Cases 41 - 50 of 1,136
Securities and Exchange Commission v. Paulo De Bastos
as 23-12900
Plaintiff / Appellee:
SECURITIES AND EXCHANGE COMMISSION
Defendant / Appellant:
PAULO FERNANDO DE BASTOS and PAULO DE BASTOS
Securities and Exchange Commission v. RONDINI, III et al
as 9:2023cv81285
Plaintiff:
Securities and Exchange Commission
Defendant:
WILSON J. RONDINI, III, Falcon Capital LLP and Falcon Capital Partners Limited
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities and Exchange Commission v. Prager Metis CPAs, LLC et al
as 1:2023cv23723
Plaintiff:
Securities and Exchange Commission
Defendant:
Prager Metis CPAs, LLC and Prager Metis CPAs LLP
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
Securities and Exchange Commission v. Royal Bengal Logistics, Inc. et al
as 0:2023cv61179
Plaintiff:
Securities and Exchange Commission
Defendant:
Royal Bengal Logistics, Inc., Sanjay Singh, Sheetal Singh and others
Respondent:
TD Bank, N.A.
Garnishee:
E*Trade Securities LLC
Cause Of Action: 15 U.S.C. § 0078 Securities Exchange Act
American Securities Association, et al v. U.S. Securities and Exchange Commission
as 23-13396
Petitioner:
AMERICAN SECURITIES ASSOCIATION and CITADEL SECURITIES LLC
Respondent:
U.S. SECURITIES AND EXCHANGE COMMISSION
Securities and Exchange Commission v. Merrill et al
as 1:2023mc23936
Plaintiff:
Securities and Exchange Commission
Defendant:
Kevin B Merrill, Jay B. Ledford, Cameron R Jezierski and others
Cause Of Action: 28 U.S.C. § 0754 Receiver of Property in Different Districts
Securities and Exchange Commission v. Preipo Corp. et al
as 9:2023cv81141
Plaintiff:
Securities and Exchange Commission
Defendant:
Preipo Corp., John A. Mattera, David P. Grzan and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Speight et al
as 1:2023cv04384
Plaintiff:
Securities and Exchange Commission
Defendant:
Luther C. Speight, III and Luther Speight & Company, LLC
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Securities and Exchange Commission v. Filoramo
as 0:2023cv61858
Plaintiff:
Securities and Exchange Commission
Defendant:
Ronald E. Filoramo
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
Securities and Exchange Commission v. Patton et al
as 8:2023cv02212
Plaintiff:
Securities and Exchange Commission
Defendant:
Stephone N. Patton, Star Oil and Gas Company, Inc., North Gulf Energy Corporation, Inc. and others
Cause Of Action: 15 U.S.C. § 0077 Securities Fraud
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