Securities/Commodities/Exchanges Cases filed in the Second Circuit Courts
Cases 1 - 10 of 26
Clearwater v. Bradway et al
as 1:2023cv10538
Plaintiff: Cheri Clearwater
Defendant: Robert A. Bradway, Peter H. Griffith, Wanda M. Austin and others
United States Securities and Exchange Commission v. Morningview Financial LLC et al We have downloadable decisions or orders for this case
as 1:2022cv08142
Plaintiff: United States Securities and Exchange Commission
Defendant: Morningview Financial LLC, Miles M Riccio and Joseph M Riccio, Jr
Amicus Curiae: Alternative Investment Management Association, Ltd., Trading and Markets Project, Inc. and National Association of Private Fund Managers
In Re Norfolk Southern Corporation Bond/Note Securities Litigation We have downloadable decisions or orders for this case
as 1:2023cv04068
Plaintiff: Ohio Carpenters Pension Fund and City of Pontiac Reestablished General Employees Retirement System
Defendant: Norfolk Southern Corporation, Alan H. Shaw, James A. Squires and others
Cause Of Action: 15 U.S.C. § 77 Securities Fraud
Martin v. Bradway et al
as 1:2023cv06754
Plaintiff: Leon Martin
Defendant: Robert A. Bradway, Wanda Austin, Michael Drake and others
Nominal Defendant: Amgen, Inc.
Securities and Exchange Commission v. Kwok et al
as 1:2023cv02200
Plaintiff: Securities and Exchange Commission
Defendant: Ho Wan Kwok, Kin Ming Je, Mountains of Spices LLC and others
Intervenor: UNITED STATES OF AMERICA
Cause Of Action: 12 U.S.C. § 22 Securities Fraud
Lucio v. CDK Global, Inc. et al
as 1:2022cv05092
Plaintiff: Meredith Lucio
Defendant: CDK Global, Inc., Leslie A. Brun, Willie A. Deese and others
Hopkins v. CDK Global, Inc. et al
as 1:2022cv02549
Plaintiff: Matthew Hopkins
Defendant: CDK Global, Inc., Leslie A. Brun, Brian Krzanich and others
Stein v. CDK Global, Inc. et al
as 1:2022cv03379
Plaintiff: Shiva Stein
Defendant: CDK Global, Inc., Leslie A. Brun, Willie A. Deese and others
Ryan v. CDK Global, Inc. et al
as 1:2022cv03671
Plaintiff: John Ryan
Defendant: CDK Global, Inc., Brian M. Krzanich, Leslie A. Brun and others
Weiss v. Resonant Inc. et al
as 1:2022cv01202
Plaintiff: Miles Weiss
Defendant: Resonant Inc., George B. Holmes, Michael Fox and others

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?