SECURITIES AND EXCHANGE COMMISSION v. MCDERMOTT et al
SECURITIES AND EXCHANGE COMMISSION |
DEAN PATRICK MCDERMOTT and MCDERMOTT INVESTMENT ADVISORS, LLC |
MCDERMOTT INVESTMENT SERVICES, LLC |
5:2019cv04229 |
September 13, 2019 |
US District Court for the Eastern District of Pennsylvania |
JOSEPH F LEESON |
Other Statutes: Securities/Commodities |
15 U.S.C. ยง 80 |
Plaintiff |
Docket Report
This docket was last retrieved on October 28, 2022. A more recent docket listing may be available from PACER.
Document Text |
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Filing 6 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. MCDERMOTT INVESTMENT SERVICES, LLC waiver sent on 9/13/2019, answer due 11/12/2019. (Attachments: #1 Certificate of Service)(KELLY, CHRISTOPHER) |
Filing 5 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. MCDERMOTT INVESTMENT ADVISORS, LLC waiver sent on 9/13/2019, answer due 11/12/2019. (Attachments: #1 Certificate of Service)(KELLY, CHRISTOPHER) |
Filing 4 WAIVER OF SERVICE Returned Executed by SECURITIES AND EXCHANGE COMMISSION. DEAN PATRICK MCDERMOTT waiver sent on 9/13/2019, answer due 11/12/2019. (Attachments: #1 Certificate of Service)(KELLY, CHRISTOPHER) |
Filing 3 NOTICE of Appearance by EMIL GIORDANO on behalf of DEAN PATRICK MCDERMOTT, MCDERMOTT INVESTMENT ADVISORS, LLC with Certificate of Service (Attachments: #1 Certificate of Service)(GIORDANO, EMIL) |
Filing 2 INITIAL PROCEDURAL ORDER. SIGNED BY JUDGE: JOSEPH F. LEESON, JR ON 09/25/19. 9/25/19 ENTERED AND COPIES E-MAILED.(DT) |
Filing 1 COMPLAINT against DEAN PATRICK MCDERMOTT, MCDERMOTT INVESTMENT ADVISORS, LLC, MCDERMOTT INVESTMENT SERVICES, LLC, filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: #1 Civil Cover Sheet, DESIGNATION FORM, CASE MANAGEMENT TRACK FORM)(amas) |
DEMAND for Trial by Jury by SECURITIES AND EXCHANGE COMMISSION. (amas) |
3 Summons Issued as to DEAN PATRICK MCDERMOTT, MCDERMOTT INVESTMENT ADVISORS, LLC, MCDERMOTT INVESTMENT SERVICES, LLC. Forwarded To: PLAINTIFF'S COUNSEL on 9/13/2019 (amas) |
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