SECURITIES AND EXCHANGE COMMISSION v. BERLACHER et al

Justia Dockets & Filings Third Circuit Pennsylvania Eastern District SECURITIES AND EXCHANGE COMMISSION v. BERLACHER et al

SECURITIES AND EXCHANGE COMMISSION v. BERLACHER et al

Plaintiff:	SECURITIES AND EXCHANGE COMMISSION
Defendant:	ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC and RAB INVESTMENT COMPANY, LLC
Case Number:	2:2007cv03800
Filed:	September 13, 2007
Court:	US District Court for the Eastern District of Pennsylvania
Office:	Philadelphia Office
County:	Outside the State of PA.
Presiding Judge:	MITCHELL S GOLDBERG
Nature of Suit:	Other Statutes: Securities/Commodities
Cause of Action:	15 U.S.C. § 77 Securities Fraud
Jury Demanded By:	None

RSS Track this Docket

Docket Report

This docket was last retrieved on February 15, 2012. A more recent docket listing may be available from PACER.

Date Filed	Document Text
February 15, 2012	Filing 135 MEMORANDUM AND ORDER THAT THE APPLICANTS' "AMENDED MOTION FOR FEES & COSTS UNDER THE EQUAL ACCESS TO JUSTICE ACT" IS DENIED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 2/14/12. 2/15/12 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
February 15, 2012	Filing 134 MEMORANDUM AND OPINION. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 2/14/12. 2/15/12 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
May 26, 2011	Filing 133 ORDER THAT "DEFENDANTS' MOTION FOR LEAVE TO FILE A NOTICE OF SUPPLEMENTAL AUTHORITY" IS DENIED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 5/25/11.5/26/11 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
May 26, 2011	Filing 132 Defendants' Reply to Plaintiff's Brief in Opposition to Defendants' Amended Motion fr Attorney Fees under the Equal Access to Justice Act, Certificate of Service. (Attachments: #1 Exhibit)(fdc)
May 26, 2011	Filing 131 ORDER THAT DEFENDANTS' MOTION FOR LEAVE TO FILE A REPLY TO PLAINTIFF'S BRIEF IS GRANTED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 5/25/11.5/26/11 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
March 25, 2011	Filing 130 RESPONSE in Opposition re #129 MOTION for Leave to File a Notice of Supplemental Authority filed by SECURITIES AND EXCHANGE COMMISSION. (WILLIAMS, DAVID)
March 25, 2011	Filing 129 MOTION for Leave to File a Notice of Supplemental Authority filed by CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD..Certificate of Service. (Attachments: #1 Text of Proposed Order, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C (part 1), #5 Exhibit C (part 2), #6 Certificate of Service)(HUH, JOHN)
March 9, 2011	Filing 128 RESPONSE in Opposition re #127 MOTION for Leave to File A Reply To Plaintiff's Brief in Opposition to Defendants' Amended Motion for Attorney Fees filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Certificate of Service, #2 Text of Proposed Order)(WILLIAMS, DAVID)
February 23, 2011	Filing 127 MOTION for Leave to File A Reply To Plaintiff's Brief in Opposition to Defendants' Amended Motion for Attorney Fees filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD..Brief, Certificate of Service. (Attachments: #1 Exhibit Proposed Reply Brief, #2 Certificate of Service, #3 Text of Proposed Order)(HUH, JOHN)
February 7, 2011	Filing 126 RESPONSE in Opposition re #124 Amended MOTION for Attorney Fees filed by SECURITIES AND EXCHANGE COMMISSION. (WILLIAMS, DAVID)
January 11, 2011	Filing 125 ORDER THAT DEFENDANTS' MOTION FOR ATTORNEY FEES IS DENIED AS MOOT IN LIGHT OF DEFENDANTS' "AMENDED MOTION FOR FEES & COSTS UNDER THE EQUAL ACCESS TO JUSTICE ACT." SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 1/7/11.1/11/11 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
January 7, 2011	Filing 124 Amended MOTION for Attorney Fees filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD..Memorandum, Affidavit, Certificate of Service. (Attachments: #1 Memorandum of Law, #2 Exhibit A through D, #3 Affidavit Exhibit E, #4 Certificate of Service, #5 Text of Proposed Order)(HUH, JOHN)
December 28, 2010	Filing 123 STIPULATION AND ORDER ON THE BRIEFING SCHEDULE FOR DEFENDANT'S AMENDED EAJA PETITION. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 12/28/2010. 12/28/2010 ENTERED AND COPIES MAILED, E-MAILED.(kp, )
December 23, 2010	Filing 122 STIPULATION re #121 MOTION for Attorney Fees and Proposed Order by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, SECURITIES AND EXCHANGE COMMISSION, VFT SPECIAL VENTURES, LTD.. (WILLIAMS, DAVID) (FILED IN ERROR BY ATTORNEY; COPY FORWARDED TO CLERK/JUDGE FOR APPROVAL) Modified on 12/28/2010 (nd, ).
December 15, 2010	Filing 121 MOTION for Attorney Fees filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD..Memorandum, Certificate of Service. (Attachments: #1 Memorandum of Law, #2 Exhibit A through D, #3 Text of Proposed Order, #4 Certificate of Service)(HUH, JOHN)
October 13, 2010	Filing 120 ORDER THAT DEFENDANT'S UNOPPOSED REQUEST FOR AN EXTENSION OF 90 DAYS TO COMPLY WITH THIS COURTS SEPTEMBER 13, 2010 ORDER DIRECTING DEFENDANT TO PAY A DISGORGEMENT AMOUNT OF $352,363.68 WITHIN 30 DAYS IS GRANTED. DEFENDANTS SHALL COMPLY WITH THIS COURT'S SEPTEMBER 13, 2010 ORDER ON OR BEFORE JANUARY 12, 2011 SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 10/13/2010. 10/14/2010 ENTERED AND COPIES E-MAILED AND MAILED.(jcab)
September 14, 2010	Filing 119 MEMORANDUM AND ORDER THAT JUDGMENT IS ENTERED IN FAVOR OF PLAINTIFF AND AGAINST DEFENDANTS ON THE FRAUD COUNTS FOR THE RADNYE AND IDWK TRANSACTIONS. IT IS FURTHER ORDERED THAT JUDGMENT IS ENTERED IN FAVOR OF DEFENDANTS AND AGAINST PLAINTIFF ON THE INSIDER TRADING COUNT AND THE FRAUD COUNTS FOR THE HOLLYWOOD AND SMITHMICRO TRANSACTIONS. IT IS FURTHER ORDERED THAT DEFENDANTS ARE JOINTLY AND SEVERALLY LIABLE FOR DISGORGEMENT IN THE AMOUNT OF $352,363.68, REPRESENTING PROFITS GAINED (LOSSES AVOIDED) AS A RESULT OF THE CONDUCT ALLEGED IN THE COMPLAINT REGARDING THE RADYNE AND IDWK TRANSACTIONS. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 9/13/10. 9/14/10 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
September 14, 2010	Filing 118 MEMORANDUM OPINION. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 9/13/10. 9/14/10 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
September 10, 2010	Filing 117 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Post-Trial Telephone Conference held on 9/10/10. (fdc)
June 10, 2010	Filing 116 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Post-Trial Conference held on 6/8/10. (fdc)
May 11, 2010	Filing 115 PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S Surreply in Support of Supplemental Brief on Disgorgement. (fdc)
May 11, 2010	Filing 114 Defendants' Reply to Plaintiff's Supplemental Brief on Disgorgement. (fdc)
May 11, 2010	Filing 113 ORDER THAT DEFENDANTS' AND PLAINTIFF'S MOTIONS FOR LEAVE TO FILE REPLY MEMORANDUM ARE GRANTED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 5/10/10.5/11/10 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
May 7, 2010	Filing 112 MOTION for Leave to File Surreply in Support of Plaintiff's Supplemental Brief on Disgorgement filed by SECURITIES AND EXCHANGE COMMISSION.Memorandum, Certificate of Service. (Attachments: #1 Exhibit A -- Proposed Surreply, #2 Text of Proposed Order)(WILLIAMS, DAVID)
May 7, 2010	Filing 111 MOTION for Leave to File Reply to Plaintiff's Supplemental Brief on Disgorgement filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD..Certificate of Service. (Attachments: #1 Proposed Order, #2 Exhibit A)(HUH, JOHN)
April 30, 2010	Filing 110 TRIAL BRIEF Supplemental on Disgorgement per April 16, 2010 Order by SECURITIES AND EXCHANGE COMMISSION. Certificate of Service (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Exhibit K, #12 Exhibit L)(WILLIAMS, DAVID)
April 30, 2010	Filing 109 TRIAL BRIEF - POST-TRIAL MEMORANDUM REGARDING DISGORGEMENT filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, SECURITIES AND EXCHANGE COMMISSION, VFT SPECIAL VENTURES, LTD.. CERTIFICATE OF SERVICE (HUH, JOHN)
April 30, 2010	Filing 108 TRIAL BRIEF - POST-TRIAL MEMORANDUM REGARDING DISGORGEMENT filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, SECURITIES AND EXCHANGE COMMISSION, VFT SPECIAL VENTURES, LTD.. CERTIFICATE OF SERVICE (HUH, JOHN)
April 16, 2010	Filing 107 ORDER THAT THE COURT REQUESTS FURTHER SUBMISSIONS FROM COUNSEL REGARDING THE RADYNE AND INTERNATIONAL DISPLAY WORKS TRANSACTIONS. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 4/16/10. 4/19/10 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
March 30, 2010	Filing 106 POST-TRIAL MEMORANDUM by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD., CERTIFICATE OF SERVICE. (HUH, JOHN) Modified on 3/31/2010 (nd).
March 30, 2010	Filing 105 Proposed Findings of Fact and Conclusions of Law by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD.. CERTIFICATE OF SERVICE (HUH, JOHN)
March 30, 2010	Filing 104 Statement In Support of Entry of Permanent Injunction by SECURITIES AND EXCHANGE COMMISSION. (WILLIAMS, DAVID)
March 30, 2010	Filing 103 Proposed Findings of Fact and Conclusions of Law by SECURITIES AND EXCHANGE COMMISSION. Certificate of Service (WILLIAMS, DAVID)
March 16, 2010	Filing 102 TRANSCRIPT of Bench Trial - Day 3 held on 3/11/10 before Judge Goldberg. Court Reporter: Laws Transcription Service. (fdc)
March 16, 2010	Filing 101 TRANSCRIPT of Bench Trial - Day 2 held on 3/10/10 before Judge Goldberg. Court Reporter: Laws Transcription Service. (fdc)
March 16, 2010	Filing 100 TRANSCRIPT of Bench Trial - Day One held on 3/9/10 before Judge Goldberg. Court Reporter: Laws Transcription Service. (fdc)
March 12, 2010	Filing 99 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Bench Trial - Day 3 held on 3/11/10. (fdc)
March 11, 2010	Filing 98 MOTION for Judgment as a Matter of Law with Supporting Memorandum of Law filed by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, VFT SPECIAL VENTURES, LTD..Memorandum of Law, Certificate of Service. (Attachments: #1 Memorandum of Law, #2 Proposed Order, #3 Certificate of Service)(HUH, JOHN)
March 11, 2010	Filing 97 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Bench Trial held on 3/10/2010. Court Reporter: STEPHEN SONNIE. (ems)
March 10, 2010	Filing 96 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Bench Trial held on 3/9/2010. Court Reporter: STEPHEN SONNIE. (ems)
March 3, 2010	Filing 95 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Final Pretrial Conference held on 3/3/10. (fdc)
March 3, 2010	Filing 94 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Oral Argument held on 3/3/2010. (fdc)
March 2, 2010	Filing 93 STIPULATION OF FACTS by ROBERT A. BERLACHER, CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., LANCASTER INVESTMENT PARTNERS, L.P., LIP ADVISORS, LLC, NCP ADVISORS, LLC, NORTHWOOD CAPITAL PARTNERS, L.P., RAB INVESTMENT COMPANY, LLC, SECURITIES AND EXCHANGE COMMISSION, VFT SPECIAL VENTURES, LTD.. (HUH, JOHN)
February 19, 2010	Filing 92 ORDER THAT DEFENDANTS' MOTION FOR LEAVE TO FILE A REPLY BRIEF IS DENIED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 2/19/10.2/19/10 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
February 12, 2010	Filing 91 MOTION for Leave to File Reply Brief in Further Support of Their Motion in Limine filed by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Certificate of Service. (Attachments: #1 Exhibit A, #2 Certificate of Service, #3 Proposed Order)(HUH, JOHN)
February 1, 2010	Filing 90 RESPONSE in Opposition re #87 MOTION in Limine to Strike Plaintiff's Expert Report and Preclude the Expert from Testifying filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order)(WILLIAMS, DAVID)
January 19, 2010	Filing 89 TRIAL BRIEF Plaintiff's Pretrial Memorandum by SECURITIES AND EXCHANGE COMMISSION. Certificate of Service (Attachments: #1 Exhibit A -- Trial Witness List, #2 Exhibit B -- Trial Exhibit List, #3 Exhibit C -- Objections to Defendant's Exhibits, #4 Exhibit D -- Deposition Designations)(WILLIAMS, DAVID)
January 19, 2010	Filing 88 TRIAL BRIEF -Defendants' Pre-Trial Memorandum by LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. Certificate of Service (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Certificate of Service)(HUH, JOHN)
January 19, 2010	Filing 87 MOTION in Limine to Strike Plaintiff's Expert Report and Preclude the Expert from Testifying filed by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Memorandum of Law, Certificate of Service. (Attachments: #1 Memorandum of Law, #2 Exhibit 1, #3 Exhibit 2, #4 Certificate of Service, #5 Proposed Order)(HUH, JOHN)
January 11, 2010	Filing 86 STIPULATION AND ORDER THAT THE PARTIES SHALL HAVE UNTIL 1/19/10, BY WHICH TO FILE THE FOLLOWING: A COPY OF EACH EXHIBIT THE PARTIES EXPECT TO OFFER AT TRIAL, AN INDEX OF ALL TRIAL EXHIBITS, AND PROPOSED STIPULATIONS. THE PARTIES FURTHER WAIVE THEIR REQUESTS FOR A TRIAL BY JURY IN THIS MATTER. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 1/11/10. 1/12/10 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
January 7, 2010	Filing 85 Minute Entry for proceedings held before MAGISTRATE JUDGE L. FELIPE RESTREPO: Settlement Conference held on 1/6/10. (fdc, )
December 11, 2009	Filing 84 SECOND AMENDED SCHEDULING ORDER. ORDER THAT A FINAL PRETRIAL CONFERENCE IS SET FOR 3/3/10 AT 10:00 AM IN JUDGE'S CHAMBERS BEFORE HONORABLE MITCHELL S. GOLDBERG, MOTIONS DUE BY 1/19/10, PLAINTIFF PRETRIAL MEMO DUE BY 1/19/10, DEFENDANT PRETRIAL MEMO DUE BY 1/19/10, TRIAL DATE SET FOR 3/9/10 AT 9:00 AM IN COURTROOM BEFORE HONORABLE MITCHELL S. GOLDBERG. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 12/9/09. 12/11/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
December 9, 2009	Filing 83 ORDER THAT A SETTLEMENT CONFERENCE IS SET FOR 1/6/10 AT 2:00 PM IN COURTROOM BEFORE MAGISTRATE JUDGE L. FELIPE RESTREPO. SIGNED BY MAGISTRATE JUDGE L. FELIPE RESTREPO ON 12/9/09. 12/9/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
November 16, 2009	Filing 82 AMENDED SCHEDULING ORDER. ORDER THAT A FINAL PRETRIAL CONFERENCE IS SET FOR 1/29/10 AT 10:00 AM IN JUDGE'S CHAMBERS BEFORE HONORABLE MITCHELL S. GOLDBERG, MOTIONS DUE BY 12/21/09, PLAINTIFF PRETRIAL MEMO DUE BY 12/21/09, DEFENDANT PRETRIAL MEMO DUE BY 12/21/09, TRIAL DATE SET FOR 2/9/10 AT 9:00 AM IN COURTROOM BEFORE HONORABLE MITCHELL S. GOLDBERG. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 11/16/09. 11/16/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
November 16, 2009	Filing 81 ORDER THAT PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT AND DEFENDANT'S MOTION FOR SUMMARY JUDGMENT ARE DENIED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 11/16/09. 11/16/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
August 25, 2009	Filing 80 Notice of Filing of Official Transcript with Certificate of Service re #79 Transcript - PDF, 8/25/2009 Entered and Copies Emailed and Mailed.. (tomg, )
August 25, 2009	Filing 79 TRANSCRIPT of TELEPHONE CONFERENCE held on 8/6/2009, before Judge HONORABLE MITCHELL S. GOLDBERG. Court Reporter/Transcriber JAMES BECK. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.. Redaction Request due 9/15/2009. Redacted Transcript Deadline set for 9/25/2009. Release of Transcript Restriction set for 11/23/2009. (tomg, )
August 7, 2009	Filing 78 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: ORAL ARGUMENT held on 8/6/2009 (tomg, )
August 6, 2009	Filing 77 ORDER THAT ORAL ARGUMENT ON PLAINTIFF'S AND DEFENDANTS' CROSS-MOTIONS FOR SUMMARY JUDGMENT WILL BE HELD VIA TELEPHONE ON THURSDAY, 8/6/09 AT 3:00 PM. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 8/5/09. 8/6/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
July 22, 2009	Filing 76 ORDER THAT AN ORAL ARGUMENT ON PLAINTIFF'S AND DEFEDANTS' CROSS-MOTIONS FOR SUMMARY JUDGMENT WILL BE HELD VIA TELEPHONE ON FRIDAY, 8/7/09 AT 2:00 PM BEFORE HONORABLE MITCHELL S. GOLDBERG. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 7/22/09. 7/22/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
June 15, 2009	Filing 75 ORDER THAT THE DEFENDENT'S MOTIONS TO STRIKE (DOC. #65 & 68) ARE DENIED.. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 6/9/2009.6/16/2009 ENTERED AND COPIES MAILED AND E-MAILED.(tomg, )
June 5, 2009	Filing 74 STIPULATION AND ORDER THAT THE PARTIES SHALL HAVE UNTIL THIRTY DAYS AFTER DISPOSITION OF THE PENDING CROSS-MOTIONS FOR SUMMARY JUDGMENT AND SUMMARY ADJUDICATION BY WHICH TO FILE THE FOLLOWING: PRETRIAL MEMORANDA, PROPOSED VOIR DIRE QUESTIONS, JURY INSTRUCTIONS, SPECIAL INTERROGATORIES, AND VERDICT FORMS FOR A JURY TRIAL. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 6/5/09. 6/5/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
June 4, 2009	Filing 73 Reply Memorandum in Support of Defendants' Motion for Summary Judgment. (fdc)
June 4, 2009	Filing 72 ORDER THAT DEFENDANTS' MOTION FOR LEAVE TO FILE A REPLY BRIEF IS GRANTED. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 6/3/09.6/4/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
May 5, 2009	Filing 71 Declaration re #70 Response in Opposition to Motion by Julie Riewe by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C)(WILLIAMS, DAVID)
May 5, 2009	Filing 70 RESPONSE in Opposition re #68 MOTION to Strike #64 Declaration, #62 Response in Opposition to Motion, MOTION to Strike #64 Declaration, #62 Response in Opposition to Motion, filed by SECURITIES AND EXCHANGE COMMISSION, Certificate of Service. (WILLIAMS, DAVID) Modified on 5/6/2009 (nd).
May 5, 2009	Filing 69 NOTICE by SECURITIES AND EXCHANGE COMMISSION of Errata (Attachments: #1 Exhibit A)(WILLIAMS, DAVID)
April 21, 2009	Filing 68 MOTION to Strike #64 Declaration, #62 Response in Opposition to Motion, filed by LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Memorandum in Support, Certificate of Service. (Attachments: #1 Supplement Memorandum in Support, #2 Text of Proposed Order, #3 Supplement Certificate of Service)(HUH, JOHN)
April 21, 2009	Filing 67 MOTION for Leave to File Reply Brief in Further Support of Their Motion for Summary Judgment filed by LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Certificate of Service. (Attachments: #1 Exhibit A, #2 Text of Proposed Order, #3 Supplement Certificate of Service)(HUH, JOHN)
April 20, 2009	Filing 66 RESPONSE in Opposition re #65 MOTION to Strike #56 Declaration, #55 MOTION for Summary Judgment MOTION to Strike #56 Declaration, #55 MOTION for Summary Judgment MOTION to Strike #56 Declaration, #55 MOTION for Summary Judgment filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order)(WILLIAMS, DAVID) Certificate of Service attached. Modified on 4/22/2009 (nds).
April 14, 2009	Filing 65 MOTION to Strike #56 Declaration, #55 MOTION for Summary Judgment filed by LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Memorandum, Certificate of Service. (Attachments: #1 Supplement Memorandum in Support of Defendants' Motion to Strike, #2 Text of Proposed Order Order, #3 Supplement Certificate of Service)(HUH, JOHN)
April 14, 2009	Filing 64 Declaration re #62 Response in Opposition to Motion, of Julie Riewe by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit A through E, #2 Exhibit F through H, #3 Exhibit i through j)(WILLIAMS, DAVID)
April 14, 2009	Filing 63 RESPONSE in Opposition re #55 MOTION for Summary Judgment filed by LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. (Attachments: #1 Exhibit Exhibit 1, #2 Exhibit Exhibit 2, #3 Exhibit Defendants' Response to Separate Statement, #4 Text of Proposed Order Order, #5 Supplement Certificate of Service)(HUH, JOHN)
April 14, 2009	Filing 62 RESPONSE in Opposition re #54 MOTION for Summary Judgment with supporting Memorandum of Law and Statement of Undisputed Material Facts filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit Counterstatement Of Material Facts)(WILLIAMS, DAVID)
April 7, 2009	Filing 61 Disclosure Statement Form pursuant to FRCP 7.1 by CHARDONNAY PARTNERS, L.P..(HUH, JOHN)
April 7, 2009	Filing 60 Disclosure Statement Form pursuant to FRCP 7.1 by CABERNET PARTNERS, L.P..(HUH, JOHN)
April 7, 2009	Filing 59 Disclosure Statement Form pursuant to FRCP 7.1 by NORTHWOOD CAPITAL PARTNERS, L.P..(HUH, JOHN)
April 7, 2009	Filing 58 Disclosure Statement Form pursuant to FRCP 7.1 by LANCASTER INVESTMENT PARTNERS, L.P..(HUH, JOHN)
April 7, 2009	Filing 57 Disclosure Statement Form pursuant to FRCP 7.1 by INSIGNA PARTNERS L.P..(HUH, JOHN)
March 31, 2009	Filing 56 Declaration re #55 MOTION for Summary Judgment of Julie Riewe by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Exhibit A through E, #2 Exhibit F, #3 Exhibit G to I, #4 Exhibit J through K, #5 Exhibit L, #6 Exhibit M through O, #7 Exhibit P, #8 Exhibit Q through R, #9 Exhibit S through Z)(WILLIAMS, DAVID)
March 31, 2009	Filing 55 MOTION for Summary Judgment filed by SECURITIES AND EXCHANGE COMMISSION.Memorandum, Certificate of Service. (Attachments: #1 Exhibit Memorandum in Support, #2 Exhibit Statement of Undisputed Material Facts, #3 Exhibit Certificate of Service, #4 Text of Proposed Order)(WILLIAMS, DAVID)
March 31, 2009	Filing 54 MOTION for Summary Judgment with supporting Memorandum of Law and Statement of Undisputed Material Facts filed by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Memorandum, Certificate of Service. (Attachments: #1 Memorandum of Law, #2 Exhibit 1, #3 Exhibit 2, #4 Exhibit 3, #5 Exhibit 4, #6 Exhibit 5, #7 Exhibit 6, #8 Exhibit 7, #9 Exhibit 8, #10 Exhibit 9, #11 Exhibit 10, #12 Exhibit 11, #13 Exhibit 12, #14 Exhibit 13, #15 Exhibit 14, #16 Exhibit 15, #17 Exhibit 16, #18 Exhibit 17, #19 Exhibit 18, #20 Exhibit 19, #21 Exhibit 20, #22 Exhibit 21, #23 Statement of Undisputed Material Facts in Support of Motion for Summary Judgment, #24 Proposed Order, #25 Certificate of Service)(HUH, JOHN)
March 31, 2009	Filing 53 NOTICE of Appearance by JOHN D. HUH on behalf of VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P. with Certificate of Service (Attachments: #1 Certificate of Service)(HUH, JOHN)
March 4, 2009	Filing 52 Minute Entry for proceedings held before MAGISTRATE JUDGE L. FELIPE RESTREPO: Settlement Conference held on 3/3/09. (fdc, )
February 5, 2009	Filing 51 STIPULATION AND ORDER THAT DISCOVERY IS DUE BY 3/31/09, MOTIONS DUE BY 6/30/09, PLAINTIFF PRETRIAL MEMO DUE BY 6/30/09, DEFENDANT PRETRIAL MEMO DUE BY 6/30/09. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 2/5/09. 2/5/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
January 29, 2009	Filing 50 ORDER THAT A SETTLEMENT CONFERENCE IS SET FOR 3/3/09 AT 2:00 PM IN COURTROOM BEFORE MAGISTRATE JUDGE L. FELIPE RESTREPO. SIGNED BY MAGISTRATE JUDGE L. FELIPE RESTREPO ON 1/29/09. 1/29/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
January 27, 2009	Filing 49 STIPULATION and Proposed Order by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. (Attachments: #1 Certificate of Service)(HITTINGER, CARL) (FILED IN ERROR BY ATTORNEY; COPY FORWARDED TO JUDGE FOR APPROVAL) Modified on 1/27/2009 (nd, ).
January 20, 2009	Filing 48 ORDER THAT THE PARTIES ARE REFERRED TO MAGISTRATE JUDGE L. FELIPE RESTREPO FOR A SETTLEMENT CONFERENCE. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 1/13/09. 1/20/09 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
January 6, 2009	Filing 47 Minute Entry for proceedings held before HONORABLE MITCHELL S. GOLDBERG: Status Conference held on 1/5/09. (jl, )
November 21, 2008	Filing 46 ORDER THAT A STATUS CONFERENCE IS SET FOR 1/5/09 AT 11:00 AM IN JUDGE'S CHAMBERS BEFORE HONORABLE MITCHELL S. GOLDBERG. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 11/21/08. 11/21/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
November 13, 2008	Filing 45 ORDER THAT THIS CASE IS REASSIGNED FROM HONORABLE EDUARDO C. ROBRENO TO HONORABLE MITCHELL S. GOLDBERG FOR ALL FURTHER PROCEEDINGS. SIGNED BY HONORABLE MITCHELL S. GOLDBERG ON 11/12/08. 11/13/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc, )
October 23, 2008	Filing 44 STIPULATION AND ORDER THAT DISCOVERY IS DUE BY 2/28/2009. MOTIONS ARE DUE BY 3/30/2009. DEFENDANT PRETRIAL MEMO DUE BY 3/30/2009., PLAINTIFF PRETRIAL MEMO DUE BY 3/30/2009. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 10/21/08. 10/24/08 ENTERED AND COPIES MAILED, E-MAILED.(stb, )
October 20, 2008	Filing 43 STIPULATION and Proposed Order by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. (Attachments: #1 Certificate of Service) (HITTINGER, CARL) (FILED IN ERROR BY ATTORNEY; COPY FORWARDED TO JUDGE FOR APPROVAL) Modified on 10/22/2008 (nd).
March 24, 2008	Filing 42 ANSWER to #33 Amended Complaint w/Affirmative Defenses, by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. (Attachments: #1 Certificate of Service)(HITTINGER, CARL) Modified on 3/31/2008 (fh, ).
March 18, 2008	Filing 41 TRANSCRIPT of Hearing held on 3/10/08 before Judge Robreno. (fdc, )
March 10, 2008	Filing 40 ORDER THAT DEFENDANTS' MOTION TO DISMISS IS DENIED. IT IS FURTHER ORDERED THAT BY AGREEMENT OF THE PARTIES, DEFENDANT VFT SPECIAL VENTURES, LTD., IS DISMISSED WITHOUT PREJUDICE FROM THE CASE. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 3/10/08. 3/10/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
March 10, 2008	Filing 39 SCHEDULING ORDER. DISCOVERY DUE BY 11/30/08. MOTIONS DUE BY 12/19/08. DEFENDANT PRETRIAL MEMO DUE BY 12/19/08. PLAINTIFF PRETRIAL MEMO DUE BY 12/19/08. TRIAL POOL SET FOR 12/30/08. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 3/10/08. 3/10/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
March 10, 2008	Filing 38 Minute Entry for proceedings held before HONORABLE EDUARDO C. ROBRENO: Motion Hearing held on 3/10/08 re #35 MOTION to Dismiss Amended Complaint filed by CHARDONNAY PARTNERS, L.P., ROBERT A. BERLACHER, NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., NCP ADVISORS, LLC, INSIGNA PARTNERS L.P., LIP ADVISORS, LLC, VFT SPECIAL VENTURES, LTD., RAB INVESTMENT COMPANY, LLC, LANCASTER INVESTMENT PARTNERS, L.P. (fdc, )
February 27, 2008	Filing 37 RESPONSE in Opposition re #35 MOTION to Dismiss Amended Complaint filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Text of Proposed Order Proposed Order)(WILLIAMS, DAVID)
February 15, 2008	Filing 36 NOTICE by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P. Defendants' Request for Judicial Notice in Support of Motion to Dismiss Amended Complaint (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Certificate of Service)(HITTINGER, CARL)
February 15, 2008	Filing 35 MOTION to Dismiss Amended Complaint filed by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Memorandum, Certificate of Service. (Attachments: #1 Memorandum in Support of Defendants' Motion to Dismiss Amended Complaint, #2 Text of Proposed Order, #3 Certificate of Service)(HITTINGER, CARL)
February 12, 2008	Filing 34 STIPULATION AND ORDER THAT DEFENDANTS' MOTION TO DISMISS PLAINTIFF'S AMENDED COMPLAINT SHALL BE FILED ON OR BEFORE 2/18/08. A HEARING ON MOTION TO DISMISS AND/OR AN INITIAL PRETRIAL CONFERENCE IS SET FOR 3/10/08 AT 9:00 AM BEFORE HONORABLE EDUARDO C. ROBRENO.SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 2/12/08. 2/12/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc) Modified on 2/13/2008 (afm, ).
February 12, 2008	***Set/Reset Deadlines: MOTIONS DUE BY 2/18/2008. (fdc, )
February 6, 2008	Filing 33 AMENDED COMPLAINT against VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P., filed by SECURITIES AND EXCHANGE COMMISSION.(fdc, )
February 6, 2008	Ten (10) Orginal Summonses Issued as to VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. Forwarded To: David Williams, Esq. on 2/6/08. (fdc)
February 5, 2008	Filing 32 ORDER THAT THE COURT'S ORDER DATED 1/24/08 IS VACATED. IT IS FURTHER ORDERED THAT DEFENDANTS' MOTION TO DISMISS IS GRANTED IN PART AND DENIED IN PART. THE MOTION IS GRANTED WITH RESPECT TO COUNT IV AND TO COUNT I, TO THE EXTENT IT RELIES ON SECTION 5. THE MOTION IS DENIED WITH RESPECT TO COUNTS II AND III EXCEPT THAT THE PLAINTIFF SHALL FILE AN AMENDED COMPLAINT ALLEGING WITH PARTICULARITY THE MEANING OF THE TERM "PIPE INFORMATION," BY 2/11/08. IT IS FURTHER ORDERED THAT THE PARTIES SHALL CONDUCT A RULE 26(F) CONFERENCE AND SUBMIT A REPORT TO THE COURT, WITH PROPOSED DEADLINES, BY 3/3/08. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 2/4/08. 2/5/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
February 4, 2008	Disclosure Statement Form pursuant to FRCP 7.1 by RAB INVESTMENT COMPANY, LLC. (SEE PAPER #28 FOR ATTACHMENT) (nd)
February 4, 2008	Disclosure Statement Form pursuant to FRCP 7.1 by LIP ADVISORS, LLC. (SEE PAPER #29 FOR ATTACHMENT) (nd)
February 4, 2008	Disclosure Statement Form pursuant to FRCP 7.1 by VFT SPECIAL VENTURES, LTD.. (SEE PAPER #30 FOR ATTACHMENT) (nd)
February 4, 2008	Disclosure Statement Form pursuant to FRCP 7.1 by NCP ADVISORS, LLC. (SEE PAPER #31 FOR ATTACHMENT) (nd)
February 4, 2008	Filing 31 Statement Disclosure Form by NCP ADVISORS, LLC. (HITTINGER, CARL)
February 4, 2008	Filing 30 Statement Disclosure Statment by VFT SPECIAL VENTURES, LTD.. (HITTINGER, CARL)
February 4, 2008	Filing 29 Statement Disclosure Form by LIP ADVISORS, LLC. (HITTINGER, CARL)
February 4, 2008	Filing 28 Statement Disclosure Form by RAB INVESTMENT COMPANY, LLC. (HITTINGER, CARL)
January 29, 2008	Filing 27 TRANSCRIPT of Hearing held on 1/23/08 before Judge Robreno. (fdc)
January 24, 2008	Filing 26 ORDER THAT DEFENDANTS' MOTION TO DISMISS IS GRANTED IN PART AND DENIED IN PART. IT IS FURTHER ORDERED THAT THE PARTIES SHALL CONDUCT A RULE 26(F) CONFERENCE AND SUBMIT A REPORT TO THE COURT, WITH PROPOSED DEADLINES, BY 2/22/08. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 1/23/07. 1/24/08 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
January 23, 2008	Filing 25 Minute Entry for proceedings held before HONORABLE EDUARDO C. ROBRENO: Motion Hearing held on 1/23/08. Re: Defendants' Motion to Dismiss. (fdc)
January 22, 2008	Filing 24 RESPONSE to Motion re #23 MOTION for Leave to File Surreply In Opposition to Motion to Dismiss filed by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. (Attachments: #1 Certificate of Service)(HITTINGER, CARL)
January 18, 2008	Filing 23 MOTION for Leave to File Surreply In Opposition to Motion to Dismiss filed by SECURITIES AND EXCHANGE COMMISSION.Certificate of Service. (Attachments: #1 Text of Proposed Order, #2 Exhibit A, #3 Certificate of Service)(WILLIAMS, DAVID)
January 7, 2008	Filing 22 MOTION for Leave to File Reply Brief In Support of Their Motion To Dismiss Plaintiffs' Claims By Defendants, VFT Special Ventures, Ltd., filed by LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Certificate of Service. (Attachments: #1 Text of Proposed Order, #2 Exhibit A, #3 Certificate of Service)(HITTINGER, CARL)
December 13, 2007	Filing 21 Memorandum in Opposition re #19 MOTION to Dismiss filed by SECURITIES AND EXCHANGE COMMISSION, Certificate of Service. (WILLIAMS, DAVID) Modified on 12/14/2007 (nd).
December 3, 2007	Filing 20 ORDER THAT A HEARING IS SCHEDULED ON 1/23/08 AT 9:00 AM TO CONSIDER DEFENDANTS'MOTION TO DISMISS. SIGNED BY HONORABLE EDUARDO C. ROBRENO ON 12/3/07. 12/3/07 ENTERED AND COPIES E-MAILED.(fdc)
November 29, 2007	Filing 19 MOTION to Dismiss filed by VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P..Memorandum, Certificate of Service, Proposed Order. (Attachments: #1 Memorandum in Support of Defendants' Motion to Dismiss#2 Certificate of Service#3 Text of Proposed Order)(HITTINGER, CARL)
November 13, 2007	Filing 18 ORDER THAT DEFENDANTS' MOTION FOR THE PRO HAC VICE ADMISSION OF GREGG ZUCKER, ESQ. IS GRANTED. SIGNED BY JUDGE EDUARDO C. ROBRENO ON 11/12/07.11/13/07 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
November 13, 2007	Filing 17 ORDER THAT DEFENDANTS' MOTION FOR THE PRO HAC VICE ADMISSION OF PERRIE MICHAEL WEINER, ESQ. IS GRANTED. SIGNED BY JUDGE EDUARDO C. ROBRENO ON 11/13/07.11/13/07 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
November 13, 2007	Filing 16 ORDER THAT DEFENDANTS' MOTION FOR THE PRO HAC VICE ADMISSION OF NICOLAS MORGAN, ESQ. IS GRANTED. SIGNED BY JUDGE EDUARDO C. ROBRENO ON 11/13/07. 11/13/07 ENTERED AND COPIES MAILED, E-MAILED.(fdc)
November 9, 2007	Filing 15 DEFENDANTS' MOTION FOR THE PRO HAC VICE ADMISSION OF GREGG D. ZUCKER, ESQ., STATEMENT, CERTIFICATE OF SERVICE.(fdc)
November 9, 2007	Filing 14 DEFENDANTS' MOTION FOR THE PRO HAC VICE ADMISSION OF PERRIE MICHAEL WEINER, ESQ., STATEMENT, CERTIFICATE OF SERVICE..(fdc)
November 9, 2007	Filing 13 DEFENDANTS' MOTION FOR THE PRO HAC VICE ADMISSION OF NICOLAS MORGAN, ESQ., STATEMENT, CERTIFICATE OF SERVICE.(fdc)
November 2, 2007	Filing 12 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. NCP ADVISORS, LLC waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 11 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. VFT SPECIAL VENTURES, LTD. waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 10 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. RAB INVESTMENT COMPANY, LLC waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 9 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. NORTHWOOD CAPITAL PARTNERS, L.P. waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 8 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. LIP ADVISORS, LLC waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 7 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. LANCASTER INVESTMENT PARTNERS, L.P. waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 6 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. INSIGNA PARTNERS L.P. waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 5 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. CHARDONNAY PARTNERS, L.P. waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 4 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. CABERNET PARTNERS, L.P. waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
November 2, 2007	Filing 3 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. ROBERT A. BERLACHER waiver sent on 10/4/2007, answer due 12/3/2007. (WILLIAMS, DAVID)
October 16, 2007	Filing 2 NOTICE of Appearance by CARL W. HITTINGER on behalf of VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P. with Certificate of Service (Attachments: #1 Certificate of Service)(HITTINGER, CARL)
September 13, 2007	Filing 1 COMPLAINT against all defendants, filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 CIVIL COVER SHEET#2 CASE MGMT. FORM#3 DESIGNATION FORM)(ks, ).
September 13, 2007	10 Summonses Issued as to VFT SPECIAL VENTURES, LTD., LIP ADVISORS, LLC, NCP ADVISORS, LLC, RAB INVESTMENT COMPANY, LLC, ROBERT A. BERLACHER, LANCASTER INVESTMENT PARTNERS, L.P., NORTHWOOD CAPITAL PARTNERS, L.P., CABERNET PARTNERS, L.P., CHARDONNAY PARTNERS, L.P., INSIGNA PARTNERS L.P.. GIVEN To: Counsel on 9/13/07 (ks, )

Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Pennsylvania Eastern District Court's Electronic Court Filings (ECF) System

Search for this case: SECURITIES AND EXCHANGE COMMISSION v. BERLACHER et al
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Web	[ Unicourt \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Represented By:	DAVID WILLIAMS
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: ROBERT A. BERLACHER
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	JOHN D. HUH
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: LANCASTER INVESTMENT PARTNERS, L.P.
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: NORTHWOOD CAPITAL PARTNERS, L.P.
Represented By:	PERRIE MICHAEL WEINER
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: CABERNET PARTNERS, L.P.
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: CHARDONNAY PARTNERS, L.P.
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: INSIGNA PARTNERS L.P.
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: VFT SPECIAL VENTURES, LTD.
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: LIP ADVISORS, LLC
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: NCP ADVISORS, LLC
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]
Defendant: RAB INVESTMENT COMPANY, LLC
Represented By:	JOHN D. HUH
Represented By:	CARL W. HITTINGER
Represented By:	GREGG D. ZUCKER
Represented By:	NICOLAS MORGAN
Represented By:	PERRIE MICHAEL WEINER
Search News	[ Google News \| Marketwatch \| Wall Street Journal \| Financial Times \| New York Times ]
Search Finance	[ Google Finance \| Yahoo Finance \| Hoovers \| SEC Edgar Filings ]
Search Web	[ Unicourt \| Justia Dockets \| Legal Web \| Google \| Bing \| Yahoo \| Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.

Why Is My Information Online?