Securities/Commodities/Exchanges Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 21 - 29 of 29
In Re IndyMac Mortgage-Backed
as 11-3036
Plaintiff: Police and Fire Retirement of System of the City of Detroit, individually, Police and Fire Retirement System of the City of Detroit, on behalf of all others similarly situated, Wyoming State Treasurer and others
Consolidated-Defendant: Lynette Antosh, Indymac INDX Mortgage Loan Trust Series 2006-AR14, Indymac INDX Mortgage Loan Trust Series 2006-AR2 and others
Appellant: City of Philadelphia Board of Pensions and Retirement, AKA "Philadelphia"
Defendant: Moody's Investor Services, Incorporation, Residential Asset Securitization Trust 2006-A5CB, The McGraw-Hill Companies and others
Defendant - Appellee: Indymac MBS, Incorporated, Deutsche Bank Securities Inc., John Olinski and others
Intervenor - Appellant: Los Angeles County Employees Retirement System, AKA "LACERA" and Public Employees' Retirement System of Mississippi, AKA "PERS"
Intervenor: General Retirement System of the City of Detroit
In Re IndyMac Mortgage Backed We have downloadable decisions or orders for this case
as 11-2998
Plaintiff: Police and Fire Retirement of System of the City of Detroit, individually, Police and Fire Retirement System of the City of Detroit, on behalf of all others similarly situated, Wyoming State Treasurer and others
Consolidated-Defendant: Lynette Antosh, Indymac INDX Mortgage Loan Trust Series 2006-AR14, Indymac INDX Mortgage Loan Trust Series 2006-AR2 and others
Defendant: Moody's Investor Services, Incorporation, Residential Asset Securitization Trust 2006-A5CB, The McGraw-Hill Companies and others
Defendant - Appellee: Indymac MBS, Incorporated, Deutsche Bank Securities Inc., John Olinski and others
Intervenor - Appellant: General Retirement System of the City of Detroit
In re Wachovia Equity Securiti
as 11-1755
Plaintiff: Morton Lipetz, Individually and on Behalf of All Others Similarly Situated and Evelyn Jean Lipetz, Individually and on Behalf of All Others Similarly Situated
Plaintiff - Appellant: New York City Pension Funds, New York City Board of Education Retirement System, New York City Employees Retirement System and others
Defendant: Thompson
Defendant - Appellee: Wachovia Corporation, G. Kennedy Thompson, Thomas J. Wurtz and others
New Jersey Carpenters Health F v. RALI Series 2006-QO1 Trust
as 11-1683
Plaintiff - Appellant: New Jersey Carpenters Health Fund, On behalf of Itself and all others similarly situated, New Jersey Carpenters Vacation Fund and Boilermaker Blacksmith National Pension Trust, on behalf of themselves and all others similarly situated
Defendant - Appellee: RALI Series 2006-QO1 Trust, RALI Series 2006-QO2 Trust, RALI Series 2006-QO3 Trust and others
UBS Financial Services, Inc. v. West Virginia University Hospi We have downloadable decisions or orders for this case
as 11-235
Plaintiff - Appellant: UBS Financial Services, Inc. and UBS Securities LLC
Defendant - Appellee: West Virginia University Hospitals, Inc., West Virginia University Hospitals-East, Inc., United Hospital Center, Inc. and others
Willow Creek Capital Partners v. UBS Securities, LLC We have downloadable decisions or orders for this case
as 11-122
Plaintiff - Appellant: WC Capital Management, LLC
Plaintiff-Counter-Defendant - Appellant: Willow Creek Capital Partners, L.P., a Delaware Limited partnership and Willow Creek Short Biased 30/130 Fund, L.P., a Delaware Limited partnership
Defendant-Counter-Claimant - Appellee: UBS Securities, LLC, a Delaware limited liability company and UBS AG, a Swiss company
In re UBS Auction Rate Securit
as 10-2903
Plaintiff: Edward Taras, Ann Elston, William Baumel, as trustee of the William Baumel and Jill Baumel Trust U/A dated 10/02/2002 TERMINATED: 03/25/2010 and others
Plaintiff - Appellant: David Neu and Charles H. Dutcher, on behalf of himself individually and as trustee of the Charles H. Dutcher, III Revocable Trust, U/A DTD 3/29/00
Defendant: Marten Hoekstra
Defendant - Appellee: UBS AG, UBS Securities LLC, UBS Financial Services Incorporated and others
Fait v. Regions Financial Corporation We have downloadable decisions or orders for this case
as 10-2311
Plaintiff: Alfred Fait, Indivdually and on behalf of all others situated
Plaintiff - Appellant: Howard M. Resin, Trustee for the Howard M. Resin IRA
Defendant: UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and others
Defendant - Appellee: Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr. and others
Movant: Howard M. Rensin
Melvin Steinhardt v. UBS Securities LLC
as 10-1152
Plaintiff - Appellant: Melvin Steinhardt, on behalf of himself and all others similarly situated
Defendant - Appellee: UBS Securities LLC and UBS Loan Finance LLC

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