UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. COOK et al

Justia Dockets & Filings Third Circuit Pennsylvania Western District UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. COOK et al

UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. COOK et al

Plaintiff:	UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Defendant:	TREVOR G. COOK, PATRICK J. KILEY, UBS DIVERSIFIED GROWTH, LLC, UNIVERSAL BROKERAGE FX MANAGEMENT, LLC, OXFORD GLOBAL ADVISORS, LLC, OXFORD GLOBAL PARTNERS, LLC, BASEL GROUP, LLC, CROWN FOREX, LLC, MARKET SHOT, LLC, PFG COIN AND BULLION, OXFORD DEVELOPERS, S.A., OXFORD FX GROWTH, L.P., OXFORD GLOBAL FX, LLC, OXFORD GLOBAL MANAGED FUTURES FUND, L.P., UBS DIVERSIFIED FX ADVISORS, LLC, UBS DIVERSIFIED FX GROWTH, L.P., UBS DIVERSIFIED FX MANAGEMENT, LLC, CLIFFORD BERG and ELLEN BERG
Receiver:	R. J. ZAYED and CARLSON, CASPERS, VANDENBURGH & LINDQUIST
Case Number:	2:2009mc00319
Filed:	December 7, 2009
Court:	US District Court for the Western District of Pennsylvania
Office:	Pittsburgh Office
Presiding Judge:
Nature of Suit:	Other

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Plaintiff: UNITED STATES SECURITIES AND EXCHANGE COMMISSION
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Defendant: TREVOR G. COOK
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Defendant: PATRICK J. KILEY
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Defendant: UBS DIVERSIFIED GROWTH, LLC
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Defendant: UNIVERSAL BROKERAGE FX MANAGEMENT, LLC
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Defendant: OXFORD GLOBAL ADVISORS, LLC
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Defendant: OXFORD GLOBAL PARTNERS, LLC
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Defendant: BASEL GROUP, LLC
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Defendant: CROWN FOREX, LLC
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Defendant: MARKET SHOT, LLC
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Defendant: PFG COIN AND BULLION
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Defendant: OXFORD DEVELOPERS, S.A.
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Defendant: OXFORD FX GROWTH, L.P.
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Defendant: OXFORD GLOBAL FX, LLC
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Defendant: OXFORD GLOBAL MANAGED FUTURES FUND, L.P.
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Defendant: UBS DIVERSIFIED FX ADVISORS, LLC
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Defendant: UBS DIVERSIFIED FX GROWTH, L.P.
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Defendant: UBS DIVERSIFIED FX MANAGEMENT, LLC
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Defendant: CLIFFORD BERG
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Defendant: ELLEN BERG
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Receiver: R. J. ZAYED
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Receiver: CARLSON, CASPERS, VANDENBURGH & LINDQUIST
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