LOWE v. CSENGE ADVISORY GROUP et al
Plaintiff: MARIE B. LOWE
Defendant: AMERICAN GENERAL LIFE INSURANCE COMPANY, PARK AVENUE SECURITIES LLC, RELIASTAR LIFE INSURANCE COMPANY, CSENGE ADVISORY GROUP, LIFETIME FINANCIAL GROWTH, LLC, VOYA FINANCIAL, INC., THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA, MARTIN VALENTIC, FSC SECURITIES CORPORATION, VOYA FINANCIAL SERVICES COMPANY, ROGER P. BEDILLION, VOYA FINANCIAL PARTNERS, LLC, ING U.S., INC, ROBERT W. BAIRD & CO. INC., J.J.B. HILLIARD and W.L. LYONS doing business as HILLIARD LYONS
Case Number: 2:2019cv00980
Filed: August 9, 2019
Court: US District Court for the Western District of Pennsylvania
Presiding Judge: Robert J Colville
Referring Judge: Arthur J Schwab
Nature of Suit: Securities/Commodities
Cause of Action: 28 U.S.C. § 1441 - Petition for Removal: SEC Act
Jury Demanded By: Both
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Docket Report

This docket was last retrieved on September 29, 2020. A more recent docket listing may be available from PACER.

Date Filed Document Text
September 29, 2020 Opinion or Order Filing 116 MEMORANDUM ORDER indicating that, upon consideration of Plaintiff Lowe's Response to Order to Show Cause #115 , and for the reasons discussed within, it is hereby ordered that: (1) Lowe's claim for federal securities fraud against Defendant Roger P. Bedillion at Count IX is dismissed with prejudice; (2) The Court declines to exercise supplemental jurisdiction over Lowe's remaining state-law claims. This matter is remanded, forthwith, to the Court of Common Pleas of Washington County, Pennsylvania for all further proceedings; (3) The Clerk of Courts shall mark this case as closed. Signed by Judge Robert J. Colville on 9/29/20. (jg)
September 28, 2020 Opinion or Order Filing 115 RESPONSE TO ORDER TO SHOW CAUSE re #114 Order to Show Cause filed by MARIE B. LOWE. (Ciolko, Edward) Modified on 10/7/2020 (cel).
September 21, 2020 Opinion or Order Filing 114 ORDER indicating that upon consideration of the Motions to Dismiss filed by Defendants: (1) J.J.B. Hilliard, W.L. Lyons, LLC, and Robert W. Baird and Co. (collectively, "Hilliard) #62 ; (2) Voya Financial, Inc. f/k/a ING U.S., Inc., Voya Financial Partners, LLC, and Voya Financial Services Company, (collectively, "Voya") #77 ; and (3) ReliaStar Life Insurance Company ("ReliaStar") #79 , and for the reasons discussed in this Court's Opinion of the same date #113 , it is hereby ordered that the Motions are granted in part. The Motions to Dismiss are granted to the extent that they seek dismissal of Plaintiff Marie Lowe's claims for federal securities fraud set forth against Hilliard, ReliaStar, and Voya. Plaintiff's claims for federal securities fraud set forth in Count X against Hilliard, ReliaStar, and Voya are dismissed with prejudice; that a rule is issued upon Plaintiff to show good cause, by no later than 9/28/20, as to why Plaintiff's claim for federal securities fraud against Defendant Roger Bedillion at Count IX should not also be dismissed, as more fully explained in this Court's Opinion of the same date. All pending Motions to Dismiss and remaining issues raised therein shall be held in abeyance pending the Court's decision regarding this issue. Signed by Judge Robert J. Colville on 9/21/20. (jg)
September 21, 2020 Opinion or Order Filing 113 MEMORANDUM OPINION (details more fully stated within); An appropriate Order of Court follows. Signed by Judge Robert J. Colville on 9/21/20. (jg)
May 17, 2020 Opinion or Order FINAL NOTICE: In preparation of the Court's conversion to NextGen, our Court's CM/ECF system will be unavailable from 12:00 p.m. (Noon) on Friday, May 22, 2020, until 11:59 pm. Monday, May 25, 2020. Please plan accordingly. Complete information, including a checklist of actions regarding the WDPA NexGen CM/ECF implementation, can be found #here. Preparing for NextGen is a two-step process. The first step is to upgrade any legacy PACER accounts. The second step is to link that upgraded PACER account with your WDPA CM/ECF account after the Court goes live with NextGen. To link your account, you will need your current e-filing credentials from our Court. If your CM/ECF login contains any special characters (anything other than a letter or number), you will need to change it as logins with those characters will be unable to link to PACER accounts. No later than Thursday, May 21, 2020, you should log into both PACER and the current version of CM/ECF to review and record your current e-filing credentials for both, as you will need to know them in order to e-file after May 23, 2020. Please consult the Court's #administrative order for additional information on deadlines and alternative filing options during this period. (Administrator, ) (ADI)
April 26, 2020 Opinion or Order IMPORTANT NOTICE: The United States District Court for the Western District of Pennsylvania will be upgrading its current CM/ECF system to the Next Generation of CM/ECF on May 26, 2020. Complete information, including a checklist of actions regarding the WDPA NexGen CM/ECF implementation, can be found #here. Preparing for NextGen is a two-step process. The first step is to upgrade any legacy PACER accounts. Each attorney must have an individual upgraded PACER account in order to electronically file after our conversion to NextGen. The second step will be to link that upgraded PACER account with your WDPA CM/ECF account after the Court goes live with NextGen. To link your account, you will need your current e-filing credentials from our Court. If your CM/ECF login contains a special character (such as &, @, $, *), you will need to change it as logins with those characters will be unable to link to PACER accounts. No later than Thursday, May 21, 2020, you should log into both PACER and the current version of CM/ECF to (1) review and record your current e-filing credentials for both, as you will need to know them in order to e-file after May 23, 2020 and (2) ensure that your primary email address to receive Notices of Electronic Filings (NEF) is accurate. Failure to provide an accurate email address may result in a delay in receiving NEFs after the Court converts to NextGen. (Administrator, ) (ADI)
March 28, 2020 Opinion or Order IMPORTANT NOTICE: The United States District Court for the Western District of Pennsylvania (WDPA) will be upgrading its current CM/ECF system to the Next Generation of CM/ECF (NextGen CM/ECF) on Monday, May 26, 2020. Complete information, including a checklist of actions regarding the WDPA NexGen CM/ECF implementation, can be found at #here . Currently, multiple attorneys within a firm may share a single PACER account. Shared PACER accounts cannot be used by WDPA e-filing attorneys once the WDPA NextGen CM/ECF system is implemented. Each attorney must have an individual upgraded PACER account that will be linked to the e-filing account. If you have an upgraded PACER account, no action is required until after the WDPA NextGen CM/ECF upgrade on May 26, 2020. You have an upgraded PACER account if you (1) e-file in another NextGen court, or (2) created your PACER account after August 10, 2014. If neither of these are true, you must upgrade your legacy PACER account before you will be able to link your PACER account to your current WDPA CM/ECF account for your new NextGen CM/ECF account. Further informational notices will be sent later, but if you have questions about upgrading your PACER account, please contact the PACER Service Center at 800-676-6856. (Administrator, ) (ADI)
February 5, 2020 Opinion or Order Filing 112 STIPULATION selecting ADR process by MARIE B. LOWE. (Ciolko, Edward)
February 5, 2020 Opinion or Order Filing 111 ORDER granting #110 Notice of Withdrawal of Appearance of Elizabeth A. Chalik on behalf of MARTIN VALENTIC. Signed by Judge Robert J. Colville on 2/5/20. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (jg)
February 4, 2020 Opinion or Order Filing 110 NOTICE to Withdraw as Counsel by MARTIN VALENTIC (Chalik, Elizabeth)
February 4, 2020 Opinion or Order Filing 109 ORDER REASSIGNING CASE. Case reassigned to Judge Robert J. Colville for all further proceedings. Judge Arthur J. Schwab no longer assigned to case. All previously scheduled deadlines and proceedings shall remain in effect unless otherwise ordered by the Court. See order at 2:20-mc-162. Signed by Chief Judge Mark R. Hornak on 2/4/2020. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (sms)
February 3, 2020 Opinion or Order Filing 108 ORDER granting #107 Motion for Extension of Time to File ADR Stipulation on 2/5/20. Signed by Judge Arthur J. Schwab on 2/3/20. (lck)
January 31, 2020 Opinion or Order Filing 107 Unopposed MOTION for Extension of Time to File Stipulation Selecting ADR Process by MARIE B. LOWE. (Attachments: #1 Proposed Order) (Ciolko, Edward)
January 31, 2020 Opinion or Order Filing 106 Proposed Case Management Order by MARIE B. LOWE. (Ciolko, Edward)
January 31, 2020 Opinion or Order Filing 105 REPORT of Rule 26(f) Planning Meeting. (Ciolko, Edward)
January 29, 2020 Opinion or Order Filing 104 TEXT ORDER - The Initial Case Management Conference set for 2/6/20 is Cancelled at this time. Signed by Judge Arthur J. Schwab on 1/29/20. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
January 29, 2020 Opinion or Order Filing 103 ORDER granting #102 Motion for Extension of Time to File 26(f) Report, proposed case management order, and the stipulation selecting ADR process no later than 1/31/20. Signed by Judge Arthur J. Schwab on 1/29/20. (lck)
January 28, 2020 Opinion or Order Filing 102 Consent MOTION for Extension of Time to File Rule 26(f) Report, Proposed Case Management Order, and Stipulation Selecting ADR Process by MARIE B. LOWE. (Attachments: #1 Proposed Order) (Ciolko, Edward)
January 28, 2020 Opinion or Order Filing 101 REPLY to Response to Motion re #89 Brief in Opposition to Motion, #75 Motion to Dismiss, filed by RELIASTAR LIFE INSURANCE COMPANY. (Burr, Kendall)
January 28, 2020 Opinion or Order Filing 100 REPLY to Response to Motion re #89 Brief in Opposition to Motion, #73 Motion to Dismiss, filed by VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC.. (Burr, Kendall)
January 28, 2020 Opinion or Order Filing 99 REPLY BRIEF re #69 Motion to Dismiss Plaintiff's First Amended Complaint filed by MARTIN VALENTIC. (Attachments: #1 Certificate of Service) (Devole, Kamela)
January 28, 2020 Opinion or Order Filing 98 REPLY BRIEF re #65 Motion to Dismiss, REPLY BRIEF SUPPORTING ITS MOTION TO DISMISS filed by LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Certificate of Service) (Henefer, E.) Modified text on 1/29/2020. (cel)
January 28, 2020 Opinion or Order Filing 97 REPLY BRIEF re #71 Motion to Dismiss for Failure to State a Claim filed by AMERICAN GENERAL LIFE INSURANCE COMPANY. (Vuljanic, Erin)
January 28, 2020 Opinion or Order Filing 96 REPLY to Response to Motion re #62 Motion to Dismiss for Failure to State a Claim, #63 Brief in Support of Motion, #87 Brief in Opposition to Motion filed by ROBERT W. BAIRD & CO. INC., W.L. LYONS. (Attachments: #1 Certificate of Service) (Schrama, Martin)
January 28, 2020 Opinion or Order Filing 95 REPLY BRIEF In Support of #66 Motion to Compel Arbitration and to Dismiss filed by CSENGE ADVISORY GROUP. (Mahfood, George) Modified text on 1/29/2020. (cel)
January 22, 2020 Opinion or Order Filing 94 TEXT ORDER GRANTING #93 Motion for Scott I. Unger to Appear Pro Hac Vice.. Signed by Judge Arthur J. Schwab on 1/22/20. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
January 22, 2020 Opinion or Order Filing 93 MOTION for attorney Scott I. Unger to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5436022) by ROBERT W. BAIRD & CO. INC.. (Attachments: #1 Affidavit, #2 Certificate of Service, #3 Proposed Order) (Unger, Scott)
January 21, 2020 Opinion or Order Filing 92 BRIEF in Opposition re #66 Motion to Dismiss filed by MARIE B. LOWE. (Ciolko, Edward)
January 21, 2020 Opinion or Order Filing 91 BRIEF in Opposition re #71 Motion to Dismiss for Failure to State a Claim filed by MARIE B. LOWE. (Ciolko, Edward)
January 21, 2020 Opinion or Order Filing 90 BRIEF in Opposition re #65 Motion to Dismiss, filed by MARIE B. LOWE. (Ciolko, Edward)
January 21, 2020 Opinion or Order Filing 89 BRIEF in Opposition re #75 Motion to Dismiss, #73 Motion to Dismiss, filed by MARIE B. LOWE. (Ciolko, Edward)
January 21, 2020 Opinion or Order Filing 88 BRIEF in Opposition re #69 Motion to Dismiss filed by MARIE B. LOWE. (Ciolko, Edward)
January 21, 2020 Opinion or Order Filing 87 BRIEF in Opposition re #62 Motion to Dismiss for Failure to State a Claim filed by MARIE B. LOWE. (Ciolko, Edward)
January 16, 2020 Opinion or Order Filing 86 ORDER granting #85 Motion ofDefendants Reliastar Life Insurance Company, Voya Financial, Inc., and Voya Financial Partners, LLC, Rule 26 (f) meet and confer meeting may be conducted telephonically rather than in-person at Plaintiff's counsel's office. Signed by Judge Arthur J. Schwab on 1/16/20. (lck)
January 15, 2020 Opinion or Order Filing 85 Consent MOTION for Permission to Conduct Rule 26 Meet and Confer Meeting By Telephone re #57 Order,, Set Hearings, by RELIASTAR LIFE INSURANCE COMPANY, VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC.. (Attachments: #1 Certificate of Service, #2 Proposed Order) (Burr, Kendall)
January 15, 2020 Opinion or Order Filing 84 TEXT ORDER granting #83 Motion for Martin P. Schrama to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 1/15/20. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
January 15, 2020 Opinion or Order Filing 83 MOTION for attorney Martin P. Schrama to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5428390) by ROBERT W. BAIRD & CO. INC., W.L. LYONS. (Attachments: #1 Certificate of Service, #2 Affidavit of Martin P. Schrama, Esq., #3 Exhibit A - Certificate of Good Standing, #4 Proposed Order) (Schrama, Martin)
January 6, 2020 Opinion or Order Filing 82 ORDER granting #81 Motion for Extension of Time to File Response/Reply re #81 - Response due by 1/21/2020 and Replies due by 1/28/2020. Signed by Judge Arthur J. Schwab on 1/6/20. (lck)
January 3, 2020 Opinion or Order Filing 81 Unopposed MOTION for Extension of Time to File Response/Reply to Motions to Dismiss by MARIE B. LOWE. (Attachments: #1 Proposed Order) (Ciolko, Edward)
December 23, 2019 Opinion or Order Filing 80 Errata re #76 Brief in Support of Motion, by RELIASTAR LIFE INSURANCE COMPANY. Reason for Correction: Signature and Filer did not match. (Attachments: #1 Exhibit A, #2 Exhibit B) (McDowell, David)
December 23, 2019 Opinion or Order Filing 79 Errata re #75 Motion to Dismiss, by RELIASTAR LIFE INSURANCE COMPANY. Reason for Correction: Signature and Filer did not match. (Attachments: #1 Proposed Order) (McDowell, David)
December 23, 2019 Opinion or Order Filing 78 Errata re #74 Brief in Support of Motion, by VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC.. Reason for Correction: Signature and Filer did not match. (Attachments: #1 Exhibit A, #2 Exhibit B) (McDowell, David)
December 23, 2019 Opinion or Order Filing 77 Errata re #73 Motion to Dismiss, by VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC.. Reason for Correction: Signature and Filer did not match. (Attachments: #1 Proposed Order) (McDowell, David)
December 20, 2019 Opinion or Order CLERK'S OFFICE QUALITY CONTROL MESSAGE re #76 Brief in Support of Motion, #74 Brief in Support of Motion, #75 Motion to Dismiss, #73 Motion to Dismiss,. ERROR: Signature on document and filer do not match. CORRECTION: Attorney advised of signature requirements. Attorney to resubmit the document using the Errata event. This message is for informational purposes only. (cel)
December 20, 2019 Opinion or Order Filing 76 ERROR: SIGNATURE AND FILER DO NOT MATCH; THIS DOCUMENT HAS BEEN REMOVED FROM PUBLIC VIEW; BRIEF in Support re #75 Motion to Dismiss Counts X, XII, and XVII filed by RELIASTAR LIFE INSURANCE COMPANY. (Attachments: #1 Exhibit A, #2 Exhibit B) (Burr, Kendall) Modified text on 12/23/2019. (cel)
December 20, 2019 Opinion or Order Filing 75 ERROR: SIGNATURE AND FILER DO NOT MATCH; THIS DOCUMENT HAS BEEN REMOVED FROM PUBLIC VIEW; MOTION to Dismiss Counts X, XII, and XVII re #51 Amended Complaint by RELIASTAR LIFE INSURANCE COMPANY. (Attachments: #1 Proposed Order) (Burr, Kendall) Modified text on 12/23/2019. (cel)
December 20, 2019 Opinion or Order Filing 74 ERROR: SIGNATURE AND FILER DO NOT MATCH; THIS DOCUMENT HAS BEEN REMOVED FROM PUBLIC VIEW; BRIEF in Support re #73 Motion to Dismiss Counts X, XII, and XVII filed by VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC.. (Attachments: #1 Exhibit A, #2 Exhibit B) (Burr, Kendall) Modified text on 12/23/2019. (cel)
December 20, 2019 Opinion or Order Filing 73 ERROR: SIGNATURE AND FILER DO NOT MATCH; THIS DOCUMENT HAS BEEN REMOVED FROM PUBLIC VIEW; MOTION to Dismiss Counts X, XII, and XVII re #51 Amended Complaint, by VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC. (Attachments: #1 Proposed Order) (Burr, Kendall) Modified text on 12/23/2019. (cel)
December 20, 2019 Opinion or Order Filing 72 BRIEF in Support re #71 Motion to Dismiss for Failure to State a Claim filed by AMERICAN GENERAL LIFE INSURANCE COMPANY. (Vuljanic, Erin)
December 20, 2019 Opinion or Order Filing 71 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by AMERICAN GENERAL LIFE INSURANCE COMPANY. (Attachments: #1 Proposed Order) (Vuljanic, Erin)
December 20, 2019 Opinion or Order Filing 70 BRIEF in Support re #69 Motion to Dismiss Amended Complaint filed by MARTIN VALENTIC. (Attachments: #1 Exhibit Exhibit A) (Devole, Kamela)
December 20, 2019 Opinion or Order Filing 69 MOTION to Dismiss re #51 Amended Complaint,,, by MARTIN VALENTIC. (Attachments: #1 Affidavit, #2 Certificate of Service, #3 Order) (Devole, Kamela)
December 20, 2019 Opinion or Order Filing 68 ANSWER to #51 Amended Complaint,,, by ROGER P. BEDILLION. (Betts, Michael)
December 20, 2019 Opinion or Order Filing 67 BRIEF in Support re #66 Motion to Dismiss and Compel Arbitration filed by CSENGE ADVISORY GROUP. (Mahfood, George)
December 20, 2019 Opinion or Order Filing 66 MOTION to Dismiss and Compel Arbitration by CSENGE ADVISORY GROUP. (Attachments: #1 Affidavit) (Mahfood, George)
December 20, 2019 Opinion or Order Filing 65 MOTION to Dismiss Counts XIV, XV, XVI and XVIII and BRIEF in support thereof re #51 Amended Complaint,,, by LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Certificate of Service, #2 Proposed Order) (Henefer, E.)
December 19, 2019 Opinion or Order Filing 64 Disclosure Statement identifying None as corporate parent or other affiliate, by ROBERT W. BAIRD & CO. INC., W.L. LYONS. (Tomlinson, Robert)
December 19, 2019 Opinion or Order Filing 63 BRIEF in Support re #62 Motion to Dismiss for Failure to State a Claim filed by ROBERT W. BAIRD & CO. INC., W.L. LYONS. (Tomlinson, Robert)
December 19, 2019 Opinion or Order Filing 62 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by ROBERT W. BAIRD & CO. INC., W.L. LYONS. (Attachments: #1 Affidavit Of counsel, #2 Proposed Order) (Tomlinson, Robert)
December 19, 2019 Opinion or Order Filing 61 ANSWER to #51 Amended Complaint by FSC SECURITIES CORPORATION. (Dice, Denis)
December 2, 2019 Opinion or Order Filing 60 ORDER granting #59 Motion for Extension of Time to Answer All Defendants have until 12/20/19 to respond to Amended Complaint; If any defendants file a Motion to Dismiss Amended Complaint, Plaintiff shall file a response on 1/7/20; Reply Briefs are due on 1/14/20. Please note the ICMC date of 2/6/20. See doc. no 57]. Signed by Judge Arthur J. Schwab on 12/2/19. (lck)
November 27, 2019 Opinion or Order Filing 59 Consent MOTION for Extension of Time to File Answer re #51 Amended Complaint, filed by MARIE B. LOWE and Certificate of Service by LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Proposed Order) (Henefer, E.)
November 7, 2019 Opinion or Order Filing 58 SUMMONS/Return of Service Returned Executed by MARIE B. LOWE. ROBERT W. BAIRD & CO. INC. served on 11/6/2019, answer due 11/27/2019. (Etzel, Jamisen)
November 4, 2019 Opinion or Order Filing 57 ORDER SETTING Initial Case Management set for 2/6/2020 at 08:30 AM in Courtroom 7C before Judge Arthur J. Schwab. 26(f) Report, Proposed Case management Order, and ADR Stipulation are due on 1/29/20. Signed by Judge Arthur J. Schwab on 11/4/19. (lck)
November 4, 2019 Opinion or Order Filing 56 ORDER granting #55 Motion for Extension of Time to Answer Defendants shall have an extension of time until December 19, 2019 to respond to Plaintiffs Amended Complaint: Csenge Advisory Group, Roger P. Bedillion, American General Life Insurance Company, Guardian Life Insurance Company of America, Park Avenue Securities, LLC, Lifetime Financial Growth, LLC., FSC Securities Corporation, Reliastar Life Insurance Company, Voya Financial Services Company, Voya Financial, Inc., Voya Financial.. Signed by Judge Arthur J. Schwab on 11/4/19. (lck)
November 1, 2019 Opinion or Order Filing 55 Consent MOTION for Extension of Time to File Answer re #51 Amended Complaint filed by MARIE B. LOWE and Certificate of Service by LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Proposed Order) (Henefer, E.) Modified text on 11/4/2019. (cel)
October 31, 2019 Opinion or Order Filing 54 Summons Issued as to ROBERT W. BAIRD & CO. INC. (cel)
October 31, 2019 Opinion or Order Filing 53 Errata re #52 Praecipe to Issue Summons as to Robert W. Baird & Co. Inc. by MARIE B. LOWE. Reason for Correction: Attaching Summons. (Attachments: #1 Summons) (Etzel, Jamisen)
October 30, 2019 Opinion or Order Filing 52 PRAECIPE to Issue Summons by MARIE B. LOWE (Etzel, Jamisen)
October 18, 2019 Opinion or Order Filing 51 AMENDED COMPLAINT against AMERICAN GENERAL LIFE INSURANCE COMPANY, ROGER P. BEDILLION, CSENGE ADVISORY GROUP, FSC SECURITIES CORPORATION, LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, RELIASTAR LIFE INSURANCE COMPANY, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA, MARTIN VALENTIC, VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL SERVICES COMPANY, VOYA FINANCIAL, INC., ROBERT W. BAIRD & CO. INC., W.L. LYONS, filed by MARIE B. LOWE. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Exhibit D, #5 Exhibit E, #6 Exhibit F, #7 Exhibit G, #8 Exhibit H, #9 Exhibit I, #10 Exhibit J, #11 Affidavit) (cel)(Documents were filed by the Clerk's Office per request of Judge Schwab's chambers due to a problem the attorney's office had with ECF.)
October 10, 2019 Opinion or Order Filing 50 ORDER granting #49 Motion to Extend Time. Plaintiff shall file her amended complaint on or before October 18, 2019. Signed by Judge Arthur J. Schwab on 10/10/19. (lck)
October 10, 2019 Opinion or Order Filing 49 Unopposed MOTION to Extend Time to File Amended Complaint by MARIE B. LOWE. (Attachments: #1 Proposed Order) (Uram, Brandon)
September 27, 2019 Opinion or Order Filing 48 ORDER granting #46 Motion for Extension of Time to Amend Complaint. Plaintiff shall file her amended complaint on or before October 11, 2019. Signed by Judge Arthur J. Schwab on 9/27/19. (lck)
September 26, 2019 Opinion or Order Filing 47 Disclosure Statement identifying Voya Financial, Inc. as corporate parent or other affiliate, by RELIASTAR LIFE INSURANCE COMPANY, VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL, INC.. (McDowell, David)
September 26, 2019 Opinion or Order Filing 46 Unopposed MOTION for Extension of Time to Amend Complaint by MARIE B. LOWE. (Attachments: #1 Proposed Order) (Etzel, Jamisen)
September 17, 2019 Opinion or Order Filing 45 TEXT ORDER granting #44 Motion for Melodie K. Arian to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 9/17/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
September 17, 2019 Opinion or Order Filing 44 MOTION for attorney Melodie K. Arian to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5286840) by RELIASTAR LIFE INSURANCE COMPANY, VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL SERVICES COMPANY, VOYA FINANCIAL, INC.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Exhibit C, #4 Proposed Order) (Arian, Melodie)
September 17, 2019 Opinion or Order Filing 43 TEXT ORDER granting #42 Motion for Kendall J. Burr to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 9/17/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
September 17, 2019 Opinion or Order Filing 42 MOTION for attorney Kendall J. Burr to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5286685) by RELIASTAR LIFE INSURANCE COMPANY, VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL SERVICES COMPANY, VOYA FINANCIAL, INC.. (Attachments: #1 Exhibit A, #2 Exhibit B, #3 Proposed Order) (Burr, Kendall)
September 17, 2019 Opinion or Order Filing 41 TEXT ORDER granting #40 Motion for David T. McDowell to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 9/17/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
September 16, 2019 Opinion or Order Filing 40 MOTION for attorney David T. McDowell to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5285813) by RELIASTAR LIFE INSURANCE COMPANY, VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL SERVICES COMPANY, VOYA FINANCIAL, INC.. (Attachments: #1 Exhibit A, #2 Proposed Order) (McDowell, David)
September 12, 2019 Opinion or Order Filing 39 TEXT ORDER granting #38 Motion for Edward W. Ciolko to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 9/12/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
September 12, 2019 Opinion or Order Filing 38 MOTION for attorney Edward W. Ciolko to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5282176) by MARIE B. LOWE. (Attachments: #1 Affidavit, #2 Proposed Order) (Ciolko, Edward)
September 12, 2019 Opinion or Order Filing 37 NOTICE of Appearance by Jamisen A. Etzel on behalf of MARIE B. LOWE. (Etzel, Jamisen)
September 12, 2019 Opinion or Order Filing 36 NOTICE of Appearance by Gary F. Lynch on behalf of MARIE B. LOWE. (Lynch, Gary)
September 4, 2019 Opinion or Order Filing 35 Disclosure Statement identifying None as corporate parent or other affiliate, by FSC SECURITIES CORPORATION. (Attachments: #1 Certificate of Service) (Dice, Denis)
August 28, 2019 Opinion or Order Filing 34 ORDER granting #29 Motion to Stay Defendants' Responsive Pleading Deadlines; granting #29 Motion for Leave to File an AmendedComplaint on or before September 27, 2019. Signed by Judge Arthur J. Schwab on 8/28/19. (lck)
August 28, 2019 Opinion or Order Filing 33 TEXT ORDER granting #32 Motion for Kamela Devole to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 8/28/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 28, 2019 Opinion or Order Filing 32 MOTION for attorney Kamela Devole to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5263761) by MARTIN VALENTIC. (Attachments: #1 Proposed Order, #2 Exhibit) (Devole, Kamela)
August 28, 2019 Opinion or Order Filing 31 TEXT ORDER granting #30 Motion for Michelle Arbitrio to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 8/28/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 27, 2019 Opinion or Order Filing 30 MOTION for attorney Michelle Arbitrio to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5263420) by MARTIN VALENTIC. (Attachments: #1 Proposed Order, #2 Exhibit) (Arbitrio, Michelle)
August 27, 2019 Opinion or Order Filing 29 MOTION to Stay Defendants' Responsive Pleading Deadlines and, MOTION for Leave to File Amended Complaint by MARIE B. LOWE. (Attachments: #1 Proposed Order) (Uram, Brandon)
August 15, 2019 Opinion or Order Filing 28 ORDER granting #26 Motion for Extension of Time to Answer, FSC SECURITIES CORPORATION answer due 8/28/2019. Signed by Judge Arthur J. Schwab on 8/15/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 15, 2019 Opinion or Order Filing 27 ORDER granting #24 Motion for Extension of Time to File Response/Reply. American General Life Insurance Company shall have an extension of time until 8/28/19 to respond to Plaintiff's Complaint.. Signed by Judge Arthur J. Schwab on 8/15/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 15, 2019 Opinion or Order Filing 26 MOTION for Extension of Time to File Answer by FSC SECURITIES CORPORATION. (Dice, Denis)
August 15, 2019 Opinion or Order Filing 25 NOTICE of Appearance by Denis C. Dice on behalf of FSC SECURITIES CORPORATION. (Dice, Denis)
August 15, 2019 Opinion or Order Filing 24 First MOTION for Extension of Time to File Response/Reply Complaint by AMERICAN GENERAL LIFE INSURANCE COMPANY. (Jones, Ron)
August 15, 2019 Opinion or Order Filing 23 Disclosure Statement identifying American General Life Insurance Company as corporate parent or other affiliate, by AMERICAN GENERAL LIFE INSURANCE COMPANY. (Jones, Ron)
August 15, 2019 Opinion or Order Filing 22 NOTICE of Appearance by Ron G. Jones on behalf of AMERICAN GENERAL LIFE INSURANCE COMPANY. (Jones, Ron)
August 15, 2019 Opinion or Order Filing 21 NOTICE of Appearance by Sylvia Nichole Winston on behalf of AMERICAN GENERAL LIFE INSURANCE COMPANY. (Winston, Sylvia)
August 15, 2019 Opinion or Order Filing 20 NOTICE of Appearance by Michael P. Leahey on behalf of AMERICAN GENERAL LIFE INSURANCE COMPANY. (Leahey, Michael)
August 15, 2019 Opinion or Order Filing 19 NOTICE of Appearance by Erin Vuljanic on behalf of AMERICAN GENERAL LIFE INSURANCE COMPANY. (Vuljanic, Erin) Modified text on 8/19/2019. (cel)
August 14, 2019 Opinion or Order Filing 18 NOTICE of Appearance by Michael J. Betts on behalf of ROGER P. BEDILLION. (Betts, Michael)
August 14, 2019 Opinion or Order Filing 17 TEXT ORDER granting #16 Motion for Extension of Time to Answer MARTIN VALENTIC answer due 8/30/2019. Signed by Judge Arthur J. Schwab on 8/14/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 14, 2019 Opinion or Order Filing 16 MOTION for Extension of Time to File Answer to Plaintiff's Complaint by MARTIN VALENTIC. (Attachments: #1 Proposed Order, #2 Certificate of Service) (Chalik, Elizabeth)
August 14, 2019 Opinion or Order Filing 15 ORDER granting #13 Motion to Extend Time for to respond to Plaintiff's Complaint. Defendant Csenge Advisory Group, LLC shall have until August 28, 2019, to respond to Plaintiff's Complaint. Signed by Judge Arthur J. Schwab on 8/14/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 14, 2019 Opinion or Order Filing 14 TEXT ORDER granting #11 Motion for Elizabeth A. Chalik to Appear Pro Hac Vice. Signed by Judge Arthur J. Schwab on 8/14/19. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (lck)
August 13, 2019 Opinion or Order Filing 13 MOTION to Extend Time to Respond to Complaint by CSENGE ADVISORY GROUP. (Mahfood, George)
August 13, 2019 Opinion or Order Filing 12 AFFIDAVIT of Service for August 12, 2019 Order of Court served on Defendants/Counsel on 8/12/2019, filed by MARIE B. LOWE. (Attachments: #1 Exhibit A-Correspondence) (Uram, Brandon)
August 13, 2019 Opinion or Order Filing 11 MOTION for attorney Elizabeth A. Chalik to Appear Pro Hac Vice, (Filing fee $70, Receipt # 0315-5245504) by MARTIN VALENTIC. (Attachments: #1 Proposed Order, #2 Exhibit) (Chalik, Elizabeth)
August 13, 2019 Opinion or Order Filing 10 ORDER granting #8 Motion for Extension of Time to Answer LIFETIME FINANCIAL GROWTH, LLC answer due 8/28/2019; THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA answer due 8/28/2019. Signed by Judge Arthur J. Schwab on 8/13/19. (lck)
August 13, 2019 Opinion or Order Filing 9 Disclosure Statement identifying None as corporate parent or other affiliate, by CSENGE ADVISORY GROUP. (Mahfood, George)
August 13, 2019 Opinion or Order Filing 8 MOTION for Extension of Time to File Answer re #1 Notice of Removal, filed by MARTIN VALENTIC and COMPLAINT by LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Proposed Order, #2 Certificate of Service) (Henefer, E.)
August 13, 2019 Opinion or Order Filing 7 Disclosure Statement identifying None as corporate parent or other affiliate, by PARK AVENUE SECURITIES LLC. (Attachments: #1 Certificate of Service) (Henefer, E.)
August 13, 2019 Opinion or Order Filing 6 Disclosure Statement identifying None as corporate parent or other affiliate, by THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Certificate of Service) (Henefer, E.)
August 13, 2019 Opinion or Order Filing 5 NOTICE of Appearance by E. Thomas Henefer on behalf of LIFETIME FINANCIAL GROWTH, LLC, PARK AVENUE SECURITIES LLC, THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA. (Attachments: #1 Certificate of Service) (Henefer, E.)
August 12, 2019 Opinion or Order Filing 4 NOTICE of Appearance by George G. Mahfood on behalf of CSENGE ADVISORY GROUP. (Mahfood, George)
August 12, 2019 Opinion or Order Filing 3 NOTICE that instant civil action has been designated for placement into the United States District Court's Alternative Dispute Resolution program. Parties are directed to fully complete the required 26(f) report, which includes the stipulation of selecting an ADR process. Counsel for plaintiff (or in the case of a removal action, counsel for removing defendant) shall make service of the notice on all parties. (lck)
August 12, 2019 Opinion or Order Filing 2 ORDER Re: Federal Rule of Civil Procedure 12(b) Motions to Dismiss. Signed by Judge Arthur J. Schwab on 8/12/19. (lck)
August 9, 2019 Opinion or Order Filing 1 NOTICE OF REMOVAL from The Court of Common Pleas of Washington County, case number 2019-3126 with Jury Demand (Filing fee, including Administrative fee, $400, receipt number 0315-5241859), filed by MARTIN VALENTIC. (Attachments: #1 Civil Cover Sheet, #2 Case Designation Sheet, #3 Exhibit) (cel)

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Search for this case: LOWE v. CSENGE ADVISORY GROUP et al
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Defendant: AMERICAN GENERAL LIFE INSURANCE COMPANY
Represented By: Michael P. Leahey
Represented By: Ron G. Jones
Represented By: Sylvia Nichole Winston
Represented By: Erin Vuljanic
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Defendant: PARK AVENUE SECURITIES LLC
Represented By: E. Thomas Henefer
Represented By: Edward Thomas Henefer
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Defendant: RELIASTAR LIFE INSURANCE COMPANY
Represented By: David T. McDowell
Represented By: Melodie K. Arian
Represented By: Kendall J. Burr
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Defendant: CSENGE ADVISORY GROUP
Represented By: George G. Mahfood
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Defendant: LIFETIME FINANCIAL GROWTH, LLC
Represented By: E. Thomas Henefer
Represented By: Edward Thomas Henefer
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Defendant: VOYA FINANCIAL, INC.
Represented By: David T. McDowell
Represented By: Melodie K. Arian
Represented By: Kendall J. Burr
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Defendant: THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA
Represented By: E. Thomas Henefer
Represented By: Edward Thomas Henefer
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Defendant: MARTIN VALENTIC
Represented By: Elizabeth A. Chalik
Represented By: Michelle Arbitrio
Represented By: Kamela Devole
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Defendant: FSC SECURITIES CORPORATION
Represented By: Denis C. Dice
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Defendant: VOYA FINANCIAL SERVICES COMPANY
Represented By: David T. McDowell
Represented By: Melodie K. Arian
Represented By: Kendall J. Burr
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Defendant: ROGER P. BEDILLION
Represented By: Michael J. Betts
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Defendant: VOYA FINANCIAL PARTNERS, LLC
Represented By: David T. McDowell
Represented By: Melodie K. Arian
Represented By: Kendall J. Burr
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Defendant: ING U.S., INC
Represented By: Melodie K. Arian
Represented By: David T. McDowell
Represented By: Kendall J. Burr
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Defendant: ROBERT W. BAIRD & CO. INC.
Represented By: Martin P Schrama
Represented By: Robert T. Tomlinson
Represented By: Scott I. Unger
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Defendant: J.J.B. HILLIARD
Represented By: Martin P Schrama
Represented By: Robert T. Tomlinson
Represented By: Scott I. Unger
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Defendant: W.L. LYONS doing business as HILLIARD LYONS
Represented By: Martin P Schrama
Represented By: Robert T. Tomlinson
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Plaintiff: MARIE B. LOWE
Represented By: Christopher Passodelis, Jr.
Represented By: Brandon T. Uram
Represented By: Edward W. Ciolko
Represented By: Gary F. Lynch
Represented By: Jamisen A. Etzel
Represented By: Brandon Uram
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