Warfield v. ICON Advisers, Inc et al
Plaintiff: James Warfield
Defendant: ICON Distributors, Inc. and ICON Advisers, Inc
Case Number: 3:2020cv00195
Filed: March 30, 2020
Court: US District Court for the Western District of North Carolina
Nature of Suit: Other Statutes: Arbitration
Cause of Action: 09 U.S.C. ยง 1
Jury Demanded By: None
Docket Report

This docket was last retrieved on May 4, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
March 30, 2020 Filing 6 NOTICE of Appearance by Marla S. Bowman on behalf of James Warfield (Bowman, Marla)
March 30, 2020 Filing 5 NOTICE of Appearance by Gary J. Rickner on behalf of James Warfield (Rickner, Gary)
March 30, 2020 Filing 4 Corporate Disclosure Statement by James Warfield (Rickner, Gary)
March 30, 2020 Filing 3 DECLARATION re #1 APPLICATION to Confirm or Vacate Arbitration Award by Gary J. Rickner filed by James Warfield (Attachments: #1 Exhibit A - Amended Statement of Claim, #2 Exhibit B - FINRA Submission Agreements, #3 Exhibit C - FINRA Award)(Rickner, Gary)
March 30, 2020 Filing 2 MEMORANDUM/BRIEF by James Warfield re: #1 APPLICATION to Confirm or Vacate Arbitration Award (Rickner, Gary)
March 30, 2020 Filing 1 APPLICATION to Confirm Arbitration Award (Filing fee $ 400 receipt number 0419-4442590), filed by James Warfield.(Rickner, Gary)

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Plaintiff: James Warfield
Represented By: Marla S. Bowman
Represented By: Gary J. Rickner
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Defendant: ICON Distributors, Inc.
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Defendant: ICON Advisers, Inc
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