United States Securities and Exchange Commission v. Tropiano
| U.S. Securities and Exchange Commission |
| Dominic A. Tropiano |
| 1:2020cv01911 |
| August 27, 2020 |
| US District Court for the Northern District of Ohio |
| Solomon Oliver |
| Securities/Commodities |
| 15 U.S.C. ยง 77 |
| Plaintiff |
Docket Report
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This docket was last retrieved on October 16, 2020. A more recent docket listing may be available from PACER.
| Document Text |
|---|
| Filing 9 Brief in Support of Motion for Financial Remedies filed by U.S. Securities and Exchange Commission. Related document(s) #8 . (Attachments: #1 Exhibit Ex. 1 - Javorksi Declaration) (Hanauer, Benjamin) |
| Filing 8 Motion for damages (Motion for Financial Remedies) filed by Plaintiff U.S. Securities and Exchange Commission. (Hanauer, Benjamin) |
| Filing 7 Judgment as to Defendant Dominic A. Tropiano. Defendant is permanently restrained and enjoined from violating, Section 10(b) of theSecurities Exchange Act of 1934 [15 U.S.C. 78j(b)] and Rule 10b-5promulgated thereunder [17 C.F.R. 240.10b-5], as stated herein. Defendantshall pay disgorgement of ill-gotten gains, prejudgment interest thereon, and a civil penalty pursuant to Section 20(d) of the Securities Act [15 U.S.C. 77t(d)] and Section 21(d)(3) of the Exchange Act [15 U.S.C. 78u(d)(3)]. The Court shall determine the amounts of the disgorgement and civil penalty upon motion of the SEC. Signed by Judge Solomon Oliver, Jr. on 9/1/2020. (R,Sh) |
| Filing 6 Motion for entry of judgment, by consent, of permanent injunction and other relief filed by Plaintiff U.S. Securities and Exchange Commission. (Attachments: #1 Proposed Judgment) (Hanauer, Benjamin). Modified on 8/27/2020 (R,Sh). |
| Filing 5 Attorney Appearance by Christopher H. White filed by on behalf of U.S. Securities and Exchange Commission. (White, Christopher) |
| Filing 4 Original Summons and Magistrate Consent Form issued to counsel for service upon Dominic A. Tropiano. (Attachments: #1 Magistrate Consent Form) (L,MI) |
| Filing 3 Attorney Appearance by Benjamin J. Hanauer filed by on behalf of U.S. Securities and Exchange Commission. (Hanauer, Benjamin) |
| Filing 2 Consent of Defendant Dominic Tropiano filed by U.S. Securities and Exchange Commission. (Hanauer, Benjamin) |
| Filing 1 Complaint with jury demand against Dominic A. Tropiano. Filing fee exempt. Filed by U.S. Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet, #2 Summons) (Hanauer, Benjamin) |
| Judge Solomon Oliver, Jr assigned to case. (L,MI) |
| Random Assignment of Magistrate Judge pursuant to Local Rule 3.1. In the event of a referral, case will be assigned to Magistrate Judge Jonathan D. Greenberg. (L,MI) |
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| Defendant: Dominic A. Tropiano | |
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| Plaintiff: U.S. Securities and Exchange Commission | |
| Represented By: | Benjamin J. Hanauer |
| Represented By: | Charles J. Kerstetter |
| Represented By: | Christopher H. White |
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