Next Level Planning & Wealth Management, LLC v. Prudential Insurance Company of America et al
| 2:2018mc00065 |
| February 4, 2019 |
| US District Court for the Eastern District of Wisconsin |
| Milwaukee Office |
| Other |
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The following documents for this case are available for you to view or download:
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Filing
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ORDER DISMISSING CASE signed by Judge Pamela Pepper on 4/3/2019. 18 Judge Duffin's recommendation ADOPTED; case DISMISSED. (cc: all counsel)(cb)
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Filing
17
ORDER DENYING PETITION TO ENFORCE ARBITRATOR'S SUBPOENA signed by Magistrate Judge William E Duffin on 2/13/2019. The petition to enforce the FINRA arbitration subpoena (ECF No. 9 ) filed by Pruco Securities LLC and Prudential Insurance Company of America is denied. The motion to quash the FINRA subpoena (ECF No. 2 ) filed by Next Level Planning & Wealth Management, LLC is dismissed as moot. (continued below)... (cc: all counsel) (mlm)
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Filing
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ORDER signed by Magistrate Judge William E Duffin on 2/4/2019. On January 23, 2019, the Honorable Pamela Pepper referred the matter to this court. (ECF No. 12 .) The court finds that oral argument is needed with respect to certain preliminary matters. The Clerk shall schedule this matter for a telephonic hearing to discuss this matter. The parties should be prepared to address questions/topics referenced in this order. (cc: all counsel)(mlm)
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