Stevenson v. Thornburgh et al
| Gregory A Stevenson |
| Richard E Thornburgh, Bradley W Dougan, John G Popp, Brian Chin, Jay Kim, Albert Sohn, Mirko Bianchi, Urs Rohner, John Tiner, Severin Schwan, Iris Bohnet, Lydie Hudson, Kaikhushru S Nargolwala, Seraina Macia, Joaquin J Ribeiro, Michael Klein, Noreen Doyle, James L Amine, Eric Varvel, Romeo Cerutti, David L Miller, David R Mathers, Lara J Warner, Timothy P O'Hara, Pamela A Thomas-Graham, Sean T Brady, Robert Jain, Philip Vasan, Credit Suisse Holdings (USA) Inc., Credit Suisse Securities (USA) LLC, Credit Suisse Capital LLC, Credit Suisse Management LLC, KPMG LLP, KPMG LLC, Paul Knopp, William Thomas, Larry Bradley, Laura M Newinski, Regina H Mayor, John B Veihmeyer, Brian J Sweet, David Britt, Scott Marcello, David Middendorf, Thomas Whittle, Cynthia Holder and Jeffrey Wada |
| Robert S Shafir |
| 1:2023cv04458 |
| May 28, 2023 |
| US District Court for the Southern District of New York |
| Colleen McMahon |
| Stockholders Suits |
| 28 U.S.C. § 1331 ra Fed. Question: Racketeering (RICO) Act |
| Plaintiff |
Docket Report
RSS Track this Docket
This docket was last retrieved on March 20, 2024. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 36
RICO STATEMENT . Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 35
MEMO ENDORSEMENT on re: (34 in 1:23-cv-04458-CM) Letter filed by Credit Suisse Securities (USA) LLC. ENDORSEMENT: There will be ONE motion to dismiss encompassing ALL issues. The complaint sent to the court on July 14 (Dkt. #33) in the operative pleading; it is also the one and only as of right amendment allowed. The motions to dismiss are due on September 22; responsive papers are due October 27; replies November 10. NO EXTENSIONS. ( Motions due by 9/22/2023., Responses due by 10/27/2023, Replies due by 11/10/2023.) (Signed by Judge Colleen McMahon on 7/18/2023) (rro)
|
|
Filing 34
LETTER addressed to Judge Colleen McMahon from Herbert S. Washer dated July 17, 2023 re: Responding to Plaintiffs' 7/14/2023 Letter. Document filed by Credit Suisse Securities (USA) LLC..(Washer, Herbert)
|
|
Filing 33
LETTER addressed to Judge Colleen McMahon from Albert Y. Chang, Counsel for Plaintiffs Gregory A. Stevenson and Nicole Lawtone-Bowles dated July 14, 2023 re: Plaintiff's Proposed Amendments to the Complaint. Document filed by Gregory A Stevenson. (Attachments: #1 Exhibit Exhibit A: Redline Version of the Proposed Amended Complaint, #2 Exhibit Exhibit B: July 7, 2023 Transfer Order (D.N.J.), #3 Exhibit Exhibit C: Calhoun Docket).(Chang, Albert)
|
|
Minute Entry for proceedings held before Judge Colleen McMahon: Initial Pretrial Conference held on 7/10/2023. Decision: Conference held. Court Reporter: Kelly Surina.Submitted by: Philip Chertoff. (mde)
|
|
Filing 32
NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of Credit Suisse Securities (USA) LLC..(Moss, Edward)
|
|
Filing 31
NOTICE OF APPEARANCE by Tammy Lynn Roy on behalf of Credit Suisse Securities (USA) LLC..(Roy, Tammy)
|
|
Filing 30
NOTICE OF APPEARANCE by Jason Michael Hall on behalf of Credit Suisse Securities (USA) LLC..(Hall, Jason)
|
|
Filing 29
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Group AG, Corporate Parent Credit Suisse Group AG, Corporate Parent Credit Suisse Group Finance (U.S.) LLC, Corporate Parent Credit Suisse (USA), Inc. for Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse Securities (USA) LLC..(Washer, Herbert)
|
|
Filing 28
NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse Securities (USA) LLC..(Washer, Herbert)
|
|
Filing 27
SUMMONS RETURNED EXECUTED. Cynthia Holder served on 6/27/2023, answer due 7/18/2023. Service was accepted by E. Sanders, Security Guard. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 26
SUMMONS RETURNED EXECUTED. Larry Bradley served on 6/26/2023, answer due 7/17/2023. Service was accepted by Cindy Bradley, Wife of Defendant. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 25
LETTER addressed to Judge Colleen McMahon from Corey A. Calabrese dated July 6, 2023 re: Authorization To Bring Electronic Devices Into The Courthouse. Document filed by KPMG LLP, Paul Knopp, Laura M Newinski. (Attachments: #1 Text of Proposed Order Authorizing Attorneys to Bring Electronic Devices Into the Courthouse).(Calabrese, Corey)
|
|
Filing 24
ORDER GRANTING MOTION TO ADMIT PRO HAC VICE granting #23 Motion to Appear Pro Hac Vice. The motion of Stephen P. Barry for admission to practice pro hac vice in the above-captioned action is granted. As further set forth by this Order. (Signed by Judge Colleen McMahon on 7/6/2023) (tg)
|
|
Filing 23
MOTION for Stephen P. Barry to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-27964730. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by KPMG LLP, Paul Knopp, Laura M Newinski. (Attachments: #1 Affidavit / Declaration of Stephen P. Barry in Support of Motion to Admit Pro Hac Vice, #2 Exhibit A - Certificates of Good Standing, #3 Text of Proposed Order Granting Motion to Admit Pro Hac Vice).(Barry, Stephen) Modified on 7/6/2023 (va).
|
|
Filing 22
CALENDAR NOTICE: Please take notice that the above captioned matter has been scheduled for a: Pretrial conference (in-person)on Monday, July 10, 2023 at 11:00 A.M. before the Honorable Colleen McMahon, United States District Judge. So Ordered. (Conference set for 7/10/2023 at 11:00 AM before Judge Colleen McMahon.) (Signed by Judge Colleen McMahon on 7/6/2023) (tg) (Additional attachment(s) added on 7/6/2023: #2 notice) (mde).
|
|
>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. #23 MOTION for Stephen P. Barry to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number ANYSDC-27964730. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (va)
|
|
Filing 21
SUMMONS RETURNED EXECUTED. Brian J Sweet served on 6/22/2023, answer due 7/13/2023. Service was accepted by Brian J. Sweet. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 20
SUMMONS RETURNED EXECUTED. Jeffrey Wada served on 6/23/2023, answer due 7/14/2023. Service was accepted by Mrs. Wada, Wife of Defendant. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 19
SUMMONS RETURNED EXECUTED. David Britt served on 6/22/2023, answer due 7/13/2023. Service was accepted by Linda Britt, Wife of Defendant. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 18
SUMMONS RETURNED EXECUTED. Thomas Whittle served on 6/22/2023, answer due 7/13/2023. Service was accepted by Thomas Whittle. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 17
SUMMONS RETURNED EXECUTED. John B Veihmeyer served on 6/22/2023, answer due 7/13/2023. Service was accepted by Beth Veihmeyer, Wife of Defendant. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 16
SUMMONS RETURNED EXECUTED. David Middendorf served on 6/22/2023, answer due 7/13/2023. Service was accepted by David Middendorf. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 15
SUMMONS RETURNED EXECUTED. Scott Marcello served on 6/21/2023, answer due 7/12/2023. Service was accepted by Scott Marcello. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 14
PROPOSED STIPULATION AND ORDER. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 13
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by KPMG LLP..(Wine, Jamie)
|
|
Filing 12
NOTICE OF APPEARANCE by Corey Anne Calabrese on behalf of KPMG LLP, Paul Knopp, Laura M Newinski..(Calabrese, Corey)
|
|
Filing 11
NOTICE OF APPEARANCE by Jason Craig Hegt on behalf of KPMG LLP, Paul Knopp, Laura M Newinski..(Hegt, Jason)
|
|
Filing 10
NOTICE OF APPEARANCE by Jamie Lynne Wine on behalf of KPMG LLP, Paul Knopp, Laura M Newinski..(Wine, Jamie)
|
|
Filing 9
ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE: Initial Conference set for 10/19/2023 at 10:15 AM before Judge Colleen McMahon. Parties should dial in at 1(888)363-4749, access code (9054506) to join the conference. (Signed by Judge Colleen McMahon on 6/23/2023) (ks)
|
|
Filing 8
SUMMONS RETURNED EXECUTED. KPMG LLC served on 6/7/2023, answer due 6/28/2023. Service was accepted by Kartik Pandya, Authorized Registered Agent. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 7
SUMMONS RETURNED EXECUTED. KPMG LLP served on 6/2/2023, answer due 6/23/2023. Service was accepted by Robin Hutt-Banks, Authorized Registered Agent. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 6
STATEMENT OF RELATEDNESS re: that this action be filed as related to 23-cv-04813. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 5
ELECTRONIC SUMMONS ISSUED as to James L Amine, Mirko Bianchi, Iris Bohnet, Larry Bradley, Sean T Brady, David Britt, Romeo Cerutti, Brian Chin, Credit Suisse Capital LLC, Credit Suisse Holdings (USA) Inc., Credit Suisse Management LLC, Credit Suisse Securities (USA) LLC, Bradley W Dougan, Noreen Doyle, Cynthia Holder, Lydie Hudson, Robert Jain, KPMG LLC, KPMG LLP, Jay Kim, Michael Klein, Paul Knopp, Seraina Macia, Scott Marcello, David R Mathers, Regina H Mayor, David Middendorf, David L Miller, Kaikhushru S Nargolwala, Laura M Newinski, Timothy P O'Hara, John G Popp, Joaquin J Ribeiro, Urs Rohner, Severin Schwan, Robert S Shafir, Albert Sohn, Brian J Sweet, William Thomas, Pamela A Thomas-Graham, Richard E Thornburgh, John Tiner, Eric Varvel, Philip Vasan, John B Veihmeyer, Jeffrey Wada, Lara J Warner, Thomas Whittle..(pc)
|
|
Filing 4
REQUEST FOR ISSUANCE OF SUMMONS as to James L Amine, Mirko Bianchi, Iris Bohnet, Larry Bradley, Sean T Brady, David Britt, Romeo Cerutti, Brian Chin, Credit Suisse Capital LLC, Credit Suisse Holdings (USA) Inc., Credit Suisse Management LLC, Credit Suisse Securities (USA) LLC, Bradley W Dougan, Noreen Doyle, Cynthia Holder, Lydie Hudson, Robert Jain, KPMG LLC, KPMG LLP, Jay Kim, Michael Klein, Paul Knopp, Seraina Macia, Scott Marcello, David R Mathers, Regina H Mayor, David Middendorf, David L Miller, Kaikhushru S Nargolwala, Laura M Newinski, Timothy P O'Hara, John G Popp, Joaquin J Ribeiro, Urs Rohner, Severin Schwan, Robert S Shafir, Albert Sohn, Brian J Sweet, William Thomas, Pamela A Thomas-Graham, Richard E Thornburgh, John Tiner, Eric Varvel, Philip Vasan, John B Veihmeyer, Jeffrey Wada, Lara J Warner, Thomas Whittle, re: #2 Complaint,,,. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Filing 3
CIVIL COVER SHEET filed..(Chang, Albert)
|
|
Filing 2
COMPLAINT against James L Amine, Mirko Bianchi, Iris Bohnet, Larry Bradley, Sean T Brady, David Britt, Romeo Cerutti, Brian Chin, Credit Suisse Capital LLC, Credit Suisse Holdings (USA) Inc., Credit Suisse Management LLC, Credit Suisse Securities (USA) LLC, Bradley W Dougan, Noreen Doyle, Cynthia Holder, Lydie Hudson, Robert Jain, KPMG LLC, KPMG LLP, Jay Kim, Michael Klein, Paul Knopp, Seraina Macia, Scott Marcello, David R Mathers, Regina H Mayor, David Middendorf, David L Miller, Kaikhushru S Nargolwala, Laura M Newinski, Timothy P O'Hara, John G Popp, Joaquin J Ribeiro, Urs Rohner, Severin Schwan, Robert S Shafir, Albert Sohn, Brian J Sweet, William Thomas, Pamela A Thomas-Graham, Richard E Thornburgh, John Tiner, Eric Varvel, Philip Vasan, John B Veihmeyer, Jeffrey Wada, Lara J Warner, Thomas Whittle. Document filed by Gregory A Stevenson..(Chang, Albert)
|
|
Magistrate Judge Sarah L. Cave is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc)
|
|
CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Colleen McMahon. Please download and review the Individual Practices of the assigned District Judge, located at #https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc)
|
|
Case Designated ECF. (pc)
|
|
***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Albert Yong Chang. The party information for the following party/parties has been modified: Robert S Shafir. The information for the party/parties has been modified for the following reason/reasons: party role was entered incorrectly;. (pc)
|
|
***NOTICE TO ATTORNEY TO ELECTRONICALLY FILE CIVIL COVER SHEET. Notice to Attorney Albert Yong Chang. Attorney must electronically file the Civil Cover Sheet. Use the event type Civil Cover Sheet found under the event list Other Documents. (pc)
|
|
***NOTICE TO ATTORNEY REGARDING DEFICIENT PLEADING. Notice to Attorney Albert Yong Chang to RE-FILE Document No. #1 Complaint. The filing is deficient for the following reason(s): the All Defendant radio button was selected;. Re-file the pleading using the event type Complaint found under the event list Complaints and Other Initiating Documents - attach the correct signed PDF - select the individually named filer/filers - select the individually named party/parties the pleading is against. (pc)
|
|
Filing 1
FILING ERROR - DEFICIENT DOCKET ENTRY - FILED AGAINST PARTY ERROR - COMPLAINT against All Defendants. (Filing Fee $ 402.00, Receipt Number ANYSDC-27798907)Document filed by Gregory A Stevenson..(Chang, Albert) Modified on 5/30/2023 (pc).
|
Access additional case information on PACER
Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.
Access this case on the New York Southern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
