Oriental Financial Services Corp. et al v. EFM Retirement Plan UAD 12/19/11
Petitioner: Oriental Financial Services Corp. and Sean Miles-Barbosa
Respondent: EFM Retirement Plan UAD 12/19/11, Edwin Miranda and Richelly Perez
Case Number: 3:2017cv02176
Filed: September 5, 2017
Court: US District Court for the District of Puerto Rico
Office: San Juan Office
County: San Juan
Presiding Judge: Pedro A. Delgado-Hernandez
Nature of Suit: Securities/Commodities/Exchanges
Cause of Action: 9:9
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
August 21, 2018 Opinion or Order Filing 8 MEMORANDUM AND ORDER: Granting 7 "Motion Requesting Order for Confirmation of Arbitration Award." The award rendered by the FINRA Panel of Arbitrators at Docket No. 1, Exh. 1 is CONFIRMED. Expungement shall be made of any and all references to the Arbitration from the CRD records of Mr. Sean Miles Barbosa. Judgment shall be entered accordingly. Signed by Judge Pedro A. Delgado-Hernandez on 8/21/2018. (LMR)
Access additional case information on PACER

Use the links below to access additional information about this case on the US Court's PACER system. A subscription to PACER is required.

Access this case on the Puerto Rico District Court's Electronic Court Filings (ECF) System

Search for this case: Oriental Financial Services Corp. et al v. EFM Retirement Plan UAD 12/19/11
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Web [ Unicourt | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Oriental Financial Services Corp.
Represented By: Alfredo Fernandez-Martinez
Represented By: Pedro Hernandez-Freire
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Petitioner: Sean Miles-Barbosa
Represented By: Alfredo Fernandez-Martinez
Represented By: Pedro Hernandez-Freire
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: EFM Retirement Plan UAD 12/19/11
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: Edwin Miranda
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]
Respondent: Richelly Perez
Search News [ Google News | Marketwatch | Wall Street Journal | Financial Times | New York Times ]
Search Finance [ Google Finance | Yahoo Finance | Hoovers | SEC Edgar Filings ]
Search Web [ Unicourt | Justia Dockets | Legal Web | Google | Bing | Yahoo | Ask ]

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?