Cases 1 - 3 of 3
Brody, et al v. Price
as 11-4109
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant:
PATRICK M. BRODY and ROBERT H. COPIER
Defendant - Appellee:
GIFFORD W. PRICE
Defendant:
MERRILL SCOTT & ASSOCIATES, INC., MERRILL SCOTT & ASSOCIATES, LTD, PHOENIX OVERSEAS ADVISERS and others
:
SEC, et al v. Merrill Scott & Associates, et al
as 09-4180
Plaintiff - Appellee:
DAVID K. BROADBENT
Plaintiff:
SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant:
ADVANTAGE SOFTWARE, INC., PORTIA SEELEY and GREG SEELEY
Defendant:
MERRILL SCOTT & ASSOCIATES, INC., GIBRALTAR PERMANENTE ASSURANCE, MERRILL SCOTT & ASSOCIATES, LTD and others
SEC v. Merrill Scott Ltd, et al
as 2:2002cv00039
Plaintiff:
Securities and Exchange Commission
Defendant:
Merrill Scott & Associates LTD, Merrill Scott & Associates , Phoenix Overseas Advisers and others
Receiver:
David K. Broadbent
Movant:
The Scott K. Canepa Charitable Supporting Organization and Scott K. Canepa
Thirdparty_defendant:
Certain Underwriters at Lloyds of London, England and James P. Landis
Consol_plaintiff:
Curt Woods , Kathy Woods , Curt & Kathy Woods Charitable Supporting Foundation and others
Intervenor_plaintiff:
Charles Cozean
Intervenor_defendant:
Merrill Scott & Associates LTD, Merrill Scott & Associates , Phoenix Overseas Advisers and others
Consol_defendant:
David K. Broadbent, T Shelton Powers , Advantage Software, Inc. and others
Claimant:
Val Eylands and Jana Eylands
Consol_counter_claimant:
Jeremy Thorne
Counter_claimant:
Jeremy Thorne and Singularity Software
Counter_defendant:
David K. Broadbent
Intervenor:
USA
Cause Of Action: 15 U.S.C. ยง 0077 Securities Fraud
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