Plymouth County Retirement Association v. Array Technologies, Inc. et al
| Plymouth County Retirement Association |
| J.P. Morgan Securities LLC, Jim Fusaro, ATI Investment Parent, LLC, Credit Suisse Securities (USA) LLC, Troy Alstead, Barclays Capital Inc., Jason Lee, Ron P. Corio, Cowen and Company, LLC, Oppenheimer & Co. Inc., Array Technologies, Inc., Guggenheim Securities, LLC, Frank Cannova, ATI Intermediate Holdings, LLC, Goldman Sachs & Co. LLC, Nipul Patel, Piper Sandler & Co., Orlando D. Ashford, UBS Securities LLC, MUFG Securities Americas Inc., Roth Capital Partners, LLC, Morgan Stanley & Co. LLC, Oaktree Power Opportunities Fund IV (Parallel), L.P., Brad Forth, Johnson Rice & Company L.L.C., Oaktree Power Opportunities Fund IV, L.P., Oaktree ATI Investors, L.P., Nomura Securities International, Inc. and Peter Jonna |
| Julian Keippel |
| 1:2021cv04390 |
| May 14, 2021 |
| US District Court for the Southern District of New York |
| Victor Marrero |
| Securities/Commodities |
| Plaintiff |
Docket Report
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This docket was last retrieved on May 19, 2023. A more recent docket listing may be available from PACER.
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Filing 61
ORDER: Accordingly, it is hereby ORDERED that the Clerk of Court is respectfully requested to consolidate these actions for all pretrial purposes; and it is further ORDERED that all filings in connection with the consolidated action be docketed against the lower numbered case, 21 Civ. 4390; and it is further ORDERED that the Clerk of Court close the referenced higher numbered case, 21 Civ. 5658, as a separate action and remove it from the Court's docket. SO ORDERED. (Signed by Judge Victor Marrero on 7/6/2021) Filed In Associated Cases: 1:21-cv-04390-VM, 1:21-cv-05658-VM (rj)
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Filing 60
ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC..(gp)
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Filing 59
ELECTRONIC SUMMONS ISSUED as to Troy Alstead..(gp)
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Filing 58
ELECTRONIC SUMMONS ISSUED as to Roth Capital Partners, LLC..(gp)
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Filing 57
ELECTRONIC SUMMONS ISSUED as to Ron P. Corio..(gp)
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Filing 56
ELECTRONIC SUMMONS ISSUED as to Piper Sandler & Co...(gp)
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Filing 55
ELECTRONIC SUMMONS ISSUED as to Peter Jonna..(gp)
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Filing 54
ELECTRONIC SUMMONS ISSUED as to Orlando D. Ashford..(gp)
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Filing 53
ELECTRONIC SUMMONS ISSUED as to Oppenheimer & Co. Inc...(gp)
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Filing 52
ELECTRONIC SUMMONS ISSUED as to Oaktree Power Opportunities Fund IV, L.P...(gp)
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Filing 51
ELECTRONIC SUMMONS ISSUED as to Oaktree Power Opportunities Fund IV (Parallel), L.P...(gp)
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Filing 50
ELECTRONIC SUMMONS ISSUED as to Oaktree ATI Investors, L.P...(gp)
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Filing 49
ELECTRONIC SUMMONS ISSUED as to Nomura Securities International, Inc...(gp)
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Filing 48
ELECTRONIC SUMMONS ISSUED as to Nipul Patel..(gp)
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Filing 47
ELECTRONIC SUMMONS ISSUED as to MUFG Securities Americas Inc...(gp)
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Filing 46
ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC..(gp)
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Filing 45
ELECTRONIC SUMMONS ISSUED as to Johnson Rice & Company L.L.C...(gp)
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Filing 44
ELECTRONIC SUMMONS ISSUED as to Jim Fusaro..(gp)
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Filing 43
ELECTRONIC SUMMONS ISSUED as to Jason Lee..(gp)
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Filing 42
ELECTRONIC SUMMONS ISSUED as to J.P. Morgan Securities LLC..(gp)
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Filing 41
ELECTRONIC SUMMONS ISSUED as to Guggenheim Securities, LLC..(gp)
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Filing 40
ELECTRONIC SUMMONS ISSUED as to Goldman Sachs & Co. LLC..(gp)
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Filing 39
ELECTRONIC SUMMONS ISSUED as to Frank Cannova..(gp)
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Filing 38
ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA) LLC..(gp)
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Filing 37
ELECTRONIC SUMMONS ISSUED as to Cowen and Company, LLC..(gp)
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Filing 36
ELECTRONIC SUMMONS ISSUED as to Brad Forth..(gp)
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Filing 35
ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc...(gp)
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Filing 34
ELECTRONIC SUMMONS ISSUED as to ATI Investment Parent, LLC..(gp)
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Filing 33
ELECTRONIC SUMMONS ISSUED as to ATI Intermediate Holdings, LLC..(gp)
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Filing 32
ELECTRONIC SUMMONS ISSUED as to Array Technologies, Inc...(gp)
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Case Designated ECF. (gp)
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Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (gp)
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Victor Marrero. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(gp)
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Filing 31
REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 30
REQUEST FOR ISSUANCE OF SUMMONS as to Troy Alstead, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 29
REQUEST FOR ISSUANCE OF SUMMONS as to Roth Capital Partners, LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 28
REQUEST FOR ISSUANCE OF SUMMONS as to Ron P. Corio, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 27
REQUEST FOR ISSUANCE OF SUMMONS as to Piper Sandler & Co., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 26
REQUEST FOR ISSUANCE OF SUMMONS as to Peter Jonna, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 25
REQUEST FOR ISSUANCE OF SUMMONS as to Orlando D. Ashford, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 24
REQUEST FOR ISSUANCE OF SUMMONS as to Oppenheimer & Co. Inc., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 23
REQUEST FOR ISSUANCE OF SUMMONS as to Oaktree Power Opportunities Fund IV, L.P., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 22
REQUEST FOR ISSUANCE OF SUMMONS as to Oaktree Power Opportunities Fund IV (Parallel), L.P., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 21
REQUEST FOR ISSUANCE OF SUMMONS as to Oaktree ATI Investors, L.P., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 20
REQUEST FOR ISSUANCE OF SUMMONS as to Nomura Securities International, Inc., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 19
REQUEST FOR ISSUANCE OF SUMMONS as to Nipul Patel, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 18
REQUEST FOR ISSUANCE OF SUMMONS as to MUFG Securities Americas Inc., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 17
REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 16
REQUEST FOR ISSUANCE OF SUMMONS as to Johnson Rice & Company L.L.C., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 15
REQUEST FOR ISSUANCE OF SUMMONS as to Jim Fusaro, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 14
REQUEST FOR ISSUANCE OF SUMMONS as to Jason Lee, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 13
REQUEST FOR ISSUANCE OF SUMMONS as to J.P. Morgan Securities LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 12
REQUEST FOR ISSUANCE OF SUMMONS as to Guggenheim Securities, LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 11
REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs & Co., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 10
REQUEST FOR ISSUANCE OF SUMMONS as to Frank Cannova, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 9
REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA) LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 8
REQUEST FOR ISSUANCE OF SUMMONS as to Cowen and Company, LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 7
REQUEST FOR ISSUANCE OF SUMMONS as to Brad Forth, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 6
REQUEST FOR ISSUANCE OF SUMMONS as to Barclays Capital Inc., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 5
REQUEST FOR ISSUANCE OF SUMMONS as to ATI Investment Parent, LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to ATI Intermediate Holdings, LLC, re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 3
REQUEST FOR ISSUANCE OF SUMMONS as to Array Technologies, Inc., re: #1 Complaint,,,. Document filed by Plymouth County Retirement Association..(McConville, Francis)
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Filing 2
CIVIL COVER SHEET filed..(McConville, Francis)
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Filing 1
COMPLAINT against ATI Intermediate Holdings, LLC, ATI Investment Parent, LLC, Troy Alstead, Array Technologies, Inc., Orlando D. Ashford, Barclays Capital Inc., Frank Cannova, Ron P. Corio, Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Brad Forth, Jim Fusaro, Goldman Sachs & Co. LLC, Guggenheim Securities, LLC, J.P. Morgan Securities LLC, Johnson Rice & Company L.L.C., Peter Jonna, Jason Lee, MUFG Securities Americas Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., Oaktree ATI Investors, L.P., Oaktree Power Opportunities Fund IV (Parallel), L.P., Oaktree Power Opportunities Fund IV, L.P., Oppenheimer & Co. Inc., Nipul Patel, Piper Sandler & Co., Roth Capital Partners, LLC, UBS Securities LLC. (Filing Fee $ 402.00, Receipt Number ANYSDC-24544822)Document filed by Plymouth County Retirement Association..(McConville, Francis)
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