US Securities and Exchange Commission v. Davis et al
| US Securities and Exchange Commission |
| Richard W Davis, Jr. |
| A. Cotten Wright |
| 3:2016cv00285 |
| June 2, 2016 |
| US District Court for the Western District of North Carolina |
| Charlotte Office |
| Alexander |
| David Keesler |
| Graham Mullen |
| Securities/Commodities/Exchanges |
| 28 U.S.C. ยง 1331 |
| None |
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Available Case Documents
The following documents for this case are available for you to view or download:
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Filing
301
ORDER granting 300 Motion for Disbursement of Funds. The Clerk is directed to disburse $342.53 to the holder of Claim No. 159E and $46.23 to the holder of Claim No. 159F, with the names and addresses of those claimants to be provided by the receiver. Signed by Senior Judge Graham Mullen on 4/1/2021. (brl)
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Filing
299
ORDER AND FINAL JUDGMENT granting 296 Motion for Entry of Judgment. Signed by Senior Judge Graham Mullen on 11/17/20. (mga)
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Filing
290
ORDER granting 288 Motion for Order Authorizing Redistribution of Funds and Compensation for Associated Fees and Expenses. Signed by Senior Judge Graham Mullen on 4/27/2020. (eef)
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Filing
287
ORDER approving 284 Final Application for Compensation to Middleswarth Bowers & Company, LLC, Accountants for the Receiver. Signed by Senior Judge Graham Mullen on 1/2/20. (clc)
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Filing
282
ORDER granting 280 Receiver's Motion for Authority to Make Proposed Final Distributions. Signed by Senior Judge Graham Mullen on 12/06/2019. (ctb)
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Filing
279
ORDER approving 276 Eleventh Application for Compensation to Middleswarth Bowers & Co., Accountants for the Receiver. Signed by Senior Judge Graham Mullen on 10/31/2019. (ctb)
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Filing
278
ORDER approving 275 Thirteenth Application for Compensation to Grier Wright Martinez, PA, Attorneys for Receiver. Signed by Senior Judge Graham Mullen on 10/30/2019. (eef)
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Filing
270
ORDER granting 265 MOTION for Order Allowing Lost Claim. Signed by Senior Judge Graham Mullen on 8/9/2019. (mek)
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Filing
261
AMENDED ORDER re 247 MOTION for Authority to Sell Real Property- 11711 Alexandriana Road, Huntersville, North Carolina- Free and Clear of Liens. Signed by Senior Judge Graham Mullen on 06/24/2019. (brj)
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Filing
260
ORDER approving 256 Eleventh Application for Compensation to Grier & Crisp, PA, Attorneys for the Receiver by A. Cotten Wright. Signed by Senior Judge Graham Mullen on 5/9/19. (tob)
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Filing
253
ORDER Granting 247 Motion for Authority to Sell Real Property - 11711 Alexandriana Road, Huntersville, North Carolina- Free and Clear of Liens. Signed by Senior Judge Graham Mullen on 3/26/2019. (jaw)
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Filing
252
ORDER Granting 248 Motion for Leave to Appear Pro Hac Vice added Ja' Nekia W Barton for Kenyatta Lucas. Signed by Senior Judge Graham Mullen on 3/21/2019. (jaw)
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Filing
245
ORDER Approving 241 Eighth Application for Compensation to Middleswarth Bowers and Company, LLC, Accountants for the Receiver. Signed by Senior Judge Graham Mullen on 2/25/2019. (jaw)
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Filing
244
ORDER Approving 240 Tenth Application for Compensation to Grier Furr and Crisp, PA, Attorneys for the Receiver. Signed by Senior Judge Graham Mullen on 2/25/2019. (jaw)
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Filing
238
ORDER Granting 233 Motion for Authority to Sell Real Property - 3122 Elk Creek Parkway, Independence VA - Free and Clear of Liens. Signed by Senior Judge Graham Mullen on 1/10/2019. (jaw)
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Filing
234
ORDER Granting 231 Receiver's Motion For Allowance of Certain Late Claims. Signed by Senior Judge Graham Mullen on 12/27/2018. (jaw)
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Filing
230
ORDER Granting Doc# 225 Motion to Approve Settlement with Ray E. Bluff, III and Willow Creek Placer Group, LLC. Signed by Senior Judge Graham Mullen on 11/19/2018. (jaw)
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Filing
229
ORDER Granting 223 Receiver's Motion for Order Regarding Distribution Method. Signed by Senior Judge Graham Mullen on 11/16/2018. (jaw)
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Filing
227
ORDER Approving Doc# 220 Seventh Application for Compensation to Middleswarth Bowers & Company, LLC, Accountants for the Receiver. Signed by Senior Judge Graham Mullen on 11/6/2018. (jaw)
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Filing
222
ORDER that the Order Doc# 218 should be rescinded, and that Claim 166 shall be allowed as though timely filed. Signed by Senior Judge Graham Mullen on 10/26/2018. (jaw)
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Filing
218
ORDER Approving 216 Motion Receiver's Objection to Late-Filed Claim. Signed by Senior Judge Graham Mullen on 10/9/2018. (jaw)
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Filing
215
ORDER Granting 208 Receiver's Motion for Order Allowing Certain Late Claims. Signed by Senior Judge Graham Mullen on 8/27/2018. (jaw)
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Filing
212
ORDER granting 199 Sixth Motion For Compensation To Middleswarth Bowers & Company, LLC, Accountants For The Receiver. Signed by Senior Judge Graham Mullen on 8/3/18. (mga)
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Filing
203
ORDER Granting 192 Motion Receiver's Report of Claims, Objections to Claims and Recommendations Regarding Claims. Signed by Senior Judge Graham Mullen on 7/24/2018. (jaw)
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Filing
196
ORDER Granting 190 Motion Receiver's Objection to Claim Submitted by Gunderson Law Firm. The Gunderson Law Firms claim is ALLOWED as a vendor claim in the amount of $2,250.00. Signed by Senior Judge Graham Mullen on 7/17/2018. (jaw)
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Filing
185
ORDER Approving 180 Fifth Application for Compensation to Middleswarth Bowers & Company, LLC, Accountants for the Receiver, A. Cotten Wright. Middleswarth Bowers & Company, LLC is AWARDED professional fees in the amount of $2,768.00 and reimbursement of expenses in the amount of $1.77. Signed by Senior Judge Graham Mullen on 5/1/2018. (jaw)
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Filing
184
ORDER Approving 179 Seventh Application for Compensation to Grier Furr & Crisp, PA, Attorneys for the Receiver, A. Cotten Wright. Grier Furr & Crisp, PA is AWARDED professional fees in the amount of $21,570.50 and reimbursement of expenses in the amount of $101.64. Signed by Senior Judge Graham Mullen on 5/1/2018. (jaw)
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Filing
183
ORDER granting 182 Motion Seeking Confirmation of Sale of Dump Truck. Signed by Senior Judge Graham Mullen on 4/18/2018. (eef)
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Filing
173
ORDER Granting 169 Motion For Authority to Sell Real Property Free and Clear of Liens - Vacant Residential Lot - Outside of the Case Procedures Due to Special Circumstances. Signed by Senior Judge Graham Mullen on 2/16/2018. (jaw)
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Filing
171
ORDER Approving 166 Sixth Application for Compensation to Grier Furr & Crisp, PA, Attorneys for the Receiver, A. Cotten Wright. Grier Furr & Crisp, PA is AWARDED professional fees in the amount of $17,906.00 and reimbursement of expenses in the amount of $142.49. Signed by Senior Judge Graham Mullen on 2/8/2018. (jaw)
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Filing
162
CONSENT ORDER REGARDING ALLOCATION OF NET PROCEEDS FROM SALE OF PROPERTY AT 9137 MOUNT HOLLY-HUNTERSVILLE RD, HUNTERSVILLE, NC. Signed by Senior Judge Graham Mullen on 12/15/2017. (eef)
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Filing
159
ORDER granting 152 Receiver's Motion to Sell Real Property - 16614 Old Statesville Rd. - Free and Clear of Liens. Signed by Senior Judge Graham Mullen on 12/6/17. (tob)
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Filing
157
ORDER granting 149 Motion for Authority to Engage Auctioneer and to Auction Mining Equipment. It is therefore ordered that the Receiver is authorized to engage Ritchie Bros. Auctioneers as auctioneer and to auction all of the Mining Equipment described in the Motion pursuant to terms and conditions substantially similar to those set forth in the Proposed Auction Contract referenced in the Motion, without additional confirmation by the Court.. Signed by Senior Judge Graham Mullen on 11/15/2017. (chh)
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Filing
155
ORDER Approving Fifth Application For Compensation to Grier Furr & Crisp, PA, Attorneys For the Receiver in re 146 Miscellaneous Filing. Signed by Senior Judge Graham Mullen on 11/13/2017. (jaw)
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Filing
142
ORDER Granting Motion For Authority to Sell Real Property Free and Clear of Liens - 9137 Mt. Holly-Huntersville Rd. 141 Motion. Signed by Senior Judge Graham Mullen on 10/12/2017. (jaw)
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Filing
135
ORDER granting 129 Receiver's Motion for Approval of Proposed Claims Verification and Notice Procedures. Signed by Senior Judge Graham Mullen on 8/10/2017. (eef)
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Filing
122
ORDER granting 106 Motion to Sell Real Property Receiver's Motion for Authority to Sell Real Property Free and Clear of Liens Outside of the Case Procedures Due to Special Circumstances. Signed by Senior Judge Graham Mullen on 6/13/17. (tob)
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Filing
116
ORDER granting 115 Receiver's Ex Parte Motion to Retain Realtor to Sell Residential Property. Signed by Senior Judge Graham Mullen on 5/24/2017. (eef)
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Filing
112
ORDER granting 111 Receiver's Motion for Instructions as to Permissible Involvment of Richard W. Davis, Jr. in Liquidating Receivership Estate Property. Signed by Senior Judge Graham Mullen on 5/19/2017. (eef)
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Filing
109
ORDER Granting 101 Motion Approving First Application for Compensation to Middleswarth Bowers & Company, LLC, Accountants For the Receiver. Signed by Senior Judge Graham Mullen on 5/8/2017. (jaw)
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Filing
99
ORDER granting 94 Motion for Authority to Enter Into Easement Agreement in Exchange for Consideration. Signed by Senior Judge Graham Mullen on 4/18/17. (clc)
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Filing
96
ORDER granting 93 Receiver's Motion to Abandon Personal Property and to Direct Defendant to Remove Same. Signed by Senior Judge Graham Mullen on 4/4/2017. (eef)
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Filing
92
ORDER granting 87 Motion/Application of Receiver to Retain Debbie T. Smith to Appraise 9137 Mt. Holly-Huntersville Road. Signed by Senior Judge Graham Mullen on 3/8/2017. (eef)
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Filing
90
ORDER granting 88 Motion Ex Parte Relief for Receiver to retain Real Estate Broker in Virginia by A. Cotten Wright. Signed by Senior Judge Graham Mullen on 2/27/2017. (eef)
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Filing
85
ORDER granting 84 Ex Parte Application of Receiver to Retain Appraiser and Broker regarding Commercial Real Property. Signed by Senior Judge Graham Mullen on 2/8/2017. (eef)
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Filing
79
ORDER granting 78 MOTION Ex Parte Approval of Appraiser and Realtor regarding Receivership Property. Signed by Senior Judge Graham Mullen on 1/23/2017. (eef)
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Filing
77
ORDER granting 76 MOTION Abandonment of 2014 Dodge RAM 2500. The Receiver is authorized to ABANDON the 2014 Dodge RAM 2500 titled to Richard Davis Enterprises, LLC, VIN 3C6UR5PL3EG129266. Signed by Senior Judge Graham Mullen on 1/5/2017. (eef)
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Filing
75
ORDER granting 68 First Motion for Compensation to Grier Furr & Crisp, PA, Attorneys for the Receiver. Signed by Senior Judge Graham Mullen on 11/30/2016. (tmg)
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Filing
72
ORDER granting 70 Motion to Seal. Signed by Senior Judge Graham Mullen on 11/10/16. (tob)
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Filing
64
DEFAULT JUDGMENT AS TO REMAINING RELIEF DEFENDANTS AND ENTRY OF PERMANENT RECEIVERSHIP in favor of Plaintiff against Davis Capital Group, Inc., North Lake Business Park, LLC, Richard Davis Enterprises, LLC. Signed by Senior Judge Graham Mullen on 9/22/2016. (eef)
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Filing
62
ORDER granting 59 Motion to Abandon Real Property in McDowell County, North Carolina. Signed by Senior Judge Graham Mullen on 09/16/2016. (jlk)
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Filing
50
ORDER granting 47 Motion for Entry of Final Judgment Setting Disgorgement as to Relief Defendants DCG Commercial Holdings, LLC and DCG Commercial LLC. Signed by Senior Judge Graham Mullen on 8/5/16. (ssh)
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Filing
4
JUDGMENT AS TO DEFENDANT RICHARD W. DAVIS, JR. - The Defendant shall comply with the directions as set forth in this Order. It is further Ordered, Adjudged, and Decreed that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Judgment. Signed by Chief Judge Frank D. Whitney on 6/2/2016. (chh)
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