Securities and Exchange Commission v. Pyatt et al
| Securities and Exchange Commission |
| Daniel Gregory Randolph, Mark Nicholas Pyatt and Winston Reed Investments L.L.C. |
| 1:2020cv00038 |
| February 10, 2020 |
| US District Court for the Western District of North Carolina |
| Max O Cogburn |
| W Carleton Metcalf |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on November 20, 2020. A more recent docket listing may be available from PACER.
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| Filing 13 AFFIDAVIT of Service filed by Securities and Exchange Commission. Mark Nicholas Pyatt served on 2/19/2020, answer due 3/11/2020. (Hughes, Leslie) |
| Filing 12 AFFIDAVIT of Service filed by Securities and Exchange Commission. Winston Reed Investments L.L.C. served on 2/19/2020, answer due 3/11/2020. (Hughes, Leslie) |
| Filing 11 AFFIDAVIT of Service filed by Securities and Exchange Commission. Daniel Gregory Randolph served on 2/19/2020, answer due 3/11/2020. (Hughes, Leslie) |
| Filing 10 MOTION for Extension of Time that Temporary Restraining Order will Remain in Effect Extending Order 14 days related to, MOTION for Temporary Restraining Order Entered on Feb. 11, 2020 ( Responses due by 3/5/2020 ) by Securities and Exchange Commission. (Attachments: #1 Proposed Order to estend Temporary Restraining Order for 14 days)(Hughes, Leslie). Motions referred to W. Carleton Metcalf. |
Filing 9
ORDER: The #8 Motion to Unseal Case is GRANTED and the Clerk is directed to UNSEAL the entire docket and file in this matter. Signed by Magistrate Judge W. Carleton Metcalf on 2/19/2020. (maf)
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| Filing 8 MOTION to Unseal Case by Securities and Exchange Commission. (Attachments: #1 Proposed Order)(reh) Motions referred to W. Carleton Metcalf. |
| Filing 7 Summons Issued Electronically as to Mark Nicholas Pyatt, Daniel Gregory Randolph, Winston Reed Investments L.L.C.. NOTICE: Counsel shall print the summons and serve with other case opening documents in accordance with Fed.R.Civ.P.4 . (ni) |
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Filing 6
TEMPORARY RESTRAINING ORDER AND ASSET FREEZE, GRANTING OTHER RELIEF, AND ORDER TO SHOW CAUSE WHY A PRELIMINARY INJUNCTION SHOULD NOT BE ISSUED. Signed by District Judge Max O. Cogburn, Jr. on 02/11/2020. (ni) Modified text on 2/13/2020 (ejb).
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Filing 5
ORDER granting #1 Motion to Seal Case. Clerk is directed to seal entire docket until Plaintiff provides Court with notice that materials shall be unsealed. Sealing does not preclude the SEC from serving the TRO on banks and other financial institutions in order to effectuate asset freeze. Signed by District Judge Max O. Cogburn, Jr. on 02/11/2020. (ni)
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| Minute Entry: MOTION HEARING held before District Judge Max O. Cogburn, Jr. Re #1 MOTION to Seal Case, #3 MOTION for Temporary Restraining Order MOTION Asset Freeze and Other Relief MOTION for Order to Show Cause. Motions taken under advisement, order to issue. Plaintiffs attorney: Leslie Hughes. Court reporter: Laura Andersen. (ams) |
| Filing 4 MEMORANDUM in Support re #3 MOTION for Temporary Restraining Order MOTION Asset Freeze and Other Relief MOTION for Order to Show Cause by Securities and Exchange Commission. (Attachments: #1 Declaration of Jacqueline Moessner, #2 Declaration of Kerry Matticks, #3 Declaration of Charles Bieller, #4 Declaration of Gary Connor, #5 Declaration of Erin Stieve, #6 TRO Exhibit List, #7 Exhibit 1, #8 Exhibit 2, #9 Exhibit 3, #10 Exhibit 4, #11 Exhibit 5, #12 Exhibit 6, #13 Exhibit 7, #14 Exhibit 8, #15 Exhibit 9, #16 Exhibit 10, #17 Exhibit 11, #18 Exhibit 12, #19 Exhibit 13, #20 Exhibit 14, #21 Exhibit 15, #22 Exhibit 16, #23 Exhibit 17, #24 Exhibit 18, #25 Exhibit 19, #26 Exhibit 20, #27 Exhibit 21, #28 Exhibit 23, #29 Exhibit 24, #30 Exhibit 25, #31 Exhibit 26, #32 Exhibit 27, #33 Exhibit 28, #34 Exhibit 29, #35 Exhibit 30, #36 Exhibit 31, #37 Exhibit 32, #38 Exhibit 33, #39 Exhibit 34, #40 Exhibit 35, #41 Exhibit 36, #42 Exhibit 37, #43 Exhibit 38, #44 Exhibit 39, #45 Exhibit 40, #46 Exhibit 41, #47 Exhibit 42, #48 Exhibit 43, #49 Exhibit 44, #50 Exhibit 45, #51 Exhibit 46, #52 Exhibit 47, #53 Exhibit 48, #54 Rule 65(b) Certification, #55 Proposed Temporary Restraining Order and Asset Freeze). ***NOTE Exhibit 22 Not Used***(reh) |
| Filing 3 EMERGENCY EX PARTE MOTION for Temporary Restraining Order, MOTION FOR Asset Freeze and Other Relief and MOTION for an Order to Show Cause Why a Preliminary Injunction Should Not Be Issued by Securities and Exchange Commission. (reh) |
| Filing 2 COMPLAINT against Mark Nicholas Pyatt, Winston Reed Investments L.L.C., Daniel Gregory Randolph, filed by Securities and Exchange Commission. (Attachments: #1 Cover Sheet)(reh) |
| Filing 1 MOTION to Seal Case by Securities and Exchange Commission. (Attachments: #1 Proposed Order To Seal). (reh) Motions referred to W. Carleton Metcalf. (Attachment 1 replaced on 2/10/2020 with corrected PDF, NEF regenerated) (reh). |
| NOTICE of Hearing on Motion re: #3 MOTION for Temporary Restraining Order MOTION Asset Freeze and Other Relief MOTION for Order to Show Cause: Motion Hearing set for 2/11/2020 01:30 PM in Courtroom 2-1, 401 W Trade St, Charlotte, NC 28202 before District Judge Max O. Cogburn Jr. This is your only notice - you will not receive a separate document.(reh) |
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