In re: Barclays Bank Plc Securities Litigation
Plaintiff: Marshall Freidus
Defendant: Barclays Bank PLC, Barclays PLC, Matthew William Barrett, John Silvester Varley, Naguib Kheraj, Robert Edward Diamond, Jr., Richard Broadbent, Richard Leigh Clifford, Dame Sandra J.N. Dawson, Andrew Likierman, Nigel Rudd, Stephen George Russell, John Michael Sunderland, Barclays Capital Securities Limited, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith, Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, UBS Securities LLC, A.G. Edwards & Sons, Inc., BNP Paribas Securities Corp., Goldman, Sachs & Co., KeyBanc Capital Markets, RBC Dain Rauscher Inc., Suntrust Capital Markets, Inc. and Wells Fargo Securities, LLC
Case Number: 1:2009cv01989
Filed: March 4, 2009
Court: US District Court for the Southern District of New York
Office: Foley Square Office
County: Essex
Presiding Judge: Paul A. Crotty
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. ยง 78 m(a) Securities Exchange Act
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
September 13, 2017 Opinion or Order Filing 258 OPINION & ORDER re: 183 MOTION for Summary Judgment . filed by Wachovia Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith, Incorporated, Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated, Banc of Amer ica Securities LLC, RBC Dain Rauscher Inc., UBS Securities LLC, Barclays Capital Securities Limited, 175 MOTION to Exclude Expert Opinions and Testimony of Allan W. Kleidon, Ph.D. . filed by Dennis Askelson, 181 MOTION f or Summary Judgment . filed by Christopher Lucas, David G. Booth, Richard Leigh Clifford, John Silvester Varley, Barclays Bank PLC, Richard Broadbent, Robert Edward Diamond, Jr., Nigel Rudd, Gary A. Hoffman, Daniel Cronje, Stephen George Russell, Marcus Agius, Dame Sandra J.N. Dawson, Andrew Likierman, Barclays PLC, John Michael Sunderland, Frederik Seegers, Fulvio Conti. The Court GRANTS Barclays' and Underwriters' motions for summary judgment (ECF 181 and ECF 1 83); and DENIES Plaintiff's motion to exclude expert the opinions of Allan W. Kleidon, Ph.D. (ECF 175). The Clerk of Court is directed to enter judgment in favor of Defendants, terminate all open motions, and close this action. (Signed by Judge Paul A. Crotty on 9/13/2017) (kgo)
June 9, 2016 Opinion or Order Filing 165 OPINION & ORDER re: 141 MOTION to Certify Class . filed by Dennis Askelson. The Court grants the motion for class certification, appoints Dennis Askelson to represent the class, and appoints Kessler Topaz and Robbins Geller as co-c lass counsel. Along with the issuance of this Opinion & Order, the Court will endorse the proposed order (Dkt. 141, Ex. 1). The parties are directed to appear at a status conference on July 27, 2016 at 11:15 am. The Clerk is directed to terminate the motion at Docket 141. (As further set forth in this order) (Signed by Judge Paul A. Crotty on 6/9/2016) (lmb)
November 19, 2015 Opinion or Order Filing 140 OPINION & ORDER re: 115 MOTION to Add Paul Spindel as a Named Plaintiff. filed by Dennis Askelson, Alfred Fait. Lead Plaintiffs' motion to add Paul Spindel as a named plaintiff is DENIED. Lead Plaintiff Askelson may move for c lass certification in accordance with the procedures as set forth in the Revised Scheduling Order. See Dkt. 126 at 8. The Clerk is directed to terminate the motion at Docket 115. (As further set forth in this Order) (Signed by Judge Paul A. Crotty on 11/19/2015) (lmb) Modified on 11/19/2015 (lmb).
May 31, 2011 Opinion or Order Filing 61 ORDER denying 57 Motion for Reconsideration (Signed by Judge Paul A. Crotty on May 31, 2011) (mov)
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Search for this case: In re: Barclays Bank Plc Securities Litigation
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Plaintiff: Marshall Freidus
Represented By: David C. Walton
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Defendant: Barclays Bank PLC
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Defendant: Barclays PLC
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Defendant: Matthew William Barrett
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Defendant: John Silvester Varley
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Defendant: Naguib Kheraj
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Defendant: Robert Edward Diamond, Jr.
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Defendant: Richard Broadbent
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Defendant: Richard Leigh Clifford
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Defendant: Dame Sandra J.N. Dawson
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Defendant: Andrew Likierman
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Defendant: Nigel Rudd
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Defendant: Stephen George Russell
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Defendant: John Michael Sunderland
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Defendant: Barclays Capital Securities Limited
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Defendant: Citigroup Global Markets Inc.
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Defendant: Merrill Lynch, Pierce, Fenner & Smith, Incorporated
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Defendant: Wachovia Capital Markets, LLC
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Defendant: Morgan Stanley & Co. Incorporated
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Defendant: UBS Securities LLC
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Defendant: A.G. Edwards & Sons, Inc.
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Defendant: BNP Paribas Securities Corp.
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Defendant: Goldman, Sachs & Co.
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Defendant: KeyBanc Capital Markets
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Defendant: RBC Dain Rauscher Inc.
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Defendant: Suntrust Capital Markets, Inc.
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Defendant: Wells Fargo Securities, LLC
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