Securities and Exchange Commission v. Kipp et al
| Securities and Exchange Commission |
| Kipp, Michael J. Kipp and Joanne K Viard |
| 3:2016cv00258 |
| May 24, 2016 |
| US District Court for the Western District of North Carolina |
| Charlotte Office |
| Mecklenburg |
| David S Cayer |
| Max O Cogburn |
| Securities/Commodities |
| 12 U.S.C. § 22 |
| Plaintiff |
Docket Report
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This docket was last retrieved on February 11, 2019. A more recent docket listing may be available from PACER.
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| Filing 28 FINAL JUDGMENT as to Joanne K. Viard re: #26 Motion to Approve Consent Judgment. Signed by District Judge Max O. Cogburn, Jr on 2/11/2019. (ams) |
| Filing 27 FINAL JUDGMENT as to Michael J. Kipp re: #25 Motion to Approve Consent Judgment. Signed by District Judge Max O. Cogburn, Jr on 2/11/2019. (ams) |
| Filing 26 MOTION to Approve Consent Judgment by Securities and Exchange Commission. Responses due by 2/22/2019 plus an additional 3 days if served by mail (Attachments: #1 Exhibit Consent of Joanne K. Viard, #2 Proposed Order)(Murnahan, Kristin) |
| Filing 25 MOTION to Approve Consent Judgment by Securities and Exchange Commission. Responses due by 2/22/2019 plus an additional 3 days if served by mail (Attachments: #1 Exhibit Consent of Michael J. Kipp, #2 Proposed Order)(Murnahan, Kristin) |
| Attorney Kristin Murnahan advised the Clerk via e-mail on 1/16/2019 that this case has settled in principle. Agreement for entry of judgment or a stipulation of dismissal is to be filed on or before 3/15/2019. (maf) |
Filing 24
ORDER granting #23 Motion to Continue Stay of Proceedings in this action. Signed by Magistrate Judge David S. Cayer on 9/13/18. (tob)
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| Filing 23 Unopposed MOTION to Continue Stay of Proceedings by Joanne K Viard. Responses due by 9/25/2018 plus an additional 3 days if served by mail (Heroy, W) |
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Filing 22
ORDER granting #21 Motion to Continue Stay of Proceedings until 9/14/2018. Signed by Magistrate Judge David S. Cayer on 7/12/18. (tob)
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| Filing 21 Joint MOTION to Continue Stay of Proceedings by Joanne K Viard. Responses due by 7/25/2018 plus an additional 3 days if served by mail (Heroy, W) |
| Filing 20 Mail (Document #15 ) addressed to Joanne Viard returned as undeliverable. (ams) |
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Filing 19
ORDER granting #18 Motion for Leave to Appear Pro Hac Vice added Michael Volkov for Joanne K Viard. Signed by Magistrate Judge David S. Cayer on 6/19/18. (tob)
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| Filing 18 MOTION for Leave to Appear Pro Hac Vice as to Michael Volkov Filing fee $ 281, receipt number 0419-3725254. by Joanne K Viard. (Heroy, W). Motions referred to David S. Cayer. |
| Filing 17 NOTICE of Appearance by W Rob Heroy on behalf of Joanne K Viard (Heroy, W) |
| Filing 16 NOTICE of Appearance by Michael Jeffrey Greene on behalf of Joanne K Viard (Greene, Michael) |
| Notice to Michael Volkov: Pursuant to Local Rule 83.1 you are required to Register for ECF at #www.ncwd.uscourts.gov. Deadline by 6/26/2018. (tob) |
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Filing 15
ORDER granting #13 Joint Motion to Continue Stay of Proceedings. Signed by Magistrate Judge David S. Cayer on 6/18/18. (tob)
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TEXT-ONLY ORDER granting #14 Motion to Withdraw as Attorney. Attorney Emily Claire McGowan; Mark Timothy Calloway and Michael R Hoernlein terminated. Entered by Magistrate Judge David S. Cayer on June 18, 2018. (DSC)
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| Filing 14 MOTION to Withdraw as Attorney by Joanne K Viard. (Attachments: #1 Exhibit A, #2 Proposed Order)(Calloway, Mark). Motions referred to David S. Cayer. |
| Filing 13 Joint MOTION to Stay re #11 Order on Motion to Stay, by Securities and Exchange Commission. Responses due by 6/28/2018 plus an additional 3 days if served by mail (Attachments: #1 Proposed Order)(Murnahan, Kristin). Motions referred to David S. Cayer. |
| Filing 12 NOTICE of Appearance by Kristin Wilhelm Murnahan on behalf of Securities and Exchange Commission (Murnahan, Kristin) |
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Filing 11
ORDER granting #10 Motion to Stay until the criminal case resolved as to all defendants. It is also hereby ordered that the time for Defendants to answer the Complaint is extended to 21 days from the date the criminal case is resolved. Signed by Magistrate Judge David S. Cayer on 8/9/16. (tob)
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| Filing 10 Unopposed MOTION to Stay and for an Extension of Time to Answer the Complaint by Michael J. Kipp, Joanne K Viard. Responses due by 8/26/2016 (Attachments: #1 Memorandum)(Bruce, Eric). Motions referred to David S. Cayer. |
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Filing 9
ORDER granting #8 Motion for Leave to Appear Pro Hac Vice added Eric B. Bruce for Michael J. Kipp. Signed by Magistrate Judge David S. Cayer on 6/30/16. (tob)
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| Filing 8 MOTION for Leave to Appear Pro Hac Vice as to Eric B. Bruce Filing fee $ 276, receipt number 0419-3030160. by Michael J. Kipp. (Blake, Robert). Motions referred to David S. Cayer. |
| Filing 7 WAIVER OF SERVICE Returned Executed by Michael J. Kipp. Michael J. Kipp waiver sent on 6/15/2016, answer due 8/15/2016. (Blake, Robert) |
| Filing 6 WAIVER OF SERVICE Returned Executed by Joanne K Viard. Joanne K Viard waiver sent on 6/15/2016, answer due 8/15/2016. (Calloway, Mark) |
| Filing 5 NOTICE of Appearance by Emily Claire McGowan on behalf of Joanne K Viard (McGowan, Emily) |
| Filing 4 NOTICE of Appearance by Michael R Hoernlein on behalf of Joanne K Viard (Hoernlein, Michael) |
| Filing 3 NOTICE of Appearance by Mark Timothy Calloway on behalf of Joanne K Viard (Calloway, Mark) |
| Filing 2 Summons Issued Electronically as to Michael J. Kipp, Joanne K Viard. NOTICE: Counsel shall print the summons and serve with other case opening documents in accordance with Fed.R.Civ.P.4 . (Attachments: #1 Summons)(jlk) |
| Filing 1 COMPLAINT against All Defendants with Jury Demand, filed by Securities and Exchange Commission. (Attachments: #1 Cover Sheet, #2 Summons, #3 Summons)(Loomis, M.) |
| Case assigned to District Judge Max O. Cogburn, Jr and Magistrate Judge David S. Cayer. Notice: You must click this link to retrieve the #Case Assignment Packet. This is your only notice - you will not receive a separate document.(jlk) |
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