Case name not on file
Plaintiff: Empire Financial Group, Inc.
Defendant: Penson Financial Services Inc, Philip A Pendergraft, Daniel P Son and Roger Engemoen
Amicus: Jesup and Lamont Securities
Objector: Financial Industry Regulatory Authority Inc
Case Number: 3:2009cv02155
Filed: November 11, 2009
Court: US District Court for the Northern District of Texas
Office: Dallas Office
County: Dallas
Presiding Judge: Sidney A Fitzwater
Nature of Suit: None
Cause of Action: 09 U.S.C. ยง 1 U.S. Arbitration Act
Jury Demanded By: None

Available Case Documents

The following documents for this case are available for you to view or download:

Date Filed Document Text
March 3, 2010 Opinion or Order Filing 10 Memorandum Opinion and Order Denying 2 MOTION Enforce FINRA Order To Produce filed by Empire Financial Group, Inc. See Order (Ordered by Chief Judge Sidney A Fitzwater on 3/3/2010) (svc)
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Amicus: Jesup and Lamont Securities
Represented By: Thomas L Taylor, III
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Plaintiff: Empire Financial Group, Inc.
Represented By: Thomas L Taylor, III
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Defendant: Penson Financial Services Inc
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Defendant: Philip A Pendergraft
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Defendant: Daniel P Son
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Defendant: Roger Engemoen
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Objector: Financial Industry Regulatory Authority Inc
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