Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 11 - 20 of 29
In Re: General Electric Co. Se
as 13-3763
Plaintiff - Appellee: State Universities Retirement System of Illinois, Karen A. Christiansen, on behalf of herself and all others similarly situated, Benson Duruaku and others
Appellant: Clark Hampe
Defendant: Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley and others
Lighthouse Financial Group v. The Royal Bank of Scotland We have downloadable decisions or orders for this case
as 13-3289
Plaintiff: Lighthouse Financial Group, Individually and On behalf of all others similarly situated and Ethan Gold, Individually and on behalf of all others similarly situated
Plaintiff - Appellant: IBEW Local Union No. 58 Pension Trust Fund and Annuity Fund
Defendant - Appellee: The Royal Bank of Scotland Group, PLC, Sir Thomas McKillop, Sir Frederick A. Goodwin and others
Movant: Irving Firemen's Relief and Retirement Fund, Bricklayers and Masons Local Union No. 5, Ohio Pension Fund and Lighthouse Financial Group, LLC
In Re Deutsche Bank AG Securit
as 13-2364
Plaintiff: Shirley Bachrach, Individually and on behalf of all others similarly situated, George Gerson, Individually and on behalf of all others similarly situated and Ridge Oak Management, Inc, On behalf of itself and all others similarly situated
Plaintiff - Appellant: Norbert G. Kaess, on behalf of themselves and all others similarly situated, Belmont Holdings Corp., Maria Farruggio, on behalf of themselves and all others similarly situated and others
Defendant - Appellee: Deutsche Bank AG, Deutsche Bank Capital Funding Trust VIII, Deutsche Bank Capital Funding LLC VIII and others
Freidus v. ING Group N.V.
as 12-4514
Plaintiff: Edward P. Zemprelli, Individually and on behalf of all others simiarly situated
Plaintiff - Appellant: Marshall Freidus, Individually and on behalf of all others simiarly situated
Defendant: ABN AMRO Incorporated, A.G. Edwards &Sons, Inc., Wachovia Corporation and others
Defendant - Appellee: ING Group N.V., ING Financial Holdings Corporation, Fred S. Hubbell and others
In re: UBS AG Securities Litig We have downloadable decisions or orders for this case
as 12-4355
Plaintiff: International Fund Management, S.A., (Luxemburg), William L. Wesner and Teamsters Union Local 500 Severance Fund, (''Teamsters")
Plaintiff - Appellant: City of Pontiac Policemen's and Firemen's Retirement System, ("Pontiac"), Arbejdsmarkedets Tillaegspension, ("ATP"), Union Asset Management Holding AG, ("Union") and others
Movant - Appellant: Oregon State Treasurer and the Oregon Public Employee Retirement Board and Alaska Laborers - Employers Retirement Fund
Defendant - Appellee: UBS AG, Peter A. Wuffli, Clive Standish and others
In Re: Fannie Mae Securitie
as 12-3859
Plaintiff: John A. Genovese, Robert M. Rollins, Nicholas Crisafi and others
Plaintiff - Appellant: Liberty Life Assurance Company of Boston, Liberty Mutual Fire Insurance Company, Liberty Mutual Insurance Company and others
Defendant - Appellee: Stephen B. Ashley, Daniel H. Mudd, Stephen M. Swad and others
In Re: Fannie Mae Securities
as 12-3859
Plaintiff: John A. Genovese, Robert M. Rollins, Nicholas Crisafi and others
Plaintiff / Appellant: Liberty Life Assurance Company of Boston, Liberty Mutual Fire Insurance Company, Liberty Mutual Insurance Company and others
Defendant / Appellee: Goldman, Sachs & Co. LLC
Defendant: Stephen B. Ashley, Daniel H. Mudd, Stephen M. Swad and others
Freidus v. ING Group N.V.
as 12-3748
Plaintiff: Marshall Freidus, Individually and on behalf of all others simiarly situated and Edward P. Zemprelli, Individually and on behalf of all others simiarly situated
Movant - Appellant: Joseph Silliman
Defendant - Appellee: ING Group N.V., ING Financial Holdings Corporation, Fred S. Hubbell and others
Federal Housing Finance Agency v. UBS Americas Inc. We have downloadable decisions or orders for this case
as 12-3207
Plaintiff - Appellee: Federal Housing Finance Agency, as Conservator for the Federal National Mortgage Association and The Federal Home Loan Mortgage Corporation and The Federal Home Loan Mortgage Corporation
Defendant - Appellant: UBS Americas Inc., UBS Real Estate Securities Inc., UBS Securities, LLC and others
In re: Ambac Financial Group
as 11-4643
Plaintiff: Public School Teachers' Pension & Retirement Fund of Chicago, Arkansas Teachers Retirement System, Public Employees' Retirement Systems of Mississippi and others
Plaintiff - Appellant: Police and Fire Retirement System of the City of Detroit
Defendant - Appellee: Ambac Financial Group, Inc., Robert J. Genader, Phillip B. Lassiter and others

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