Cases filed in the U.S. Court of Appeals, Second Circuit
Cases 71 - 76 of 76
In re UBS Auction Rate Securit
as 10-2903
Plaintiff: Edward Taras, Ann Elston, William Baumel, as trustee of the William Baumel and Jill Baumel Trust U/A dated 10/02/2002 TERMINATED: 03/25/2010 and others
Plaintiff - Appellant: David Neu and Charles H. Dutcher, on behalf of himself individually and as trustee of the Charles H. Dutcher, III Revocable Trust, U/A DTD 3/29/00
Defendant: Marten Hoekstra
Defendant - Appellee: UBS AG, UBS Securities LLC, UBS Financial Services Incorporated and others
Fait v. Regions Financial Corporation We have downloadable decisions or orders for this case
as 10-2311
Plaintiff: Alfred Fait, Indivdually and on behalf of all others situated
Plaintiff - Appellant: Howard M. Resin, Trustee for the Howard M. Resin IRA
Defendant: UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and others
Defendant - Appellee: Regions Financing Trust III, C. Dowd Ritter, Samuel W. Bartholomew, Jr. and others
Movant: Howard M. Rensin
Melvin Steinhardt v. UBS Securities LLC
as 10-1152
Plaintiff - Appellant: Melvin Steinhardt, on behalf of himself and all others similarly situated
Defendant - Appellee: UBS Securities LLC and UBS Loan Finance LLC
Mayor and City Council of Balt v. Citigroup, Inc. We have downloadable decisions or orders for this case
as 10-722
Plaintiff - Appellant: Mayor and City Council of Baltimore, Maryland, On behalf of themselves and all others similarly situated
Defendant - Appellee: Citigroup, Incorporation, Citigroup Global Markets, Incorporation, UBS AG and others
Mayfield v. Citigroup Inc.
as 10-867
Plaintiff - Appellant: Russell Mayfield, Individually on behalf of themselves and all others similarly situated, Paul Walton, Individually on behalf of themselves and all others similarly situated and John Abbott, Individually on behalf of themselves and all others similarly situated
Defendant - Appellee: Citigroup Inc., Citigroup Global Markets Inc., USB AG and others
UBS Securities LLC v. Voegeli
as 10-690
Plaintiff - Appellee: UBS Securities LLC
Defendant - Appellant: Fridolin Voegeli, Marcel Grubenmann, Hans-Felix Voegeli and others

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