First Allied Securities, Inc. v Brian Carrier et al
| First Allied Securities, Inc. |
| Jignesh Patel, Craig Thiessen, Salim Gopalani, Jyotsna Bhakta, RLT Partnership Ltd., Brian Carrier, RRMI MD Professional Association, James Hammond, Roy Kumar, Sadiq Sohani, Ajay Patel, Sai Gundlappali, Stacia Dyess-Hammond, Allison Carrier and Mark Thiessen |
| 4:2020cv03456 |
| October 7, 2020 |
| US District Court for the Southern District of Texas |
| Vanessa D Gilmore |
| Other Statutes: Arbitration |
| 28 U.S.C. § 1332 |
| None |
Docket Report
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This docket was last retrieved on November 20, 2020. A more recent docket listing may be available from PACER.
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| Filing 23 FINAL JUDGMENT. (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4) |
Filing 22
ORDER granting #13 Motion for Summary Judgment; denying #14 Motion for Summary Judgment. (Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4)
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| Filing 21 First REQUEST for pre-motion conference, filed.(Fitapelli, Marc) |
| Filing 20 Second AMENDED COMPLAINT against All Defendants filed by First Allied Securities, Inc.. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9)(Schexnayder, Martin) |
| Filing 19 RESPONSE to #13 Cross MOTION for Summary Judgment filed by First Allied Securities, Inc.. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Exhibit Exhibit E, #6 Exhibit Exhibit F, #7 Exhibit Exhibit G)(Schexnayder, Martin) |
| Filing 18 AMENDED COMPLAINT against First Allied Securities, Inc. filed by First Allied Securities, Inc.. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit)(Schexnayder, Martin) |
| Filing 17 DOCKETED IN ERROR. FOR CORRECTED ENTRY, SEE #18 AMENDED ANSWER to by First Allied Securities, Inc., filed. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit)(Schexnayder, Martin) Modified on 11/3/2020 (thanniable, 4). |
| Filing 16 DOCKETED IN ERROR. FOR CORRECTED ENTRY, SEE #18 AMENDED ANSWER to by First Allied Securities, Inc., filed. (Attachments: #1 Exhibit, #2 Exhibit, #3 Exhibit, #4 Exhibit, #5 Exhibit, #6 Exhibit, #7 Exhibit, #8 Exhibit, #9 Exhibit)(Staley, Lee) Modified on 11/3/2020 (thanniable, 4). |
| Filing 15 RESPONSE to #14 Cross MOTION for Summary Judgment filed by Jyotsna Bhakta, Allison Carrier, Brian Carrier, Stacia Dyess-Hammond, Salim Gopalani, Sai Gundlappali, James Hammond, Roy Kumar, Ajay Patel, Jignesh Patel, RLT Partnership Ltd., RRMI MD Professional Association, Sadiq Sohani, Craig Thiessen, Mark Thiessen. (Attachments: #1 Affidavit Dec. of M. Fitapelli, #2 Exhibit A, #3 Exhibit B)(Fitapelli, Marc) |
| Filing 14 Cross MOTION for Summary Judgment by First Allied Securities, Inc., filed. Motion Docket Date 11/9/2020. (Attachments: #1 Exhibit Exhibit A, #2 Exhibit Exhibit B, #3 Exhibit Exhibit C, #4 Exhibit Exhibit D, #5 Exhibit Exhibit E, #6 Exhibit Exhibit F, #7 Exhibit Exhibit G)(Schexnayder, Martin) |
| Filing 13 Cross MOTION for Summary Judgment by Jyotsna Bhakta, Allison Carrier, Brian Carrier, Stacia Dyess-Hammond, Salim Gopalani, Sai Gundlappali, James Hammond, Roy Kumar, Ajay Patel, Jignesh Patel, RLT Partnership Ltd., RRMI MD Professional Association, Sadiq Sohani, Craig Thiessen, Mark Thiessen, filed. Motion Docket Date 11/9/2020. (Attachments: #1 Affidavit Dec. of M. Fitapelli, #2 Exhibit Ex: A - Submission Agreement, #3 Exhibit Ex: B - Answer to FINRA Complaint, #4 Exhibit Ex: C - Altered Submission Agreement, #5 Exhibit Ex: D - FINRA's Deficiency Notice)(Fitapelli, Marc) |
| Filing 12 Notice of Filing of Official Transcript as to #11 Transcript. Party notified, filed. (ShoshanaArnow, 4) |
| Filing 11 TRANSCRIPT re: Motion proceedings held on 10/09/2020 before Judge Vanessa D Gilmore. Court Reporter/Transcriber Lanie Smith. Ordering Party Defendant Release of Transcript Restriction set for 1/12/2021., filed. (LanieSmith, ) Modified on 10/28/2020 (bthomas, 4). |
| Filing 10 NOTICE of Setting as to #2 MOTION for Permanent Injunction, MOTION for Preliminary Injunction. Parties notified. Motion Hearing set for 10/9/2020 at 12:30 PM by video before Judge Vanessa D Gilmore, filed. (bthomas, 4) |
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Filing 9
ORDER granting #7 Motion for Jonathan Kurta to Appear Pro Hac Vice.(Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4)
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Filing 8
ORDER granting #6 Motion for Marc Fitapelli to Appear Pro Hac Vice.(Signed by Judge Vanessa D Gilmore) Parties notified.(bthomas, 4)
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| Filing 7 MOTION for Jonathan Kurta to Appear Pro Hac Vice by Jyotsna Bhakta, Allison Carrier, Brian Carrier, Stacia Dyess-Hammond, Salim Gopalani, Sai Gundlappali, James Hammond, Roy Kumar, Ajay Patel, Jignesh Patel, RLT Partnership Ltd., RRMI MD Professional Association, Sadiq Sohani, Craig Thiessen, Mark Thiessen, filed. Motion Docket Date 10/30/2020. (Cook, Ryan) |
| Filing 6 MOTION for Marc Fitapelli to Appear Pro Hac Vice by Jyotsna Bhakta, Allison Carrier, Brian Carrier, Stacia Dyess-Hammond, Salim Gopalani, Sai Gundlappali, James Hammond, Roy Kumar, Ajay Patel, Jignesh Patel, RLT Partnership Ltd., RRMI MD Professional Association, Sadiq Sohani, Craig Thiessen, Mark Thiessen, filed. Motion Docket Date 10/30/2020. (Cook, Ryan) |
| Filing 5 RESPONSE to #2 MOTION for Permanent Injunction MOTION for Preliminary Injunction , filed by Jyotsna Bhakta, Allison Carrier, Brian Carrier, Stacia Dyess-Hammond, Salim Gopalani, Sai Gundlappali, James Hammond, Roy Kumar, Ajay Patel, Jignesh Patel, RLT Partnership Ltd., RRMI MD Professional Association, Sadiq Sohani, Craig Thiessen, Mark Thiessen. (Cook, Ryan) |
| Minute Entry for proceedings held before Judge Vanessa D Gilmore. MOTION HEARING held on 10/9/2020 #2 Motion for Temporary Restraining Order. The Court Orders the filing of Cross Motions for Summary Judgment by 10/19/2020. Responses due by 11/1/2020. Appearances: Martin Schexnayder. Marc Fitapelli. Jonathan Kurta. (Court Reporter: Lanie Smith), filed. (bthomas, 4) |
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Filing 4
ORDER for Initial Pretrial and Scheduling Conference and Order to Disclose Interested Persons. Initial Conference set for 1/22/2021 at 01:30 PM in Courtroom 9A before Judge Vanessa D Gilmore. (Signed by Judge Vanessa D Gilmore) Parties notified.(ShadiaNashadi, 4)
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| Filing 3 MEMORANDUM by First Allied Securities, Inc., filed.(Schexnayder, Martin) |
| Filing 2 MOTION for Permanent Injunction( Motion Docket Date 10/28/2020.), MOTION for Preliminary Injunction by First Allied Securities, Inc., filed. (Attachments: #1 Proposed Order)(Schexnayder, Martin) |
| Filing 1 COMPLAINT against All Defendants (Filing fee $ 400 receipt number 0541-25317369) filed by First Allied Securities, Inc.. (Attachments: #1 Exhibit, #2 Exhibit, #3 Civil Cover Sheet)(Schexnayder, Martin) |
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