Hawaii Sheet Metal Workers Health & Welfare Fund et al v. Intercontinental Exchange, Inc. et al
| Hawaii Sheet Metal Workers Training Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Health & Welfare Fund and Hawaii Sheet Metal Workers Annuity Fund |
| Lloyds Securities Inc., Citigroup Global Markets Inc., BNP Paribas SA, J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc., LLoyds Bank PLC, Societe Generale S.A., Deutsche Bank Securities Inc., Natwest Markets Securities Inc., Intercontinental Exchange Holdings, Inc., Royal Bank of Canada, Barclays PLC, Barclays Capital Inc., Credit Agricole Securities (USA) Inc., MUFG Bank, Ltd., Mitsubishi UFJ Financial Group, Inc., Sumitomo Mitsui Banking Corporation, UBS AG, Citibank, N.A., JPMorgan Chase & Co., Deutsche Bank AG, National Westminster Bank plc., Sumitomo Mitsui Financial Group, Inc., JPMorgan Chase Bank, N.A., UBS Securities LLC, SG Americas Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., HSBC Bank USA, N.A., Royal Bank of Scotland Group PLC, Sumitomo Mitsui Banking Corporation Europe Ltd., Cooperatieve Rabobank U.A., Intercontinental Exchange, Inc., BNP Paribas Securities Corp., SMBC Capital Markets, Inc., Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse AG, Citigroup Inc., MUFG Securities Americas Inc., HSBC Holdings plc, The Norinchukin Bank, ICE Benchmark Administration Limited, HSBC Bank PLC, UBS Group AG, Bank of America N.A., Barclays Bank PLC, Credit Suisse Group AG, ICE Pricing and Reference Data LLC, Bank Of America Corporation, RBC Capital Markets, LLC, The Bank of Tokyo-Mitsubishi UFJ Ltd. and ICE Data Services, Inc. |
| 1:2019cv02002 |
| March 4, 2019 |
| US District Court for the Southern District of New York |
| George B Daniels |
| Anti-Trust |
| 15 U.S.C. § 1 |
| Plaintiff |
Docket Report
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Filing 84
STIPULATION AND CASE MANAGEMENT ORDER: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED as follows: 1. The Hawaii Sheet Metal Workers Action shall be consolidated for pretrial purposes with the Putnam Bank Action and the City of Livonia Action, as shall be any Subsequent Action accepted as related by this Court (collectively, the "Consolidated Action"). 2. All filings in the Consolidated Action shall be made in docket 1:19-cv-00439 only and captioned as follows: IN RE: ICE LIBOR ANTITRUST LITIGATION, and as further set forth in this stipulation. (Signed by Judge George B. Daniels on 5/2/2019) Filed In Associated Cases: 1:19-cv-00439-GBD, 1:19-cv-02002-GBD(jwh)
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| Filing 83 NOTICE OF APPEARANCE by Amy Neda Vegari on behalf of BNP Paribas Securities Corp.. (Vegari, Amy) |
| Filing 82 NOTICE OF APPEARANCE by Jason Robert Vitullo on behalf of BNP Paribas Securities Corp.. (Vitullo, Jason) |
| Filing 81 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BNP Paribas for BNP Paribas Securities Corp.. Document filed by BNP Paribas Securities Corp..(Goldberg, Joshua) |
| Filing 80 NOTICE OF APPEARANCE by Joshua Aaron Goldberg on behalf of BNP Paribas Securities Corp.. (Goldberg, Joshua) |
| CONSOLIDATED MEMBER CASE: Create association to 1:19-cv-00439-GBD. (jwh) |
| Filing 79 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Intercontinental Exchange, Inc. for ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc.. Document filed by ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc..(Hakki, Adam) |
| Filing 78 NOTICE OF APPEARANCE by John F. Cove, Jr on behalf of ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc.. (Cove, John) |
| Filing 77 NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc.. (Fortinsky, Jerome) |
| Filing 76 NOTICE OF APPEARANCE by Adam Selim Hakki on behalf of ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc.. (Hakki, Adam) |
| Filing 75 PROPOSED STIPULATION AND ORDER. Document filed by BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Inc., Cooperatieve Rabobank U.A., Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Agricole Securities (USA) Inc., Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Securities (USA) Inc., ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc., J.P. Morgan Securities LLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., LLoyds Bank PLC, Lloyds Securities Inc., MUFG Securities Americas Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., National Westminster Bank plc., Natwest Markets Securities Inc., RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland Group PLC, Royal Bank of Scotland PLC, SG Americas Securities, LLC, SMBC Capital Markets, Inc., Societe Generale S.A., Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Banking Corporation Europe Ltd., Sumitomo Mitsui Financial Group, Inc., The Norinchukin Bank, UBS AG, UBS Group AG, UBS Securities LLC. (Mishkin, Paul) |
| Filing 74 NOTICE OF APPEARANCE by Mark David Villaverde on behalf of Cooperatieve Rabobank U.A.. (Villaverde, Mark) |
| Filing 73 NOTICE OF APPEARANCE by Robert Charles Hora on behalf of Cooperatieve Rabobank U.A.. (Hora, Robert) |
| Filing 72 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cooperatieve Rabobank U.A..(Gelfand, David) |
| Filing 71 NOTICE OF APPEARANCE by David Robert Gelfand on behalf of Cooperatieve Rabobank U.A.. (Gelfand, David) |
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Filing 70
ORDER FOR ADMISSION PRO HAC VICE: granting #69 Motion for Jon R. Roellke to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 4/29/2019) (ama)
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| Filing 69 MOTION for Jon R. Roellke to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SMBC Capital Markets, Inc., Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Banking Corporation Europe Ltd., Sumitomo Mitsui Financial Group, Inc.. (Attachments: #1 Affidavit Declaration of Jon R. Roellke in Support of Motion for Admission Pro Hac Vice, #2 Certificates of Good Standing, #3 Text of Proposed Order)(Roellke, Jon) |
| Pro Hac Vice Fee Payment: for #69 MOTION for Jon R. Roellke to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. Filing fee $ 200.00, receipt number ANYSDC-16763732.(Roellke, Jon) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #69 MOTION for Jon R. Roellke to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) |
| Filing 68 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of America Corporation, Other Affiliate NB Holdings Corporation for Bank of America N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. Document filed by Bank Of America Corporation, Bank of America N.A., Merrill Lynch, Pierce, Fenner & Smith Inc..(Mishkin, Paul) |
| Filing 67 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Sumitomo Mitsui Financial Group, Inc..(Schacter, Kenneth) |
| Filing 66 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Sumitomo Mitsui Financial Group, Inc., Corporate Parent Sumitomo Mitsui Banking Corporation for Sumitomo Mitsui Banking Corporation Europe Ltd.. Document filed by Sumitomo Mitsui Banking Corporation Europe Ltd..(Schacter, Kenneth) |
| Filing 65 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Sumitomo Mitsui Financial Group, Inc. for Sumitomo Mitsui Banking Corporation. Document filed by Sumitomo Mitsui Banking Corporation.(Schacter, Kenneth) |
| Filing 64 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Sumitomo Mitsui Financial Group, Inc., Corporate Parent SMBC Americas Holdings, Inc., Corporate Parent Sumitomo Mitsui Banking Cprporation for SMBC Capital Markets, Inc.. Document filed by SMBC Capital Markets, Inc..(Schacter, Kenneth) |
| Filing 63 NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of SMBC Capital Markets, Inc., Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Banking Corporation Europe Ltd., Sumitomo Mitsui Financial Group, Inc.. (Schacter, Kenneth) |
| Filing 62 NOTICE OF APPEARANCE by Steven M Jodlowski on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Jodlowski, Steven) |
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Filing 61
MEMO ENDORSEMENT on re: #57 Letter. ENDORSEMENT: SO ORDERED. (Signed by Judge George B. Daniels on 4/5/2019) (jwh)
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| Filing 60 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Credit Agricole Corporate and Investment Bank served on 3/28/2019, answer due 4/18/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 59 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Credit Agricole S.A. served on 3/28/2019, answer due 4/18/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 58 NOTICE OF APPEARANCE by Paul Steel Mishkin on behalf of Bank Of America Corporation, Bank of America N.A., Merrill Lynch, Pierce, Fenner & Smith Inc.. (Mishkin, Paul) |
| Filing 57 LETTER addressed to Judge George B. Daniels from Paul S. Mishkin dated April 3, 2019 re: Requesting an Extension of Time for Defendants to Respond to Plaintiffs' Complaint. Document filed by BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America N.A., Barclays Capital Inc., Citibank, N.A., Citigroup Global Markets Inc., Citigroup Inc., Credit Agricole Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., HSBC Bank USA, N.A., HSBC Securities (USA) Inc., ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc., J.P. Morgan Securities LLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Lloyds Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Natwest Markets Securities Inc., RBC Capital Markets, LLC, Royal Bank of Canada, SG Americas Securities, LLC.(Mishkin, Paul) |
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Filing 56
ORDER FOR ADMISSION PRO HAC VICE OF STEVEN M. JODLOWSKI granting #54 Motion for Steven M. Jodlowski to Appear Pro Hac Vice. (Signed by Judge George B. Daniels on 4/3/2019) (ne)
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| Filing 55 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Cooperatieve Rabobank U.A. served on 3/29/2019, answer due 4/19/2019. Service was made by Mail (USPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #54 MOTION for Steven M. Jodlowski to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16603157. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) |
| Filing 54 MOTION for Steven M. Jodlowski to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-16603157. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Attachments: #1 Affidavit of Steven M. Jodlowski in support thereof, #2 Exhibit A_Supreme Court of California Certificate of Good Standing, #3 Text of Proposed Order)(Jodlowski, Steven) |
| Filing 53 NOTICE OF APPEARANCE by Randi Dawn Bandman on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Bandman, Randi) |
| Filing 52 NOTICE OF APPEARANCE by Patrick Joseph Coughlin on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Coughlin, Patrick) |
| Filing 51 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Societe Generale S.A. served on 3/22/2019, answer due 4/12/2019. Service was accepted by John Bardakjy, Legal Department. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 50 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. UBS Securities LLC served on 3/14/2019, answer due 4/4/2019. Service was accepted by Marina Valle, Litigation Paralegal. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 49 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. UBS AG served on 3/20/2019, answer due 4/10/2019. Service was accepted by Sally Castro, Legal Department. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 48 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. UBS Group AG served on 3/20/2019, answer due 4/10/2019. Service was accepted by Sally Castro, Legal Department. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 47 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. SMBC Capital Markets, Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Jane Hutta, Assistant General Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 46 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Sumitomo Mitsui Financial Group, Inc. served on 3/20/2019, answer due 4/10/2019. Service was accepted by Jane Hutta, Assistant General Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 45 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Service was accepted by Jane Hutta, Assistant General Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 44 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Sumitomo Mitsui Banking Corporation Europe Ltd. served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 43 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Sumitomo Mitsui Banking Corporation served on 3/20/2019, answer due 4/10/2019. Service was accepted by Jane Hutta, Assistant General Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 42 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. SG Americas Securities, LLC served on 3/14/2019, answer due 4/4/2019. Service was accepted by Nora Dindyal, Service of Process Intake Coordinator. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 41 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Natwest Markets Securities Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Matthew White, Legal Associate. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 40 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. National Westminster Bank plc. served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 39 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Royal Bank of Scotland PLC served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 38 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Royal Bank of Scotland Group PLC served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 37 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. RBC Capital Markets, LLC served on 3/14/2019, answer due 4/4/2019. Service was accepted by Samantha Fumosa, Person Authorized to Accept Service. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 36 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. MUFG Securities Americas Inc. served on 3/15/2019, answer due 4/5/2019. Service was accepted by Winston Kitchingham, Legal Department. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 35 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Lloyds Securities Inc. served on 3/15/2019, answer due 4/5/2019. Service was accepted by Deborah Wilson, Paralegal. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 34 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. HSBC Securities (USA) Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Nora Dindyal, Service of Process Intake Coordinator. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 33 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. HSBC Bank USA, N.A. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Nora Dindyal, Service of Process Intake Coordinator. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 32 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Deutsche Bank Securities Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Diana Hui, Person Authorized to Accept Service. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 31 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Deutsche Bank AG served on 3/20/2019, answer due 4/10/2019. Service was accepted by Diana Hui, Person Authorized to Accept Service. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 30 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Credit Suisse Securities (USA) LLC served on 3/14/2019, answer due 4/4/2019. Service was accepted by Janine Schampier, Person Authorized to Accept Service. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 29 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Credit Suisse AG served on 3/20/2019, answer due 4/10/2019. Service was accepted by Lynanne Gares, Service of Process Intake Clerk. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 28 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Credit Agricole Securities (USA) Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Kristin Ann Meister, VP Litigation Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 27 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. BNP Paribas Securities Corp. served on 3/15/2019, answer due 4/5/2019. Service was accepted by Theresa Delace, VP Paralegal. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 26 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Barclays Capital Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Jessica Baker, Legal Department. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 25 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Barclays Bank PLC served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 24 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. Barclays PLC served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 23 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. J.P. Morgan Securities LLC served on 3/14/2019, answer due 4/4/2019. Service was accepted by Nora Dindyal, Service of Process Intake Coordinator. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 22 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. JPMorgan Chase Bank, N.A. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Nora Dindyal, Service of Process Intake Coordinator. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 21 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. JPMorgan Chase & Co. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Nora Dindyal, Service of Process Intake Coordinator. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 20 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Citigroup Global Markets Inc. served on 3/15/2019, answer due 4/5/2019. Service was accepted by Rodd Corner, VP Paralegal. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 19 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Citibank, N.A. served on 3/15/2019, answer due 4/5/2019. Service was accepted by Rodd Corner, VP Paralegal. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 18 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Citigroup Inc. served on 3/15/2019, answer due 4/5/2019. Service was accepted by Rodd Corner, VP Paralegal. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 17 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Merrill Lynch, Pierce, Fenner & Smith Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Audry Bernard, Person Authorized to Accept Service. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 16 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Bank of America N.A. served on 3/14/2019, answer due 4/4/2019. Service was accepted by David Wallace, Vice President. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 15 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Bank Of America Corporation served on 3/14/2019, answer due 4/4/2019. Service was accepted by David Wallace, Vice President. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 14 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. ICE Pricing and Reference Data LLC served on 3/14/2019, answer due 4/4/2019. Service was accepted by Lauro Bueno, Corporate Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 13 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. ICE Data Services, Inc. served on 3/14/2019, answer due 4/4/2019. Service was accepted by Lauro Bueno, Corporate Counsel. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 12 AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,,. ICE Benchmark Administration Limited served on 3/25/2019, answer due 4/15/2019. Service was made by Mail (UPS). Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 11 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Intercontinental Exchange Holdings, Inc. served on 3/19/2019, answer due 4/9/2019. Service was accepted by Brianna Holt, Executive Assistant. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 10 SUMMONS RETURNED EXECUTED Summons and Complaint,,,,,, served. Intercontinental Exchange, Inc. served on 3/19/2019, answer due 4/9/2019. Service was accepted by Brianna Holt, Executive Assistant. Document filed by Hawaii Sheet Metal Workers Training Fund; Hawaii Sheet Metal Workers Health & Welfare Fund; Hawaii Sheet Metal Workers Annuity Fund; Hawaii Sheet Metal Workers Pension Fund. (Scott, David) |
| Filing 9 NOTICE OF APPEARANCE by Deborah Clark-Weintraub on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Clark-Weintraub, Deborah) |
| Filing 8 NOTICE OF APPEARANCE by Amanda F. Lawrence on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Lawrence, Amanda) |
| Filing 7 NOTICE OF APPEARANCE by Thomas Kay Boardman on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Boardman, Thomas) |
| Filing 6 NOTICE OF APPEARANCE by Peter Anthony Barile, III on behalf of Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Barile, Peter) |
| NOTICE OF CASE REASSIGNMENT to Judge George B. Daniels. Judge Unassigned is no longer assigned to the case. (ma) |
| Magistrate Judge Ona T. Wang is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (ma) |
| CASE ACCEPTED AS RELATED. Create association to 1:19-cv-00439-GBD. Notice of Assignment to follow. (ma) |
| Filing 5 ELECTRONIC SUMMONS ISSUED as to BNP Paribas SA, BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Inc., Cooperatieve Rabobank U.A., Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Agricole Securities (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Securities (USA) Inc., ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc., J.P. Morgan Securities LLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., LLoyds Bank PLC, Lloyds Securities Inc., MUFG Bank, Ltd., MUFG Securities Americas Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Mitsubishi UFJ Financial Group, Inc., National Westminster Bank plc., Natwest Markets Securities Inc., RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland Group PLC, Royal Bank of Scotland PLC, SG Americas Securities, LLC, SMBC Capital Markets, Inc., Societe Generale S.A., Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Banking Corporation Europe Ltd., Sumitomo Mitsui Financial Group, Inc., The Bank of Tokyo-Mitsubishi UFJ Ltd., The Norinchukin Bank, UBS AG, UBS Group AG, UBS Securities LLC. (pne) |
| Case Designated ECF. (pne) |
| CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Unassigned. (pne) |
| CASE REFERRED TO Judge George B. Daniels as possibly related to 19CV00439. (pne) |
| Filing 4 STATEMENT OF RELATEDNESS re: that this action be filed as related to 19-cv-439 (GBD). Document filed by Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund.(Scott, David) |
| Filing 3 REQUEST FOR ISSUANCE OF SUMMONS as to Intercontinental Exchange, Inc., Intercontinental Exchange Holdings, Inc., ICE Benchmark Administration Limited (f/k/a NYSE Euronext Rate Administration Limited), ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Bank of America Corporation, Bank of America N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Citigroup Inc., Citibank, N.A., Citigroup Global Markets Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, Barclays plc, Barclays Bank plc, Barclays Capital Inc., BNP Paribas SA, BNP Paribas Securities Corp., Credit Agricole S.A., Credit Agricole Corporate and Investment Bank, Credit Agricole Securities (USA) Inc., Credit Suisse Group AG, Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HSBC Holdings plc, HSBC Bank plc, HSBC Bank USA, N.A., HSBC Securities (USA) Inc., Lloyds Bank plc, Lloyds Securities Inc., MUFG Bank, Ltd., The Bank of Tokyo-Mitsubishi UFJ Ltd., Mitsubishi UFJ Financial Group, Inc., MUFG Securities Americas Inc., The Norinchukin Bank, Cooperatieve Rabobank U.A., Royal Bank of Canada, RBC Capital Markets, LLC, Royal Bank of Scotland Group plc, Royal Bank of Scotland plc, National Westminster Bank plc, Natwest Markets Securities Inc. (f/k/a RBS Securities, Inc.), Societe Generale S.A., SG Americas Securities, LLC, Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Financial Group, Inc., Sumitomo Mitsui Banking Corporation Europe Ltd., SMBC Capital Markets, Inc., UBS Group AG, UBS AG, UBS Securities LLC, re: #1 Complaint,,,,,,. Document filed by Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Pension Fund, Hawaii Sheet Metal Workers Training Fund. (Attachments: #1 Schedule A to Summons)(Scott, David) |
| Filing 2 CIVIL COVER SHEET filed. (Attachments: #1 Attachment to Civil-Cover-Sheet)(Scott, David) |
| Filing 1 COMPLAINT against BNP Paribas SA, BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America N.A., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Citibank, N.A., Citigroup Global Markets Inc., Citigroup Inc., Cooperatieve Rabobank U.A., Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Agricole Securities (USA) Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings plc, HSBC Securities (USA) Inc., ICE Benchmark Administration Limited, ICE Data Services, Inc., ICE Pricing and Reference Data LLC, Intercontinental Exchange Holdings, Inc., Intercontinental Exchange, Inc., J.P. Morgan Securities LLC, JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., LLoyds Bank PLC, Lloyds Securities Inc., MUFG Bank, Ltd., MUFG Securities Americas Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Mitsubishi UFJ Financial Group, Inc., National Westminster Bank plc., Natwest Markets Securities Inc., RBC Capital Markets, LLC, Royal Bank of Canada, Royal Bank of Scotland Group PLC, Royal Bank of Scotland PLC, SG Americas Securities, LLC, SMBC Capital Markets, Inc., Societe Generale S.A., Sumitomo Mitsui Banking Corporation, Sumitomo Mitsui Banking Corporation Europe Ltd., Sumitomo Mitsui Financial Group, Inc., The Bank of Tokyo-Mitsubishi UFJ Ltd., The Norinchukin Bank, UBS AG, UBS Group AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number ANYSDC-16438720)Document filed by Hawaii Sheet Metal Workers Training Fund, Hawaii Sheet Metal Workers Health & Welfare Fund, Hawaii Sheet Metal Workers Annuity Fund, Hawaii Sheet Metal Workers Pension Fund.(Scott, David) |
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