Securities/Commodities/Exchanges Cases filed in the Third Circuit Courts
Baker v. The Goldfield Corporation et al
as 1:2020cv01672
Defendant: John P. Fazzini, The Goldfield Corporation, David P. Bicks and others
Plaintiff: Lewis D. Baker
Stein v. The Goldfield Corporation et al
as 1:2020cv01656
Defendant: John P. Fazzini, Stephen L. Appel, The Goldfield Corporation and others
Plaintiff: Shiva Stein
SECURITIES AND EXCHANGE COMMISSION v. SELF et al
as 2:2010cv04430
Plaintiff: SECURITIES AND EXCHANGE COMMISSION
Defendant: JAMES W. SELF and STEPHEN R. GOLDFIELD
Cause Of Action: 15 U.S.C. ยง 78

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