Tatham & Associates, Inc. 401(K) Plan et al v. Tuner et al
Plaintiff: Tatham & Associates, Inc. 401(K) Plan, Dennis Turner, Vida Health Communications, Inc. 401(K) Profit Sharing Plan, John Craine, Lisa McElaney, Oregon Natural Resources Council Fund 401(K) Plan, Gary Guttormsen, Megan Gibb, Regna Merritt, Atlanta Engineering Services, Inc. 401(K) Plan, Elvin L. Aycock, Tennessean Association of Broadcasters Retirement Plan, Whit Adamson, Tennessee Hotel & Lodging Association 401(K) Plan, Walter L. Baker, III, The Angela Cotton B.C.O. & Associates 401(K) Profit Sharing Plan and Trust, Angela Cotton, Grist Magazine, Inc. Retirement Plan, Charles Griller, Kristen Grim, Susan Kaufman, Dr. Jay S. Cohen Safe Harbor 401(K) Plan, Jay S. Cohen, Southern Alliance for Clean Energy Safe Harbor 401(K) Plan, Stephanie A. Smith, Elizabeth A. Hill, Environmental Leadership Program Retirement Saving Plan, Paul Sabin, Guadalupe Valley Vet Clinic Safe Harbor 401(K) Plan, Bryan Glass, Kenneth Gottwald, National Contact Marketing, Inc. 401(K) Plan, Larry A. Stillions and Christy L. Stillions
Defendant: SagePoint Financial, Inc., AIG Financial Advisor Services and Spelman & Co., Inc.
Case Number: 3:2009cv00724
Filed: August 14, 2009
Court: US District Court for the Middle District of Tennessee
Office: Nashville Office
County: Dickson
Presiding Judge: E. Clifton Knowles
Presiding Judge: John T. Nixon
Nature of Suit: Plaintiff
Cause of Action: 28 U.S.C. ยง 1332 Diversity-Personal Injury
Jury Demanded By: Plaintiff

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
June 14, 2011 Opinion or Order Filing 78 ORDER OF RECUSAL. District Judge Kevin H. Sharp recused. Case reassigned to Senior Judge John T. Nixon for all further proceedings. Signed by District Judge Kevin H. Sharp on 6/14/11. (dt)
April 20, 2011 Opinion or Order Filing 76 ORDER: Joint Motion to Substitute Parties 75 is Granted. That Scott Shales is substituted as a party in this matter in place of Regna Merritt, as one of the trustees of the Oregon Natural Resources Council Fund 401(k) Plan. That Greg Adkins is subs tituted as a party in this matter in place of Walter L. Baker, III, as the trustee of the Tennessee Hotel & Lodging Association 401(k) Plan. Scott Shales and Greg Adkins added. Walter L. Baker, III and Regna Merritt terminated. Signed by Magistrate Judge E. Clifton Knowles on 4/20/11. (dt)
March 24, 2011 Opinion or Order Filing 73 ORDER: The undersigned Magistrate Judge conducted a settlement conference in this case on March 23, 2011. The parties and their respective representatives met, negotiated in good faith, but failed to agree to a settlement of this case. The Clerk is directed to return this file to Magistrate Judge Knowles. Judge Magistrate Judge John S. Bryant no longer assigned to case. Signed by Magistrate Judge John S. Bryant on 3/24/11. (dt)
January 26, 2011 Opinion or Order Filing 71 ORDER: This matter has been referred by Magistrate Judge Knowles to the undersigned to conduct a settlement conference with the parties 70 . A telephone conference is scheduled for Friday, 2/4/2011, at 9:30 a.m. During this telephone conference a date and time convenient to all parties will be set. Counsel for the plaintiffs shall initiate the telephone conference. Signed by Magistrate Judge John S. Bryant on 1/26/11. (dt)
October 21, 2010 Opinion or Order Filing 63 ORDER granting 60 Motion for Leave to Reply Brief to Motion to Amend Initial Case Management Order or, in the alternative, to Schedule Case Management Conference and to Postpone and Re-Set Trial. Signed by Magistrate Judge E. Clifton Knowles on 10/21/10. (dt)
September 23, 2010 Opinion or Order Filing 43 ORDER granting 42 Motion for Leave to File a Reply Brief. Signed by Magistrate Judge E. Clifton Knowles on 9/23/10. (dt)
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Search for this case: Tatham & Associates, Inc. 401(K) Plan et al v. Tuner et al
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Plaintiff: Tatham & Associates, Inc. 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Dennis Turner
Represented By: Philip L. Robertson
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Plaintiff: Vida Health Communications, Inc. 401(K) Profit Sharing Plan
Represented By: Philip L. Robertson
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Plaintiff: John Craine
Represented By: Philip L. Robertson
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Plaintiff: Lisa McElaney
Represented By: Philip L. Robertson
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Plaintiff: Oregon Natural Resources Council Fund 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Gary Guttormsen
Represented By: Philip L. Robertson
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Plaintiff: Megan Gibb
Represented By: Philip L. Robertson
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Plaintiff: Regna Merritt
Represented By: Philip L. Robertson
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Plaintiff: Atlanta Engineering Services, Inc. 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Elvin L. Aycock
Represented By: Philip L. Robertson
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Plaintiff: Tennessean Association of Broadcasters Retirement Plan
Represented By: Philip L. Robertson
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Plaintiff: Whit Adamson
Represented By: Philip L. Robertson
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Plaintiff: Tennessee Hotel & Lodging Association 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Walter L. Baker, III
Represented By: Philip L. Robertson
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Plaintiff: The Angela Cotton B.C.O. & Associates 401(K) Profit Sharing Plan and Trust
Represented By: Philip L. Robertson
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Plaintiff: Angela Cotton
Represented By: Philip L. Robertson
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Plaintiff: Grist Magazine, Inc. Retirement Plan
Represented By: Philip L. Robertson
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Plaintiff: Charles Griller
Represented By: Philip L. Robertson
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Plaintiff: Kristen Grim
Represented By: Philip L. Robertson
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Plaintiff: Susan Kaufman
Represented By: Philip L. Robertson
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Plaintiff: Dr. Jay S. Cohen Safe Harbor 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Jay S. Cohen
Represented By: Philip L. Robertson
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Plaintiff: Southern Alliance for Clean Energy Safe Harbor 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Stephanie A. Smith
Represented By: Philip L. Robertson
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Plaintiff: Elizabeth A. Hill
Represented By: Philip L. Robertson
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Plaintiff: Environmental Leadership Program Retirement Saving Plan
Represented By: Philip L. Robertson
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Plaintiff: Paul Sabin
Represented By: Philip L. Robertson
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Plaintiff: Guadalupe Valley Vet Clinic Safe Harbor 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Bryan Glass
Represented By: Philip L. Robertson
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Plaintiff: Kenneth Gottwald
Represented By: Philip L. Robertson
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Plaintiff: National Contact Marketing, Inc. 401(K) Plan
Represented By: Philip L. Robertson
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Plaintiff: Larry A. Stillions
Represented By: Philip L. Robertson
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Plaintiff: Christy L. Stillions
Represented By: Philip L. Robertson
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Defendant: SagePoint Financial, Inc.
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Defendant: AIG Financial Advisor Services
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Defendant: Spelman & Co., Inc.
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