Securities and Exchange Commission v. Plummer et al
Plaintiff: Securities and Exchange Commission
Defendant: Emilio Barrera, Jr., George Rauch, Mark Allan Plummer, Mike Barrera, PRT Consulting, LLC doing business as Petroleum Resources of Texas, Richmond Engineering, Inc., Todd J Prince, George B Fasciano, Todd Stuart Breitling, Emilio Barrera, Jr, PRT Consulting LLC doing business as Petroleum Resources of Texas and Richmond Engineering Inc
Case Number: 3:2021cv02331
Filed: September 30, 2021
Court: US District Court for the Northern District of Texas
Presiding Judge: Jane J Boyle
Nature of Suit: Other Statutes: Securities/Commodities/Exchange
Cause of Action: 12 U.S.C. ยง 22
Jury Demanded By: Plaintiff
Docket Report

This docket was last retrieved on May 23, 2022. A more recent docket listing may be available from PACER.

Date Filed Document Text
October 15, 2021 Opinion or Order Filing 9 WAIVER OF SERVICE Returned Executed as to Richmond Engineering Inc. Waiver sent on 10/12/2021. (Bernstein, Keefe)
October 15, 2021 Opinion or Order Filing 8 WAIVER OF SERVICE Returned Executed as to Mark Allan Plummer. Waiver sent on 10/12/2021. (Bernstein, Keefe)
October 15, 2021 Opinion or Order Filing 7 WAIVER OF SERVICE Returned Executed as to George Rauch. Waiver sent on 10/5/2021. (Bernstein, Keefe)
October 15, 2021 Opinion or Order Filing 6 WAIVER OF SERVICE Returned Executed as to Todd J Prince. Waiver sent on 10/5/2021. (Bernstein, Keefe)
October 1, 2021 Opinion or Order Filing 5 Summons Issued as to Emilio Barrera, Jr, Todd Stuart Breitling, PRT Consulting LLC, Mark Allan Plummer, Todd J Prince, George Rauch, Richmond Engineering Inc. (mjr)
September 30, 2021 Opinion or Order Filing 4 New Case Notes: A filing fee is not due for this case. Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge (Judge Ramirez). Clerk to provide copy to plaintiff if not received electronically. (mjr)
September 30, 2021 Opinion or Order Filing 3 Request for Clerk to issue Summonses filed by Securities and Exchange Commission. (Bernstein, Keefe)
September 30, 2021 Opinion or Order Filing 2 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Securities and Exchange Commission. (Bernstein, Keefe)
September 30, 2021 Opinion or Order Filing 1 COMPLAINT WITH JURY DEMAND against Emilio Barrera, Jr, Todd Stuart Breitling, PRT Consulting, LLC, Mark Allan Plummer, Todd J Prince, George Rauch, Richmond Engineering, Inc. filed by Securities and Exchange Commission. (Filer fee note- Filed by the USA) Plaintiff will submit summons(es) for issuance. In each Notice of Electronic Filing, the judge assignment is indicated, and a link to the # Judges Copy Requirements and # Judge Specific Requirements is provided. The court reminds the filer that any required copy of this and future documents must be delivered to the judge, in the manner prescribed, within three business days of filing. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (Attachments: #1 Cover Sheet) (Bernstein, Keefe)

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Search for this case: Securities and Exchange Commission v. Plummer et al
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Defendant: Emilio Barrera, Jr.
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Defendant: George Rauch
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Defendant: Mark Allan Plummer
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Defendant: Mike Barrera
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Defendant: PRT Consulting, LLC doing business as Petroleum Resources of Texas
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Defendant: Richmond Engineering, Inc.
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Defendant: Todd J Prince
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Defendant: George B Fasciano
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Defendant: Todd Stuart Breitling
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Defendant: Emilio Barrera, Jr
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Defendant: PRT Consulting LLC doing business as Petroleum Resources of Texas
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Defendant: Richmond Engineering Inc
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Plaintiff: Securities and Exchange Commission
Represented By: Keefe M Bernstein
Represented By: James E Etri
Represented By: Jennifer D Reece
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