Cases 11 - 20 of 41
First Capital Real Estate Inve v. SDDCO Brokerage Advisors, LLC
as 19-670
Respondent / Appellee:
SDDCO Brokerage Advisors, LLC
Respondent:
Financial Industry Regulatory Authority, Inc.
Petitioner / Appellant:
First Capital Real Estate Investments, LLC, a California limited liability company
Roth et al v. Financial Industry Regulatory Authority et al
as 1:2018cv10383
Petitioner:
David Farina, Byron Roth and Jared Schramm
Respondent:
Financial Industry Regulatory Authority and Matthew B. Proman
Cause Of Action: 9 U.S.C. § 9
Cashmore v. Financial Industry Regulatory Authority
as 1:2018cv01198
Defendant:
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Plaintiff:
Jeffrey A Cashmore
Cause Of Action: 28 U.S.C. § 1441
McIntyre v. Financial Industry Regulatory Authority, Inc.
as 1:2018cv06853
Defendant:
Financial Industry Regulatory Authority, Inc.
Plaintiff:
Brian McIntyre
Cause Of Action: 28 U.S.C. § 1331
Deutsch v. Fidelity Brokerage Services LL
as 18-1896
Petitioner - Appellant:
Peter E. Deutsch and William J. Deutsch
Respondent - Appellee:
Fidelity Brokerage Services LLC and National Financial Services LLC
Defendant:
Financial Industry Regulatory Authority, Inc., ("FINRA")
Fidelity Brokerage Services LL v. Deutsch
as 18-1774
Petitioner - Appellee:
Fidelity Brokerage Services LLC and National Financial Services LLC
Respondent - Appellant:
Peter E. Deutsch and William J. Deutsch
Defendant:
Financial Industry Regulatory Authority, Inc., (FINRA)
First Capital Real Estate Investments, L.L.C. v. SDDCO Brokerage Advisors, LLC et al
as 1:2018cv02013
Petitioner:
First Capital Real Estate Investments, L.L.C.
Respondent:
SDDCO Brokerage Advisors, LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 09 U.S.C. § 12
Pfeffer v. FINRA's Arbitration Panel
as 17-1819
Plaintiff - Appellant:
Alba T. Pfeffer
Defendant - Appellee:
Wells Fargo Advisors, LLC, One Wells Fargo Center 301 South College Street Charlotte, NC 28202 and Andre Mirkine, One Wells Fargo Center 301 South College Street Charlotte, NC 28202
Defendant:
Financial Industry Regulatory Authority, Inc., Arbitration Panel,One Liberty Plaza, 165 Broadway, 27th Floor, New York, NY 10006
Coleman v. Dangreen LLC et al
as 1:2016cv08600
Petitioner:
Paul J. Coleman
Respondent:
Dangreen LLC, Danwash LLC and Financial Industry Regulatory Authority, Inc.
Cause Of Action: 9 U.S.C. § 9
Financial Industry Regulatory Authority, Inc. v. Imbesi Law P.C. et al
as 1:2016cv06646
Plaintiff:
Financial Industry Regulatory Authority, Inc.
Defendant:
Imbesi Law P.C. and Vincent Imbesi
Cause Of Action: 15 U.S.C. § 1051
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