U.S. Securities and Exchange Commission v. Farmer et al
U.S. Securities and Exchange Commission |
Scott R. Sieck, Andrew I. Farmer, Carolyn P. Austin, John D. Brotherton and Eddie D. Austin, Jr. |
4:2019cv01774 |
May 15, 2019 |
US District Court for the Southern District of Texas |
Alfred H Bennett |
Securities/Commodities |
Plaintiff |
Docket Report
This docket was last retrieved on May 16, 2019. A more recent docket listing may be available from PACER.
Document Text |
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Filing 5 ORDER for Initial Pretrial and Scheduling Conference and Order to Disclose Interested Persons. Initial Conference set for 8/16/2019 at 09:30 AM in Courtroom 8C before Judge Alfred H Bennett. (Signed by Judge Alfred H Bennett) Parties notified.(SarahShelbyadi, 4) |
Filing 4 Unopposed MOTION for to Enter Agreed Final Judgments Against Defendants Judgment by U.S. Securities and Exchange Commission, filed. Motion Docket Date 6/5/2019. (Attachments: #1 Exhibit A-Consent of Andrew I. Farmer, #2 Exhibit B-Consent of Eddie D. Austin, Jr., #3 Exhibit C-Consent of Scott R. Sieck, #4 Exhibit D-Consent of Carolyn P. Austin, #5 Exhibit E-Consent of John D. Brotherton, #6 Proposed Order Exhibit F-Proposed Final Judgment of Andrew I. Farmer, #7 Proposed Order Exhibit G-Proposed Final Judgment of Eddie D. Austin, Jr., #8 Proposed Order Exhibit H-Proposed Final Judgment of Scott R. Sieck, #9 Proposed Order Exhibit I-Proposed Final Judgement of Carolyn P. Austin, #10 Proposed Order Exhibit J-Proposed Final Judgment of John D. Brotherton)(Gulde, Matthew) |
Filing 3 CERTIFICATE OF INTERESTED PARTIES by U.S. Securities and Exchange Commission, filed.(Gulde, Matthew) |
Filing 2 MOTION for Joshua E. Braunstein to Appear Pro Hac Vice by U.S. Securities and Exchange Commission, filed. Motion Docket Date 6/5/2019. (Gulde, Matthew) |
Filing 1 COMPLAINT against All Defendants filed by U.S. Securities and Exchange Commission. (Attachments: #1 Civil Cover Sheet)(Gulde, Matthew) |
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