Glazer v. Lehman Brothers, Inc. et al
Plaintiff: Samuel Glazer
Defendant: Lehman Brothers, Inc., SG Cowen Securities Corporation, Lehman Brothers Holdings, Inc. and Societe Generale SA
Case Number: 1:2002cv00370
Filed: February 28, 2002
Court: US District Court for the Northern District of Ohio
Presiding Judge: Donald C Nugent
Nature of Suit: Other Fraud
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on July 13, 2007. A more recent docket listing may be available from PACER.

Date Filed Document Text
July 13, 2007 Filing 168 Amended Notice of Dismissal Under FRCP 41(a)(1) With Prejudice, as to Defendants Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc. filed by Samuel Glazer. (Duvin, Robert)
July 13, 2007 Filing 167 Amended Notice of Dismissal Under FRCP 41(a)(1) With Prejudice as to Defendants SG Cowen Securities Corp (nka Cowen & Co., LLC) and Societe Generale SA filed by Samuel Glazer. (Duvin, Robert)
July 12, 2007 Filing 166 Notice of Dismissal Under FRCP 41(a)(1) of Lehman Brothers, Inc. and Lehman Brothers Holding, Inc., filed by Samuel Glazer. (Duvin, Robert) Modified text 7/13/2007 (C, K).
July 11, 2007 Filing 165 Notice of Dismissal Under FRCP 41(a)(1) w/prejudice of defendants SG Cowen Securities and Societe Generale filed by Samuel Glazer. (Duvin, Robert) Modified text 7/13/2007 (C, K).
August 22, 2006 Opinion or Order Filing 164 MarginalOrder granting Motion for appearance pro hac vice by attorney Andrew M. Hetherington for Samuel Glazer (Related Doc #157 ). Signed by Judge Donald C. Nugent on 8/17/06.(C, B)
August 22, 2006 Opinion or Order Filing 163 MarginalOrder granting Motion for appearance pro hac vice by attorney K. Chris Todd for Samuel Glazer (Related Doc #156 ). Signed by Judge Donald C. Nugent on 8/17/06.(C, B)
August 22, 2006 Opinion or Order Filing 162 MarginalOrder granting Motion for appearance pro hac vice by Antonia M. Apps for Plaintiff (Related Doc #155 ). Signed by Judge Donald C. Nugent on 8/17/06.(C, B)
August 21, 2006 Opinion or Order Filing 161 Order of Case Dismissal without prejudice, the Court having been advised that Plaintiff's claims have been referred to Arbitration. Case may be reinstated upon timely request within 60 days of final arbitration decision. Signed by Judge Donald C. Nugent on 8/21/06. (C, B)
August 18, 2006 Filing 160 Marginal Order granting Motion for order to stay case proceedings pending arbitration. (Related Doc #159 )Judge Donald C. Nugent(R, J)
August 15, 2006 Filing 159 Unopposed Motion for Order Referring Plaintiff's Claims to Arbitration and Staying Proceedings in this Case Pending the Outcome of Arbitration filed by Samuel Glazer. (Attachments: #1 Brief in Support Memorandum in Support of Plaintiff's Unopposed Motion#2 Proposed Order)(Apps, Antonia)
August 15, 2006 Filing 158 Attorney Appearance of Antonia M. Apps, K. Chris Todd, and Andrew M. Hetherington by Antonia M. Apps filed by on behalf of Samuel Glazer. (Apps, Antonia)
August 14, 2006 Filing 157 Motion for attorney Andrew M. Hetherington to Appear Pro Hac Vice Filing fee 190, receipt number 14660003042. filed by Samuel Glazer. Filing fee paid; receipt number 14660003042. (Attachments: #1 Affidavit of Andrew M. Hetherington, Esq.#2 Proposed Order)(Duvin, Robert)
August 14, 2006 Filing 156 Motion for attorney K. Chris Todd to Appear Pro Hac Vice Filing fee 190, receipt number 14660003042. filed by Samuel Glazer. Filing fee paid; receipt number 14660003042. (Attachments: #1 Affidavit of K. Chris Todd, Esq.#2 Proposed Order)(Duvin, Robert)
August 14, 2006 Filing 155 Motion for attorney Antonia M. Apps to Appear Pro Hac Vice Filing fee 190, receipt number 14660003042. filed by Samuel Glazer. Filing fee paid; receipt number 14660003042. (Attachments: #1 Affidavit of Antonia M. Apps, Esq.#2 Proposed Order)(Duvin, Robert)
August 14, 2006 Financial Transaction in the amount of $570.00 received for motion to appear pro hac vice by attorneys K. Chris Todd, Antonia M. Apps & Andrew M. Hetherington, Receipt # 14660003042 (C, BA)
August 7, 2006 Notice (Non-document)of Status Conference set for 8/18/2006 09:00 AM in Chambers 15A, U.S. Court House, 801 W. Superior Avenue, Cleveland, OH before Hon. Donald C. Nugent. (R, J)
July 11, 2006 Opinion or Order Order (non-document) pursuant to the protocol adopted by the judges of this Court in General Order 2006-21, re: reassignment of the docket of Senior Judge John M. Manos, the case has been reassigned to Judge Donald C. Nugent for all further proceedings. (E, P)
March 23, 2006 Opinion or Order Filing 154 Order from US Supreme Court: Denying the petition for a writ of certiorari re #153 (No. 04-1375). (H, S P)
May 2, 2005 Filing 153 Appeal Remark from US Supreme Court: The petition for a writ of certiorari was filed 4/11/05 and placed on the docket 4/14/05 as No. 04-1375 re #142 #145 (H, S P)
February 7, 2005 Filing 152 True copy of mandate from the USCA for the Sixth Circuit: Affirming in part, Reversing in part the judgment of the District Court and remanding as to #142 Notice of Appeal (USCA# 03-4312) and #145 Notice of Appeal (USCA# 03-4415). Date issued as mandate 2/4/05, No costs taxed (H, S P)
January 14, 2005 Filing 151 Information copy of opinion from the USCA for the Sixth Circuit: Affirming in part, Reversing in part and remanding to the District Court for proceedings not inconsistent with this opinion as to #142 Notice of Appeal (USCA# 03-4312) and #145 Notice of Appeal (USCA# 03-4415). This is not a mandate order. Circuit Judges: Daughtrey and Sutton, District Judge: Forester. Date issued by USCA 1/12/05 (Attachments: #1 Judgment) (H, S P)
September 10, 2004 Opinion or Order Order (non-document)mooting Motion to dismiss (Related Doc #36 ).Entered by Judge John M. Manos on 9/10/04.(G, Y.) Modified to add termination date on 12/28/2004 (C, B).
September 10, 2004 Opinion or Order Order ( non-document) mooting Motion to compel discovery (Related Doc #59 ). Entered by Judge John M. Manos on 9/10/04.(G, Y.) Modified to add termination date on 12/28/2004 (C, B).
September 10, 2004 Opinion or Order Order (non-document) mooting Motion to dismiss (Related Doc #26 ). Entered by Judge John M. Manos on 9/10/04.(G, Y.) Modified to add termination date on 12/28/2004 (C, B).
March 23, 2004 Filing 150 Notice of Substitution of Counsel removing attorney and adding attorney Barry Y. Freeman filed by on behalf of Samuel Glazer. (Freeman, Barry)
January 30, 2004 Filing 149 Notice of Withdrawal of Counsel filed by Samuel Glazer. (Hice, Brooke)
December 31, 2003 Opinion or Order Order granting Motion to appear pro hac vice, attorney Michael C. Boteler, Jeremy D. Kernodle, Preethi Krishnamurthy, Daniel L. Stein and Grayson Yeargin for SG Cowen Securities Corporation and Societe Generale SA added to case. (Related Doc #98 ). Signed by Judge John M. Manos on 12/31/03.(G, Y.)
November 4, 2003 Filing 148 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal by Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc. [USCA# 03-4415] (M, J)
October 28, 2003 Filing 147 Notice of Filing of Subpoena for SEC filed by Samuel Glazer. (Schwartz, Kenneth)
October 23, 2003 Filing 146 Transcript Request by SG Cowen Securities Corporation and Societe Generale SA re #142 Notice of Appeal. Transcript is already on file in Clerk's Office. (H, S P)
October 21, 2003 Filing 145 NOTICE OF APPEAL to the 6th Circuit Court of Appeals from the #140 Memorandum, Opinion and Order and the #141 Order of 10/3/03, filed by Lehman Brothers Holdings, Inc. and Lehman Brothers, Inc. (Bartman, Douglas). Fee of $105.00 paid, receipt# 645913. Modified text and for fee on 10/27/2003 (H, S P).
October 20, 2003 Filing 144 Letter dated 9/12/03 by Laurence Silverman withdrawing the subpoena to Mr. McHugh and its third request for production of documents related to document no. 130. (G, Y.)
October 16, 2003 Filing 143 Acknowledgment from the USCA for Sixth Circuit of receipt of #142 Notice of Appeal filed by SG Cowen Securities Corporation and Societe Generale SA (USCA# 03-4312). Date filed 10/10/03. (H, S P)
October 6, 2003 Filing 142 NOTICE OF APPEAL to the 6th Circuit Court of Appeals from the #140 Memorandum of Opinion and the #141 Order of 10/3/03, filed by defendants SG Cowen Securities Corporation and Societe Generale SA. Filing fee $105.00, receipt number 645495. (H, S P)
October 3, 2003 Opinion or Order Filing 141 Order denying motions to compel arbitration signed by Judge John M. Manos on 10/3/03. Pursuant to the Memorandum of Opinion issued in the above-captioned case this date, and under the standards set forth in the Sixth Circuit's opinion in Fazio v. Lehman Brothers, Inc., 340 F.3d 386, 397 (6th Cir. 2003), the Court concludes that there is no valid agreement to arbitrate the Plaintiff's claims due to Gruttadauria's fraudulent misrepresentations. Accordingly, the Defendants' motions to compel arbitration are denied. Judge John M. Manos.(D, L)
October 3, 2003 Filing 140 Memorandum of Opinion signed by Judge John M. Manos on 10/3/03. Under the standards set forth in the Sixth Circuit's opinion in Fazio v. Lehman Brothers, Inc., 340 F.3d 386, 397 (6th Cir. 2003), the Court concludes that there is no valid agreement to arbitrate the Plaintiff's claims due to Gruttadauria's fraudulent misrepresentations. Accordingly, the Defendants' motions to compel arbitration are denied. Judge John M. Manos.(D, L)
October 2, 2003 Filing 139 Notice of Plaintiff's Withdrawal of Surreply to Defendants' Post-Hearing Reply Briefs filed by Samuel Glazer. (Related document(s) #138 ) (Schwartz, Kenneth)
September 30, 2003 Filing 138 Motion for leave to File Surreply Brief Instanter filed by Samuel Glazer. (Attachments: #1 Exhibit Plaintiff's Surreply)(Duvin, Robert)
September 26, 2003 Filing 137 Post Brief In Response to Glazer's Post-Hearing Brief filed by Lehman Brothers, Inc.. (Attachments: #1) (Related document(s) #134 ) (Bartman, Douglas)
September 26, 2003 Filing 136 Notice Post-Hearing Reply Brief filed by Samuel Glazer. (Attachments: #1 Exhibit A-Excerpts fromSeptember 3, 2003 Hearing#2 Exhibit B-Excerpts from August 28, 2003 Deposition of Sam Glazer#3 Designation Form C-Subpoena#4 Exhibit D-E-mail to Judge Manos#5 Exhibit E-Transcript of Plea Agreement#6 Exhibit F-Unreported Cases#7 Exhibit g-Unreported cases cont)(Duvin, Robert)
September 26, 2003 Filing 135 Post Brief Post-Hearing Reply Brief filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Exhibit Z#2 Exhibit AA-1#3 Exhibit AA-2#4 Exhibit AA-3#5 Exhibit AA-4#6 Exhibit AA-5#7 Exhibit AA-6#8 Exhibit AA-7#9 Exhibit AA7-2#10 Exhibit AA-8#11 Exhibit AA-9#12 Exhibit AA-10) (O'Neill, Mark)
September 19, 2003 Filing 134 Brief Post-Hearing filed by all plaintiffs. (Attachments: #1 #2) (Hice, Brooke)
September 19, 2003 Filing 133 Post Brief Post-Hearing Brief of Defendants Societe Generale and SG Cowen Securites Corporation filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C#4 Exhibit D#5 Exhibit E#6 Exhibit F#7 Exhibit G#8 Exhibit H#9 Exhibit I#10 Exhibit J#11 Exhibit K#12 Exhibit L#13 Exhibit M#14 Exhibit N#15 Exhibit O#16 Exhibit P#17 Exhibit Q#18 Exhibit R#19 Exhibit S#20 Exhibit T#21 Exhibit U#22 Exhibit V#23 Exhibit W#24 Exhibit X#25 Exhibit Y-1#26 Exhibit Y-2#27 Exhibit Y-3#28 Exhibit Y-4#29 Exhibit Y-5#30 Exhibit Y-6#31 Exhibit Y-7) (O'Neill, Mark)
September 19, 2003 Filing 132 Post Brief Regarding Validity of Plaintiff Samuel Glazer's Arbitration Agreements filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartman, Douglas)
September 12, 2003 Opinion or Order Filing 131 Order granting Motion for protective order (Related Doc #128 .) The Defendants' Motions For Protective Order are GRANTED. Discovery is stayed except for discovery relating to claims of fraud in the inducement of the arbitration clauses themselves apart from the whole agreements, including allegations of forgery and lack of signatory power. Signed by Judge John M. Manos on 9/12/03.(D, L)
September 10, 2003 Filing 130 Motion to quash Subpoena Duces Tecum of Terrance McHugh and Third Request for Production of Documents to Plaintiff filed by Samuel Glazer. (Attachments: #1 Brief in Support #2 Exhibit A - McHugh Subpoena#3 Exhibit B - SG Cowen's 3rd Request for Production of Documents#4 Exhibit C - Plaintiff's Responses to SG Cowen's 2nd Request for Production of Documents#5 Exhibit D - Excerpts from Plaintiff's Deposition#6 Exhibit E - Excerpt from 9/3/03 Hearing Transcript#7 Exhibit F - Unreported Cases)(Duvin, Robert)
September 9, 2003 Filing 128 Motion for protective order of Defendants filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc., SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C)(O'Neill, Mark)
September 8, 2003 Filing 129 True copy of mandate from the USCA for the Sixth Circuit: Reversing and remanding the judgment of the District Court (Notice of Appeals #62 & #64 ) (USCA# 02-3823 and 02-3824). Date issued as mandate 9/5/03, No costs taxed (Related document #111 Information Copy of opinion). (H, S P)
September 5, 2003 Filing 127 Motion for order to shorten the time for Plaintiff to respond to Defendants' Third Request for Production of Documents filed by SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #126 ) (O'Neill, Mark)
September 5, 2003 Filing 126 Notice of Service of Defendants Third Request to Plaintiff for Production of Documents filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 5, 2003 Filing 124 Exhibit List by the court from the 9/3/02 hearing date. (G, Y.)
September 4, 2003 Filing 125 Transcript of Proceedings had before Judge John M. Manos on 9/3/03 (complete document on file in Clerk's Office, 152 pages). To obtain a bound copy of this transcript please contact Bruce Matthews at 216/357-7207. (C, B) Modified text on 9/5/2003 (C, B).
September 2, 2003 Filing 123 Notice of Manual Filing of Exhibit A filed by Samuel Glazer, Lehman Brothers Holdings, Inc., Lehman Brothers, Inc., SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #121 ) (Bartolozzi, James)
September 2, 2003 Filing 122 Notice of Service filed by Samuel Glazer, Lehman Brothers Holdings, Inc., Lehman Brothers, Inc., SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #121 ) (Bartolozzi, James)
September 2, 2003 Filing 121 Proposed Stipulation s for Hearing Regarding Validity of Plaintiff Samuel Glazer's Arbitration Agreements filed by Samuel Glazer, Lehman Brothers Holdings, Inc., Lehman Brothers, Inc., SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Exhibit B#2 Exhibit C#3 Exhibit D#4 Exhibit E#5 Exhibit F#6 Exhibit G#7 Exhibit H#8 Exhibit I#9 Exhibit J#10 Exhibit K#11 Exhibit L#12 Exhibit M#13 Exhibit N#14 Exhibit O#15 Exhibit P#16 Exhibit Q#17 Exhibit R#18 Exhibit S#19 Exhibit T)(Bartolozzi, James)
September 2, 2003 Filing 120 Response to Plaintiffs' Motion to Clarify Status of Discovery Previously Scheduled by the Parties and Motion to Request a Hearing on Status of Discovery filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartolozzi, James)
August 29, 2003 Filing 119 Response to Plaintiffs' Motion to Request a Hearing on the Status of Discovery filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
August 27, 2003 Filing 118 Notice of Filing of Plaintiff Samuel Glazer's Responses to Defendants SG Cowen and Societe Generale's Second Request for Production of Documents filed by Samuel Glazer. (Schwartz, Kenneth)
August 27, 2003 Filing 117 Amended Notice to take Deposition of Plaintiff on August 28, 2003 starting at 10:30 filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
August 26, 2003 Filing 116 Motion for order Requiring the Appearance of Frank Gruttadauria at the September 3, 2003 Hearing filed by Samuel Glazer. (Schwartz, Kenneth)
August 21, 2003 Filing 115 Motion to shorten the time plaintiff has to respond to defendants' second request to plaintiff for production of documents filed by SG Cowen Securities Corporation, Societe Generale SA. (B, B)
August 21, 2003 Filing 114 Notice of Service second request to plaintiff for production of documents on 8/21/2003 filed by SG Cowen Securities Corporation, Societe Generale SA. (B, B)
August 20, 2003 Opinion or Order Filing 113 Hearing Order with hearing to be held on 9/3/2003 at 10:00 AM at Courtroom 16B.Refer to Order for details. Signed by Judge John M. Manos on 8/20/03. (G, Y.)
August 19, 2003 Filing 112 Notice to take Deposition of Samuel Glazer on August 27, 2003 starting at 9:30 am filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
August 18, 2003 Filing 111 Information copy of opinion from the USCA for the Sixth Circuit: Reversing the judgment of the District Court, and this cause is remanded for a determination of whether the arbitration clauses, analyzed independently from the account agreements, are valid [Appeals #62 #64 ] (USCA# 02-3823 and 02-3824). This is not a mandate order. Circuit Judges: Norris, Daughtrey and Rogers. Date issued 8/13/03 (Attachments: #1 Judgment) (H, S P)
August 4, 2003 Filing 110 Notice of Service of responses and objections to Plaintiff's Request for Production of Documents and Interrogatories filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 31, 2003 Filing 109 Notice of 30(B)(6) Depositions Concerning SG Paris Inspection filed by all plaintiffs. (Attachments: #1 Exhibit A)(Schwartz, Kenneth)
July 14, 2003 Opinion or Order Filing 108 ORDER granting Motion for protective order (Related Doc #101 . Signed by Judge John M. Manos on 7/14/03. The deposition of the Plaintiff, noticed for July 24 and 25, 2003, shall be rescheduled for dates in September to be mutually agreed upon by the parties.(D, L)
July 8, 2003 Filing 107 Reply (Related Motion(s) #101 ) in Support of Plaintiff's Motion for a Protective Order Directing the Rescheduling of his Deposition filed by Samuel Glazer. (Schwartz, Kenneth)
July 7, 2003 Filing 106 Notice to take Deposition of Samuel Glazer on July 24, 2003 and July 25, 2003 @ 10:00 AM filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 3, 2003 Filing 105 Subpoena Returned Executed; served upon Russel Rogers by Personal Service on 07/01/03 filed by Samuel Glazer. (Schwartz, Kenneth)
July 3, 2003 Filing 104 Notice of Service of Plaintiff Samuel Glazer's Request for Production of Documents and Interrogatories Concerning the "SG Paris Inspection" filed by Samuel Glazer. (Schwartz, Kenneth)
July 3, 2003 Filing 103 Opposition (Related Motion(s) #101 ) of Defendants to Plaintiff Samuel Glazer's Motion for Protective Order Directing the Rescheduling of His Deposition (corrected) filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 3, 2003 Filing 102 Opposition (Related Motion(s) #101 ) of Defendants to Plaintiff Samuel Glazer's Motion for a Protective Order Directing the Rescheduling of His Deposition filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
June 27, 2003 Filing 101 Motion for protective order Directing the Rescheduling of Plaintiff's Deposition filed by Samuel Glazer. (Attachments: #1 Brief in Support #2 Exhibit A-Various Correspondence#3 Affidavit of Kenneth D. Schwartz)(Schwartz, Kenneth)
June 3, 2003 Opinion or Order Order (non-document)signed on 6/3/2003 Denying Motion for leave by plaintiff to supplement the record.(Related Doc #97 ) Judge John Manos (G, Y.)
May 27, 2003 Filing 100 Response (Related Motion(s) #97 ) to Glazer's Motion For Leave to Supplement The Record on Appeal filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Exhibits A-D)(Bartman, Douglas)
May 27, 2003 Filing 99 Opposition (Related Motion(s) #97 ) of Defendants to Plaintiff's Motion to Supplement the Record on Appeal filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
May 16, 2003 Filing 98 Motion for appearance pro hac vice of Michael C. Boteler, Jeremy D. Kernodle, Preethi Krishnamurthy, Daniel L. Stein and D. Grayson Yeargin filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit Michael C. Boteler#2 Affidavit Jeremy D. Kernodle#3 Affidavit Preethi Krishnamurthy#4 Affidavit Daniel L. Stein#5 Affidavit D. Grayson Yeargin)(O'Neill, Mark)
May 13, 2003 Filing 97 Motion for leave to Supplement the Record on Appeal filed by Samuel Glazer. (Attachments: #1 Exhibit A-Affidavit of Frank Gruttadauria#2 Exhibit B-Order of the Sixth Circuit Court of Appeals#3 Exhibit C-Proof Appellate Brief of Defendants-Appellants)(Duvin, Robert)
May 8, 2003 Filing 96 Subpoena Returned Executed; served upon Melinda Trocano by personal service on 5/7/03 filed by Samuel Glazer. (C, B)
May 8, 2003 Filing 95 Notice of Filing of Plaintiff Samuel Glazer's Responses to Defendants Lehman Brothers Inc. and Lehman Brothers Holdings, Inc.'s Second Request for Documents and Interrogatories filed by Samuel Glazer. (Schwartz, Kenneth)
May 6, 2003 Filing 94 Amended Notice to take Deposition of Melinda Trocano (Videotaped) on June 9, 2003 filed by Samuel Glazer. (Attachments: #1 Exhibit A - Duces Tecum)(Hice, Brooke)
December 19, 2002 Filing 93 Subpoena Returned; served upon Melinda Trocano by George H. Veselenik on December 18, 2002 filed by Samuel Glazer. (Hice, Brooke)
December 17, 2002 Opinion or Order Order (non-document)signed on 12/17/2002 Granting Motion to appear pro hac vice, attorney Laurence A. Silverman and P. Benjamin Duke for SG Cowen Securities Corporation and Societe Generale SA. (Related Doc #25 )Judge John Manos (G, Y.)
December 17, 2002 Opinion or Order Order (non-document)signed on 12/17/2002 Motion for order by SG Cowen Securities, et al, for an order modifying the Order of April 5, 2002 is Moot.(Related Doc #37 ) Judge John Manos (G, Y.)
December 17, 2002 Opinion or Order Order (non-document)signed on 12/17/2002 Motion to withdraw document by Lehman Brothers Holdings, et al, to dismiss Federal Securities Claims is Moot.(Related Doc #42 ) Judge John Manos (G, Y.)
December 13, 2002 Filing 92 Amended Notice to take Deposition of Melinda Trocano on January 17, 2003 at 10:00 a.m. filed by Samuel Glazer. (Duvin, Robert)
October 24, 2002 Filing 91 Notice of Service of Answers to Defendants SG Cowen Securities Corporation's and Societe Generale's First Set of Interrogatories filed by Samuel Glazer. (Attachments: #1 Exhibit A - Plaintiff Samuel Glazer's Answers to Defendants SG Cowen Securities Corporation and Societe Generale's First Set of Interrogatories to Plaintiff)(Hice, Brooke)
October 24, 2002 Filing 90 Notice of Service of Responses to Defendants SG Cowen Securities Corporation's and Societe Generale's First Request for Documents filed by Samuel Glazer. (Attachments: #1 Exhibit A - Plaintiff Samuel Glazer's Responses to Defendants SG Cowen Securities Corporation and Societe Generale's First Request for Documents to Plaintiff)(Hice, Brooke)
October 24, 2002 Filing 89 Notice of Service of Responses to Defendants Lehman Brothers Inc.'s and Lehman Brothers Holdings, Inc.'s First Request for Documents and Interrogatories filed by Samuel Glazer. (Attachments: #1 Exhibit A - Plaintiff's Responses to Defendants Lehman Brothers Inc.'s and Lehman Brothers Holdings, Inc.'s First Request for Documents and Interrogatories)(Hice, Brooke)
October 8, 2002 Filing 88 Notice of Service of Defendants Supplemental Responses and Objections to Plaintiffs' First Set of Interrogatories filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Verification of Abby Meiselman)(O'Neill, Mark)
October 3, 2002 Opinion or Order Filing 87 Order signed on 10/3/2002 Granting Motion for leave (Related Doc #81 ). For the foregoing reasons, the Plaintiff's Motion To Amend the Complaint and Supplement the Record On Appeal is GRANTED. Accordingly,the Plaintiff's account statements are hereby made Exhibit A to the Amended Complaint, and pursuant to Fed. R. App. 10(e)(2), the Court hereby supplements the record on appeal to include the Plaintiff's account statements. John M. Manos. (D, L)
October 2, 2002 Opinion or Order Filing 86 Stipulated Protective Order entered 10/02/02 and approved by Judge John Manos. (G, Y.)
October 1, 2002 Opinion or Order Order (non-document)signed on 10/1/2002 Granting Motion to appear pro hac vice, attorney Philip A. Irwin for SG Cowen Securities Corporation and Societe Generale SA. (Related Doc #80 ) Judge John Manos (G, Y.)
September 30, 2002 Filing 85 Reply (Related Motion(s) #81 ) to SG Cowen's Opposition to Plaintiff's Motion for Leave to Amend the Complaint and to Supplement the Record on Appeal filed by Samuel Glazer. (Duvin, Robert)
September 27, 2002 Filing 83 Opposition (Related Motion(s) #81 ) of Defendants to Plaintiff's Motion for Leave to Supplement the Record on Appeal filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 26, 2002 Filing 84 Exhibit A to motion for leave to amend complaint and supplement the record on appeal (complete document on file in Clerk's Office, 175 pages) filed by Samuel Glazer. (Related document(s) #81 , #82 ) (C, B) Modified text on 9/27/2002 (C, B).
September 26, 2002 Filing 82 Notice of Manual Filing filed by Samuel Glazer. (Related document(s) #81 , #84 ) (Duvin, Robert) Modified text on 9/27/2002 (C, B).
September 25, 2002 Filing 81 Motion for leave to Amend the Complaint and to Supplement the Record on Appeal filed by Samuel Glazer. (Attachments: #1 Exhibit A- (Notice of Manual Filing))(Related document(s) #18 ) (Duvin, Robert)
September 24, 2002 Filing 80 Motion for appearance pro hac vice of Philip A. Irwin for Defendants filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Philip A. Irwin)(O'Neill, Mark)
September 24, 2002 Filing 79 Notice of Service of Defendants' First Set of Interrogatories to Plaintiff filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 20, 2002 Filing 78 Notice of Service of Defendants' First Request for Production of Documents to Plaintiff filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 18, 2002 Opinion or Order Filing 77 Order from the USCA for the Sixth Circuit: The motions to stay proceedings in the District Court pending appeal are DENIED without prejudice to the right of the defendants to renew their stay motions should the proceedings in the District Court proceed beyond discovery [USCA# 02-3823 & 02-3824]. Circuit Judges: Boggs, Norris and Cole.(Related documents(s) #62 , #64 ) (H, S P)
September 18, 2002 Opinion or Order Filing 76 Order. All discovery shall be subject to a stipulated protective order which shall be submitted to the Court within ten (10) days. The protective order shall provide for the sharing of discovery materials only among the parties in these pending cases. The parties shall provide written responses to all outstanding interrogatories and requests for production within twenty (20) days. To the extent not already produced, documents responsive to all outstanding requests for production, the production of which are not subject to objection, shall be produced within twenty (20) days. The Court reserves ruling on the parties' specific objections to outstanding interrogatories and requests for production. John M. Manos. (D, L)
September 16, 2002 Filing 75 Supplemental Response and objections to plaintiff's first request for production of documents filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 3, 2002 Filing 74 Response of Defendants to Plaintiffs' Motion for Entry of a Protective Order filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Proposed Protective Order)(O'Neill, Mark)
August 23, 2002 Filing 73 Attorney Appearance of Kenneth D. Schwartz filed by Kenneth D. Schwartz on behalf of Samuel Glazer. (Schwartz, Kenneth) Modified on 8/26/2002 (H, D).
August 6, 2002 Filing 71 Reply (Related Motion(s) #59 ) Brief In Support of Motion to Compel filed by Samuel Glazer. (Attachments: #1 Exhibit 1 - June 20, 2002 Letter from Congressman Oxley to Chairman Pitt#2 Exhibit 2 - The New York Times Article, dated July 25, 2002#3 Exhibit 3 - Defendants' Proposed Protective Order)(Duvin, Robert)
August 5, 2002 Filing 72 Transcript Order Form received. Transcript is unnecessary for appeal purposes. filed by SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #62 ) (H, S P)
August 1, 2002 Filing 70 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal by Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc. [USCA# 02-3824] (Related documents(s) #64 ) (H, S P)
August 1, 2002 Filing 69 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal by SG Cowen Securities Corp and Societe Generale SA [USCA# 3823] (Related documents(s) #62 ) (H, S P)
July 31, 2002 Filing 68 Response (Related Motion(s) #59 ) Response to Motion to Compel filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Exhibit Letter to plaintiffs' counsel)(Bartman, Douglas)
July 31, 2002 Opinion or Order Filing 67 Order signed on 7/31/2002 Denying Motions to Stay Pending Appeal(Related Doc #63 , #65 ) The balance of the appropriate factors mandates that these proceedings continue pending appeal of this Court's decision denying the motions to compel arbitration. Accordingly, the Defendants' motions to stay pending appeal are DENIED. John M. Manos.(D, L)
July 31, 2002 Filing 66 Opposition (Related Motion(s) #59 ) to Plantiffs' Motion to Compel filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 23, 2002 Filing 65 Motion to stay Proceedings Pending Appeal filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #64 ) (Bartolozzi, James)
July 23, 2002 Filing 64 Notice of Appeal to the 6th Circuit Court of Appeals from the memorandum of opinion and order of 7/19/02, filed by Lehman Brothers Holdings, Inc. and Lehman Brothers, Inc. Filing fee paid; receipt #635636. (Related document(s) #61 ) (Bartolozzi, James) Modified on 7/23/2002 (H, S P).
July 22, 2002 Filing 63 Motion to stay of Defendant(s) Pending Resolution of Their Appeals filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 22, 2002 Filing 62 Notice of Appeal to the 6th Circuit Court of Appeals from the memorandum of opinion and order of 7/19/02, filed by SG Cowen Securities Corporation and Societe Generale SA [Filing fee paid; receipt #635603]. (O'Neill, Mark) Modified on 7/23/2002 (H, S P).
July 19, 2002 Opinion or Order Filing 61 Order signed on 7/19/2002 Denying Motions to Stay and Compel Arbitration (Related Doc #36 #26 ) Pursuant to the Memorandum of Opinion issued in the above-captioned cases this date, the Plaintiffs' claims are not subject to the arbitration provisions contained in the account agreements at issue. Accordingly, the Defendants' motions to compel arbitration and stay proceedings are DENIED. (Related documents(s) #60 ) John M. Manos.(D, L)
July 19, 2002 Filing 60 Memorandum of Opinion. The Plaintiffs' claims are not subject to the arbitration provisions contained in the account agreements at issue. Accordingly, the Defendants' motions to compel arbitration and stay proceedings are DENIED.(Related document(s) #26 , #36 ) John M. Manos.(D, L)
July 17, 2002 Filing 59 Motion to compel discovery filed by Samuel Glazer. (Attachments: #1 Memorandum of Law In Support#2 Exhibit A - Summary of Discovery Issues#3 Exhibit B - Plaintiffs' 1st Request for Production of Documents and 1st Set of Interrogatories to Defendants Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc.#4 Exhibit C - Plaintiffs' 1st Request for Production of Documents and 1st Set of Interrogatories to Defendants SG Cowen Securities Corp., Societe Generale and Cowen & Company#5 Exhibit D - Lehman's Responses to Plaintiffs' 1st Request for Production of Documents and 1st Set of Interrogatories#6 Exhibit E - Societe Generale and SG Cowen Securities Corporation's Responses and Objections to Plaintiffs' 1st Request for Production of Documents#7 Exhibit F - Societe Generale and SG Cowen Securities Corporation's Responses and Objections to Plaintiffs' 1st Set of Interrogatories#8 Exhibit G - Affidavit of Brett S. Krantz Filed Pursuant to Local Rule 37.1 Re: Memorandum of Law In Support of Motion to Compel Discovery)(Duvin, Robert)
July 8, 2002 Opinion or Order Order (non-document) signed on 7/8/2002 Granting Motion for a one week extension of time by Lehman Brothers and LEhman Brothers Holdings to respond to written discovery(Related Doc #52 ) Judge John Manos (G, Y.)
July 8, 2002 Filing 58 Notice of Service of Responses to Discovery filed by Lehman Brothers, Inc.. (Bartman, Douglas)
July 8, 2002 Filing 57 Notice of Service of Defendants' Responses and Objections to Plaintiffs' First Set of Request for Admission filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 8, 2002 Filing 56 Notice of Service of Defendants Responses and Objections to Plaintiffs First Set of Interrogatories filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Verification of Abby Meiselman)(O'Neill, Mark)
July 8, 2002 Filing 55 Notice of Service of Responses and Objections to Plaintiffs' First Request for Production of Documents filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
July 3, 2002 Filing 54 Notice Correction to Reply Brief in Support of Motion for One-Week Extension of Time to Respond to Discovery Requests filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #53 ) (Bartolozzi, James)
July 2, 2002 Filing 53 Reply (Related Motion(s) #52 ) in Support of One-Week Extension of Time to Respond to Discovery Requests filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 6/26/02 Letter)(Bartolozzi, James)
July 1, 2002 Filing 52 Motion for extension of time (One Week) to Respond to Written Discovery Served by Plaintiffs filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartolozzi, James)
July 1, 2002 Filing 51 Notice of Stipulation that Defendants have until July 8, 2002 to respond to Plaintiffs' discovery requests filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
June 28, 2002 Filing 50 Sur-Reply (Related Motion(s) #36 ) Brief In Opposition to Defendant Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc.'s Joinder In Motion to Stay Pending Arbitration or to Dismiss filed by Samuel Glazer. (Attachments: #1 Exhibit 1 - Forged Glazer Client Agreement#2 Exhibit 2 - Blank Client Agreement#3 Exhibit 3 - Rayburn Forged Letter#4 Exhibit 4 - Letter from Oxley, Kelly and LaTourette to SEC Chairman Pitt#5 Exhibit 5 - Affidavit of Brett S. Krantz Filed Pursuant to Local Rule 7.1(g))(Duvin, Robert)
June 28, 2002 Filing 49 Sur-Reply (Related Motion(s) #26 ) Brief In Opposition to Defendants SG Cowen and Societe Generale Motion to Stay Pending Arbitration or to Dismiss filed by Samuel Glazer. (Attachments: #1 Exhibit 1 - Required Documents Form#2 Exhibit 2 - New Account Missing Documentation Form#3 Exhibit 3 - New Account Missing Documentation Form#4 Exhibit 4 - July 9, 1998 Letter from SG Cowen#5 Exhibit 5 - Account Agreement#6 Exhibit 6 - Affidavit of Brett S. Krantz Filed Pursuant to Local Rule 7.1(g))(Duvin, Robert)
June 21, 2002 Filing 48 Reply (Related Motion(s) #36 ) in Support of Motion to Stay Pending Arbitration or to Dismiss filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Exhibit A - Affidavit of Robert Carr#2 Affidavit of Mark R. Jacobs)(Jacobs, Mark)
June 20, 2002 Opinion or Order Filing 47 Order signed on 6/20/2002 Granting Motion for leave to June 28, 2002 for leave by plaintiffs to file surreply brief in opposition to defendants motion to stay pending arbitration. (Related Doc #45 ) Judge John Manos (G, Y.)
June 20, 2002 Opinion or Order Order (non-documnet)signed on 6/20/2002 Granting Motion for extension of time by defendants Lehman Brothers and Lehman Brothers Holdings to file reply brief. (Related Doc #46 ) Judge John Manos (G, Y.)
June 17, 2002 Filing 46 Motion for extension of time to File Reply Brief filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartman, Douglas)
June 17, 2002 Filing 45 Motion for leave to File Surreply Brief in Opposition to Defendants' Motions to Stay Pending Arbitration or to Dismiss filed by Samuel Glazer. (Duvin, Robert)
June 14, 2002 Filing 44 Reply (Related Motion(s) #26 ) Memorandum in Support of Motion of Defendants to Stay Pending Arbitration or to Dismiss filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Supplemental Declaration of Paul Mitsakos#2 Exhibit 1- Option Agreement#3 Exhibit 2-Account Agreement)(O'Neill, Mark)
June 14, 2002 Opinion or Order Order (non-document)signed on 6/14/2002 Granting Motion for extension of time by defendants Lehman Brothers and Lehman Brothers Holding for an extension of time to file reply brief. (Related Doc #43 ) Judge John Manos (G, Y.)
June 13, 2002 Filing 43 Unopposed Motion for extension of time to file reply brief filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #36 ) (Bartman, Douglas)
June 6, 2002 Filing 42 Motion to withdraw document Motion to Withdraw Motion to Dismiss Federal Securities Claims filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #36 ) (Bartolozzi, James)
June 4, 2002 Filing 41 Notice of New Authority filed by Samuel Glazer. (Attachments: #1 SEC v. Zandford)(Related document(s) #39 ) (Duvin, Robert)
May 31, 2002 Filing 40 Opposition (Related Motion(s) #36 ) Plaintiff Samuel Glazer's Memorandum of Law in Opposition to the Lehman Defendants' Joinder in the SG Cowen Defendants' Motion to Stay Pending Arbitration or to Dismiss filed by Samuel Glazer. (Attachments: #1 Affidavit of Brett Krantz (Local Rule 7.1(g)))(Duvin, Robert)
May 31, 2002 Filing 39 Opposition (Related Motion(s) #26 ) Plaintiff Samuel Glazer's Memorandum of Law in Opposition to the SG Cowen Defendants' Motion to Stay Pending Arbitration or to Dismiss filed by Samuel Glazer. (Attachments: #1 Affidavit Of Samuel Glazer#2 Exhibit A to Samuel Glazer's Affidavit#3 Affidavit of Brett Krantz (Local Rule 7.1(g))#4 Alfred Cohen v. PaineWebber, Inc.#5 State of Ohio vs. Arthur McKoy#6 Edward J. Russell vs. U.S. District Court for the Southern District of Ohio)(Duvin, Robert)
May 28, 2002 Opinion or Order Filing 38 Order signed on 5/28/2002 Setting Answer Date (Related Doc #37 ). Pursuant to Fed. R. Civ. P. 12(a)(4), the Defendants shall file their Answers within ten (10) days after the ruling on the motions to dismiss. This Order shall apply to all Defendants who have filed motions to dismiss. Discovery shall proceed pursuant to the Court's Order of May 16, 2002 granting the Plaintiffs' motion to lift the stay of discovery. John M. Manos.(D, L)
May 22, 2002 Filing 37 Motion for order modifying the Order of April 5, 2002 and establishing answer dates pursuant to Fed.R.Civ.P.12(a)(4) filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
May 20, 2002 Filing 36 Motion to dismiss Pursuant to Fed. R. Civ. P. 12(b)(6) (Joinder), Motion to stay Pending Arbitration (Joinder) filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Affidavit of James J. Bartolozzi)(Related document(s) #26 ) (Bartolozzi, James)
May 16, 2002 Opinion or Order Filing 35 Order signed on 5/16/2002 Granting Motion to lift stay (Related Doc #30 ), Granting in part, Denying in part Motion for order (Related Doc #31 ). Pursuant to the Memorandum of Opinion issued in the above-captioned cases this date, the Plaintiffs' Consolidated Motion To Lift the Stay of Discovery is GRANTED. Accordingly, formal discovery shall commence on May 30, 2002 as scheduled at the status conference held April 5, 2002. The Plaintiffs shall respond to the motions to dismiss by May 31, 2002. SG Cowen shall file its reply briefs by June 14, 2002 and may exceed the page limit by ten pages. John M. Manos. (D, L)
May 16, 2002 Filing 34 Memorandum of Opinion. The Plaintiffs' Consolidated Motion To Lift the Stay of Discovery is GRANTED. Accordingly, formal discovery shall commence on May 30, 2002 as scheduled at the status conference held April 5, 2002. The Plaintiffs shall respond to the motions to dismiss by May 31, 2002. SG Cowen shall file its reply briefs by June 14, 2002 and may exceed the page limit by ten pages.John M. Manos.(Related document(s) #31 , #30 ) (D, L)
May 14, 2002 Filing 33 Reply (Related Motion(s) #30 ) (Plaintiffs' Consolidated Reply) In Support of Their Motion to Lift Stay of Discovery filed by Samuel Glazer. (Duvin, Robert)
May 10, 2002 Filing 32 Response (Related Motion(s) #30 ) of Defendants to Plaintiffs' Consolidated Motion to Lift Stay of Discovery filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Philip A. Irwin)(O'Neill, Mark)
May 9, 2002 Filing 31 Motion for order of Defendants to adjust schedule and to exceed page limitation filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
May 8, 2002 Opinion or Order Order (non-document)signed on 5/8/2002 Granting Motion for extension of time and to exceed the page limitation.(Related Doc #29 )Judge John Manos (G, Y.)
May 7, 2002 Filing 30 Motion to lift stay of Discovery (Plaintiffs' Consolidated Motion) filed by all plaintiffs. (Duvin, Robert)
May 6, 2002 Filing 29 Motion for extension of time and to Exceed Page Limitation filed by Samuel Glazer. (Related document(s) #26 ) (Duvin, Robert)
April 26, 2002 Filing 28 Exhibits to defendants' motion to dismiss and/or Motion to stay pending arbitration (complete document on file in Clerk's Office) filed by SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #26 , #27 ) (C, B) Modified text on 4/29/2002 (C, B).
April 26, 2002 Filing 27 Notice of Manual Filing of Exhibits filed by SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #26 ) (O'Neill, Mark)
April 26, 2002 Filing 26 Motion to dismiss Counts 7, 8, 9, 10 & 11 pursuant to Fed.R.Civ.P.12(b)6) and/or, Motion to stay proceedings pending arbitration filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Mark O'Neill#2 Memorandum In Support)(O'Neill, Mark)
April 24, 2002 Filing 25 Motion for appearance pro hac vice of Laurence A. Silverman and P.Benjamin filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Laurence A. Silverman#2 Affidavit P.Benjamin Duke)(O'Neill, Mark)
April 23, 2002 Filing 24 Return of Service Executed upon Societe Generale SA by Certified Mail on 4/19/2002 filed by Samuel Glazer. (Related document(s) #18 ) (Krantz, Brett)
April 23, 2002 Filing 23 Return of Service Executed upon Lehman Brothers Holdings, Inc. by Certified Mail on (date unknown) filed by Samuel Glazer. (Related document(s) #18 ) (Krantz, Brett)
April 17, 2002 Filing 22 Attorney Appearance as co-counsel by Christopher M. Ernst filed by on behalf of SG Cowen Securities Corporation. (Ernst, Christopher)
April 17, 2002 Filing 21 Attorney Appearance by Mark O'Neill filed by on behalf of SG Cowen Securities Corporation. (O'Neill, Mark)
April 16, 2002 Filing 20 Praecipe for the issuance of a summons for Lehman Brothers Holding, Inc. (issued 4/16/02) filed by Samuel Glazer. (C, B)
April 15, 2002 Filing 19 Praecipes for the issuance of summonses (issued 4/15/02) filed by Samuel Glazer. (C, B)
April 15, 2002 Filing 18 First Amended complaint against all defendants. Filed by Samuel Glazer. (Attachments: #1 Exhibit 1 - Gruttadauria FBI Letter#2 Exhibit 2 - NYSE Panel Decision#3 Exhibit 3 - SG Cowen Account Statements#4 Exhibit 4 - AIA Holdings v. Lehman Brothers, Inc.#5 Exhibit 5 - Lehman Account Statments)(Duvin, Robert)
April 10, 2002 Filing 16 Marginal Order signed on 4/10/2002 Granting Motion to appear pro hac vice, attorney H. Nicholas Berberian for Lehman Brothers, Inc. added to case. Judge John M. Manos(Related Doc #13 ) (K, V)
April 10, 2002 Filing 15 Marginal Order signed on 4/10/2002 Granting Motion to withdraw as attorneys, Jeffery Ubersax and Brian A. Troyer, for defendant Lehman Brothers. Judge John M. Manos (Related Doc #12 ) (K, V)
April 8, 2002 Filing 14 Minutes of proceedings before Judge Manos. Conference held. Plaintiffs have ten (10) days to amend their Complaints (on or before April 15, 2002) from which time defendants have forty-five (45) days to file their Answers (May 30, 2002). Informal discovery shall continue and, upon the filing of the Answers, formal discovery shall commence. Parties are to supply the Court with copies of all discovery demands and responses. Defendants are granted leave to file any appropriate motions. Additional conferences will be scheduled by the Court. (Sch, S)
April 5, 2002 Filing 17 Marginal Order signed on 4/5/2002 Denying as moot Motion for extension of time to answer complaint. Judge John M. Manos (Related Doc #8 ) (K, V)
April 5, 2002 Filing 13 Motion for appearance pro hac vice of H. Nicholas Berberian filed by Lehman Brothers, Inc.. (Bartolozzi, James)
April 4, 2002 Filing 12 Motion to withdraw as attorney filed by Lehman Brothers, Inc.. (Troyer, Brian)
April 3, 2002 Filing 11 Attorney Appearance by James J. Bartolozzi filed by on behalf of Lehman Brothers, Inc.. (Bartolozzi, James)
March 27, 2002 Filing 10 Attorney Appearance of Suellen Oswald and Brook M. Hice on Behalf of Plaintiff by Brett S. Krantz filed by on behalf of Samuel Glazer. (Krantz, Brett)
March 25, 2002 Filing 9 Return of Service Executed upon Lehman Brothers, Inc. by Certified Mail on March 14, 2002 filed by Samuel Glazer. (Related document(s) #7 ) (Krantz, Brett)
March 22, 2002 Filing 8 Motion for extension of time to respond to plaintiff's complaint filed by Lehman Brothers, Inc.. (Related document(s) #1 ) (Troyer, Brian)
March 11, 2002 Filing 7 Praecipe for the issuance of summons (issued 3/11/02) filed by Samuel Glazer. (C, B)
March 11, 2002 Opinion or Order Filing 6 Order reassigning case to Judge John M. Manos pursuant to Local Rule 3.1(b)(3) with the concurrence of Judge Leslie Wells, both of whom consent to the transfer. Judge John Manos (G, Y.)
March 11, 2002 Filing 5 Waiver of Summons by SG Cowen Securities Corporation returned. Waiver mailed on March 1, 2002 filed by Samuel Glazer. (Krantz, Brett)
February 28, 2002 Filing 4 Notice of Placement of case in the CM/ECF Docketing System (B, BA)
February 28, 2002 Filing 3 Case Information Statement (Standard Track) filed by Samuel Glazer. (B, BA)
February 28, 2002 Filing 2 Random Assignment of Magistrate Judge Vecchiarelli (B, BA)
February 28, 2002 Filing 1 Complaint with jury demand (0 summons and Magistrate Consent Forms issued) against Lehman Brothers, Inc., SG Cowen Securities Corporation. Filed by Samuel Glazer. Filing fee paid; receipt number 632113. (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Civil Cover Sheet)(B, BA)

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Search for this case: Glazer v. Lehman Brothers, Inc. et al
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Plaintiff: Samuel Glazer
Represented By: Brett S. Krantz
Represented By: Brooke E. Miller Hice
Represented By: Robert P. Duvin
Represented By: Barry Y. Freeman
Represented By: Kenneth D. Schwartz
Represented By: K. Chris Todd
Represented By: Andrew M. Hetherington
Represented By: Antonia M. Apps
Represented By: Suellen Oswald
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Defendant: Lehman Brothers, Inc.
Represented By: H. Nicholas Berberian
Represented By: James J. Bartolozzi
Represented By: Brian A. Troyer
Represented By: Douglas V. Bartman
Represented By: Mark Robinson Jacobs
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Defendant: SG Cowen Securities Corporation
Represented By: P. Benjamin Duke
Represented By: Laurence A. Silverman
Represented By: Michael C. Boteler
Represented By: Philip A. Irwin
Represented By: Jeremy D. Kernodle
Represented By: Preethi Krishnamurthy
Represented By: D. Grayson Yeargin
Represented By: Daniel L. Stein
Represented By: Mark P. O'Neill
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Defendant: Lehman Brothers Holdings, Inc.
Represented By: Douglas V. Bartman
Represented By: James J. Bartolozzi
Represented By: Mark Robinson Jacobs
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Defendant: Societe Generale SA
Represented By: Michael C. Boteler
Represented By: D. Grayson Yeargin
Represented By: Philip A. Irwin
Represented By: Preethi Krishnamurthy
Represented By: Mark P. O'Neill
Represented By: P. Benjamin Duke
Represented By: Jeremy D. Kernodle
Represented By: Laurence A. Silverman
Represented By: Daniel L. Stein
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