Zhu et al v. UBS Securities LLC et al
| James Xueyuan Zhu and Angela S Chiou |
| UBS Securities LLC, UBS Financial Services Inc and UBS Financial Services |
| 3:2022cv00239 |
| February 1, 2022 |
| US District Court for the Northern District of Texas |
| Sam A Lindsay |
| Irma Carrillo Ramirez |
| Other Statutes: Securities/Commodities/Exchange |
| 28 U.S.C. § 1331 Fed. Question |
| Plaintiff |
Docket Report
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This docket was last retrieved on March 3, 2023. A more recent docket listing may be available from PACER.
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Filing 13
NOTICE of Service re: #10 MOTION to Dismiss Motion to Dismiss for Failure to State a Claim filed by UBS Financial Services, UBS Securities LLC (Attachments: #1 Exhibit(s) Ex. A - Proof of Delivery) (McKennon, Megan)
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Filing 12
CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by UBS Financial Services, UBS Securities LLC. (Clerk QC note: Affiliate entry indicated). (McKennon, Megan)
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Filing 11
ORDER re: #10 Defendants' Motion to Dismiss and Brief in Support. Plaintiffs may file a response by 4/14/2022. Defendants may file a reply by 4/28/2022. (Ordered by Magistrate Judge Irma Carrillo Ramirez on 3/25/2022) (mcrd)
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***Clerk's Notice of delivery: (see NEF for details) Docket No:11. Fri Mar 25 16:46:53 CDT 2022 (crt)
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Filing 10
MOTION to Dismiss filed by UBS Financial Services, UBS Securities LLC with Brief/Memorandum in Support. (Attachments: #1 Declaration(s) Declaration of D. Goldberg with Exhibits)Attorney Megan Crosby McKennon added to party UBS Financial Services(pty:dft), Attorney Megan Crosby McKennon added to party UBS Securities LLC(pty:dft) (McKennon, Megan) Modified event text on 3/25/2022 (jmg).
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Filing 9
SUMMONS Returned Executed as to UBS Financial Services ; served on 3/15/2022. (ndt)
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Filing 8
SUMMONS Returned Executed as to UBS Securities LLC ; served on 3/3/2022. (ndt)
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Filing 7
Summons Issued as to UBS Financial Services. (mjr)
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Filing 6
AMENDED COMPLAINT WITH JURY DEMAND against UBS Financial Services, UBS Securities LLC filed by James Xueyuan Zhu, Angela S Chiou. Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (mjr)
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Filing 5
Summons Issued as to UBS Financial Services Inc, UBS Securities LLC. (ykp)
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Filing 4
ORDER: On 2/1/2022, the pro se plaintiffs filed this action against the defendants and paid the filing fee. Because they paid the filing fee, the plaintiffs are responsible for serving each defendant with a summons and a copy of the complaint in this case as provided by Rule 4(c) of the Federal Rules of Civil Procedure. If a defendant is not served within 90 days after the filingof the complaint, the action is subject to dismissal against that defendant without prejudice. The Clerk of the Court shall send summons forms and a copy of Fed. R. Civ. P. 4 to the plaintiffs. (Ordered by Magistrate Judge Irma Carrillo Ramirez on 2/3/2022) (Attachments: #1 Summons, #2 Fed. R. Civ. P. 4) (ykp)
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***Clerk's Notice of delivery: (see NEF for details) Docket No:4. Thu Feb 3 10:05:03 CST 2022 (crt)
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***Clerk's Notice of delivery: (see NEF for details) Docket No:1,2. Wed Feb 2 11:02:06 CST 2022 (crt)
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Filing 3
COMPLAINT WITH JURY DEMAND against UBS Financial Services Inc, UBS Securities LLC filed by James Xueyuan Zhu, Angela S Chiou. (Filing fee $402; Receipt number DS136304) Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas must seek admission promptly. Forms, instructions, and exemption information may be found at www.txnd.uscourts.gov, or by clicking here: # Attorney Information - Bar Membership. If admission requirements are not satisfied within 21 days, the clerk will notify the presiding judge. (ygl)
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Filing 2
Notice and Instruction to Pro Se Party. (ygl)
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Filing 1
New Case Notes: A filing fee has been paid. CASREF case referral set and case referred to Magistrate Judge Ramirez (see Special Order 3). Case received over counter or electronically. No prior sanctions found. (For court use only - links to the #national and #circuit indexes.) Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge (Judge Ramirez). Clerk to provide copy to plaintiff if not received electronically. (ygl)
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