate cases and in opposition to the other motions seeking appointment as lead plaintiff and approval of its selection of counsel. (yv)
July 18, 2002 Filing 38 MEMORANDUM OF LAW in opposition to [27-1] motion for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508, [27-2] motion for an order, appointing the NYSCRF as the Lead Pltff in these consolidated actions, [27-3] motion for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos & Bacine, as Lead Counsel in these consolidated actions . (yv)
July 18, 2002 RESPONSE by Worldcom, Inc., Bernard J. Ebbers, James C. Allen, Max E. Bobbitt, Francesco Galesi to motions for consolidation, appointment of lead plaintiff and approval as lead counsel. Original entry in 02cv3288 document number 38. (yv)
July 18, 2002 Filing 37 AFFIDAVIT of Murielle J. Steven in support of [35-1] opposition memorandum . (yv)
July 18, 2002 Filing 36 RESPONSE by Hallisey & Johnson Profit Sharing Fund and Hallisey & Johnson Money Purchase Pension Trust to [27-1] motion for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508, [27-2] motion for an order, appointing the NYSCRF as the Lead Pltff in these consolidated actions, [27-3] motion for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos & Bacine, as Lead Counsel in these consolidated actions. Received in night deposit box on 7/18/02 at 5:09 p.m. (yv)
July 18, 2002 Filing 35 MEMORANDUM OF LAW by Municipal Police Employees' Retirement System of Louisiana in opposition to [30-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508 02cv3537; 02cv3647; 02cv3750; 02cv3647; 02cv3750; 02cv3771, [30-2] motion for an order, appointing StoneRidge Investment Partners, LLC as Lead Pltff in the consolidated action, [30-3] motion for an order, approving its selection of Lead and Liaison Counsel, [27-1] motion for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508, [27-2] motion for an order, appointing the NYSCRF as the Lead in these consolidated actions, [27-3] motion for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos Bacine, as Lead Counsel in these consolidated actions, [21-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 02cv4958, for all purposes, [21-2] motion for an order, appointing Movant to serve as lead pltff, [21-3] motion for an order, approving Movant's selection of counsel for the Class, [18-1] motion for an order, consolidating 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 024958; 02cv4973, [18-2] motion for an order, appointing the proposed Lead Pltffs as Lead Pltffs these actions purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995, [18-3] motion for an order, approving Movants' selection of Lead Counsel, [15-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771, [15-2] motion for an order, appointing Union as Lead Pltff in the consolidated action, [15-3] motion for an order, approving its selection of Lead Counsel, [12-1] motion for an order, appointing HGK Asset Management, Inc. as Lead Pltff, [12-2] motion for an order, HGK's choice of Schoengold & Sporn, P.C. as Lead Counsel for the Class, [9-1] motion for an order, consolidating: 02cv3288; 02cv3416 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4946; 02cv4958; 02cv4973, purs. to FRCP [9-2] motion for an order, appointing the Albert Fadem by Bruce A. Fadem, Trustee, David R. Blackburn, Claudine M. Cermak, Neil Meislin, Elaine and Chadwick Small, and Alejandro Torrealba as lead pltff, [9-3] motion for an order, approving their selection of Lovell & Stewart LLP as lead counsel in these consolidated actions, [7-1] motion an order, consolidating for all purposes: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv4719; 02cv4945; 02cv4946; 02cv3647; 02cv3750; 02cv3771; 02cv4956; 02cv4963; 02cv4973, on behalf of investors who purchased the common stock of WorldCom, Inc. between 1/3/00 and 4/29/02, [7-2] motion for an order, to appoint Laurian Investments, LLC as Lead Pltff in the Consolidated Action, [7-3] motion for an order, to approve Laurian Investments, LLC's choice of counsel. Received in night deposit box on 7/18/02 at 5:08 p.m. Appendix of unreported cases attached. (yv) Modified on 07/22/2002
July 15, 2002 Filing 34 MEMORANDUM OPINION #87160; That principal trial counsel for all parties in this action are directed to appear for a conference with the Court on 8/12/02 at 11:00 a.m. at the U.S. Courthouse, 500 Pearl Street, Courtroom 11B, at which time the motions for consolidation and appointment of lead plaintiff will be addressed . ( signed by Judge Denise L. Cote ); Copies mailed. (jp)
July 10, 2002 Filing 33 Letter filed Gregory M. Nespole addressed to The Clerk of the Court, dated 6/28/02; Re: Kendall Trust hereby files in this district its application before the JPML. (sac)
July 1, 2002 Filing 32 DECLARATION of Deborah R. Gross by Stoneridge in support Re: [30-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3647; 02cv3750; 02cv3771, [30-2] motion for an order, appointing StoneRidge Investment Partners, LLC as Lead Pltff in the consolidated action, [30-3] motion for an order, approving its selection of Lead and Liaison Counsel. (sac)
July 1, 2002 Filing 31 MEMORANDUM OF LAW by Stoneridge in support of [30-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3647; 02cv3750; 02cv3771, [30-2] motion for an order, appointing StoneRidge Investment Partners, LLC as Lead Pltff in the consolidated action, [30-3] motion for an order, approving its selection of Lead and Liaison Counsel. (sac)
July 1, 2002 Filing 30 NOTICE OF MOTION by Stoneridge for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3647; 02cv3750; 02cv3771 ; for an order, appointing StoneRidge Investment Partners, LLC as Lead Pltff in the consolidated action ; and for an order, approving its selection of Lead and Liaison Counsel ; Return Date not indicated. (sac) Modified on 07/15/2002
July 1, 2002 Filing 29 DECLARATION of Daniel L. Berger by H. Carl McCall in support Re: [27-1] motion for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508, [27-2] motion for an order, appointing the NYSCRF as the Lead Pltff in these consolidated actions, [27-3] motion for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos & Bacine, as Lead Counsel in these consolidated actions. (sac)
July 1, 2002 Filing 28 MEMORANDUM OF LAW by H. Carl McCall in support of [27-1] motion for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508, [27-2] motion for an order, appointing the NYSCRF as the Lead Pltff in these consolidated actions, [27-3] motion for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos & Bacine, as Lead Counsel in these consolidated actions. (sac)
July 1, 2002 Filing 27 NOTICE OF MOTION by H. Carl McCall for an order, consolidating: 02cv3416; 02cv3419; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4816; 02cv4946; 02cv4958; 02cv4973; 02cv4945; 02cv3687; 02cv3817; 02cv3819; 02cv3914; 02cv3985; 02cv4038; 02cv4087; 02cv4197; 02cv4277; 02cv4394; 02cv4409; 02cv4414; 02cv4508 ; for an order, appointing the NYSCRF as the Lead Pltff in these consolidated actions ; for an order, approving the NYSCRF's choice of counsel, the law firms of Bernstein Litowitz Berger & Grossman LLP and Barrack Rodos & Bacine, as Lead Counsel in these consolidated actions ; Return Date not indicated. (sac)
July 1, 2002 Filing 26 AFFIDAVIT of Murielle J. Steven by the Municipal Police in support of [24-1] motion for an order, consolidating: 02cv3288; 02cv3647; 02cv3537; 02cv3508; 02cv4973; 02cv4958; 02cv4946; 02cv4816; 02cv4719; 02cv3771; 02cv3750; 02cv3419; 02cv3416, purs. to FRCP 42(a), [24-2] motion for an order, purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995, [24-3] motion for an order, approving the selection of Pomerantz Haudek Brossman & Gross LLP as Lead Counsel for all purchasers of the 8% Notes. (rec'd in the night deposit box on 7/1/02 at 6:00 p.m.) (sac)
July 1, 2002 Filing 25 MEMORANDUM OF LAW by the Municipal Police in support of [24-1] motion for an order, consolidating: 02cv3288; 02cv3647; 02cv3537; 02cv3508; 02cv4973; 02cv4958; 02cv4946; 02cv4816; 02cv4719; 02cv3771; 02cv3750; 02cv3419; 02cv3416, purs. to FRCP 42(a), [24-2] motion for an order, purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995, [24-3] motion for an order, approving the selection of Pomerantz Haudek Brossman & Gross LLP as Lead Counsel for all purchasers of the 8% Notes. (rec'd in the night deposit box on 7/1/02 at 6:00 p.m.) (sac)
July 1, 2002 Filing 24 NOTICE OF MOTION by the Municipal Police for an order, consolidating: 02cv3288; 02cv3647; 02cv3537; 02cv3508; 02cv4973; 02cv4958; 02cv4946; 02cv4816; 02cv4719; 02cv3771; 02cv3750; 02cv3419; 02cv3416, purs. to FRCP 42(a) ; for an order, purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995 ; for an order, approving the selection of Pomerantz Haudek Brossman & Gross LLP as Lead Counsel for all purchasers of the 8% Notes ; Return Date not indicated. (rec'd in the night deposit box on 7/1/02 at 6:00 p.m.) (sac)
July 1, 2002 Filing 23 DECLARATION of Joseph R. Seidman, Jr. by Miller/Howard in support Re: [21-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 02cv4958, for all purposes, [21-2] motion for an order, appointing Movant to serve as lead pltff, [21-3] motion for an order, approving Movant's selection of counsel for the Class. (rec'd in the night deposit box on 7/1/02 at 5:50 p.m.) (sac)
July 1, 2002 Filing 22 MEMORANDUM OF LAW by Miller/Howard Invest in support of [21-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 02cv4958, for all purposes, [21-2] motion for an order, appointing Movant to serve as lead pltff, [21-3] motion for an order, approving Movant's selection of counsel for the Class. (rec'd in the night deposit box on 7/1/02 at 5:50 p.m.) (sac)
July 1, 2002 Filing 21 NOTICE OF MOTION by Miller/Howard for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 02cv4958, for all purposes ; for an order, appointing Movant to serve as lead pltff ; and for an order, approving Movant's selection of counsel for the Class ; Return Date not indicated. (rec'd in the night deposit box on 7/1/02 at 5:50 p.m.) (sac)
July 1, 2002 Filing 20 DECLARATION of Aaron L. Brody by Saud Alkulaibi, Dennis D'Amico, Steven H. Gerson, Steven O. Peterson, Mark Schulman and John A. Wiebe in support Re: [18-1] motion for an order, consolidating 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 024958; 02cv4973, [18-2] motion for an order, appointing the proposed Lead Pltffs as Lead Pltffs in these actions purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995, [18-3] motion for an order, approving Movants' selection of Lead Counsel. (rec'd in the night deposit box on 7/1/02 at 11:17 p.m.) (sac)
July 1, 2002 Filing 19 MEMORANDUM OF LAW by Saud Alkulaibi, Dennis D'Amico, Steven H. Gerson, Steven O. Peterson, Mark Schulman and John A. Wiebe in support of [18-1] motion for an order, consolidating 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 024958; 02cv4973, [18-2] motion for an order, appointing the proposed Lead Pltffs as Lead Pltffs in these actions purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995, [18-3] motion for an order, approving Movants' selection of Lead Counsel. (rec'd in the night depoist box on 7/1/02 at 11:17 p.m.) (sac)
July 1, 2002 Filing 18 NOTICE OF MOTION by Saud Alkulaibi, Dennis D'Amico, Steven H. Gerson, Steven O. Peterson, Mark L Schulman, John A. Wiebe for an order, consolidating 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4719; 02cv4945; 02cv4946; 024958; 02cv4973 ; for an order, appointing the proposed Lead Pltffs as Lead Pltffs in these actions purs. to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995 ; and for an order, approving Movants' selection of Lead Counsel ; Return Date not indicated. (rec'd in the night deposit box on 7/1/02 at 11:17 p.m.) (sac)
July 1, 2002 Filing 17 DECLARATION of Nancy Kaboolian by Union Investment in support Re: [15-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771, [15-2] motion for an order, appointing Union as Lead Pltff in the consolidated action, [15-3] motion for an order, approving its selection of Lead Counsel. (rec'd in the night the deposit box on 7/1/02 at 6:22 p.m.) (sac)
July 1, 2002 Filing 16 MEMORANDUM OF LAW by Union Investment in support of [15-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771, [15-2] motion for an order, appointing Union as Lead Pltff in the consolidated action, [15-3] motion for an order, approving its selection of Lead Counsel. (rec'd in the night deposit box on 7/1/02 at 6:22 p.m.) (sac)
July 1, 2002 Filing 15 NOTICE OF MOTION by Union Investment for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771 ; for an order, appointing Union as Lead Pltff in the consolidated action ; and for an order, approving its selection of Lead Counsel ; Return Date not indicated. (rec'd in the night deposit box on 7/1/02 at 6:22 p.m.) (sac)
July 1, 2002 Filing 14 DECLARATION of Ashley Kim by HGK Asset Management in support Re: [12-1] motion for an order, appointing HGK Asset Management, Inc. as Lead Pltff, [12-2] motion for an order, HGK's choice of Schoengold & Sporn, P.C. as Lead Counsel for the Class. (sac)
July 1, 2002 Filing 13 MEMORANDUM OF LAW by HGK Asset Management in support of [12-1] motion for an order, appointing HGK Asset Management, Inc. as Lead Pltff, [12-2] motion for an order, HGK's choice of Schoengold & Sporn, P.C. as Lead Counsel for the Class. (sac)
July 1, 2002 Filing 12 NOTICE OF MOTION by HGK Asset Management for an order, appointing HGK Asset Management, Inc. as Lead Pltff ; for an order, HGK's choice of Schoengold & Sporn, P.C. as Lead Counsel for the Class ; Return Date not indicated. (sac)
July 1, 2002 Filing 11 MEMORANDUM OF LAW by Laurian Investments in support of [7-1] motion for an order, consolidating for all purposes: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv4719; 02cv4945; 02cv4946; 02cv3647; 02cv3750; 02cv3771; 02cv4956; 02cv4963; 02cv4973, on behalf of investors who purchased the common stock of WorldCom, Inc. between 1/3/00 and 4/29/02, [7-2] motion for an order, to appoint Laurian Investments, LLC as Lead Pltff in the Consolidated Action, [7-3] motion for an order, to approve Laurian Investments, LLC's choice of counsel. (rec'd in the night deposit box on 7/1/02 at 7:07 p.m.) (sac)
July 1, 2002 Filing 10 MEMORANDUM OF LAW by Albert Fadem Trust, Bruce A. Fadem in support of [9-1] motion for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4946; 02cv4958; 02cv4973, purs. to FRCP 42(a), [9-2] motion for an order, appointing the Albert Fadem Trust by Bruce A. Fadem, Trustee, David R. Blackburn, Claudine M. Cermak, Neil Meislin, Elaine and Chadwick Small, and Alejandro Torrealba as lead pltff, [9-3] motion for an order, approving their selection of Lovell & Stewart LLP as lead counsel in these consolidated actions. (rec'd in the night deposit box on 7/1/02 at 8:23 p.m.) (sac)
July 1, 2002 Filing 9 NOTICE OF MOTION by Albert Fadem Trust, Bruce A. Fadem, Trustee, David R. Blackburn, Claudine M. Cermak, Neil Meislin, Elaine & Chadwick Small, and Alejandro Torrealba for an order, consolidating: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv3647; 02cv3750; 02cv3771; 02cv4946; 02cv4958; 02cv4973, purs. to FRCP 42(a) ; and for an order, appointing the Albert Fadem Trust by Bruce A. Fadem, Trustee, David R. Blackburn, Claudine M. Cermak, Neil Meislin, Elaine and Chadwick Small, and Alejandro Torrealba as lead pltff ; and for an order, approving their selection of Lovell & Stewart LLP as lead counsel in these consolidated actions ; Return Date not indicated. Affidavit of Christopher J. Gray in support attached (sac)
July 1, 2002 Filing 8 AFFIDAVIT of Mark A. Strauss by Laurian Investments in support of [7-1] motion for an order, consolidating for all purposes: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv4719; 02cv4945; 02cv4946; 02cv3647; 02cv3750; 02cv3771; 02cv4956; 02cv4963; 02cv4973, on behalf of investors who purchased the common stock of WorldCom, Inc. between 1/3/00 and 4/29/02, [7-2] motion for an order, to appoint Laurian Investments, LLC as Lead Pltff in the Consolidated Action, [7-3] motion for an order, to approve Laurian Investments, LLC's choice of counsel. (rec'd in the night deposit box on 7/1/02 at 7:07 p.m.) (sac)
July 1, 2002 Filing 7 NOTICE OF MOTION by Laurian Investment for an order, consolidating for all purposes: 02cv3288; 02cv3416; 02cv3419; 02cv3508; 02cv3537; 02cv4719; 02cv4945; 02cv4946; 02cv3647; 02cv3750; 02cv3771; 02cv4956; 02cv4963; 02cv4973, on behalf of investors who purchased the common stock of WorldCom, Inc. between 1/3/00 and 4/29/02 ; for an order, to appoint Laurian Investments, LLC as Lead Pltff in the Consolidated Action ; for an order, to approve Laurian Investments, LLC's choice of counsel ; Return Date not indicated. (rec'd in the night deposit box on 7/1/02 at 7:07 p.m.) (sac)
June 13, 2002 Filing 6 AMENDED COMPLAINT by Albert Fadem Trust, Bruce A. Fadem (Answer due 6/26/02 for Arthur Anderson, LLP, for Francesco Galesi, for Max E. Bobbitt, for James C. Allen, for Bernard J. Ebbers, for Worldcom, Inc. ) amending [1-1] complaint ; Summons issued. (yv)
May 29, 2002 Opinion or Order Filing 4 ORDER, that any stipulation submitted to the Court by counsel in this case shall reflect service on all parties in the litigation who have been served . ( signed by Judge Denise L. Cote ); Copies mailed. (ae)
May 28, 2002 Opinion or Order Filing 5 STIPULATION and ORDER; that the time within which dft. Arthur Andersen may answer, reply, move or otherwise plead with respect to the Complaint shall be extended until 45 days after the filing of a consolidated amended complaint, or an order denying consolidation of related cases. Plaintiffs' counsel must serve this stipulation on all parties who have been served in this action . ( signed by Judge Denise L. Cote ) (pl) Modified on 05/31/2002
May 23, 2002 Filing 3 NOTICE of attorney appearance for Arthur Anderson, LLP by Jonathan J. Walsh. (yv)
May 3, 2002 Filing 2 AFFIDAVIT OF SERVICE of S/C as to Arthur Anderson, LLP by Regine Saint-Cyr on 5/3/02. Answer due on 5/23/02 for Arthur Anderson, LLP . (cd)
April 30, 2002 Filing 1 CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 437626. (jol)
April 30, 2002 Magistrate Judge Michael H. Dolinger is so designated. (jol)

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Search for this case: In Re: WorldCom, Inc. Securities Litigation
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Consolidated plaintiff: Sam P. Seay
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Consolidated plaintiff: State Teachers Retirement System of Ohio
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: Jere L. Beasley
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Consolidated plaintiff: Northwestern Mutual Life Insurance Company
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Consolidated plaintiff: Christopher Garcia
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Consolidated plaintiff: Ernie Hopper
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Consolidated plaintiff: Ventura County Employees Retirement Association
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Motion Picture Industry Pension & Health Plans
Represented By: William S. Lerach
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Consolidated plaintiff: The Los Angeles County Employees Retirement Association
Represented By: William S. Lerach
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Consolidated plaintiff: Philip J. Berg
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Consolidated plaintiff: Alameda County Employees Retirement Association
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Donna R. Lubus
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Consolidated plaintiff: Richard F. Reynolds
Represented By: Edward S. Feig
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Consolidated plaintiff: Cincinnati Retirement System
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: David Crum
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Consolidated plaintiff: United Food and Commercial Workers Union Local 880-Retail Food Employers Joint Pension Fund
Represented By: William S. Lerach
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Consolidated plaintiff: Above Paradise Investments Ltd.
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Consolidated plaintiff: Joel D Davis
Represented By: William S. Lerach
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Consolidated plaintiff: Air Conditioning & Refrigeration Industry Retirement Trust Funds
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: San Diego City Employees' Retirement System
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Producer-Writers Guild of America Pension Plan
Represented By: William S. Lerach
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Consolidated plaintiff: Daniel P. Sauls
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Consolidated plaintiff: City of South San Francisco
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Shriners Hospital For Children
Represented By: Timothy R. Balducci
Represented By: Joseph C. Langston
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Consolidated plaintiff: Daniel C. Hughes, Jr.
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Consolidated plaintiff: San Diego County
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Jean Colarik
Represented By: William S. Lerach
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Consolidated plaintiff: Thomas Steven Richardson
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Consolidated plaintiff: John Halkias
Represented By: William S. Lerach
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Consolidated plaintiff: Montana Board of Investments
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Oakland Fire and Police Retirement System
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Writers' Guild-Industry Health Fund
Represented By: William S. Lerach
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Consolidated plaintiff: Public Employees Retirement System of Ohio
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: Alaska Permanent Capital Management Company
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Standard Life Investments, Limited
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Consolidated plaintiff: Michael W. Arney
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Consolidated plaintiff: The State of Idaho
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Ohio State Highway Patrol Retirement System
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: Robert W. Grauvogl
Represented By: William S. Lerach
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Consolidated plaintiff: Contra Costa County Employees' Retirement Board
Represented By: William S. Lerach
Represented By: Eric S. Goldstein
Represented By: Joyce Szuyun Huang
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Mark Robert Rosen
Represented By: Brad Scott Karp
Represented By: Michael Joseph Dowd
Represented By: Martin London
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Consolidated plaintiff: Forrest Stephens
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Consolidated plaintiff: State of Wisconsin Investment Board
Represented By: Susan Steingass
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Consolidated plaintiff: United Food & Commercial Wokers Union Local 880-Mercantile Employers Joint Pension Fund, and its trustees
Represented By: William S. Lerach
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Consolidated plaintiff: Trustee Gary Ginsburg
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Consolidated plaintiff: Dolores Hoff
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Consolidated plaintiff: Directors Guild of America-Producers Pension and Health Plans
Represented By: William S. Lerach
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Consolidated plaintiff: Steven P. Mohr
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Consolidated plaintiff: Minnesota State Board of Investments
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Richard E. Patterson
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Consolidated plaintiff: Rogelio Lopez
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Consolidated plaintiff: Jake Floyd
Represented By: P. Kelly Loyacono
Represented By: E. Scott Verhine
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Consolidated plaintiff: David Kramer
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Consolidated plaintiff: Norman S. Lubus
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Consolidated plaintiff: Shereen Beydoun
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Consolidated plaintiff: Gregg T. Hahn
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Consolidated plaintiff: Fred Wyly
Represented By: P. Kelly Loyacono
Represented By: E. Scott Verhine
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Consolidated plaintiff: Aldace Hoff
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Consolidated plaintiff: Dennis M. Wosick
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Consolidated plaintiff: Richard Ryland
Represented By: William S. Lerach
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Consolidated plaintiff: Grace Weinstein
Represented By: Brian Philip Murray
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Consolidated plaintiff: Robin Hodes Jacobs
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Consolidated plaintiff: Municipal Police Employees Retirement System of Louisiana
Represented By: Jay B. Kasner
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Consolidated plaintiff: Amy A. Methvin
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Consolidated plaintiff: Denver Area Meat Cutters & Employers Pension Plan
Represented By: Thomas Edward Egler
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Consolidated plaintiff: Robert Weiss
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Consolidated plaintiff: Ina Rosenblum
Represented By: Joel H. Bernstein
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Consolidated plaintiff: Eric Edwards
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Consolidated plaintiff: Dallas M. Patterson
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Consolidated plaintiff: Teamsters Local 408 Pension Guaranteed Fund
Represented By: Randall J. Baron
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: Spencer A. Burkholz
Represented By: Thomas Edward Egler
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Jeffrey R. Appelbaum
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Consolidated plaintiff: Robert C. Pickens
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Consolidated plaintiff: Riste Gusterov
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Consolidated plaintiff: Board of Trustees of the Teacher's Retirement System of the State of Illinois
Represented By: William S. Lerach
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Consolidated plaintiff: Brian Barry
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Consolidated plaintiff: Rocky Mountain UFCW Unions & Employers Pension Plan
Represented By: Thomas Edward Egler
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Consolidated plaintiff: Thomas H. Robertson
Represented By: William S. Lerach
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Consolidated plaintiff: Roger Larson
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Consolidated plaintiff: Ohio Bureau of Workers' Compensation
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: Imperial County Board of Retirement
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Fred J. Witkoff
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Consolidated plaintiff: John Iaderosa
Represented By: William S. Lerach
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Consolidated plaintiff: Michael Bamdis
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Consolidated plaintiff: California State Teachers' Retirement System
Represented By: William S. Lerach
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Consolidated plaintiff: J. Craig Jones
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Consolidated plaintiff: Sara B. Beasley
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Consolidated plaintiff: Seymour Schreck
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Consolidated plaintiff: Steven Brakl
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Consolidated plaintiff: Heavy & General Laborers' Locals 472 & 172 Pension and Annuity Funds
Represented By: William S. Lerach
Represented By: Thomas Edward Egler
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Consolidated plaintiff: Health Care Trust Fund
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Consolidated plaintiff: United Food and Commercial Workers Union-Employer Pension Fund
Represented By: William S. Lerach
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Consolidated plaintiff: Joseph J. Argentine
Represented By: William M. Quin, II
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Consolidated plaintiff: Thomas Luke
Represented By: P. Kelly Loyacono
Represented By: E. Scott Verhine
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Consolidated plaintiff: Sacramento County Employees Retirement System
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Paul T. Benton
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Consolidated plaintiff: American International Group
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Consolidated plaintiff: Roscoe Wallace
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Consolidated plaintiff: Thomas L. Cousins
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Consolidated plaintiff: Louis J. Maholic
Represented By: William S. Lerach
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Consolidated plaintiff: The Maryland-National Capital Park & Planning Commission Employee's Retirement System
Represented By: William S. Lerach
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Consolidated plaintiff: Theodore H. Hoffman
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Consolidated plaintiff: Barry W. Blank
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Consolidated plaintiff: Robert A. Nickell
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Consolidated plaintiff: Ana Maria Lopez
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Consolidated plaintiff: Denise Dorosh
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Consolidated plaintiff: Bryan Polak
Represented By: William S. Lerach
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Consolidated plaintiff: California Public Employees' Retirement System
Represented By: William S. Lerach
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Consolidated plaintiff: Alameda-Contra Costa Transit Employees' Retirement Plan
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: San Francisco City and County Employees' Retirement System
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Ohio Police & Fire Pension Fund
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: Reza Chini
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Consolidated plaintiff: William P. Huszar
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Consolidated plaintiff: School Employees Retirement System of Ohio
Represented By: Brad Scott Karp
Represented By: Sidney Stephen Liebesman
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Consolidated plaintiff: Davon Group, LTD.
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Consolidated plaintiff: Sheetmetal Workers Pension Plan of Southern California Arizona and Nevada
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Ron G. Crane
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Iatse Local #33 Pension Trust
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: David L. Merideth
Represented By: William M. Quin, II
Represented By: David L. Meridith
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Consolidated plaintiff: Maurice Brodsky
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Consolidated plaintiff: Steve Albrecht
Represented By: William S. Lerach
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Consolidated plaintiff: Beverly Schreck
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Consolidated plaintiff: Ronnie Ribnick
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Consolidated plaintiff: San Bernardino County Employees Retirement Association
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Screen Actors Guild Producers Pension & Health Plans
Represented By: William S. Lerach
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Consolidated plaintiff: James B. Jerele
Represented By: William S. Lerach
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Consolidated plaintiff: The Robert D. Jaffee Revocable Trust
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Consolidated plaintiff: Tulare County Employees Retirement Association
Represented By: William S. Lerach
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Consolidated plaintiff: United Food & Commercial Workers Union-Employer Pension Fund, and its Trustees
Represented By: William S. Lerach
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Consolidated plaintiff: Railways Pension Trustee Company Ltd.
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Consolidated plaintiff: Wanda M. Huszar
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Consolidated plaintiff: Beatrice Tuttleman
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Consolidated plaintiff: Joseph J. Kirsch
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Consolidated plaintiff: Hall Financial Group, Ltd.
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Consolidated plaintiff: John Hannon
Represented By: P. Kelly Loyacono
Represented By: E. Scott Verhine
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Consolidated plaintiff: Vivian Witkoff
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Consolidated plaintiff: Sacramento Regional Transit District Salaried Employees Retirement Plan
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Perry Johnston
Represented By: R. Jay Short, Jr.
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Consolidated plaintiff: Mendocino County Employees Retirement Association
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Richmon Sharbrough
Represented By: P. Kelly Loyacono
Represented By: E. Scott Verhine
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Consolidated plaintiff: Chester J. Capinski
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Consolidated plaintiff: Utah State Retirement Board
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Consolidated plaintiff: Victor M. Lim
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Consolidated plaintiff: Edward Castellani
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Consolidated plaintiff: Reza Azadegan
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Consolidated plaintiff: Washington State Investment Board
Represented By: William S. Lerach
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Consolidated plaintiff: Frank J. Sinton
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Consolidated plaintiff: Michael A. Krzys
Represented By: William S. Lerach
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Consolidated plaintiff: Sacremento Regional Transit District Contract Employees Retirement Plan
Represented By: William S. Lerach
Represented By: Darren J. Robbins
Represented By: David C. Walton
Represented By: Spencer A. Burkholz
Represented By: Michael Joseph Dowd
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Consolidated plaintiff: Motion Picture Industry Individual Account Plan
Represented By: William S. Lerach
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Consolidated plaintiff: West Virginia Investment Management Board
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Consolidated plaintiff: Edward Kalaigian
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Consolidated plaintiff: Kenneth P. Callison
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Consolidated plaintiff: Natalie Bert Nickell
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Consolidated plaintiff: Linda Cousins
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Consolidated defendant: Bank of America Securities LLC
Represented By: Brad Scott Karp
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Consolidated defendant: Banc of America Securities LLC
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Credit Suisse Group
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Consolidated defendant: Lehman Brothers Holding Inc.
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Smith Barney & Co., Inc.
Represented By: Walter Rieman
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Consolidated defendant: CitiGroup Inc.
Represented By: Eric S. Goldstein
Represented By: Brad Scott Karp
Represented By: Walter Rieman
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Consolidated defendant: Blaylock and Partners LP
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Scott D. Sullivan
Represented By: Irvin B. Nathan
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Consolidated defendant: Nationsbanc Montgomery Securities LLC
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Consolidated defendant: J.P. Securities, Inc
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Robertson Stephens International Limited
Represented By: Brad Scott Karp
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Consolidated defendant: Lehman Brothers
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Alex.Brown Inc.
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Consolidated defendant: Mary Roe
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Consolidated defendant: Westdeutsche Landesbank Girozentrale
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Clifford L. Alexander, Jr.
Represented By: James F. Hibey
Represented By: David Harris LaRocca
Represented By: Pamela Rogers Chepiga
Represented By: Joseph Walker
Represented By: David Elbaum
Represented By: Paul C. Curnin
Represented By: Richard William Beckler
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Consolidated defendant: Deutsche Bank Securities
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Fleet Securities, Inc.
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Credit Suisse First Boston Corp.
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Deutsche Banc
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Consolidated defendant: Judith Areen
Represented By: Christopher Nicholas Manning
Represented By: Karyn Annise Temple
Represented By: David Harris LaRocca
Represented By: Brendan V.. Sullivan, Jr..
Represented By: Michael S. Sundermeyer
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Consolidated defendant: Judith C. Allen
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Consolidated defendant: Caboto Holding Sim S.P.A.
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Bank of America Corp.
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Pacific Income Advisors, Inc.
Represented By: Robert Vaughan Cornish, Jr.
Represented By: Andrew E. Miller
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Consolidated defendant: Lehman Brothers Inc.
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: BNP Paribas Securities Corp.
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Susan Leslie Saltzstein
Represented By: Jay B. Kasner
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Consolidated defendant: Bert C. Roberts, Jr.
Represented By: David Harris LaRocca
Represented By: Richard J. Lantinberg
Represented By: George Edward Ridge
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: Tiffiny A. Douglas
Represented By: Paul C. Curnin
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Consolidated defendant: Chase Securities, Inc.
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Mizuho International PLC
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: John W. Sidgmore
Represented By: David Harris LaRocca
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Consolidated defendant: JP Morgan Securities, Ltd.
Represented By: John Morgan Callagy
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Deutsche Bank AG
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: J.P. Morgan Securities Inc.
Represented By: John Morgan Callagy
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Salomon Smith Barney Inc.
Represented By: Eric S. Goldstein
Represented By: Joyce Szuyun Huang
Represented By: Mark Robert Rosen
Represented By: Brad Scott Karp
Represented By: Sharon L. Schneier
Represented By: Martin London
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Consolidated defendant: Utendahl Capital Partners, L.P.
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: UBS Warburg LLC
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Stiles A. Kellett, Jr.
Represented By: Stuart Fries Pierson
Represented By: David Elbaum
Represented By: John S. West
Represented By: Jennifer A. Kerkhoff
Represented By: Paul C. Curnin
Represented By: Tracy P. Varghese
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Consolidated defendant: John A. Porter
Represented By: Pamela Rogers Chepiga
Represented By: David Harris LaRocca
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Consolidated defendant: Philip L. Spartis
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Consolidated defendant: Salomon Brothers International, Inc.
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Consolidated defendant: Goldman Sachs & Co.
Represented By: Brad Scott Karp
Represented By: Susan Leslie Saltzstein
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
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Consolidated defendant: Gordon S. Maclin
Represented By: David Harris LaRocca
Represented By: David Elbaum
Represented By: Paul C. Curnin
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Consolidated defendant: Caboto-Gruppo Intesabei
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Carl J. Aycock
Represented By: Pamela Rogers Chepiga
Represented By: David Harris LaRocca
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Consolidated defendant: Juan Villalonga
Represented By: Robert M. Buschmann
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: Jennifer C. Yang
Represented By: Paul C. Curnin
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Consolidated defendant: Tokyo-Mitsubishi International, PLC
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Consolidated defendant: Lawrence C. Tucker
Represented By: David Harris LaRocca
Represented By: Pamela Rogers Chepiga
Represented By: Thomas J. Kravaler
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Consolidated defendant: Amy J. Elias
Represented By: David Ian Greenberger
Represented By: Jeffrey Lew Liddle
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Consolidated defendant: John Doe
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Petitioner: Locals 302 and 612 of the International Union of operating Engineers-Employers Construction Retirement Trust
Represented By: Thomas Edward Egler
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Petitioner: The National Asbestos Workers Pension Fund
Represented By: Michael Joseph Dowd
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Petitioner: State of Alaska Department of Revenue
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Petitioner: GS SLS Portfolio, LLC
Represented By: William Coudert Rand
Represented By: Kenneth Pasquale
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Petitioner: Melvin Dick
Represented By: Elliot Lauer
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Petitioner: Golden Gate Transit Amalgamated Retirement Plan
Represented By: Michael Joseph Dowd
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Petitioner: Howard Gimbel
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Petitioner: Alaska State Pension Investment Board
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Petitioner: Mizuho International
Represented By: Jay B. Kasner
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Petitioner: HGK Asset Management, Inc.
Represented By: Max Wallace Berger
Represented By: John Patrick Coffey
Represented By: Steven B. Singer
Represented By: Beata Gocyk-Farber
Represented By: Jennifer Lee Edlind
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Petitioner: Attorney General of the State of Alabama
Represented By: Charles Campbell
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Petitioner: SLS Investores, L.P.
Represented By: William Coudert Rand
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Petitioner: Brew Dog, LLC
Represented By: David L. McGee
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Petitioner: District No. 9, I.A. of M. & A.W. Pension Trust
Represented By: Michael Joseph Dowd
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Petitioner: UFCW International Union-Industry Pension Fund
Represented By: Michael Joseph Dowd
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Petitioner: Richard B. Schwartz
Represented By: William M. Quin, II
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Petitioner: SLS Offshore Fund, Ltd.
Represented By: William Coudert Rand
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Petitioner: Fresno County Employees Retirement Association
Represented By: Max Wallace Berger
Represented By: John Patrick Coffey
Represented By: Joseph J. Tabacco, Jr.
Represented By: Steven B. Singer
Represented By: Michael Jameson Pucillo
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Petitioner: Howard B. Prossnitz
Represented By: Howard B. Prossnitz
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Petitioner: Andersen UK
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Petitioner: Roger Bernstein
Represented By: Howard B. Prossnitz
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Petitioner: Saud Alkulalbi
Represented By: Aaron Lee Brody
Represented By: Jules Brody
Represented By: William W. Wickersham
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Petitioner: Katherine H. Castle
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Petitioner: the Bond Market Association
Represented By: Robert Frank Wise, Jr
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Petitioner: Alaska Electrical Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Petitioner: Carpenters Pension Trust for Southern California
Represented By: William S. Lerach
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Petitioner: Holmes Capital, LLC
Represented By: David L. McGee
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Petitioner: The Northwestern Mutual Life Insurance Company
Represented By: William S. Lerach
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Petitioner: Anderson Worldwide Societe Cooperative
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Petitioner: EBH Investments Co., LLC
Represented By: David L. McGee
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Petitioner: Mark Landau
Represented By: Howard B. Prossnitz
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Petitioner: Metropolitan Government of Nashville and Davidson County, Tennessee
Represented By: Gary Michael Brown
Represented By: Matthew J. Sweeney
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Petitioner: the Securities Industry Association
Represented By: Robert Frank Wise, Jr
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Petitioner: William K. Holmes
Represented By: David L. McGee
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Petitioner: Anthony Fabbri
Represented By: Robert M. Zabb
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Petitioner: Byron B. Mathews, Jr.
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Petitioner: Steven Case
Represented By: David Elbaum
Represented By: Paul C. Curnin
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Petitioner: Timothy F. Price
Represented By: David Elbaum
Represented By: Paul C. Curnin
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Petitioner: William M. Castle
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Petitioner: The County of Fresno, California
Represented By: Max Wallace Berger
Represented By: John Patrick Coffey
Represented By: Steven B. Singer
Represented By: Beata Gocyk-Farber
Represented By: Jennifer Lee Edlind
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Petitioner: Gerald H. Taylor
Represented By: David Elbaum
Represented By: Paul C. Curnin
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Petitioner: Marvin Davis
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Petitioner: Public and Private Pension Funds
Represented By: Thomas Edward Egler
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Petitioner: Bimini Star, LLC
Represented By: David L. McGee
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Plaintiff: Plumbers & Steamfitters Local 577 Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Wayne L. Matthews
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Plaintiff: George T. Flyny
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Plaintiff: Janah H. Clark
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Plaintiff: Breck W. Tyler
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Plaintiff: IBEW Local 683 Pension Fund Pension Plan
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Ruth Brinson
Represented By: William M. Quin, II
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Plaintiff: Trusco Capital Management, Inc.
Represented By: Ira A. Schochet
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Plaintiff: Courtney C. Franck
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Plaintiff: Kimberly A. McBride
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Plaintiff: Bernard W. Hill
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Plaintiff: Ralph Arnold Smith, Jr.
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Plaintiff: Samuel McLaurin
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Plaintiff: Hallisey & Johnson Profit Sharing Plan
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Plaintiff: Nathan L. Clark
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Plaintiff: Sheet Metal Workers Local Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Alexandra Motoko Smith
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Plaintiff: Cathy G. Franck
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Plaintiff: Marcus B. McBride
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Plaintiff: Kristi McLaurn
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Plaintiff: Arin Clark Hewes
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Plaintiff: Pacific Life Insurance Company
Represented By: Stewart M. Weltman
Represented By: Catherine A. Torell
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Plaintiff: Sylvia Carraway
Represented By: Brian Philip Murray
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Plaintiff: Melinda M. McBride
Represented By: William M. Quin, II
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Plaintiff: Walker Franck
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Plaintiff: Steve M.
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Plaintiff: McMorgan & Company
Represented By: William S. Lerach
Represented By: Spencer A. Burkholz
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Plaintiff: Alaska Teamster-Employer Pension Trust
Represented By: Michael Joseph Dowd
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Plaintiff: Plaintiffs
Represented By: William M. Quin, II
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Plaintiff: Victoria Jane Smith
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Plaintiff: PERS of Mississippi and Health Care Trust Fund
Represented By: Timothy R. Balducci
Represented By: Joseph C. Langston
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Plaintiff: Plumbers and Pipefitters Local 219 Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Hallisey & Johnson Money Purchase Pension Trust
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Plaintiff: Mercedes Randolph Smith
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Plaintiff: Operative Plasterers and Cement Masons Local 109 Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Donna R. Flynt
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Plaintiff: UFCW Local Unions and Employers Pension Plan of Southwestern Ohio Area
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Daryl W. Abrams
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Plaintiff: Sun Trust Bank
Represented By: Thomas A. Dubbs
Represented By: Ira A. Schochet
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Plaintiff: Bruce A. Fadem
Represented By: Victor E. Stewart
Represented By: Christopher J. Gray
Represented By: Christopher Lovell
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Plaintiff: IBEW Local 246 Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Harold R. Gary
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Plaintiff: Walter David Smith
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Plaintiff: The Regents of the University of California
Represented By: Steven N. Williams
Represented By: Joseph Winters Cotchett
Represented By: Nancy L. Fineman
Represented By: Nanci E. Nishimura
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Plaintiff: Betty L. Magee
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Plaintiff: Wayne Magee
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Plaintiff: Dallas Little
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Plaintiff: IQ Holdings, Inc.
Represented By: Kenneth M. Morris
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Plaintiff: Sonoma County Employees Retirement Association
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Plaintiff: Maintenance Employee Teamsters Local 416 Pension Fund
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: The Albert Fadem Trust
Represented By: Victor E. Stewart
Represented By: Christopher J. Gray
Represented By: Christopher Lovell
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Plaintiff: IBEW Local 683 Profit Sharing Annuity Plan
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Pension Fund of Local 277
Represented By: William S. Lerach
Represented By: Michael Joseph Dowd
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Plaintiff: Ruth C.G. Trull
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Plaintiff: Paxton Ray Trull
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Plaintiff: Kimmie Tommay Smith
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Plaintiff: Jetty P. Gary
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Plaintiff: Pacific Financial Products Corporation
Represented By: Stewart M. Weltman
Represented By: Catherine A. Torell
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Intervenor defendant: Jack Grubman
Represented By: Martin London
Represented By: Joyce Szuyun Huang
Represented By: Mark Robert Rosen
Represented By: Eric S. Goldstein
Represented By: Brad Scott Karp
Represented By: Walter Rieman
Represented By: Peter Kristian Vigeland
Represented By: Sharon L. Schneier
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Intervenor defendant: Citigroup Global Markets, Inc.
Represented By: Eric S. Goldstein
Represented By: Walter Rieman
Represented By: Mark Robert Rosen
Represented By: Martin London
Represented By: Joyce Szuyun Huang
Represented By: Sharon L. Schneier
Represented By: Daniel John Toal
Represented By: Peter Kristian Vigeland
Represented By: Brad Scott Karp
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Intervenor defendant: Citigroup Global Markets Limited
Represented By: Eric S. Goldstein
Represented By: Brad Scott Karp
Represented By: Walter Rieman
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Claimant: Paul G. Rochmis
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Claimant: UBS Financial Services Inc.
Represented By: Christian T. Kemnitz
Represented By: Arthur W. Hahn
Represented By: Christopher J. Stetler
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Claimant: Holly M. Haik
Represented By: Wallace Anthony Showman
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Claimant: Shan C. Sun
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Claimant: Hilliard M. Haik
Represented By: Wallace Anthony Showman
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Claimant: Clara Kozol
Represented By: Eric J. Kozol
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Claimant: Richard Entenmann
Represented By: Charles Barnhill, Jr.
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Claimant: Seannie Haik
Represented By: Wallace Anthony Showman
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Claimant: Shari Galitzer
Represented By: Charles Barnhill, Jr.
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Claimant: H. Michael Haik
Represented By: Wallace Anthony Showman
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Claimant: Steven A. Haik
Represented By: Wallace Anthony Showman
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Claimant: Paul G. Rochmis, M.D. Ltd. employee Profit Sharing Plan
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Claimant: Charlene Haik
Represented By: Wallace Anthony Showman
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Claimant: Colette C. Sun
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Claimant: Daniel V. Smith
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Claimant: W. Caffey Norman, III
Represented By: Terry Rose Saunders
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Appellant: Terry Neal
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Appellant: Teresa O. Moxley
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Appellant: Retirement Systems of Alabama
Represented By: Leo Kayser, III
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Appellant: Circuit Court, Mongomery County, Alabama
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Appellant: Abraham Morris
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Appellant: William C. Moxley
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Defendant: Goldman Sachs Group, Inc.
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Defendant: Worldcom, Inc.
Represented By: David Elbaum
Represented By: Paul C. Curnin
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Defendant: ABN Amro Incorporated
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Defendant: Arthur Anderson, LLP
Represented By: Jonathan Joseph Walsh
Represented By: Michael Joseph Moscato
Represented By: Andrew E. Miller
Represented By: Elliot Lauer
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Defendant: J.P. Morgan Chase & Co.
Represented By: John Morgan Callagy
Represented By: Brad Scott Karp
Represented By: Steven J. Kolleeny
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Defendant: Deutsche Bank Securities, Inc.
Represented By: Brad Scott Karp
Represented By: Jay B. Kasner
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Defendant: Gordon S. Macklin
Represented By: David Harris LaRocca
Represented By: Pamela Rogers Chepiga
Represented By: Thomas J. Kravaler
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Defendant: Buford Yates, Jr.
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Defendant: Betty L. Vinson
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Defendant: David F. Myers
Represented By: S. Robert Sutton
Represented By: N. Richard Janis
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Defendant: James C. Allen
Represented By: Sofia Giatrakos
Represented By: David Harris LaRocca
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
Represented By: Richard Carl Schoenstein
Represented By: James D. Wareham
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Defendant: Max E. Bobbitt
Represented By: David Harris LaRocca
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Jay B. Kasner
Represented By: Paul C. Curnin
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Defendant: Francesco Galesi
Represented By: Thomas M. Melsheimer
Represented By: Raymond Richard Castello
Represented By: David Harris LaRocca
Represented By: Beth G. Jaynes
Represented By: Geoffrey S. Harper
Represented By: Pamela Rogers Chepiga
Represented By: David Elbaum
Represented By: David E. Springer
Represented By: Paul C. Curnin
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Defendant: KPMG LLP
Represented By: David L. Wagner
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Defendant: Bernard J. Ebbers
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Defendant: Sanford I. Weill
Represented By: Joyce Szuyun Huang
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Defendant: Stiles A. Kelett
Represented By: Stuart Fries Pierson
Represented By: Pamela Rogers Chepiga
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Defendant: Troy M. Normand
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Defendant: Arthur Andersen, LLP
Represented By: Michael Joseph Moscato
Represented By: Elliot Lauer
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Lead plaintiff: New York State Common Retirement Fund
Represented By: John Patrick Coffey
Represented By: Mark Robert Rosen
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Lead plaintiff: HGK Asset Management
Represented By: Christopher Lometti
Represented By: Steven J. Kolleeny
Represented By: Ashley H. Kim
Represented By: Jay B. Kasner
Represented By: Susan Leslie Saltzstein
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Lead plaintiff: H. Carl McCall
Represented By: J. Erik Sandstedt
Represented By: John Patrick Coffey
Represented By: Susan Leslie Saltzstein
Represented By: Max Wallace Berger
Represented By: Jay B. Kasner
Represented By: John L Gardiner
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Lead plaintiff: Thomas P. DiNapoli
Represented By: Jeffrey N. Leibell
Represented By: John Patrick Coffey
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Lead plaintiff: Alan G. Hevesi
Represented By: Jeffrey Warren Golan
Represented By: Max Wallace Berger
Represented By: Chad Johnson
Represented By: Patricia Solan Gillane
Represented By: John Patrick Coffey
Represented By: Jeffrey Alan Barrack
Represented By: John Christopher Browne
Represented By: Mark Robert Rosen
Represented By: Leonard Barrack
Represented By: Steven B. Singer
Represented By: Beata Gocyk-Farber
Represented By: Jennifer Lee Edlind
Represented By: Gerald J. Rodos
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Respondent: Roslyn Berger
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Not classified by court: Jane B. Selfe
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Not classified by court: James J. Savage
Represented By: Martin I. Gold
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Not classified by court: Cynthia R. Levin Moulton
Represented By: Jeffrey D. Meyer
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Not classified by court: Rinis Travel Service, Inc. Profit Sharing Trust
Represented By: Stephen Tsai
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Not classified by court: John Marshall Lusk, Jr.
Represented By: Martin I. Gold
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Not classified by court: Steven F. Helfand
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