Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Tenth Circuit
Cases 91 - 100 of 108
Thomas, et al v. Metropolitan Life Insurance Co, et al We have downloadable decisions or orders for this case
as 09-6207
Plaintiff - Appellant: ROBERT L. THOMAS, individually and on behalf of all others similarly situated and AMANDA THOMAS, individually and on behalf of all others similarly situated
Defendant - Appellee: METROPOLITAN LIFE INSURANCE COMPANY and METLIFE SECURITIES, INC.
Movant: AMERICAN COUNCIL OF LIFE INSURANCE
SEC, et al v. Merrill Scott & Associates, et al
as 09-4180
Plaintiff - Appellee: DAVID K. BROADBENT
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: ADVANTAGE SOFTWARE, INC., PORTIA SEELEY and GREG SEELEY
Defendant: MERRILL SCOTT & ASSOCIATES, INC., GIBRALTAR PERMANENTE ASSURANCE, MERRILL SCOTT & ASSOCIATES, LTD and others
SEC v. Marchant, et al We have downloadable decisions or orders for this case
as 09-4135
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant: DUANE MARCHANT, STEPHEN SPENCER, KARL BADGER and others
Movant To Intervene - Appellant: THOMAS E. STAMOS
Sorenson v. Riffo, et al
as 09-4126
Plaintiff-Counter-Defendant - Appellee: JOSEPH T. SORENSON
Defendant - Appellant: JOSE ARTURO RIFFO and ALAN C. MONSON
Defendant-Counter-Claimant - Appellant: DIPPARDO FINANCIAL & GUARANTY GROUP
Defendant-Counterclaimant, 3rd Party Plaintiff - Appellant: CRYPTO CORPORATION and GLOBAL DATABASE INFORMATION SYSTEMS
Third-Party-Defendant: KATHLEEN SORENSON, BEVERLEY SORENSON and JAMES LEE SORENSON, Personal Representative of the Estate of James LeVoy Sorenson
Wing v. Hammons, et al
as 09-4116
Plaintiff - Appellee: ROBERT G. WING, as Receiver for VESCOR CAPITAL CORP., VESCOR CAPITAL, INC., VESCORP CAPITAL LLC, VESCORP CAPITAL IV-A LLC, VESCORP CAPITAL IV-M LLC
Defendant - Appellant: WILLIAM J. HAMMONS, BILO 1989 TRUST, Dated July 13, 1989, BILL HAMMONS AND ASSOCIATES and others
McKissick v. Yuen, et al
as 09-5078
Plaintiff-Counter-Defendant - Appellant: PAMELA L. MCKISSICK, an individual
Defendant - Appellee: HENRY C. YUEN, an individual and ELSIE M. LEUNG, an individual
Defendant-Counter-Claimant: GEMSTAR-TV GUIDE INTERNATIONAL, INC.
Movant: GLORIA DICKEY and ANTHEA DISNEY
SEC v. Curshen We have downloadable decisions or orders for this case
as 09-1196
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION
Defendant - Appellant: JONATHAN CURSHEN
Heritage Capital Management v. Wing, et al We have downloadable decisions or orders for this case
as 08-4224
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: VESCOR CAPITAL CORP., a Nevada corporation, VESCOR CAPITAL, a Nevada corporation, VESCORP CAPITAL, a Nevada limited liability company and others
Trustee - Appellee: ROBERT G. WING
McKissick v. Yuen, et al We have downloadable decisions or orders for this case
as 08-5151
Plaintiff-Counter-Defendant - Appellant: PAMELA L. MCKISSICK, an individual
Defendant - Appellee: HENRY C. YUEN, an individual and ELSIE M. LEUNG, an individual
Defendant-Counter-Claimant - Appellee: GEMSTAR-TV GUIDE INTERNATIONAL, INC.
Movant: GLORIA DICKEY and ANTHEA DISNEY
Commodity Futures Trading, et al v. 4NEXCHANGE, et al
as 08-4155
Plaintiff: COMMODITY FUTURES TRADING COMMISSION and STATE OF UTAH
Defendant - Appellee: 4NEXCHANGE, a Utah limited liability company, PAUL R. GRANT and RONALD K. BASSETT
Movant - Appellant: JONATHAN LEE RICHES

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