Securities and Exchange Commission v. Halsey et al
| Securities and Exchange Commission |
| Halsey, TexStar Oil Co Ltd and Nathan Halsey |
| 3:2016cv00450 |
| February 17, 2016 |
| U.S. District Court for the Northern District of Texas |
| Dallas Office |
| Dallas |
| Renee Harris Toliver |
| Other Statutes: Securities/Commodities/Exchange |
| 15 U.S.C. § 78 |
| None |
Docket Report
RSS Track this Docket
This docket was last retrieved on January 8, 2018. A more recent docket listing may be available from PACER.
| Document Text |
|---|
Filing 30
JUDGMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant Nathan Halsey is liable for a civil penalty in the amount of $4,282,500.00, pursuant to Section 20(d) of the Securities Act of 1933 [15 U.S.C. 77t(d)] and Section 21(d) of the Securities Exchange Act of 1934 [15 U.S.C. 78u(d)]. The SEC's motion for civil penalties against TexStar is DENIED. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. (Ordered by Magistrate Judge Renee Harris Toliver on 1/8/2018) (mcrd)
|
| Filing 29 REPLY filed by Securities and Exchange Commission re: #26 MOTION for Judgment as to Civil Penalties Against TexStar Oil Co., LTD. and Nathan Halsey (Attachments: #1 Exhibit(s) A Email, #2 Exhibit(s) B Transcript, #3 Exhibit(s) C Appraisal Notice, #4 Exhibit(s) D Google Maps) (McCole, Timothy) |
| Filing 28 RESPONSE filed by TexStar Oil Co Ltd re: #26 MOTION for Judgment as to Civil Penalties Against TexStar Oil Co., LTD. and Nathan Halsey (Attachments: #1 Proposed Order, #2 Proposed Order) (Henderson, J) |
| Filing 27 STIPULATION to Extend Date to Respond to Plaintiff's Motion for Final Judgment as to Civil Penalties Against TexStar Oil Co., LTD and Nathan Halsey by Securities and Exchange Commission. (McCole, Timothy) |
| Filing 26 MOTION for Judgment as to Civil Penalties Against TexStar Oil Co., LTD. and Nathan Halsey filed by Securities and Exchange Commission (Attachments: #1 Proposed Order as to TexStar Oil Co., LTD, #2 Proposed Order as to Nathan Halsey) (McCole, Timothy) |
| Filing 25 NOTICE of compliance with the Court's Order re: 24 Order, filed by Securities and Exchange Commission (McCole, Timothy) |
|
Filing 24
ELECTRONIC ORDER: Pursuant to the Judgments #21 #22 entered in this case, Defendants were ordered to pay a civil penalty, pursuant to Section 20(d) of the Securities Act and Section 21(d)(3) of the Exchange Act, in an amount to be determined by the Court upon Plaintiff's motion. To date, no such motion has been filed. Accordingly, Plaintiff is ORDERED to notify the Court by September 22, 2017 whether it intends to seek a civil penalty in this action, and, if so, when its motion will be filed. (Ordered by Magistrate Judge Renee Harris Toliver on 9/15/2017) (chmb)
|
| Filing 23 Abstract of Judgment issued. (3 copies with raised seals mailed back to requesting party.) (epm) |
|
Filing 22
JUDGMENT in favor of Securities and Exchange Commission against Nathan Halsey. (see Judgment for specifics) (Ordered by Magistrate Judge Renee Harris Toliver on 3/20/2017) (mcrd)
|
|
Filing 21
JUDGMENT in favor of Securities and Exchange Commission against TexStar Oil Co Ltd. (see Judgment for specifics). (Ordered by Magistrate Judge Renee Harris Toliver on 3/20/2017) (mcrd)
|
|
Filing 20
ORDER granting the parties Joint Motion #19 to Approve Consent Decrees is GRANTED. This day, the Court separately enters Judgment as to Defendant Nathan Halsey and Judgment as to Defendant Texstar Oil Co., Ltd. (Ordered by Magistrate Judge Renee Harris Toliver on 3/20/2017) (mcrd)
|
| Filing 19 Joint MOTION for Judgment to Approve Consent Decrees filed by Securities and Exchange Commission (Attachments: #1 Exhibit(s) A Halsey Consent, #2 Exhibit(s) B TexStar Consent, #3 Proposed Order, #4 Proposed Order) (McCole, Timothy) |
|
Filing 18
ELECTRONIC ORDER granting Joint Motion #17 to Modify Scheduling Order. Expert witness deadlines are extended as follows: Any party who bears the burden of proof on an issue shall designate its expert witnesses and provide expert reports to the other party no later than December 15, 2016. Any party without the burden of proof on an issue shall designate its responsive expert witness and provide expert reports to the other party no later than January 16, 2016. (Ordered by Magistrate Judge Renee Harris Toliver on 10/26/2016) (mcrd)
|
| Filing 17 Joint MOTION to Amend/Correct #15 Scheduling Order,, to Modify Scheduling Order filed by Securities and Exchange Commission (Attachments: #1 Proposed Order) (McCole, Timothy) |
|
Filing 16
STANDING ORDER ON NON-DISPOSITIVE MOTIONS (see order for specifics). (Ordered by Magistrate Judge Renee Harris Toliver on 5/12/2016) (mcrd)
|
|
Filing 15
SCHEDULING ORDER: Amended Pleadings and Joinder of Parties due by 7/1/2016. Discovery due by 3/28/2017. Deadline for mediation is on or before 4/11/2017. Joint Estimate of Trial Length and Status Report due by 4/18/2017. Dispositive Motions due by 4/25/2017. Pretrial Order and Pretrial Materials due by 9/18/2017. Pretrial Conference set for 9/29/2017 at 10:00 a.m. Bench Trial set for 10/2/2017 in US Courthouse, Courtroom 1409, 1100 Commerce St., Dallas, TX 75242-1310 before Magistrate Judge Renee Harris Toliver. (Ordered by Magistrate Judge Renee Harris Toliver on 5/12/2016) (mcrd)
|
|
Filing 14
CONSENT to Proceed Before a U.S. Magistrate Judge by all parties and Order Reassigning Case. Case reassigned to Magistrate Judge Renee Harris Toliver for all further proceedings. Judge Jane J Boyle no longer assigned to case. (Ordered by Judge Jane J Boyle on 5/11/2016) (twd)
|
| Filing 13 Joint STATUS REPORT filed by Nathan Halsey, Securities and Exchange Commission, TexStar Oil Co Ltd. (McCole, Timothy) |
|
Filing 12
STATUS REPORT ORDER: Joint Status Report due by 5/10/2016. (Ordered by Judge Jane J Boyle on 4/19/2016) (twd)
|
| Filing 11 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Nathan Halsey. (Henderson, J) |
| Filing 10 ANSWER to #1 Complaint filed by Nathan Halsey. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms and Instructions found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Henderson, J) |
|
Filing 9
ELECTRONIC ORDER granting #8 Application for Admission Pro Hac Vice of J. Randle Henderson. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/13/2016) (chmb)
|
| Filing 8 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $25; Receipt number 0539-7506338) filed by TexStar Oil Co Ltd, Nathan Halsey (Henderson, J) |
| Filing 7 WAIVER OF SERVICE Returned Executed as to TexStar Oil Co Ltd. Waiver sent on 2/17/2016. (McCole, Timothy) |
| Filing 6 WAIVER OF SERVICE Returned Executed as to Nathan Halsey. Waiver sent on 2/17/2016. (McCole, Timothy) |
| Filing 5 Summons Issued as to Nathan Halsey, TexStar Oil Co Ltd. (mem) |
| Filing 4 New Case Notes: A filing fee is not due for this case. Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge (Judge Toliver). Clerk to provide copy to plaintiff if not received electronically. (mem) |
| Filing 3 Request for Clerk to issue Summons filed by Securities and Exchange Commission. (Attachments: #1 Summons) (McCole, Timothy) |
| Filing 2 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Securities and Exchange Commission. (McCole, Timothy) |
| Filing 1 COMPLAINT against Nathan Halsey, TexStar Oil Co., Ltd. filed by Securities and Exchange Commission. (Filer fee note- Filed by the USA) Plaintiff will submit summons(es) for issuance. In each Notice of Electronic Filing, the judge assignment is indicated, and a link to the # Judges Copy Requirements is provided. The court reminds the filer that any required copy of this and future documents must be delivered to the judge, in the manner prescribed, within three business days of filing. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Attachments: #1 Cover Sheet) (McCole, Timothy) |
Access additional case information on PACER
Use the links below to access additional information about this case on the U.S. Court's PACER system. A subscription to PACER is required.
Access this case on the Texas Northern District Court's Electronic Court Filings (ECF) System
- Search for Party Aliases
- Associated Cases
- Attorneys
- Case File Location
- Case Summary
- Docket Report
- History/Documents
- Parties
- Related Transactions
- Check Status
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
