Securities and Exchange Commission v. Plummer
| Securities and Exchange Commission |
| Mark Allan Plummer |
| 3:2019cv01538 |
| June 26, 2019 |
| US District Court for the Northern District of Texas |
| A Joe Fish |
| Other Statutes: Securities/Commodities/Exchange |
| None |
Docket Report
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This docket was last retrieved on July 1, 2019. A more recent docket listing may be available from PACER.
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Filing 6
FINAL JUDGMENT: It is hereby further ORDERED, ADJUDGED, and DECREED thatDefendant is liable for disgorgement of $399,011.19, representing profits gained as a result of the conduct alleged in the complaint, together with prejudgment interest thereon of $33,007.93, and a civil penalty of $75,000.00. Defendant shall satisfy these obligations by paying $50,000.00 to the SEC within 14 days after entry of this Final Judgment and the remaining $457,019.12 to the SEC within 364 days after entry of this Final Judgment. (Ordered by Senior Judge A. Joe Fish on 7/1/2019) (epm)
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Filing 5
ORDER granting #3 Motion for Judgment. (Ordered by Senior Judge A. Joe Fish on 7/1/2019) (epm)
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| Filing 4 New Case Notes: A filing fee is not due for this case. Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge (Judge Ramirez). Clerk to provide copy to plaintiff if not received electronically. (aaa) |
| Filing 3 Plaintiff's Unopposed Motion to Enter Final Judgment Against Defendant Mark Allan Plummer filed by Securities and Exchange Commission (Attachments: #1 Exhibit(s) A-Consent, #2 Exhibit(s) B-Judgment) (Davis, Chris) |
| Filing 2 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Securities and Exchange Commission. (Davis, Chris) |
| Filing 1 COMPLAINT against Mark Allan Plummer filed by Securities and Exchange Commission. (Filer fee note- Filed by the USA) Summons(es) not requested at this time. In each Notice of Electronic Filing, the judge assignment is indicated, and a link to the # Judges Copy Requirements is provided. The court reminds the filer that any required copy of this and future documents must be delivered to the judge, in the manner prescribed, within three business days of filing. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Attachments: #1 Cover Sheet) (Davis, Chris) |
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| Defendant: Mark Allan Plummer | |
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| Plaintiff: Securities and Exchange Commission | |
| Represented By: | Chris Davis |
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