Securities and Exchange Commission v. Cook et al
Plaintiff: Securities and Exchange Commission
Defendant: Trevor G. Cook, Patrick J. Kiley, UBS Diversified Growth, LLC, Universal Brokerage FX Management, LLC, Oxford Global Advisors, LLC and Oxford Global Partners, LLC
Case Number: 3:2009mc00218
Filed: December 7, 2009
Court: US District Court for the Western District of North Carolina
Office: Charlotte Office
Presiding Judge: Robert J. Conrad
Nature of Suit: Other
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Plaintiff: Securities and Exchange Commission
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Defendant: Trevor G. Cook
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Defendant: Patrick J. Kiley
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Defendant: UBS Diversified Growth, LLC
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Defendant: Universal Brokerage FX Management, LLC
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Defendant: Oxford Global Advisors, LLC
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Defendant: Oxford Global Partners, LLC
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