SEC v. Merrill Scott Ltd, et al

Justia Dockets & Filings Tenth Circuit Utah District Court SEC v. Merrill Scott Ltd, et al

SEC v. Merrill Scott Ltd, et al

Plaintiff:	Securities and Exchange Commission
Defendant:	Merrill Scott & Associates LTD, Merrill Scott & Associates, Phoenix Overseas Advisers, Gibraltar Permanente Assurance, Patrick M. Brody and Michael G. Licopantis
Receiver:	David K. Broadbent
Movant:	The Scott K. Canepa Charitable Supporting Organization and Scott K. Canepa
Thirdparty_defendant:	Certain Underwriters at Lloyds of London, England and James P. Landis
Consol_plaintiff:	Curt Woods, Kathy Woods, Curt & Kathy Woods Charitable Supporting Foundation and David K. Broadbent
Intervenor_plaintiff:	Charles Cozean
Intervenor_defendant:	Merrill Scott & Associates LTD, Merrill Scott & Associates, Phoenix Overseas Advisers, Gibraltar Permanente Assurance and Securities and Exchange Commission
Consol_defendant:	David K. Broadbent, T Shelton Powers, Advantage Software, Inc., Portia Seeley, Greg Seeley, Associated Title Insurance Agency and Jonezen Enterprize
Claimant:	Val Eylands and Jana Eylands
Consol_counter_claimant:	Jeremy Thorne
Counter_claimant:	Jeremy Thorne and Singularity Software
Counter_defendant:	David K. Broadbent
Intervenor:	USA
Case Number:	2:2002cv00039
Filed:	September 17, 2009
Court:	US District Court for the District of Utah
Office:	Central Office
Presiding Judge:	Tena Campbell
Presiding Judge:	David Nuffer
Nature of Suit:	Securities/Commodities
Cause of Action:	15 U.S.C. § 0077 Securities Fraud

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Available Case Documents

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Date Filed	Document Text
November 21, 2011	Filing 1478 CIVIL CONTEMPT ORDER AND MEMORANDUM DECISION finding Patrick M. Brody in Contempt of Court and granting 1388 Motion for Order to Show Cause. Plaintiff is directed to file a brief with the court, within 30 days from the date of this order. Mr. Brody may file a response within 30 days of the SEC's filing of that brief. The SEC may then reply within 14 days. Signed by Judge Tena Campbell on 11/21/11 (alt)
September 17, 2009	Filing 1305 MEMORANDUM DECISION denying defendants ASI, Greg Seely and Portia Seely's 1242 Motion for Summary Judgment ; granting the Receiver's 1260 Motion for Summary Judgment. Signed by Judge Tena Campbell on 9/17/2009. (ce)

Date Filed

Document Text

November 21, 2011

Filing 1478 CIVIL CONTEMPT ORDER AND MEMORANDUM DECISION finding Patrick M. Brody in Contempt of Court and granting 1388 Motion for Order to Show Cause. Plaintiff is directed to file a brief with the court, within 30 days from the date of this order. Mr. Brody may file a response within 30 days of the SEC's filing of that brief. The SEC may then reply within 14 days. Signed by Judge Tena Campbell on 11/21/11 (alt)

September 17, 2009

Filing 1305 MEMORANDUM DECISION denying defendants ASI, Greg Seely and Portia Seely's 1242 Motion for Summary Judgment ; granting the Receiver's 1260 Motion for Summary Judgment. Signed by Judge Tena Campbell on 9/17/2009. (ce)

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Search for this case: SEC v. Merrill Scott Ltd, et al
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Plaintiff: Securities and Exchange Commission
Represented By:	Karen L. Martinez
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Defendant: Merrill Scott & Associates LTD
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Defendant: Merrill Scott & Associates
Represented By:	James L. Barnett
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Defendant: Phoenix Overseas Advisers
Represented By:	James L. Barnett
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Defendant: Gibraltar Permanente Assurance
Represented By:	James L. Barnett
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Defendant: Patrick M. Brody
Represented By:	Robert Henry Copier
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Defendant: Michael G. Licopantis
Represented By:	Jennifer A. James
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Receiver: David K. Broadbent
Represented By:	James L. Barnett
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Movant: The Scott K. Canepa Charitable Supporting Organization
Represented By:	Richard D Burbidge
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Movant: Scott K. Canepa
Represented By:	Richard D Burbidge
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Thirdparty_defendant: Certain Underwriters at Lloyds of London, England
Represented By:	Joan M. Andrews
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Thirdparty_defendant: James P. Landis
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Consol_plaintiff: Curt Woods
Represented By:	Richard G. Cook
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Consol_plaintiff: Kathy Woods
Represented By:	Richard G. Cook
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Consol_plaintiff: Curt & Kathy Woods Charitable Supporting Foundation
Represented By:	Richard G. Cook
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Consol_plaintiff: David K. Broadbent
Represented By:	Brent E. Johnson
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Intervenor_plaintiff: Charles Cozean
Represented By:	Mary M. Baker
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Intervenor_defendant: Merrill Scott & Associates LTD
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Intervenor_defendant: Merrill Scott & Associates
Represented By:	James L. Barnett
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Intervenor_defendant: Phoenix Overseas Advisers
Represented By:	James L. Barnett
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Intervenor_defendant: Gibraltar Permanente Assurance
Represented By:	James L. Barnett
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Intervenor_defendant: Securities and Exchange Commission
Represented By:	Karen L. Martinez
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Consol_defendant: David K. Broadbent
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Consol_defendant: T Shelton Powers
Represented By:	Richard G. Cook
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Consol_defendant: Advantage Software, Inc.
Represented By:	Brett N. Anderson
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Consol_defendant: Portia Seeley
Represented By:	Brett N. Anderson
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Consol_defendant: Greg Seeley
Represented By:	Brett N. Anderson
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Consol_defendant: Associated Title Insurance Agency
Represented By:	Ronald G. Russell
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Consol_defendant: Jonezen Enterprize
Represented By:	Royce B. Covington
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Claimant: Val Eylands
Represented By:	Cecil R. Hedger
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Claimant: Jana Eylands
Represented By:	Cecil R. Hedger
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Consol_counter_claimant: Jeremy Thorne
Represented By:	Mark A. Larsen
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Counter_claimant: Jeremy Thorne
Represented By:	Mark A. Larsen
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Counter_claimant: Singularity Software
Represented By:	Mark A. Larsen
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Counter_defendant: David K. Broadbent
Represented By:	James L. Barnett
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Intervenor: USA
Represented By:	Brian D. Bailey
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