Saratoga Advantage Trust Energy & Basic Materials Portfolio v. Woods
| City of Birminham Retirement and Relief System, Saratoga Advantage Trust Energy & Basic Materials Portfolio and Samuel Montini |
| William W George, Douglas R Oberhelman, Michael J Boskin, William C Weldon, Jeffrey J Woodbury, Donald D Humphreys, Kenneth C Frazier, Darren W Woods, Michael J Dolan, Andrew P Swiger, David S Rosenthal, Ursula M Burns, Jack P Williams, Rex W Tillerson, Mark W Albers, Steven S Reinemund, Henrietta H Fore, Larry R Faulkner, Exxon Mobil Corporation, Samuel J Palmisano and Peter Brabeck-Letmathe |
| 3:2020cv02995 |
| September 29, 2020 |
| US District Court for the Northern District of Texas |
| Sam R Cummings |
| Ed Kinkeade |
| Contract: Stockholders' Suits |
| 28 U.S.C. § 1331 |
| Plaintiff |
Docket Report
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This docket was last retrieved on October 15, 2020. A more recent docket listing may be available from PACER.
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Filing 84
ORDER CONSOLIDATING CASES: Member case(s) 3:20-cv-2995 consolidated with lead case 3:19-cv-1067. Member case administratively closed following consolidation. Further docketing should be in lead case 3:19-cv-1067. (Ordered by Judge Ed Kinkeade on 10/15/2020) (jmg)
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Filing 83
ELECTRONIC ORDER granting #81 Application for Admission Pro Hac Vice of Daniel Toal. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 10/15/2020) (chmb)
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Filing 82
ELECTRONIC ORDER granting #70 Application for Admission Pro Hac Vice of Benjamin I Sachs-Michaels. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 10/15/2020) (chmb)
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| Filing 81 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11267332) filed by Mark W Albers, Michael J Boskin, Peter Brabeck-Letmathe, Ursula M Burns, Michael J Dolan, Exxon Mobil Corporation, Larry R Faulkner, Henrietta H Fore, Kenneth C Frazier, William W George, Donald D Humphreys, Douglas R Oberhelman, Samuel J Palmisano, Steven S Reinemund, David S Rosenthal, Andrew P Swiger, Rex W Tillerson, William C Weldon, Jack P Williams, Jeffrey J Woodbury, Darren W Woods (Attachments: #1 Proposed Order)Attorney Daniel Toal added to party Mark W Albers(pty:dft), Attorney Daniel Toal added to party Michael J Boskin(pty:dft), Attorney Daniel Toal added to party Peter Brabeck-Letmathe(pty:dft), Attorney Daniel Toal added to party Ursula M Burns(pty:dft), Attorney Daniel Toal added to party Michael J Dolan(pty:dft), Attorney Daniel Toal added to party Exxon Mobil Corporation(pty:dft), Attorney Daniel Toal added to party Larry R Faulkner(pty:dft), Attorney Daniel Toal added to party Henrietta H Fore(pty:dft), Attorney Daniel Toal added to party Kenneth C Frazier(pty:dft), Attorney Daniel Toal added to party William W George(pty:dft), Attorney Daniel Toal added to party Donald D Humphreys(pty:dft), Attorney Daniel Toal added to party Douglas R Oberhelman(pty:dft), Attorney Daniel Toal added to party Samuel J Palmisano(pty:dft), Attorney Daniel Toal added to party Steven S Reinemund(pty:dft), Attorney Daniel Toal added to party David S Rosenthal(pty:dft), Attorney Daniel Toal added to party Andrew P Swiger(pty:dft), Attorney Daniel Toal added to party Rex W Tillerson(pty:dft), Attorney Daniel Toal added to party William C Weldon(pty:dft), Attorney Daniel Toal added to party Jack P Williams(pty:dft), Attorney Daniel Toal added to party Jeffrey J Woodbury(pty:dft), Attorney Daniel Toal added to party Darren W Woods(pty:dft) (Toal, Daniel) |
| Filing 80 MOTION to Consolidate Cases Pursuant to Fed. R. Civ. P. 42 filed by Samuel Montini . (Attachments: #1 Proposed Order) (Wells, Ronald) Modified title on 10/15/2020 (mjr). |
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Filing 79
ELECTRONIC ORDER granting #75 Application for Admission Pro Hac Vice of Daniel J. Kramer. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 10/14/2020) (chmb)
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Filing 78
ELECTRONIC ORDER granting #74 Application for Admission Pro Hac Vice of Theodore V. Wells. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 10/14/2020) (chmb)
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Filing 77
ELECTRONIC ORDER granting #76 Application for Admission Pro Hac Vice of Matthew D. Stachel. Important Reminder: Unless excused for cause, an attorney who is not an ECF user must register within 14 days of the date the attorney appears in a case pursuant to LR 5.1(f) and LCrR 49.2(g). (Ordered by Judge Ed Kinkeade on 10/14/2020) (chmb)
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| Filing 76 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11260871) filed by Mark W Albers, Michael J Boskin, Peter Brabeck-Letmathe, Ursula M Burns, Michael J Dolan, Exxon Mobil Corporation, Larry R Faulkner, Henrietta H Fore, Kenneth C Frazier, William W George, Donald D Humphreys, Douglas R Oberhelman, Samuel J Palmisano, Steven S Reinemund, David S Rosenthal, Andrew P Swiger, Rex W Tillerson, William C Weldon, Jack P Williams, Jeffrey J Woodbury, Darren W Woods (Attachments: #1 Proposed Order)Attorney Matthew Stachel added to party Mark W Albers(pty:dft), Attorney Matthew Stachel added to party Michael J Boskin(pty:dft), Attorney Matthew Stachel added to party Peter Brabeck-Letmathe(pty:dft), Attorney Matthew Stachel added to party Ursula M Burns(pty:dft), Attorney Matthew Stachel added to party Michael J Dolan(pty:dft), Attorney Matthew Stachel added to party Exxon Mobil Corporation(pty:dft), Attorney Matthew Stachel added to party Larry R Faulkner(pty:dft), Attorney Matthew Stachel added to party Henrietta H Fore(pty:dft), Attorney Matthew Stachel added to party Kenneth C Frazier(pty:dft), Attorney Matthew Stachel added to party William W George(pty:dft), Attorney Matthew Stachel added to party Donald D Humphreys(pty:dft), Attorney Matthew Stachel added to party Douglas R Oberhelman(pty:dft), Attorney Matthew Stachel added to party Samuel J Palmisano(pty:dft), Attorney Matthew Stachel added to party Steven S Reinemund(pty:dft), Attorney Matthew Stachel added to party David S Rosenthal(pty:dft), Attorney Matthew Stachel added to party Andrew P Swiger(pty:dft), Attorney Matthew Stachel added to party Rex W Tillerson(pty:dft), Attorney Matthew Stachel added to party William C Weldon(pty:dft), Attorney Matthew Stachel added to party Jack P Williams(pty:dft), Attorney Matthew Stachel added to party Jeffrey J Woodbury(pty:dft), Attorney Matthew Stachel added to party Darren W Woods(pty:dft) (Stachel, Matthew) |
| Filing 75 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11260842) filed by Mark W Albers, Michael J Boskin, Peter Brabeck-Letmathe, Ursula M Burns, Michael J Dolan, Exxon Mobil Corporation, Larry R Faulkner, Henrietta H Fore, Kenneth C Frazier, William W George, Donald D Humphreys, Douglas R Oberhelman, Samuel J Palmisano, Steven S Reinemund, David S Rosenthal, Andrew P Swiger, Rex W Tillerson, William C Weldon, Jack P Williams, Jeffrey J Woodbury, Darren W Woods (Attachments: #1 Proposed Order)Attorney Daniel Kramer added to party Mark W Albers(pty:dft), Attorney Daniel Kramer added to party Michael J Boskin(pty:dft), Attorney Daniel Kramer added to party Peter Brabeck-Letmathe(pty:dft), Attorney Daniel Kramer added to party Ursula M Burns(pty:dft), Attorney Daniel Kramer added to party Michael J Dolan(pty:dft), Attorney Daniel Kramer added to party Exxon Mobil Corporation(pty:dft), Attorney Daniel Kramer added to party Larry R Faulkner(pty:dft), Attorney Daniel Kramer added to party Henrietta H Fore(pty:dft), Attorney Daniel Kramer added to party Kenneth C Frazier(pty:dft), Attorney Daniel Kramer added to party William W George(pty:dft), Attorney Daniel Kramer added to party Donald D Humphreys(pty:dft), Attorney Daniel Kramer added to party Douglas R Oberhelman(pty:dft), Attorney Daniel Kramer added to party Samuel J Palmisano(pty:dft), Attorney Daniel Kramer added to party Steven S Reinemund(pty:dft), Attorney Daniel Kramer added to party David S Rosenthal(pty:dft), Attorney Daniel Kramer added to party Andrew P Swiger(pty:dft), Attorney Daniel Kramer added to party Rex W Tillerson(pty:dft), Attorney Daniel Kramer added to party William C Weldon(pty:dft), Attorney Daniel Kramer added to party Jack P Williams(pty:dft), Attorney Daniel Kramer added to party Jeffrey J Woodbury(pty:dft), Attorney Daniel Kramer added to party Darren W Woods(pty:dft) (Kramer, Daniel) |
| Filing 74 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11260806) filed by Mark W Albers, Michael J Boskin, Peter Brabeck-Letmathe, Ursula M Burns, Michael J Dolan, Exxon Mobil Corporation, Larry R Faulkner, Henrietta H Fore, Kenneth C Frazier, William W George, Donald D Humphreys, Douglas R Oberhelman, Samuel J Palmisano, Steven S Reinemund, David S Rosenthal, Andrew P Swiger, Rex W Tillerson, William C Weldon, Jack P Williams, Jeffrey J Woodbury, Darren W Woods (Attachments: #1 Proposed Order) (Wells, Theodore) |
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Filing 73
ORDER REASSIGNING CASE. Case reassigned to Judge Ed Kinkeade for all further proceedings. Senior Judge Sam R Cummings no longer assigned to case. (Ordered by Senior Judge Sam R Cummings on 10/13/2020) (oyh)
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| Filing 72 NOTICE of Attorney Appearance by Daniel H Gold on behalf of Mark W Albers, Michael J Boskin, Peter Brabeck-Letmathe, Ursula M Burns, Michael J Dolan, Exxon Mobil Corporation, Larry R Faulkner, Henrietta H Fore, Kenneth C Frazier, William W George, Donald D Humphreys, Douglas R Oberhelman, Samuel J Palmisano, Steven S Reinemund, David S Rosenthal, Andrew P Swiger, Rex W Tillerson, William C Weldon, Jack P Williams, Jeffrey J Woodbury, Darren W Woods. (Filer confirms contact info in ECF is current.) (Gold, Daniel) |
| Filing 71 NOTICE of Attorney Appearance by Nina Cortell on behalf of Mark W Albers, Michael J Boskin, Peter Brabeck-Letmathe, Ursula M Burns, Michael J Dolan, Exxon Mobil Corporation, Larry R Faulkner, Henrietta H Fore, Kenneth C Frazier, William W George, Donald D Humphreys, Douglas R Oberhelman, Samuel J Palmisano, Steven S Reinemund, David S Rosenthal, Andrew P Swiger, Rex W Tillerson, William C Weldon, Jack P Williams, Jeffrey J Woodbury, Darren W Woods. (Filer confirms contact info in ECF is current.) (Cortell, Nina) |
| Filing 70 Application for Admission Pro Hac Vice with Certificate of Good Standing (Filing fee $100; Receipt number 0539-11251542) filed by Saratoga Advantage Trust Energy & Basic Materials Portfolio (Attachments: #1 Certificate of Good Standing, #2 Proposed Order)Attorney Benjamin I Sachs-Michaels added to party Saratoga Advantage Trust Energy & Basic Materials Portfolio(pty:pla) (Sachs-Michaels, Benjamin) |
| Filing 69 NOTICE of Related Case filed by Samuel Montini (Wells, Ronald) |
| Filing 68 New Case Notes: A filing fee has been paid. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge (Judge Ramirez). Clerk to provide copy to plaintiff if not received electronically. Motion(s) referred to Magistrate Judge Irma Carrillo Ramirez. (oyh) Modified filing fee on 10/1/2020 (axm). |
| Filing 67 Court Request for Recusal: Senior Judge Sidney A Fitzwater recused. Pursuant to instruction in Special Order 3-249, the Clerk has reassigned the case to Senior Judge Sam R Cummings for all further proceedings. Future filings should indicate the case number as: 3:20-cv-2995-C. (axm) |
| Filing 66 Case electronically transferred in from District of New Jersey; Case Number 2:19-cv-16380. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. Copy of NEF to be sent US Mail to parties not electronically noticed. |
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Filing 65
OPINION AND ORDER re #55 MOTION to Transfer Case, Order transferring case to District of THE NORTHERN DISTRICT OF TEXAS. Signed by Magistrate Judge Steven C. Mannion on 9/15/2020. (bt, ) Modified on 9/15/2020 (bt, ). [Transferred from New Jersey on 9/29/2020.]
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| ***Civil Case Terminated. (bt, ) [Transferred from New Jersey on 9/29/2020.] |
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Filing 64
TEXT ORDER: The conference scheduled with Judge Mannion for today is adjourned. So Ordered by Magistrate Judge Steven C. Mannion on 9/14/2020. (Mannion, Steven) [Transferred from New Jersey on 9/29/2020.]
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| Filing 63 Letter from Theodore V. Wells, Jr. re: September 14, 2020 telephone conference. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 62 Transcript of Oral Argument held on July 22, 2020, before Magistrate Judge Steven C. Mannion. Transcriber: King Transcription Services (973-237-6080). NOTICE REGARDING (1) REDACTION OF PERSONAL IDENTIFIERS IN TRANSCRIPTS AND (2) MOTION TO REDACT AND SEAL: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript to comply with Fed.R.Civ.P.5.2(a) (personal identifiers). Parties seeking to redact and seal this Transcript, or portions thereof, pursuant to L.Civ.R. 5.3(g) must e-file a Motion to Redact and Seal utilizing the event `Redact and Seal Transcript/Digital Recording`. Redaction Request to Transcription Agency due, but not filed, by 8/20/2020. Redacted Transcript Deadline set for 8/31/2020. Release of Transcript Restriction set for 10/28/2020. (wh) [Transferred from New Jersey on 9/29/2020.] |
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Filing 61
SUPPLEMENTAL SCHEDULING ORDER, Motions terminated: #55 MOTION to Transfer Case to the Northern District of Texas. A telephone conference is scheduled with Judge Mannion on 9/14/2020 at 3:30 PM. Signed by Magistrate Judge Steven C. Mannion on 7/22/2020. (bt, ) Modified on 8/5/2020 (th). [Transferred from New Jersey on 9/29/2020.]
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| Minute Entry for proceedings held before Magistrate Judge Steven C. Mannion: Telephone Conference held on 7/22/2020. Supplemental scheduling Order to be filed. (Court Reporter/Recorder ECR.) (spc, ) [Transferred from New Jersey on 9/29/2020.] |
| Filing 60 Letter from Donald A. Ecklund. (Attachments: #1 Declaration of Donald A. Ecklund, #2 Certification of Benjamin I. Sachs-Michaels, #3 Text of Proposed Order Granting Pro Hac Vice Admission of Benjamin I. Sachs-Michaels)(ECKLUND, DONALD) [Transferred from New Jersey on 9/29/2020.] |
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Filing 59
TEXT ORDER -- The telephone conference scheduled with Judge Mannion on 7/22/2020 at 11:30 AM will be held using the dial-in number 866-434-5269 with access code 1874589#. If you have problems connecting to the conference line using a cell phone, try using a landline. No court proceedings, including proceedings conducted by audio or video teleconference, may be photographed, recorded, broadcast, or otherwise transmitted without the express permission of the Court. So Ordered by Magistrate Judge Steven C. Mannion on 7/16/2020. (spc, ) [Transferred from New Jersey on 9/29/2020.]
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| Filing 58 REPLY BRIEF to Opposition to Motion filed by MARK W. ALBERS, ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, MICHAEL J. DOLAN, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, DONALD D. HUMPHREYS, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE, JACK P. WILLIAMS re #55 MOTION to Transfer Case to the Northern District of Texas (Nominal Defendant's and Defendants' Notice of Motion to Transfer Venue or, Alternatively, to Stay Proceedings) (Attachments: #1 Reply Declaration of Matthew D. Stachel, #2 Exhibit 10, #3 Exhibit 11, #4 Certificate of Service)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 57 BRIEF in Opposition filed by CITY OF BIRMINGHAM RETIREMENT AND RELIEF SYSTEM, SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO re #55 MOTION to Transfer Case to the Northern District of Texas (Nominal Defendant's and Defendants' Notice of Motion to Transfer Venue or, Alternatively, to Stay Proceedings) (Attachments: #1 Declaration of Donald A. Ecklund)(ECKLUND, DONALD) [Transferred from New Jersey on 9/29/2020.] |
| Filing 56 REDACTION to #53 Amended Complaint, (Amended Verified Consolidated Shareholder Derivative Complaint) by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. (ECKLUND, DONALD) [Transferred from New Jersey on 9/29/2020.] |
| Set Deadlines as to #55 MOTION to Transfer Case to the Northern District of Texas (Nominal Defendant's and Defendants' Notice of Motion to Transfer Venue or, Alternatively, to Stay Proceedings). Motion set for 6/1/2020 before Judge Esther Salas. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (bt, ) [Transferred from New Jersey on 9/29/2020.] |
| Filing 55 MOTION to Transfer Case to the Northern District of Texas (Nominal Defendant's and Defendants' Notice of Motion to Transfer Venue or, Alternatively, to Stay Proceedings) by MARK W. ALBERS, ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, MICHAEL J. DOLAN, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, DONALD D. HUMPHREYS, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE, JACK P. WILLIAMS. (Attachments: #1 Memorandum in Support, #2 Declaration of Patrice Childress, #3 Declaration of Matthew Stachel, #4 Exhibit 1, #5 Exhibit 2, #6 Exhibit 3, #7 Exhibit 4, #8 Exhibit 5, #9 Exhibit 6, #10 Exhibit 7, #11 Exhibit 8, #12 Exhibit 9, #13 Text of Proposed Order, #14 Certificate of Service)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
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Filing 54
STIPULATION AND ORDER If Plaintiffs intend to file their Anticipated Complaint pursuant to Federal Rule of Civil Procedure 15(a)(1), Plaintiffs shall do so by April 17, 2020 etc. Signed by Magistrate Judge Steven C. Mannion on 4/17/2020. (bt, ) [Transferred from New Jersey on 9/29/2020.]
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| Filing 53 AMENDED COMPLAINT against All Defendants All Defendants., filed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO, CITY OF BIRMINGHAM RETIREMENT AND RELIEF SYSTEM. (Attachments: #1 Exhibit A, #2 Exhibit B)(ECKLUND, DONALD) [Transferred from New Jersey on 9/29/2020.] |
| Filing 52 STIPULATION and [Proposed] Order Regarding Additional Case Scheduling Matters by ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
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Filing 51
SUPPLEMENTAL SCHEDULING ORDER:. Signed by Magistrate Judge Steven C. Mannion on 3/26/2020. (bt, ) [Transferred from New Jersey on 9/29/2020.]
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Filing 50
JOINT STIPULATION AND ORDER CONSOLIDATING DERIVATIVE ACTIONS AND APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL. The above-captioned actions shall be consolidated for all purposes, including pretrial proceedings and trial, under Case No. 2:19-cv-16380-ES-SCM. Glancy Prongay & Murray LLP and Scott+Scott Attorneys at Law LLP shall be appointed as Co-Lead Counsel Carella, Byrne, Cecchi, Olstein, Brody & Agnello, P.C. shall be appointed Liaison Counsel. The Verified Shareholder Derivative Complaint filed by Saratoga on August 6, 2019 in C.A. No. 2:19-cv-16380-ES-SCM shall serve as the sole operative complaint for the Consolidated Action. Signed by Judge Esther Salas on 3/26/2020. (bt, ) Modified on 3/26/2020 (bt, ). [Transferred from New Jersey on 9/29/2020.]
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| Minute Entry for proceedings held before Magistrate Judge Steven C. Mannion: Status Conference held on 3/26/2020. Order to be filed. (spc, ) [Transferred from New Jersey on 9/29/2020.] |
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Filing 49
TEXT ORDER: Due to the closure of the MLK, Jr. Courthouse, the conference scheduled with Judge Mannion for 3/26/2020 will be held at the scheduled time using the dial-in number 515-604-9866 and access code is 996019. Note that landlines may connect easier to the conference line than cell phones. Cell phones may take longer to connect but landlines should have no problem. So Ordered by Magistrate Judge Steven C. Mannion on 3/25/2020. (Mannion, Steven) [Transferred from New Jersey on 9/29/2020.]
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| Filing 48 Letter from Donald Ecklund to the Hon. Steven C. Mannion, U.S.M.J.. (ECKLUND, DONALD) [Transferred from New Jersey on 9/29/2020.] |
| Filing 47 NOTICE of Appearance by SCOTT RICHARD JACOBSEN on behalf of City of Birmingham Retirement and Relief System (JACOBSEN, SCOTT) [Transferred from New Jersey on 9/29/2020.] |
| Filing 46 STIPULATION and Proposed Order Consolidating Derivative Actions and Appointing Lead Plaintiff and Lead Counsel by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. (Attachments: #1 Joint Stipulation and Proposed Order Consolidating Derivative Actions and Appointing Lead Plaintiff and Lead Counsel)(CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
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Filing 45
TEXT ORDER: The Court is in receipt of Docket Entries 40, 41, 43, and 44. Counsel are to cease filing letters on this issue and begin to meet and confer, immediately. A telephone call is scheduled for March 26, 2020 at 11:30 AM. Counsel for both sides must attend, with Plaintiff initiating the call. Three days before the call, the parties shall submit ONE JOINT LETTER (maximum 3 pages each side) outlining the issues to be discussed. So Ordered by Magistrate Judge Steven C. Mannion on 3/5/2020. (Mannion, Steven) [Transferred from New Jersey on 9/29/2020.]
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| Filing 44 Letter from Theodore V. Wells, Jr. re #40 Letter, #43 Letter. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 43 Letter from Mark Makhail to Judge Mannion. (bt, ) [Transferred from New Jersey on 9/29/2020.] |
| Filing 42 NOTICE of Appearance by MARK M. MAKHAIL on behalf of SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO (MAKHAIL, MARK) [Transferred from New Jersey on 9/29/2020.] |
| Filing 41 Letter from Plaintiffs Regarding Response to Defendants' February 26, 2020 Letter re #40 Letter. (MAKHAIL, MARK) [Transferred from New Jersey on 9/29/2020.] |
| Filing 40 Letter from Theodore V. Wells, Jr. re: Leave to File a Motion to Transfer Venue. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 39 STIPULATION and [Proposed] Order Regarding Case Schedule by ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 38 Certification of of Local Civil Rule 11.2 on behalf of ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
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Filing 37
STIPULATION AND ORDER REGARDING CASE SCHEDULE; It is hereby stipulated and agreed, by the parties hereto, through their undersigned counsel, subject to the approval of the Court, as follows: Within 10 days after Plaintiff receives the Board formal response to its Demand the parties shall meet and conference a schedule for further proceedings and will submit a proposal for the Court's consideration within 15 days after the parties meet and confer; etc. Signed by Judge Esther Salas on 1/16/2020(sms) [Transferred from New Jersey on 9/29/2020.]
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| Filing 36 STIPULATION and [Proposed] Order Regarding Case Schedule by ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Pro Hac Vice fee: as to Matthew D. Stachel, Daniel J. Toal, Daniel J. Kramer, Jonathan H. Hurwitz, $ 600, receipt number NEW040915. (sms) [Transferred from New Jersey on 9/29/2020.] |
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Filing 35
STIPULATION AND ORDER REGARDING STAY OF PROCEEDINGS; It is hereby stipulated and agreed, by the parties hereto, through the undersigned counsel, that this action is hereby stayed in its entirety and shall remain stayed until January 15, 2020; etc. Signed by Judge Esther Salas on 10/23/2019. (sms) [Transferred from New Jersey on 9/29/2020.]
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Filing 34
ORDER ADMITTING DANIEL J. KRAMER, ESQ., PRO HAC VICE; granting #26 Letter/Application for the Pro Hac Vice Admission of Daniel J. Kramer, Esq.; Counsel shall make payment of $150.00 to the Clerk of this Court, pursuant to Local Civil Rule 101.1(c)(3), following the date of the entry of this Order; etc. Signed by Magistrate Judge Steven C. Mannion on 10/22/2019. (sms) [Transferred from New Jersey on 9/29/2020.]
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Filing 33
ORDER ADMITTING JONATHAN H. HURWITZ, ESQ., PRO HAC VICE; granting #28 Letter/Application for the Pro Hac Vice Admission of Jonathan H. Hurwitz, Esq.; Counsel shall make payment of $150.00 to the Clerk of this Court, pursuant to Local Civil Rule 101.1(c)(3), following the date of the entry of this Order; etc. Signed by Magistrate Judge Steven C. Mannion on 10/22/2019. (sms) [Transferred from New Jersey on 9/29/2020.]
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Filing 32
ORDER ADMITTING DANIEL J. TOAL, ESQ., PRO HAC VICE; granting #27 Letter/Application for the Pro Hac Vice Admission of Daniel J. Toal, Esq.; Counsel shall make payment of $150.00 to the Clerk of this Court, pursuant to Local Civil Rule 101.1(c)(3), following the date of the entry of this Order; etc. Signed by Magistrate Judge Steven C. Mannion on 10/23/2019. (sms) [Transferred from New Jersey on 9/29/2020.]
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Filing 31
ORDER ADMITTING MATTHEW D. STACHEL, ESQ., PRO HAC VICE; granting #29 Letter/Application for the Pro Hac Vice Admission of Matthew D. Stachel, Esq.; Counsel shall make payment of $150.00 to the Clerk of this Court, pursuant to Local Civil Rule 101.1(c)(3), following the date of the entry of this Order; etc. Signed by Magistrate Judge Steven C. Mannion on 10/22/2019. (sms) [Transferred from New Jersey on 9/29/2020.]
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| Filing 30 STIPULATION and [Proposed] Order Regarding Stay of Proceedings by ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE. (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 29 Letter from Theodore V. Wells, Jr. requesting Pro Hac Vice Admission for Attorney Matthew D. Stachel. (Attachments: #1 Certification of Theodore V. Wells, Jr., Esq., #2 Certification of Matthew D. Stachel, Esq. and Exhibit A, #3 Text of Proposed Order)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 28 Letter from Theodore V. Wells, Jr. requesting Pro Hac Vice Admission for Attorney Jonathan H. Hurwitz. (Attachments: #1 Certification of Theodore V. Wells, Jr., Esq., #2 Certification of Jonathan H. Hurwitz, Esq. and Exhibit A, #3 Text of Proposed Order)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 27 Letter from Theodore V. Wells, Jr. requesting Pro Hac Vice Admission for Attorney Daniel J. Toal. (Attachments: #1 Certification of Theodore V. Wells, Jr., Esq., #2 Certification of Daniel J. Toal, Esq. and Exhibit A, #3 Text of Proposed Order)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 26 Letter from Theodore V. Wells, Jr. requesting Pro Hac Vice Admission for Attorney Daniel J. Kramer. (Attachments: #1 Certification of Theodore V. Wells, Jr., Esq., #2 Certification of Daniel J. Kramer, Esq. and Exhibit A, #3 Text of Proposed Order)(WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Clerk`s Text Order - The document #25 Application for Clerk's Order to Ext Answer/Proposed Order submitted by HENRIETTA H. FORE, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, DARREN W. WOODS, REX W. TILLERSON, DOUGLAS R. OBERHELMAN, STEVEN S. REINEMUND, EXXON MOBIL CORPORATION, ANDREW P. SWIGER, KENNETH C. FRAZIER, WILLIAM C. WELDON, WILLIAM W. GEORGE, LARRY R. FAULKNER, SAMUEL J. PALMISANO, DAVID S. ROSENTHAL, URSULA M. BURNS, JEFFREY J. WOODBURY has been GRANTED. The answer due date has been set for 10/21/2019. (qa, ) [Transferred from New Jersey on 9/29/2020.] |
| Filing 25 Application and Proposed Order for Clerk's Order to extend time to answer as to Defendants and Nominal Defendant.. (LAFIURA, DENNIS) [Transferred from New Jersey on 9/29/2020.] |
| Filing 24 Corporate Disclosure Statement by EXXON MOBIL CORPORATION. (LAFIURA, DENNIS) [Transferred from New Jersey on 9/29/2020.] |
| Filing 23 NOTICE of Appearance by ELIZABETH J. SHER on behalf of EXXON MOBIL CORPORATION (SHER, ELIZABETH) [Transferred from New Jersey on 9/29/2020.] |
| Filing 22 NOTICE of Appearance by DENNIS R. LAFIURA on behalf of EXXON MOBIL CORPORATION (LAFIURA, DENNIS) [Transferred from New Jersey on 9/29/2020.] |
| Filing 21 NOTICE of Appearance by THEODORE V. WELLS, JR on behalf of ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE (WELLS, THEODORE) [Transferred from New Jersey on 9/29/2020.] |
| Filing 20 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. DARREN W. WOODS waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 19 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. JEFFREY J. WOODBURY waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 18 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. WILLIAM C. WELDON waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 17 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. REX W. TILLERSON waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 16 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. ANDREW P. SWIGER waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 15 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. DAVID S. ROSENTHAL waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 14 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. STEVEN S. REINEMUND waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 13 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. SAMUEL J. PALMISANO waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 12 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. DOUGLAS R. OBERHELMAN waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 11 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. WILLIAM W. GEORGE waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 10 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. KENNETH C. FRAZIER waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 9 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. HENRIETTA H. FORE waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 8 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. LARRY R. FAULKNER waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 7 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. EXXON MOBIL CORPORATION waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 6 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. URSULA M. BURNS waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 5 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. PETER BRABECK-LETMATHE waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 4 WAIVER OF SERVICE Returned Executed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO. MICHAEL J. BOSKIN waiver sent on 8/8/2019, answer due 10/7/2019. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 3 SUMMONS ISSUED as to ANDREW P. SWIGER, DARREN W. WOODS, DAVID S. ROSENTHAL, DOUGLAS R. OBERHELMAN, EXXON MOBIL CORPORATION, HENRIETTA H. FORE, JEFFREY J. WOODBURY, KENNETH C. FRAZIER, LARRY R. FAULKNER, MICHAEL J. BOSKIN, PETER BRABECK-LETMATHE, REX W. TILLERSON, SAMUEL J. PALMISANO, STEVEN S. REINEMUND, URSULA M. BURNS, WILLIAM C. WELDON, WILLIAM W. GEORGE. Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. (jd, ) [Transferred from New Jersey on 9/29/2020.] |
| Case Assigned to Judge Esther Salas and Magistrate Judge Steven C. Mannion. (ak, ) [Transferred from New Jersey on 9/29/2020.] |
| Filing 2 Exhibit to #1 Complaint, Payment Confirmation by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO, DEREIVATIVELY ON BEHALF OF NOMINAL DEFENDANT EXXON MOBIL CORPORATION. (CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
| Filing 1 COMPLAINT against All Defendants with JURY DEMAND, filed by SARATOGA ADVANTAGE TRUST ENERGY & BASIC MATERIALS PORTFOLIO, DEREIVATIVELY ON BEHALF OF NOMINAL DEFENDANT EXXON MOBIL CORPORATION. (Attachments: #1 Exhibit A - Part 1, #2 Exhibit A - Part 2, #3 Exhibit A - Part 3, #4 Exhibit A - Part 4, #5 Exhibit A - Part 5, #6 Exhibit A - Part 6, #7 Civil Cover Sheet)(CECCHI, JAMES) [Transferred from New Jersey on 9/29/2020.] |
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