Securities and Exchange Commission v. Rhodes et al
Plaintiff: Securities and Exchange Commission
Defendant: C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company and Resource Transactions, Inc.
Respondent: Mrs. Anne Leslie Rhodes
Receiver: Michael A. Grassmueck
Interested Party: MML Investor Services, Inc. and Douglas A. Gribskov
Intervenor Plaintiff: Mr. John T. Carr, Carr & Schwartz, LLP and Carr & Schwartz, LLC
Case Number: 3:2006cv01353
Filed: September 21, 2006
Court: US District Court for the District of Oregon
Office: Portland Office
Presiding Judge: Michael W Mosman
Nature of Suit: Securities/Commodities
Cause of Action: 15 U.S.C. § 77
Jury Demanded By: None
RSS RSS Track this Docket
Docket Report

This docket was last retrieved on June 29, 2011. A more recent docket listing may be available from PACER.

Date Filed Document Text
June 29, 2011 Opinion or Order Filing 462 ORDER Granting Receiver's Application To Close Receivership and Discharge Receiver: Granting Motion #458 . Signed on 6/28/11 by Judge Michael W. Mosman. (cib)
June 14, 2011 Filing 461 Response - Statement of Non-Opposition to Motion Receiver's Application to Close Receivership and Discharge Receiver #458 . Filed by Securities and Exchange Commission. (Moser, Janet)
June 10, 2011 Filing 460 Proposed Form of Order Submitted. Filed by Michael A. Grassmueck. (Schleicher, Tara)
June 10, 2011 Filing 459 Declaration of Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Related document(s): Motion - Miscellaneous #458 .) (Attachments: #1 Exhibit 1) (Schleicher, Tara)
June 10, 2011 Filing 458 Motion Receiver's Application to Close Receivership and Discharge Receiver. Filed by Michael A. Grassmueck. (Schleicher, Tara)
February 3, 2010 Filing 457 Certificate of Service by Securities and Exchange Commission of Final Judgment against Defendants Rhodes Econometrics, Inc.; The Rhodes Company; and Resource Transactions, Inc. Filed by Securities and Exchange Commission. (Moser, Janet)
January 25, 2010 Filing 456 Mail Returned - Undeliverable: Judgment #453 , Order #454 sent to Larry G. Hittle returned as undeliverable. Forwarded address included. (cib)
January 22, 2010 Filing 455 Mail Returned - Undeliverable: Judgment #453 , Order #454 sent to C. Wesley Rhodes, Jr. returned as undeliverable. (no forward address provided) (cib)
January 13, 2010 Opinion or Order Filing 454 Order Allowing Final Distributions And Closing The Receivership. Signed on 1/12/10 by Judge Michael W. Mosman. (cib)
January 13, 2010 Filing 453 Final Judgment Against Defendants Rhodes Econometrics, Inc.; The Rhodes Company; And Resources Transactions, Inc. Signed on 1/13/10 by Judge Michael W. Mosman. (cib)
December 29, 2009 Filing 452 Declaration of Tara J. Schleicher Regarding Nonreceipt of Objections to Notice of Final Fee Application of Receiver and Professionals. Filed by Michael A. Grassmueck. (Related document(s): Proposed Form of Order or Judgment #451 .) (Schleicher, Tara)
December 29, 2009 Filing 451 Proposed Form of Order Submitted Allowing Final Distributions and Closing the Receivership. Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 21, 2009 Filing 450 Response to Motion FIFTH AND FINAL FEE APPLICATION OF FINANCIAL FORENSICS FOR PAYMENT OF FEES, EXPENSES AND HOLDBACK AS ACCOUNTANTS TO RECEIVER #445 , Motion FINAL FEE APPLICATION OF MOSS ADAMS, LLP FOR PAYMENT OF FEES AS ACCOUNTANTS TO RECEIVER #446 , Motion for authority to make final distributions #436 , Motion FOURTH AND FINAL FEE APPLICATION OF ALLEN MATKINS FOR PROFESSIONAL FEES AND EXPENSES #444 , Motion FOR A FINAL DECREE CLOSING THE RECEIVERSHIP, DISCHARGING THE RECEIVER, AND AUTHORIZING THE DESTRUCTION OF RECEIVERSHIP DOCUMENTS #439 , Motion FIFTH AND FINAL FEE APPLICATION AND REQUEST FOR PAYMENT OF HOLDBACK OF RECEIVER MICHAEL A. GRASSMUECK #442 , Motion FINAL FEE APPLICATION OF FARLEIGH WADA WITT #443 . Filed by Securities and Exchange Commission. (Matteson, Karen)
December 18, 2009 Filing 449 Notice re Motion - Miscellaneous #443 , Motion - Miscellaneous #444 , Motion - Miscellaneous #445 , Motion - Miscellaneous #446 , Motion - Miscellaneous #442 Final Fee Application of Receiver and Professionals Filed by Michael A. Grassmueck (Related document(s): Motion - Miscellaneous #443 , Motion - Miscellaneous #444 , Motion - Miscellaneous #445 , Motion - Miscellaneous #446 , Motion - Miscellaneous #442 .) (Schleicher, Tara)
December 18, 2009 Filing 448 Certificate of Service by Michael A. Grassmueck of Motion for authority to make final distributions #436 AMENDED Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 18, 2009 Filing 447 Certificate of Service by Michael A. Grassmueck of Motion FOR A FINAL DECREE CLOSING THE RECEIVERSHIP, DISCHARGING THE RECEIVER, AND AUTHORIZING THE DESTRUCTION OF RECEIVERSHIP DOCUMENTS #439 AMENDED Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 17, 2009 Filing 446 Motion FINAL FEE APPLICATION OF MOSS ADAMS, LLP FOR PAYMENT OF FEES AS ACCOUNTANTS TO RECEIVER. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 17, 2009 Filing 445 Motion FIFTH AND FINAL FEE APPLICATION OF FINANCIAL FORENSICS FOR PAYMENT OF FEES, EXPENSES AND HOLDBACK AS ACCOUNTANTS TO RECEIVER. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 17, 2009 Filing 444 Motion FOURTH AND FINAL FEE APPLICATION OF ALLEN MATKINS FOR PROFESSIONAL FEES AND EXPENSES. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 17, 2009 Filing 443 Motion FINAL FEE APPLICATION OF FARLEIGH WADA WITT. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 17, 2009 Filing 442 Motion FIFTH AND FINAL FEE APPLICATION AND REQUEST FOR PAYMENT OF HOLDBACK OF RECEIVER MICHAEL A. GRASSMUECK. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 17, 2009 Filing 441 Declaration of Michael A. Grassmueck in Support of Receiver's Motion for Authority to Make Final Distribution. Filed by Michael A. Grassmueck. (Related document(s): Motion - Miscellaneous #439 .) (Schleicher, Tara)
December 17, 2009 Filing 440 Memorandum in Support Of Receiver's Motion for a Final Decree Closing the Receivership, Discharging the Receiver and Authorizing the Destruction of Receivership Documents. Filed by Michael A. Grassmueck. (Related document(s): Motion - Miscellaneous #439 .) (Schleicher, Tara)
December 17, 2009 Filing 439 Motion FOR A FINAL DECREE CLOSING THE RECEIVERSHIP, DISCHARGING THE RECEIVER, AND AUTHORIZING THE DESTRUCTION OF RECEIVERSHIP DOCUMENTS. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 17, 2009 Filing 438 Declaration of Michael A. Grassmueck in support of Motion for Authority to make final distribution. Filed by Michael A. Grassmueck. (Related document(s): Motion - Miscellaneous #436 .) (Schleicher, Tara)
December 17, 2009 Filing 437 Memorandum in Support of Receiver's Motion for Authority to Make Final Distributions. Filed by Michael A. Grassmueck. (Related document(s): Motion - Miscellaneous #436 .) (Schleicher, Tara)
December 17, 2009 Filing 436 Motion for authority to make final distributions. Filed by Michael A. Grassmueck. (Schleicher, Tara) Modified on 1/19/2010 (cib).
December 3, 2009 Filing 435 Settlement Agreement Consent of Defendant Resource Transactions, Inc. to Entry of Final Judgment. Filed by Securities and Exchange Commission. (Attachments: #1 Proposed Document - Final Judgment) (Moser, Janet)
December 3, 2009 Filing 434 Settlement Agreement Consent of Defendant The Rhodes Company to Entry of Final Judgment. Filed by Securities and Exchange Commission. (Attachments: #1 Proposed Document - Final Judgment) (Moser, Janet)
December 3, 2009 Filing 433 Settlement Agreement Consent of Defendant Rhodes Econometrics, Inc. to Entry of Final Judgment. Filed by Securities and Exchange Commission. (Attachments: #1 Proposed Document - Final Judgment) (Moser, Janet)
October 14, 2009 Opinion or Order Filing 432 Stipulated Order Regarding Maintenance And Protective Of Documents. Signed on 10/14/09 by Judge Michael W. Mosman. (cib)
October 13, 2009 Filing 431 Stipulated Proposed Form of Order Submitted Regarding Maintenance and Protection of Documents. Filed by Michael A. Grassmueck. (Schleicher, Tara)
October 13, 2009 Filing 430 MINUTES of Proceedings: Status Conference held. The proposed order will be filed with the court, by the close of business today. Tara Schleicher present as counsel for the receiver. Chris Best present as counsel for Dick Helmberger. Court Reporter: Denise Zito. Judge Michael W. Mosman presiding. (dls)
October 9, 2009 Opinion or Order Filing 429 Scheduling Order by Judge Michael W. Mosman. Status Conference is set for 10/13/2009 at 09:00AM in Telephone before Judge Michael W. Mosman, regarding Motion FOR ORDER MODIFYING ORDER ON DESTRUCTION OF DOCUMENTS (DOCKET nO. 427) (#428). The court will initiate the call. Ordered by Judge Michael W. Mosman. (dls)
August 27, 2009 Filing 428 Motion FOR ORDER MODIFYING ORDER ON DESTRUCTION OF DOCUMENTS (DOCKET nO. 427). Filed by Michael A. Grassmueck. (Schleicher, Tara)
August 25, 2009 Opinion or Order Filing 427 Order. Due to the Objection to Destruction of Documents (#425) and Objection to Notice to Destroy Documents (#426), the court orders the Receiver to delay the destruction of documents pursuant to the Notice of Intent to Destroy Documents (#424) until discovery is completed in any lawsuits filed by any of the plaintiffs from Merrihew et al. v. MML Investor Services et al., CV 08-1223-MO, against one or more of the Merrihew defendants, and arising from a claim or claims made in the Merrihew case. Ordered by Judge Michael W. Mosman. (dls)
July 28, 2009 Filing 426 Objection(s) to Notice to Destory Documents. Filed by Richard Helmberger. (Related document(s): Notice #424 .) (Best, Christopher)
July 28, 2009 Filing 425 Objection(s) to Destruction of Documents. Filed by MML Investor Services, Inc.. (Related document(s): Notice #424 .) (Fortino, Paul)
July 10, 2009 Filing 424 Notice of Intent to Destroy Documents.Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 26, 2009 Opinion or Order Filing 423 ORDER Approving First Fee Application Of Moss Adams, LLP (11/1/06 - 11/30/08). Signed on 5/26/09 by Judge Michael W. Mosman. (cib)
May 26, 2009 Opinion or Order Filing 422 ORDER Approving Fourth Fee Application of Financial Forensics (9/1/08 - 3/31/09). Signed on 5/26/09 by Judge Michael W. Mosman. (cib)
May 26, 2009 Opinion or Order Filing 421 ORDER Approving Fourth Fee Application of Michael A. Grassmueck, Receiver (9/1/08-3/31/08). Signed on 5/26/09 by Judge Michael W. Mosman. (cib)
May 26, 2009 Opinion or Order Filing 420 ORDER Approving Fourth Fee Application Of Farleigh Wada Witt(9/1/08-3/31/09): Signed on 5/26/09 by Judge Michael W. Mosman. (cib)
May 20, 2009 Filing 419 Proposed Form of Order Submitted Approving First Fee Application of Moss Adams. Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 20, 2009 Filing 418 Proposed Form of Order Submitted Approving Fourth Fee Application of Financial Forensics. Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 20, 2009 Filing 417 Proposed Form of Order Submitted Approving Fourth Fee Application of Michael A. Grassmueck, Receiver. Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 20, 2009 Filing 416 Proposed Form of Order Submitted Approving Fourth Fee Application of Farleigh Wada Witt. Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 20, 2009 Filing 415 Declaration of Tara J. Schleicher Regarding Nonreceipt of Objections to Notice of Fourth Fee Application of Receiver and Professionals and Compliance with Statement of Position of SEcurities and Exchange Commission. Filed by Michael A. Grassmueck. (Related document(s): Notice, #407 .) (Attachments: #1 Exhibit) (Schleicher, Tara)
May 18, 2009 Filing 414 Response to Motion First Fee Application of Moss Adams, LLP for Payment of Fees as Accountants to Receiver (11/1/06 - 11/30/08) #406 , Motion Fourth Fee Application of Farleigh Wada Witt (9/1/08 - 3/31/09) #404 , Motion Fourth Fee Application of Financial Forensics for Payment of Fees and Expenses as Accountants to Receiver #405 , Motion Fourth Fee Application of Receiver Michael A. Grassmuecks (9/1/08 - 3/31/09) #403 . Filed by Securities and Exchange Commission. (Moser, Janet)
May 13, 2009 Opinion or Order Filing 413 ORDER: Granting Motion to Seal Attorney Client Communications #411 . Signed on 5/13/09 by Judge Michael W. Mosman. (cib)
May 13, 2009 Opinion or Order Filing 412 Order requiring the defendant to release Exhibit B of the Memorandum re: Documents for In Camera Review to Protect Attorney Client Materials to the Receiver, no later than Friday, May 15, 2009. Ordered by Judge Michael W. Mosman. (dls)
May 8, 2009 Filing 411 Motion to Seal Attorney-Client Communications And Memorandum. Filed by C. Wesley Rhodes, Jr. (cib)
May 4, 2009 Filing 410 Final Judgment Against Defendant C. Wesley Rhodes, Jr., for Disgorgement, Prejudgment Interest, and Civil Penalty. Signed on 5/4/09 by Judge Michael W. Mosman. (cib)
May 4, 2009 Opinion or Order Filing 409 OPINION AND ORDER: For the foregoing reasons, I GRANT the SEC's Motion for Summary Judgment #394 and order disgorgement of Mr. Rhodes ill-gotten gains in the amount of $11,887,096. I award pre-judgment interest at the interest rate used by the IRS for the underpayment of federal income taxes as set forth in 26 U.S.C. 6621(a)(2). Finally, I order Mr. Rhodes to pay a third-tier civil penalty of $130,000. Signed on 5/4/09 by Judge Michael W. Mosman. (dls)
April 29, 2009 Filing 408 Proposed Form of Order Submitted. Filed by Securities and Exchange Commission. (Moser, Janet)
April 24, 2009 Filing 407 Notice re Motion - Miscellaneous #403 , Motion - Miscellaneous #405 , Motion - Miscellaneous #406 , Motion - Miscellaneous #404 of Fourth Fee Application of Receiver and Professionals (9/1/08 - 3/31/09).Filed by Michael A. Grassmueck. (Related document(s): Motion - Miscellaneous #403 , Motion - Miscellaneous #405 , Motion - Miscellaneous #406 , Motion - Miscellaneous #404 .) (Schleicher, Tara)
April 24, 2009 Filing 406 Motion First Fee Application of Moss Adams, LLP for Payment of Fees as Accountants to Receiver (11/1/06 - 11/30/08). Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara) Modified on 5/13/2009 (cib).
April 24, 2009 Filing 405 Motion Fourth Fee Application of Financial Forensics for Payment of Fees and Expenses as Accountants to Receiver. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A-B) (Schleicher, Tara) Modified on 5/13/2009 (cib).
April 24, 2009 Filing 404 Motion Fourth Fee Application of Farleigh Wada Witt (9/1/08 - 3/31/09). Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara) Modified on 5/13/2009 (cib).
April 24, 2009 Filing 403 Motion Fourth Fee Application of Receiver Michael A. Grassmuecks (9/1/08 - 3/31/09). Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara) Modified on 5/13/2009 (cib).
April 23, 2009 Filing 402 Report No. 6 of Receiver Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Schleicher, Tara)
March 30, 2009 Opinion or Order Filing 401 Order to Show Cause. A Response was due March 23, 2009, to the Securities and Exchange Commission's ("SEC") Motion for Summary Judgment (#394). No response has been filed with this court. IT IS ORDERED that plaintiff appear in writing within 20 days from the date of this order to show cause why the SEC's Motion for Summary Judgment (#394) should not be granted. Signed on 3/30/09 by Judge Michael W. Mosman. (dls)
March 26, 2009 Filing 400 Notice of Change of Address.Filed by C. Wesley Rhodes, Jr. (Levine, Michael)
March 26, 2009 Filing 399 Certificate of Service by Securities and Exchange Commission of Motion for Summary Judgment against Defendant C. Wesley Rhodes, Jr #394 (Second Attempt) Filed by Securities and Exchange Commission. (Moser, Janet)
March 10, 2009 Filing 398 Declaration of Gregory A. Gadawski in Support of Motion for Summary Judgment of Plaintiff Securities and Exchange Commission against Defendant C. Wesley Rhodes, Jr. Filed by Securities and Exchange Commission. (Related document(s): Motion for Summary Judgment, #394 .) (Moser, Janet)
March 10, 2009 Filing 397 Declaration of Janet E. Moser in Support of Motion for Summary Judgment of Plaintiff Securities and Exchange Commission against Defendant C. Wesley Rhodes, Jr. Filed by Securities and Exchange Commission. (Related document(s): Motion for Summary Judgment, #394 .) (Moser, Janet)
March 10, 2009 Filing 396 Concise Statement of Material Fact in Support of Motion for Summary Judgment of Plaintiff Securities and Exchange Commission against Defendant C. Wesley Rhodes, Jr. Filed by Securities and Exchange Commission. (Related document(s): Motion for Summary Judgment, #394 .) (Moser, Janet)
March 10, 2009 Filing 395 Memorandum in Support of Plaintiff Securities and Exchange Commission's Motion for Summary Judgment against Defendant C. Wesley Rhodes, Jr. Filed by Securities and Exchange Commission. (Related document(s): Motion for Summary Judgment, #394 .) (Moser, Janet)
March 9, 2009 Filing 394 Motion for Summary Judgment against Defendant C. Wesley Rhodes, Jr. Filed by Securities and Exchange Commission. (Attachments: #1 Memorandum of Points and Authorities, #2 Concise Statement of Material Facts, #3 Declaration of Janet E. Moser, #4 Declaration of Gregory A. Gadawski) (Moser, Janet)
February 27, 2009 Filing 393 Mail Returned - Undeliverable: Order #391 sent to Larry G. Hittle returned as undeliverable. (re-sending order to the correct address.) (cib)
February 27, 2009 Filing 392 Mail Returned - Undeliverable: Order #391 sent to C. Wesley Rhodes, Jr returned as undeliverable. (re-sending order to the correct address.) (cib)
February 19, 2009 Opinion or Order Filing 391 Order On Receiver's Notice Of Intent To Sell Interests In Veterinary Clinics. Signed on 2/18/09 by Judge Michael W. Mosman. (cib)
February 11, 2009 Filing 390 Proposed Form of Order Submitted Re Intent to Sell Interests in Veterinary Clinics. Filed by Michael A. Grassmueck. (Schleicher, Tara)
February 5, 2009 Opinion or Order Filing 389 Order. Mr. Rhodes's "objections" to the sale of his former property by the receiver is OVERRULED. Ordered by Judge Michael W. Mosman. (dls)
February 2, 2009 Filing 388 MINUTES of Proceedings: Motion Hearing Held regarding Motion to compel #357 . Motion Hearing Held.The parties informed the court that they have reached an agreement as to the Motion to Compel (#357), as stated on the record. FINDING AS MOOT Motion to Compel (#357). Tara Schleicher and by telephone Janet Moser present as counsel for plaintiff(s). michael Levine and Ken Lerner present as counsel for defendant(s). Court Reporter: Bonita Shumway. Judge Michael W. Mosman presiding. (Related document(s): Motion to compel #357 .) (dls)
January 29, 2009 Filing 387 Objection to Notice of Receiver's Intent to Sell Interests in Veterinary Clinic Properties, LLC, Veterinary Management Company of Oregon, Inc., Forest Heights Veterinary Clinic, P.C., Glovc, PC, Village at Main Veterinary Hospital, P.C. and Motion for Authority to Sell Interests Free and Clear of Liens. Filed by C. Wesley Rhodes, Jr. (Related document(s): Notice, #378 .) (ecp)
January 29, 2009 Opinion or Order Filing 386 Scheduling Order by Judge Michael W. Mosman regarding Motion to Compel #357 . Oral Argument is set for 2/2/2009 at 09:00AM in Portland before Judge Michael W. Mosman. Out of state counsel, may appear by telephone. The court will initiate the call. Ordered by Judge Michael W. Mosman. (dls)
January 26, 2009 Filing 385 Notice of Intent to Auction Personal Property (Household Items, Jewelry, Artwork).Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 26, 2009 Filing 384 Notice of Intent to Sell 2007 Chevrolet Tahoe.Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 9, 2009 Filing 378 Amended Notice of Receiver's Intent to Sell Interests in Veterinary Clinic Properties, LLC, Veterinary Management Company of Oregon, Inc., Forest Heights Veterinary Clinic, P.C., Glovc, PC, Village at Main Veterinary Hospital, P.C. and Motion for Authority to Sell Interests Free and Clear of Liens.Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 9, 2009 Filing 377 Notice of Receiver's Intent to Sell Interests in Veterinary Clinic Properties, LLC, Veterinary Management Company of Oregon, Inc., Forest Heights Veterinary Clinic, P.C., Glove, P.C., Village at Main Veterinary Hospital, P.C. and Motion for Authority to Sell Interests Free and Clear of Liens.Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 8, 2009 Filing 383 Reply In Support of Receiver's Motion to Compel Documents From C. Wesley Rhodes #357 . FILED UNDER SEAL. Filed by Michael A. Grassmueck. (cib) (Additional attachment(s) added on 1/12/2009: #1 Reply) (cib).
January 8, 2009 Filing 381 Declaration of Wes Rhodes In Support Of Opposition To Motion To Compel. FILED UNDER SEAL. Filed by C. Wesley Rhodes, Jr. (cib) (Additional attachment(s) added on 1/12/2009: #1 Declaration) (cib).
January 8, 2009 Opinion or Order Filing 380 ORDER Sealing "Declaration Of Wes Rhodes In Support Of Opposition To Motion To Compel".: Granting Motion to Seal Document #379 . Signed on 1/8/09 by Judge Michael W. Mosman. (cib)
January 7, 2009 Filing 379 Motion to Seal "Declaration of Wes Rhodes In Support Of Opposition To Motion To Compel". Filed by C. Wesley Rhodes, Jr. (cib)
January 7, 2009 Filing 376 Notice of Attorney Withdrawal: Michelle Holman Kerin.Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 6, 2009 Opinion or Order Filing 382 ORDER Sealing Document: Granting Motion #374 . Signed on 1/6/09 by Judge Michael W. Mosman. (cib)
January 5, 2009 Filing 375 Proposed Form of Order Submitted Sealing Document. Filed by Michael A. Grassmueck. (Parnell, Christopher)
January 5, 2009 Filing 374 Unopposed Motion for Order Sealing Document Pursuant to LR 3.9(c). Filed by Michael A. Grassmueck. (Parnell, Christopher)
January 5, 2009 Opinion or Order Filing 373 ORDER: GRANTING Motion for Extension of Time #371 . Response is due by 1/5/2009. Ordered by Judge Michael W. Mosman. (dls)
December 30, 2008 Filing 372 Declaration of Michelle Holman Kerin. Filed by Michael A. Grassmueck. (Related document(s): Motion for Extension of Time #371 .) (Kerin, Michelle)
December 30, 2008 Filing 371 Unopposed Motion for Extension of Time to File Response in Support of Motion to Compel. Filed by Michael A. Grassmueck. (Kerin, Michelle)
December 29, 2008 Opinion or Order Filing 370 ORDER Sealing "Opposition To Motion To Compel #369 ". Signed on 12/18/08 by Judge Michael W. Mosman. (cib)
December 16, 2008 Filing 369 Motion to Seal"Opposition To Motion To Compel". Filed by C. Wesley Rhodes, Jr. (cib)
December 16, 2008 Filing 368 Opposition to Motion to Compel #357 . FILED UNDER SEAL. Filed by C. Wesley Rhodes, Jr. (cib) (Additional attachment(s) added on 12/29/2008: #1 Opposition) (cib).
December 12, 2008 Filing 367 MINUTES of Proceedings: Motion Hearing held. Order DENYING Emergency Motion for Stay order of evicition (#365), as stated on the record. Tara Schleicher and Michell Kerin present as counsel for plaintiff(s). Michael Levine and Ken Lerner present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
December 12, 2008 Opinion or Order Filing 366 Scheduling Order by Michael W. Mosman. Response is due by 12/12/2008. Oral Argument is set for 12/12/2008 at 01:00PM in Telephone before Judge Michael W. Mosman. Ordered by Judge Michael W. Mosman. (dls)
December 12, 2008 Filing 365 Emergency Motion for Stay order of evicition. oral argument requested. Filed by C. Wesley Rhodes, Jr. (Levine, Michael)
December 10, 2008 Opinion or Order Filing 364 Order of Dismissal as to Carr & Schwartz, LLP; Carr & Schwartz, LLP; John T. Carr and Carr & Schwartz, LLC. Ordered by Judge Michael W. Mosman. (dls)
December 8, 2008 Filing 363 MINUTES of Proceedings: Motion Hearing held. Motion to Intervene (#322) DENIED, as stated on the record. Tara Schleicher, Karen Matteson by telephone present as counsel for plaintiff(s). Susan Watts and Daniel Keppler present as counsel for Intervenor Plaintiffs(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
December 5, 2008 Opinion or Order Filing 362 Scheduling Order by Michael W. Mosman. Oral Argument is set for 12/8/2008 at 03:00PM in Portland before Judge Michael W. Mosman, for the Motion to Intervene. Out of state counsel may appear by telephone. Ordered by Judge Michael W. Mosman. (dls)
December 1, 2008 Opinion or Order Filing 361 ORDER: GRANTING Motion for Extension of Time to File Response/Reply #360 . Response is due by 12/17/2008, for the Motion to Compel (#357). Ordered by Judge Michael W. Mosman. (dls)
December 1, 2008 Filing 360 Unopposed Motion for Extension of Time to File a Response/Reply to Motion to Compel #357 . Filed by C. Wesley Rhodes, Jr. (Levine, Michael)
November 20, 2008 Opinion or Order Filing 356 ORDER SEALING DOCUMENTS #343 . Signed on 11/20/08 by Judge Michael W. Mosman. (dls)
November 20, 2008 Opinion or Order Filing 355 ORDER APPROVING THIRD FEE APPLICATION OF MICHAEL A GRASSMUECK, RECEIVER (3/1/08 - 8/31/08) #336 . Signed on 11/20/08 by Judge Michael W. Mosman. (dls)
November 20, 2008 Opinion or Order Filing 354 Order regarding Order on Motion - Miscellaneous #352 , Motion Third Fee Application of Financial Forensics #339 filed by Michael A. Grassmueck for Administrative Correction of the Record. A Clerical error has been discovered in the case record. In accordance with Fed. R. Civ. P. 60(a), the Clerk is directed to make the following administrative corrections to the record and to notify all parties accordingly. The clerk attached the wrong order to this event. The clerk is directed to attached the correct order to (#352), and email the parties the correct order. (dls)
November 20, 2008 Opinion or Order Filing 353 ORDER APPROVING THIRD FEE APPLICATION OF ALLEN MATKINS (3/1/08 - 8/31/08) #338 . Signed on 11/20/08 by Judge Michael W. Mosman. (dls)
November 20, 2008 Opinion or Order Filing 352 ORDER APPROVING THIRD FEE APPLICATION OF FINANCIAL FORENSICS (3/1/08 - 8/31/08) #339 . Signed on 11/20/08 by Judge Michael W. Mosman. (dls) Additional attachment(s) added on 11/20/2008 (Stephens, Dawn).
November 20, 2008 Opinion or Order Filing 351 ORDER APPROVING THIRD FEE APPLICATION OF FARLEIGH WADA WITT (3/1/08 - 8/31/08) #337 . Signed on 11/20/08 by Judge Michael W. Mosman. (dls)
November 19, 2008 Filing 359 Declaration of Michelle Holman Kerin. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (cib) Additional attachment(s) added on 11/26/2008 (Brost, Colleen).
November 19, 2008 Filing 358 Memorandum in Support. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (Related document(s): Motion to compel #357 .) (cib) Additional attachment(s) added on 11/26/2008 (Brost, Colleen).
November 19, 2008 Filing 357 Motion to Compel Documents From C. Wesley Rhodes. FILED UNDER SEAL. Oral Argument requested. Filed by Michael A. Grassmueck. (cib) Additional attachment(s) added on 11/26/2008 (Brost, Colleen). (Additional attachment(s) added on 8/5/2014: #2 Sealed document) (edt).
November 19, 2008 Filing 350 Proposed Form of Order Submitted Approving Third Fee Application of Financial Forensics (3/1/08 - 8/31/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 19, 2008 Filing 349 Proposed Form of Order Submitted Approving Third Fee Application of Allen Matkins (3/1/08 0 8/31/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 19, 2008 Filing 348 Proposed Form of Order Submitted Approving Third Fee Application of Michael A. Grassmueck, Receiver (3/1/08 - 8/31/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 19, 2008 Filing 347 Proposed Form of Order Submitted Approving Third Fee Application of Farleigh Wada Witt (3/1/08 - 8/31/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 19, 2008 Filing 346 Declaration of Tara J. Schleicher Re Nonreceipt of Objections to Notice of Third Fee Application of Receiver and Professionals and Compliance with Statement of Position of Securities and Exchange Commission. Filed by Michael A. Grassmueck. (Related document(s): Notice #342 .) (Attachments: #1 Exhibit A) (Schleicher, Tara)
November 18, 2008 Filing 345 Proposed Form of Order Submitted Order Sealing Documents. Filed by Michael A. Grassmueck. (Kerin, Michelle)
November 18, 2008 Filing 344 Memorandum in Support of Receiver's Unopposed Motion for Order Sealing Documents Pursuant to LR 3.9(c). Filed by Michael A. Grassmueck. (Related document(s): Motion #343 .) (Kerin, Michelle)
November 18, 2008 Filing 343 Unopposed Motion for Order Sealing Documents Pursuant to LR 3.9(c). Filed by Michael A. Grassmueck. (Kerin, Michelle)
October 27, 2008 Filing 341 Response / Statement to Motion Third Fee Application of Farleigh Wada Witt #337 , Motion Third Fee Application of Michael A. Grassmueck #336 , Motion Third Fee Application of Financial Forensics #339 , Motion Third Fee Application of Allen Matkins #338 . Filed by Securities and Exchange Commission. (Matteson, Karen)
October 24, 2008 Filing 342 Notice of Third Fee Application Of Receiver And Professionals(3/1/08-8/31/08).Filed by Michael A. Grassmueck. (cib)
October 22, 2008 Filing 340 Notice re Motion #338 , Motion #337 , Motion #336 , Motion #339 of Third Fee Application of Receiver and Professionals.Filed by Michael A. Grassmueck. (Related document(s): Motion #338 , Motion #337 , Motion #336 , Motion #339 .) (Schleicher, Tara)
October 22, 2008 Filing 339 Motion Third Fee Application of Financial Forensics. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
October 22, 2008 Filing 338 Motion Third Fee Application of Allen Matkins. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara)
October 22, 2008 Filing 337 Motion Third Fee Application of Farleigh Wada Witt. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara)
October 22, 2008 Filing 336 Motion Third Fee Application of Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara)
October 20, 2008 Filing 335 Reply in Support of to Motion to Intervene #322 Oral Argument requested. Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Keppler, Daniel)
October 9, 2008 Filing 334 Certificate of Service by Michael A. Grassmueck of Response in Opposition to Motion #333 to Intervene Filed by Michael A. Grassmueck. (Kerin, Michelle)
October 9, 2008 Filing 333 Response in Opposition to Motion to Intervene #322 . Filed by Michael A. Grassmueck. (Kerin, Michelle)
October 9, 2008 Filing 332 Response in Opposition to Motion to Intervene #322 . Filed by Securities and Exchange Commission. (Attachments: #1 Declaration of Janet E. Moser) (Moser, Janet)
September 30, 2008 Opinion or Order Filing 331 ORDER On Receiver's Motion To Approve Interim Distribution Of Assets #307 . Signed on 9/29/08 by Judge Michael W. Mosman. (cib)
September 26, 2008 Filing 330 Fifth Report of Receiver Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
September 26, 2008 Filing 329 Exhibits To Memorandum in Support re Motion to Intervene #322 . Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Watts, Susan)
September 26, 2008 Opinion or Order Filing 328 Order for Administrative Correction of the Record. regarding Intervener Proposed Complaint #326 filed by Carr & Schwartz, LLP, John T. Carr, Carr & Schwartz, LLC, and Motion to Intervene #322 filed by Carr & Schwartz, LLP, John T. Carr, Carr & Schwartz, LLC. A Clerical error has been discovered in the case record. In accordance with Fed. R. Civ. P. 60(a), the Clerk is directed to make the following administrative corrections to the record and to notify all parties accordingly. The proposed intervener complaint will be attached to the Motion To Intervene as an exhibit. (cib)
September 26, 2008 Filing 327 Declaration of John T. Carr in Support of Motion to Intervene (Signed). Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Related document(s): Motion to intervene #322 .) (Attachments: #1 Exhibit 1, Part A#2 Exhibit 1, Part B) (Keppler, Daniel)
September 25, 2008 Filing 326 Proposed Intervener Complaint.Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC against all parties. (Keppler, Daniel)
September 25, 2008 Filing 325 Declaration of John T. Carr in Support of Motion to Intervene. Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Related document(s): Motion to intervene #322 .) (Attachments: #1 Exhibit Exhibit 1, Part A#2 Exhibit Exhibit 1, Part B) (Keppler, Daniel)
September 25, 2008 Filing 324 Declaration of Susan E. Watts in Support of Motion to Intervene. Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Related document(s): Motion to intervene #322 .) (Attachments: #1 Exhibit Exhibit 1#2 Exhibit Exhibit 2#3 Exhibit Exhibit 3) (Keppler, Daniel)
September 25, 2008 Filing 323 Memorandum in Support of Motion to Intervene. Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Related document(s): Motion to intervene #322 .) (Keppler, Daniel)
September 25, 2008 Filing 322 Motion to Intervene. Oral Argument requested. Filed by John T. Carr, Carr & Schwartz, LLP, Carr & Schwartz, LLP, Carr & Schwartz, LLC. (Keppler, Daniel) Additional attachment(s) added on 9/26/2008 (Brost, Colleen).
September 25, 2008 Filing 321 Proposed Form of Order Submitted On Receiver's Motion to Approve Interim Distribution of Assets. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara)
September 24, 2008 Opinion or Order Filing 320 ORDER: DENYING IN PART, as to Amended Motion for Stay of date of deposition and return of subpoena #312 , which the court is treating as a motion for a protective order. DENIED as to the ring and the Chevrolet Tahoe and any documents related to either the ring or the Tahoe. DENIED as to the taking of the deposition. The deposition is STRICKEN for Friday, to be rescheduled for the week of September 29, 2008. The parties are to contact Dawn Stephens, to schedule the deposition, for the week of September 29, 2008. At the deposition, Mr. Rhodes may assert, specific Fifth Amendment privilege objections, to questions or documents not related to the ring and/or Tahoe, to be resolved thereafter by the court. Ordered by Judge Michael W. Mosman. (dls)
September 24, 2008 Filing 319 Sur-Reply to Receiver's Opposition. Filed by C. Wesley Rhodes, Jr. (Levine, Michael)
September 23, 2008 Filing 318 Declaration of Detective Sergeant Jim Band. Filed by Michael A. Grassmueck. (Related document(s): Response to Motion #315 .) (Kerin, Michelle)
September 23, 2008 Filing 317 Declaration of Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Related document(s): Response to Motion #315 .) (Attachments: #1 Exhibit A#2 Exhibit B) (Kerin, Michelle)
September 23, 2008 Filing 316 Declaration of Michelle Holman Kerin. Filed by Michael A. Grassmueck. (Related document(s): Response to Motion #315 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5#6 Exhibit 6) (Kerin, Michelle)
September 23, 2008 Filing 315 Response to Wesley Rhodes' Motion to Stay Deposition and Response to Subpoena to Amended Motion for Stay of date of deposition and return of subpoena #312 . Filed by Michael A. Grassmueck. (Kerin, Michelle)
September 23, 2008 Opinion or Order Filing 314 Record of Order by Michael W. Mosman. In light of the revised schedule in the amended motion, the court orders the following: Response is due by TODAY 9/23/2008, no later than 4:00pm. The court will issue its ruling shortly. Ordered by Judge Michael W. Mosman. (dls)
September 23, 2008 Opinion or Order Filing 313 Scheduling Order by Michael W. Mosman. Response is due by 12:00pm on 9/25/2008, for the Amended Motion for Stay of date of deposition and return of subpoena. The court will rule on the motion by Friday, September 26, 2008. Ordered by Judge Michael W. Mosman. (dls)
September 22, 2008 Filing 312 Amended Motion for Stay of date of deposition and return of subpoena. ORAL ARGUMENT requested. Filed by C. Wesley Rhodes, Jr. (Levine, Michael)
September 22, 2008 Filing 311 Motion for Stay of deposition and return on supbpoena. ORAL ARGUMENT requested. Filed by C. Wesley Rhodes, Jr. (Levine, Michael)
September 12, 2008 Filing 310 Certificate of Service by Michael A. Grassmueck of Memorandum in Support of Motion #308 , Declaration #309 , Motion of Receiver to Approve Proposed Interim Distribution of Assets #307 Filed by Michael A. Grassmueck. (Schleicher, Tara)
September 11, 2008 Filing 309 Declaration of Michael A. Grassmueck in Support of Motion to Approve Proposed Interim Distribution. Filed by Michael A. Grassmueck. (Schleicher, Tara)
September 11, 2008 Filing 308 Memorandum in Support. Filed by Michael A. Grassmueck. (Related document(s): Motion #307 .) (Schleicher, Tara)
September 11, 2008 Filing 307 Motion of Receiver to Approve Proposed Interim Distribution of Assets. Filed by Michael A. Grassmueck. (Schleicher, Tara)
September 8, 2008 Opinion or Order Filing 306 Amended Order On Receiver's Omnibus Motion For Regarding Claims. Signed on 9/8/08 by Judge Michael W. Mosman. (cib)
September 4, 2008 Opinion or Order Filing 305 Order Approving Settlement With Elizabeth Rhodes And Sale OF Real Property(King City and Neskowin). Signed on 9/4/08 by Judge Michael W. Mosman. (cib)
August 26, 2008 Filing 304 Proposed Form of Order Submitted Approving Settlement with Elizabeth Rhodes and Sale of Real Property (King City and Neskowin). Filed by Michael A. Grassmueck. (Kerin, Michelle)
August 26, 2008 Filing 303 Declaration of Michelle Holman Kerin Regarding Nonreceipt of Objections. Filed by Michael A. Grassmueck. (Related document(s): Notice #302 .) (Attachments: #1 Exhibit A) (Kerin, Michelle)
August 6, 2008 Filing 302 Notice of Intent to Settle (Elizabeth Rhodes) and to Sell Real Property (King City and Neskowin).Filed by Michael A. Grassmueck. (Kerin, Michelle)
August 6, 2008 Filing 301 Declaration of John B. Hall in Support of Amended Order on Receiver's Omnibus Motion Regarding Claims. Filed by Michael A. Grassmueck. (Related document(s): Proposed Form of Order or Judgment #300 .) (Attachments: #1 Exhibit A#2 Exhibit C) (Kerin, Michelle)
August 6, 2008 Filing 300 Amended Proposed Form of Order Submitted on Receiver's Omnibus Motion Regarding Claims. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C) (Kerin, Michelle)
August 5, 2008 Filing 299 MINUTES of Proceedings: Status Conference. Order GRANTING Motion to Withdraw or Substitute an Attorney -to be relieved as counsel for defendant (#296). Mr Wieselman will provide to court and counsel contact information for C. Wesley Rhodes. The Receiver and the SEC will keep the court informed, as to the progress of new counsel. Janet Moser, Karen Matteson, and Michelle Kerin present as counsel for plaintiff(s). Jacob Wieselman, Michael Levin, and Ken Lenrer present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
July 31, 2008 Opinion or Order Filing 298 Scheduling Order by Michael W. Mosman. Status Conference is set for 8/5/2008 at 02:30PM in Telephone before Judge Michael W. Mosman. The court will initiate the call. Ordered by Judge Michael W. Mosman. (dls)
July 14, 2008 Filing 296 Motion to Withdraw or Substitute an Attorney -to be relieved as counsel for defendant. Oral Argument-Ex parte requested. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
July 14, 2008 Filing 295 Status Report by Securities and Exchange Commission. Filed by Securities and Exchange Commission. (Moser, Janet)
June 12, 2008 Opinion or Order Filing 294 Scheduling Order by Michael W. Mosman. Status Report is due by 7/14/2008. Ordered by Judge Michael W. Mosman. (dls)
June 5, 2008 Opinion or Order Filing 293 Order On Receiver's Omnibus Motion Regarding Claims. Signed on 6/5/08 by Judge Michael W. Mosman. (cib)
June 3, 2008 Filing 292 Proposed Form of Order Submitted on Receiver's Omnibus Motion Re Claims. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C) (Schleicher, Tara)
June 3, 2008 Filing 291 Declaration of Geoffrey B. Winkler Re Nonreceipt of Objections to Receiver's Notice of Omnibus Motion Re Claims. Filed by Michael A. Grassmueck. (Related document(s): Notice #264 , Motion #263 .) (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
May 23, 2008 Opinion or Order Filing 290 Order Approving Second Fee Application Of Allen Matkins(9/1/07-2/28/08). Signed on 5/22/08 by Judge Michael W. Mosman. (cib)
May 23, 2008 Opinion or Order Filing 289 Order Approving Second Fee Application Of Michael A. Grassmueck, Receiver(9/1/07-2/29/08). Signed on 5/22/08 by Judge Michael W. Mosman. (cib)
May 23, 2008 Opinion or Order Filing 288 Order Approving Second Fee Application Of Financial Forensics(9/1/07-2/29/08). Signed on 5/22/08 by Judge Michael W. Mosman. (cib)
May 23, 2008 Opinion or Order Filing 287 Order Approving Second Fee Application Of Farleigh Wada Witt(9/1/07-2/29/08). Signed on 5/22/08 by Judge Michael W. Mosman. (cib)
May 21, 2008 Filing 286 Proposed Form of Order Submitted Approving Second Fee Application of Allen Matkins (9/1/07 - 2/29/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 21, 2008 Filing 285 Proposed Form of Order Submitted Approving Second Fee Application of Michael A. Grassmueck, Receiver (9/1/07 - 2/29/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 21, 2008 Filing 284 Proposed Form of Order Submitted Approving Second Fee Application of Financial Forensics (9/1/07 - 2/29/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 21, 2008 Filing 283 Proposed Form of Order Submitted Approving Second Fee Application of Farleigh Wada Witt (9/1/07 - 2/29/08). Filed by Michael A. Grassmueck. (Schleicher, Tara)
May 21, 2008 Filing 282 Declaration of Tara J. Schleicher Regarding Nonreceipt of Objections to Notice of Fourth Fee Application of Receiver and Professionals and Compliance with Statement of Position of Securities and Exchange Commission. Filed by Michael A. Grassmueck. (Related document(s): Notice #276 .) (Schleicher, Tara)
May 6, 2008 Opinion or Order Filing 281 Order Authorizing Sale Of Watches And Jewelry. Signed on 5/6/08 by Judge Michael W. Mosman. (cib)
April 28, 2008 Filing 280 Proposed Form of Order Submitted Re Notice of Intent to Sell Watches and Jewelry. Filed by Michael A. Grassmueck. (Schleicher, Tara)
April 28, 2008 Filing 279 Declaration of Peter C. McKittrick Regarding Nonreceipt of Objections to Receiver's Notice of Intent to Sell Watches and Jewelry. Filed by Michael A. Grassmueck. (Related document(s): Notice #268 .) (Attachments: #1 Exhibit A) (Schleicher, Tara)
April 28, 2008 Filing 278 Response to Motion Re Second Fee Application of Michael A. Grassmueck, Receiver #274 , Motion Re Second Fee Application of Financial Forensics #273 , Motion Re Second Fee Application of Allen Matkins #272 , Motion Re Second Fee Application of Farleigh Wada Witt #275 . Filed by Securities and Exchange Commission. (Moser, Janet)
April 21, 2008 Filing 277 Notice of Intent to Settle (David and Kathleen Waldram).Filed by Michael A. Grassmueck. (Schleicher, Tara)
April 16, 2008 Filing 276 Notice re Motion #272 , Motion #273 , Motion #274 , Motion #275 Fourth Fee Application of Receiver and Professionals.Filed by Michael A. Grassmueck. (Related document(s): Motion #272 , Motion #273 , Motion #274 , Motion #275 .) (Schleicher, Tara)
April 16, 2008 Filing 275 Motion Re Second Fee Application of Farleigh Wada Witt. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A Part 1#2 Exhibit A Part 2#3 Exhibit A Part 3) (Schleicher, Tara)
April 16, 2008 Filing 274 Motion Re Second Fee Application of Michael A. Grassmueck, Receiver. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara)
April 16, 2008 Filing 273 Motion Re Second Fee Application of Financial Forensics. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
April 16, 2008 Filing 272 Motion Re Second Fee Application of Allen Matkins. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C#4 Exhibit D) (Schleicher, Tara)
April 14, 2008 Opinion or Order Filing 271 Order To Auction Vehicles And Seel 1932 Roadster. Signed on 4/14/08 by Judge Michael W. Mosman. (cib)
April 2, 2008 Filing 270 Amended Notice re Notice #261 of Intent to Settle (Anne Leslie Rhodes).Filed by Michael A. Grassmueck. (Related document(s): Notice #261 .) (Schleicher, Tara)
April 1, 2008 Filing 269 Fourth Report of Receiver Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
April 1, 2008 Filing 268 Notice of Intent to Sell Watches and Jewelry.Filed by Michael A. Grassmueck. (Schleicher, Tara)
March 26, 2008 Filing 267 Proposed Form of Order Submitted Re Notice of Intent to Auction Vehicles and Sell 1932 Roadster. Filed by Michael A. Grassmueck. (Schleicher, Tara)
March 26, 2008 Filing 266 Declaration of Tara J. Schleicher Regarding Nonreceipt of Objections. Filed by Michael A. Grassmueck. (Related document(s): Notice #260 .) (Schleicher, Tara)
March 14, 2008 Filing 265 Certificate of Service by Michael A. Grassmueck of Notice #264 , Motion Re Omnibus Treatment of Claims #263 Filed by Michael A. Grassmueck. (Schleicher, Tara)
March 14, 2008 Filing 264 Notice re Motion #263 Re Omnibus Treatment of Claims.Filed by Michael A. Grassmueck. (Related document(s): Motion #263 .) (Schleicher, Tara)
March 14, 2008 Filing 263 Motion Re Omnibus Treatment of Claims. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C) (Schleicher, Tara)
March 13, 2008 Filing 262 Letter as an Objection to the proposed settlement from Doglas A. Gribskov, DVM. Filed by Douglas A. Gribskov. (cib)
March 11, 2008 Filing 261 Notice of Intent to Settle (Anne Leslie Rhodes).Filed by Michael A. Grassmueck. (Schleicher, Tara)
March 6, 2008 Filing 260 Notice of Intent to Auction Vehicles and Sell 1932 Roadster.Filed by Michael A. Grassmueck. (Schleicher, Tara)
March 4, 2008 Opinion or Order Filing 259 Order regarding Order #241 for Administrative Correction of the Record. A Clerical error has been discovered in the case record. In accordance with Fed. R. Civ. P. 60(a), the Clerk is directed to make the following administrative corrections to the record and to notify all parties accordingly. The Clerk is DIRECTED to replace the pdf document #241 which previously stated "Judge's Copy" on the document with the correct PDF document reflecting the file date of 1/2/08. (pvh)
February 12, 2008 Filing 258 Notice of Intent to Settle (Monte D. Haynes and Tatiana Eldien).Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 28, 2008 Filing 257 MINUTES of Proceedings: Status Conference. Mr. Grassmueck informed the court as to the status of the property and assets as stated on the record. Tara Schleicher, Michael Grassmueck by telephone, and Janet Moser and Karen Matteson by telephone present as counsel for plaintiff(s). Jacob Wieselman present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
January 25, 2008 Opinion or Order Filing 255 Order Holding Anne Rhodes In Contempt Of Court. Signed on 1/25/08 by Judge Michael W. Mosman. (cib)
January 25, 2008 Opinion or Order Filing 254 Order Holding C. Wesley Rhodes, Jr., In Contempt Of Court. Signed on 1/25/08 by Judge Michael W. Mosman. (cib) Additional attachment(s) added on 1/25/2008 (Brost, Colleen).
January 24, 2008 Opinion or Order Filing 253 Order: To the degree the Post Hearing Submission of Exhibit 101 (#237) is a request to reconsider my rulings during the December 18, 2007, Contempt Hearing, it is DENIED. Ordered by Judge Michael W. Mosman. (dls)
January 9, 2008 Filing 256 Declaration of Jacob Wieselman In Support Of Motion To Set Over Regarding Medicial Condition.(FILED UNDER SEAL). Filed by C. Wesley Rhodes, Jr. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
January 9, 2008 Filing 252 Supplement Post Hearing Submission of Exhibit 101. Filed by Anne Leslie Rhodes. (Wieselman, Jacob)
January 9, 2008 Filing 251 Notice Of Filing of Declaration of Counsel Regarding Medical Condition.Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
January 7, 2008 Filing 250 Notice Correspondence to Judge Mosman re Contempt Orders.Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 6, 2008 Filing 249 Notice of Correspondence to Court Objecting to Proposed Orders of Contempt.Filed by C. Wesley Rhodes, Jr. (Attachments: #1 Exhibit Exhibit A) (Wieselman, Jacob)
January 4, 2008 Filing 248 Notice Correspondence to Judge Mosman Re Proposed Contempt Orders.Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 4, 2008 Filing 247 Proposed Form of Order Submitted Holding Anne Rhodes In Contempt of Court. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A) (Schleicher, Tara)
January 4, 2008 Filing 246 Proposed Form of Order Submitted Holding C. Wesley Rhodes, Jr. In Contempt of Court. Filed by Michael A. Grassmueck. (Schleicher, Tara)
January 4, 2008 Opinion or Order Filing 245 ORDER: GRANTING Motion for Leave to File Declaratoin of Counsel re Medical Condition under seal #243 . Ordered by Judge Michael W. Mosman. (dls)
January 4, 2008 Filing 244 MINUTES of Proceedings: Contempt Hearing. C. Wesley Rhodes is found in Contempt of Court. Receiver's counsel to prepare the order. Janet Moser, Karen Matteson, Tara Schleicher, and Peter McKittrick present as counsel for plaintiff(s). Jacob Wieselman present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
January 4, 2008 Filing 243 Motion for Leave to File Declaratoin of Counsel re Medical Condition under seal. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
January 4, 2008 Filing 242 Reply and Statement of Position on issue of contempt. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
January 2, 2008 Opinion or Order Filing 241 ORDER: Granting Motion for Order #218 . Signed on 12/31/07 by Judge Michael W. Mosman. (cib) Additional attachment(s) added on 3/4/2008 (Hunt, Patricia). Modified pursuant to Administrative Correction of the Record #259 on 3/4/2008 (Hunt, Patricia).
December 26, 2007 Opinion or Order Filing 240 Scheduling Order by Michael W. Mosman. Contempt Hearing is set for 1/4/2008 at 02:30PM in Portland before Judge Michael W. Mosman. Ordered by Judge Michael W. Mosman. (dls)
December 26, 2007 Filing 239 Objection(s) to the Submission of Anne Rhodes' Exhibit 101. Filed by Michael A. Grassmueck. (Related document(s): Exhibits #237 .) (Attachments: #1 Attachment 1) (Schleicher, Tara)
December 26, 2007 Filing 238 Notice Correspondence to Judge Mosman Re Rescheduling of Contempt Hearing.Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 21, 2007 Filing 237 Exhibits Post Hearing Submission of Exhibit 101 re Motion for Order #192 . Filed by Anne Leslie Rhodes. (Attachments: #1 Attachment A#2 Attachment B#3 Attachment C) (Wieselman, Jacob)
December 18, 2007 Opinion or Order Filing 236 Order. All Exhibits from the Contempt Hearing of Anne Rhodes returned to counsel. Ordered by Judge Michael W. Mosman. (dls)
December 18, 2007 Filing 235 MINUTES of Proceedings: Contempt Hearing. Witnesses sworn and evidence adduced. See separate list of witnesses and exhibits. Receiver's closing argument given. Order - Anne Rhodes is found in Contempt of Court. The following sanctions are issued: Anne Rhodes relinquishes her interest in (1) the property found in the Wilsonville storage unit, (2) the four vehicles, and (3) the furniture at Main Street Mercantile. Court adjourned. Janet Moser, Karen Matteson, and Tara Schleicher present as counsel for plaintiff(s). Jacob Wieselman present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (Attachments: #1 page 1#2 page 2#3 page 3) (dls)
December 18, 2007 Filing 234 MINUTES of Proceedings: Show Cause Hearing. Order SCHEDULING deposition of Elizabeth Rhodes for 12/18/07. Janet Moser, Karen Matteson, and Tara Schleicher present as counsel for plaintiff(s). Elizabeth Rhodes present. Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
December 17, 2007 Filing 233 Certificate of Service by Michael A. Grassmueck of Order on motion for Temporary Restraining Order,, Order on Motion to Appoint, #15 Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 14, 2007 Filing 232 Notice of Third Fee Application of Receiver's Professionals (10/17/07 - 10/20/07).Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 13, 2007 Filing 231 Proposed Form of Order Submitted Granting Receiver's Motion for Order: (1) Authorizing Sale of Real Property Free and Clear of Liens, Claims, Interests and Encumbrances; (2) Approving the Terms and Conditions of the Sales; and (3) Approving the Broker's Compensation. Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 11, 2007 Opinion or Order Filing 230 ORDER: DENYING First Motion to Continue Contempt Hearing #213 . Ordered by Judge Michael W. Mosman. (dls)
December 10, 2007 Filing 227 Response to First Motion to Continue Contempt Hearing #213 . Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 10, 2007 Filing 226 Declaration of Peter C. McKittrick. Filed by Michael A. Grassmueck. (Related document(s): Supplement #224 .) (Schleicher, Tara)
December 10, 2007 Filing 225 Declaration of Tara J. Schleicher. Filed by Michael A. Grassmueck. (Related document(s): Supplement #224 .) (Schleicher, Tara)
December 10, 2007 Filing 224 Supplement to Motion for Order to Show Cause Why C. Wesley Rhodes, Jr. and Anne Rhodes Should Not Be Held in Contempt. Filed by Michael A. Grassmueck. (Related document(s): Motion for Order #192 .) (Schleicher, Tara)
December 7, 2007 Filing 229 Declaration of Jacob Wieselman In Support of Motion To Set Over Contempt Hearing. FILED UNDER SEAL.. Filed by C. Wesley Rhodes, Jr. (Related document(s): Motion #211 .) (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
December 7, 2007 Filing 228 Objection To The Receiver's Revised Motion For Order To Show Cause Why Elizabeth M. Rhodes Should Not Be Held In Contempt. FILED UNDER SEAL. Filed by C. Wesley Rhodes, Jr. (Related document(s): Motion #211 .) (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
December 7, 2007 Filing 223 Notice re Motion to continue #213 Notice of Filing of Declaration in support of Motion for Set Over Under Seal and for ex parte, in camera review.Filed by C. Wesley Rhodes, Jr. (Related document(s): Motion to continue #213 .) (Wieselman, Jacob)
December 7, 2007 Filing 222 Certificate of Service by C. Wesley Rhodes, Jr of Objection to the Receiver's Revised Motion for ORde to Show Cause Why Elizabeth M. Rhodes Should Not be Held in Contempt Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
December 7, 2007 Filing 221 Notice re Motion for Order, #218 Authorizing Sale of West Linn and Beach Properties.Filed by Michael A. Grassmueck. (Related document(s): Motion for Order, #218 .) (Schleicher, Tara)
December 7, 2007 Filing 220 Declaration of Michael A. Grassmueck in Support of Motion to Sell West Linn and Beach Properties. Filed by Michael A. Grassmueck. (Related document(s): Motion for Order, #218 .) (Schleicher, Tara)
December 6, 2007 Filing 219 Memorandum in Support. Filed by Michael A. Grassmueck. (Related document(s): Motion for Order, #218 .) (Schleicher, Tara)
December 6, 2007 Filing 218 Motion for Order (i) Authorizing the Sale of the West Linn Property and Beach Property Free and Clear of all Liens, Claims, Interests and Encumbrances; (ii) Authorizing the Receiver to Pay Certain Liens; (iii) Approving the Receiver's Proposed Sale Process and Relieving the Receiver From Certain of the Provisions of 28 USC Sections 2001-2001; and (iv) Approving the Real Estate Broker's Commission. Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 6, 2007 Opinion or Order Filing 217 Record of Order by Michael W. Mosman. Response is due by 12/10/2007, for the First Motion to Continue Contempt Hearing (#13). Ordered by Judge Michael W. Mosman. (dls)
December 6, 2007 Opinion or Order Filing 216 ORDER: GRANTING Motion To File Under Seal the Objection to Motion for Order to Show Cause Why Elizabeth Rhodes Should Not Be Held In Contempt #211 ; GRANTING Motion for Permission to File Under Seal the Declaration of Jacob Wieselman in Support of Defendant's Motion for Set Over of Hearing on Contempt #214 . Ordered by Judge Michael W. Mosman. (dls)
December 6, 2007 Opinion or Order Filing 215 ORDER To Show Cause Why Elizabeth M Rhodes Should Not Be Held In Contempt: Show Cause Hearing is set for 12/18/2007 at 01:00PM in Portland before Judge Michael W. Mosman, #209 , #210 . Signed on 12/6/07 by Judge Michael W. Mosman. (dls)
December 5, 2007 Filing 214 Motion for Permission to File Under Seal the Declaration of Jacob Wieselman in Support of Defendant's Motion for Set Over of Hearing on Contempt. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
December 5, 2007 Filing 213 First Motion to Continue Contempt Hearing. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
December 5, 2007 Opinion or Order Filing 212 Scheduling Order by Michael W. Mosman. Status Conference is set for 1/28/2008 at 04:30PM in Portland before Judge Michael W. Mosman, to discuss the sales and status of the assets. Ordered by Judge Michael W. Mosman. (dls)
December 5, 2007 Filing 211 Motion To File Under Seal the Objection to Motion for Order to Show Cause Why Elizabeth Rhodes Should Not Be Held In Contempt. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
December 4, 2007 Filing 210 Proposed Motion for Order Why Elizabeth M. Rhodes Should Not be Held in Contempt Motion for order to show cause #209 . Oral Argumentrequested Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 4, 2007 Filing 209 Amended Motion for Order to Show Cause Why Elizabeth Rhodes Should Not Be Held in Contempt. Oral Argumentrequested Filed by Michael A. Grassmueck. (Schleicher, Tara)
December 4, 2007 Opinion or Order Filing 208 ORDER: DENYING Motion for Order to Show Cause Why Elizabeth M. Rhodes Should Not Be Held In Contempt #204 . Ordered by Judge Michael W. Mosman. (dls)
November 30, 2007 Filing 207 Proposed Order for a Hearing to Show Cause to be held before Judge Michael W. Mosman. Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 30, 2007 Filing 206 Declaration of Tara J. Schleicher. Filed by Michael A. Grassmueck. (Related document(s): Motion for order to show cause #204 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5#6 Exhibit 6) (Schleicher, Tara)
November 30, 2007 Filing 205 Memorandum in Support. Filed by Michael A. Grassmueck. (Related document(s): Motion for order to show cause #204 .) (Schleicher, Tara)
November 30, 2007 Filing 204 Motion for Order to Show Cause Why Elizabeth M. Rhodes Should Not Be Held In Contempt. Oral Argumentrequested Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 30, 2007 Filing 203 Notice Correspondence to Judge Mosman Re Available Dates.Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 8, 2007 Filing 202 Notice of Second Fee Application of Receiver's Professionals (9/21/06 - 10/2/07).Filed by Michael A. Grassmueck. (Schleicher, Tara)
November 6, 2007 Filing 201 Declaration of Tara J. Schleicher. Filed by Michael A. Grassmueck. (Related document(s): Notice #182 .) (Schleicher, Tara)
November 6, 2007 Opinion or Order Filing 200 Record of Order by Michael W. Mosman. Order GRANTING the Receiver's 11/5/07 telephone request to reset the contempt hearing. RESETTING Contempt Hearing FROM 11/15/2007 at 01:30PM, SET FOR 12/18/2007 at 01:30PM in Portland before Judge Michael W. Mosman. Ordered by Judge Michael W. Mosman. (dls)
October 24, 2007 Filing 199 Status Report by Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Schleicher, Tara)
October 23, 2007 Opinion or Order Filing 198 Record of Order by Michael W. Mosman. Order STRIKING Status Conference set for 10/24/2007 at 10:00AM in Portland before Judge Michael W. Mosman. Status Report is due by 10/24/2007. Ordered by Judge Michael W. Mosman. (dls)
October 19, 2007 Filing 197 MINUTES of Proceedings: Contempt Hearing. The Court will hold a Status Conference on 10/24/07 at 10:00am, regarding the Contempt Hearing. The Court will allow the Receiver access to the Oregon City home, the storage locker, the two cars in storage, and the other personal vehicles of C. Wesley and Anne Rhodes, as stated on the record. The Receiver may also search C. Wesley and Anne Rhodes, as stated on the record. The court will set the date of the Contempt Hearing for 11/15/07 at 1:30pm. The Receiver is to prepare a formal order. Peter McKittrick and Tara Schleicher for the Receiver, Janet Moser and Kelly Bowers present as counsel for plaintiff(s). Jacob Wieselman present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
October 18, 2007 Filing 196 Certificate of Service by Michael A. Grassmueck to Show Cause Why C. Wesley Rhodes, Jr. and Anne Rhodes Should Not be Held in Contempt Filed by Michael A. Grassmueck. (Schleicher, Tara)
October 18, 2007 Opinion or Order Filing 195 ORDER To Show Cause Why C. Wesley Rhodes Jr and Anne Rhodes Should Not Be Held In Contempt. FILED UNDER SEAL. Signed on 10/18/07 by Judge Garr M. King. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 18, 2007 Filing 194 Declaration of Michael A. Grassmueck In Support of Motion. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (Related document(s): Motion for Order #192 .) (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 18, 2007 Filing 193 Memorandum in Support. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (Related document(s): Motion for Order #192 .) (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 18, 2007 Filing 192 Ex Parte Motion for Order To Show Cause Why C. Wesley Rhodes, Jr and Anne Rhodes Should Not Be Held In Contempt. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 18, 2007 Filing 191 Memorandum in Support. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (Related document(s): Motion for Order #190 .) (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 18, 2007 Filing 190 Ex Parte Motion for Order Temporarily Sealing Documents. FILED UNDER SEAL. Filed by Michael A. Grassmueck. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 18, 2007 Opinion or Order Filing 189 EX PARTE Order Temporarily Sealing Documents Until End Of First Court Day Following Filing Of Receiver's Motion For Order To Show Cause. FILED UNDER SEAL. Signed on 10/18/07 by Judge Garr M. King. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
October 16, 2007 Filing 188 Notice re Brief #185 , Brief, #183 , Brief #184 , Notice #182 , Brief #186 Statement of Plaintiff Securities and Exchange Commission Regarding First Fee Applications of Receiver and His Attorneys and Accountant.Filed by Securities and Exchange Commission. (Related document(s): Brief #185 , Brief, #183 , Brief #184 , Notice #182 , Brief #186 .) (Moser, Janet)
October 12, 2007 Filing 187 Notice of Bar Date for Submitting Any and All Claims.Filed by Michael A. Grassmueck. (Schleicher, Tara)
October 4, 2007 Filing 186 Brief of Allen Matkins. Filed by Michael A. Grassmueck. (Related document(s): Notice #182 .) (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C#4 Exhibit D) (Schleicher, Tara)
October 4, 2007 Filing 185 Brief of Financial Forensics. Filed by Michael A. Grassmueck. (Related document(s): Notice #182 .) (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
October 4, 2007 Filing 184 Brief of Farleigh Witt. Filed by Michael A. Grassmueck. (Related document(s): Notice #182 .) (Attachments: #1 Exhibit A) (Schleicher, Tara)
October 4, 2007 Filing 183 Brief of Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Related document(s): Notice #182 .) (Attachments: #1 Exhibit A pp 1-10#2 Exhibit A pp 11-20#3 Exhibit A pp 21-30#4 Exhibit A pp 31-40#5 Exhibit A 41-50#6 Exhibit A pp 51-66) (Schleicher, Tara)
October 4, 2007 Filing 182 Notice of First Fee Application of Receiver and Professionals.Filed by Michael A. Grassmueck. (Schleicher, Tara)
October 1, 2007 Opinion or Order Filing 181 ORDER: DENYING AS MOOT Emergency Motion to Compel Reciever to Withhold certain personal property from sale by auction #177 . Defense counsel faxed this motion to another Judge's chambers and the fax reached Judge Mosman's chambers Monday morning, October 1, 2007. Ordered by Judge Michael W. Mosman. (dls)
September 28, 2007 Filing 180 Third Report and Second Supplemental Accounting of Receiver Michael A. Grassmueck. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A Part 1#2 Exhibit A Part 2#3 Exhibit A Part 3) (Schleicher, Tara)
September 28, 2007 Filing 179 Response to Motion for Order Directing Receiver to Withhold Certain Personal Property From Auction. Filed by Michael A. Grassmueck. (Related document(s): Motion to compel #177 .) (Schleicher, Tara)
September 28, 2007 Filing 178 Declaration of Jacob Wieselman in Support Of Motion to Compel Receiver to Withhold Certain Property from Auction. Filed by C. Wesley Rhodes, Jr. (Related document(s): Motion to compel #177 .) (Wieselman, Jacob)
September 28, 2007 Filing 177 Emergency Motion to Compel Reciever to Withhold certain personal property from sale by auction. Oral Argumentrequested Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
September 27, 2007 Filing 176 MINUTES of Proceedings: Motion Hearing. Order GRANTING Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date(#149), as stated on the record. Order GRANTING Receiver's Oral Request for a Protective Order, to be submitted within 5 days of the date of this order. Receiver may begin mailing out notices to claimants. The Bar Date for potential claimants is 65 days from the date of the mailing. The Receiver's Omnibus Motion is due 90 days from the date of the Bar Date. Objections to be filed 60 days from the due date for filing the Omnibus Motion. A Reply and Status Report are due 60 days from the due date for filing Objections. Janet Moser, Karen Matteson, and Victoria Levin present as counsel for plaintiff(s). Jacob Wieselman, and for the Receiver Tara Scleicher and Michael Grassmueck present as counsel for defendant(s). Michael W. Mosman presiding. (dls)
September 26, 2007 Opinion or Order Filing 175 Scheduling Order by Michael W. Mosman. Status Conference is set for 9/27/2007 at 11:30AM in Telephone before Judge Michael W. Mosman, regarding Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date (#149). Ordered by Judge Michael W. Mosman. (dls)
September 25, 2007 Filing 174 Response Request for Ruling to Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date #149 . Filed by Securities and Exchange Commission. (Moser, Janet)
September 18, 2007 Opinion or Order Filing 173 Order Granting Application for Special Admission Pro Hac Vice of Karen Matteson for Securities and Exchange Commission. Signed on 09/18/07 by Judge Michael W. Mosman. (pvh)
September 17, 2007 Opinion or Order Filing 172 ORDER: GRANTING Motion to Authorize Receiver to Enter Into Real Property Broker Agreement and Market Real Property #166 . Ordered by Judge Michael W. Mosman. (dls)
September 12, 2007 Filing 171 Motion for Leave to Appear Pro Hac Vice. Filed by Securities and Exchange Commission. (Moser, Janet)
September 7, 2007 Filing 170 Consent Response to Motion to Authorize Receiver to Enter Into Real Property Broker Agreement and Market Real Property #166 . Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
August 29, 2007 Filing 169 Certificate of Service by Michael A. Grassmueck of Motion to Authorize Receiver to Enter Into Real Property Broker Agreement and Market Real Property #166 Filed by Michael A. Grassmueck. (Schleicher, Tara)
August 28, 2007 Filing 168 Declaration of Michael A. Grassmueck , Federal Equity Receiver. Filed by Michael A. Grassmueck. (Related document(s): Motion #166 .) (Schleicher, Tara)
August 28, 2007 Filing 167 Memorandum in Support. Filed by Michael A. Grassmueck. (Related document(s): Motion #166 .) (Schleicher, Tara)
August 28, 2007 Filing 166 Motion to Authorize Receiver to Enter Into Real Property Broker Agreement and Market Real Property. Filed by Michael A. Grassmueck. (Schleicher, Tara)
August 24, 2007 Filing 165 Notice of Intent to Auction Personal Property (Office Furniture).Filed by Michael A. Grassmueck. (Schleicher, Tara)
August 24, 2007 Filing 164 Notice of Intent to Auction Personal Property (Household Items and Memorabilia).Filed by Michael A. Grassmueck. (Schleicher, Tara)
August 8, 2007 Filing 163 Notice of Change of Status of Counsel.Filed by Securities and Exchange Commission. (Moser, Janet)
August 2, 2007 Filing 161 Sur-Response to SEC's and Reciever's Response to Defendant Rhodes Statment of Position to Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date #149 . Filed by C. Wesley Rhodes, Jr. (Attachments: #1 Exhibit A#2 Errata B) (Wieselman, Jacob)
August 2, 2007 Opinion or Order Filing 160 ORDER: GRANTINGAmended Motion to Sell Collector Cars at Auction #143 . Ordered by Judge Michael W. Mosman. (dls)
August 1, 2007 Filing 162 Amended Affected Investor List. FILED UNDER SEAL.Filed by Michael A. Grassmueck. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
August 1, 2007 Filing 159 Reply -Response to Statement of Position of Defendant C. Wesley Rhodes, Jr. to Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date #149 . Filed by Securities and Exchange Commission. (Moser, Janet)
August 1, 2007 Filing 158 Reply to C. Wesley Rhodes' Statement of Position to Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date #149 . Filed by Michael A. Grassmueck. (Schleicher, Tara)
July 31, 2007 Filing 157 Response -Statement of Position to Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date #149 . Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
July 31, 2007 Filing 156 Response Plaintiff Securities and Exchange Commission's Statement of Non-Opposition to Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date #149 . Filed by Securities and Exchange Commission. (Moser, Janet)
July 30, 2007 Filing 155 Reply Withdrawal of Objection to to Amended Motion to Sell Collector Cars at Auction #143 . Filed by C. Wesley Rhodes, Jr. (Attachments: #1 Exhibit 1) (Wieselman, Jacob)
July 30, 2007 Opinion or Order Filing 154 ORDER: GRANTING First Motion for Extension of Time to File a Response/Reply to Amended Motion to Sell Collector Cars at Auction #143 #151 . Ordered by Judge Michael W. Mosman. (dls)
July 25, 2007 Filing 153 Amended Memorandum in Opposition to Amended Motion to Sell Collector Cars at Auction #143 ORAL ARGUMENT requested. Filed by C. Wesley Rhodes, Jr. (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C#4 Exhibit D#5 Exhibit E#6 Exhibit F#7 Exhibit G#8 Exhibit H#9 Exhibit I) (Wieselman, Jacob)
July 24, 2007 Filing 152 Memorandum in Opposition to Amended Motion to Sell Collector Cars at Auction #143 Oral Argument requested. Filed by C. Wesley Rhodes, Jr. (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5#6 Exhibit 6#7 Exhibit 7) (Wieselman, Jacob)
July 23, 2007 Filing 151 First Motion for Extension of Time to File a Response/Reply to Amended Motion to Sell Collector Cars at Auction #143 . Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
July 13, 2007 Filing 150 Memorandum in Support of Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date. Filed by Michael A. Grassmueck. (Related document(s): Motion #149 .) (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C) (Schleicher, Tara)
July 13, 2007 Filing 149 Motion to Approve Claims Procedure and for Order Establishing Claims Bar Date. Filed by Michael A. Grassmueck. (Schleicher, Tara)
July 13, 2007 Opinion or Order Filing 148 Record of Order by Michael W. Mosman. Order DENYING Defendant's Objection to Notice of Intent to Sell Six (6) Contemporary Cars (#41). The court will allow the sale of the Six (6) Contemporary Cars, under the terms proposed by the receiver. Ordered by Judge Michael W. Mosman. (dls)
July 12, 2007 Filing 147 Amended Sur-Reply re: Securities and Exchange Commission's Statement of Non-Opposition for Notice of Intent to Sell Contemporary Cars Oral Argument requested. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
July 12, 2007 Filing 146 Sur-Reply re: Securities and Exchange Commission's Statement of Non-Oppostion tor Notice of Intent to Sell Contemporary Cars Oral ARgument requested. Filed by C. Wesley Rhodes, Jr. (Wieselman, Jacob)
July 12, 2007 Filing 145 Response Plaintiff Securities and Exchange Commission's Statement of Non-Opposition to the Receiver's Notice of Intent to Sell Six (6) Contemporary Cars to Motion to Sell Collector Cars at Auction #136 , Amended Motion to Sell Collector Cars at Auction #143 . Filed by Securities and Exchange Commission. (Moser, Janet)
July 10, 2007 Filing 144 Amended Notice re Motion #143 to Sell Collector Cars at Auction.Filed by Michael A. Grassmueck. (Related document(s): Motion #143 .) (Attachments: #1 Exhibit A) (Schleicher, Tara)
July 10, 2007 Filing 143 Amended Motion to Sell Collector Cars at Auction. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
July 10, 2007 Filing 142 Certificate of Service by Michael A. Grassmueck of Letter #139 (Schleicher, Tara)
July 5, 2007 Filing 141 Objection(s) To Receiver's Notice Of Intent to Sell Six Contemporary Cars. Filed by C. Wesley Rhodes, Jr. (Related document(s): Notice #134 .) (Attachments: #1 #2 #3 #4) (Wieselman, Jacob)
July 2, 2007 Opinion or Order Filing 140 ORDER by Judge Michael W. Mosman. Mr. Rhodes's former counsel, Garvey Schubert Barer, is directed to apply the funds it has in its trust account to Mr. Rhodes's outstanding balance for legal fees and costs in this case. Any excess funds after the account has been satisfied are to be returned to the receiver. Counsel has informed the court that Mr. Rhodes contests some of counsel's fees. In the event the Oregon State Bar fee dispute arbitration service determines Mr. Rhodes is entitled to a refund, Garvey Schuber Barer is directed to return any such amount to the receiver. (mjp)
July 2, 2007 Filing 139 Letter from Robert C. Weaver, Jr. with an accounting of Garvey Schubert Barer's legal fees and costs with Exhibits A, B & C attached. (mjp)
June 29, 2007 Filing 138 Notice re Motion #136 .Filed by Michael A. Grassmueck. (Related document(s): Motion #136 .) (Schleicher, Tara)
June 29, 2007 Filing 137 Declaration of Michael Grassmueck. Filed by Michael A. Grassmueck. (Related document(s): Motion #136 .) (Attachments: #1 Exhibit 1#2 Exhibit 2) (Schleicher, Tara)
June 29, 2007 Filing 136 Motion to Sell Collector Cars at Auction. Filed by Michael A. Grassmueck. (Attachments: #1 Exhibit A#2 Exhibit B) (Schleicher, Tara)
June 20, 2007 Filing 134 Notice of Intent to Sell Six (6) Contemporary Cars.Filed by Michael A Grassmueck. (Schleicher, Tara)
June 19, 2007 Filing 135 Amended Judgment of Permanent Injunction and Other Relief Against Defendant Rhodes Economics, Inc. Signed on 6/18/2007 by Judge Michael W. Mosman. (ecp)
June 19, 2007 Filing 133 MINUTES of Proceedings: Status Conference. The court requests an accounting of legal fees from Garvey Schubert. The court will review and then determine the amount of the Schwab Account 1 to cover those fees. Briane Nelson Mitchell and Janet Moser present as counsel for plaintiff(s). Jacob Wieselman, Peter McKittrick and Michael Grassmueck present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
June 18, 2007 Filing 132 Amended Proposed Form of Order Submitted [Proposed] Amended Judgment of Permanent Injunction and Other Relief Against Defendant Rhodes Econometrics, Inc. Filed by Securities and Exchange Commission. (Moser, Janet)
June 18, 2007 Filing 131 Amended Settlement Agreement Amended Consent of Defendant Rhodes Econometrics, Inc. to Entry of Permanent Injunction and Other Relief. Filed by Securities and Exchange Commission. (Moser, Janet)
June 18, 2007 Opinion or Order Filing 130 Scheduling Order by Michael W. Mosman. Status Conference is set for 6/18/2007 at 04:30PM in Telephone before Judge Michael W. Mosman. The court will initiate the call. Ordered by Judge Michael W. Mosman. (dls)
June 15, 2007 Opinion or Order Filing 129 Scheduling Order by Michael W. Mosman. Status Conference is set for 6/18/2007 at 04:30PM in Portland before Judge Michael W. Mosman. The court will initiate the call. Ordered by Judge Michael W. Mosman. (dls)
June 7, 2007 Filing 128 Notice of Appearance of Jacob Wieselman appearing on behalf of all defendants in substitution for Robert C. Weaver, Jr. and Michael O'Connor.Filed by on behalf of all defendants. (Wieselman, Jacob)
May 24, 2007 Filing 127 Judgment Of Permanent Injunction And Other Relief Against Defendant C. Wesley Rhodes, Jr. Signed on 5/24/07 by Judge Michael W. Mosman. (cib)
May 24, 2007 Filing 126 Judgment Of Permanent Injunction And Other Relief Against Defendant Rhodes Econometrics, Inc. Signed on 5/24/07 by Judge Michael W. Mosman. (cib)
May 24, 2007 Filing 125 Judgment Of Permanent Injunction and Other Relief Against Defendant The Rhodes Company. Signed on 5/24/07 by Judge Michael W. Mosman. (cib)
May 24, 2007 Filing 124 Judgment Of Permanent Injunction And Other Relief Against Defendant Resource Transactions, Inc. Signed on 5/24/07 by Judge Michael W. Mosman. (cib)
May 24, 2007 Opinion or Order Filing 123 Order Granting Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account #108 . Signed on 05/24/07 by Judge Michael W. Mosman. (pvh)
May 24, 2007 Opinion or Order Filing 122 ORDER: The Motion for the Appointment of Advisory Committee of Affected Investors #107 is DENIED with the following conditions: (1) the Receiver is directed to inform the ad hoc committee through its chair of all hearings held in this case and any issues that are to be briefed to the court, whether or not a hearing is ultimately held; and (2) the committee may attend all hearings and may file amicus briefs when the parties in the case submit briefing to the court. Ordered by Judge Michael W. Mosman. (dls)
May 23, 2007 Filing 121 Proposed Form of Order Submitted Granting Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account. Filed by C. Wesley Rhodes, Jr. (O'Connor, Michael)
May 18, 2007 Filing 120 Certificate of Service Upon Affected Investors. FILED UNDER SEAL. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt). Modified on 6/8/2015 (alg).
May 18, 2007 Filing 119 Authorized To Be Filed Under Seal By Court Order Authorizing Notice And Filing Procedures Regarding Affected Investors Dated January 2, 2007. FILED UNDER SEAL.Filed by Michael A Grassmueck. (cib) (Additional attachment(s) added on 8/5/2014: #1 Sealed document) (edt).
May 18, 2007 Opinion or Order Filing 118 ORDER: Defendant's motion to release the Schwab One Account #108 is granted under the following conditions: 1.) the funds from this account are to be used for attorney fees only; 2.) the funds from this account are only to be used once the funds from the previously released account are exhausted; and 3.) in the near future, the court will require an accounting for attorney fees paid with Schwab One Account funds. Ordered by Judge Michael W. Mosman. (dls)
May 17, 2007 Filing 117 Response Receiver's Response to Motion for the Appointment of Advisory Committee of Affected Investors to Motion to Appoint #107 . Filed by Michael A Grassmueck. (Schleicher, Tara)
May 14, 2007 Filing 116 Reply to Motion for Release Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account #108 . Filed by C. Wesley Rhodes, Jr. (Weaver, Robert)
May 11, 2007 Filing 115 Declaration of Gregory A. Gadawski in Support of Receiver's Response to Motion to Release Schwab Account. Filed by Michael A Grassmueck. (Related document(s): Response to Motion #114 .) (Schleicher, Tara)
May 11, 2007 Filing 114 Response to Motion for Release Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account #108 . Filed by Michael A Grassmueck. (Schleicher, Tara)
May 10, 2007 Filing 113 Response in Opposition by Plaintiff Securities and Exchange Commission to Motion for Release Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account #108 . Filed by Securities and Exchange Commission. (Mitchell, Briane)
May 9, 2007 Filing 112 Stipulated Proposed Form of Order Submitted Continuing and Extending Pretrial and Discovery Deadlines of the Discovery and Pretrial Scheduling Order. Filed by Securities and Exchange Commission, C. Wesley Rhodes, Jr, Michael A Grassmueck. (Moser, Janet)
May 4, 2007 Filing 111 Declaration of C. Wesley Rhodes, Jr. in Support of His Motion to Release Schwab One Account. Filed by C. Wesley Rhodes, Jr, Rhodes Econometrics, Inc., The Rhodes Company, Resource Transactions, Inc.. (Related document(s): Motion for Release, #108 .) (Attachments: #1 Exhibit) (O'Connor, Michael)
May 4, 2007 Filing 110 Declaration of Michael R. O'Connor In Support of Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account. Filed by C. Wesley Rhodes, Jr, Rhodes Econometrics, Inc., The Rhodes Company, Resource Transactions, Inc.. (Related document(s): Motion for Release, #108 .) (O'Connor, Michael)
May 4, 2007 Filing 109 Memorandum in Support Defendant C. Wesley Rhodes, Jr.'s Memorandum in Support of His Motion to Release the Schwab One Account. Filed by C. Wesley Rhodes, Jr, Rhodes Econometrics, Inc., The Rhodes Company, Resource Transactions, Inc.. (Related document(s): Motion for Release, #108 .) (O'Connor, Michael)
May 4, 2007 Filing 108 Motion for Release Defendant C. Wesley Rhodes, Jr.'s Motion to Release the Schwab One Account. Oral Argumentrequested Filed by C. Wesley Rhodes, Jr, Rhodes Econometrics, Inc., The Rhodes Company, Resource Transactions, Inc.. (O'Connor, Michael)
May 1, 2007 Filing 107 Motion for the Appointment of Advisory Committee of Affected Investors. Oral Argument Requested. Filed by Ad Hoc Committee of Affected Investors. (dls)
May 1, 2007 Filing 106 Proposed Form of Order Submitted [Proposed] Judgment of Permanent Injunction and Other Relief Against Defendant Rhodes Econometrics, Inc. Filed by Securities and Exchange Commission. (Moser, Janet)
May 1, 2007 Filing 105 Consent Settlement Agreement of Defendant Rhodes Econometrics, Inc. to Entry of Permanent Injunction and Other Relief. Filed by Securities and Exchange Commission. (Moser, Janet)
May 1, 2007 Filing 104 Proposed Form of Order Submitted [Proposed] Judgment of Permanent Injunction and Other Relief Against Defendant The Rhodes Company. Filed by Securities and Exchange Commission. (Moser, Janet)
May 1, 2007 Filing 103 Consent Settlement Agreement of Defendant The Rhodes Company to Entry of Permanent Injunction and Other Relief. Filed by Securities and Exchange Commission. (Moser, Janet)
May 1, 2007 Filing 102 Proposed Form of Order Submitted [Proposed] Judgment of Permanent Injunction and Other Relief Against Defendant Resource Transactions, Inc.. Filed by Securities and Exchange Commission. (Moser, Janet)
May 1, 2007 Filing 101 Consent Settlement Agreement of Defendant Resource Transactions, Inc. to Entry of Permanent Injunction and Other Relief. Filed by Securities and Exchange Commission. (Moser, Janet)
April 18, 2007 Filing 100 Proposed Form of Order Submitted Judgment of Permanent Injunction and Other Relief Against Defendant C. Wesley Rhodes, Jr.. Filed by Securities and Exchange Commission. (Moser, Janet)
April 18, 2007 Filing 99 Consent Settlement Agreement Consent of Defendant C. Wesley Rhodes, Jr. to Entry of Permanent Injunction and Other Relief. Filed by Securities and Exchange Commission. (Moser, Janet)
April 2, 2007 Filing 98 Supplemental Report Second Report of Receiver Michael A. Grassmueck. Filed by Michael A Grassmueck. (Attachments: #1 Exhibit 1 Supplemental Forensic Accountants' Report) (Schleicher, Tara)
March 30, 2007 Filing 97 Second Report of Receiver Michael A. Grassmueck. Filed by Michael A Grassmueck. (Attachments: #1 Exhibit 1#2 Exhibit A#3 Exhibit B#4 Exhibit C#5 Exhibit D) (Schleicher, Tara)
March 9, 2007 Opinion or Order Filing 96 ORDER: DENYING Amended Motion for Disbursement of Funds (Pro Rata Distribution of The Fidelity Account) #89 . Ordered by Judge Michael W. Mosman. (dls)
March 2, 2007 Filing 95 Reply in Support to Amended Motion for Disbursement of Funds (Pro Rata Distribution of The Fidelity Account) #89 . Filed by Patrick Ball, Cynthia Ball. (Karia, Anil)
February 26, 2007 Filing 94 Notice of Joinder in Response in Opposition to Motion #92 Plaintiff Securities and Exchange Commission's Joinder with Receiver's Response.Filed by Securities and Exchange Commission. (Related document(s): Response in Opposition to Motion #92 .) (Levin, Victoria)
February 26, 2007 Filing 93 Declaration of Tara J. Schleicher in Support of Receiver's Response in Opposition to Patrick and Cynthia Ball's Motion for a Pro Rata Distribution of the Fidelity Account. Filed by Michael A Grassmueck. (Related document(s): Response in Opposition to Motion #92 .) (Attachments: #1 Exhibit 1#2) (Schleicher, Tara)
February 26, 2007 Filing 92 Response in Opposition to Amended Motion for Disbursement of Funds (Pro Rata Distribution of The Fidelity Account) #89 . Filed by Michael A Grassmueck. (Schleicher, Tara)
February 13, 2007 Filing 91 Amended Declaration of Anil S. Karia in Support of Patrick and Cynthia Ball's Motion for a Pro Rata Distribution of the Fidelity Account. Filed by Patrick Ball, Cynthia Ball. (Related document(s): Motion for Disbursement of Funds #89 .) (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C#4 Exhibit D) (Karia, Anil)
February 13, 2007 Filing 90 Amended Memorandum in Support of Patrick and Cynthia Ball's Motion for a Pro Rata Distribution of the Fidelity Account. Filed by Patrick Ball, Cynthia Ball. (Related document(s): Motion for Disbursement of Funds #89 .) (Karia, Anil)
February 13, 2007 Filing 89 Amended Motion for Disbursement of Funds (Pro Rata Distribution of The Fidelity Account). Oral Argumentrequested Filed by Patrick Ball, Cynthia Ball. (Karia, Anil)
February 13, 2007 Opinion or Order Filing 88 Order for Administrative Correction of the Record regarding Motion for Disbursement of Funds (Pro Rata Distribution of the Fidelity Account) #85 ,Memorandum in Support #86 and Declaration #87 filed by Cynthia Ball, Patrick Ball. Motion for Disbursement of Funds(#85); Memorandum in Support and Declaration #86 #87 has classified information listed. Attorney for Cynthia Ball and Patrick Ball will resubmit an Amended Motion, Memorandum in Support and Declaration. The Clerk of Court will terminate the Original Motion(#85) A Clerical error has been discovered in the case record. In accordance with Fed. R. Civ. P. 60(a), the Clerk is directed to make the following administrative corrections to the record and to notify all parties accordingly. (cib) Modified on 2/13/2007 (Brost, Colleen).
February 12, 2007 Filing 87 Declaration of Anil S. Karia in Support of Patrick and Cynthia Ball's Motion for a Pro Rata Distribution of The Fidelity Account. Filed by Patrick Ball, Cynthia Ball. (Related document(s): Motion for Disbursement of Funds #85 .) (Attachments: #1 Exhibit A#2 Exhibit B#3 Exhibit C#4 Exhibit D) (Karia, Anil)
February 12, 2007 Filing 86 Memorandum in Support of Patrick and Cynthia Ball's Motion for a Pro Rata Distribution of the Fidelity Account. Filed by Patrick Ball, Cynthia Ball. (Related document(s): Motion for Disbursement of Funds #85 .) (Karia, Anil)
February 12, 2007 Filing 85 Motion for Disbursement of Funds (Pro Rata Distribution of the Fidelity Account). Oral Argumentrequested Filed by Patrick Ball, Cynthia Ball. (Karia, Anil) Modified on 2/13/2007 (Brost, Colleen).
January 8, 2007 Opinion or Order Filing 84 ORDER AUTHORIZING RECEIVER TO (1) WIND DOWN AND TERMINATE RHODES ECONOMETRICS, INC.' S BUSINESS; (2) USE FUNDS DURING WIND DOWN OF BUSINESS; (3) SELL RHODES ECONOMETRICS, INC.'S ACCOUNTS; AND (4) RELEASE CLIENT INFORMATION TO FACILITATE TRANSFER OF INVESTMENT MANAGEMENT #73 . Signed on 1/8/07 by Judge Michael W. Mosman. (dls)
January 5, 2007 Opinion or Order Filing 83 Record of Order by Michael W. Mosman. Order GRANTING Stipulation and [Proposed] Order Extending Pretrial and Discovery Deadlines (#76). Discovery is extended from 1/19/07, to be completed by 5/21/2007. Joint Alternate Dispute Resolution Report is extended from 2/20/07, due by 6/20/2007. Pretrial Order is extended from 2/20/07, due by 6/20/2007. Ordered by Judge Michael W. Mosman. (dls)
January 3, 2007 Opinion or Order Filing 82 Order Authorizing Notice And Filing Procedures Regarding Affected Investors. Signed on 1/2/07 by Judge Michael W. Mosman. (cib)
January 3, 2007 Filing 81 Reply to Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transf Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transf #73 . Filed by Michael A Grassmueck. (Schleicher, Tara)
January 3, 2007 Filing 80 Response Plaintiff Securities and Exchange Commission's Statement of Non-Opposition to Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transf Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transf #73 . Filed by Securities and Exchange Commission. (Moser, Janet)
December 29, 2006 Filing 79 First Amended Complaint for Violations of the Federal Securities Laws.Filed by Securities and Exchange Commission against all defendants. (Moser, Janet)
December 22, 2006 Filing 78 Proposed Form of Order Submitted ORDER AUTHORIZING NOTICE AND FILING PROCEDURES REGARDING AFFECTED INVESTORS. Filed by Michael A Grassmueck. (Schleicher, Tara)
December 21, 2006 Filing 77 Response to Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transf Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transf #73 . Filed by all defendants. (O'Connor, Michael)
December 19, 2006 Filing 76 Stipulation and [Proposed] Order Extending Pretrial and Discovery Deadlines by Securities and Exchange Commission. (Levin, Victoria)
December 7, 2006 Filing 75 Declaration of Michael A. Grassmueck in Support of Receiver's Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of funds During Wind Down of Business; (3) Approving Sale of Rhodes Econometrics, Inc.'s Accounts; and (4) Release of Client information to Facilitate Fransfer of Investment Management. Filed by Michael A Grassmueck. (Related document(s): Motion, #73 .) (Attachments: #1 Exhibit Exhibit 1 pages 1 and 2) (Schleicher, Tara)
December 7, 2006 Filing 74 Memorandum in Support of Receiver's Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.'s Business; (2) Use of Funds During Wind Down of Businesses; (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transfer of Investment Management. Filed by Michael A Grassmueck. (Related document(s): Motion, #73 .) (Schleicher, Tara)
December 7, 2006 Filing 73 Motion for Order Authorizing (1) Wind Down and Termination of Rhodes Econometrics, Inc.; (2) Use of Funds During Wind Down of Business: (3) Sale of Rhodes Econometrics Inc.'s Accounts; and (4) Release of Client Information to Facilitate Transfer of Investment Management. Filed by Michael A Grassmueck. (Schleicher, Tara)
December 7, 2006 Filing 72 Declaration of Michael A. Grassmueck in Support of Receiver's Motion for Order Authorizing Notice and Filing Procedures Regarding Affected Investors. Filed by Michael A Grassmueck. (Related document(s): Motion #70 .) (Schleicher, Tara)
December 7, 2006 Filing 71 Memorandum in Support of Receiver's Motion for Order Authorizing Notice and filing Procedures Regarding Affected Investors. Filed by Michael A Grassmueck. (Related document(s): Motion #70 .) (Schleicher, Tara)
December 7, 2006 Filing 70 Motion for Order Authorizing Notice and Filing Procedures Regarding Affected Investors. Filed by Michael A Grassmueck. (Schleicher, Tara) Modified on 1/5/2007 (Brost, Colleen).
November 21, 2006 Filing 69 Notice of Attorney Withdrawal: Notice of Withdrawal of Counsel for Corvette Specialties, Inc..Filed by Corvette Specialties, Inc.. (Deatherage, Stephen)
November 3, 2006 Opinion or Order Filing 67 Order Requiring Turnover and Retention of Funds. Signed on November 3, 2006 by Judge Michael W. Mosman. (eo)
November 2, 2006 Filing 66 Proposed Form of Order Submitted Order Requiring turnover and Retention of Funds. Filed by Michael A Grassmueck. (Schleicher, Tara)
November 2, 2006 Opinion or Order Filing 65 STIPULATION AND ORDER MODIFYING INJUNCTION PRELIMINARY INJUNCTION ORDER RE CORVETTES SPECIALTIES, INC. Signed on 11/2/06 by Judge Michael W. Mosman. (dls)
November 2, 2006 Opinion or Order Filing 64 Record of Order by Michael W. Mosman. Per the parties request Order STRIKING Oral Argument set for November 3, 2006 at 10:00am. Ordered by Judge Michael W. Mosman. (dls)
November 2, 2006 Filing 63 Stipulated Motion Stipulation and Proposed Order Modifying Preliminary Injunction Order re Corvettes Specialties, Inc.. Filed by Michael A Grassmueck. (Schleicher, Tara)
October 30, 2006 Opinion or Order Filing 62 Order for Administrative Correction of the Record. A Clerical error has been discovered in the case record. In accordance with Fed. R. Civ. P. 60(a), the Clerk is directed to make the following administrative corrections to the record and to notify all parties accordingly. The clerk is directed to change the time from 11:00am to 10:00am in minute order (#61). Oral Argument is set for 11/3/2006 at 10:00AM in Portland before Judge Michael W. Mosman. (dls)
October 30, 2006 Opinion or Order Filing 61 Record of Order by Michael W. Mosman. Order STRIKING the Preliminary Injunction Hearing set for 10/30/2006 at 04:00PM in Portland before Judge Michael W. Mosman. Oral Argument is set for 11/3/2006 at 11:00AM in Portland before Judge Michael W. Mosman, regarding Motion Corvette Specialties, Inc.'s Motion to Modify Temporary Restraining Order (#53). Ordered by Judge Michael W. Mosman. (dls)
October 30, 2006 Opinion or Order Filing 60 ORDER OF PRELIMINARY INJUNCTION AND ORDERS: (1) FREEZING ASSETS, (2) APPOINTNG A PERMANENT RECEIVER (3) PROHIBITING THE DESTRUCTION OF DOCUMNTS, AND (4) REQUIRING ACCOUNTINGS. Signed on 10/30/06 by Judge Michael W. Mosman. (dls)
October 30, 2006 Opinion or Order Filing 59 Stipulation and Order Re Entry of Order of Preliminary Injuction and Orders: (1) Freezing Assets, (2) Appointing a Permanent Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings. Signed on 10/30/06 by Judge Michael W. Mosman. (dls)
October 27, 2006 Opinion or Order Filing 58 ORDER GRANTING DEFENDANT C. WESLEY RHODES, JR.'S MOTION FOR ACCESS TO SEP-IRA. Signed on 10/27/06 by Judge Michael W. Mosman. (dls)
October 27, 2006 Filing 57 Proposed Form of Order Submitted [Proposed] Order of Preliminary Injunction and Orders: (1) Freezing Assets, (2) Appointing a Permanent Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings. Filed by Securities and Exchange Commission. (Levin, Victoria)
October 27, 2006 Filing 56 Stipulated Motion for Order re Entry of Order of Preliminary Injunction and Orders: (1) Freezing Assets, (2) Appointing a Permanent Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings. Filed by Securities and Exchange Commission. (Levin, Victoria)
October 25, 2006 Filing 55 MINUTES of Proceedings: Motion Hearing. Order GRANTING Motion Defendant C. Wesley Rhodes, Jr.'s Motion for Access to IRA Account (#39), as stated on the record. Briane Nelson, Mitchell by telephone present as counsel for plaintiff(s). Michael O'Connor, Robert Weaver, and Peter McKittrick present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
October 25, 2006 Filing 54 Memorandum in Support of Corvette Specialties, Inc.'s Motion to Modify Temporary Restraining Order. Filed by Corvette Specialties, Inc.. (Related document(s): Motion #53 .) (Deatherage, Stephen)
October 25, 2006 Filing 53 Motion Corvette Specialties, Inc.'s Motion to Modify Temporary Restraining Order. ORAL ARGUMENT requested Filed by Corvette Specialties, Inc.. (Deatherage, Stephen)
October 25, 2006 Filing 52 Declaration of Janet E. Moser in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5#6 Exhibit 6#7 Exhibit 7#8 Exhibit 8#9 Exhibit 9#10 Exhibit 10#11 Exhibit 11#12 Exhibit 12#13 Exhibit 13#14 Exhibit 14#15 Exhibit 15) (Levin, Victoria)
October 25, 2006 Filing 51 Declaration of Henry B. Garrison in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5 Part 1#6 Exhibit 5 Part 2#7 Exhibit 5 Part 3#8 Exhibit 5 Part 4#9 Exhibit 6#10 Exhibit 7#11 Exhibit 8#12 Exhibit 9) (Levin, Victoria)
October 25, 2006 Filing 50 Declaration of David J. Carney in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1 Part 1#2 Exhibit 1 Part 2#3 Exhibit 2#4 Exhibit 3#5 Exhibit 4#6 Exhibit 5#7 Exhibit 6#8 Exhibit 7#9 Exhibit 8#10 Exhibit 9#11 Exhibit 10#12 Exhibit 11#13 Exhibit 12#14 Exhibit 13#15 Exhibit 14#16 Exhibit 15) (Levin, Victoria)
October 25, 2006 Filing 49 Declaration of Tim Merrihew in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3 Part 1#4 Exhibit 3 Part 2#5 Exhibit 3 Part 3#6 Exhibit 3 Part 4#7 Exhibit 4#8 Exhibit 5#9 Exhibit 6) (Levin, Victoria)
October 25, 2006 Filing 48 Declaration of Carl N. Merkle in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1) (Levin, Victoria)
October 25, 2006 Filing 47 Declaration of Gary Battles in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5) (Levin, Victoria)
October 25, 2006 Filing 46 Declaration of Robert W. Blem in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Attachments: #1 Exhibit 1#2 Exhibit 2#3 Exhibit 3#4 Exhibit 4#5 Exhibit 5#6 Exhibit 6#7 Exhibit 7#8 Exhibit 8#9 Exhibit 9#10 Exhibit 10 Part 1#11 Exhibit 10 Part 2#12 Exhibit 10 Part 3#13 Exhibit 11) (Levin, Victoria)
October 25, 2006 Filing 45 Declaration of Todd Souvignier in Support of Plaintiff Securities and Exchange Commission's Order to Show Cause Re Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Related document(s): Brief #43 .) (Levin, Victoria)
October 25, 2006 Filing 44 Proposed Form of Order Submitted Re: Preliminary Injunction and Orders: 1) Freezing Assets, 2) Appointing a Permanent Receiver, 3) Prohibiting the Destruction of Documents and 4) Requiring Accountings. Filed by Securities and Exchange Commission. (Levin, Victoria)
October 25, 2006 Filing 43 Supplemental Brief in Support of Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (Levin, Victoria)
October 25, 2006 Filing 42 Report Report of Receiver. Filed by Michael A Grassmueck. (Attachments: #1 Exhibit Exhibit A#2 Exhibit Exhibit B#3 Exhibit Exhibit C) (Schleicher, Tara)
October 24, 2006 Filing 41 Declaration of C. Wesley Rhodes, Jr. in Support of his Motion for Access to IRA Account. Filed by all defendants. (Related document(s): Motion #39 .) (O'Connor, Michael)
October 24, 2006 Filing 40 Memorandum in Support of Motion for Access to IRA Account. Filed by all defendants. (Related document(s): Motion #39 .) (O'Connor, Michael)
October 24, 2006 Filing 39 Motion Defendant C. Wesley Rhodes, Jr.'s Motion for Access to IRA Account. Filed by all defendants. (O'Connor, Michael)
October 24, 2006 Opinion or Order Filing 38 Record of Order by Michael W. Mosman. RESETTING THE LOCATION. Status Conference is set for 10/25/2006 at 02:00PM in Portland before Judge Michael W. Mosman, regarding fund distribution.Ordered by Judge Michael W. Mosman. (dls)
October 23, 2006 Opinion or Order Filing 37 Scheduling Order by Michael W. Mosman. Status Conference is set for 10/25/2006 at 02:00PM in Telephone before Judge Michael W. Mosman, regarding fund distribution. Ordered by Judge Michael W. Mosman. (dls)
October 19, 2006 Opinion or Order Filing 36 STIPULATION AND ORDER LIFTINGTHE TEMPORARY RESTRAINING ORDER AS TO THE 2006 MERCEDES CLS 500: Order on Motion for Order #35 . Signed on 10/17/06 by Judge Michael W. Mosman. (dls)
October 13, 2006 Filing 35 Stipulated Motion for Order Lifting The Temporary Restraining Order as to the 2006 Mercedes CLS 500. Filed by Michael A Grassmueck. (Schleicher, Tara)
October 12, 2006 Filing 34 Certificate of Service by Securities and Exchange Commission of Affidavit of Service, #33 . (Levin, Victoria)
October 12, 2006 Filing 33 Affidavit of Service upon C. Wesley Rhodes, Jr served on 9/21/2006 Proof of Service of Summons and Complaint, and Proof of Service of Temporary Restraining Order and Related Documents, on Defendant C. Wesley Rhodes, Jr. filed by Securities and Exchange Commission. (Levin, Victoria)
October 4, 2006 Filing 32 Certificate of Service by Securities and Exchange Commission of Affidavit of Service, #31 . (Levin, Victoria)
October 4, 2006 Filing 31 Affidavit of Service upon Michael A Grassmueck served on 9/21/2006; Rhodes Econometrics, Inc. served on 9/21/2006; The Rhodes Company served on 9/21/2006; Resource Transactions, Inc. served on 9/21/2006 Proof of Service of Summons and Complaint, and Proof of Service of Temporary Restraining Order and Related Documents, on Defendants Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc. filed by Securities and Exchange Commission. (Levin, Victoria)
October 3, 2006 Opinion or Order Filing 30 STIPULATION AND ORDER CONTINUING AND EXTENDING TEMPORARY RESTRAINING ORDER AND ORDERS: (1) FREEZING ASSETS, (2) APPOINTING A TEMPORARY RECEIVER, (3) PROHIBITING THE DESTRUCTION OF DOCUMENTS, AND (4) REQUIRING ACCOUNTINGS; ANDORDER TO SHOW CAUSE RE PRELIMINARY INJUNCTION AND APPOINTMENT OF A PERMANENTRECEIVER. Signed on 10/3/06 by Judge Michael W. Mosman. (dls)
September 29, 2006 Filing 29 Supplement Defendant C. Wesley Rhodes Jr.'s Supplemental Account List. Filed by all defendants. (Weaver, Robert)
September 29, 2006 Filing 28 Supplement Defendant C. Wesley Rhodes Jr.'s Personal Assets List. Filed by all defendants. (Weaver, Robert)
September 29, 2006 Opinion or Order Filing 27 Record of Order by Michael W. Mosman. RESETTING the Preliminary Injunction Hearing FROM 10/2/2006 at 11:00AM, SET FOR 10/30/2006 at 04:00PM in Portland before Judge Michael W. Mosman, per the parties stipulation. Ordered by Judge Michael W. Mosman. (dls)
September 28, 2006 Filing 26 Certificate of Service by Michael A Grassmueck of Stipulation #25 . (McKittrick, Peter)
September 28, 2006 Filing 25 Stipulation re Order on motion for Temporary Restraining Order, Order on Motion to Appoint,, #15 by Michael A Grassmueck. (McKittrick, Peter)
September 27, 2006 Filing 24 Response Defendant C. Wesley Rhodes Jr.'s Account List. Filed by all defendants. (O'Connor, Michael)
September 27, 2006 Opinion or Order Filing 23 Order Granting Receiver's Application for Special Admission Pro Hac Vice of Attorney Mark Robert Hartney for Receiver Michael A Grassmueck. Application Fee in amount of $100 collected. Receipt No. 11648 issued. Signed on 9/27/06 by Judge Paul Papak. (gm)
September 26, 2006 Filing 22 Notice of Case Reassignment: This case has been reassigned from Judge Paul Papak to Judge Michael W. Mosman. (eo)
September 26, 2006 Opinion or Order Filing 21 Record of Order by Michael W. Mosman. The SEC and Mr Rhodes have agreedto the following: Regarding paragraph 17 of the TRO Mr Rhodes willprovide the SEC a complete list of accounts no later than tomorrowmorning, September 27 and a complete list of personal assets no laterthan Friday September 29. Order STRIKING Status Conference is set for 9/26/2006 at 03:00PM in Telephone before Judge Michael W. Mosman. Ordered by Judge Michael W. Mosman. (dls)
September 26, 2006 Opinion or Order Filing 20 Scheduling Order by Michael W. Mosman. Status Conference is set for 9/26/2006 at 03:00PM in Telephone before Judge Michael W. Mosman. The court will intiate the call. Ordered by Judge Michael W. Mosman. (dls)
September 26, 2006 Opinion or Order Filing 19 Order Granting Receiver's Application for Special Admission Pro Hac Vice of Attorney David R. Zaro for Receiver Michael A. Grassmueck. Application Fee in amount of $100 collected. Receipt No. 11645 issued. Signed on 9/26/06 by Judge Paul Papak. (gm)
September 25, 2006 Filing 18 Notice of Appearance of Peter C. McKittrick appearing on behalf of Michael A Grassmueck. (McKittrick, Peter)
September 22, 2006 Opinion or Order Filing 17 Record of Order by Michael W. Mosman. This case will be reassigned to Judge Mosman. RESETTING Preliminary Injunction Hearing FROM 10/2/2006 at 10:00AM in Portland before Magistrate Judge Paul Papak, SET FOR 10/2/2006 at 11:00AM in Portland before Judge Michael W. Mosman. Counsel please note the change in time and place. Ordered by Judge Michael W. Mosman. (dls)
September 21, 2006 Filing 68 Discovery and Pretrial Scheduling Order and Notice of Case Assignment to the Honorable Michael W. Mosman. Discovery is to be completed by 1/19/2007. Joint Alternate Dispute Resolution Report is due by 2/20/2007. Pretrial Order is due by 2/20/2007. (cib)
September 21, 2006 Filing 16 MINUTES of Proceedings: Temporary Restraining Order Hearing. Order GRANTING Motion for Temporary Restraining Order. The order will expire 10/2/06 at 5:00pm. Response to the preliminary injuction is due by 9/28/2006. Reply to the preliminary injunction is due by 10/2/2006. Preliminary Injunction Hearing is set for 10/2/2006 at 10:00AM in Portland before Magistrate Judge Paul Papak. Janet Moser and Victoria Levin present as counsel for plaintiff(s). not present present as counsel for defendant(s). Court Reporter: Bonita Shumway. Michael W. Mosman presiding. (dls)
September 21, 2006 Opinion or Order Filing 15 TEMPORARY RESTRAINING ORDER and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver (Michael Grassmueck), (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunction and Appointment of a Permanent Receiver. Signed on September 21, 2006 by Judge Michael W. Mosman. (eo)
September 21, 2006 Filing 14 Declaration of Carl N. Merkle in Support of Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunctio n and Appointment of a Permanent Receiver (#7 ). Filed by Securities and Exchange Commission. (Attachments: #(1) Exhibits 1-3, #(2) Exhibit 4, #(3) Exhibits 5-8, #(4) Exhibits 9-13, #(5) Exhibit 14, #(6) Exhibits 15 & 16, #(7) Exhibit 17, pages 1-28, #(8) Exhibit 17, pages 29-59, #(9) Exhibits 18 & 19, #(10) Exhibits 20 & 21, #(11) Exhibits 22-24, #(12) Exhibits 25-32) (eo)
September 21, 2006 Filing 13 Declaration of Susan L. Schoaps in Support of Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunctio n and Appointment of a Permanent Receiver (#7 ). Filed by Securities and Exchange Commission. (Attachments: #(1) Exhibits 1-4, #(2) Exhibits 5-7, #(3) Exhibit 8, pages 1-40, #(4) Exhibit 8, pages 41-80, #(5) Exhibit 8, pages 81-102, #(6) Exhibit 8, pages 103-124, #(7) Exhibit 9, #(8) Exhibit 10, pages 1-30, #(9) Exhibit 10, pages 31-66, #(10) Exhibits 11-15, #(11) Exhibits 16-25, #(12) Exhibits 26 & 27, #(13) Exhibits 28-30, #(14) Exhibits 31-33, #(15) Exhibits 34 & 35) (eo)
September 21, 2006 Filing 12 Declaration of Stan C. Maekawa in Support of Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunctio n and Appointment of a Permanent Receiver (#7 ). Filed by Securities and Exchange Commission. (eo)
September 21, 2006 Filing 11 Declaration of Kenneth L. Bossert in Support of Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunctio n and Appointment of a Permanent Receiver (#7 ). Filed by Securities and Exchange Commission. (eo)
September 21, 2006 Filing 10 Declaration of Janet E. Moser in Support of Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunctio n and Appointment of a Permanent Receiver (#7 ). Filed by Securities and Exchange Commission. (Attachments: #(1) Exhibits 1-7, #(2) Exhibits 8 & 9) (eo)
September 21, 2006 Filing 9 Memorandum of Points and Authorities in Support of Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunction and Appointment of a Permanent Receiver (#7 ). Filed by Securities and Exchange Commission. (eo)
September 21, 2006 Filing 8 Recommendation by Plaintiff Securities and Exchange Commission that Michael A. Grassmueck be Appointed Receiver. Filed by Securities and Exchange Commission. (eo)
September 21, 2006 Filing 7 Ex Parte Motion for Temporary Restraining Order and Orders: (1) Freezing Assets, (2) Appointing a Temporary Receiver, (3) Prohibiting the Destruction of Documents, and (4) Requiring Accountings; and Order to Show Cause RE Preliminary Injunction and Appointment of a Permanent Receiver. Filed by Securities and Exchange Commission. (eo)
September 21, 2006 Opinion or Order Filing 6 Order Granting Application for Special Admission Pro Hac Vice of Victoria A. Levin for Securities and Exchange Commission. Signed on September 21, 2006 by Judge Michael W. Mosman. (eo)
September 21, 2006 Opinion or Order Filing 5 Order Granting Application for Special Admission Pro Hac Vice of Janet Moser for Securities and Exchange Commission. Signed on September 21, 2006 by Judge Michael W. Mosman. (eo)
September 21, 2006 Opinion or Order Filing 4 Order Granting Application for Special Admission Pro Hac Vice of Kelly Bowers for Securities and Exchange Commission. Signed on September 21, 2006 by Judge Michael W. Mosman. (eo)
September 21, 2006 Opinion or Order Filing 3 Order Granting Application for Special Admission Pro Hac Vice of Briane Nelson Mitchell for Securities and Exchange Commission. Signed on September 21, 2006 by Judge Michael W. Mosman. (eo)
September 21, 2006 Filing 2 Complaint for Violations of the Federal Securities Laws. Summons issued as to Resource Transactions, Inc.; The Rhodes Company; Rhodes Econometrics, Inc.; and C. Wesley Rhodes, Jr..Filed by Securities and Exchange Commission against C. Wesley Rhodes, Jr, Rhodes Econometrics, Inc., The Rhodes Company, Resource Transactions, Inc.. (eo) (Additional attachment(s) added on 7/23/2015: #1 Civil cover) (dnt). (Additional attachment(s) added on 7/23/2015: #2 Summons) (dnt).
September 21, 2006 Opinion or Order Filing 1 Scheduling Order by Michael W. Mosman. Temporary Restraining Order Hearing is set for 9/21/2006 at 11:30AM in Portland before Judge Michael W. Mosman. Ordered by Judge Michael W. Mosman. (dls)

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Oregon District Court's Electronic Court Filings (ECF) System

Search for this case: Securities and Exchange Commission v. Rhodes et al
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Receiver: Michael A. Grassmueck
Represented By: David R. Zaro
Represented By: Michelle Holman Kerin
Represented By: Mark R. Hartney
Represented By: Christopher L. Parnell
Represented By: Tara J. Schleicher
Represented By: Peter C. McKittrick
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: C. Wesley Rhodes, Jr.
Represented By: Michael Ryan O'Connor
Represented By: Jacob Wieselman
Represented By: Michael R. Levine
Represented By: Robert C. Weaver, Jr.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Rhodes Econometrics, Inc.
Represented By: Michael Ryan O'Connor
Represented By: Jacob Wieselman
Represented By: Robert C. Weaver, Jr.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: The Rhodes Company
Represented By: Michael Ryan O'Connor
Represented By: Jacob Wieselman
Represented By: Robert C. Weaver, Jr.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Defendant: Resource Transactions, Inc.
Represented By: Michael Ryan O'Connor
Represented By: Jacob Wieselman
Represented By: Robert C. Weaver, Jr.
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Plaintiff: Securities and Exchange Commission
Represented By: Victoria A. Levin
Represented By: Karen Matteson
Represented By: Kelly Bowers
Represented By: Janet Moser
Represented By: Briane Nelson Mitchell
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Interested party: MML Investor Services, Inc.
Represented By: Stephanie K. Hines
Represented By: Nicholle Y. Winters
Represented By: Paul T. Fortino
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Interested party: Douglas A. Gribskov
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: Mrs. Anne Leslie Rhodes
Represented By: Jacob Wieselman
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Intervenor plaintiff: Mr. John T. Carr
Represented By: Daniel L. Keppler
Represented By: Susan E. Watts
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Intervenor plaintiff: Carr & Schwartz, LLP
Represented By: Daniel L. Keppler
Represented By: Susan E. Watts
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Intervenor plaintiff: Carr & Schwartz, LLC
Represented By: Daniel L. Keppler
Represented By: Susan E. Watts
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?