Visconsi, Sr. et al v. Lehman Brothers, Inc. et al
Plaintiff: Dominic A. Visconsi, Sr., Dominic A. Visconsi, Jr., James V. Stanton and Anthoni Visconsi, II
Defendant: Lehman Brothers, Inc., SG Cowen Securities Corporation, Lehman Brothers Holdings, Inc., Societe Generale SA and Cowen & Company
Case Number: 1:2002cv00382
Filed: March 1, 2002
Court: US District Court for the Northern District of Ohio
Presiding Judge: John M Manos
Nature of Suit: Other Fraud
Cause of Action: 28 U.S.C. § 1391 Personal Injury
Jury Demanded By: Plaintiff
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Docket Report

This docket was last retrieved on September 14, 2007. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 14, 2007 Filing 169 True copy of mandate from the USCA for the Sixth Circuit: Affirming the decision of the District Court as to #163 Notice of Appeal (USCA# 06-3304). Date issued as mandate 9/12/07 (H, SP)
August 10, 2007 Filing 168 Information copy from the USCA for the Sixth Circuit affirming district court (USCA #06-3304)(related doc #163 ). Guy, Batchelder and Gilman, Circuit Judges. Date issued 8/8/07. (C,KA)
May 1, 2006 Opinion or Order Order [non-document] granting Motion to withdraw as attorney, attorney Christopher M. Ernst removed from case (Related Doc #167 ). Entered by Judge John M. Manos on 5/1/06.(G, Y.)
April 28, 2006 Filing 167 Motion to withdraw as attorney filed by SG Cowen Securities Corporation. (Ernst, Christopher)
April 13, 2006 Filing 166 Acknowledgment from the USCA for Sixth Circuit of receipt of #163 Notice of Appeal of 2/15/06 (USCA# 06-3304). Date filed in USCA 3/1/06. (H, S P)
March 15, 2006 Filing 165 Transcript Request by Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc. re #163 Notice of Appeal. Transcript is unnecessary, there were no hearings (Ritts, Geoffrey). Modified text on 3/15/2006 (H, S P).
February 24, 2006 Filing 164 Notice of Supersedeas Bond filed by Lehman Brothers, Inc., Lehman Brothers Holdings, Inc.. Related document(s) #163 . (Ritts, Geoffrey)
February 15, 2006 Filing 163 NOTICE OF APPEAL to the 6th Circuit Court of Appeals from the #161 Memorandum of Opinion and #162 Order of Dismissal, filed by Lehman Brothers, Inc. and Lehman Brothers Holdings, Inc. Filing fee of $255.00 received, receipt number 676496 (Ritts, Geoffrey). Modified text on 2/17/2006 (H, S P).
February 7, 2006 Opinion or Order Filing 162 Order of Case Dismissal signed by Judge John M. Manos on 2/7/06. Pursuant to the Memorandum of Opinion issued in the above-captioned case this date, defendants Lehman Brothers, Inc.'s and Lehman Brothers Holdings, Inc.'s Motion To Vacate the Arbitrators Award (Docket No. 154) is DENIED. Accordingly, this action is hereby dismissed with prejudice, each party to bear its own costs. (D, L) Modified on 2/9/2006 (B, T).
February 7, 2006 Filing 161 Memorandum of Opinion denying Motion to vacate (Related Doc #154 ). Signed by Judge John M. Manos on 2/7/06 (D, L). Modified text on 2/17/2006 (H, S P).
December 16, 2005 Filing 160 Reply brief in further support of Motion to vacate the arbitrators' award filed by Lehman Brothers, Inc., Lehman Brothers Holdings, Inc. Related document(s) #80 and #154 . Filed Under Seal. (C, K A)
December 5, 2005 Filing 159 Motion to Expedite Consideration of Lehman Brothers, Inc.'s and Lehman Brothers Holdings, Inc.'s Motion to Vacate filed by James V. Stanton, Anthoni Visconsi, II, Dominic A. Visconsi, Sr., and Dominic A. Visconsi, Jr.. Related document(s) #154 (Apps, Antonia) Modified on 12/6/2005 (B, T)
December 5, 2005 Opinion or Order Order granting Motion of plaintiffs for leave to file an opposition brief of thirty-five pages to the motion of Lehman to vacate the arbitration award (Related Doc #157 ). Signed by Judge John M. Manos on 12/5/05.(S, DJ)
December 2, 2005 Filing 158 Opposition to Motion to vacate the arbitrators' award filed by all plaintiffs. Related document(s) #80 and #154 . Filed Under Seal.(C, K A)
December 2, 2005 Filing 157 Consent Motion for leave to File in Excess of Page Limits filed by James V. Stanton, Anthoni Visconsi, II, Dominic A. Visconsi, Sr., Dominic A. Visconsi, Jr.. (Apps, Antonia)
November 15, 2005 Filing 156 Declaration of Geoffrey J. Ritts filed by Lehman Brothers, Inc., Lehman Brothers Holdings, Inc. (FILED UNDER SEAL) Related document(s) #155 , #154 . (H, D)
November 15, 2005 Filing 155 Memorandum Of Law In Support of Its Motion to vacate the arbitrators' award filed by Lehman Brothers, Inc., Lehman Brothers Holdings, Inc. (FILED UNDER SEAL) Related document(s) #154 . (H, D)
November 15, 2005 Filing 154 Motion to vacate the arbitrators' award filed by Lehman Brothers, Inc., Lehman Brothers Holdings, Inc.. (Ritts, Geoffrey)
November 15, 2005 Filing 153 Attorney Appearance by Geoffrey J. Ritts , Patrick F. McCartan, and John M. Newman, Jr. filed by Lehman Brothers, Inc., Lehman Brothers Holdings, Inc. (Ritts, Geoffrey) Modified text on 11/16/2005 (S, T).
July 21, 2005 Opinion or Order Filing 152 Marginal Entry Order and Notice of Party Dismissal as to defendants SG Cowen Securities Corporation, Societe Generale SA and Cowen & Company with prejudice. Signed by Judge John M. Manos on 7/21/05. (G, Y.) Modified text on 7/22/2005 (S, T).
July 20, 2005 Filing 151 Notice of Dismissal Under FRCP 41(a)(1) filed by all plaintiffs. (Apps, Antonia)
December 23, 2003 Opinion or Order Order (Non-document) finding Plaintiff's Motion for order to compel deposition and (Related Doc #122 ), Motion for conference moot (Related Doc #136 ). Entered by Judge John M. Manos on 12/10/03.(H, D)
November 19, 2003 Opinion or Order Order (non-document) mooting Motion to dismiss (Related Doc #23 ). Entered by Judge John M. Manos on 10/21/03.(G, Y.) Modified on 11/20/2003 (H, D).
November 19, 2003 Opinion or Order Order (non-document) mooting Motion to compel discovery (Related Doc #59 ). Entered by Judge John M. Manos on 10/21/03.(G, Y.) Modified on 11/20/2003 (H, D).
November 19, 2003 Opinion or Order Order (non-document) mooting Motion to dismiss pursuant to Fed. R. Civ. P 12(b)(6) (Related Doc #35 ). Entered by Judge John M. Manos on 10/21/03.(G, Y.) Modified on 11/20/2003 (H, D).
November 19, 2003 Opinion or Order Order (non-document) mooting Motion for protective order (Related Doc #71 ). Entered by Judge John M. Manos on 10/21/03.(G, Y.) Modified on 11/20/2003 (H, D).
November 19, 2003 Opinion or Order Order (non-document) mooting Motion to dismiss (Related Doc #98 ). Entered by Judge John M. Manos on 10/21/03.(G, Y.) Modified on 11/20/2003 (H, D).
October 21, 2003 Opinion or Order Filing 150 Order granting motion to compel arbitration and to stay proceedings (Related Doc #138 ). The Plaintiffs are hereby ordered to pursue their claims in arbitration, and this action is stayed pending completion of the arbitration proceedings. The Plaintiffs' request to participate in discovery in the pending federal litigation of other investors is DENIED. Signed by Judge John M. Manos on 10/21/03.(D, L)
September 25, 2003 Filing 149 Reply (Related Motion(s) #138 ) Memorandum in Support of their Motion for Order Referring Plaintiffs' Claims to Arbitration and Staying all proceedings in this case Pending Results of Arbitration filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Exhibit A)(O'Neill, Mark) Modified text of docket entry on 9/26/2003 (B, B).
September 25, 2003 Opinion or Order Order (non-document) re #148 granting Proposed Stipulation to file reply brief by September 26, 2003 filed by SG Cowen Securities Corporation, Societe Generale SAEntered by Judge John M. Manos on 9/25/03. (S, B)
September 18, 2003 Filing 148 Proposed Stipulation and Order Granting Defendants Leave to File Reply Brief by September 26,2003 filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 12, 2003 Filing 147 Opposition (Related Motion(s) #138 ) to Motion of SG Cowen Securities Corporation and Societe General for Order Referring Plaintiffs' Claims to Arbitration and Staying all Proceedings in this Case filed by James V. Stanton, Anthoni Visconsi II, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Exhibit A: Sixth Circuit Order in Fazio v. Lehman Brothers#2 Exhibit B: Sixth Circuit -- Appellee's Consolidated Opposition in Fazio V. Lehman Brothers#3 Exhibit C: Plea Agreement in USA v. Gruttadauria#4 Exhibit D: Sec Order In the Matter of SG Cowen Securities#5 Exhibit E: Patrick King Letters)(McKay, Hugh)
September 12, 2003 Opinion or Order Filing 146 Order granting Motion for protective order (Related Doc #144 ). The Defendants' Motions For Protective Order are GRANTED. Discovery is stayed except for discovery relating to claims of fraud in the inducement of the arbitration clauses themselves apart from the whole agreements, including allegations of forgery and lack of signatory power.. Signed by Judge John M. Manos on 9/12/03.(D, L)
September 9, 2003 Filing 144 Motion for a protective order filed by Cowen & Company, Lehman Brothers Holdings, Inc., Lehman Brothers, Inc., SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C)(O'Neill, Mark) Modified text of docket entry on 9/10/2003 (B, B).
September 8, 2003 Filing 145 True copy of mandate from the USCA for the Sixth Circuit: Reversing and remanding the judgment of the District Court (Notice of Appeals #60 , #62 , #105 , #108 and #113 ) (USCA# 02-3825, 02-3826, 03-3042, 03-3112, 03-3113 and 03-3258). Date issued as mandate 9/5/03, No costs taxed (Related document #137 Information Copy of opinion). (H, S P)
September 8, 2003 Opinion or Order Filing 143 Order granting Motion for extension of time to 9/12/03(Related Doc #142 ). Signed by Judge John M. Manos on 9/8/03.(G, Y.)
September 5, 2003 Filing 142 Stipulated Motion for extension of time until 9/12/2003 to file opposition to motion of S G Cowen Securities Corp. and Societe Generale for order referring these plaintiffs' claims to arbitration and for staying all proceedings in this case pending results of arbitration filed by James V. Stanton, Anthoni Visconsi II, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Related document(s) #138 ) (McKay, Hugh) Modified text of docket entry on 9/8/2003 (B, B).
September 2, 2003 Filing 141 Response to Plaintiffs' Motion to Clarify Status of Discovery Previously Scheduled by the Parties and Motion to Request a Hearing on Status of Discovery (Related document(s) #136 ) filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartolozzi, James) Modified text of docket entry to create link on 9/3/2003 (B, B).
September 2, 2003 Filing 140 Memorandum in Response to Plaintiffs' Motion to Clarify Status of Discovery and Plaintiffs' Motion to Request a Hearing on Status of Discovery (Related document(s) #136 ) filed by Cowen & Company. (Attachments: #1 Attachments) (Weiner, David) Modified text of docket entry on 9/3/2003 (B, B).
August 29, 2003 Filing 139 Response to Plaintiff's Motion to Request a Hearing on the Status of Discovery (Related documents #136 ) filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry to create link on 9/2/2003 (B, B).
August 21, 2003 Filing 138 Motion for order referring these plaintiffs' claims to arbitration and staying all proceedings in this case pending results of arbitration filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Memorandum in Support)(B, B)
August 19, 2003 Filing 136 Motion to request a hearing on the status of discovery filed by James V. Stanton, Anthoni Visconsi II, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (McKay, Hugh) Modified text of docket entry on 8/19/2003 (B, B).
August 18, 2003 Filing 137 Information copy of opinion from the USCA for the Sixth Circuit: Reversing the judgment of the District Court, and this cause is remanded for a determination of whether the arbitration clauses, analyzed independently from the account agreements, are valid [Appeals #60 , #62 , #105 , #108 , #109 and #113 ] (USCA# 02-3825, 02-3826, 03-3042, 03-3112, 03-3113 and 03-3258). This is not a mandate order. Circuit Judges: Norris, Daughtrey and Rogers. Date issued 8/13/03 (Attachments: #1 Judgment) (H, S P)
August 12, 2003 Filing 135 Notice of Deposition of James Stanton on August 20, 21 & 22, 2003, starting at 9:30 filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry on 8/13/2003 (B, B).
July 23, 2003 Filing 134 First Set of Interrogatories to plaintiff Anthony Visconsi filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry on 7/31/2003 (B, B).
July 22, 2003 Filing 133 Notice of Deposition of Dominic Visconsi, Sr. on July 30, July 31 & August 1, 2003 starting at 9:30 am filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry on 7/28/2003 (B, B). (e-mail notification sent via Lotus Notes and hard copies were sent to K. Chris Todd, Philip A. Irwin, and P. Benjamin Duce on 7/28/2003).
July 7, 2003 Filing 132 Notice of Substitution of Counsel, Defendant Cowen & Company requests that Harris A. Senturia of Squire, Sanders & Dempsey L.L.P. be added as counsel in substitution for Gary L. Walters. filed by Cowen & Company. (Weiner, David)
June 24, 2003 Filing 131 Notice of Service of Responses and Objections to Plaintiffs' Third Request for Production of Documents filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Responses and Objections)(O'Neill, Mark)
June 23, 2003 Filing 130 Response to Plaintiffs' Third Request for Production of Documents to Defendant Cowen & Company, filed by Cowen & Company. (Weiner, David)
June 23, 2003 Filing 129 Notice of Filing Defendant's Response to Plaintiffs' Third Request for Production of Documents to Defendant Cowen & Company, filed by Cowen & Company. (Weiner, David)
June 18, 2003 Filing 128 Notice of Deposition of Anthoni Visconsi, II on June 26, 2003 at 10:00 AM filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry on 6/19/2003 (B, B).
June 18, 2003 Filing 127 Notice of Deposition of Dominic A. Visconsi, Jr. on June 23, 2003 at 10:00 AM filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry on 6/19/2003 (B, B).
June 12, 2003 Filing 126 Reply (Related Motion(s) #122 ) Memorandum in Support of Plaintiffs' Motion to Compel the Deposition of Thomas E. Hommel filed by James V. Stanton, Anthoni Visconsi II, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Exhibit A: Feigeles Depo)(McKay, Hugh)
May 29, 2003 Filing 125 Memorandum in Opposition (Related Motion(s) #122 ) to Plaintiff's Motion to Compel the Deposition of Thomas E. Hommel filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Exhibit A - Affidavit of Thomas E. Hommel#2 Exhibit B - March 21, 2002 Transcript)(Bartolozzi, James) Modified text of docket entry on 5/30/2003 (B, B).
May 22, 2003 Filing 124 Notice of Filing of Reply Brief in Support of Motion to Compel Production of Defendant S.G. Cowen Securities Corporation's Reconstruction and Analysis of the Account Records of Frank Gruttadauria's Customers filed by Cowen & Company. (Attachments: #1 Exhibit A)(Weiner, David)
May 16, 2003 Filing 123 Motion for appearance pro hac vice of Michael C. Boteler, Jeremy D. Kernodle, Preethi Krishnamurthy, Daniel L. Stein and D. Grayson Yeargin filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit Michael C. Boteler#2 Affidavit Jeremy D. Kernodle#3 Affidavit Preethi Krishnamurthy#4 Affidavit Daniel L. Stein#5 Affidavit D. Grayson Yeargin)(O'Neill, Mark)
May 15, 2003 Filing 122 Motion for order / Motion of Plaintiffs Dominic A. Visconsi, Sr., et al. to Compel the Deposition of Thomas E. Hommel filed by James V. Stanton, Anthoni Visconsi II, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Brief in Support #2 Exhibit A: Notice of Videotaped Deposition#3 Exhibit B: Hommel Written Statement#4 Exhibit C: King Letter of 4/4/03#5 Exhibit D: Brebarian Letter of 4/10/03#6 Exhibit E: Brebarian Letter of 4/24/03#7 Exhibit F: Lessing Deposition#8 Exhibit G: Congressional Hearing Transcript)(McKay, Hugh)
May 8, 2003 Filing 121 Motion for attorneys fees and costs incurred in opposing Cowen & Company's motion to compel production of "reconstruction and analysis" of the account records for Frank Gruttadauria's customers by Mark P. O'Neill filed by on behalf of SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text of docket entry on 5/9/2003 (B, B).
May 1, 2003 Filing 120 Notice of Substitution removing attorney Mark E Staib and Elizabeth Welch Andrews and adding Charna E Sherman and adding attorney Gary L. Walters filed by on behalf of Cowen & Company. (Walters, Gary) Modified text of docket entry on 5/2/2003 (B, B).
April 24, 2003 Filing 119 Notice of Filing of Motion to Compel Production of Defendant S.G. Cowen Securities Corporation's Reconstruction and Analysis of the Account Records of Frank Gruttadauria's Customers filed by Cowen & Company. (Attachments: #1 Exhibit A)(Weiner, David)
March 31, 2003 Filing 118 Subpoena Returned Executed; served upon Lynch Anselmo Ott & Bryan, Palmisano & Associates, Plante & Moran, and Bailys Group by process server on 3/21/03 filed by SG Cowen Securities Corporation, Societe Generale SA. (S, R)
March 10, 2003 Filing 117 Appeal Transcript Order Form requesting no transcript (no hearings) filed by Cowen & Company. (Related document(s) #113 ) (H, S P)
February 25, 2003 Filing 116 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal by Cohen & Company filed 2/6/03 [USCA# 03-3258]. Date filed 2/19/03 (Related documents(s) #113 ) (H, S P)
February 11, 2003 Filing 115 Appeal Transcript Order Form requesting no transcript, there were no hearings filed by SG Cowen Securities Corporation. (Related document(s) #109 ) (H, S P)
February 7, 2003 Filing 114 Appeal Transcript Order Form requesting , transcript is unnecessary for appeal filed by Cowen & Company. (Related document(s) #105 ) (H, S P)
February 6, 2003 Filing 113 Notice of Appeal to the 6th Circuit Court of Appeals from the order of 1/7/03 filed by Cowen & Company. [Fee of $105.00 received, receipt# 640037] (Attachments: #1 Docket Sheet)(Related document(s) #104 ) (Staib, Mark) Modified text of on 2/7/2003 (H, S P).
January 31, 2003 Filing 112 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal filed by SG Cowen Securities Corp. and Societe Generale SA on 1/17/03 [USCA# 03-3113]. Date filed 1/28/03 (Related documents(s) #109 ) (H, S P)
January 31, 2003 Filing 111 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal filed by Lehman Brothers, Inc & Lehman Brothers Holdings, Inc. on 1/16/03 [USCA# 03-3112]. Date filed 1/28/03 (Related documents(s) #108 ) (H, S P)
January 21, 2003 Filing 110 Returned Mail (Marginal Entry Order dated 1/7/2003) with the Post Office notation: return to sender, attempted, not known, Radio City Sta. NY 10019. (Attachments: #1 Marginal Entry Order dated 1/7/2003) (Related documents(s) #104 , []) (B, B)
January 17, 2003 Filing 109 Notice of Appeal to the 6th Circuit Court of Appeals from the order of 12/18/02 denying defendants' motion to stay pending arbitration or to dismiss filed by SG Cowen Securities Corporation and Societe Generale SA. Filing fee paid; receipt# 639595. (Related document(s) #102 ) (O'Neill, Mark) Modified text for fee on 1/17/2003 (H, S P).
January 16, 2003 Filing 108 Notice of Appeal to the 6th Circuit Court of Appeals from the order of 12/18/02 denying defendants' motion to stay pending arbitration filed by Lehman Brothers Holdings, Inc. & Lehman Brothers, Inc. FEE NOT PAID (Related document(s) #102 ) (Bartolozzi, James) Modified text on 1/17/2003 (H, S P).
January 14, 2003 Filing 107 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal filed by Cowen & Company on 12/26/02 [USCA# 03-3042]. Date filed 1/10/03 (Related documents(s) #105 ) (H, S P) Modified on 1/17/2003 (H, S P).
January 9, 2003 Filing 106 Notice of Service that Defendants have served their responses and objections to Plaintiffs' Second Set of Interrogatories and Second Request for Production of Documents via e-mail to all parties filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
January 7, 2003 Opinion or Order Order (non-document)signed on 1/7/2003 Denying Motion to stay or dismiss by deft Cowen & Company.(Related Doc #104 ) Judge John Manos (G, Y.)
December 26, 2002 Filing 105 Notice of Appeal to the 6th Circuit Court of Appeals from the order of 12/18/02 filed by Cowen & Company. Filing fee of $105.00 received, receipt# 639101 (Attachments: #1 Exhibit A)(Staib, Mark) Modified text of docket entry on 12/27/2002 (B, B). Modified on 12/28/2002 (H, S P).
December 18, 2002 Filing 104 Renewed Motion to stay or dismiss filed by Cowen & Company. (Staib, Mark) Modified text of docket entry on 12/19/2002 (B, B).
December 18, 2002 Opinion or Order Filing 103 Order signed on 12/18/2002 Denying in part Motion to dismiss or stay. (Related Doc #84 ) The motion to dismiss or stay pending arbitration is denied for the reasons stated in the Court's previous opinions. The motion to stay pending resolution of other arguments for dismissal is denied for the reasons stated in the Court's previous opinions. The Court reserves ruling on the other issues raised in Cowen's motion. Judge John M. Manos. (D, L)
December 18, 2002 Opinion or Order Filing 102 Order signed on 12/18/2002 Denying Motions to stay (Related Doc #98 , #99 ). The motions to dismiss or stay pending arbitration are denied for the reasons stated in the Court's previous opinions. The Court reserves ruling on the other issues raised in these motions. Judge John M. Manos. (D, L)
December 18, 2002 Opinion or Order Order (non-document)signed on 12/18/2002 Granting Motion for extension of time by defendant Cowen & Company to respond to discovery requests.(Related Doc #95 ) Judge John Manos (G, Y.)
December 17, 2002 Filing 101 Notice of Service of Defendants' First Request to Plaintiff Anthoni Visconsi, II for Production of Documents filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
December 17, 2002 Filing 100 Notice of Service of Defendants' First Set of Interrogatories to Plaintiff Anthoni Visconsi, II filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
December 17, 2002 Opinion or Order Order (non-document)signed on 12/17/2002 Motion for order by SC Gowen Securities, et al, to modify the Order of April 5, 2002 and establishing answer dates is Moot.(Related Doc #36 ) Judge John Manos (G, Y.)
December 17, 2002 Opinion or Order Order (non-document)signed on 12/17/2002 Motion to withdraw document by Lehman Brothers Holdings, et al, to dismiss Federal Securities Claims is Moot.(Related Doc #41 ) Judge John Manos (G, Y.)
December 16, 2002 Filing 99 Joinder in defendant SG Cowen Securities Corporation and Societe Generale's motion to stay pending arbitration or to dismiss ) filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #98 ) (Bartman, Douglas) Modified text of docket entry on 12/17/2002 (B, B).
December 16, 2002 Filing 98 Motion to stay pending arbitration or dismiss , filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Supplemental Declaration of Paul Mitsakos#2 Account Agreement#3 Margin Agreement#4 Option Approval Form and Agreement)(O'Neill, Mark) Modified text of docket entry on 12/17/2002 (B, B).
December 10, 2002 Filing 97 Subpoena Returned unexecuted; service was attempted upon William V. Kall by process server on five separate days, the last of which was 12/5/2002 this subpoena was issued on behalf of plaintiffs filed by all plaintiffs. (Attachments: #1 Attachment#2 Schedule A (Definitions))(B, B) Modified text of docket entry on 12/11/2002 (B, B).
December 6, 2002 Filing 96 Opposition (Related Motion(s) #84 ) to Defendant Cowen & Company's Motion to Dismiss or Stay filed by James V. Stanton, Anthoni Visconsi II, Dominic A. Visconsi, Jr.. (McKay, Hugh)
December 4, 2002 Filing 95 Unopposed Motion for extension of time until 12/23/2002 to Respond to Discovery Requests filed by Cowen & Company. (Staib, Mark) Modified text of docket entry on 12/5/2002 (B, B).
December 4, 2002 Filing 94 Second Amended complaint against all defendants. Filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr, and new party plaintiff Anthony Visconsi, II. (Related document(s) #17 , #1 ) (K, V) Modified text of docket entry on 12/5/2002 (B, B).
December 4, 2002 Filing 93 Marginal Order signed on 12/4/2002 Granting Motion for leave (Related Doc #83 ) to file amended complaint. Judge Ann Aldrich (K, V)
November 22, 2002 Filing 92 Subpoena Returned; served upon Lauri English thru Marilyn Stewart by process server on 11/20/02 filed by all plaintiffs. (H, D)
November 22, 2002 Filing 91 Subpoena Returned; served upon Melinda Trocano thru son Jacob by process server on 11/21/02 filed by all plaintiffs. (H, D)
November 21, 2002 Filing 90 Notice to take Deposition of William V. Kall (Videotaped) on December 9, 2002 filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Exhibit A: Duces Tecum Request)(McKay, Hugh)
November 20, 2002 Filing 89 Notice to take Deposition of Melinda Troccano (Videotaped) on December 10, 2002 filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Exhibit A: Duces Tecum Request)(McKay, Hugh)
November 20, 2002 Filing 88 Notice to take Deposition of Lauri English (Videotaped) on December 9, 2002 filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Exhibit A: Duces Tecum Request)(McKay, Hugh)
November 19, 2002 Filing 87 Notice of Service of Discovery Requests filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Plaintiffs' Second Request for Production of Documents and Second Set of Interrogatories to Defendants SG Cowen Securities Corp., Societe Generale and Cowen & Company)(McKay, Hugh)
November 18, 2002 Filing 86 Answer , Responses and Objections to Plaintiffs' First Request for Production and First Set of Interrogatories to Defendants SG Cowen Securities Corp., Societe Generale and Cowen & Company filed by Cowen & Company. (Staib, Mark)
November 13, 2002 Filing 85 Memorandum In Support (Related Motion(s) #84 ) filed by Cowen & Company. (Staib, Mark)
November 13, 2002 Filing 84 Motion to dismiss or stay filed by Cowen & Company. (Staib, Mark)
November 12, 2002 Filing 83 Motion for leave to File Second Amended Complaint Instanter filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1)(Related document(s) #17 , #1 ) (McKay, Hugh)
October 25, 2002 Opinion or Order Order (non-document)signed on 10/25/2002 Granting Motion for extension of time to respond to discovery requests.(Related Doc #82 )Judge John Manos (G, Y.)
October 17, 2002 Filing 82 Motion for an additional 30 days being allowed for written answers to interrogatories and respsonses to requests for production of documents and an additonal 45 days being permitted for production of documents filed by Cowen & Company. (Staib, Mark) Modified text on 10/18/2002 (B, B).
October 8, 2002 Filing 81 Notice of Service of Defendants Supplemental Responses and Objections to Plaintiffs' First Set of Interrogatories filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Verification of Abby Meiselman)(O'Neill, Mark)
October 2, 2002 Opinion or Order Filing 80 Stipulated Protective Order entered 10/02/02 and approved by Judge John Manos. (G, Y.)
October 1, 2002 Opinion or Order Order (non-document)signed on 10/1/2002 Granting Motion to appear pro hac vice, attorney Philip A. Irwin for SG Cowen Securities Corporation and Societe Generale SA. (Related Doc #79 ) Judge John Manos (G, Y.)
September 24, 2002 Filing 79 Motion to admit Philip A. Irwin pro hac vice for Defendants filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Philip A. Irwin)(O'Neill, Mark) Modified text on 9/25/2002 (B, B).
September 24, 2002 Filing 78 Notice of Service of Defendants' First Set of Interrogatories to Plaintiffs filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 20, 2002 Filing 77 Notice of Service of Defendants' First Request for Production of Documents to Plaintiffs filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 20, 2002 Filing 76 Notice of Appearance by David C. Weiner, Mark E. Staib, and Elizabeth Welch Andrews on behalf of Cowen & Company. (Staib, Mark) Modified text on 9/23/2002 (B, B).
September 18, 2002 Opinion or Order Filing 75 Order from the USCA for the Sixth Circuit: The motions to stay proceedings in the District Court pending appeal are DENIED without prejudice to the rogjt pf tje defendants to renew their stay motions should the proceedings in the District Court proceed beyond discovery [USCA# 02-3825 & 02-3826]. Circuit Judges: Boggs, Norris and Cole.(Related documents(s) #60 , #62 ) (H, S P) Modified on 9/19/2002 (H, S P).
September 18, 2002 Opinion or Order Filing 74 Order. All discovery shall be subject to a stipulated protective order which shall be submitted to the Court within ten (10) days. The protective order shall provide for the sharing of discovery materials only among the parties in these pending cases. The parties shall provide written responses to all outstanding interrogatories and requests for production within twenty (20) days. To the extent not already produced, documents responsive to all outstanding requests for production, the production of which are not subject to objection, shall be produced within twenty (20) days. The Court reserves ruling on the parties' specific objections to outstanding interrogatories and requests for production. John M. Manos. (D, L)
September 16, 2002 Filing 73 Supplemental Response and objections to plaintiff's first request for production of documents filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
September 3, 2002 Filing 72 Response of Defendants to Plaintiffs' Motion for Entry of a Protective Order filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Proposed Protective Order)(O'Neill, Mark)
August 30, 2002 Filing 71 Motion for entry of a protective order filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Protective Order)(McKay, Hugh) Modified text on 9/3/2002 (B, B).
August 9, 2002 Filing 70 Reply (Related Motion(s) #59 ) Memorandum of Law in Support of Motion to Compel Discovery filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Exhibit A:AIA v. Lehman#2 Exhibit B:AIA v.Lehman II#3 Exhibit C:AIA v. Lehman III#4 Exhibit D: Aia Lehman transcript)(McKay, Hugh)
August 5, 2002 Filing 69 Transcript Order Form received. Transcript is unnecessary for appeal purposes. filed by SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #60 ) (H, S P)
August 5, 2002 Filing 68 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal by Lehman Brothers, Inc. & Lehman Brothers Holdings, Inc. [USCA# 02-3826] (Related documents(s) #62 ) (H, S P)
August 5, 2002 Filing 67 Acknowledgment from the USCA for Sixth Circuit of receipt of Notice of Appeal by SG Cowen Securities Corp & Societe Generale SA [USCA# 02-3825] (Related documents(s) #60 ) (H, S P)
August 2, 2002 Filing 66 Response (Related Motion(s) #59 ) to Plaintiffs' Motion to Compel Discovery filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartman, Douglas) Modified text on 8/5/2002 (B, B).
July 31, 2002 Opinion or Order Filing 65 Order signed on 7/31/2002 Denying Motions to Stay Pending Appeal (Related Doc #61 , #63 ) The balance of the appropriate factors mandates that these proceedings continue pending appeal of this Court's decision denying the motions to compel arbitration. Accordingly, the Defendants' motions to stay pending appeal are DENIED. John M. Manos.(D, L)
July 31, 2002 Filing 64 Opposition (Related Motion(s) #59 ) to Plaintiffs' Motion to Compel Discovery filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text on 8/1/2002 (B, B).
July 23, 2002 Filing 63 Motion to stay Proceedings Pending Appeal filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #62 ) (Bartolozzi, James)
July 23, 2002 Filing 62 Notice of Appeal to the 6th Circuit Court of Appeals from the memorandum of opinion and order of 7/19/02, filed by Lehman Brothers Holdings, Inc. and Lehman Brothers, Inc.. Filing fee paid; receipt #635637. (Related document(s) #58 ) (Bartolozzi, James) Modified on 7/23/2002 (H, S P).
July 22, 2002 Filing 61 Motion to stay Pending Resolution of the Appeals filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text on 7/23/2002 (B, B).
July 22, 2002 Filing 60 Notice of Appeal to the 6th Circuit Court of Appeals from the memorandum of opinion and order of 7/19/02, filed by SG Cowen Securities Corporation and Societe Generale SA [Filing fee paid; receipt #635603. (O'Neill, Mark) Modified on 7/23/2002 (H, S P).
July 19, 2002 Filing 59 Motion to compel discovery filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Attachments: #1 Memorandum of Law in Support of Motion to Compel Discovery)(McKay, Hugh)
July 19, 2002 Opinion or Order Filing 58 Order signed on 7/19/2002 Denying Motions to Stay and Compel Arbitration (Related Doc #35 , #23 ) Pursuant to the Memorandum of Opinion issued in the above-captioned cases this date, the Plaintiffs' claims are not subject to the arbitration provisions contained in the account agreements at issue. Accordingly, the Defendants' motions to compel arbitration and stay proceedings are Denied. (Related documents(s) #57 ) John M. Manos.(D, L) Modified text on 7/22/2002 (B, B).
July 19, 2002 Filing 57 Memorandum of Opinion. The Plaintiffs' claims are not subject to the arbitration provisions contained in the account agreements at issue. Accordingly, the Defendants' motions to compel arbitration and stay proceedings are Denied.(Related document(s) #35 , #23 ) John M. Manos.(D, L) Modified text on 7/22/2002 (B, B).
July 8, 2002 Opinion or Order Order (non-document) signed on 7/8/2002 Granting Motion for a one week extension of time by Lehman Brothers and Lehman Brothers Holdings to respond to written discovery.(Related Doc #50 ) Judge John Manos (G, Y.)
July 8, 2002 Filing 56 Discovery Materials: Defendants' Responses and Objections to Plaintiffs' First Set of Request for Admission filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text on 7/9/2002 (B, B).
July 8, 2002 Filing 55 Notice of Service of Responses to Plaintiffs' First Request for Production of Documents, and First Set of Interrogatories and First Requests for Admissions filed by Lehman Brothers, Inc.. (Related document(s) #39 ) (Bartman, Douglas) Modified text on 7/9/2002 (B, B).
July 8, 2002 Filing 54 Discovery Materials: Responses and Objections to Plaintiffs First Set of Interrogatories filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Verification of Abby Meiselman)(O'Neill, Mark) Modified text on 7/9/2002 (B, B).
July 8, 2002 Filing 53 Discovery Materials: Responses and Objections to Plaintiffs' First Request for Production of Documents filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text on 7/9/2002 (B, B).
July 3, 2002 Filing 52 Notice of Correction to Reply Brief in Support of Motion for One-Week Extension of Time to Respond to Discovery Requests filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #51 ) (Bartolozzi, James) Modified text on 7/8/2002 (B, B).
July 2, 2002 Filing 51 Reply Brief (Related Motion(s) #50 ) in Support of One-Week Extension of Time to Respond to Discovery Requests filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 6/26/02 Letter)(Bartolozzi, James) Modified text on 7/3/2002 (B, B).
July 1, 2002 Filing 50 Motion for a one week enlargement of time to Respond to Written Discovery Served by Plaintiffs filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartolozzi, James) Modified text on 7/3/2002 (B, B).
July 1, 2002 Filing 49 Notice of Stipulation that Defendants have until July 8, 2002 to respond to Plaintiffs' discovery requests filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
June 27, 2002 Filing 48 Sur-Reply in opposition to defendants' motions to stay pending arbitration or to dismiss (Related Motion(s) #23 ) filed by all plaintiffs. (G, Y.) Modified text on 6/28/2002 (B, B).
June 27, 2002 Opinion or Order Order (non-document)signed on 6/27/2002 Granting Motion for leave by plaintiffs to file a sur-reply to defendants motions to stay pending arbitration or to dismiss.(Related Doc #47 ) Judge John Manos (G, Y.)
June 24, 2002 Filing 47 Motion for leave to File a Sur-Reply to Defendants' Motion to Stay Pending Arbitration or to Dismiss Instanter (Attachments: #2 Exhibit A Sur-Reply, #3 Proposed Order Granting Plaintiffs' Motion; Exhibit A: Sur-Reply) filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (Related document(s) #23 ) (McKay, Hugh) Modified text on 6/25/2002 (B, B).
June 21, 2002 Filing 46 Reply (Related Motion(s) #35 ) in Support of Motion to Stay Pending Arbitration or to Dismiss filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Exhibit A - Affidavit of Robert Carr#2 Affidavit of Mark R. Jacobs)(Jacobs, Mark)
June 20, 2002 Opinion or Order Filing 45 Order signed on 6/20/2002 Granting Motion for extension of time by defendants Lehman Brothers and Lehman Brothers Holdings. (Related Doc #44 ) Judge John Manos (G, Y.)
June 17, 2002 Filing 44 Motion for extension of time until 6/21/2002 to File Reply Brief filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Bartman, Douglas) Modified text on 6/19/2002 (B, B).
June 14, 2002 Filing 43 Reply (Related Motion(s) #23 ) in Support of SG Cowen Securities Corporation and Societe Generale, SA's Motion to Stay Pending Arbitration or to Dismiss filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark) Modified text on 6/19/2002 (B, B).
June 14, 2002 Opinion or Order Order (non-document)signed on 6/14/2002 Granting Motion for extension of time by defendants Lehman Brothers and Lehman Brothers Holdings for an extension of time to file reply brief. (Related Doc #42 ) Judge John Manos (G, Y.)
June 13, 2002 Filing 42 Unopposed Motion for extension of time until 6/18/2002to file reply brief filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #35 ) (Bartman, Douglas) Modified text on 6/14/2002 (B, B).
June 6, 2002 Filing 41 Motion to withdraw Motion to Dismiss Federal Securities Claims filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Related document(s) #35 ) (Bartolozzi, James) Modified text on 6/7/2002 (B, B).
June 5, 2002 Filing 40 Return of Service Executed upon defendant Cowen & Co. by corporate service by serving John D. Bardaky on 5/28/2002. (B, B) Modified text on 6/5/2002 (B, B).
June 3, 2002 Filing 39 Notice of Service of Discovery Requests filed by all plaintiffs. (McKay, Hugh)
May 31, 2002 Filing 38 Opposition (Related Motion(s) #23 ) to Defendants' Motion to Stay Pending Arbitration or to Dismiss filed by plaintiffs James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (McKay, Hugh) Modified text on 6/3/2002 (B, B).
May 28, 2002 Opinion or Order Filing 37 Order signed on 5/28/2002 Setting Answer Date (Related Doc #36 ). Pursuant to Fed. R. Civ. P. 12(a)(4), the Defendants shall file their Answers within ten (10) days after the ruling on the motions to dismiss. This Order shall apply to all Defendants who have filed motions to dismiss. Discovery shall proceed pursuant to the Court's Order of May 16, 2002 granting the Plaintiffs' motion to lift the stay of discovery. John M. Manos. (D, L)
May 22, 2002 Filing 36 Motion for order modifying the Order of April 5, 2002 and establishing answer dates pursuant to Fed.R.C.P.12(a)(4) filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
May 20, 2002 Filing 35 Motion to dismiss Pursuant to Fed. R. Civ. P. 12(b)(6) (Joinder), Motion to stay Pending Arbitration (Joinder) filed by Lehman Brothers Holdings, Inc., Lehman Brothers, Inc.. (Attachments: #1 Affidavit of James J. Bartolozzi)(Related document(s) #23 ) (Bartolozzi, James)
May 16, 2002 Opinion or Order Filing 34 Order signed on 5/16/2002 Granting Motion to lift stay (Related Doc #28 ), Granting in part, Denying in part Motion for order (Related Doc #29 ). Pursuant to the Memorandum of Opinion issued in the above-captioned cases this date, the Plaintiffs' Consolidated Motion To Lift the Stay of Discovery is GRANTED. Accordingly, formal discovery shall commence on May 30, 2002 as scheduled at the status conference held April 5, 2002. The Plaintiffs shall respond to the motions to dismiss by May 31, 2002. SG Cowen shall file its reply briefs by June 14, 2002 and may exceed the page limit by ten pages. John M. Manos. (D, L)
May 16, 2002 Filing 33 Memorandum of Opinion. The Plaintiffs' Consolidated Motion To Lift the Stay of Discovery is GRANTED. Accordingly, formal discovery shall commence on May 30, 2002 as scheduled at the status conference held April 5, 2002. The Plaintiffs shall respond to the motions to dismiss by May 31, 2002. SG Cowen shall file its reply briefs by June 14, 2002 and may exceed the page limit by ten pages. (Related document(s) #28 , #29 ) John M. Manos.(D, L)
May 15, 2002 Filing 32 Reply (Related Motion(s) #28 ) in Support of Their Motion to Lift Stay of Discovery filed by all plaintiffs. (McKay, Hugh)
May 10, 2002 Filing 31 Praecipe for the issuance of a summons to Cowen & Co. (issued 5/10/02) filed by Dominic A. Visconsi, Sr.. (M, EJ)
May 10, 2002 Filing 30 Response (Related Motion(s) #28 ) of Defendants to Plaintiffs' Consolidated Motion to Lift Stay of Discovery filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Philip A. Irwin)(O'Neill, Mark)
May 9, 2002 Filing 29 Motion for order of Defendants to adjust schedule and to exceed the page limitation filed by SG Cowen Securities Corporation, Societe Generale SA. (O'Neill, Mark)
May 9, 2002 Opinion or Order Order (non-document)signed on 5/9/2002 Granting Motion to appear pro hac vice, attorney K. Chris Todd, Antonia M. Apps, and David E. Ross for Dominic A. Visconsi, Jr. and Dominic A. Visconsi, Sr. (Related Doc #13 ) Judge John Manos (G, Y.)
May 9, 2002 Opinion or Order Order (non-document)signed on 5/9/2002 Granting Motion to appear pro hac vice, attorney Laurence A. Silverman and P. Benjamin Duke for SG Cowen Securities Corporation and Societe Generale SA. (Related Doc #22 ) Judge John Manos (G, Y.)
May 8, 2002 Filing 28 Motion to lift stay of Discovery filed by all plaintiffs. (McKay, Hugh)
May 8, 2002 Opinion or Order Order (non-document)signed on 5/8/2002 Granting Motion for extension of time and to exceed the page limitation.(Related Doc #27 ) Judge John Manos (G, Y.)
May 7, 2002 Filing 27 Motion for extension of time and to Exceed Page Limitation filed by all plaintiffs. (McKay, Hugh)
May 1, 2002 Filing 26 Return of Service Executed upon defendant Cowan & Company by personal service on 4/19/2002. (B, B) Modified text on 5/2/2002 (B, B).
May 1, 2002 Filing 25 Return of Service Executed upon defendant Societe Generale SA by personal service on 4/18/2002. (B, B) Modified text on 5/2/2002 (B, B).
April 26, 2002 Filing 24 Notice of Manual Filing of Exhibits filed by SG Cowen Securities Corporation, Societe Generale SA. (Related document(s) #23 ) (O'Neill, Mark)
April 26, 2002 Filing 23 Motion to Stay pending arbitration and/or to dismiss Counts 7, 8, 9, 10 & 11 filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit of Mark O'Neill#2 Memorandum in Support)(O'Neill, Mark) Modified text on 4/29/2002 (B, B). Exhibits added on 4/29/2002 pursuant to the notice of manual filing (B, B). Modified text on 4/29/2002 (B, B).
April 24, 2002 Filing 22 Motion for admission pro hac vice of Laurence A. Silverman and P. Benjamin Duke filed by SG Cowen Securities Corporation, Societe Generale SA. (Attachments: #1 Affidavit Laurence A. Silverman#2 Affidavit P. Benjamin Duke)(O'Neill, Mark) Modified text on 4/25/2002 (B, B).
April 24, 2002 Filing 21 Return of Service Executed upon defendant Lehman Brothers Holdings, Inc. by personal service through Robin Fisk, receptionist on 4/18/2002. (B, B) Modified text on 4/24/2002 (B, B).
April 24, 2002 Filing 20 Return of Service Executed upon defendant Lehman Brothers Holding, Inc. by corporate service by leaving a copy with Marianne Van Goujk, registered agent on 4/18/2002. (B, B) Modified text on 4/24/2002 (B, B).
April 17, 2002 Filing 19 Notice of Appearance as co-counsel by Christopher M. Ernst filed on behalf of SG Cowen Securities Corporation. (Ernst, Christopher) Modified text on 4/18/2002 (B, B).
April 16, 2002 Filing 18 Praecipe for issuance of summons to Lehman Brothers Holding, Inc., Societe Generale, SA, and Cowen & Company filed by all plaintiffs. (B, B)
April 15, 2002 Filing 17 First Amended complaint against all defendants and adding new party defendants Lehman Brothers Holdings, Inc., Societe Generale, SA, and Cowen & Company Filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. (McKay, Hugh) Modified text on 4/16/2002 (B, B).
April 10, 2002 Filing 15 Marginal Order signed on 4/10/2002 Granting Motion to appear pro hac vice, attorney H. Nicholas Berberian for Lehman Brothers, Inc. added to case. (Related Doc #11 ). Judge John M. Manos (K, V)
April 10, 2002 Filing 14 Marginal Order signed on 4/10/2002 Granting Motion to withdraw as attorneys Jeffery D. Ubersax and Brian A. Troyer for Lehman Brothers. Judge John M. Manos. (Related Doc #10 ) (K, V)
April 9, 2002 Filing 13 Motion for admissions pro hac vice of K. Chris Todd, Antonia M. Apps and David E. Ross filed by all plaintiffs. (Attachments: #1 Exhibit A Affidavit of K. Chris Todd#2 Exhibit B Affidavit of Antonia M. Apps#3 Exhibit C Affidavit of David E. Ross#4 Proposed Order)(McKay, Hugh) Modified text on 4/10/2002 (B, B).
April 8, 2002 Filing 12 Minutes of proceedings before Judge Manos. Conference held. Plaintiffs have ten (10) days to amend their Complaints (on or before April 15, 2002) from which time defendants have forty-five (45) days to file their Answers (May 30, 2002). Informal discovery shall continue and, upon the filing of the Answers, formal discovery shall commence. Parties are to supply the Court with copies of all discovery demands and responses. Defendants are granted leave to file any appropriate motions. Additional conferences will be scheduled by the Court. (Sch, S) Additional attachment(s) added on 4/10/2002 (K, V).
April 5, 2002 Filing 16 Marginal Order signed on 4/5/2002 Denying as moot Motion for extension of time to answer complaint. Judge John M. Manos (Related Doc #7 ) (K, V)
April 5, 2002 Filing 11 Motion to admit H. Nicholas Berberian pro hac vice of filed by Lehman Brothers, Inc.. (Bartolozzi, James) Modified text on 4/8/2002 (B, B).
April 4, 2002 Filing 10 Motion by attorneys Jeffrey D. Ubersax and Brian A. Troyer to withdraw as counsel for Lehman Brothers, Inc.. (Troyer, Brian) Modified text on 4/5/2002 (B, B).
April 3, 2002 Filing 9 Notice of Appearance by James J. Bartolozzi on behalf of Lehman Brothers, Inc.. (Bartolozzi, James) Modified text on 4/4/2002 (B, B).
April 3, 2002 Filing 8 Notice of Appearance and Substitution of Counsel by Hugh E. McKay filed by on behalf of all plaintiffs. (McKay, Hugh) Modified text on 4/4/2002 (B, B).
March 22, 2002 Filing 7 Motion for a 30 day enlargement of time until 4/24/2002 in which to respond to plaintiffs' complaint filed by Lehman Brothers, Inc.. (Related document(s) #1 ) (Troyer, Brian) Modified text on 3/25/2002 (B, B).
March 15, 2002 Opinion or Order Filing 6 Order reassigning case to Judge John M. Manos pursuant to Rule 3.1(b)(3) related to an earlier assigned case, approved by Judge Patricia Gaughan and Judge John Manos. (G, Y.)
March 15, 2002 Opinion or Order Order (non-document)signed on 3/15/2002 Granting in part defendant SG Securities Corporation's motion for extension of time for a period of 30 days only. (Related Doc #5 ) (G, Y.)
March 13, 2002 Filing 5 Motion for an enlargement of time until May 3, 2002, in which to respond to plaintiffs' complaint filed by SG Cowen Securities Corporation. (O'Neill, Mark) Modified text on 3/14/2002 (B, B).
March 1, 2002 Filing 4 Notice of Placement of case in the CM/ECF Docketing System (B, BA)
March 1, 2002 Filing 3 Case Information Statement (Standard Track) filed by all plaintiffs. (B, BA)
March 1, 2002 Filing 2 Random Assignment of Magistrate Judge Hemann (B, BA)
March 1, 2002 Filing 1 Complaint with jury demand (2 summons and Magistrate Consent Forms issued) against Lehman Brothers, Inc., SG Cowen Securities Corporation. Filed by James V. Stanton, Dominic A. Visconsi, Jr., Dominic A. Visconsi, Sr.. Filing fee paid; receipt number 632186. (Attachments: #1 Civil Cover Sheet)(B, BA)

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Search for this case: Visconsi, Sr. et al v. Lehman Brothers, Inc. et al
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Plaintiff: Dominic A. Visconsi, Sr.
Represented By: Antonia M. Apps
Represented By: Daniel P. Mascaro
Represented By: Daniel R. Warren
Represented By: David E. Ross
Represented By: Geoffrey S. Mearns
Represented By: K. Chris Todd
Represented By: Hugh E. McKay
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Plaintiff: Dominic A. Visconsi, Jr.
Represented By: Daniel R. Warren
Represented By: David E. Ross
Represented By: Geoffrey S. Mearns
Represented By: K. Chris Todd
Represented By: Hugh E. McKay
Represented By: Daniel P. Mascaro
Represented By: Antonia M. Apps
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Plaintiff: James V. Stanton
Represented By: Daniel R. Warren
Represented By: Daniel P. Mascaro
Represented By: Antonia M. Apps
Represented By: Hugh E. McKay
Represented By: Geoffrey S. Mearns
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Plaintiff: Anthoni Visconsi, II
Represented By: Antonia M. Apps
Represented By: David E. Ross
Represented By: Hugh E. McKay
Represented By: K. Chris Todd
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Defendant: Lehman Brothers, Inc.
Represented By: Brian A. Troyer
Represented By: H. Nicholas Berberian
Represented By: Douglas V. Bartman
Represented By: Mark Robinson Jacobs
Represented By: John M. Newman, Jr.
Represented By: Geoffrey J. Ritts
Represented By: Patrick F. McCartan, Jr.
Represented By: James J. Bartolozzi
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Defendant: SG Cowen Securities Corporation
Represented By: P. Benjamin Duke
Represented By: Philip A. Irwin
Represented By: Mark P. O'Neill
Represented By: Christopher M. Ernst
Represented By: Laurence A. Silverman
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Defendant: Lehman Brothers Holdings, Inc.
Represented By: Geoffrey J. Ritts
Represented By: John M. Newman, Jr.
Represented By: Douglas V. Bartman
Represented By: Mark Robinson Jacobs
Represented By: James J. Bartolozzi
Represented By: Patrick F. McCartan, Jr.
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Defendant: Societe Generale SA
Represented By: Laurence A. Silverman
Represented By: P. Benjamin Duke
Represented By: Philip A. Irwin
Represented By: Mark P. O'Neill
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Defendant: Cowen & Company
Represented By: Charna E. Sherman
Represented By: David C. Weiner
Represented By: Elizabeth Welch Andrews
Represented By: Harris A. Senturia
Represented By: Gary L. Walters
Represented By: Mark E. Staib
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