JANNEY MONTGOMERY SCOTT LLC v. BRAUNSTEIN et al
Plaintiff: JANNEY MONTGOMERY SCOTT LLC. and JANNEY MONTGOMERY SCOTT LLC
Defendant: PARADIGM WEALTH MANAGEMENT LLC., LAURENCE BRAUNSTEIN and PARADIGM WEALTH MANAGEMENT LLC
Case Number: 2:2019cv04334
Filed: September 20, 2019
Court: US District Court for the Eastern District of Pennsylvania
Presiding Judge: NITZA I QUINONES ALEJANDRO
Nature of Suit: Contract: Other
Jury Demanded By: None
Docket Report

This docket was last retrieved on October 18, 2019. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 18, 2019 Filing 20 FINAL CONSENT ORDER. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 10/17/19. 10/18/19 ENTERED AND COPIES E-MAILED.(rf, )
October 17, 2019 Filing 19 Joint MOTION Entry of Consent Order filed by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC.. (Attachments: #1 Exhibit Final Consent Order)(DICE, DENIS)
October 1, 2019 Filing 18 CONSENT ORDER THAT THE PARTIES' JOINT MOTION FOR ENTRY OF CONSENT ORDER IS GRANTED. THE PRELIMINARY INJUNCTION HEARING SCHEDULED FOR 10/2/19 IS CANCELLED. IT IS FURTHER ORDERED THAT THIS MATTER IS STAYED UNTIL NOTICE OF THE ARBITRATION AWARD IS FILED IN THIS COURT. THE CLERK OF COURT IS DIRECTED TO PLACE THIS MATTER IN CIVIL SUSPENSE UNTIL FURTHER ORDER OF THIS COURT. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 10/1/19. 10/2/19 ENTERED AND COPIES E-MAILED.(mbh, )
September 30, 2019 Filing 17 Consent MOTION Entry of Consent Order re #7 Temporary Restraining Order, Terminate Deadlines and Hearings filed by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC.Certificate of Service. (Attachments: #1 Text of Proposed Order, #2 Certificate of Service)(FOGLE, DOUGLAS)
September 30, 2019 Opinion or Order Filing 16 ORDER THAT DEFENDANTS' UNOPPOSED MOTION FOR EXTENSION OF TIME FOR DEFENDANTS TO SUBMIT THEIR RESPONSE IN OPPOSITION TO PLAINTIFF'S MOTION FOR PRELIMINARY INJUNCTION IS GRANTED. DEFENDANTS SHOULD ANSWER OR OTHERWISE RESPOND TO PLAINTIFF'S MOTION FOR PRELIMINARY INJUNCTION ON OR BEFORE 9/30/19. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 9/30/19.9/30/19 ENTERED & E-MAILED.(fdc)
September 27, 2019 Filing 15 Second MOTION for Extension of Time to File Response/Reply as to #7 Temporary Restraining Order, Terminate Deadlines and Hearings filed by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC.Certificate of Service. (Attachments: #1 Text of Proposed Order, #2 Certificate of Service)(DICE, DENIS)
September 27, 2019 Opinion or Order Filing 14 ORDER THAT DEFENDANTS' MOTION (DOC. NO. #13 ) IS GRANTED AND DEFENDANTS SHALL ANSWER OR OTHERWISE RESPOND TO PLAINTIFF'S MOTION FOR PRELIMINARY INJUNCTION BY NO LATER THAN 9/27/2019. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 9/26/2019.9/27/2019 ENTERED AND COPIES E-MAILED.(amas)
September 26, 2019 Filing 13 Consent MOTION for Extension of Time to File Response/Reply as to #7 Temporary Restraining Order, Terminate Deadlines and Hearings filed by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC.Certificate of Service. (Attachments: #1 Text of Proposed Order, #2 Exhibit, #3 Certificate of Service)(FOGLE, DOUGLAS)
September 26, 2019 Filing 12 Disclosure Statement Form pursuant to FRCP 7.1 with Certificate of Service by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC. (Attachments: #1 Certificate of Service Cert. of Service)(FOGLE, DOUGLAS)
September 26, 2019 Filing 11 STIPULATION re #7 Temporary Restraining Order, Terminate Deadlines and Hearings Extension of Time by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC. (FOGLE, DOUGLAS) *FILED IN ERROR BY ATTORNEY; FORWARDED TO JUDGE FOR APPROVAL* Modified on 9/27/2019 (lisad, ).
September 26, 2019 Filing 10 NOTICE of Appearance by DOUGLAS GRIFFITH FOGLE on behalf of LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC with Certificate of Service (Attachments: #1 Certificate of Service Cert. of Service)(FOGLE, DOUGLAS)
September 25, 2019 Filing 9 TEMPORARY RESTRAINING ORDER BOND in the amount of $ $10,000.00 with NORTH AMERICAN SPECIALITY INSURANCE COMPANY as surety posted by JANNEY MONTGOMERY SCOTT LLC (jl, )
September 20, 2019 Opinion or Order Filing 8 ORDER THAT APPLICATION OF KIRSTEN M. ERIKSSON, ESQ. TO PRACTICE IN THIS COURT PURSUANT TO L.R.C.P. 83.5.2(b) IS GRANTED. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 9/20/19.9/23/19 ENTERED AND COPIES E-MAILED.(kw, )
September 20, 2019 Filing 7 TEMPORARY RESTRAINING ORDER. HEARING SET FOR 10/2/19 AT 10:00AM. SIGNED BY HONORABLE NITZA I QUINONES ALEJANDRO ON 9/20/19. 9/20/19 ENTERED AND COPIES E-MAILED.(rf, ) Modified on 9/24/2019 (rf, ).
September 20, 2019 Filing 6 MEMORANDUM of Law in Opposition re #2 MOTION for Temporary Restraining Order filed by LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC.. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Certificate of Service Cert. of Service)(DICE, DENIS) Modified on 9/23/2019 (lisad, ).
September 20, 2019 Filing 5 NOTICE of Appearance by DENIS C. DICE on behalf of LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC. with Certificate of Service (Attachments: #1 Certificate of Service Cert. of Service)(DICE, DENIS)
September 20, 2019 Filing 4 Disclosure Statement Form pursuant to FRCP 7.1 by JANNEY MONTGOMERY SCOTT LLC..(jl, )
September 20, 2019 Filing 3 JANNEY MONTGOMERY SCOTT LLC. MOTION FOR PRO HAC VICE ADMISSION OF KIRSTEN ERIKSSON, STATEMENT, CERTIFICATE OF SERVICE. (FEE PAID ON 9/20/19).(jl, )
September 20, 2019 Filing 2 JANNEY MONTGOMERY SCOTT LLC. MOTION FOR TEMPORARY RESTRAINING ORDER, MEMORANDUM, DECLARATION, CERTIFICATE OF SERVICE.. (Attachments: #1 MEMORANDUM, #2 DECLARATION)(jl, )
September 20, 2019 Filing 1 COMPLAINT against LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC. ( Filing fee $ 400 receipt number PPE203937.), filed by JANNEY MONTGOMERY SCOTT LLC.. (Attachments: #1 EXHIBIT 1, #2 EXHIBIT 2, #3 EXHIBIT 3, #4 EXHIBIT 4)(jl, ) (Additional attachment(s) added on 9/20/2019: #5 Case Management Track Form CASE FORMS) (jl, ).
September 20, 2019 2 Summons Issued as to LAURENCE BRAUNSTEIN, PARADIGM WEALTH MANAGEMENT LLC.. Forwarded To: SUZZANNE DECKER on 9/20/19 (jl, )

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Defendant: PARADIGM WEALTH MANAGEMENT LLC.
Represented By: DENIS C. DICE
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Defendant: LAURENCE BRAUNSTEIN
Represented By: DENIS C. DICE
Represented By: DOUGLAS GRIFFITH FOGLE
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Defendant: PARADIGM WEALTH MANAGEMENT LLC
Represented By: DENIS C. DICE
Represented By: DOUGLAS GRIFFITH FOGLE
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Plaintiff: JANNEY MONTGOMERY SCOTT LLC.
Represented By: SUZZANNE W. DECKER
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Plaintiff: JANNEY MONTGOMERY SCOTT LLC
Represented By: SUZZANNE W. DECKER
Represented By: KIRSTEN M. ERIKSSON
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