Dayan-Varnum v. Dayan et al
| Mary Ellen Dayan-Varnum |
| Kathryn Dayan, Dava Dayan, Merrill Lynch Pierce Fenner & Smith, Inc., Stifel Nicolaus & Co., Inc. and Stifel, Nicolaus & Co., Inc. |
| 4:2023cv00052 |
| February 10, 2023 |
| US District Court for the Northern District of Oklahoma |
| Gregory K Frizzell |
| Terence Kern |
| Christine D Little |
| Contract: Other |
| 28 U.S.C. § 1332 Diversity-Breach of Contract |
| Both |
Docket Report
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This docket was last retrieved on May 12, 2023. A more recent docket listing may be available from PACER.
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Filing 28
REPLY to Response to Motion (Re: #10 MOTION to Dismiss or, in the Alternative, Motion to Compel Arbitration and Brief in Support ) by Merrill Lynch Pierce Fenner & Smith, Inc. ; (With attachments) (LaClair, Tara)
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Filing 27
REPLY to Response to Motion (Re: #6 MOTION to Dismiss for Failure to State a Claim ) by Stifel, Nicolaus & Co., Inc. ; (Houston, Robert)
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Filing 26
ATTORNEY APPEARANCE by Jodie Herrmann Lawson on behalf of Merrill Lynch Pierce Fenner & Smith, Inc. [Note: Attorney Jodie Herrmann Lawson added to party Merrill Lynch Pierce Fenner & Smith, Inc.(pty:dft).] (Lawson, Jodie)
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Filing 25
SUMMONS Issued by Court Clerk as to Dava Dayan, Kathryn Dayan (dla, Dpty Clk)
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Filing 24
ATTORNEY APPEARANCE by Mary Lou Gutierrez on behalf of Mary Ellen Dayan-Varnum [Note: Attorney Mary Lou Gutierrez added to party Mary Ellen Dayan-Varnum(pty:pla).] (Gutierrez, Mary)
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Filing 23
RESPONSE in Opposition to Motion to Dismiss or in the Alternative, Motion to Compel Arbitration (Re: #10 MOTION to Dismiss or, in the Alternative, Motion to Compel Arbitration and Brief in Support ) by Mary Ellen Dayan-Varnum ; (Gotwals, John)
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Filing 22
RESPONSE in Opposition to Motion (Re: #6 MOTION to Dismiss for Failure to State a Claim ) by Mary Ellen Dayan-Varnum ; (Gotwals, John)
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Filing 21
ATTORNEY APPEARANCE by Ashley F. Vinson on behalf of Mary Ellen Dayan-Varnum [Note: Attorney Ashley F. Vinson added to party Mary Ellen Dayan-Varnum(pty:pla).] (Vinson, Ashley)
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Filing 20
ATTORNEY APPEARANCE by James R Gotwals on behalf of All Plaintiffs [Note: Attorney James R Gotwals added to party Mary Ellen Dayan-Varnum(pty:pla).] (Gotwals, James)
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Filing 19
MINUTE ORDER by Judge Gregory K Frizzell granting defendant's motion for admission pro hac vice [Doc. 18]. Jodie Herrmann Lawson is admitted pro hac vice and is directed to file a separate entry of appearance forthwith ; granting #18 Motion for Admission Pro Hac Vice (Re: #18 MOTION for Attorney(s) Jodie Herrmann Lawson to be Admitted Pro Hac Vice (paid $100 PHV fee; receipt number AOKNDC-2772523) ) (This entry is the Official Order of the Court. No document is attached.) (kjp, Dpty Clk)
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Filing 18
MOTION for Attorney(s) Jodie Herrmann Lawson to be Admitted Pro Hac Vice (paid $100 PHV fee; receipt number AOKNDC-2772523) by Merrill Lynch Pierce Fenner & Smith, Inc. (With attachments) (LaClair, Tara)
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Filing 17
MINUTE ORDER by Court Clerk randomly reassigning case due to conflict, recusing Judge Terence Kern. Judge Gregory K Frizzell reassigned to case., changing case number to 23-cv-0052-GKF-CDL (This entry is the Official Order of the Court. No document is attached.) (clb, Dpty Clk)
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Filing 16
DISCLOSURE STATEMENT by Kathryn Dayan (Milton, James)
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Filing 15
DISCLOSURE STATEMENT by Dava Dayan (Milton, James)
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Filing 14
DISCLOSURE STATEMENT (identifying: Corporate Parent Bank of America Corporation, Other Affiliate NB Holdings Corporation, Other Affiliate Berkshire Hathaway Inc., Other Affiliate BAC North America Holding Company for Merrill Lynch Pierce Fenner & Smith, Inc.) by Merrill Lynch Pierce Fenner & Smith, Inc. (LaClair, Tara)
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Filing 13
DISCLOSURE STATEMENT by Mary Ellen Dayan-Varnum (Gotwals, John)
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Filing 12
ATTORNEY APPEARANCE by John C. Gotwals on behalf of All Plaintiffs (Gotwals, John)
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Filing 11
DISCLOSURE STATEMENT (identifying: Corporate Parent Stifel Financial Corp., Other Affiliate KCP Fund General Partner LLC, Other Affiliate Stifel Nicolaus Insurance Agency, Incorporated, Other Affiliate Stifel Nicolaus Israel Ltd., Other Affiliate Thomas Weisel Capital Management LLC, Other Affiliate Thomas Weisel Strategic Opportunities Partners LLC, Other Affiliate Stifel Bancorp, Inc., Other Affiliate Stifel Bank & Trust, Other Affiliate Stifel Bank Community Development Corporation, Other Affiliate Stifel Bank - CDC - 501 N Broadway, Inc., Other Affiliate SBT Investments - REIT, Inc., Other Affiliate SBT REIT, Inc., Other Affiliate Stifel Bank, Other Affiliate Maryland Land Company, LLC, Other Affiliate Stifel Trust Company Delaware, National Association, Other Affiliate Stifel Trust Company, National Association, Other Affiliate 1919 Investment Counsel, LLC, Other Affiliate Rand Wealth, LLC, Other Affiliate 1919 Services Company, LLC, Other Affiliate B&F Capital Markets, LLC, Other Affiliate Broadway Air Corp., Other Affiliate EquityCompass Investment Management, LLC, Other Affiliate First Empire Holding Corp., Other Affiliate First Empire Securities, Inc., Other Affiliate Intyce LLC, Other Affiliate KBW, LLC, Other Affiliate KBW Ventures, Inc., Other Affiliate Keefe, Bruyette & Woods, Inc., Other Affiliate KBW Asset Management, Inc., Other Affiliate MB Advisory Group, LLC, Other Affiliate Miller Buckfire, & Company, LLC, Other Affiliate Mooreland Partners LLC, Other Affiliate North Atlantic Capital Management, LLC, Other Affiliate Stifel Access Services, LLC, Other Affiliate Stifel Aviation Asset Management, LLC, Other Affiliate Stifel Aviation Finance Acquisition, LLC, Other Affiliate Stifel Aviation Management, LLC, Other Affiliate Stifel Europe Holdings Limited, Other Affiliate Stifel Nicolaus Europe Limited, Other Affiliate Mooreland Partners LLP, Other Affiliate Stifel Europe Bank AG, Other Affiliate Stifel Schweiz AG, Other Affiliate Stifel Gateway Management, LLC, Other Affiliate Stifel Independent Advisors, LLC (fka Century Securities Associates, Inc.), Other Affiliate Stifel Syndicated Credit LLC, Other Affiliate Stifel Venture Corp., Other Affiliate Stifel Aviation Opportunities Fund I, LLC, Other Affiliate SBT-Jet, LLC, Other Affiliate Jet Engine Holding S.a.r.l., Other Affiliate FAN Engine Securitization Limited, Other Affiliate FAN Leasing Dublin Limited, Other Affiliate FAN Leasing Ireland Limited, Other Affiliate FAN Leasing Ireland II Limited, Other Affiliate FAN Leasing Ireland III Limited, Other Affiliate Stifel Nicolaus Canada Inc., Other Affiliate Vining Sparks IBG, LLC, Other Affiliate Vining Sparks Interest Rate Products, LLC, Other Affiliate Washington Crossing Advisors, LLC Delaware for Stifel, Nicolaus & Co., Inc.) by Stifel, Nicolaus & Co., Inc. (With attachments) (Houston, Robert)
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Filing 10
MOTION to Dismiss or, in the Alternative, Motion to Compel Arbitration and Brief in Support by Merrill Lynch Pierce Fenner & Smith, Inc. [Note: Attorney Tara A LaClair added to party Merrill Lynch Pierce Fenner & Smith, Inc.(pty:dft).] (With attachments) (LaClair, Tara)
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Filing 9
MINUTE ORDER by Court Clerk , directing Stifel, Nicolaus & Co., Inc. to file a Disclosure Statement pursuant to FRCvP 7.1 and LCvR 7.1-1, if applicable. The parties shall use the form entitled Disclosure Statement available on the Courts website. (This entry is the Official Order of the Court. No document is attached.) (blc, Dpty Clk)
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Filing 8
ATTORNEY APPEARANCE by Robert B Houston on behalf of Stifel, Nicolaus & Co., Inc. [Note: Attorney Robert B Houston added to party Stifel, Nicolaus & Co., Inc.(pty:dft).] (Houston, Robert)
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Filing 7
BRIEF in Support of Motion (Re: #6 MOTION to Dismiss for Failure to State a Claim ) by Stifel, Nicolaus & Co., Inc. ; (Bragalone, Robert)
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Filing 6
MOTION to Dismiss for Failure to State a Claim by Stifel, Nicolaus & Co., Inc. (Bragalone, Robert)
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Filing 5
ATTORNEY APPEARANCE by Robert Alan Bragalone on behalf of Stifel, Nicolaus & Co., Inc. [Note: Attorney Robert Alan Bragalone added to party Stifel, Nicolaus & Co., Inc.(pty:dft).] (Bragalone, Robert)
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Filing 4
MINUTE ORDER by Court Clerk , directing Merrill Lynch, Pierce, Fenner & Smith Inc. to file a Disclosure Statement pursuant to FRCvP 7.1 and LCvR 7.1-1, if applicable. The parties shall use the form entitled Disclosure Statement available on the Courts website. (This entry is the Official Order of the Court. No document is attached.) (dla, Dpty Clk)
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Filing 3
MINUTE ORDER by Court Clerk , directing Mary Ellen Dayan-Varnum, Kathryn Dayan and Dava Dayan to file a Disclosure Statement pursuant to FRCvP 7.1 and LCvR 7.1-1, if applicable. The parties shall use the form entitled Disclosure Statement available on the Courts website. (This entry is the Official Order of the Court. No document is attached.) (dla, Dpty Clk)
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Filing 2
NOTICE of Removal with Jury Demand from Tulsa County, case number CJ-2022-3778 (paid $402 filing fee; receipt number AOKNDC-2758822) by Dava Dayan, Kathryn Dayan (With attachments) (Nowlin, Bryan)
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Filing 1
CIVIL COVER SHEET by Dava Dayan, Kathryn Dayan [Note: Attorney Bryan Joseph Nowlin added to party Dava Dayan(pty:dft), Attorney Bryan Joseph Nowlin added to party Kathryn Dayan(pty:dft).] (Nowlin, Bryan)
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PETITION/COMPLAINT with Jury Demand filed in State Court against Dava Dayan, Kathryn Dayan, Merrill Lynch Pierce Fenner & Smith, Inc., Stifel Nicolaus & Co., Inc. by Mary Ellen Dayan-Varnum (dla, Dpty Clk)
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