Securities and Exchange Commission v. Allen et al

Justia Dockets & Filings Fifth Circuit Texas Northern District Securities and Exchange Commission v. Allen et al

Securities and Exchange Commission v. Allen et al

Plaintiff:	Securities and Exchange Commission
Defendant:	D-Cap Associates Joint Venture, William F Burbank, IV, Alex Dowlatshahi, Ilya Drapkin, Christopher Mills, Gerald Patera, Robert Wilson, Associates Funding Group Inc, Capital Bankers Group Ltd, China Voice Holding Corp, Development Capital Associates Joint Venture, Integrity Driven Network Corp, Lucrative Enterprises Corp, MG TK Corp, Silver Summit Holdings LLC, Sleeping Bear LLC, Strategic Capital, Synergetic Solutions LLC, Third Securities Corp, Townhome Communities Corp, Patricia Allen, Community of Pleasant Ridge Ltd, Darius Assets Holding Corp, Debt Management Associates Ltd, D-Cap II Partners Ltd, D-Cap III Partners Ltd, D-Cap IV Partners Ltd, D-Cap V Partners Ltd, D-Cap VI Partners Ltd, D-Cap VII Partners Ltd, D-Cap VIII Partners Ltd, D-Cap IX Partners Ltd, D-Cap X Partners Ltd, D-Cap XI Partners Ltd, D-Cap XII Partners Ltd, D-Cap XIII Partners Ltd, D-Cap XIV Partners Ltd, D-Cap XV Partners Ltd, D-Cap XVI Partners Ltd, SMI Chips Inc, Winterstone Financial Ltd, D-Cap XVII Partners Ltd, Green Horseshoe Holdings Inc and David Ronald Allen
Case Number:	3:2011cv00882
Filed:	April 28, 2011
Court:	US District Court for the Northern District of Texas
Office:	Dallas Office
County:	Dallas
Presiding Judge:	Reed C O'Connor
Nature of Suit:	Securities/Commodities/Exchanges
Cause of Action:	15 U.S.C. § 77
Jury Demanded By:	None

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Date Filed	Document Text
January 10, 2014	Filing 308 Memorandum Opinion and Order re: 293 Plaintiff's Motion for an Order to Show Cause why Defendant Ilya Drapkin Should not be Held in Contempt. The Court finds that Drapkin is in contempt of the Court's final judgment entered against hi m. Drapkin may purge himself of contempt by paying $500,000 to the Clerk of Court on or before 2/10/2014. The SEC is ORDERED to file a status report with the Court on or before 2/12/2014. explaining whether Drapkin has complied with the present order. (Ordered by Judge Reed C O'Connor on 1/10/2014) (axm)
November 28, 2012	Filing 255 Memorandum Opinion and Order granting 209 Plaintiff's Motion for Final Judgment of Disgorgement, Prejudgment Interest, Third Tier Penalty, and Penny Stock Bar Against Defendant Wilson and His Related Entities. Defendants are ORDERED to pay a third-tier civil penalty in the amount of $664,269. The Court will issue a Final Judgment of Disgorgement, Prejudgment Interest, and Civil Penalty as to Defendants in a separate order. (Ordered by Judge Reed C O'Connor on 11/28/2012) (axm)
November 21, 2012	Filing 251 Memorandum Opinion and Order granting 215 Plaintiff's Motion for Final Judgment of Disgorgement, Prejudgment Interest, and Third-Tier Penalties Against the Dowlatshahi and Mills Defendants. The Court will issue a Final Judgment of Disgorgement, Prejudgment Interest, and Civil Penalty as to the Dowlatshahi and Mills Defendants in separate orders. (Ordered by Judge Reed C O'Connor on 11/21/2012) (axm)

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Defendant: D-Cap Associates Joint Venture
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Defendant: William F Burbank, IV
Represented By:	James M Stanton
Represented By:	Matthew G Nielsen
Represented By:	Spencer C Barasch
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Defendant: Alex Dowlatshahi
Represented By:	Gregory Daniel Kelminson
Represented By:	Jeffrey J Ansley
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Defendant: Ilya Drapkin
Represented By:	Gene R Besen
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Defendant: Christopher Mills
Represented By:	Phillip A Linder
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Defendant: Gerald Patera
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Defendant: Robert Wilson
Represented By:	J Randle Henderson
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Defendant: Associates Funding Group Inc
Represented By:	Leslie P Fisher
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Defendant: Capital Bankers Group Ltd
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Defendant: China Voice Holding Corp
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Defendant: Development Capital Associates Joint Venture
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Defendant: Integrity Driven Network Corp
Represented By:	Gregory Daniel Kelminson
Represented By:	Jeffrey J Ansley
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Defendant: Lucrative Enterprises Corp
Represented By:	Gregory Daniel Kelminson
Represented By:	Jeffrey J Ansley
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Defendant: MG TK Corp
Represented By:	Gene R Besen
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Defendant: Silver Summit Holdings LLC
Represented By:	Phillip A Linder
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Defendant: Sleeping Bear LLC
Represented By:	Phillip A Linder
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Defendant: Strategic Capital
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Defendant: Synergetic Solutions LLC
Represented By:	Gregory Daniel Kelminson
Represented By:	Jeffrey J Ansley
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Defendant: Third Securities Corp
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Defendant: Townhome Communities Corp
Represented By:	Leslie P Fisher
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Defendant: Patricia Allen
Represented By:	Leslie P Fisher
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Defendant: Community of Pleasant Ridge Ltd
Represented By:	Bryan J Wick
Represented By:	J Sean Lemoine
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Defendant: Darius Assets Holding Corp
Represented By:	Gregory Daniel Kelminson
Represented By:	Jeffrey J Ansley
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Defendant: Debt Management Associates Ltd
Represented By:	Phillip A Linder
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Defendant: D-Cap II Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap III Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap IV Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap V Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap VI Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap VII Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap VIII Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap IX Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap X Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap XI Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap XII Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap XIII Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap XIV Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap XV Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: D-Cap XVI Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: SMI Chips Inc
Represented By:	Gene R Besen
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Defendant: Winterstone Financial Ltd
Represented By:	Leslie P Fisher
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Defendant: D-Cap XVII Partners Ltd
Represented By:	J Sean Lemoine
Represented By:	Bryan J Wick
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Defendant: Green Horseshoe Holdings Inc
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Defendant: David Ronald Allen
Represented By:	Victor D Vital
Represented By:	Leslie P Fisher
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Plaintiff: Securities and Exchange Commission
Represented By:	Carolyn M Welshhans
Represented By:	Jane M E Peterson
Represented By:	Jennifer Leete
Represented By:	David R Herman
Represented By:	Toby M Galloway
Represented By:	Stephen L Cohen
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