Cases 41 - 50 of 199
Securities and Exchange Commission v. Brogdon
as 1:2020mi00158
Petitioner:
Mary Ann Dauble
Plaintiff:
Securities and Exchange Commission
Defendant:
Brogdon
Securities and Exchange Commission v. Lindner Capital Advisors, Inc. et al
as 1:2020cv03970
Defendant:
Lindner Capital Advisors, Inc. and Robert J. Lindner
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 80
Securities and Exchange Commission v. FLiK et al
as 1:2020cv03739
Defendant:
Stephanie L. Brown, Hyperion Holdings LLC, Owen B. Smith and others
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Securities and Exchange Commission v. Alford
as 1:2020cv03164
Defendant:
Clarence Dean Alford
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
Appt. of Receiver
as 1:2020mi00053
Petitioner:
Securities and Exchange Commission
Receiver:
Jonathan E. Perlman
Cause Of Action: 28 U.S.C. § 754
Securities and Exchange Commission v. Van Zyl
as 1:2020cv00863
Defendant:
Dionne Van Zyl
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 77
United States Securities and Exchange Commission v. Kanetkar et al
as 1:2019cv03915
Defendant:
Jayat P. Kanetkar and Guaranteed Investigations, Inc.
Plaintiff:
United States Securities and Exchange Commission
Securities and Exchange Commission v. Nahata et al
as 1:2019cv03628
Defendant:
Ajay S. Bhandari and Harsh Nahata
Plaintiff:
Securities and Exchange Commission
Black v. United States Securities and Exchange Commission
as 1:2019cv03624
Defendant:
United States Securities and Exchange Commission
Plaintiff:
Linda Black
Cause Of Action: 05 U.S.C. § 0552
Securities and Exchange Commission v. Alar et al
as 1:2019cv03265
Defendant:
Paul Alar and West Mountain, LLC
Plaintiff:
Securities and Exchange Commission
Cause Of Action: 15 U.S.C. § 80
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